-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GCBNRnZyewHZEyGDfqvf26zyJ9b27r/AQuGkhmXB3S2nQc7kQY30QE5w5QZeM8ED SZTGdD2akX3aRESOd8zAeg== 0001171520-07-000180.txt : 20070501 0001171520-07-000180.hdr.sgml : 20070501 20070501131736 ACCESSION NUMBER: 0001171520-07-000180 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070501 DATE AS OF CHANGE: 20070501 EFFECTIVENESS DATE: 20070501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marble Harbor Investment Counsel, LLC CENTRAL INDEX KEY: 0001387130 IRS NUMBER: 203734538 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12079 FILM NUMBER: 07804758 BUSINESS ADDRESS: STREET 1: 101 FEDERAL STREET STREET 2: SUITE 2210 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-956-6710 MAIL ADDRESS: STREET 1: 101 FEDERAL STREET STREET 2: SUITE 2210 CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 eps2481.txt MARBLE HARBOR INVESTMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2007 Check here if Amendment |_|; Amendment Number: _____ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MARBLE HARBOR INVESTMENT COUNSEL, LLC Address: 101 FEDERAL STREET, SUITE 2210 BOSTON, MA 02110 Form 13F File Number: 028-12079 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul R. Davis Title: Managing Partner Phone: 617-956-6710 Signature, Place, and Date of Signing: /s/ Paul R. Davis Boston, MA 05/01/2007 ----------------- ------------- ---------- (Signature) (City, State) (Date) Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 107 Form 13F Information Value Total (thousands): $198,198 List of Other Included Managers: NONE 1 Form 13F-HR Information Table
Title of VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY Name of Issuer Class CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ----- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- 3M Company Common 88579Y101 4263 55786 SOLE 54386 1400 Abbott Laboratories Common 002824100 9577 171633 SOLE 158633 13000 Aflac Inc Common 001055102 1301 27660 SOLE 19560 8100 Air Products & Chemicals Inc Common 009158106 3506 47407 SOLE 47407 Altria Group Inc Common 02209S103 625 7120 SOLE 3620 3500 American Express Common 025816109 1955 34675 SOLE 34175 500 American Intl Group Inc Common 026874107 5366 79829 SOLE 72604 7225 Amgen Inc Common 031162100 1633 29230 SOLE 25630 3600 Anadarko Petroleum Corp Common 032511107 318 7400 SOLE 7400 Anheuser Busch Cos Inc Common 035229103 1928 38224 SOLE 36424 1800 Apache Corp Common 037411105 256 3625 SOLE 125 3500 Applied Neurosolutions Common 03823Y104 84 300000 SOLE 300000 Archer-Daniels-Midland Co Common 039483102 1003 27338 SOLE 27338 AT&T Inc New Common 00206R102 1890 47938 SOLE 47338 600 Automatic Data Processing Inc Common 053015103 4114 85011 SOLE 72311 12700 Bank of America Corp Common 060505104 2389 46841 SOLE 28841 18000 Bank of New York Co Common 064057102 246 6090 SOLE 6090 Berkshire Hathaway Inc Cl B Common 084670207 1219 335 SOLE 314 21 Boeing Common 097023105 1035 11650 SOLE 11650 BP Plc Sponsored ADR Common 055622104 2663 41137 SOLE 41137 Bristol-Myers Squibb Co Common 110122108 466 16800 SOLE 16800 CDN Superior Energy Common 136644101 27 11000 SOLE 11000 Chevron Corp Common 166764100 306 4147 SOLE 3239 908 Cisco Systems Inc Common 17275R102 741 29050 SOLE 26050 3000 Citigroup Inc Common 172967101 2460 47931 SOLE 40982 6949 Coca-Cola Co Common 191216100 3026 63050 SOLE 56350 6700 Colgate-Palmolove Common 194162103 324 4864 SOLE 4864 Cooper Industries Inc Common G24182100 222 4940 SOLE 4940 Dell Inc Common 24702R101 710 30626 SOLE 1500 29126 Diageo PLC Sponsored ADR Common 25243Q205 930 11500 SOLE 11100 400 Duke Energy Holding Corp Common 26441C105 1798 88644 SOLE 4308 84336 E I Dupont Denemours & Co Common 263534109 2546 51523 SOLE 51523 Ebay Inc Common 278642103 1311 39550 SOLE 30050 9500 Ecolab Inc Common 278865100 672 15650 SOLE 10250 5400 Eli Lilly & Co Common 532457108 451 8400 SOLE 7500 900 EMC Corp Common 268648102 605 43700 SOLE 40700 3000 Emerson Electric Common 291011104 1692 39272 SOLE 30072 9200 Expeditors Intl of Washington Inc Common 302130109 1867 45200 SOLE 38600 6600 Exxon Mobil Corp Common 30231G102 16685 221152 SOLE 207088 14064 Fiserv Inc Common 337738108 2395 45150 SOLE 36650 8500 General Electric Common 369604103 16083 454848 SOLE 421844 33004 Genzyme Corp Common 372917104 210 3500 SOLE 3500 Goldman Sachs Group Inc Common 38141G104 444 2150 SOLE 2150 Healthcare Realty Tr Inc Common 421946104 801 21500 SOLE 16300 5200 Hewlett-Packard Co Common 428236103 751 18726 SOLE 18726 Home Depot Inc Common 437076102 1124 30612 SOLE 25262 5350 Intel Corp Common 458140100 1437 75156 SOLE 51096 24060 Intl Business Machines Common 459200101 1734 18406 SOLE 17606 800 Iron Mountain Inc Common 462846106 2164 82850 SOLE 70650 12200
