0001567619-22-010892.txt : 20220516
0001567619-22-010892.hdr.sgml : 20220516
20220516154325
ACCESSION NUMBER: 0001567619-22-010892
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220516
DATE AS OF CHANGE: 20220516
EFFECTIVENESS DATE: 20220516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ionic Capital Management LLC
CENTRAL INDEX KEY: 0001386462
IRS NUMBER: 680629832
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12913
FILM NUMBER: 22928242
BUSINESS ADDRESS:
STREET 1: 475 FIFTH AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-294-8531
MAIL ADDRESS:
STREET 1: 475 FIFTH AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001386462
XXXXXXXX
03-31-2022
03-31-2022
Ionic Capital Management LLC
475 FIFTH AVENUE
9TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-12913
N
John C. Richardson
Chief Operating Officer and General Counsel
212-294-8500
/s/ John C. Richardson
New York
NY
05-16-2022
0
434
877846
false
INFORMATION TABLE
2
form13fInfoTable.xml
180 LIFE SCIENCES CORP
*W EXP 11/07/202
68236V112
1267
2351934
SH
DFND
2351934
0
0
180 LIFE SCIENCES CORP
COM
68236V104
47
18115
SH
DFND
18115
0
0
1847 GOEDEKER INC
COM
28252C109
133
69500
SH
Call
DFND
69500
0
0
3-D SYS CORP DEL
COM NEW
88554D205
5004
300000
SH
Call
DFND
300000
0
0
A SPAC I ACQUISITION CORP
*W EXP 05/21/202
G0542S130
7
62466
SH
DFND
62466
0
0
A SPAC I ACQUISITION CORP
RIGHT 12/09/2026
G0542S114
43
250000
SH
DFND
250000
0
0
ABERDEEN ASIA-PACIFIC INCOME
COM
003009107
2197
650000
SH
DFND
650000
0
0
ACCRETION ACQUISITION CORP
RIGHT 03/01/2028
00438Y123
158
985330
SH
DFND
985330
0
0
ACE CONVERGENCE ACQU CORP
*W EXP 09/30/202
G0083D104
322
460919
SH
DFND
460919
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
3361
41955
SH
DFND
41955
0
0
ADAM NAT RES FD INC
COM
00548F105
4251
203090
SH
DFND
203090
0
0
ADIT EDTECH ACQUISITION CORP
*W EXP 99/99/999
007024110
199
442277
SH
DFND
442277
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
329
722
SH
DFND
722
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
3280
30000
SH
Call
DFND
30000
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
3280
30000
SH
Put
DFND
30000
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
2345
21451
SH
DFND
21451
0
0
AERCAP HOLDINGS NV
SHS
N00985106
2011
40000
SH
DFND
40000
0
0
AETHERIUM ACQUISITION CORP
*W EXP 12/21/202
00809J119
39
282000
SH
DFND
282000
0
0
AEVA TECHNOLOGIES INC
*W EXP 03/12/202
00835Q111
1856
2458866
SH
DFND
2458866
0
0
AEVA TECHNOLOGIES INC
COM
00835Q103
350
80800
SH
Call
DFND
80800
0
0
AEVA TECHNOLOGIES INC
COM
00835Q103
667
154100
SH
Put
DFND
154100
0
0
AEYE INC
*W EXP 09/30/202
008183113
590
527136
SH
DFND
527136
0
0
AIRBNB INC
NOTE 3/1
009066AB7
2919
3000000
PRN
DFND
3000000
0
0
AKERNA CORP
*W EXP 06/17/202
00973W110
79
447720
SH
DFND
447720
0
0
ALBERTON ACQUISITION CORP
RIGHT 04/26/2022
G35006132
180
644928
SH
DFND
644928
0
0
ALGOMA STL GROUP INC
COM
015658107
1708
151866
SH
DFND
151866
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
282
2595
SH
DFND
2595
0
0
ALIGHT INC
COM CL A
01626W101
3459
347664
SH
DFND
347664
0
0
ALLEGO N V
*W EXP 03/16/202
N0796A118
489
465945
SH
DFND
465945
0
0
ALLSCRIPTS HEALTHCARE SOLUTI
NOTE 0.875% 1/0
01988PAF5
7974
4500000
PRN
DFND
4500000
0
0
ALSET CAPITAL ACQUISITION CO
*W EXP 01/31/202
02115M117
18
100000
SH
DFND
100000
0
0
ALSP ORCHID ACQUISITION CORP
*W EXP 11/30/202
G0231L123
76
306235
SH
DFND
306235
0
0
ALTICE USA INC
CL A
02156K103
2437
195300
SH
Call
DFND
195300
0
0
AMERICAN AIRLINES GROUP INC
NOTE 6.500% 7/0
02376RAF9
8908
6500000
PRN
DFND
6500000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
0
6
SH
DFND
6
0
0
AMERICAN VRTUAL CLOUD TECH I
*W EXP 04/07/202
030382113
109
836567
SH
DFND
836567
0
0
ANGHAMI INC
*W EXP 02/03/202
G0369L119
162
272042
SH
DFND
272042
0
0
APEIRON CAPITAL INVEST CORP
*W EXP 04/02/202
03752A119
43
249198
SH
DFND
249198
0
0
APPHARVEST INC
*W EXP 01/30/202
03783T111
612
688702
SH
DFND
688702
0
0
ARCHER AVIATION INC
*W EXP 09/16/202
03945R110
298
327442
SH
DFND
327442
0
0
ARCHER AVIATION INC
COM CL A
03945R102
241
50000
SH
Call
DFND
50000
0
0
ARDAGH METAL PACKAGING S A
SHS
L02235106
3527
433867
SH
DFND
433867
0
