0001415889-20-002874.txt : 20201211 0001415889-20-002874.hdr.sgml : 20201211 20201211170622 ACCESSION NUMBER: 0001415889-20-002874 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201210 FILED AS OF DATE: 20201211 DATE AS OF CHANGE: 20201211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jaksch Frank L Jr CENTRAL INDEX KEY: 0001437237 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 201384291 MAIL ADDRESS: STREET 1: 10005 MUIRLANDS BOULEVARD STREET 2: SUITE G FIRST FLOOR CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ChromaDex Corp. CENTRAL INDEX KEY: 0001386570 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 262940963 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10900 WILSHIRE BLVD STREET 2: SUITE 600 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: 310-388-6706 MAIL ADDRESS: STREET 1: 10900 WILSHIRE BLVD STREET 2: SUITE 600 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: CODY RESOURCES, INC. DATE OF NAME CHANGE: 20070112 4 1 form4-12112020_021211.xml X0306 4 2020-12-10 0001386570 ChromaDex Corp. CDXC 0001437237 Jaksch Frank L Jr 10900 WILSHIRE BLVD. SUITE 600 LOS ANGELES CA 90024 true true false false EXECUTIVE CHAIRMAN OF BOARD Common Stock 2020-12-10 4 M 0 41667 4.62 A 262168 D Common Stock 2020-12-10 4 S 0 37829 5.19 D 224339 D Employee Stock Options (right to buy) 4.62 2020-12-10 4 M 0 41667 0 D 2012-05-10 2021-05-10 Common Stock 41667 0 D The shares were sold to cover the cost of the exercise of the options which were scheduled to expire on May 10, 2021. The weighted average sale price for the transaction reported was $5.19, and the range of prices were between $5.15 and $5.25. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. /s/ Jeong James Lee, Attorney-in-Fact 2020-12-11