-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TnT1EEkqK47SHMv1Fqr/9uor76wSY6zcIotI1D/3C0sjZd1TYEzk9O7sZ8uLnN3J jiahNmVm5c2Y8PauBC51+w== 0001171520-07-000635.txt : 20071019 0001171520-07-000635.hdr.sgml : 20071019 20071019144145 ACCESSION NUMBER: 0001171520-07-000635 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071019 DATE AS OF CHANGE: 20071019 EFFECTIVENESS DATE: 20071019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marble Harbor Investment Counsel, LLC CENTRAL INDEX KEY: 0001387130 IRS NUMBER: 203734538 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12079 FILM NUMBER: 071180842 BUSINESS ADDRESS: STREET 1: 101 FEDERAL STREET STREET 2: SUITE 2210 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-956-6710 MAIL ADDRESS: STREET 1: 101 FEDERAL STREET STREET 2: SUITE 2210 CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 eps2679.txt MARBLE HARBOR INVESTMENT COUNSEL, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment |_|; Amendment Number: _____ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MARBLE HARBOR INVESTMENT COUNSEL, LLC Address: 101 FEDERAL STREET, SUITE 2210 BOSTON, MA 02110 Form 13F File Number: 028-12079 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul R. Davis Title: Managing Partner Phone: 617-956-6710 Signature, Place, and Date of Signing: /s/ Paul R. Davis Boston, MA 10/19/07 ----------------- ------------- ---------- (Signature) (City, State) (Date) Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 119 Form 13F Information Value Total (thousands): $238,733 List of Other Included Managers: NONE 1 Form 13F-HR Information Table
Title of VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY Name of Issuer Class CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ----- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- 3M Company Common 88579Y101 5731 61246 SOLE 55846 5400 Abbott Laboratories Common 002824100 9625 179508 SOLE 148808 30700 Aflac Inc Common 001055102 2302 40365 SOLE 30265 10100 Air Products & Chemicals Inc Common 009158106 4888 50007 SOLE 46507 3500 Altria Group Inc Common 02209S103 495 7120 SOLE 3320 3800 American Express Common 025816109 2195 36975 SOLE 36475 500 American Intl Group Inc Common 026874107 5790 85595 SOLE 63383 22212 Amgen Inc Common 031162100 1284 22700 SOLE 20500 2200 Anadarko Petroleum Corp Common 032511107 478 8900 SOLE 8900 Anheuser Busch Cos Inc Common 035229103 2040 40824 SOLE 34224 6600 Apache Corp Common 037411105 333 3700 SOLE 800 2900 Applied Neurosolutions Common 03823Y104 54 300000 SOLE 300000 Archer-Daniels-Midland Co Common 039483102 904 27338 SOLE 27338 AT&T Inc New Common 00206R102 2070 48938 SOLE 47638 1300 Automatic Data Processing Inc Common 053015103 4697 102265 SOLE 88365 13900 Bank of America Corp Common 060505104 2606 51841 SOLE 33841 18000 Bank of New York Co Common 064058100 629 14258 SOLE 14258 Berkshire Hathaway Inc Cl B Common 084670207 1482 375 SOLE 354 21 Boeing Common 097023105 1223 11650 SOLE 11650 BP Plc Sponsored ADR Common 055622104 2611 37663 SOLE 37663 Bristol-Myers Squibb Co Common 110122108 452 15700 SOLE 15700 Broadridge Financial Solutions LLC Common 11133T103 323 17051 SOLE 13726 3325 CDN Superior Energy Common 136644101 30 11000 SOLE 11000 C R Bard Inc Common 067383109 326 3700 SOLE 1500 2200 Cadbury Schweppes PLC ADR Common 127209302 252 5432 SOLE 5432 Chevron Corp Common 166764100 628 6717 SOLE 5809 908 Cisco Systems Inc Common 17275R102 1323 39950 SOLE 33950 6000 Citigroup Inc Common 172967101 2923 62633 SOLE 54484 8149 Coca-Cola Co Common 191216100 3825 66560 SOLE 57460 9100 Colgate-Palmolove Common 194162103 550 7714 SOLE 7714 Cooper Industries Inc Common G24182100 252 4940 SOLE 4940 Costco Wholesale Corp Common 22160k105 325 5300 SOLE 5300 Covidien Ltd Common g2552x108 495 11940 SOLE 11940 CVS Caremark Corp Common 126650100 332 8400 SOLE 7400 1000 Danaher Corp Common 235851102 206 2500 SOLE 2500 Dell Inc Common 24702R101 1019 36926 SOLE 7800 29126 Diageo PLC Sponsored ADR Common 25243Q205 1008 11500 SOLE 8300 3200 Duke Energy Holding Corp Common 26441C105 1751 93722 SOLE 9386 84336 E I Dupont Denemours & Co Common 263534109 2505 50553 SOLE 50553 Ebay Inc Common 278642103 3018 77350 SOLE 63850 13500 Ecolab Inc Common 278865100 1694 35910 SOLE 26010 9900 Eli Lilly & Co Common 532457108 649 11400 SOLE 10500 900 EMC Corp Common 268648102 981 47200 SOLE 44200 3000 Emerson Electric Common 291011104 2153 40472 SOLE 23272 17200 Expeditors Intl of Washington Inc Common 302130109 2336 49400 SOLE 41200 8200 Exxon Mobil Corp Common 30231G102 20069 216825 SOLE 198461 18364 Fiserv Inc Common 337738108 2768 54425 SOLE 45325 9100 Garmin Ltd Common G37260109 214 1800 SOLE 1800 General Electric Common 369604103 20256 489279 SOLE 446400 42879
