-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S8Sot6th1kPD6UC4z1m92exEHsBWNz/MIc3sjgPuVU2pd/xx+MS2MkVRTzr2IQcB 7YEB+2//KbXb9d3apnStQA== 0001171520-07-000022.txt : 20070129 0001171520-07-000022.hdr.sgml : 20070129 20070129120149 ACCESSION NUMBER: 0001171520-07-000022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070129 DATE AS OF CHANGE: 20070129 EFFECTIVENESS DATE: 20070129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marble Harbor Investment Counsel, LLC CENTRAL INDEX KEY: 0001387130 IRS NUMBER: 203734538 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12079 FILM NUMBER: 07559534 BUSINESS ADDRESS: STREET 1: 101 FEDERAL STREET STREET 2: SUITE 2210 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-956-6710 MAIL ADDRESS: STREET 1: 101 FEDERAL STREET STREET 2: SUITE 2210 CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 eps2359.txt MARBLE HARBOR INVESTMENT COUNSEL, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment |_|; Amendment Number: _____ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MARBLE HARBOR INVESTMENT COUNSEL, LLC Address: 101 FEDERAL STREET, SUITE 2210 BOSTON, MA 02110 Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul R. Davis Title: Managing Partner Phone: 617-956-6710 Signature, Place, and Date of Signing: /s/ Paul R. Davis Boston, MA 01/24/2007 ----------------- ------------- ---------- (Signature) (City, State) (Date) Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 104 Form 13F Information Value Total (thousands): $184,904.00 List of Other Included Managers: NONE 1 Form 13F-HR Information Table
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------- -------- --------- -------- ------------------ ---------- -------- ---------------------- Title of VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY Name of Issuer Class CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE 3M Company Common 88579Y101 4192 53796 SOLE 52396 1400 Abbott Laboratories Common 002824100 8180 167933 SOLE 154933 13000 Aflac Inc Common 001055102 862 18760 SOLE 10660 8100 Air Products & Chemicals Inc Common 009158106 3332 47407 SOLE 47407 Altria Group Inc Common 02209S103 611 7120 SOLE 3620 3500 American Express Common 025816109 1940 31975 SOLE 31475 500 American Intl Group Inc Common 026874107 5231 73004 SOLE 65779 7225 Amgen Inc Common 031162100 2068 30280 SOLE 24980 5300 Anadarko Petroleum Corp Common 032511107 322 7400 SOLE 7400 Anheuser Busch Cos Inc Common 035229103 1757 35724 SOLE 33924 1800 Apache Corp Common 037411105 241 3625 SOLE 125 3500 Applied Neurosolutions Common 03823Y104 48 150000 SOLE 150000 Archer-Daniels-Midland Co Common 039483102 873 27338 SOLE 27338 AT&T Inc New Common 00206R102 1245 34847 SOLE 34247 600 Automatic Data Processing Inc Common 053015103 4121 83691 SOLE 70991 12700 Bank of America Corp Common 060505104 2500 46841 SOLE 28841 18000 Bank of New York Co Common 064057102 239 6090 SOLE 6090 Bellsouth Corp Common 079860102 444 9440 SOLE 9440 Berkshire Hathaway Inc Cl B Common 084670207 1228 335 SOLE 314 21 Boeing Common 097023105 1034 11650 SOLE 11650 BP Plc Sponsored ADR Common 055622104 3000 44719 SOLE 44719 Bristol-Myers Squibb Co Common 110122108 389 14800 SOLE 14800 CDN Superior Energy Common 136644101 21 11000 SOLE 11000 Chevron Corp Common 166764100 231 3147 SOLE 2039 1108 Cisco Systems Inc Common 17275R102 643 23550 SOLE 23050 500 Citigroup Inc Common 172967101 2296 41231 SOLE 35882 5349 Coca-Cola Co Common 191216100 2974 61650 SOLE 55450 6200 Colgate-Palmolove Common 194162103 317 4864 SOLE 4864 Cooper Industries Inc Common G24182100 223 2470 SOLE 2470 Dell Inc Common 24702R101 768 30626 SOLE 1500 29126 Diageo PLC Sponsored ADR Common 25243Q205 912 11500 SOLE 11100 400 Duke Energy Holding Corp Common 26441C105 2951 88860 SOLE 4524 84336 E I Dupont Denemours & Co Common 263534109 2587 53123 SOLE 53123 Ebay Inc Common 278642103 240 8000 SOLE 3600 4400 Ecolab Inc Common 278865100 483 10700 SOLE 6600 4100 Eli Lilly & Co Common 532457108 437 8405 SOLE 7505 900 EMC Corp Common 268648102 571 43300 SOLE 40300 3000 Emerson Electric Common 291011104 1731 39272 SOLE 30072 9200 Expeditors Intl of Washington Inc Common 302130109 1316 32500 SOLE 25900 6600 Exxon Mobil Corp Common 30231G102 16256 212139 SOLE 197575 14564 Fiserv Inc Common 337738108 1976 37700 SOLE 29200 8500 General Electric Common 369604103 16061 431648 SOLE 398644 33004 Goldman Sachs Group Inc Common 38141G104 428 2150 SOLE 2150 Healthcare Realty Tr Inc Common 42217K106 834 21100 SOLE 15900 5200 Hewlett-Packard Co Common 428236103 771 18726 SOLE 18726 Home Depot Inc Common 437076102 1129 28112 SOLE 22762 5350 Hospira Common 441060100 254 7588 SOLE 7448 140 Intel Corp Common 458140100 1651 81576 SOLE 55516 26060
