Chief Operating Officer and General Counsel

0001567619-22-016189.txt : 20220815 0001567619-22-016189.hdr.sgml : 20220815 20220815160748 ACCESSION NUMBER: 0001567619-22-016189 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220815 DATE AS OF CHANGE: 20220815 EFFECTIVENESS DATE: 20220815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ionic Capital Management LLC CENTRAL INDEX KEY: 0001386462 IRS NUMBER: 680629832 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12913 FILM NUMBER: 221165685 BUSINESS ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-294-8531 MAIL ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001386462 XXXXXXXX 06-30-2022 06-30-2022 Ionic Capital Management LLC

475 FIFTH AVENUE 9TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-12913 N John C. Richardson Chief Operating Officer and General Counsel 212-294-8500 /s/ John C. 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0 LION GROUP HOLDING LTD *W EXP 06/17/202 53620U110 132 1882025 SH DFND 1882025 0 0 LIONS GATE ENTMNT CORP CL A VTG 535919401 1550 166523 SH DFND 166523 0 0 LIV CAPITAL ACQUISITN CORP I *W EXP 02/07/202 G5510R113 41 300000 SH DFND 300000 0 0 LIVERAMP HLDGS INC COM 53815P108 4749 184000 SH DFND 184000 0 0 LIVEVOX HOLDING INC *W EXP 06/18/202 53838L118 441 2675001 SH DFND 2675001 0 0 LIVEVOX HOLDING INC COM CL A 53838L100 73 43970 SH DFND 43970 0 0 LOTTERY COM INC *W EXP 05/09/202 54570M116 302 1510726 SH DFND 1510726 0 0 LOTTERY COM INC COM 54570M108 314 280000 SH Call DFND 280000 0 0 LUCID GROUP INC COM 549498103 19187 1118100 SH Put DFND 1118100 0 0 LUCID GROUP INC COM 549498103 6864 400000 SH Call DFND 400000 0 0 LUCID GROUP INC COM 549498103 1537 89578 SH DFND 89578 0 0 LYFT INC NOTE 1.500% 5/1 55087PAB0 3414 4000000 PRN DFND 4000000 0 0 MALACCA STRAITS ACQUISITION *W EXP 06/30/202 G5859B109 8 197605 SH DFND 197605 0 0 MANCHESTER UTD PLC NEW ORD CL A G5784H106 1346 121000 SH DFND 121000 0 0 MANDIANT INC COM 562662106 2182 100000 SH DFND 100000 0 0 MAQUIA CAPITAL ACQUISITION C *W EXP 05/05/202 56564V119 35 367138 SH DFND 367138 0 0 MARBLEGATE ACQUISITION CORP *W EXP 08/31/202 56608A113 33 334240 SH DFND 334240 0 0 MARKFORGED HOLDING CORPORATI *W EXP 07/14/202 57064N110 168 541891 SH DFND 541891 0 0 MARLIN TECHNOLOGY CORP *W EXP 01/12/202 G58411110 28 250000 SH DFND 250000 0 0 MARRIOTT VACATIONS WORLDWIDE NOTE 1.500% 9/1 57164YAB3 4997 5000000 PRN DFND 5000000 0 0 MATCH GROUP INC NEW COM 57667L107 6969 100000 SH Put DFND 100000 0 0 MAXPRO CAPITAL ACQUISITN COR *W EXP 09/27/202 57778T114 26 274028 SH DFND 274028 0 0 MCLAREN TECHNOLOGY ACQ CORP *W EXP 11/01/202 58176U117 71 636224 SH DFND 636224 0 0 MERCADOLIBRE INC COM 58733R102 4777 7500 SH Put DFND 7500 0 0 META PLATFORMS INC CL A 30303M102 14513 90000 SH Call DFND 90000 0 0 METAL SKY STAR ACQUISITION C *W EXP 03/31/202 G6053N121 20 300000 SH DFND 300000 0 0 METAL SKY STAR ACQUISITION C RIGHT 03/30/2024 G6053N113 