0001387467-17-000067.txt : 20171101 0001387467-17-000067.hdr.sgml : 20171101 20171101162804 ACCESSION NUMBER: 0001387467-17-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171031 FILED AS OF DATE: 20171101 DATE AS OF CHANGE: 20171101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chang Daniel Kuang Ming CENTRAL INDEX KEY: 0001649943 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34717 FILM NUMBER: 171169323 MAIL ADDRESS: STREET 1: C/O ALPHA & OMEGA SEMICONDUCTOR LIMITED STREET 2: 475 OAKMEAN PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR Ltd CENTRAL INDEX KEY: 0001387467 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 408-830-9742 MAIL ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR LTD DATE OF NAME CHANGE: 20070123 4 1 wf-form4_150956807067692.xml FORM 4 X0306 4 2017-10-31 0 0001387467 ALPHA & OMEGA SEMICONDUCTOR Ltd AOSL 0001649943 Chang Daniel Kuang Ming 475 OAKMEAD PARKWAY SUNNYVALE CA 94085 0 1 0 0 Senior VP of Marketing Common Share 2017-10-31 4 S 0 3398 18 D 40516 D The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on Sep 8, 2017. The price reported in Column 4 is the exact price at which all shares were sold. Includes an aggregate of 38,838 shares subject to restricted share unit awards granted on March 17, 2014, March 16, 2015, March 15, 2016, and March 15, 2017, which will be issued as such units vest in accordance with their terms. /s/ Yanbing Hong, attorney-in-fact for Daniel Kuang Ming Chang 2017-11-01