0
ARKO CORP
*W EXP 12/22/202
041242116
783
411871
SH
DFND
411871
0
0
ASA GOLD AND PRECIOUS MTLS L
SHS
G3156P103
1043
46533
SH
DFND
46533
0
0
AST SPACEMOBILE INC
*W EXP 04/06/202
00217D118
10260
3081076
SH
DFND
3081076
0
0
AST SPACEMOBILE INC
COM CL A
00217D100
6711
672400
SH
Put
DFND
672400
0
0
ASTREA ACQUISITION CORP
*W EXP 01/28/202
04637C114
118
549727
SH
DFND
549727
0
0
ATI PHYSICAL THERAPY INC
*W EXP 08/10/202
00216W117
264
976645
SH
DFND
976645
0
0
ATLANTIC COASTAL ACQUISTN CO
*W EXP 03/02/202
048453112
82
449990
SH
DFND
449990
0
0
ATLANTIC COASTAL AQSTN CORP
*W EXP 01/13/202
04845A116
42
194000
SH
DFND
194000
0
0
AULT DISRUPTIVE TECHS CORP
*W EXP 99/99/999
05150A112
45
268407
SH
DFND
268407
0
0
AURORA TECHNOLOGY ACQUISITIO
*W EXP 01/27/202
G06984127
64
800000
SH
DFND
800000
0
0
AUSTERLITZ ACQUISITION CORP
*W EXP 02/19/202
G0633D125
132
239792
SH
DFND
239792
0
0
AVALON ACQUISITION INC
*W EXP 12/31/202
05338E119
129
561898
SH
DFND
561898
0
0
AVAYA HLDGS CORP
NOTE 2.250% 6/1
05351XAB7
6829
7000000
PRN
DFND
7000000
0
0
AVEPOINT INC
*W EXP 09/18/202
053604112
2602
2914214
SH
DFND
2914214
0
0
AXIOS SUSTAINABLE GRW ACQ CO
*W EXP 99/99/999
G0703K116
87
600000
SH
DFND
600000
0
0
AXIOS SUSTAINABLE GRW ACQ CO
RIGHT 99/99/9999
G0703K124
120
807355
SH
DFND
807355
0
0
BAIDU INC
SPON ADR REP A
056752108
239
1804
SH
DFND
1804
0
0
BAKKT HOLDINGS INC
*W EXP 10/25/202
05759B115
1823
868164
SH
DFND
868164
0
0
BAKKT HOLDINGS INC
COM CL A
05759B107
1
100
SH
DFND
100
0
0
BANYAN ACQUISITION CORPORATI
*W EXP 09/30/202
06690B115
48
250000
SH
DFND
250000
0
0
BARK INC
*W EXP 05/01/202
68622E112
709
1096312
SH
DFND
1096312
0
0
BARK INC
COM
68622E104
962
260000
SH
Call
DFND
260000
0
0
BENESSERE CAPITAL ACQUSTN CO
RIGHT 99/99/9999
08179B129
168
754929
SH
DFND
754929
0
0
BEYOND MEAT INC
NOTE 3/1
08862EAB5
3313
5500000
PRN
DFND
5500000
0
0
BIGBEAR AI HLDGS INC
*W EXP 12/08/202
08975B117
452
513503
SH
DFND
513503
0
0
BLACKSKY TECHNOLOGY INC
*W EXP 10/30/202
09263B116
420
1501299
SH
DFND
1501299
0
0
BLACKSTONE MORTGAGE TRUST IN
NOTE 5.500% 3/1
09257WAE0
764
771000
PRN
DFND
771000
0
0
BLADE AIR MOBILITY INC
*W EXP 09/01/202
092667112
1679
827215
SH
DFND
827215
0
0
BLADE AIR MOBILITY INC
CL A COM
092667104
3656
430600
SH
Put
DFND
430600
0
0
BLOCK INC
CL A
852234103
2712
20000
SH
Call
DFND
20000
0
0
BLUE OWL CAPITAL INC
*W EXP 05/19/202
09581B111
7634
2168842
SH
DFND
2168842
0
0
BLUE OWL CAPITAL INC
COM CL A
09581B103
5266
415300
SH
Put
DFND
415300
0
0
BOA ACQUISITION CORP
*W EXP 02/22/202
05601A117
187
694286
SH
DFND
694286
0
0
BRIDGEBIO PHARMA INC
NOTE 2.500% 3/1
10806XAB8
2676
4500000
PRN
DFND
4500000
0
0
BRIDGETOWN HOLDINGS LTD
*W EXP 09/30/202
G1355U121
446
806649
SH
DFND
806649
0
0
BROADMARK RLTY CAP INC
*W EXP 11/15/202
11135B118
28
316432
SH
DFND
316432
0
0
BROADSCALE ACQUISITION CORP
*W EXP 02/02/202
11134Y119
229
385500
SH
DFND
385500
0
0
BROADSCALE ACQUISITION CORP
COM CL A
11134Y101
1968
200000
SH
DFND
200000
0
0
BULL HORN HLDGS CORP
*W EXP 10/31/202
G1686P122
34
418728
SH
DFND
418728
0
0
BULL HORN HLDGS CORP
SHS
G1686P106
10
1000
SH
DFND
1000
0
0
BURGERFI INTERNATIONAL INC
*W EXP 12/16/202
12122L119
849
1060931
SH
DFND
1060931
0
0
BURGERFI INTERNATIONAL INC
COM
12122L101
99
23800
SH
Put
DFND
23800
0
0
BURTECH ACQUISITION CORP
*W EXP 12/18/202
123013112
44
315000
SH
DFND
315000
0
0
BUTTERFLY NETWORK INC
*W EXP 02/12/202
124155110
2309
2263607
SH
DFND
2263607
0
0
BUZZFEED INC
*W EXP 12/03/202
12430A110
337
398934
SH
DFND
398934
0
0
CAESARS ENTERTAINMENT INC NE
COM
12769G100
588
7601
SH
DFND
7601
0
0
CANNA GLOBAL ACQUISITION COR
*W EXP 11/30/202
13767K119
137
966843
SH
DFND
966843
0
0
CANO HEALTH INC
*W EXP 06/03/202
13781Y111
4907
3105918
SH
DFND
3105918
0
0
CANO HEALTH INC
COM CL A
13781Y103
2412
379900
SH
Call
DFND
379900
0
0
CANO HEALTH INC
COM CL A
13781Y103
1588
250000
SH
Put
DFND
250000
0
0
CANOO INC
*W EXP 12/21/202
13803R110
3794
3187968
SH
DFND
3187968
0
0
CANOO INC
COM CL A
13803R102
5966
1080800
SH
Put
DFND
1080800
0
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
11684
227352
SH
DFND
227352
0
0
CARLOTZ INC
*W EXP 02/26/202
142552116
556
1926150
SH
DFND
1926150
0
0
