0001387467-16-000242.txt : 20161123 0001387467-16-000242.hdr.sgml : 20161123 20161123191038 ACCESSION NUMBER: 0001387467-16-000242 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161122 FILED AS OF DATE: 20161123 DATE AS OF CHANGE: 20161123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR Ltd CENTRAL INDEX KEY: 0001387467 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 408-830-9742 MAIL ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR LTD DATE OF NAME CHANGE: 20070123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chang Daniel Kuang Ming CENTRAL INDEX KEY: 0001649943 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34717 FILM NUMBER: 162017552 MAIL ADDRESS: STREET 1: C/O ALPHA & OMEGA SEMICONDUCTOR LIMITED STREET 2: 475 OAKMEAN PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 4 1 wf-form4_147994622578314.xml FORM 4 X0306 4 2016-11-22 0 0001387467 ALPHA & OMEGA SEMICONDUCTOR Ltd AOSL 0001649943 Chang Daniel Kuang Ming 475 OAKMEAD PARKWAY SUNNYVALE CA 94085 0 1 0 0 Senior VP of Marketing Common Share 2016-11-22 4 M 0 3731 14.14 A 44049 D Common Share 2016-11-22 4 S 0 3731 22.90 D 40318 D Employee Share Option (right to buy) 14.14 2016-11-22 4 M 0 3731 0 D 2020-06-27 Common Shares 3731.0 16269 D Includes an aggregate of 38,617 shares subject to restricted share unit awards granted on February 14, 2013, March 17, 2014, March 16, 2015, and March 15, 2016, which will be issued as such units vest in accordance with their terms. The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on Sep 14, 2016. The price reported in Column 4 is the exact price at which all shares were sold. Reflects 875 shares acquired under the Issuer's Employee Stock Purchase Plan on Nov 14, 2016. The option is fully vested and immediately exercisable for all option shares. /s/ Yanbing Hong, attorney-in-fact for Daniel Kuang Ming Chang 2016-11-23