0000899243-17-014475.txt : 20170526 0000899243-17-014475.hdr.sgml : 20170526 20170526092755 ACCESSION NUMBER: 0000899243-17-014475 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170524 FILED AS OF DATE: 20170526 DATE AS OF CHANGE: 20170526 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ChromaDex Corp. CENTRAL INDEX KEY: 0001386570 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 262940963 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10005 MUIRLANDS BLVD. STREET 2: STE. G, FIRST FLOOR CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-419-0288 MAIL ADDRESS: STREET 1: 10005 MUIRLANDS BLVD. STREET 2: STE. G, FIRST FLOOR CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: CODY RESOURCES, INC. DATE OF NAME CHANGE: 20070112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chau Hoi Shuen Solina Holly CENTRAL INDEX KEY: 0001687026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 17872008 MAIL ADDRESS: STREET 1: 29TH FLOOR, HARBOUR CENTRE STREET 2: 25 HARBOUR ROAD CITY: WANCHAI STATE: K3 ZIP: 999077 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pioneer Step Holdings Ltd CENTRAL INDEX KEY: 0001705335 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 17872009 BUSINESS ADDRESS: STREET 1: C/O 29TH FLOOR, HARBOUR CENTRE STREET 2: 25 HARBOUR ROAD CITY: WANCHAI STATE: K3 ZIP: 00000 BUSINESS PHONE: 852 2186 3870 MAIL ADDRESS: STREET 1: C/O 29TH FLOOR, HARBOUR CENTRE STREET 2: 25 HARBOUR ROAD CITY: WANCHAI STATE: K3 ZIP: 00000 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-24 0 0001386570 ChromaDex Corp. CDXC 0001705335 Pioneer Step Holdings Ltd C/O 29TH FLOOR, HARBOUR CENTRE 25 HARBOUR ROAD WANCHAI K3 HONG KONG 0 0 1 0 0001687026 Chau Hoi Shuen Solina Holly C/O 29TH FLOOR, HARBOUR CENTRE 25 HARBOUR ROAD WANCHAI K3 HONG KONG 0 0 1 0 Common Stock 2017-05-24 4 P 0 2521526 2.60 A 3059988 D Pioneer Step Holdings Limited ("Pioneer Step") acquired 2,521,526 shares of the Issuer's common stock at the closing of the second tranche pursuant to the Securities Purchase Agreement, dated April 26, 2017 the ("SPA"), by and among the Issuer, Champion River Ventures Limited ("Champion River") and Pioneer Step, as amended by the First Amendment to Securities Purchase Agreement, dated May 24, 2017 (the "First Amendment"), by and among the Issuer, Champion River and Pioneer Step. The shares are held directly by Pioneer Step. The sole shareholder and sole director of Pioneer Step is Chau Hoi Shuen Solina Holly ("Solina Chau"). Solina Chau disclaims Section 16 beneficial ownership of the securities held by Pioneer Step, except to the extent of her pecuniary interest therein, if any. Exhibit 24 - Power of Attorney (incorporated herein by reference to the Power of Attorney filed as Exhibit 24 to the Form 3 filed by the Reporting Persons on May 8, 2017) Exhibit 99.1 - Joint Filer Information Pioneer Step Holdings Limited, By: /s/ Ng Ngar Bun Raymond, Attorney-in-Fact 2017-05-26 Chau Hoi Shuen Solina Holly, By: /s/ Ng Ngar Bun Raymond, Attorney-in-Fact 2017-05-26 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

                                                                    Exhibit 99.1

                         FORM 4 JOINT FILER INFORMATION

Names of Joint Filers:

Pioneer Step Holdings Limited
Chau Hoi Shuen Solina Holly


Address of Joint Filers:

c/o 29th Floor, Harbour Centre
25 Harbour Road
Wanchai, Hong Kong


Designated Filer:

Pioneer Step Holdings Limited


Issuer and Ticker Symbol:

ChromaDex Corporation [CDXC]


Date of Event:

May 24, 2017


Signatures of Joint Filers:

Pioneer Step Holdings Limited

  By: /s/ Ng Ngar Bun Raymond
      -----------------------
      Attorney-in-Fact

Chau Hoi Shuen Solina Holly

  By: /s/ Ng Ngar Bun Raymond
      -----------------------
      Attorney-in-Fact