CAZOO GROUP LTD
*W EXP 08/26/202
G2007L113
10
25000
SH
DFND
25000
0
0
CC NEUBERGER PRIN HLDGS II
*W EXP 07/29/202
G3166T111
354
354173
SH
DFND
354173
0
0
CC NEUBERGER PRIN HLDGS II
SHS CL A
G3166T103
2193
221100
SH
Put
DFND
221100
0
0
CELLEBRITE DI LTD
*W EXP 08/30/202
M2197Q115
919
723592
SH
DFND
723592
0
0
CELULARITY INC
*W EXP 05/24/202
151190113
2840
2072937
SH
DFND
2072937
0
0
CELULARITY INC
COM CL A
151190105
3342
383700
SH
Put
DFND
383700
0
0
CHESAPEAKE ENERGY CORP
*W EXP 02/09/202
165167180
3813
68600
SH
DFND
68600
0
0
CHESAPEAKE ENERGY CORP
*W EXP 02/09/202
165167172
12055
202538
SH
DFND
202538
0
0
CIPHER MINING INC
*W EXP 10/22/202
17253J114
592
874210
SH
DFND
874210
0
0
CLEVER LEAVES HOLDINGS INC
*W EXP 12/18/202
186760112
191
455721
SH
DFND
455721
0
0
COLLABORATIVE INVESTMNT SER
SHORT DE SPAC
19423L631
1540
43000
SH
Call
DFND
43000
0
0
COLLABORATIVE INVESTMNT SER
SHORT DE SPAC
19423L631
613
17100
SH
Put
DFND
17100
0
0
COMPASS INC
CL A
20464U100
550
70000
SH
Call
DFND
70000
0
0
CONCORD ACQUISITION CORP
COM CL A
206071102
113
11400
SH
Put
DFND
11400
0
0
CONSILIUM ACQUISITN CORP I L
*W EXP 06/01/202
G2365L119
70
410000
SH
DFND
410000
0
0
CONSILIUM ACQUISITN CORP I L
RIGHT 07/01/2023
G2365L127
154
811000
SH
DFND
811000
0
0
CONSTELLIUM SE
CL A SHS
F21107101
9331
518365
SH
DFND
518365
0
0
COUPA SOFTWARE INC
NOTE 0.125% 6/1
22266LAC0
3906
4000000
PRN
DFND
4000000
0
0
COUPA SOFTWARE INC
NOTE 0.375% 6/1
22266LAF3
2523
3000000
PRN
DFND
3000000
0
0
COUPANG INC
CL A
22266T109
5797
327900
SH
Call
DFND
327900
0
0
CURIOSITYSTREAM INC
*W EXP 10/14/202
23130Q115
217
451808
SH
DFND
451808
0
0
CURIOSITYSTREAM INC
COM CL A
23130Q107
292
100700
SH
Call
DFND
100700
0
0
CUSTOM TRUCK ONE SOURCE INC
*W EXP 01/01/202
23204X111
3423
1555974
SH
DFND
1555974
0
0
DANIMER SCIENTIFIC INC
COM CL A
236272100
586
100000
SH
DFND
100000
0
0
DAVE INC
*W EXP 01/05/202
23834J110
177
120552
SH
DFND
120552
0
0
DAVE INC
CLASS A COM
23834J102
1
100
SH
DFND
100
0
0
DIGITAL HEALTH ACQUISITION C
*W EXP 11/02/202
253893119
124
736390
SH
DFND
736390
0
0
DIRECT SELLING ACQUISITIN CO
*W EXP 09/30/202
25460L111
60
241900
SH
DFND
241900
0
0
DIREXION SHS ETF TR
DAILY GOLD MINER
25460G880
1474
122900
SH
Put
DFND
122900
0
0
DIREXION SHS ETF TR
DLY JR GOLD 2X
25460G807
392
50900
SH
Put
DFND
50900
0
0
DISCOVERY INC
COM SER A
25470F104
623
25000
SH
DFND
25000
0
0
DISH NETWORK CORPORATION
NOTE 12/1
25470MAF6
2917
3000000
PRN
DFND
3000000
0
0
DISH NETWORK CORPORATION
NOTE 2.375% 3/1
25470MAD1
2811
3000000
PRN
DFND
3000000
0
0
DISH NETWORK CORPORATION
NOTE 3.375% 8/1
25470MAB5
3621
4000000
PRN
DFND
4000000
0
0
DOCUSIGN INC
COM
256163106
4285
40000
SH
Call
DFND
40000
0
0
DOCUSIGN INC
COM
256163106
44
415
SH
DFND
415
0
0
DOMA HOLDINGS INC
*W EXP 07/28/202
25703A112
28
81695
SH
DFND
81695
0
0
DOMA HOLDINGS INC
COMMON STOCK
25703A104
304
140000
SH
Call
DFND
140000
0
0
DRAFTKINGS INC
COM CL A
26142R104
204
10500
SH
DFND
10500
0
0
DUET ACQUISITION CORP
*W EXP 07/19/202
26431Q114
64
399900
SH
DFND
399900
0
0
DXC TECHNOLOGY CO
COM
23355L106
15552
476621
SH
DFND
476621
0
0
E MERGE TECHNOLOGY ACQUISITI
*W EXP 07/30/202
26873Y112
32
186114
SH
DFND
186114
0
0
E2OPEN PARENT HOLDINGS INC
*W EXP 02/04/202
29788T111
3704
1759804
SH
DFND
1759804
0
0
EAST STONE ACQUISITION CORP
*W EXP 12/31/202
G2911D116
193
1044795
SH
DFND
1044795
0
0
EAST STONE ACQUISITION CORP
RIGHT 02/24/2027
G2911D132
57
154092
SH
DFND
154092
0
0
ELECTRAMECCANICA VEHS CORP
*W EXP 08/03/202
284849114
380
817770
SH
DFND
817770
0
0
ELECTRIC LAST MILE SOLUTNS I
*W EXP 08/24/202
28489L112
121
600357
SH
DFND
600357
0
0
ELECTRIC LAST MILE SOLUTNS I
CLASS A COM
28489L104
150
105200
SH
Put
DFND
105200
0
0
ELECTRIC LAST MILE SOLUTNS I
CLASS A COM
28489L104
138
96600
SH
DFND
96600
0
0
EMBARK TECHNOLOGY INC
*W EXP 11/10/202
29079J111
564
494790
SH
DFND
494790
0
0
ENERGEM CORP
*W EXP 11/15/202
G30449121
99
500000
SH
DFND
500000
0
0
ENPHASE ENERGY INC
NOTE 3/0
29355AAH0
3065
3000000
PRN
DFND
3000000
0
0
EOS ENERGY ENTERPRISES INC
*W EXP 05/06/202
29415C119
347
314037
SH
DFND
314037
0
0
EPAM SYS INC
COM
29414B104
1927
6498
SH
DFND
6498
0
0
EVGO INC
*W EXP 07/01/202
30052F118
6000
1534402
