-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ozyg2DDj8Wh28oT9oPWxZCQBc2Qm1WfpNlatJpHIk6Y/r9/NKWpmAYKUIBsHVJdZ x9FklpAMJwqtZmnCFdl6Jg== 0001085146-09-003340.txt : 20091020 0001085146-09-003340.hdr.sgml : 20091020 20091020090033 ACCESSION NUMBER: 0001085146-09-003340 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091020 DATE AS OF CHANGE: 20091020 EFFECTIVENESS DATE: 20091020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 1st Global Advisors, Inc. CENTRAL INDEX KEY: 0001386792 IRS NUMBER: 752505998 STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12083 FILM NUMBER: 091127097 BUSINESS ADDRESS: STREET 1: 8150 N CENTRAL EXPRESSWAY STREET 2: SUITE 500 CITY: DALLAS STATE: TX ZIP: 75206 BUSINESS PHONE: 8779598400 MAIL ADDRESS: STREET 1: 8150 N CENTRAL EXPRESSWAY STREET 2: SUITE 500 CITY: DALLAS STATE: TX ZIP: 75206 13F-HR 1 fstg3q09.txt 1ST GLOBAL ADVISORS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 1st Global Advisors, Inc. Address: 8150 N. Central Expwy, Suite 500 Dallas, TX 75206 13F File Number: 028-12083 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Pagano Title: VP, Chief Compliance Officer Phone: 877-959-8400 Signature, Place, and Date of Signing: /s/ Michael Pagano Dallas, TX October 13, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 195 Form13F Information Table Value Total: $193,002 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3COM CORP COM 885535104 510 97475 SH SOLE 97475 0 0 3M CO COM 88579Y101 331 4485 SH SOLE 4485 0 0 ABBOTT LABS COM 002824100 229 4621 SH SOLE 4621 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 282 7571 SH SOLE 7571 0 0 AEGON N V NY REGISTRY SH 007924103 144 16994 SH SOLE 16994 0 0 AFLAC INC COM 001055102 204 4768 SH SOLE 4768 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 167 37296 SH SOLE 37296 0 0 AMAZON COM INC COM 023135106 412 4417 SH SOLE 4417 0 0 AMGEN INC COM 031162100 366 6077 SH SOLE 6077 0 0 ANADARKO PETE CORP COM 032511107 230 3660 SH SOLE 3660 0 0 APOLLO GROUP INC CL A 037604105 207 2807 SH SOLE 2807 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 278 7491 SH SOLE 7491 0 0 AT&T INC COM 00206R102 590 21841 SH SOLE 21841 0 0 ATWOOD OCEANICS INC COM 050095108 657 18637 SH SOLE 18637 0 0 AUTOZONE INC COM 053332102 217 1482 SH SOLE 1482 0 0 AVALONBAY CMNTYS INC COM 053484101 250 3435 SH SOLE 3435 0 0 AXA SPONSORED ADR 054536107 204 7528 SH SOLE 7528 0 0 BAIDU INC SPON ADR REP A 056752108 223 571 SH SOLE 571 0 0 BANCFIRST CORP COM 05945F103 205 5562 SH SOLE 5562 0 0 BANCO SANTANDER SA ADR 05964H105 843 52197 SH SOLE 52197 0 0 BANK OF AMERICA CORPORATION COM 060505104 240 14168 SH SOLE 14168 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 212 5494 SH SOLE 5494 0 0 BARCLAYS PLC ADR 06738E204 540 22844 SH SOLE 22844 0 0 BECTON DICKINSON & CO COM 075887109 221 3168 SH SOLE 3168 0 0 BENCHMARK ELECTRS INC COM 08160H101 477 26512 SH SOLE 26512 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 556 8420 SH SOLE 8420 0 0 BOSTON PROPERTIES INC COM 101121101 334 5100 SH SOLE 5100 0 0 BP PLC SPONSORED ADR 055622104 397 7467 SH SOLE 7467 0 0 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 117 10640 SH SOLE 10640 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 282 4462 SH SOLE 4462 0 0 BROADCOM CORP CL A 111320107 285 9296 SH SOLE 9296 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 222 3852 SH SOLE 3852 0 0 CAMECO CORP COM 13321L108 308 11083 SH SOLE 11083 0 0 CANON INC ADR 138006309 369 9238 SH SOLE 9238 0 0 CHARLES RIV