48 400000 SH DFND 400000 0 0 METROMILE INC *W EXP 02/09/202 591697115 392 2612049 SH DFND 2612049 0 0 MEXICO EQUITY & INCOME FD COM 592834105 419 52199 SH DFND 52199 0 0 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 241 64100 SH DFND 64100 0 0 MFS HIGH YIELD MUN TR SH BEN INT 59318E102 283 84311 SH DFND 84311 0 0 MFS MUN INCOME TR SH BEN INT 552738106 133 24520 SH DFND 24520 0 0 MICRON TECHNOLOGY INC COM 595112103 2488 45000 SH Call DFND 45000 0 0 MICROVAST HOLDINGS INC *W EXP 04/01/202 59516C114 1190 3399853 SH DFND 3399853 0 0 MICROVAST HOLDINGS INC COM 59516C106 1110 500000 SH Call DFND 500000 0 0 MICROVAST HOLDINGS INC COM 59516C106 607 273400 SH Put DFND 273400 0 0 MIRION TECHNOLOGIES INC *W EXP 10/20/202 60471A119 1374 1308544 SH DFND 1308544 0 0 MIRION TECHNOLOGIES INC COM CL A 60471A101 2874 498983 SH DFND 498983 0 0 MOMENTUS INC *W EXP 05/15/202 60879E119 857 2764766 SH DFND 2764766 0 0 MONEYGRAM INTL INC COM NEW 60935Y208 1500 150000 SH DFND 150000 0 0 MONEYLION INC *W EXP 09/22/202 60938K114 98 575279 SH DFND 575279 0 0 MOUNT RAINIER ACQUISITION CO *W EXP 11/27/202 623006111 181 1147031 SH DFND 1147031 0 0 MP MATERIALS CORP COM CL A 553368101 1764 55000 SH Put DFND 55000 0 0 MUDRICK CAPITAL ACQU CORP II *W EXP 09/10/202 62477L115 435 1460222 SH DFND 1460222 0 0 MULTIPLAN CORPORATION *W EXP 02/13/202 62548M118 1499 1362357 SH DFND 1362357 0 0 NCL CORP LTD NOTE 5.375% 8/0 62886HAX9 2895 3000000 PRN DFND 3000000 0 0 NETFLIX INC COM 64110L106 13168 75300 SH Call DFND 75300 0 0 NETFLIX INC COM 64110L106 7869 45000 SH Put DFND 45000 0 0 NETFLIX INC COM 64110L106 682 3900 SH DFND 3900 0 0 NEUBERGER BERMAN MLP & ENERG COM 64129H104 1383 230569 SH DFND 230569 0 0 NEUBERGER BERMAN NEXT GENERA COMMON STOCK 64133Q108 956 96418 SH DFND 96418 0 0 NEW IRELAND FD INC COM 645673104 450 56833 SH DFND 56833 0 0 NOVA VISION ACQUISITION CORP *W EXP 12/31/202 G6759A118 7 114809 SH DFND 114809 0 0 NOVA VISION ACQUISITION CORP RIGHT 12/23/2023 G6759A134 4 45000 SH DFND 45000 0 0 NUBIA BRAND INTERNATIONAL CO *W EXP 11/16/202 67022R111 20 250000 SH DFND 250000 0 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 305 24214 SH DFND 24214 0 0 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 221 20000 SH DFND 20000 0 0 NUVEEN NEW YORK QLT MUN INC COM 67066X107 382 32549 SH DFND 32549 0 0 NUVEEN OHIO QLTY MUN INCOME COM 670980101 354 27930 SH DFND 27930 0 0 NUVEEN PENNSYLVANIA QLT MUN COM 670972108 436 35755 SH DFND 35755 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 109509 2962105 SH DFND 2962105 0 0 OFFERPAD SOLUTIONS INC *W EXP 09/01/202 67623L117 233 906440 SH DFND 906440 0 0 OFFERPAD SOLUTIONS INC COM CL A 67623L109 226 103600 SH Put DFND 103600 0 0 ONYX ACQUISITION CO I *W EXP 11/30/202 G6755Q117 63 625000 SH DFND 625000 0 0 OPENDOOR TECHNOLOGIES INC COM 683712103 283 60000 SH Call DFND 60000 0 0 OPENDOOR TECHNOLOGIES INC COM 683712103 283 60000 SH Put DFND 60000 