SH
DFND
1534402
0
0
EVGO INC
CL A COM
30052F100
8983
698500
SH
Put
DFND
698500
0
0
EVOLV TECHNOLOGIES HLDNGS IN
*W EXP 03/10/202
30049H110
198
524423
SH
DFND
524423
0
0
FALCON MINERALS CORP
*W EXP 07/21/202
30607B208
575
1512227
SH
DFND
1512227
0
0
FARADAY FUTRE INTLGT ELCTR I
*W EXP 03/20/202
307359117
3854
4330827
SH
DFND
4330827
0
0
FARADAY FUTRE INTLGT ELCTR I
COM
307359109
998
200000
SH
Put
DFND
200000
0
0
FARADAY FUTRE INTLGT ELCTR I
COM
307359109
264
52825
SH
DFND
52825
0
0
FARFETCH LTD
NOTE 3.750% 5/0
30744WAD9
7849
6000000
PRN
DFND
6000000
0
0
FAST RADIUS INC
*W EXP 02/11/202
31187R118
19
120475
SH
DFND
120475
0
0
FASTLY INC
CL A
31188V100
336
19332
SH
DFND
19332
0
0
FASTLY INC
NOTE 3/1
31188VAB6
5512
7300000
PRN
DFND
7300000
0
0
FINANCE OF AMERICA COMPAN
*W EXP 04/08/202
31738L115
839
2135224
SH
DFND
2135224
0
0
FINTECH ACQUISITION CORP V
*W EXP 12/31/202
31810Q115
390
410228
SH
DFND
410228
0
0
FIRST HORIZON CORPORATION
COM
320517105
1409
60000
SH
DFND
60000
0
0
FIRST LT ACQUISITION GROUP I
*W EXP 03/14/202
320703119
85
234913
SH
DFND
234913
0
0
FISKER INC
CL A COM STK
33813J106
1307
101300
SH
Call
DFND
101300
0
0
FISKER INC
CL A COM STK
33813J106
2188
169600
SH
Put
DFND
169600
0
0
FIVE9 INC
NOTE 0.500% 6/0
338307AD3
3267
3000000
PRN
DFND
3000000
0
0
FIVERR INTL LTD
NOTE 11/0
33835LAA3
1881
2200000
PRN
DFND
2200000
0
0
FLEX LTD
ORD
Y2573F102
5177
279098
SH
DFND
279098
0
0
FORD MTR CO DEL
NOTE 3/1
345370CZ1
7115
6000000
PRN
DFND
6000000
0
0
FORTUNE RISE ACQUISITION COR
*W EXP 12/06/202
34969G110
87
348041
SH
DFND
348041
0
0
FOX CORP
CL B COM
35137L204
5056
139351
SH
DFND
139351
0
0
FREYR BATTERY
*W EXP 10/31/202
L4135L118
6207
1470748
SH
DFND
1470748
0
0
FREYR BATTERY
SHS
L4135L100
6727
548700
SH
Put
DFND
548700
0
0
GCM GROSVENOR INC
*W EXP 11/17/202
36831E116
1495
1067560
SH
DFND
1067560
0
0
GCM GROSVENOR INC
COM CL A
36831E108
208
21400
SH
Put
DFND
21400
0
0
GENERAL MTRS CO
COM
37045V100
2187
50000
SH
Call
DFND
50000
0
0
GENERAL MTRS CO
COM
37045V100
2187
50000
SH
Put
DFND
50000
0
0
GENIUS SPORTS LIMITED
*W EXP 04/30/202
G3934V117
1071
1020198
SH
DFND
1020198
0
0
GIGCAPITAL 5 INC
*W EXP 99/99/999
37519U117
91
404372
SH
DFND
404372
0
0
GINKGO BIOWORKS HOLDINGS INC
*W EXP 09/16/202
37611X118
1109
1259351
SH
DFND
1259351
0
0
GLOBAL BLUE GROUP HOLDING AG
*W EXP 08/28/202
H33700115
1266
3126032
SH
DFND
3126032
0
0
GLORY STAR NEW MED GP HLDG L
*W EXP 02/13/202
G39973113
45
2990428
SH
DFND
2990428
0
0
GO ACQUISITION CORP
*W EXP 08/31/202
362019119
59
329521
SH
DFND
329521
0
0
GOAL ACQUISITIONS CORP
*W EXP 02/11/202
38021H115
173
576563
SH
DFND
576563
0
0
GOLDEN FALCON ACQUISITION CO
*W EXP 11/04/202
38102H117
69
256632
SH
DFND
256632
0
0
GOLDMAN SACHS MLP ENERGY REN
COM
38148G206
1390
115105
SH
DFND
115105
0
0
GRAB HOLDINGS LIMITED
*W EXP 12/01/202
G4124C117
1120
1454138
SH
DFND
1454138
0
0
GRAB HOLDINGS LIMITED
CLASS A ORD
G4124C109
868
248000
SH
Call
DFND
248000
0
0
GRAB HOLDINGS LIMITED
CLASS A ORD
G4124C109
109
31000
SH
Put
DFND
31000
0
0
GRAB HOLDINGS LIMITED
CLASS A ORD
G4124C109
1272
363555
SH
DFND
363555
0
0
GRANITE CONSTR INC
NOTE 2.750%11/0
387328AB3
2987
2500000
PRN
DFND
2500000
0
0
GX ACQUISITION CORP II
CLASS A COM
36260F105
488
50000
SH
DFND
50000
0
0
HALLIBURTON CO
COM
406216101
2272
60000
SH
Call
DFND
60000
0
0
HALLIBURTON CO
COM
406216101
2272
60000
SH
Put
DFND
60000
0
0
HEALTHCARE SERVICES ACQU COR
*W EXP 12/28/202
42227K112
138
405077
SH
DFND
405077
0
0
HH&L ACQUISITION CO
*W EXP 02/04/202
G39714129
235
942740
SH
DFND
942740
0
0
HORIZON ACQUISITION CORPORAT
*W EXP 10/19/202
G46044114
438
663026
SH
DFND
663026
0
0
HPX CORP
*W EXP 07/14/202
G32219126
58
298468
SH
DFND
298468
0
0
HYZON MOTORS INC
*W EXP 10/02/202
44951Y110
2389
1397079
SH
DFND
1397079
0
0
IMMATICS N.V
*W EXP 07/01/202
N44445117
699
399683
SH
DFND
399683
0
0
IMPERIAL PETE INC
COMMON SHARES
Y3894J104
508
350000
SH
DFND
350000
0
0
INCEPTION GROWTH ACQUSTN LTD
*W EXP 10/15/202
45333D112
46
203854
SH
DFND
203854
0
0
INDIE SEMICONDUCTOR INC
*W EXP 06/15/202
45569U119
9043
4759489
SH
DFND
4759489
0
0
INDIE SEMICONDUCTOR INC
CLASS A COM
45569U101
5244
671400
SH
Put
DFND
671400
0
0
