Chief Operating Officer and General Counsel

0001567619-22-010892.txt : 20220516 0001567619-22-010892.hdr.sgml : 20220516 20220516154325 ACCESSION NUMBER: 0001567619-22-010892 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220516 DATE AS OF CHANGE: 20220516 EFFECTIVENESS DATE: 20220516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ionic Capital Management LLC CENTRAL INDEX KEY: 0001386462 IRS NUMBER: 680629832 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12913 FILM NUMBER: 22928242 BUSINESS ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-294-8531 MAIL ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001386462 XXXXXXXX 03-31-2022 03-31-2022 Ionic Capital Management LLC

475 FIFTH AVENUE 9TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-12913 N John C. Richardson Chief Operating Officer and General Counsel 212-294-8500 /s/ John C. 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ACQUISITN CORP I *W EXP 02/07/202 G5510R113 59 300000 SH DFND 300000 0 0 LIVERAMP HLDGS INC COM 53815P108 6880 184000 SH DFND 184000 0 0 LIVEVOX HOLDING INC *W EXP 06/18/202 53838L118 708 2145641 SH DFND 2145641 0 0 LOTTERY COM INC *W EXP 05/09/202 54570M116 740 1510726 SH DFND 1510726 0 0 LUCID GROUP INC COM 549498103 1511 59500 SH Call DFND 59500 0 0 LUCID GROUP INC COM 549498103 20780 818100 SH Put DFND 818100 0 0 LUCID GROUP INC COM 549498103 1533 60347 SH DFND 60347 0 0 LUFAX HOLDING LTD ADS REP SHS CL A 54975P102 61 10969 SH DFND 10969 0 0 MALACCA STRAITS ACQUISITION *W EXP 06/30/202 G5859B109 28 197605 SH DFND 197605 0 0 MAQUIA CAPITAL ACQUISITION C *W EXP 05/05/202 56564V119 70 367138 SH DFND 367138 0 0 MARBLEGATE ACQUISITION CORP *W EXP 08/31/202 56608A113 104 334240 SH DFND 334240 0 0 MARBLEGATE ACQUISITION CORP UNIT 08/31/2028 56608A204 10 1000 SH DFND 1000 0 0 MARKFORGED HOLDING CORPORATI *W EXP 07/14/202 57064N110 337 541891 SH DFND 541891 0 0 MARVELL TECHNOLOGY INC COM 573874104 1721 24000 SH Call DFND 24000 0 0 MAXPRO CAPITAL ACQUISITN COR *W EXP 09/27/202 57778T114 61 275000 SH DFND 275000 0 0 MCLAREN TECHNOLOGY ACQ CORP *W EXP 11/01/202 58176U117 136 636899 SH DFND 636899 0 0 METROMILE INC *W EXP 02/09/202 591697115 340 2612049 SH DFND 2612049 0 0 MFS HIGH YIELD MUN TR SH BEN INT 59318E102 169 43755 SH DFND 43755 0 0 MICROSOFT CORP COM 594918104 425 1377 SH DFND 1377 0 0 MICROVAST HOLDINGS INC *W EXP 04/01/202 59516C114 4318 3399853 SH DFND 3399853 0 0 MICROVAST HOLDINGS INC COM 59516C106 1832 273400 SH Put DFND 273400 0 0 MIRION TECHNOLOGIES INC *W EXP 10/20/202 60471A119 1874 1058544 SH DFND 1058544 0 0 MIRION TECHNOLOGIES INC COM CL A 60471A101 3374 418107 SH DFND 418107 0 0 MODERNA INC COM 60770K107 3101 18000 SH Call DFND 18000 0 0 MODERNA INC COM 60770K107 3101 18000 SH Put DFND 18000 0 0 MOMENTUS INC *W EXP 05/15/202 60879E119 1327 2764766 SH DFND 2764766 