0001225208-17-016636.txt : 20171027 0001225208-17-016636.hdr.sgml : 20171027 20171027192354 ACCESSION NUMBER: 0001225208-17-016636 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171025 FILED AS OF DATE: 20171027 DATE AS OF CHANGE: 20171027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cutino Camille CENTRAL INDEX KEY: 0001386681 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33388 FILM NUMBER: 171160515 BUSINESS ADDRESS: BUSINESS PHONE: 415-788-0100 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER, SUITE 2101 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER NAME: FORMER CONFORMED NAME: Cutino Camilla DATE OF NAME CHANGE: 20070116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAI International, Inc. CENTRAL INDEX KEY: 0001388430 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 943109229 FISCAL YEAR END: 1231 BUSINESS ADDRESS: BUSINESS PHONE: 415-788-0100 MAIL ADDRESS: STREET 1: STEUART TOWER, 1 MARKET PLAZA, SUITE 900 CITY: SAN FRANCISCO, STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2017-10-25 0001388430 CAI International, Inc. CAI 0001386681 Cutino Camille STEUART TOWER 1 MARKET PLAZA, SUITE 900 SAN FRANCISCO CA 94105 1 VP, Operations and HR Common Stock 2017-10-25 4 M 0 60000.0000 5.6000 A 71640.0000 D Common Stock 2017-10-25 4 M 0 4000.0000 17.7700 A 75640.0000 D Common Stock 2017-10-25 4 M 0 3333.0000 22.0900 A 78973.0000 D Common Stock 2017-10-25 4 M 0 3000.0000 26.4100 A 81973.0000 D Common Stock 2017-10-25 4 M 0 2333.0000 21.8900 A 84306.0000 D Common Stock 2017-10-25 4 M 0 2000.0000 7.8700 A 86306.0000 D Common Stock 2017-10-25 4 F 0 16659.0000 37.6300 D 69647.0000 D Common Stock 2017-10-26 4 S 0 23386.0000 37.1800 D 46261.0000 D Common Stock 2017-10-27 4 S 0 39311.0000 36.9100 D 6950.0000 D Stock Option (right to buy) 7.8700 2017-10-25 4 M 0 2000.0000 0.0000 D 2026-06-02 Common Stock 2000.0000 4000.0000 D Stock Option (right to buy) 5.6000 2017-10-25 4 M 0 60000.0000 0.0000 D 2019-06-04 Common Stock 60000.0000 0.0000 D Stock Option (right to buy) 21.8900 2017-10-25 4 M 0 2333.0000 0.0000 D 2025-06-04 Common Stock 2333.0000 1667.0000 D Stock Option (right to buy) 17.7700 2017-10-25 4 M 0 4000.0000 0.0000 D 2022-06-11 Common Stock 4000.0000 0.0000 D Stock Option (right to buy) 22.0900 2017-10-25 4 M 0 3333.0000 0.0000 D 2024-06-11 Common Stock 3333.0000 667.0000 D Stock Option (right to buy) 26.4100 2017-10-25 4 M 0 3000.0000 0.0000 D 2023-06-13 Common Stock 3000.0000 0.0000 D Represents shares withheld by the issuer to cover the exercise price upon the exercise of the options. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.91 to $37.63, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.51 to $37.12, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. 2,000 shares of the option were vested on October 3, 2017. The option was fully vested on June 5, 2013. 2,333 shares of the option were vested on October 15, 2017. The option was fully vested on June 12, 2016. 3,333 shares of the option were vested on October 12, 2017. The option was fully vested on June 14, 2017. /s/ David Morris, as Attorney-in-Fact 2017-10-27