INDUSTRIAL HUMAN CAPITAL INC
*W EXP 11/27/202
45617P112
125
695108
SH
DFND
695108
0
0
INNOVIZ TECHNOLOGIES LTD
*W EXP 04/05/202
M5R635116
1183
1168151
SH
DFND
1168151
0
0
INNOVIZ TECHNOLOGIES LTD
SHS
M5R635108
5
1300
SH
Call
DFND
1300
0
0
INNOVIZ TECHNOLOGIES LTD
SHS
M5R635108
230
63482
SH
DFND
63482
0
0
INTL GNRL INSURANCE HLDNGS L
*W EXP 03/17/202
G4809J114
248
332109
SH
DFND
332109
0
0
INTL GNRL INSURANCE HLDNGS L
SHS
G4809J106
490
62300
SH
Put
DFND
62300
0
0
INTUIT
COM
461202103
287
597
SH
DFND
597
0
0
IRONNET INC
*W EXP 08/26/202
46323Q113
2577
2221699
SH
DFND
2221699
0
0
ISHARES SILVER TR
ISHARES
46428Q109
2288
100000
SH
Call
DFND
100000
0
0
ISHARES TR
EXPANDED TECH
464287515
517
1500
SH
DFND
1500
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1026
5000
SH
DFND
5000
0
0
ITHAX ACQUISITION CORP
*W EXP 02/01/202
G49775128
72
229245
SH
DFND
229245
0
0
JANUS INTERNATIONAL GROUP IN
COMMON STOCK
47103N106
1786
198481
SH
DFND
198481
0
0
JASPER THERAPEUTICS INC
*W EXP 12/01/202
471871111
121
365645
SH
DFND
365645
0
0
JASPER THERAPEUTICS INC
COM
471871103
0
100
SH
DFND
100
0
0
JD.COM INC
SPON ADR CL A
47215P106
247
4272
SH
DFND
4272
0
0
JOBY AVIATION INC
*W EXP 08/10/202
G65163118
2971
1800755
SH
DFND
1800755
0
0
JOBY AVIATION INC
COMMON STOCK
G65163100
1460
220600
SH
Put
DFND
220600
0
0
JOYY INC
NOTE 0.750% 6/1
98426TAD8
2727
3000000
PRN
DFND
3000000
0
0
KALEYRA INC
*W EXP 11/25/202
483379111
1138
1197823
SH
DFND
1197823
0
0
KALEYRA INC
COM
483379103
748
125000
SH
Put
DFND
125000
0
0
KATAPULT HOLDINGS INC
*W EXP 06/09/202
485859110
665
2015887
SH
DFND
2015887
0
0
KATAPULT HOLDINGS INC
COM
485859102
324
136089
SH
DFND
136089
0
0
KAYNE ANDERSON ENERGY INFRST
COM
486606106
978
106075
SH
DFND
106075
0
0
KAYNE ANDERSON NEXTGEN ENRGY
COM
48661E108
729
85117
SH
DFND
85117
0
0
KEYARCH ACQUISITION CORP
*W EXP 01/24/202
G5260A112
25
140000
SH
DFND
140000
0
0
KEYARCH ACQUISITION CORP
RIGHT 01/24/2027
G5260A120
22
150000
SH
DFND
150000
0
0
KINGSWOOD ACQUISITION CORP
*W EXP 05/01/202
496861113
49
350462
SH
DFND
350462
0
0
KKR ACQUISITION HOLDING I CO
*W EXP 03/17/202
48253T117
179
271924
SH
DFND
271924
0
0
KOHLS CORP
COM
500255104
1502
24850
SH
DFND
24850
0
0
KYNDRYL HLDGS INC
COMMON STOCK
50155Q100
2191
166991
SH
DFND
166991
0
0
LANDCADIA HOLDINGS IV INC
CLASS A COM
51477A104
491
50000
SH
DFND
50000
0
0
LATCH INC
*W EXP 06/04/202
51818V114
366
555204
SH
DFND
555204
0
0
LATCH INC
COM
51818V106
15
3400
SH
Put
DFND
3400
0
0
LEAFLY HOLDINGS INC
*W EXP 11/07/202
52178J113
384
295400
SH
DFND
295400
0
0
LEAFLY HOLDINGS INC
COM
52178J105
917
110800
SH
Put
DFND
110800
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
1067
7882
SH
DFND
7882
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
31449
1213760
SH
DFND
1213760
0
0
LIBERTY LATIN AMERICA LTD
COM CL C
G9001E128
440
45894
SH
DFND
45894
0
0
LIBERTY MEDIA CORP DEL
COM C SIRIUSXM
531229607
8023
175436
SH
DFND
175436
0
0
LIBERTY RES ACQUISITION CORP
*W EXP 10/31/202
53118A113
106
465251
SH
DFND
465251
0
0
LIGHTNING EMOTORS INC
*W EXP 05/18/202
53228T119
4658
4753529
SH
DFND
4753529
0
0
LIGHTNING EMOTORS INC
COM
53228T101
268
47000
SH
Put
DFND
47000
0
0
LIGHTNING EMOTORS INC
COM
53228T101
265
46511
SH
DFND
46511
0
0
LION GROUP HOLDING LTD
*W EXP 06/17/202
53620U110
226
1882025
SH
DFND
1882025
0
0
LITHIUM AMERS CORP NEW
COM NEW
53680Q207
1540
40000
SH
Put
DFND
40000
0
0
LIV CAPITAL ACQUISITN CORP I
*W EXP 02/07/202
G5510R113
59
300000
SH
DFND
300000
0
0
LIVERAMP HLDGS INC
COM
53815P108
6880
184000
SH
DFND
184000
0
0
LIVEVOX HOLDING INC
*W EXP 06/18/202
53838L118
708
2145641
SH
DFND
2145641
0
0
LOTTERY COM INC
*W EXP 05/09/202
54570M116
740
1510726
SH
DFND
1510726
0
0
LUCID GROUP INC
COM
549498103
1511
59500
SH
Call
DFND
59500
0
0
LUCID GROUP INC
COM
549498103
20780
818100
SH
Put
DFND
818100
0
0
LUCID GROUP INC
COM
549498103
1533
60347
SH
DFND
60347
0
0
LUFAX HOLDING LTD
ADS REP SHS CL A
54975P102
61
10969
SH
DFND
10969
0
0
MALACCA STRAITS ACQUISITION
*W EXP 06/30/202
G5859B109
28
197605
SH
DFND
197605
0
0
MAQUIA CAPITAL ACQUISITION C
*W EXP 05/05/202
56564V119
70
367138
SH
DFND
367138
0
0
MARBLEGATE ACQUISITION CORP
*W EXP 08/31/202
56608A113
