The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERCO | COM | 023586100 | 2,928 | 7,441 | SH | DFND | 0 | 7,441 | 0 | ||
AMERCO | COM | 023586100 | 4,074 | 10,355 | SH | DFND | 1 | 0 | 10,355 | 0 | |
AMERCO | COM | 023586100 | 4,275 | 10,864 | SH | SOLE | 10,864 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 980 | 70,060 | SH | DFND | 0 | 70,060 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 1,364 | 97,490 | SH | DFND | 1 | 0 | 97,490 | 0 | |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 1,805 | 129,051 | SH | SOLE | 129,051 | 0 | 0 | ||
AMN HEALTHCARE SERVICES INC | COM | 001744101 | 257 | 8,550 | SH | DFND | 0 | 8,550 | 0 | ||
AMN HEALTHCARE SERVICES INC | COM | 001744101 | 357 | 11,910 | SH | DFND | 1 | 0 | 11,910 | 0 | |
AMN HEALTHCARE SERVICES INC | COM | 001744101 | 382 | 12,740 | SH | SOLE | 12,740 | 0 | 0 | ||
ANACOR PHARMACEUTICALS INC | COM | 032420101 | 618 | 5,250 | SH | DFND | 0 | 5,250 | 0 | ||
ANACOR PHARMACEUTICALS INC | COM | 032420101 | 862 | 7,320 | SH | DFND | 1 | 0 | 7,320 | 0 | |
ANACOR PHARMACEUTICALS INC | COM | 032420101 | 1,228 | 10,430 | SH | SOLE | 10,430 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 725 | 6,575 | SH | DFND | 0 | 6,575 | 0 | ||
APPLE INC | COM | 037833100 | 1,008 | 9,137 | SH | DFND | 1 | 0 | 9,137 | 0 | |
APPLE INC | COM | 037833100 | 1,024 | 9,288 | SH | SOLE | 9,288 | 0 | 0 | ||
BIOSPECIFICS TECHNOLOGIES CO | COM | 090931106 | 687 | 15,780 | SH | DFND | 0 | 15,780 | 0 | ||
BIOSPECIFICS TECHNOLOGIES CO | COM | 090931106 | 955 | 21,940 | SH | DFND | 1 | 0 | 21,940 | 0 | |
BIOSPECIFICS TECHNOLOGIES CO | COM | 090931106 | 2,092 | 48,050 | SH | SOLE | 48,050 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 675 | 7,890 | SH | DFND | 0 | 7,890 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 938 | 10,970 | SH | DFND | 1 | 0 | 10,970 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 1,027 | 12,010 | SH | SOLE | 12,010 | 0 | 0 | ||
BOVIE MEDICAL CORP | COM | 10211F100 | 332 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
CADIZ INC | COM NEW | 127537907 | 177 | 24,400 | SH | Call | SOLE | 24,400 | 0 | 0 | |
CARETRUST REIT INC | COM | 14174T107 | 1,638 | 144,300 | SH | SOLE | 144,300 | 0 | 0 | ||
CAS MED SYS INC | COM PAR $0.004 | 124769209 | 41 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 725 | 7,880 | SH | DFND | 0 | 7,880 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 1,012 | 11,000 | SH | DFND | 1 | 0 | 11,000 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 1,551 | 16,870 | SH | SOLE | 16,870 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 254 | 5,940 | SH | DFND | 0 | 5,940 | 0 | ||
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 355 | 8,290 | SH | DFND | 1 | 0 | 8,290 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 379 | 8,870 | SH | SOLE | 8,870 | 0 | 0 | ||
CORIUM INTL INC | COM | 21887L107 | 206 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
CRITEO S A | SPONS ADS | 226718104 | 387 | 10,300 | SH | DFND | 0 | 10,300 | 0 | ||
CRITEO S A | SPONS ADS | 226718104 | 551 | 14,670 | SH | DFND | 1 | 0 | 14,670 | 0 | |
CRITEO S A | SPONS ADS | 226718104 | 624 | 16,620 | SH | SOLE | 16,620 | 0 | 0 | ||
CROSS CTRY HEALTHCARE INC | COM | 227483104 | 245 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
EGALET CORP | COM | 28226B104 | 211 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
ELLIE MAE INC | COM | 28849P100 | 385 | 5,785 | SH | DFND | 0 | 5,785 | 0 | ||
ELLIE MAE INC | COM | 28849P100 | 535 | 8,040 | SH | DFND | 1 | 0 | 8,040 | 0 | |
ELLIE MAE INC | COM | 28849P100 | 594 | 8,925 | SH | SOLE | 8,925 | 0 | 0 | ||
ENANTA PHARMACEUTICALS INC | COM | 29251M106 | 742 | 20,530 | SH | DFND | 0 | 20,530 | 0 | ||
ENANTA PHARMACEUTICALS INC | COM | 29251M106 | 1,031 | 28,540 | SH | DFND | 1 | 0 | 28,540 | 0 | |
ENANTA PHARMACEUTICALS INC | COM | 29251M106 | 1,447 | 40,030 | SH | SOLE | 40,030 | 0 | 0 | ||
