8-K 1 cdxc8k_june212019.htm CURRENT REPORT Blueprint
 

 
UNITED STATES
 SECURITIES AND EXCHANGE COMMISSION
 
WASHINGTON, D.C. 20549
____________
 
FORM 8-K
 
CURRENT REPORT
 
     PURSUANT TO SECTION 13 OR 15(d) OF THE
 
SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported): June 21, 2019
 
CHROMADEX CORPORATION
 (Exact name of registrant as specified in its charter)
 
Delaware
001-37752
26-2940963
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)
 
10900 Wilshire Blvd. Suite 650, Los Angeles, California 90024
(Address of principal executive offices, including zip code)
 
(310) 388-6706
 (Registrant's telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
[  ]Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
[  ]Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
[  ]Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
[  ]Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
Trading Symbol
Name of Each exchange on which registered
Common Stock, $0.001 par value per share
CDXC
The Nasdaq Capital Market
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
 
 

 
 
 
 
Item 5.07
Submission of Matters to a Vote of Security Holders.
 
Set forth below are the results of the matters submitted for a vote of stockholders at the Company’s 2019 Annual Meeting of Stockholders held on June 21, 2019.
 
Proposal 1 — Election of directors.
 
The following directors were elected to serve until the Company’s 2020 Annual Meeting of Stockholders and until his or her successor is elected, or, if sooner, until such director’s death, resignation or removal.
 
 
 
 
 
 
 
Director Elected
  
For
  
Withheld
  
Broker Non-Votes
Frank L. Jaksch Jr.
  
27,936,498
  
     84,697
  
17,914,456
Stephen Block
  
26,861,044
  
1,160,151
  
17,914,456
Jeff Baxter
  
27,220,631
  
   800,564
  
17,914,456
Robert Fried
  
27,293,665
  
   727,530
  
17,914,456
Kurt Gustafson
  
26,510,137
  
1,511,058
  
17,914,456
Steven Rubin
  
25,196,943
  
2,824,252
  
17,914,456
Wendy Yu
  
27,924,203
  
     96,992
  
17,914,456
Tony Lau
 
26,944,779
 
1,076,416
 
17,914,456
 
Proposal 2 — Ratification of the appointment of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019.
 
For
  
Against
  
Abstain
  
Broker Non-Votes
45,234,412
  
416,981
  
284,258
  
0
 
 
 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
 
 
 
 
 
 
 
CHROMADEX CORPORATION
 
 
 
Dated: June 27, 2019
 
 
 
 
 
 
 
 
 
 
 
 
By:
 
/s/ Kevin M. Farr
 
 
 
 
 
 
Name: Kevin M. Farr
 
 
 
 
 
 
Chief Financial Officer