0 0 MOMENTUS INC COM CL A 60879E101 352 110373 SH DFND 110373 0 0 MONEYLION INC *W EXP 09/22/202 60938K114 221 575279 SH DFND 575279 0 0 MONEYLION INC CL A 60938K106 0 100 SH DFND 100 0 0 MOUNT RAINIER ACQUISITION CO *W EXP 11/27/202 623006111 287 1147031 SH DFND 1147031 0 0 MP MATERIALS CORP COM CL A 553368101 3154 55000 SH Put DFND 55000 0 0 MUDRICK CAPITAL ACQU CORP II *W EXP 09/10/202 62477L115 613 1460222 SH DFND 1460222 0 0 MULTIPLAN CORPORATION *W EXP 02/13/202 62548M118 1411 1370332 SH DFND 1370332 0 0 NCL CORP LTD NOTE 5.375% 8/0 62886HAX9 4361 3000000 PRN DFND 3000000 0 0 NETEASE INC SPONSORED ADS 64110W102 240 2673 SH DFND 2673 0 0 NEUBERGER BERMAN MLP & ENERG COM 64129H104 1806 280469 SH DFND 280469 0 0 NEUBERGER BERMAN NEXT GENERA COMMON STOCK 64133Q108 1345 96418 SH DFND 96418 0 0 NEW IRELAND FD INC COM 645673104 515 55699 SH DFND 55699 0 0 NOVA VISION ACQUISITION CORP *W EXP 12/31/202 G6759A118 14 162109 SH DFND 162109 0 0 NOVA VISION ACQUISITION CORP RIGHT 12/23/2023 G6759A134 8 50000 SH DFND 50000 0 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 268 20000 SH DFND 20000 0 0 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 243 20000 SH DFND 20000 0 0 NUVEEN NEW YORK QLT MUN INC COM 67066X107 409 32549 SH DFND 32549 0 0 NUVEEN OHIO QLTY MUN INCOME COM 670980101 277 20000 SH DFND 20000 0 0 NUVEEN PENNSYLVANIA QLT MUN COM 670972108 273 20255 SH DFND 20255 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 104329 2961371 SH DFND 2961371 0 0 OCCIDENTAL PETE CORP COM 674599105 12296 216700 SH Put DFND 216700 0 0 OFFERPAD SOLUTIONS INC *W EXP 09/01/202 67623L117 734 906440 SH DFND 906440 0 0 OFFERPAD SOLUTIONS INC COM CL A 67623L109 521 103600 SH Put DFND 103600 0 0 OKTA INC CL A 679295105 3019 20000 SH Call DFND 20000 0 0 OKTA INC NOTE 0.125% 9/0 679295AD7 3232 3000000 PRN DFND 3000000 0 0 ONYX ACQUISITION CO I *W EXP 11/30/202 G6755Q117 213 625000 SH DFND 625000 0 0 OPENDOOR TECHNOLOGIES INC COM 683712103 519 60000 SH Call DFND 60000 0 0 OPENDOOR TECHNOLOGIES INC COM 683712103 519 60000 SH Put DFND 60000 0 0 OPPFI INC *W EXP 07/20/202 68386H111 448 869891 SH DFND 869891 0 0 OPPFI INC COM CL A 68386H103 85 24800 SH Put DFND 24800 0 0 ORACLE CORP COM 68389X105 278 3363 SH DFND 3363 0 0 ORIGIN MATERIALS INC *W EXP 06/25/202 68622D114 1968 1277694 SH DFND 1277694 0 0 OUSTER INC *W EXP 03/11/202 68989M111 2081 2447454 SH DFND 2447454 0 0 OUSTER INC COM 68989M103 675 150000 SH Call DFND 150000 0 0 OUSTER INC COM 68989M103 93 20700 SH Put DFND 20700 0 0 OWLET INC *W EXP 09/14/202 69120X115 1472 1912324 SH DFND 1912324 0 0 PARAMOUNT GROUP INC COM 69924R108 1418 130000 SH DFND 130000 0 0 PARSEC CAPITAL ACQUISITION *W EXP 10/05/202 70184A116 91 399074 SH DFND 399074 0 0 PAYSAFE LIMITED *W EXP 03/30/202 G6964L115 2207 4204514 SH DFND 4204514 0 0 PAYSAFE LIMITED ORD G6964L107 