104
334240
SH
DFND
334240
0
0
MARBLEGATE ACQUISITION CORP
UNIT 08/31/2028
56608A204
10
1000
SH
DFND
1000
0
0
MARKFORGED HOLDING CORPORATI
*W EXP 07/14/202
57064N110
337
541891
SH
DFND
541891
0
0
MARVELL TECHNOLOGY INC
COM
573874104
1721
24000
SH
Call
DFND
24000
0
0
MAXPRO CAPITAL ACQUISITN COR
*W EXP 09/27/202
57778T114
61
275000
SH
DFND
275000
0
0
MCLAREN TECHNOLOGY ACQ CORP
*W EXP 11/01/202
58176U117
136
636899
SH
DFND
636899
0
0
METROMILE INC
*W EXP 02/09/202
591697115
340
2612049
SH
DFND
2612049
0
0
MFS HIGH YIELD MUN TR
SH BEN INT
59318E102
169
43755
SH
DFND
43755
0
0
MICROSOFT CORP
COM
594918104
425
1377
SH
DFND
1377
0
0
MICROVAST HOLDINGS INC
*W EXP 04/01/202
59516C114
4318
3399853
SH
DFND
3399853
0
0
MICROVAST HOLDINGS INC
COM
59516C106
1832
273400
SH
Put
DFND
273400
0
0
MIRION TECHNOLOGIES INC
*W EXP 10/20/202
60471A119
1874
1058544
SH
DFND
1058544
0
0
MIRION TECHNOLOGIES INC
COM CL A
60471A101
3374
418107
SH
DFND
418107
0
0
MODERNA INC
COM
60770K107
3101
18000
SH
Call
DFND
18000
0
0
MODERNA INC
COM
60770K107
3101
18000
SH
Put
DFND
18000
0
0
MOMENTUS INC
*W EXP 05/15/202
60879E119
1327
2764766
SH
DFND
2764766
0
0
MOMENTUS INC
COM CL A
60879E101
352
110373
SH
DFND
110373
0
0
MONEYLION INC
*W EXP 09/22/202
60938K114
221
575279
SH
DFND
575279
0
0
MONEYLION INC
CL A
60938K106
0
100
SH
DFND
100
0
0
MOUNT RAINIER ACQUISITION CO
*W EXP 11/27/202
623006111
287
1147031
SH
DFND
1147031
0
0
MP MATERIALS CORP
COM CL A
553368101
3154
55000
SH
Put
DFND
55000
0
0
MUDRICK CAPITAL ACQU CORP II
*W EXP 09/10/202
62477L115
613
1460222
SH
DFND
1460222
0
0
MULTIPLAN CORPORATION
*W EXP 02/13/202
62548M118
1411
1370332
SH
DFND
1370332
0
0
NCL CORP LTD
NOTE 5.375% 8/0
62886HAX9
4361
3000000
PRN
DFND
3000000
0
0
NETEASE INC
SPONSORED ADS
64110W102
240
2673
SH
DFND
2673
0
0
NEUBERGER BERMAN MLP & ENERG
COM
64129H104
1806
280469
SH
DFND
280469
0
0
NEUBERGER BERMAN NEXT GENERA
COMMON STOCK
64133Q108
1345
96418
SH
DFND
96418
0
0
NEW IRELAND FD INC
COM
645673104
515
55699
SH
DFND
55699
0
0
NOVA VISION ACQUISITION CORP
*W EXP 12/31/202
G6759A118
14
162109
SH
DFND
162109
0
0
NOVA VISION ACQUISITION CORP
RIGHT 12/23/2023
G6759A134
8
50000
SH
DFND
50000
0
0
NUVEEN NEW JERSEY QULT MUN F
COM
67069Y102
268
20000
SH
DFND
20000
0
0
NUVEEN NEW YORK AMT QLT MUNI
COM
670656107
243
20000
SH
DFND
20000
0
0
NUVEEN NEW YORK QLT MUN INC
COM
67066X107
409
32549
SH
DFND
32549
0
0
NUVEEN OHIO QLTY MUN INCOME
COM
670980101
277
20000
SH
DFND
20000
0
0
NUVEEN PENNSYLVANIA QLT MUN
COM
670972108
273
20255
SH
DFND
20255
0
0
OCCIDENTAL PETE CORP
*W EXP 08/03/202
674599162
104329
2961371
SH
DFND
2961371
0
0
OCCIDENTAL PETE CORP
COM
674599105
12296
216700
SH
Put
DFND
216700
0
0
OFFERPAD SOLUTIONS INC
*W EXP 09/01/202
67623L117
734
906440
SH
DFND
906440
0
0
OFFERPAD SOLUTIONS INC
COM CL A
67623L109
521
103600
SH
Put
DFND
103600
0
0
OKTA INC
CL A
679295105
3019
20000
SH
Call
DFND
20000
0
0
OKTA INC
NOTE 0.125% 9/0
679295AD7
3232
3000000
PRN
DFND
3000000
0
0
ONYX ACQUISITION CO I
*W EXP 11/30/202
G6755Q117
213
625000
SH
DFND
625000
0
0
OPENDOOR TECHNOLOGIES INC
COM
683712103
519
60000
SH
Call
DFND
60000
0
0
OPENDOOR TECHNOLOGIES INC
COM
683712103
519
60000
SH
Put
DFND
60000
0
0
OPPFI INC
*W EXP 07/20/202
68386H111
448
869891
SH
DFND
869891
0
0
OPPFI INC
COM CL A
68386H103
85
24800
SH
Put
DFND
24800
0
0
ORACLE CORP
COM
68389X105
278
3363
SH
DFND
3363
0
0
ORIGIN MATERIALS INC
*W EXP 06/25/202
68622D114
1968
1277694
SH
DFND
1277694
0
0
OUSTER INC
*W EXP 03/11/202
68989M111
2081
2447454
SH
DFND
2447454
0
0
OUSTER INC
COM
68989M103
675
150000
SH
Call
DFND
150000
0
0
OUSTER INC
COM
68989M103
93
20700
SH
Put
DFND
20700
0
0
OWLET INC
*W EXP 09/14/202
69120X115
1472
1912324
SH
DFND
1912324
0
0
PARAMOUNT GROUP INC
COM
69924R108
1418
130000
SH
DFND
130000
0
0
PARSEC CAPITAL ACQUISITION
*W EXP 10/05/202
70184A116
91
399074
SH
DFND
399074
0
0
PAYSAFE LIMITED
*W EXP 03/30/202
G6964L115
2207
4204514
SH
DFND
4204514
0
0
PAYSAFE LIMITED
ORD
G6964L107
678
200100
SH
DFND
200100
0
0
PEGASYSTEMS INC
NOTE 0.750% 3/0
705573AB9
3771
4000000
PRN
DFND
4000000
0
0
PERELLA WEINBERG PARTNERS
*W EXP 12/31/202
71367G110
1424
708695
SH
DFND
708695
0
0