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Title of VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY Name of Issuer Class CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ----- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- Genzyme Corp Common 372917104 340 5500 SOLE 5500 Goldman Sachs Group Inc Common 38141G104 433 2000 SOLE 2000 Healthcare Realty Tr Inc Common 421946104 497 18650 SOLE 16450 2200 Hewlett-Packard Co Common 428236103 1183 23770 SOLE 23770 Home Depot Inc Common 437076102 957 29512 SOLE 24162 5350 Huntington Bancshares Inc Common 446150104 1681 99006 SOLE 64215 34791 Intel Corp Common 458140100 2099 81206 SOLE 57146 24060 Intl Business Machines Common 459200101 2148 18236 SOLE 17436 800 Iron Mountain Inc Common 462846106 4166 136687 SOLE 114387 22300 Johnson & Johnson Common 478160104 3243 49362 SOLE 47862 1500 Johnson Controls Inc Common 478366107 1157 9800 SOLE 6600 3200 JP Morgan Chase & Co Common 46625H100 878 19168 SOLE 18772 396 Kellogg Co Common 487836108 463 8270 SOLE 8270 Keycorp New Common 493267108 255 7912 SOLE 7912 Kimberly-Clark Corp Common 494368103 1042 14836 SOLE 14236 600 Lincoln National Corp Common 534187109 461 6993 SOLE 6993 Linear Technology Corp Common 535678106 4902 140101 SOLE 116101 24000 McDonald's Corp Common 580135101 2564 47076 SOLE 40776 6300 Medtronic Inc Common 585055106 3222 57129 SOLE 47129 10000 Merck & Co Common 589331107 2110 40826 SOLE 36326 4500 Microsoft Corp Common 594918104 3902 132458 SOLE 112058 20400 Molex Inc Cl A Common 608554200 2984 117675 SOLE 101075 16600 Moody's Corp Common 615369105 302 6000 SOLE 6000 MRV Communications Inc Common 553477100 29 12000 SOLE 12000 Nestle's A Spons ADR Common 641069406 906 8100 SOLE 7300 800 Nokia Corp Spons ADR Common 654902204 538 14200 SOLE 14200 Novellus Systems Inc Common 670008101 218 8000 SOLE 8000 O'Reilly Automotive Inc Common 686091109 547 16400 SOLE 16300 100 Occidental Petroleum Corp Common 674599105 217 3400 SOLE 3400 Pall Corp Common 696429307 389 10000 SOLE 10000 Pepsico Inc Common 713448108 6480 88453 SOLE 84803 3650 Petsmart Inc Common 716768106 668 20950 SOLE 17550 3400 Pfizer Inc Common 717081103 3921 160536 SOLE 132236 28300 Praxair Inc Common 74005p104 485 5800 SOLE 5800 Procter & Gamble Co Common 742718109 16256 231113 SOLE 220798 10315 Progressive Corp (Ohio) Common 743315103 1081 55700 SOLE 34700 21000 Qualcomm Inc Common 747525103 251 5950 SOLE 5950 Rockwell Collins Inc Common 774341101 257 3525 SOLE 3525 Rohm & Haas Co Common 775371107 1057 19000 SOLE 19000 Royal Dutch Shell PLC Spons ADR A Common 780259206 1212 14760 SOLE 12260 2500 Schlumberger Ltd NV Common 806857108 4013 38220 SOLE 32620 5600 Sigma-Aldrich Corp Common 826552101 1286 26400 SOLE 26400 SLM Corp Common 78442P106 238 4800 SOLE 4300 500 Spectra Energy Corp Common 847560109 1097 44831 SOLE 2663 42168 Staples Inc Common 855030102 1854 86312 SOLE 82112 4200 Stericycle Inc Common 858912108 1320 23100 SOLE 14900 8200 Stryker Corp Common 863667101 1139 16575 SOLE 12675 3900 Sysco Corp Common 871829107 457 12850 SOLE 6350 6500 Target Corp Common 87612E106 992 15615 SOLE 13275 2340 Teva Pharmaceutical Inds ADR Common 881624209 1657 37275 SOLE 36075 1200
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Title of VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY Name of Issuer Class CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ----- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- Tyco Electronics Ltd Common g9144p105 423 11940 SOLE 11940 Tyco International Ltd Common G9143X208 529 11940 SOLE 11940 Unilever NV NY Shs New Common 904784709 753 24426 SOLE 24426 United Parcel Service Cl B Common 911312106 1152 15350 SOLE 12550 2800 United Technologies Corp Common 913017109 1616 20084 SOLE 20084 Vanguard Emerging Markets ETF Common 922042858 675 6510 SOLE 6510 Verizon Communications Common 92343V104 436 9850 SOLE 9665 185 Viacom Inc Cl B (New) Common 92553p201 204 5250 SOLE 5250 Vodafone Group PLC Spons ADR Common 92857W209 2640 72743 SOLE 59331 13412 Vornado Realty Trust Common 929042109 317 2900 SOLE 1900 1000 Wal-Mart Stores Inc Common 931142103 3021 69220 SOLE 57220 12000 Walgreen Co Common 931422109 3201 67778 SOLE 54478 13300 Walt Disney Holding Co Common 254687106 357 10385 SOLE 10385 Waste Management Inc Common 94106l109 200 5300 SOLE 5300 Wells Fargo & Co Common 949746101 2722 76438 SOLE 71938 4500 Western Union Co Common 959802109 205 9800 SOLE 7800 2000 Wisconsin Energy Corp Common 976657106 337 7500 SOLE 7500 Wm Wrigley Jr. Co Common 982526105 1243 19354 SOLE 18979 375 Wyeth Common 983024100 2782 62448 SOLE 58100 4348 Zimmer Holdings Inc Common 98956P102 2266 27986 SOLE 22586 5400
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