0001179110-13-003012.txt : 20130219 0001179110-13-003012.hdr.sgml : 20130219 20130219173428 ACCESSION NUMBER: 0001179110-13-003012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130214 FILED AS OF DATE: 20130219 DATE AS OF CHANGE: 20130219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Macarchuk Nicole J CENTRAL INDEX KEY: 0001505189 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33437 FILM NUMBER: 13624519 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET STREET 2: 50TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KKR Financial Holdings LLC CENTRAL INDEX KEY: 0001386926 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 113801844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 CALIFORNIA STREET, 50TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: (415) 315-3620 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET, 50TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml FORM 4 - X0306 4 2013-02-14 0 0001386926 KKR Financial Holdings LLC KFN 0001505189 Macarchuk Nicole J C/O KKR ASSET MANAGEMENT LLC 555 CALIFORNIA STREET, 50TH FLOOR SAN FRANCISCO CA 94104 0 1 0 0 General Counsel Common Shares 2013-02-14 4 J 0 22962 0.00 A 58852 D Restricted common shares vesting in one third increments on March 1, 2014, 2015 and 2016. The restricted common shares were transferred for no consideration to the Reporting Person by KKR Financial Advisors LLC, the Company's external manager. Nicole J. Macarchuk 2013-02-19