ENERGY FOCUS INC | COM NEW | 29268T300 | 295 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ENSIGN GROUP INC | COM | 29358P101 | 789 | 18,505 | SH | DFND | 0 | 18,505 | 0 | ||
ENSIGN GROUP INC | COM | 29358P101 | 1,096 | 25,720 | SH | DFND | 1 | 0 | 25,720 | 0 | |
ENSIGN GROUP INC | COM | 29358P101 | 1,285 | 30,145 | SH | SOLE | 30,145 | 0 | 0 | ||
ENZO BIOCHEM INC | COM | 294100102 | 358 | 113,000 | SH | SOLE | 113,000 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 774 | 7,885 | SH | DFND | 0 | 7,885 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,078 | 10,975 | SH | DFND | 1 | 0 | 10,975 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 1,094 | 11,140 | SH | SOLE | 11,140 | 0 | 0 | ||
GOLAR LNG PARTNERS LP | COM UNIT LPI | Y2745C102 | 416 | 28,350 | SH | DFND | 0 | 28,350 | 0 | ||
GOLAR LNG PARTNERS LP | COM UNIT LPI | Y2745C102 | 593 | 40,430 | SH | DFND | 1 | 0 | 40,430 | 0 | |
GOLAR LNG PARTNERS LP | COM UNIT LPI | Y2745C102 | 623 | 42,440 | SH | SOLE | 42,440 | 0 | 0 | ||
HESKA CORP | COM RESTRC NEW | 42805E306 | 375 | 12,300 | SH | SOLE | 12,300 | 0 | 0 | ||
HOEGH LNG PARTNERS LP | COM UNIT LTD | Y3262R100 | 195 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
HOEGH LNG PARTNERS LP | COM UNIT LTD | Y3262R100 | 190 | 69,000 | SH | SOLE | 69,000 | 0 | 0 | ||
IDEAL PWR INC | COM | 451622104 | 93 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
IGI LABS INC | COM | 449575109 | 347 | 53,000 | SH | SOLE | 53,000 | 0 | 0 | ||
INOTEK PHARMACEUTICALS CORP | COM | 45780V102 | 94 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
LEVY ACQUISITION CORP | COM | 52748T104 | 280 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
LEVY ACQUISITION CORP | *W EXP 11/19/201 | 52748t112 | 78 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
MEDIVATION INC | COM | 58501N101 | 894 | 21,040 | SH | DFND | 0 | 21,040 | 0 | ||
MEDIVATION INC | COM | 58501N101 | 1,247 | 29,340 | SH | DFND | 1 | 0 | 29,340 | 0 | |
MEDIVATION INC | COM | 58501N101 | 1,833 | 43,120 | SH | SOLE | 43,120 | 0 | 0 | ||
MGP INGREDIENTS INC NEW | COM | 55303J106 | 480 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
MITEK SYS INC | COM NEW | 606710200 | 175 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
MOBILEYE N V AMSTELVEEN | ORD SHS | N51488117 | 219 | 4,820 | SH | DFND | 0 | 4,820 | 0 | ||
MOBILEYE N V AMSTELVEEN | ORD SHS | N51488117 | 299 | 6,570 | SH | DFND | 1 | 0 | 6,570 | 0 | |
MOBILEYE N V AMSTELVEEN | ORD SHS | N51488117 | 301 | 6,610 | SH | SOLE | 6,610 | 0 | 0 | ||
NORTHERN TECH INTL CORP | COM | 665809109 | 249 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 1,474 | 53,960 | SH | DFND | 0 | 53,960 | 0 | ||
SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 2,049 | 75,030 | SH | DFND | 1 | 0 | 75,030 | 0 | |
SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 3,233 | 118,380 | SH | SOLE | 118,380 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 383 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
SUPERIOR UNIFORM GP INC | COM | 868358102 | 215 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
SYMMETRY SURGICAL INC | COM | 87159G100 | 142 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
TARO PHARMACEUTICAL INDS LTD | SHS | M8737E108 | 1,127 | 7,890 | SH | DFND | 0 | 7,890 | 0 | ||
TARO PHARMACEUTICAL INDS LTD | SHS | M8737E108 | 1,569 | 10,980 | SH | DFND | 1 | 0 | 10,980 | 0 | |
TARO PHARMACEUTICAL INDS LTD | SHS | M8737E108 | 2,248 | 15,730 | SH | SOLE | 15,730 | 0 | 0 | ||
TRIPADVISOR INC | COM | 896945201 | 404 | 6,403 | SH | DFND | 0 | 6,403 | 0 | ||
TRIPADVISOR INC | COM | 896945201 | 561 | 8,896 | SH | DFND | 1 | 0 | 8,896 | 0 | |
TRIPADVISOR INC | COM | 896945201 | 570 | 9,041 | SH | SOLE | 9,041 | 0 | 0 | ||
VONAGE HLDGS CORP | COM | 92886T201 | 221 | 37,570 | SH | DFND | 0 | 37,570 | 0 | ||
VONAGE HLDGS CORP | COM | 92886T201 | 315 | 53,520 | SH | DFND | 1 | 0 | 53,520 | 0 | |
VONAGE HLDGS CORP | COM | 92886T201 | 337 | 57,310 | SH | SOLE | 57,310 | 0 | 0 |