PERFORMANCE FOOD GROUP CO
COM
71377A103
5824
114399
SH
DFND
114399
0
0
PERSHING SQUARE TONTINE HLDG
COM CL A
71531R109
20811
1046286
SH
DFND
1046286
0
0
PINE TECHNOLOGY ACQUISITN CO
*W EXP 03/31/202
722850112
152
797827
SH
DFND
797827
0
0
PLANET LABS PBC
COM CL A
72703X106
767
150913
SH
DFND
150913
0
0
PLAYTIKA HLDG CORP
COM
72815L107
1879
97228
SH
DFND
97228
0
0
PROCAPS GROUP SA
*W EXP 09/29/202
L7756P110
724
965236
SH
DFND
965236
0
0
PURECYCLE TECHNOLOGIES INC
*W EXP 03/17/202
74623V111
472
164288
SH
DFND
164288
0
0
QUANERGY SYSTEMS INC
*W EXP 02/01/202
74764U112
114
456963
SH
DFND
456963
0
0
QUANERGY SYSTEMS INC
COM
74764U104
460
250000
SH
Call
DFND
250000
0
0
QUANTUM SI INC
*W EXP 06/10/202
74765K113
403
350665
SH
DFND
350665
0
0
QUANTUM SI INC
COM CL A
74765K105
34
7300
SH
Put
DFND
7300
0
0
RAPID7 INC
NOTE 0.250% 3/1
753422AF1
3739
3000000
PRN
DFND
3000000
0
0
REDWIRE CORPORATION
*W EXP 05/27/202
75776W111
2996
1331422
SH
DFND
1331422
0
0
REE AUTOMOTIVE LTD
*W EXP 07/22/202
M8287R111
270
879671
SH
DFND
879671
0
0
REE AUTOMOTIVE LTD
CLASS A ORD SHS
M8287R103
380
200000
SH
Call
DFND
200000
0
0
RMG ACQUISITION CORP III
CL A SHS
G76088106
490
50000
SH
DFND
50000
0
0
ROSE HILL ACQUISITION CORP
*W EXP 10/07/202
G7637J123
124
478798
SH
DFND
478798
0
0
SALESFORCE COM INC
COM
79466L302
3397
16000
SH
Call
DFND
16000
0
0
SALESFORCE COM INC
COM
79466L302
364
1715
SH
DFND
1715
0
0
SANABY HEALTH ACQUISITION CO
*W EXP 07/30/202
79956P110
102
467548
SH
DFND
467548
0
0
SANDBRIDGE X2 CORP
COM CLASS A
799792106
488
50000
SH
DFND
50000
0
0
SEA LTD
SPONSORD ADS
81141R100
1684
14062
SH
DFND
14062
0
0
SEAPORT CALIBRE MATLS ACQUIS
*W EXP 10/28/202
812204113
81
306682
SH
DFND
306682
0
0
SEMA4 HOLDINGS CORP
*W EXP 07/22/202
81663L119
888
1286873
SH
DFND
1286873
0
0
SERVICENOW INC
COM
81762P102
232
417
SH
DFND
417
0
0
SHARECARE INC
*W EXP 07/01/202
81948W112
446
1486807
SH
DFND
1486807
0
0
SHIFT4 PMTS INC
NOTE 12/1
82452JAB5
4202
4000000
PRN
DFND
4000000
0
0
SILVER CREST ACQUISITION COR
*W EXP 12/15/202
G81355128
150
334167
SH
DFND
334167
0
0
SKILLSOFT CORP
*W EXP 06/11/202
83066P119
1826
1573778
SH
DFND
1573778
0
0
SNAP INC
CL A
83304A106
41
1131
SH
DFND
1131
0
0
SNAP INC
NOTE 0.250% 5/0
83304AAD8
7145
4000000
PRN
DFND
4000000
0
0
SNOWFLAKE INC
CL A
833445109
2314
10100
SH
Call
DFND
10100
0
0
SOC TELEMED INC
*W EXP 11/30/202
78472F119
809
998782
SH
DFND
998782
0
0
SOCIAL CAPITAL HEDOSOPHA HLD
*W EXP 09/26/202
G8251L113
2009
1633212
SH
DFND
1633212
0
0
SOFI TECHNOLOGIES INC
COM
83406F102
1040
110000
SH
Call
DFND
110000
0
0
SOHU COM LTD
SPONSORED ADS
83410S108
1353
80438
SH
DFND
80438
0
0
SOLAREDGE TECHNOLOGIES INC
NOTE 9/1
83417MAD6
7006
5125000
PRN
DFND
5125000
0
0
SPDR GOLD TR
GOLD SHS
78463V107
2032
11250
SH
DFND
11250
0
0
SPDR SER TR
S&P BIOTECH
78464A870
1029
11450
SH
DFND
11450
0
0
SPINDLETOP HEALTH ACQUISITIO
*W EXP 99/99/999
84854Q111
77
343533
SH
DFND
343533
0
0
SPIRE GLOBAL INC
*W EXP 08/16/202
848560116
358
1378157
SH
DFND
1378157
0
0
SPLASH BEVERAGE GROUP INC
*W EXP 06/15/202
84862C112
35
34970
SH
DFND
34970
0
0
SPLASH BEVERAGE GROUP INC
COM NEW
84862C203
0
100
SH
DFND
100
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
59
392
SH
DFND
392
0
0
SPOTIFY USA INC
NOTE 3/1
84921RAB6
5989
7000000
PRN
DFND
7000000
0
0
STEM INC
COM
85859N102
659
59900
SH
Call
DFND
59900
0
0
STEM INC
COM
85859N102
659
59900
SH
Put
DFND
59900
0
0
TALKSPACE INC
*W EXP 06/21/202
87427V111
191
796312
SH
DFND
796312
0
0
TB SA ACQUISITION CORP
CLASS A ORD SHS
G8657L105
489
50000
SH
DFND
50000
0
0
TECHNOLOGY & TELECOM ACQ COR
*W EXP 04/15/202
G87119114
92
556220
SH
DFND
556220
0
0
TESLA INC
COM
88160R101
2155
2000
SH
Call
DFND
2000
0
0
TESLA INC
COM
88160R101
1078
1000
SH
Put
DFND
1000
0
0
THE BEACHBODY COMPANY INC
*W EXP 12/31/202
073463119
1048
3956108
SH
DFND
3956108
0
0
THE BEACHBODY COMPANY INC
COM CL A
073463101
71
31200
SH
DFND
31200
0
0
THE GROWTH FOR GOOD ACQU COR
RIGHT 11/12/2026
G41522130
88
516000
SH
DFND
516000
0
0
THE LION ELECTRIC COMPANY
*W EXP 05/06/202
536221112
7687
3509864
SH
DFND
3509864
0
0
THE LION ELECTRIC COMPANY
COMMON STOCK
536221104
13544
1612400
SH
Put
DFND
1612400
0
0
THE REALREAL INC
