0001387467-16-000189.txt : 20160706 0001387467-16-000189.hdr.sgml : 20160706 20160706160618 ACCESSION NUMBER: 0001387467-16-000189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160701 FILED AS OF DATE: 20160706 DATE AS OF CHANGE: 20160706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR Ltd CENTRAL INDEX KEY: 0001387467 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 408-830-9742 MAIL ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR LTD DATE OF NAME CHANGE: 20070123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chang Daniel Kuang Ming CENTRAL INDEX KEY: 0001649943 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34717 FILM NUMBER: 161753760 MAIL ADDRESS: STREET 1: C/O ALPHA & OMEGA SEMICONDUCTOR LIMITED STREET 2: 475 OAKMEAN PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 4 1 wf-form4_146783556573224.xml FORM 4 X0306 4 2016-07-01 0 0001387467 ALPHA & OMEGA SEMICONDUCTOR Ltd AOSL 0001649943 Chang Daniel Kuang Ming 475 OAKMEAD PARKWAY SUNNYVALE CA 94085 0 1 0 0 Senior VP of Marketing Common Share 2016-07-01 4 S 0 2679 13.8312 D 41362 D The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.70 to $13.99, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Includes an aggregate of 38,617 shares subject to restricted share unit awards granted on February 14, 2013, March 17, 2014, March 16, 2015, and March 15, 2016, which will be issued as such units vest in accordance with their terms. /s/ Yanbing Hong, attorney-in-fact for Daniel Kuang Ming Chang 2016-07-06