0 0 OPPFI INC *W EXP 07/20/202 68386H111 308 952084 SH DFND 952084 0 0 OPPFI INC COM CL A 68386H103 928 282100 SH Put DFND 282100 0 0 ORIGIN MATERIALS INC *W EXP 06/25/202 68622D114 1290 1277694 SH DFND 1277694 0 0 ORIGIN MATERIALS INC COM 68622D106 512 100000 SH Put DFND 100000 0 0 OUSTER INC *W EXP 03/11/202 68989M111 856 2447454 SH DFND 2447454 0 0 OWLET INC *W EXP 09/14/202 69120X115 542 1912324 SH DFND 1912324 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 254 28000 SH DFND 28000 0 0 PALO ALTO NETWORKS INC NOTE 0.375% 6/0 697435AF2 13726 8000000 PRN DFND 8000000 0 0 PARAMOUNT GROUP INC COM 69924R108 1193 165000 SH DFND 165000 0 0 PARSEC CAPITAL ACQUISITION *W EXP 10/05/202 70184A116 29 399074 SH DFND 399074 0 0 PAYPAL HLDGS INC COM 70450Y103 6984 100000 SH Put DFND 100000 0 0 PAYPAL HLDGS INC COM 70450Y103 908 13000 SH DFND 13000 0 0 PAYSAFE LIMITED *W EXP 03/30/202 G6964L115 1135 4213286 SH DFND 4213286 0 0 PEGASYSTEMS INC NOTE 0.750% 3/0 705573AB9 3231 4000000 PRN DFND 4000000 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 129 14000 SH DFND 14000 0 0 PERELLA WEINBERG PARTNERS *W EXP 12/31/202 71367G110 517 708695 SH DFND 708695 0 0 PERFORMANCE FOOD GROUP CO COM 71377A103 4277 93023 SH DFND 93023 0 0 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 20894 1046286 SH DFND 1046286 0 0 PINE TECHNOLOGY ACQUISITN CO *W EXP 03/31/202 722850112 65 797827 SH DFND 797827 0 0 PLAYTIKA HLDG CORP COM 72815L107 2002 151228 SH DFND 151228 0 0 PURECYCLE TECHNOLOGIES INC *W EXP 03/17/202 74623V111 409 154188 SH DFND 154188 0 0 QUANERGY SYSTEMS INC *W EXP 02/01/202 74764U112 30 456963 SH DFND 456963 0 0 QUANERGY SYSTEMS INC COM 74764U104 103 250000 SH Call DFND 250000 0 0 QUANTUM SI INC *W EXP 06/10/202 74765K113 196 347264 SH DFND 347264 0 0 REDBOX ENTERTAINMENT INC *W EXP 12/15/202 75724T111 110 207983 SH DFND 207983 0 0 REDWIRE CORPORATION *W EXP 05/27/202 75776W111 640 1438750 SH DFND 1438750 0 0 REE AUTOMOTIVE LTD *W EXP 07/22/202 M8287R111 188 1004671 SH DFND 1004671 0 0 REE AUTOMOTIVE LTD CLASS A ORD SHS M8287R103 348 300000 SH Call DFND 300000 0 0 ROBINHOOD MKTS INC COM CL A 770700102 370 45000 SH Call DFND 45000 0 0 ROCKLEY PHOTONICS HLDGS LTD *W EXP 08/11/202 G7614L117 164 499400 SH DFND 499400 0 0 ROSE HILL ACQUISITION CORP *W EXP 10/07/202 G7637J123 120 478798 SH DFND 478798 0 0 SANABY HEALTH ACQUISITION CO *W EXP 07/30/202 79956P110 54 467548 SH DFND 467548 0 0 SEAPORT CallIBRE MATLS ACQUIS *W EXP 10/28/202 812204113 43 306682 SH DFND 306682 0 0 SEMA4 HOLDINGS CORP *W EXP 07/22/202 81663L119 417 1284448 SH DFND 1284448 0 0 SHARECARE INC *W EXP 07/01/202 81948W112 284 1486807 SH DFND 1486807 0 0 SHIFT4 PMTS INC NOTE 12/1 82452JAB5 3231 4000000 PRN DFND 4000000 0 0 SHOPIFY INC NOTE 0.125%11/0 82509LAA5 1682 2000000 PRN DFND 2000000 0 0 SILVER CREST ACQUISITION COR *W EXP 12/15/202 G81355128 72 334167 SH DFND 334167 0 0 SITIO ROYALTIES CORP *W EXP 08/23/202 