LABS INTL INC COM 159864107 371 10033 SH SOLE 10033 0 0 CHEVRON CORP NEW COM 166764100 769 10913 SH SOLE 10913 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 329 6704 SH SOLE 6704 0 0 CHUBB CORP COM 171232101 342 6782 SH SOLE 6782 0 0 CISCO SYS INC COM 17275R102 690 29294 SH SOLE 29294 0 0 CNOOC LTD SPONSORED ADR 126132109 210 1553 SH SOLE 1553 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 243 6291 SH SOLE 6291 0 0 COLGATE PALMOLIVE CO COM 194162103 257 3363 SH SOLE 3363 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 204 6655 SH SOLE 6655 0 0 CONOCOPHILLIPS COM 20825C104 310 6872 SH SOLE 6872 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 302 5431 SH SOLE 5431 0 0 CVS CAREMARK CORPORATION COM 126650100 284 7936 SH SOLE 7936 0 0 DANAHER CORP DEL COM 235851102 342 5080 SH SOLE 5080 0 0 DARDEN RESTAURANTS INC COM 237194105 231 6775 SH SOLE 6775 0 0 DENTSPLY INTL INC NEW COM 249030107 207 5997 SH SOLE 5997 0 0 DEVON ENERGY CORP NEW COM 25179M103 334 4962 SH SOLE 4962 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 396 6439 SH SOLE 6439 0 0 DIRECTV GROUP INC COM 25459L106 224 8122 SH SOLE 8122 0 0 DUKE REALTY CORP COM NEW 264411505 122 10162 SH SOLE 10162 0 0 ECLIPSYS CORP COM 278856109 577 29886 SH SOLE 29886 0 0 EMCOR GROUP INC COM 29084Q100 594 23442 SH SOLE 23442 0 0 EMERSON ELEC CO COM 291011104 287 7160 SH SOLE 7160 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 308 10024 SH SOLE 10024 0 0 ESSEX PPTY TR INC COM 297178105 227 2855 SH SOLE 2855 0 0 EXPRESS SCRIPTS INC COM 302182100 287 3696 SH SOLE 3696 0 0 EXXON MOBIL CORP COM 30231G102 864 12594 SH SOLE 12594 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 241 3922 SH SOLE 3922 0 0 FIRST SOLAR INC COM 336433107 206 1348 SH SOLE 1348 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 311 8179 SH SOLE 8179 0 0 FORWARD AIR CORP COM 349853101 426 18384 SH SOLE 18384 0 0 FPL GROUP INC COM 302571104 257 4661 SH SOLE 4661 0 0 FRANCE TELECOM SPONSORED ADR 35177Q105 427 15877 SH SOLE 15877 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 342 6885 SH SOLE 6885 0 0 GENERAL ELECTRIC CO COM 369604103 316 19237 SH SOLE 19237 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 322 8160 SH SOLE 8160 0 0 GOLDCORP INC NEW COM 380956409 242 6001 SH SOLE 6001 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 321 1742 SH SOLE 1742 0 0 HARMONIC INC COM 413160102 509 76232 SH SOLE 76232 0 0 HCP INC COM 40414L109 288 10019 SH SOLE 10019 0 0 HEWLETT PACKARD CO COM 428236103 378 7998 SH SOLE 7998 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 605 10543 SH SOLE 10543 0 0 HUDSON CITY BANCORP COM 443683107 194 14787 SH SOLE 14787 0 0 ILLINOIS TOOL WKS INC COM 452308109 207 4846 SH SOLE 4846 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 242 4988 SH SOLE 4988 0 0 INTEL CORP COM 458140100 611 31245 SH SOLE 31245 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 873 7302 SH SOLE 7302 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 1002 33750 SH SOLE 33750 0 0 ISHARES TR INDEX RUSSELL1000VAL 464287598 912 16434 SH SOLE 16434 0 0 ISHARES TR INDEX S&P MIDCP VALU 464287705 275 4368 SH SOLE 4368 0 0 ISHARES TR INDEX S&P SMLCP GROW 464287887 910 16839 SH SOLE 16839 0 0 ISHARES TR INDEX S&P SMLCP VALU 464287879 1007 17938 SH SOLE 17938 0 0 ISHARES TR INDEX S&P500 GRW 464287309 802 14852 SH SOLE 14852 0 0 ISHARES TR INDEX S&P 500 INDEX 464287200 38775 365768 SH SOLE 67701 0 298067 ISHARES TR INDEX S&P 500 VALUE 464287408 1892 36963 SH SOLE 36963 0 0 