678 200100 SH DFND 200100 0 0 PEGASYSTEMS INC NOTE 0.750% 3/0 705573AB9 3771 4000000 PRN DFND 4000000 0 0 PERELLA WEINBERG PARTNERS *W EXP 12/31/202 71367G110 1424 708695 SH DFND 708695 0 0 PERFORMANCE FOOD GROUP CO COM 71377A103 5824 114399 SH DFND 114399 0 0 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 20811 1046286 SH DFND 1046286 0 0 PINE TECHNOLOGY ACQUISITN CO *W EXP 03/31/202 722850112 152 797827 SH DFND 797827 0 0 PLANET LABS PBC COM CL A 72703X106 767 150913 SH DFND 150913 0 0 PLAYTIKA HLDG CORP COM 72815L107 1879 97228 SH DFND 97228 0 0 PROCAPS GROUP SA *W EXP 09/29/202 L7756P110 724 965236 SH DFND 965236 0 0 PURECYCLE TECHNOLOGIES INC *W EXP 03/17/202 74623V111 472 164288 SH DFND 164288 0 0 QUANERGY SYSTEMS INC *W EXP 02/01/202 74764U112 114 456963 SH DFND 456963 0 0 QUANERGY SYSTEMS INC COM 74764U104 460 250000 SH Call DFND 250000 0 0 QUANTUM SI INC *W EXP 06/10/202 74765K113 403 350665 SH DFND 350665 0 0 QUANTUM SI INC COM CL A 74765K105 34 7300 SH Put DFND 7300 0 0 RAPID7 INC NOTE 0.250% 3/1 753422AF1 3739 3000000 PRN DFND 3000000 0 0 REDWIRE CORPORATION *W EXP 05/27/202 75776W111 2996 1331422 SH DFND 1331422 0 0 REE AUTOMOTIVE LTD *W EXP 07/22/202 M8287R111 270 879671 SH DFND 879671 0 0 REE AUTOMOTIVE LTD CLASS A ORD SHS M8287R103 380 200000 SH Call DFND 200000 0 0 RMG ACQUISITION CORP III CL A SHS G76088106 490 50000 SH DFND 50000 0 0 ROSE HILL ACQUISITION CORP *W EXP 10/07/202 G7637J123 124 478798 SH DFND 478798 0 0 SALESFORCE COM INC COM 79466L302 3397 16000 SH Call DFND 16000 0 0 SALESFORCE COM INC COM 79466L302 364 1715 SH DFND 1715 0 0 SANABY HEALTH ACQUISITION CO *W EXP 07/30/202 79956P110 102 467548 SH DFND 467548 0 0 SANDBRIDGE X2 CORP COM CLASS A 799792106 488 50000 SH DFND 50000 0 0 SEA LTD SPONSORD ADS 81141R100 1684 14062 SH DFND 14062 0 0 SEAPORT CALIBRE MATLS ACQUIS *W EXP 10/28/202 812204113 81 306682 SH DFND 306682 0 0 SEMA4 HOLDINGS CORP *W EXP 07/22/202 81663L119 888 1286873 SH DFND 1286873 0 0 SERVICENOW INC COM 81762P102 232 417 SH DFND 417 0 0 SHARECARE INC *W EXP 07/01/202 81948W112 446 1486807 SH DFND 1486807 0 0 SHIFT4 PMTS INC NOTE 12/1 82452JAB5 4202 4000000 PRN DFND 4000000 0 0 SILVER CREST ACQUISITION COR *W EXP 12/15/202 G81355128 150 334167 SH DFND 334167 0 0 SKILLSOFT CORP *W EXP 06/11/202 83066P119 1826 1573778 SH DFND 1573778 0 0 SNAP INC CL A 83304A106 41 1131 SH DFND 1131 0 0 SNAP INC NOTE 0.250% 5/0 83304AAD8 7145 4000000 PRN DFND 4000000 0 0 SNOWFLAKE INC CL A 833445109 2314 10100 SH Call DFND 10100 0 0 SOC TELEMED INC *W EXP 11/30/202 78472F119 809 998782 SH DFND 998782 0 0 SOCIAL CAPITAL HEDOSOPHA HLD *W EXP 09/26/202 G8251L113 2009 1633212 SH DFND 1633212 0 0 SOFI TECHNOLOGIES INC COM 83406F102 1040 110000 SH Call DFND 110000 0 0 SOHU COM LTD SPONSORED ADS 83410S108 1353 80438 SH DFND 80438 0 0 SOLAREDGE TECHNOLOGIES INC NOTE 