0001387467-16-000242.txt : 20161123
0001387467-16-000242.hdr.sgml : 20161123
20161123191038
ACCESSION NUMBER: 0001387467-16-000242
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161122
FILED AS OF DATE: 20161123
DATE AS OF CHANGE: 20161123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR Ltd
CENTRAL INDEX KEY: 0001387467
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
BUSINESS PHONE: 408-830-9742
MAIL ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR LTD
DATE OF NAME CHANGE: 20070123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chang Daniel Kuang Ming
CENTRAL INDEX KEY: 0001649943
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34717
FILM NUMBER: 162017552
MAIL ADDRESS:
STREET 1: C/O ALPHA & OMEGA SEMICONDUCTOR LIMITED
STREET 2: 475 OAKMEAN PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
4
1
wf-form4_147994622578314.xml
FORM 4
X0306
4
2016-11-22
0
0001387467
ALPHA & OMEGA SEMICONDUCTOR Ltd
AOSL
0001649943
Chang Daniel Kuang Ming
475 OAKMEAD PARKWAY
SUNNYVALE
CA
94085
0
1
0
0
Senior VP of Marketing
Common Share
2016-11-22
4
M
0
3731
14.14
A
44049
D
Common Share
2016-11-22
4
S
0
3731
22.90
D
40318
D
Employee Share Option (right to buy)
14.14
2016-11-22
4
M
0
3731
0
D
2020-06-27
Common Shares
3731.0
16269
D
Includes an aggregate of 38,617 shares subject to restricted share unit awards granted on February 14, 2013, March 17, 2014, March 16, 2015, and March 15, 2016, which will be issued as such units vest in accordance with their terms.
The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on Sep 14, 2016.
The price reported in Column 4 is the exact price at which all shares were sold.
Reflects 875 shares acquired under the Issuer's Employee Stock Purchase Plan on Nov 14, 2016.
The option is fully vested and immediately exercisable for all option shares.
/s/ Yanbing Hong, attorney-in-fact for Daniel Kuang Ming Chang
2016-11-23