0001179110-13-004310.txt : 20130305 0001179110-13-004310.hdr.sgml : 20130305 20130305182443 ACCESSION NUMBER: 0001179110-13-004310 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130304 FILED AS OF DATE: 20130305 DATE AS OF CHANGE: 20130305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McFerran Michael R CENTRAL INDEX KEY: 0001464431 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33437 FILM NUMBER: 13667543 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET STREET 2: 50TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KKR Financial Holdings LLC CENTRAL INDEX KEY: 0001386926 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 113801844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 CALIFORNIA STREET, 50TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: (415) 315-3620 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET, 50TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml FORM 4 - X0306 4 2013-03-04 0 0001386926 KKR Financial Holdings LLC KFN 0001464431 McFerran Michael R 555 CALIFORNIA STREET 50TH FLOOR SAN FRANCISCO CA 94104 0 1 0 0 CFO, COO Common Shares 2013-03-04 4 D 0 5840 11.09 D 152995 D The 5,840 common shares reported on this Form were transferred to the Issuer solely to satisfy withholding tax obligations incurred by the Reporting Person as a result of the vesting of certain restricted shares previously granted to the Reporting Person. The Reporting Person did not receive any cash proceeds from the dispostion of the common shares reported on this Form. Michael R. McFerran 2013-03-05