-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HsofFAgD0MLmhgOny529X5h3FBCM9N0Fh4hSONmux8pLOSXOE91iNdewrm13A5TY B0hwwa/i3teDeYOz75Wz8A== 0001171520-09-000734.txt : 20091110 0001171520-09-000734.hdr.sgml : 20091110 20091110111152 ACCESSION NUMBER: 0001171520-09-000734 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091110 DATE AS OF CHANGE: 20091110 EFFECTIVENESS DATE: 20091110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marble Harbor Investment Counsel, LLC CENTRAL INDEX KEY: 0001387130 IRS NUMBER: 203734538 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12079 FILM NUMBER: 091170816 BUSINESS ADDRESS: STREET 1: 101 FEDERAL STREET STREET 2: SUITE 2210 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-956-6710 MAIL ADDRESS: STREET 1: 101 FEDERAL STREET STREET 2: SUITE 2210 CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 eps3609.txt MARBLE HARBOR INVESTMENT COUNSEL, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment |_|; Amendment Number: _____ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MARBLE HARBOR INVESTMENT COUNSEL, LLC Address: 101 FEDERAL STREET, SUITE 2210 BOSTON, MA 02110 Form 13F File Number: 028-12079 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul R. Davis Title: Managing Member Phone: 617-956-6710 Signature, Place, and Date of Signing: /s/ Paul R. Davis Boston, MA 11/10/09 ----------------- ------------- ---------- (Signature) (City, State) (Date) Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 115 Form 13F Information Value Total (thousands): $192,583 List of Other Included Managers: NONE Form 13F-HR Information Table
Title of VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY Name of Issuer Class CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ----- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- 3M Company Common 88579Y101 4301 58286 SOLE 51186 7100 Abbott Laboratories Common 002824100 8619 174237 SOLE 149454 24783 Aflac Inc Common 001055102 3190 74648 SOLE 66248 8400 Air Products & Chemicals Inc Common 009158106 3521 45386 SOLE 43614 1772 American Express Common 025816109 276 8150 SOLE 8150 Amgen Inc Common 031162100 981 16300 SOLE 14600 1700 Annaly Capital Management Inc Common 035710409 223 12300 SOLE 12300 Apache Corp Common 037411105 1092 11900 SOLE 9400 2500 Applied Neurosolutions Common 03823Y104 9 10000 SOLE 10000 Archer-Daniels-Midland Co Common 039483102 292 10000 SOLE 5000 5000 AT&T Inc Common 00206R102 1567 58031 SOLE 47131 10900 Automatic Data Processing Inc Common 053015103 5651 143795 SOLE 119195 24600 Bank of America Corp Common 060505104 456 26986 SOLE 8986 18000 Bank of New York Mellon Corp Common 064058100 424 14631 SOLE 14631 BBH International Common 05528X307 157 12782 SOLE 12782 Berkshire Hathaway Inc Cl B 084670207 953 287 SOLE 190 97 Boeing Common 097023105 411 7600 SOLE 5400 2200 BP Plc Sponsored ADR 055622104 1516 28483 SOLE 23483 5000 Bristol-Myers Squibb Co Common 110122108 265 11800 SOLE 8800 3000 Canadian Natural Resources Common 136385101 225 3350 SOLE 3350 Carbo Ceramics Inc Common 140781105 3361 65200 SOLE 56600 8600 CDN Superior Energy Common 136644101 9 11000 SOLE 11000 C R Bard Inc Common 067383109 259 3300 SOLE 1500 1800 Chevron Corp Common 166764100 1213 17225 SOLE 16517 708 Chubb Corp Common 171232101 570 11312 SOLE 11312 Cisco Systems Inc Common 17275R102 4187 177874 SOLE 169716 8158 Coca-Cola Co Common 191216100 3684 68610 SOLE 50854 17756 Colgate-Palmolove Common 194162103 830 10894 SOLE 10894 ConocoPhillips Common 20825C104 260 5775 SOLE 5775 Costco Wholesale Corp Common 22160k105 253 4500 SOLE 4500 Covidien Ltd Common g2552x108 525 12147 SOLE 6037 6110 CVS Caremark Corp Common 126650100 316 8850 SOLE 7850 1000 Danaher Corp Com Common 235851102 373 5550 SOLE 5550 Dell Inc Common 24702R101 444 29102 SOLE 9000 20102 Dentsply International Inc Com Common 249030107 269 7800 SOLE 7800 Diageo PLC Sponsored ADR 25243Q205 1251 20356 SOLE 18948 1408 Dolby Laboratories Common 25659t107 515 13500 SOLE 13500 Duke Energy Holding Corp Common 26441C105 1358 86340 SOLE 17340 69000 E I Dupont Denemours & Co Common 263534109 1463 45523 SOLE 45523 Ebay Inc Common 278642103 556 23575 SOLE 16875 6700 Ecolab Inc Common 278865100 2180 47175 SOLE 38671 8504 Edwards Lifesciences Corp Common 28176e108 957 13700 SOLE 13700 Eli Lilly & Co Common 532457108 326 9900 SOLE 9000 900 EMC Corp Common 