9/1 83417MAD6 7006 5125000 PRN DFND 5125000 0 0 SPDR GOLD TR GOLD SHS 78463V107 2032 11250 SH DFND 11250 0 0 SPDR SER TR S&P BIOTECH 78464A870 1029 11450 SH DFND 11450 0 0 SPINDLETOP HEALTH ACQUISITIO *W EXP 99/99/999 84854Q111 77 343533 SH DFND 343533 0 0 SPIRE GLOBAL INC *W EXP 08/16/202 848560116 358 1378157 SH DFND 1378157 0 0 SPLASH BEVERAGE GROUP INC *W EXP 06/15/202 84862C112 35 34970 SH DFND 34970 0 0 SPLASH BEVERAGE GROUP INC COM NEW 84862C203 0 100 SH DFND 100 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 59 392 SH DFND 392 0 0 SPOTIFY USA INC NOTE 3/1 84921RAB6 5989 7000000 PRN DFND 7000000 0 0 STEM INC COM 85859N102 659 59900 SH Call DFND 59900 0 0 STEM INC COM 85859N102 659 59900 SH Put DFND 59900 0 0 TALKSPACE INC *W EXP 06/21/202 87427V111 191 796312 SH DFND 796312 0 0 TB SA ACQUISITION CORP CLASS A ORD SHS G8657L105 489 50000 SH DFND 50000 0 0 TECHNOLOGY & TELECOM ACQ COR *W EXP 04/15/202 G87119114 92 556220 SH DFND 556220 0 0 TESLA INC COM 88160R101 2155 2000 SH Call DFND 2000 0 0 TESLA INC COM 88160R101 1078 1000 SH Put DFND 1000 0 0 THE BEACHBODY COMPANY INC *W EXP 12/31/202 073463119 1048 3956108 SH DFND 3956108 0 0 THE BEACHBODY COMPANY INC COM CL A 073463101 71 31200 SH DFND 31200 0 0 THE GROWTH FOR GOOD ACQU COR RIGHT 11/12/2026 G41522130 88 516000 SH DFND 516000 0 0 THE LION ELECTRIC COMPANY *W EXP 05/06/202 536221112 7687 3509864 SH DFND 3509864 0 0 THE LION ELECTRIC COMPANY COMMON STOCK 536221104 13544 1612400 SH Put DFND 1612400 0 0 THE REALREAL INC NOTE 3.000% 6/1 88339PAB7 1282 1500000 PRN DFND 1500000 0 0 THRIVE ACQUISITION CORPORATI *W EXP 10/31/202 G7158C119 30 128178 SH DFND 128178 0 0 THUNDER BRIDGE CAP PRTNRS II COM CL A 88605T100 491 50000 SH DFND 50000 0 0 TLGY ACQUISITION CORPORATION *W EXP 11/09/202 G8656T125 48 250000 SH DFND 250000 0 0 TMC THE METALS COMPANY INC *W EXP 09/09/202 87261Y114 483 819398 SH DFND 819398 0 0 TPG PACE BEN FIN CORP *W EXP 10/09/202 G8990D117 1038 1622340 SH DFND 1622340 0 0 TRAVEL PLUS LEISURE CO COM 894164102 15717 271263 SH DFND 271263 0 0 TWITTER INC NOTE 3/1 90184LAN2 3222 3800000 PRN DFND 3800000 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 5127 5000000 PRN DFND 5000000 0 0 UBER TECHNOLOGIES INC COM 90353T100 981 27500 SH DFND 27500 0 0 UNDER ARMOUR INC CL A 904311107 1329 78068 SH DFND 78068 0 0 UPHEALTH INC *W EXP 06/08/202 91532B119 242 1326241 SH DFND 1326241 0 0 USHG ACQUISITION CORP *W EXP 02/24/202 91748P118 338 300000 SH DFND 300000 0 0 UWM HOLDINGS CORPORATION *W EXP 01/21/202 91823B117 780 1974847 SH DFND 1974847 0 0 UWM HOLDINGS CORPORATION COM CL A 91823B109 337 74463 SH DFND 74463 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 3504 91375 SH DFND 91375 0 0 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 540 2000 SH DFND 2000 0 0 VELO3D INC *W EXP 12/01/202 92259N112 620 292578 