82982V119 242 1512227 SH DFND 1512227 0 0 SKILLSOFT CORP *W EXP 06/11/202 83066P119 818 1573778 SH DFND 1573778 0 0 SKILLSOFT CORP CL A 83066P200 704 200000 SH Put DFND 200000 0 0 SNAP INC NOTE 5/0 83304AAF3 708 1000000 PRN DFND 1000000 0 0 SOCIAL CAPITAL HEDOSOPHA HLD *W EXP 09/26/202 G8251L113 375 782152 SH DFND 782152 0 0 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G8251L105 408 41100 SH Call DFND 41100 0 0 SOFTWARE ACQUISITN GRP INC I *W EXP 02/02/202 83407J111 96 400000 SH DFND 400000 0 0 SOHU COM LTD SPONSORED ADS 83410S108 1367 82494 SH DFND 82494 0 0 SOLAREDGE TECHNOLOGIES INC NOTE 9/1 83417MAD6 6179 5125000 PRN DFND 5125000 0 0 SPDR SER TR S&P BIOTECH 78464A870 850 11450 SH DFND 11450 0 0 SPINDLETOP HEALTH ACQUISITIO *W EXP 99/99/999 84854Q111 44 343533 SH DFND 343533 0 0 SPIRE GLOBAL INC *W EXP 08/16/202 848560116 189 1378157 SH DFND 1378157 0 0 SPIRIT AIRLS INC COM 848577102 1416 59400 SH DFND 59400 0 0 SPLUNK INC COM 848637104 7519 85000 SH Call DFND 85000 0 0 SPOTIFY USA INC NOTE 3/1 84921RAB6 5563 7000000 PRN DFND 7000000 0 0 SPROTT PHYSICall SILVER TR TR UNIT 85207K107 1897 274900 SH DFND 274900 0 0 STARBUCKS CORP COM 855244109 4583 60000 SH Call DFND 60000 0 0 STARRY GROUP HOLDINGS INC *W EXP 03/29/202 85572U110 500 1212661 SH DFND 1212661 0 0 STEM INC COM 85859N102 429 59900 SH Put DFND 59900 0 0 SYNCHRONY FINANCIAL COM 87165B103 4601 166600 SH Call DFND 166600 0 0 TALKSPACE INC *W EXP 06/21/202 87427V111 278 796312 SH DFND 796312 0 0 TECHNOLOGY & TELECOM ACQ COR *W EXP 04/15/202 G87119114 50 623940 SH DFND 623940 0 0 THE BEACHBODY COMPANY INC *W EXP 12/31/202 073463119 673 3956108 SH DFND 3956108 0 0 THE BEACHBODY COMPANY INC COM CL A 073463101 113 94524 SH DFND 94524 0 0 THE GROWTH FOR GOOD ACQU COR RIGHT 11/12/2026 G41522130 72 516000 SH DFND 516000 0 0 THE LION ELECTRIC COMPANY *W EXP 05/06/202 536221112 3100 3563590 SH DFND 3563590 0 0 THE LION ELECTRIC COMPANY COMMON STOCK 536221104 7229 1717100 SH Put DFND 1717100 0 0 THE LION ELECTRIC COMPANY COMMON STOCK 536221104 1454 345464 SH DFND 345464 0 0 THE REALREAL INC NOTE 3.000% 6/1 88339PAB7 1779 3000000 PRN DFND 3000000 0 0 THRIVE ACQUISITION CORPORATI *W EXP 10/31/202 G7158C119 3 26278 SH DFND 26278 0 0 TLGY ACQUISITION CORPORATION *W EXP 11/09/202 G8656T125 28 241600 SH DFND 241600 0 0 TMC THE METALS COMPANY INC *W EXP 09/09/202 87261Y114 160 819398 SH DFND 819398 0 0 TMC THE METALS COMPANY INC COM 87261Y106 103 100000 SH Call DFND 100000 0 0 TPG PACE BEN FIN CORP *W EXP 10/09/202 G8990D117 564 1622340 SH DFND 1622340 0 0 TRAVEL PLUS LEISURE CO COM 894164102 10530 271263 SH DFND 271263 0 0 TUFIN SOFTWARE TECHNOLOGIE SHS M8893U102 1005 80000 SH DFND 80000 0 0 TWITTER INC NOTE 3/1 90184LAN2 5616 6300000 PRN DFND 6300000 0 0 UBER TECHNOLOGIES INC COM 90353T100 563 27500 SH DFND 27500 0 0 UNDER ARMOUR INC CL A 904311107 250 30000 SH DFND 30000 0 0 UPHEALTH INC *W EXP 06/08/202 91532B119 93 