NOTE 3.000% 6/1
88339PAB7
1282
1500000
PRN
DFND
1500000
0
0
THRIVE ACQUISITION CORPORATI
*W EXP 10/31/202
G7158C119
30
128178
SH
DFND
128178
0
0
THUNDER BRIDGE CAP PRTNRS II
COM CL A
88605T100
491
50000
SH
DFND
50000
0
0
TLGY ACQUISITION CORPORATION
*W EXP 11/09/202
G8656T125
48
250000
SH
DFND
250000
0
0
TMC THE METALS COMPANY INC
*W EXP 09/09/202
87261Y114
483
819398
SH
DFND
819398
0
0
TPG PACE BEN FIN CORP
*W EXP 10/09/202
G8990D117
1038
1622340
SH
DFND
1622340
0
0
TRAVEL PLUS LEISURE CO
COM
894164102
15717
271263
SH
DFND
271263
0
0
TWITTER INC
NOTE 3/1
90184LAN2
3222
3800000
PRN
DFND
3800000
0
0
TWITTER INC
NOTE 0.250% 6/1
90184LAF9
5127
5000000
PRN
DFND
5000000
0
0
UBER TECHNOLOGIES INC
COM
90353T100
981
27500
SH
DFND
27500
0
0
UNDER ARMOUR INC
CL A
904311107
1329
78068
SH
DFND
78068
0
0
UPHEALTH INC
*W EXP 06/08/202
91532B119
242
1326241
SH
DFND
1326241
0
0
USHG ACQUISITION CORP
*W EXP 02/24/202
91748P118
338
300000
SH
DFND
300000
0
0
UWM HOLDINGS CORPORATION
*W EXP 01/21/202
91823B117
780
1974847
SH
DFND
1974847
0
0
UWM HOLDINGS CORPORATION
COM CL A
91823B109
337
74463
SH
DFND
74463
0
0
VANECK ETF TRUST
GOLD MINERS ETF
92189F106
3504
91375
SH
DFND
91375
0
0
VANECK ETF TRUST
SEMICONDUCTR ETF
92189F676
540
2000
SH
DFND
2000
0
0
VELO3D INC
*W EXP 12/01/202
92259N112
620
292578
SH
DFND
292578
0
0
VERTICAL AEROSPACE LTD
*W EXP 09/15/202
G9471C115
224
284742
SH
DFND
284742
0
0
VERTICAL AEROSPACE LTD
ORD SHS
G9471C107
697
100000
SH
Call
DFND
100000
0
0
VERTICAL AEROSPACE LTD
ORD SHS
G9471C107
1
100
SH
DFND
100
0
0
VICARIOUS SURGICAL INC
*W EXP 08/05/202
92561V117
1599
1926045
SH
DFND
1926045
0
0
VICARIOUS SURGICAL INC
COM CL A
92561V109
127
25000
SH
Call
DFND
25000
0
0
VICARIOUS SURGICAL INC
COM CL A
92561V109
218
43000
SH
Put
DFND
43000
0
0
VICARIOUS SURGICAL INC
COM CL A
92561V109
1
100
SH
DFND
100
0
0
VICKERS VANTAGE CORP I
*W EXP 09/15/202
G9440B115
91
280962
SH
DFND
280962
0
0
VIEW INC
*W EXP 03/08/202
92671V114
858
3301376
SH
DFND
3301376
0
0
VIEW INC
COM CL A
92671V106
2
1075
SH
DFND
1075
0
0
VINTAGE WINE ESTATES INC
*W EXP 06/08/202
92747V114
4202
2154950
SH
DFND
2154950
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
790
80000
SH
Put
DFND
80000
0
0
VISION SENSING ACQUISITION C
*W EXP 10/21/202
92838J111
61
379388
SH
DFND
379388
0
0
VIVID SEATS INC
*W EXP 10/18/202
92854T118
2477
773961
SH
DFND
773961
0
0
VIVINT SMART HOME INC
COM CL A
928542109
3989
590071
SH
DFND
590071
0
0
VOLTA INC
*W EXP 08/26/202
92873V110
923
971768
SH
DFND
971768
0
0
VOLTA INC
COM CL A
92873V102
214
70000
SH
Call
DFND
70000
0
0
VS TRUST
2X LONG VIX FUT
92891H309
942
55900
SH
Call
DFND
55900
0
0
WALLBOX NV
SHS CL A
N94209108
2550
200000
SH
Put
DFND
200000
0
0
WALLBOX NV
SHS CL A
N94209108
836
65600
SH
DFND
65600
0
0
WAYFAIR INC
NOTE 0.625%10/0
94419LAM3
5763
7000000
PRN
DFND
7000000
0
0
WESTERN ASSET DIVERSIFIED IN
COM SHS BEN INT
95790K109
198
12186
SH
DFND
12186
0
0
WESTERN ASSET INTER MUNI FD
COM
958435109
96
11168
SH
DFND
11168
0
0
WEWORK INC
*W EXP 10/20/202
96209A112
3799
2274760
SH
DFND
2274760
0
0
WEWORK INC
CL A
96209A104
1372
201100
SH
Put
DFND
201100
0
0
WHEELS UP EXPERIENCE INC
*W EXP 07/13/202
96328L114
703
1326455
SH
DFND
1326455
0
0
WHOLE EARTH BRANDS INC
*W EXP 06/25/202
96684W126
1189
2051876
SH
DFND
2051876
0
0
WHOLE EARTH BRANDS INC
COM CL A
96684W100
2618
365578
SH
DFND
365578
0
0
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
1661
7030
SH
DFND
7030
0
0
WM TECHNOLOGY INC
*W EXP 06/16/202
92971A117
1647
748670
SH
DFND
748670
0
0
XOS INC
*W EXP 10/06/202
98423B116
233
551006
SH
DFND
551006
0
0
XPO LOGISTICS INC
COM
983793100
1440
19785
SH
DFND
19785
0
0
ZANITE ACQUISITION CORP
*W EXP 10/08/202
98907K111
750
1171403
SH
DFND
1171403
0
0
ZANITE ACQUISITION CORP
COM CL A
98907K103
2565
250000
SH
Put
DFND
250000
0
0
ZANITE ACQUISITION CORP
COM CL A
98907K103
51
5000
SH
DFND
5000
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
2345
20000
SH
Call
DFND
20000
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
53
452
SH
DFND
452
0
0
ZSCALER INC
NOTE 0.125% 7/0
98980GAB8
5113
3000000
PRN
DFND
3000000
0
0
ZYNGA INC
CL A
98986T108
5187
561365
SH
DFND
561365
0
0