SH DFND 292578 0 0 VERTICAL AEROSPACE LTD *W EXP 09/15/202 G9471C115 224 284742 SH DFND 284742 0 0 VERTICAL AEROSPACE LTD ORD SHS G9471C107 697 100000 SH Call DFND 100000 0 0 VERTICAL AEROSPACE LTD ORD SHS G9471C107 1 100 SH DFND 100 0 0 VICARIOUS SURGICAL INC *W EXP 08/05/202 92561V117 1599 1926045 SH DFND 1926045 0 0 VICARIOUS SURGICAL INC COM CL A 92561V109 127 25000 SH Call DFND 25000 0 0 VICARIOUS SURGICAL INC COM CL A 92561V109 218 43000 SH Put DFND 43000 0 0 VICARIOUS SURGICAL INC COM CL A 92561V109 1 100 SH DFND 100 0 0 VICKERS VANTAGE CORP I *W EXP 09/15/202 G9440B115 91 280962 SH DFND 280962 0 0 VIEW INC *W EXP 03/08/202 92671V114 858 3301376 SH DFND 3301376 0 0 VIEW INC COM CL A 92671V106 2 1075 SH DFND 1075 0 0 VINTAGE WINE ESTATES INC *W EXP 06/08/202 92747V114 4202 2154950 SH DFND 2154950 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 790 80000 SH Put DFND 80000 0 0 VISION SENSING ACQUISITION C *W EXP 10/21/202 92838J111 61 379388 SH DFND 379388 0 0 VIVID SEATS INC *W EXP 10/18/202 92854T118 2477 773961 SH DFND 773961 0 0 VIVINT SMART HOME INC COM CL A 928542109 3989 590071 SH DFND 590071 0 0 VOLTA INC *W EXP 08/26/202 92873V110 923 971768 SH DFND 971768 0 0 VOLTA INC COM CL A 92873V102 214 70000 SH Call DFND 70000 0 0 VS TRUST 2X LONG VIX FUT 92891H309 942 55900 SH Call DFND 55900 0 0 WALLBOX NV SHS CL A N94209108 2550 200000 SH Put DFND 200000 0 0 WALLBOX NV SHS CL A N94209108 836 65600 SH DFND 65600 0 0 WAYFAIR INC NOTE 0.625%10/0 94419LAM3 5763 7000000 PRN DFND 7000000 0 0 WESTERN ASSET DIVERSIFIED IN COM SHS BEN INT 95790K109 198 12186 SH DFND 12186 0 0 WESTERN ASSET INTER MUNI FD COM 958435109 96 11168 SH DFND 11168 0 0 WEWORK INC *W EXP 10/20/202 96209A112 3799 2274760 SH DFND 2274760 0 0 WEWORK INC CL A 96209A104 1372 201100 SH Put DFND 201100 0 0 WHEELS UP EXPERIENCE INC *W EXP 07/13/202 96328L114 703 1326455 SH DFND 1326455 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 1189 2051876 SH DFND 2051876 0 0 WHOLE EARTH BRANDS INC COM CL A 96684W100 2618 365578 SH DFND 365578 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 1661 7030 SH DFND 7030 0 0 WM TECHNOLOGY INC *W EXP 06/16/202 92971A117 1647 748670 SH DFND 748670 0 0 XOS INC *W EXP 10/06/202 98423B116 233 551006 SH DFND 551006 0 0 XPO LOGISTICS INC COM 983793100 1440 19785 SH DFND 19785 0 0 ZANITE ACQUISITION CORP *W EXP 10/08/202 98907K111 750 1171403 SH DFND 1171403 0 0 ZANITE ACQUISITION CORP COM CL A 98907K103 2565 250000 SH Put DFND 250000 0 0 ZANITE ACQUISITION CORP COM CL A 98907K103 51 5000 SH DFND 5000 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 2345 20000 SH Call DFND 20000 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 53 452 SH DFND 452 0 0 ZSCALER INC NOTE 0.125% 7/0 98980GAB8 5113 3000000 PRN DFND 3000000 0 0 ZYNGA INC CL A 98986T108 5187 561365 SH DFND 561365 0 0