ISHARES TR INDEX RUSSELL 2000 464287655 20676 343226 SH SOLE 74014 0 269213 ISHARES TR INDEX RUSL 2000 VALU 464287630 784 13897 SH SOLE 13897 0 0 ISHARES TR INDEX RUSSELL1000GRW 464287614 376 8122 SH SOLE 8122 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 8569 220230 SH SOLE 18389 0 201841 ISHARES TR INDEX MSCI EAFE IDX 464287465 21262 388841 SH SOLE 114138 0 274703 ISHARES TR INDEX COHEN&ST RLTY 464287564 10408 214072 SH SOLE 95252 0 118820 ISHARES TR INDEX BARCLY USAGG B 464287226 20380 194240 SH SOLE 6177 0 188063 ISHARES TR INDEX RUSSELL 1000 464287622 2278 39215 SH SOLE 39215 0 0 ISHARES TR INDEX S&P SMLCAP 600 464287804 283 5401 SH SOLE 5401 0 0 ITRON INC COM 465741106 477 7441 SH SOLE 7441 0 0 JO-ANN STORES INC COM 47758P307 353 13174 SH SOLE 13174 0 0 JOHNSON & JOHNSON COM 478160104 711 11674 SH SOLE 11674 0 0 JPMORGAN CHASE & CO COM 46625H100 361 8229 SH SOLE 8229 0 0 JUNIPER NETWORKS INC COM 48203R104 283 10458 SH SOLE 10458 0 0 KIMBERLY CLARK CORP COM 494368103 262 4437 SH SOLE 4437 0 0 KOHLS CORP COM 500255104 318 5575 SH SOLE 5575 0 0 LAKELAND FINL CORP COM 511656100 272 13186 SH SOLE 13186 0 0 LAYNE CHRISTENSEN CO COM 521050104 557 17368 SH SOLE 17368 0 0 LIBERTY PPTY TR SH BEN INT 531172104 203 6238 SH SOLE 6238 0 0 MARATHON OIL CORP COM 565849106 268 8408 SH SOLE 8408 0 0 MARINER ENERGY INC COM 56845T305 218 15392 SH SOLE 15392 0 0 MARRIOTT INTL INC NEW CL A 571903202 212 7700 SH SOLE 7700 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 244 13447 SH SOLE 13447 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 249 4505 SH SOLE 4505 0 0 MEDTRONIC INC COM 585055106 210 5718 SH SOLE 5718 0 0 MERIT MED SYS INC COM 589889104 459 26473 SH SOLE 26473 0 0 METLIFE INC COM 59156R108 350 9199 SH SOLE 9199 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 224 8459 SH SOLE 8459 0 0 MICROSOFT CORP COM 594918104 840 32671 SH SOLE 32671 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 128 24019 SH SOLE 24019 0 0 NATIONAL BK GREECE S A SPONSORED ADR 633643408 352 48826 SH SOLE 48826 0 0 NATIONWIDE HEALTH PPTYS INC COM 638620104 310 10007 SH SOLE 10007 0 0 NAVIGATORS GROUP INC COM 638904102 487 8861 SH SOLE 8861 0 0 NORTHERN TR CORP COM 665859104 590 10152 SH SOLE 10152 0 0 NOVARTIS A G SPONSORED ADR 66987V109 712 14124 SH SOLE 14124 0 0 NOVELL INC COM 670006105 59 13186 SH SOLE 13186 0 0 NOVO-NORDISK A S ADR 670100205 406 6454 SH SOLE 6454 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 431 5500 SH SOLE 5500 0 0 ORACLE CORP COM 68389X105 485 23273 SH SOLE 23273 0 0 PAREXEL INTL CORP COM 699462107 374 27531 SH SOLE 27531 0 0 PEPSICO INC COM 713448108 531 9052 SH SOLE 9052 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 385 8387 SH SOLE 8387 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 201 5119 SH SOLE 5119 0 0 PFIZER INC COM 717081103 371 22443 SH SOLE 22443 0 0 PHILIP MORRIS INTL INC COM 718172109 473 9706 SH SOLE 9706 0 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 234 4726 SH SOLE 4726 0 0 PRAXAIR INC COM 74005P104 831 10174 SH SOLE 10174 0 0 PRECISION CASTPARTS CORP COM 740189105 294 2882 SH SOLE 2882 0 0 PRESTIGE BRANDS HLDGS INC COM 74112D101 332 47220 SH SOLE 47220 0 0 PROLOGIS SH BEN INT 743410102 153 12839 SH SOLE 12839 0 0 PUBLIC STORAGE COM 74460D109 395 5251 SH SOLE 5251 0 0 QUALCOMM INC COM 747525103 363 8060 SH SOLE 8060 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 206 3601 SH SOLE 3601 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 384 54078 SH SOLE 54078 0 0 