0001387467-18-000041.txt : 20180620
0001387467-18-000041.hdr.sgml : 20180620
20180620174704
ACCESSION NUMBER: 0001387467-18-000041
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180618
FILED AS OF DATE: 20180620
DATE AS OF CHANGE: 20180620
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chang Daniel Kuang Ming
CENTRAL INDEX KEY: 0001649943
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34717
FILM NUMBER: 18910316
MAIL ADDRESS:
STREET 1: C/O ALPHA & OMEGA SEMICONDUCTOR LIMITED
STREET 2: 475 OAKMEAN PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR Ltd
CENTRAL INDEX KEY: 0001387467
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
BUSINESS PHONE: 408-830-9742
MAIL ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR LTD
DATE OF NAME CHANGE: 20070123
4
1
wf-form4_152953120786213.xml
FORM 4
X0306
4
2018-06-18
0
0001387467
ALPHA & OMEGA SEMICONDUCTOR Ltd
AOSL
0001649943
Chang Daniel Kuang Ming
475 OAKMEAD PARKWAY
SUNNYVALE
CA
94085
0
1
0
0
Senior VP of Marketing
Common Share
2018-06-18
4
S
0
3834
15.7973
D
47723
D
Common Share
2018-06-18
4
S
0
539
16
D
47184
D
Common Share
2018-06-19
4
S
0
5108
16
D
42076
D
The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2018.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.62 to $16.00, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Includes an aggregate of 32,642 shares subject to restricted share unit awards granted on March 16, 2015, March 15, 2016, March 15, 2017, and March 15, 2018, which will be issued as such units vest in accordance with their terms.
Includes 864 shares acquired under the Issuer's Employee Stock Purchase Plan on May 14, 2018.
The price reported in Column 4 is the exact price at which all shares were sold.
/s/ Yanbing Hong, attorney-in-fact for Daniel Kuang Ming Chang
2018-06-20