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Title of VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY Name of Issuer Class CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ----- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- Johnson & Johnson Common 478160104 2600 43162 SOLE 41662 1500 Johnson Controls Inc Common 478366107 889 9400 SOLE 5900 3500 JP Morgan Chase & Co Common 46625H100 907 18768 SOLE 18372 396 Kellogg Co Common 487836108 425 8270 SOLE 8270 Keycorp New Common 493267108 324 8662 SOLE 8662 Kimberly-Clark Corp Common 494368103 1043 15236 SOLE 14636 600 Lincoln National Corp Common 534187109 459 6778 SOLE 6778 Linear Technology Corp Common 535678106 3959 125350 SOLE 108250 17100 McDonald's Corp Common 580135101 2107 46776 SOLE 40476 6300 Medimmune Inc Common 584699102 236 6500 SOLE 1500 5000 Medtronic Inc Common 585055106 2608 53175 SOLE 47675 5500 Mellon Financial Common 58551A108 371 8600 SOLE 8600 Merck & Co Common 589331107 1573 35626 SOLE 31126 4500 Microsoft Corp Common 594918104 3326 119358 SOLE 105958 13400 Molex Inc Cl A Common 608554200 2665 107095 SOLE 90495 16600 Moody's Corp Common 615369105 372 6000 SOLE 6000 MRV Communications Inc Common 553477100 42 12000 SOLE 12000 Nestle's A Spons ADR Common 641069406 361 3725 SOLE 2925 800 Nokia Corp Spons ADR Common 654902204 229 10000 SOLE 10000 Novellus Systems Inc Common 670008101 256 8000 SOLE 8000 O'Reilly Automotive Inc Common 686091109 317 9600 SOLE 8300 1300 Pall Corp Common 696429307 380 10000 SOLE 10000 Pepsico Inc Common 713448108 5065 79703 SOLE 76053 3650 Pfizer Inc Common 717081103 3786 149886 SOLE 142086 7800 Procter & Gamble Co Common 742718109 13920 220401 SOLE 211256 9145 Progressive Corp (Ohio) Common 743315103 401 18400 SOLE 7000 11400 Qualcomm Inc Common 747525103 253 5950 SOLE 5950 Rockwell Collins Inc Common 774341101 235 3525 SOLE 3525 Rohm & Haas Co Common 775371107 982 19000 SOLE 19000 Royal Dutch Shell PLC Spons ADR A Common 780259206 958 14460 SOLE 11960 2500 Schlumberger Ltd NV Common 806857108 2629 38058 SOLE 35158 2900 Servicemaster Co Common 81760N109 2162 140500 SOLE 119700 20800 Sigma-Aldrich Corp Common 826552101 1062 25600 SOLE 25600 Sky Financial Group Inc Common 83080P103 2343 87263 SOLE 87263 SLM Corp Common 78442P106 376 9200 SOLE 8700 500 Spectra Energy Corp Common 847560109 1167 44430 SOLE 2262 42168 Staples Inc Common 855030102 2311 89462 SOLE 85262 4200 Stericycle Inc Common 858912108 851 10450 SOLE 6350 4100 Stryker Corp Common 863667101 1085 16375 SOLE 12475 3900 Sysco Corp Common 871829107 333 9850 SOLE 3350 6500 Target Corp Common 87612E106 892 15065 SOLE 12725 2340 Teva Pharmaceutical Inds ADR Common 881624209 1309 34975 SOLE 33775 1200 Tyco International Ltd Common 902124106 1465 46460 SOLE 46460 Unilever NV NY Shs New Common 904784709 713 24426 SOLE 24426 United Parcel Service Cl B Common 911312106 956 13650 SOLE 10850 2800 United Technologies Corp Common 913017109 915 14084 SOLE 14084 Vanguard Emerging Markets ETF Common 922042858 299 3800 SOLE 3800 Verizon Communications Common 92343V104 373 9850 SOLE 9665 185 Vodafone Group PLC Spons ADR Common 92857W209 1474 54880 SOLE 49368 5512 Vornado Realty Trust Common 929042109 298 2500 SOLE 1500 1000 Wal-Mart Stores Inc Common 931142103 3052 65020 SOLE 54020 11000
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Title of VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY Name of Issuer Class CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ----- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- Walgreen Co Common 931422109 3104 67653 SOLE 62353 5300 Walt Disney Holding Co Common 254687106 344 9995 SOLE 9995 Wells Fargo & Co Common 949746101 2292 66588 SOLE 62088 4500 Wisconsin Energy Corp Common 976657106 363 7500 SOLE 7500 Wm Wrigley Jr. Co Common 982526105 985 19342 SOLE 18967 375 Wyeth Common 983024100 3124 62448 SOLE 58100 4348 Zimmer Holdings Inc Common 98956P102 1519 17786 SOLE 16186 1600
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