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------- -------- --------- -------- ------------------ ---------- -------- ---------------------- Title of VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY Name of Issuer Class CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE Intl Business Machines Common 459200101 1638 16866 SOLE 16066 800 Iron Mountain Inc Common 462846106 1668 40350 SOLE 32750 7600 Johnson & Johnson Common 478160104 2737 41462 SOLE 39962 1500 Johnson Controls Inc Common 478366107 506 5900 SOLE 2400 3500 JP Morgan Chase & Co Common 46625H100 906 18768 SOLE 18372 396 Kellogg Co Common 487836108 413 8270 SOLE 8270 Keycorp New Common 493267108 329 8662 SOLE 8662 Kimberly-Clark Corp Common 494368103 1050 15460 SOLE 14860 600 Lincoln National Corp Common 534187109 450 6778 SOLE 6778 Linear Technology Corp Common 535678106 3177 104800 SOLE 87500 17300 McDonald's Corp Common 580135101 2091 47176 SOLE 40876 6300 Medimmune Inc Common 584699102 210 6500 SOLE 1500 5000 Medtronic Inc Common 585055106 2489 46525 SOLE 42025 4500 Mellon Financial Common 58551A108 362 8600 SOLE 8600 Merck & Co Common 589331107 1553 35626 SOLE 31126 4500 Microsoft Corp Common 594918104 3384 113338 SOLE 101038 12300 Molex Inc Cl A Common 608554200 2767 99895 SOLE 83895 16000 Moody's Corp Common 615369105 414 6000 SOLE 6000 MRV Communications Inc Common 553477100 42 12000 SOLE 12000 Newmont Mining Corp Common 651639106 203 4500 SOLE 4500 Novellus Systems Inc Common 670008101 275 8000 SOLE 8000 Pall Corp Common 696429307 345 10000 SOLE 10000 Pepsico Inc Common 713448108 4425 70753 SOLE 67103 3650 Pfizer Inc Common 717081103 3567 137736 SOLE 129936 7800 Procter & Gamble Co Common 742718109 13809 214873 SOLE 205728 9145 Progressive Corp (Ohio) Common 743315103 261 10800 SOLE 10800 Qualcomm Inc Common 747525103 224 5950 SOLE 5950 Rockwell Collins Inc Common 774341101 223 3525 SOLE 3525 Rohm & Haas Co Common 775371107 971 19000 SOLE 19000 Royal Dutch Shell PLC Spons ADR A Common 780259206 1023 14460 SOLE 11960 2500 Schlumberger Ltd NV Common 806857108 2120 33578 SOLE 30678 2900 Servicemaster Co Common 81760N109 1796 137000 SOLE 116200 20800 Sigma-Aldrich Corp Common 826552101 994 12800 SOLE 12800 Sky Financial Group Inc Common 83080P103 2501 87663 SOLE 87663 SLM Corp Common 78442P106 480 9850 SOLE 9350 500 Sovereign Bancorp Inc Common 845905108 234 9220 SOLE 8800 420 Staples Inc Common 855030102 1994 74691 SOLE 71991 2700 Stericycle Inc Common 858912108 543 7200 SOLE 3100 4100 Stryker Corp Common 863667101 709 12875 SOLE 8975 3900 Sysco Corp Common 871829107 321 8750 SOLE 1850 6900 Target Corp Common 87612E106 751 13165 SOLE 10825 2340 Teva Pharmaceutical Inds ADR Common 881624209 953 30675 SOLE 29875 800 Tyco International Ltd Common 902124106 1366 44960 SOLE 44960 Unilever NV NY Shs New Common 904784709 665 24426 SOLE 24426 United Parcel Service Cl B Common 911312106 746 9950 SOLE 7150 2800 United Technologies Corp Common 913017109 361 5784 SOLE 5784 Verizon Communications Common 92343V104 366 9850 SOLE 9665 185 Vodafone Group PLC Spons ADR Common 92857W209 1468 52855 SOLE 47343 5512 Wal-Mart Stores Inc Common 931142103 2877 62320 SOLE 51820 10500 Walgreen Co Common 931422109 2766 60281 SOLE 55181 5100
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------- -------- --------- -------- ------------------ ---------- -------- ---------------------- Title of VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY Name of Issuer Class CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE Walt Disney Holding Co Common 254687106 238 6955 SOLE 6955 Wells Fargo & Co Common 949746101 1758 49438 SOLE 44938 4500 Wisconsin Energy Corp Common 976657106 355 7500 SOLE 7500 Wm Wrigley Jr. Co Common 982526105 979 18942 SOLE 18567 375 Wyeth Common 983024100 3194 62734 SOLE 58386 4348 Zimmer Holdings Inc Common 98956P102 939 11986 SOLE 10386 1600
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