1326241 SH DFND 1326241 0 0 USHG ACQUISITION CORP *W EXP 02/24/202 91748P118 138 350000 SH DFND 350000 0 0 UWM HOLDINGS CORPORATION *W EXP 01/21/202 91823B117 355 1974847 SH DFND 1974847 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 2041 74530 SH DFND 74530 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 1369 50000 SH Call DFND 50000 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 1342 49000 SH Put DFND 49000 0 0 VANECK ETF TRUST JUNIOR GOLD MINE 92189F791 236 7375 SH DFND 7375 0 0 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 407 2000 SH DFND 2000 0 0 VELO3D INC *W EXP 12/01/202 92259N112 121 391032 SH DFND 391032 0 0 VELO3D INC COMMON STOCK 92259N104 69 50000 SH Call DFND 50000 0 0 VERTICall AEROSPACE LTD *W EXP 09/15/202 G9471C115 111 284742 SH DFND 284742 0 0 VERTICall AEROSPACE LTD ORD SHS G9471C107 315 100000 SH Call DFND 100000 0 0 VICARIOUS SURGICall INC *W EXP 08/05/202 92561V117 597 1926045 SH DFND 1926045 0 0 VICARIOUS SURGICall INC COM CL A 92561V109 112 38000 SH Put DFND 38000 0 0 VICKERS VANTAGE CORP I *W EXP 09/15/202 G9440B115 42 280962 SH DFND 280962 0 0 VIEW INC *W EXP 03/08/202 92671V114 335 3313376 SH DFND 3313376 0 0 VINTAGE WINE ESTATES INC *W EXP 06/08/202 92747V114 3158 2178050 SH DFND 2178050 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 1686 280000 SH Put DFND 280000 0 0 VISION SENSING ACQUISITION C *W EXP 10/21/202 92838J111 53 379388 SH DFND 379388 0 0 VIVID SEATS INC *W EXP 10/18/202 92854T118 1463 777970 SH DFND 777970 0 0 VIVINT SMART HOME INC COM CL A 928542109 683 196123 SH DFND 196123 0 0 VOLTA INC *W EXP 08/26/202 92873V110 298 960317 SH DFND 960317 0 0 VOLTA INC COM CL A 92873V102 58 44300 SH Call DFND 44300 0 0 WALMART INC COM 931142103 51064 420000 SH Call DFND 420000 0 0 WARNER BROS DISCOVERY INC COM SER A 934423104 9931 740000 SH Call DFND 740000 0 0 WARNER BROS DISCOVERY INC COM SER A 934423104 1033 77000 SH DFND 77000 0 0 WAYFAIR INC NOTE 1.125%11/0 94419LAD3 3210 4000000 PRN DFND 4000000 0 0 WESTERN ASSET DIVERSIFIED IN COM SHS BEN INT 95790K109 169 12186 SH DFND 12186 0 0 WESTERN ASSET INTER MUNI FD COM 958435109 90 11168 SH DFND 11168 0 0 WEWORK INC *W EXP 10/20/202 96209A112 2788 3585207 SH DFND 3585207 0 0 WEWORK INC CL A 96209A104 2053 408900 SH Put DFND 408900 0 0 WHEELS UP EXPERIENCE INC *W EXP 07/13/202 96328L114 477 1326455 SH DFND 1326455 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 575 2051876 SH DFND 2051876 0 0 WHOLE EARTH BRANDS INC COM CL A 96684W100 2267 365578 SH DFND 365578 0 0 WM TECHNOLOGY INC *W EXP 06/16/202 92971A117 564 867122 SH DFND 867122 0 0 WORKIVA INC NOTE 1.125% 8/1 98139AAB1 4336 4000000 PRN DFND 4000000 0 0 XOS INC *W EXP 99/99/999 98423B116 121 551006 SH DFND 551006 0 0 XPO LOGISTICS INC COM 983793100 1290 26785 SH DFND 26785 0 0 ZENDESK INC COM 98936J101 1333 18000 SH DFND 18000 0 0 ZILLOW GROUP INC NOTE 0.750% 9/0 98954MAE1 5260 5050000 PRN DFND 5050000 0 0