SAP AG SPON ADR 803054204 321 6561 SH SOLE 6561 0 0 SCHERING PLOUGH CORP COM 806605101 290 10252 SH SOLE 10252 0 0 SCHWAB CHARLES CORP NEW COM 808513105 332 17359 SH SOLE 17359 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 299 5551 SH SOLE 5551 0 0 SEMTECH CORP COM 816850101 437 25686 SH SOLE 25686 0 0 SIEMENS A G SPONSORED ADR 826197501 324 3485 SH SOLE 3485 0 0 SIMON PPTY GROUP INC NEW COM 828806109 660 9512 SH SOLE 9512 0 0 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 299 6630 SH SOLE 6630 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 355 9068 SH SOLE 9068 0 0 SOUTHERN COPPER CORP COM 84265V105 298 9721 SH SOLE 9721 0 0 SOUTHWEST BANCORP INC OKLA COM 844767103 305 21715 SH SOLE 21715 0 0 SOUTHWESTERN ENERGY CO COM 845467109 298 6991 SH SOLE 6991 0 0 STERIS CORP COM 859152100 285 9352 SH SOLE 9352 0 0 STERLITE INDS INDIA LTD ADS 859737207 413 25881 SH SOLE 25881 0 0 SUN HYDRAULICS CORP COM 866942105 438 20813 SH SOLE 20813 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 309 13699 SH SOLE 13699 0 0 SYNAPTICS INC COM 87157D109 296 11760 SH SOLE 11760 0 0 SYSCO CORP COM 871829107 343 13787 SH SOLE 13787 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 134 12216 SH SOLE 12216 0 0 TALISMAN ENERGY INC COM 87425E103 553 31882 SH SOLE 31882 0 0 TARGET CORP COM 87612E106 437 9369 SH SOLE 9369 0 0 TAUBMAN CTRS INC COM 876664103 293 8128 SH SOLE 8128 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 253 12890 SH SOLE 12890 0 0 TELEFONICA S A SPONSORED ADR 879382208 256 3091 SH SOLE 3091 0 0 TJX COS INC NEW COM 872540109 355 9557 SH SOLE 9557 0 0 TORO CO COM 891092108 329 8277 SH SOLE 8277 0 0 TOTAL S A SPONSORED ADR 89151E109 516 8699 SH SOLE 8699 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 426 5419 SH SOLE 5419 0 0 TRAVELERS COMPANIES INC COM 89417E109 201 4077 SH SOLE 4077 0 0 TTM TECHNOLOGIES INC COM 87305R109 462 40275 SH SOLE 40275 0 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 195 10918 SH SOLE 10918 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 418 10400 SH SOLE 10400 0 0 UNILEVER N V N Y SHS NEW 904784709 504 17477 SH SOLE 17477 0 0 UNILEVER PLC SPON ADR NEW 904767704 345 12027 SH SOLE 12027 0 0 UNION PAC CORP COM 907818108 327 5598 SH SOLE 5598 0 0 UNITED NAT FOODS INC COM 911163103 351 14683 SH SOLE 14683 0 0 UNITED PARCEL SERVICE INC CL B 911312106 229 4051 SH SOLE 4051 0 0 UNITED TECHNOLOGIES CORP COM 913017109 396 6503 SH SOLE 6503 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 274 9039 SH SOLE 9039 0 0 VIRGINIA COMM BANCORP INC COM 92778Q109 148 37014 SH SOLE 37014 0 0 VIVO PARTICIPACOES S A SPON ADR PFD NEW 92855S200 204 8068 SH SOLE 8068 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 731 32468 SH SOLE 32468 0 0 VORNADO RLTY TR SH BEN INT 929042109 402 6248 SH SOLE 6248 0 0 WAL MART STORES INC COM 931142103 464 9458 SH SOLE 9458 0 0 WELLS FARGO & CO NEW COM 949746101 224 7939 SH SOLE 7939 0 0 WHITNEY HLDG CORP COM 966612103 119 12468 SH SOLE 12468 0 0 WILLIS GROUP HOLDINGS LTD SHS G96655108 329 11675 SH SOLE 11675 0 0 WISDOMTREE TRUST DEFA EQT INC ETF 97717W802 313 7318 SH SOLE 7318 0 0 WISDOMTREE TRUST EQTY INC ETF 97717W208 402 11975 SH SOLE 11975 0 0 WISDOMTREE TRUST LARGECAP DIVID 97717W307 205 5207 SH SOLE 5207 0 0 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 237 5871 SH SOLE 5871 0 0 WMS INDS INC COM 929297109 555 12452 SH SOLE 12452 0 0 ZOLTEK COS INC COM 98975W104 226 21509 SH SOLE 21509 0 0
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