0000899243-17-014476.txt : 20170526 0000899243-17-014476.hdr.sgml : 20170526 20170526093001 ACCESSION NUMBER: 0000899243-17-014476 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170524 FILED AS OF DATE: 20170526 DATE AS OF CHANGE: 20170526 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ChromaDex Corp. CENTRAL INDEX KEY: 0001386570 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 262940963 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10005 MUIRLANDS BLVD. STREET 2: STE. G, FIRST FLOOR CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-419-0288 MAIL ADDRESS: STREET 1: 10005 MUIRLANDS BLVD. STREET 2: STE. G, FIRST FLOOR CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: CODY RESOURCES, INC. DATE OF NAME CHANGE: 20070112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Li Ka Shing CENTRAL INDEX KEY: 0001686621 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 17872020 MAIL ADDRESS: STREET 1: 7TH FLOOR, CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CENTRAL CITY: HONG KONG STATE: K3 ZIP: 999077 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mayspin Management Ltd CENTRAL INDEX KEY: 0001706083 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 17872021 BUSINESS ADDRESS: STREET 1: C/O 7/F, CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 BUSINESS PHONE: 852 2128 8888 MAIL ADDRESS: STREET 1: C/O 7/F, CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prime Tech Global Ltd CENTRAL INDEX KEY: 0001706084 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 17872022 BUSINESS ADDRESS: STREET 1: C/O 7/F, CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 BUSINESS PHONE: 852 2128 8888 MAIL ADDRESS: STREET 1: C/O 7/F, CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Champion River Ventures Ltd CENTRAL INDEX KEY: 0001705321 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 17872023 BUSINESS ADDRESS: STREET 1: C/O 7F, CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 BUSINESS PHONE: 852 2128 8888 MAIL ADDRESS: STREET 1: C/O 7F, CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-24 0 0001386570 ChromaDex Corp. CDXC 0001705321 Champion River Ventures Ltd C/O 7/F, CHEUNG KONG CENTER 2 QUEEN'S ROAD CENTRAL K3 HONG KONG 0 0 1 0 0001706084 Prime Tech Global Ltd C/O 7/F, CHEUNG KONG CENTER 2 QUEEN'S ROAD CENTRAL 0 0 1 0 0001706083 Mayspin Management Ltd C/O 7/F, CHEUNG KONG CENTER 2 QUEEN'S ROAD CENTRAL K3 HONG KONG 0 0 1 0 0001686621 Li Ka Shing C/O 7/F, CHEUNG KONG CENTER 2 QUEEN'S ROAD CENTRAL K3 HONG KONG 0 0 1 0 Common Stock 2017-05-24 4 P 0 3782288 2.60 A 4589980 D Champion River Ventures Limited ("Champion River") acquired 3,782,288 shares of the Issuer's common stock at the closing of the second tranche pursuant to the Securities Purchase Agreement, dated April 26, 2017 the ("SPA"), by and among the Issuer, Champion River and Pioneer Step Holdings Limited ("Pioneer Step"), as amended by the First Amendment to Securities Purchase Agreement, dated May 24, 2017 (the "First Amendment"), by and among the Issuer, Champion River and Pioneer Step. The shares are held directly by Champion River. The sole shareholder of Champion River is Prime Tech Global Limited ("Prime Tech"), the sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of Prime Tech, Mayspin and Li Ka Shing disclaims Section 16 beneficial ownership of the securities held by Champion River, except to the extent of its pecuniary interest therein, if any. Exhibit 99.1 - Joint Filer Information Champion River Ventures Limited, By: /s/ Pau Yee Wan Ezra, Director 2017-05-26 Prime Tech Global Limited, By: /s/ Pau Yee Wan Ezra, Director 2017-05-26 Mayspin Management Limited, By: /s/ Pau Yee Wan Ezra, Director 2017-05-26 /s/ Li Ka Shing 2017-05-26 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

                                                                    Exhibit 99.1

                         FORM 4 JOINT FILER INFORMATION

Names of Joint Filers:

Champion River Ventures Limited
Prime Tech Global Limited
Mayspin Management Limited
Li Ka Shing


Address of Joint Filers:

c/o 7/F, Cheung Kong Center
2 Queen's Road Central
Hong Kong


Designated Filer:

Champion River Ventures Limited


Issuer and Ticker Symbol:

ChromaDex Corporation [CDXC]


Date of Event:

May 24, 2017


Signatures of Joint Filers:

Champion River Ventures Limited

  By: /s/ Pau Yee Wan Ezra
      --------------------
      Director

Prime Tech Global Limited

  By: /s/ Pau Yee Wan Ezra
     ---------------------
        Director

Mayspin Management Limited

  By: /s/ Pau Yee Wan Ezra
     ---------------------
        Director

/s/ Li Ka Shing
---------------
Li Ka Shing