268648102 944 55400 SOLE 55400 Emerson Electric Common 291011104 1852 46214 SOLE 36214 10000 Encana Corp Common 292505104 613 10655 SOLE 9955 700 Exelon Corp Common 30161N101 342 6900 SOLE 6900 Expeditors Intl of Washington Inc Common 302130109 2340 66584 SOLE 60184 6400 Exxon Mobil Corp Common 30231G102 15168 221078 SOLE 205578 15500 Fiserv Common 337738108 3411 70778 SOLE 54128 16650 General Electric Common 369604103 7100 432435 SOLE 356335 76100 Genzyme Corp Common 372917104 426 7517 SOLE 7517 Gilead Sciences Inc Common 375558103 238 5125 SOLE 5125 Google Inc Cl A 38259p508 332 670 SOLE 595 75 Healthcare Realty Tr Inc Common 421946104 2577 121983 SOLE 108483 13500 Hewlett-Packard Co Common 428236103 1327 28123 SOLE 23299 4824 Hologic Inc Common 436440101 163 10000 SOLE 10000 Home Depot Common 437076102 211 7950 SOLE 4000 3950 Huntington Bancshares Inc Common 446150104 321 68293 SOLE 52894 15399 Idexx Labs Inc Common 45168D104 795 15905 SOLE 13805 2100 Intel Corp Common 458140100 1665 85106 SOLE 71046 14060 Intl Business Machines Common 459200101 1514 12665 SOLE 9345 3320 Iron Mountain Inc Common 462846106 4576 171652 SOLE 138704 32948 Ishares Tr MSCI Emerging Mkts Idx Fd 464287234 309 7947 SOLE 7947 Johnson & Johnson Common 478160104 3562 58512 SOLE 52182 6330 Johnson Controls Inc Common 478366107 1022 40000 SOLE 31400 8600 JP Morgan Chase & Co Common 46625H100 981 22403 SOLE 18230 4173 Kimberly-Clark Corp Common 494368103 737 12508 SOLE 8108 4400 Linear Technology Corp Common 535678106 4606 166707 SOLE 133153 33554 McDonald's Corp Common 580135101 1973 34575 SOLE 32975 1600 Medtronic Inc Common 585055106 2267 61625 SOLE 50675 10950 Merck & Co Common 589331107 1811 57266 SOLE 52766 4500 Microsoft Corp Common 594918104 3910 152030 SOLE 123112 28918 Molex Inc Cl A 608554200 1973 105050 SOLE 72050 33000 MRV Communications Inc Common 553477100 11 12000 SOLE 12000 Newmont Mining Corp Common 651639106 241 5490 SOLE 5490 Nokia Corp Spons ADR 654902204 171 11700 SOLE 11700 Occidental Petroleum Corp Com Common 674599105 213 2729 SOLE 2729 O'Reilly Automotive Inc Common 686091109 1532 42399 SOLE 42399 Parker Hannifin Corp Common 701094104 219 4225 SOLE 4225 Pepsico Inc Common 713448108 6265 106803 SOLE 98818 7985 Petroleo Brasileiro SA Petro SP ADR Non VTG 71654v101 282 7190 SOLE 7190 Petsmart Inc Common 716768106 1461 67205 SOLE 55805 11400 Pfizer Inc Common 717081103 3277 198055 SOLE 176853 21202 Philip Morris Int'l Common 718172109 397 8155 SOLE 5755 2400 Praxair Inc Common 74005p104 1011 12386 SOLE 12386 Procter & Gamble Co Common 742718109 13255 228855 SOLE 213530 15325 Progressive Corp (Ohio) Common 743315103 1251 75464 SOLE 49514 25950 Qualcomm Inc Common 747525103 567 12617 SOLE 12617 Royal Bank of Canada Common 780087102 212 3968 SOLE 1600 2368 Royal Dutch Shell PLC Spons ADR 780259206 766 13401 SOLE 12001 1400 Schlumberger Common 806857108 3817 64060 SOLE 54150 9910 Sigma-Aldrich Corp Common 826552101 1093 20260 SOLE 14495 5765 SPDR Trust Unit Sr 1 78462f103 253 2400 SOLE 2400 Southern Co Common 842587107 236 7480 SOLE 7480 Spectra Energy Corp Common 847560109 778 41100 SOLE 11100 30000 Staples Inc Common 855030102 2577 111012 SOLE 108012 3000 State Street Corp Common 857477103 487 9275 SOLE 9275 Stericycle Inc Common 858912108 1749 36118 SOLE 31318 4800 Stryker Corp Common 863667101 1398 30786 SOLE 26886 3900 Teva Pharmaceutical Inds ADR 881624209 2248 44475 SOLE 44475 Tyco Electronics Ltd Common g9144p105 241 10821 SOLE 5410 5411 Tyco International Ltd SHS h89128104 450 13063 SOLE 6402 6661 Unilever NV NY SHS New 904784709 432 15000 SOLE 8000 7000 United Technologies Corp Common 913017109 1498 24590 SOLE 24590 Vangaurd Intel Equity Index Fund EMR MKT ETF 922042858 1143 29685 SOLE 28685 1000 Verizon Communications Common 92343V104 504 16652 SOLE 16467 185 Vodafone Group PLC SPONS ADR NEW 92857W209 1635 72693 SOLE 51291 21402 Vornado Realty Trust SH BEN INT 929042109 244 3792 SOLE 2989 803 Wal-Mart Stores Inc Common 931142103 2441 49732 SOLE 30622 19110 Walgreen Co Common 931422109 3597 96013 SOLE 86813 9200 Walt Disney Holding Co Common 254687106 472 17215 SOLE 17215 Wells Fargo & Co Common 949746101 2966 105270 SOLE 87010 18260 Wyeth Common 983024100 2239 46098 SOLE 34950 11148 Zimmer Holdings Inc Common 98956P102 600 11238 SOLE 7986 3252
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