Chief Operating Officer and General Counsel

0001567619-22-004161.txt : 20220214 0001567619-22-004161.hdr.sgml : 20220214 20220214142047 ACCESSION NUMBER: 0001567619-22-004161 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ionic Capital Management LLC CENTRAL INDEX KEY: 0001386462 IRS NUMBER: 680629832 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12913 FILM NUMBER: 22629505 BUSINESS ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-294-8531 MAIL ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001386462 XXXXXXXX 12-31-2021 12-31-2021 Ionic Capital Management LLC

475 FIFTH AVENUE 9TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-12913 N John C. Richardson Chief Operating Officer and General Counsel 212-294-8500 /s/ John C. 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3000000 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 26993 2140583 SH DFND 2140583 0 0 OFFERPAD SOLUTIONS INC *W EXP 10/16/202 67623L117 943 881440 SH DFND 881440 0 0 OFFERPAD SOLUTIONS INC COM CL A 67623L109 663 103600 SH Put DFND 103600 0 0 ONYX ACQUISITION CO I *W EXP 11/30/202 G6755Q117 363 625000 SH DFND 625000 0 0 OPENDOOR TECHNOLOGIES INC COM 683712103 2192 150000 SH Put DFND 150000 0 0 OPPFI INC *W EXP 07/20/202 68386H111 486 709773 SH DFND 709773 0 0 OPPFI INC COM CL A 68386H103 8 1700 SH Call DFND 1700 0 0 OPPFI INC COM CL A 68386H103 113 24800 SH Put DFND 24800 0 0 ORIGIN MATERIALS INC *W EXP 06/24/202 68622D114 1904 1277694 SH DFND 1277694 0 0 OUSTER INC *W EXP 03/11/202 68989M111 2594 2447454 SH DFND 2447454 0 0 OWLET INC *W EXP 09/14/202 69120X115 746 1912324 SH DFND 1912324 0 0 PAE INC *W EXP 09/11/202 69290Y117 1856 969447 SH DFND 969447 0 0 PAE INC COM CL A 69290Y109 1071 107835 SH DFND 107835 0 0 PAYONEER GLOBAL INC *W EXP 06/25/202 70451X112 1218 512844 SH DFND 512844 0 0 PAYSAFE LIMITED *W EXP 03/30/202 G6964L115 2762 4184614 SH DFND 4184614 0 0 PAYSAFE LIMITED ORD G6964L107 608 155500 SH Call DFND 155500 0 0 PAYSAFE LIMITED ORD G6964L107 782 200000 SH DFND 200000 0 0 PERELLA WEINBERG PARTNERS *W EXP 12/31/202 71367G110 2486 704169 SH DFND 704169 0 0 PERFORMANCE FOOD GROUP CO COM 71377A103 5571 121399 SH DFND 121399 0 0 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 20633 1046286 SH DFND 1046286 0 0 PETRA ACQUISITION INC *W EXP 05/25/202 716421110 170 249900 SH DFND 249900 0 0 PINDUODUO INC SPONSORED ADS 722304102 875 15000 SH Put DFND 15000 0 0 PINE IS ACQUISITION CORP CL A 722615101 2958 300000 SH Call DFND 300000 0 0 PINE TECHNOLOGY ACQUISITN CO *W EXP 03/31/202 722850112 478 789500 SH DFND 789500 0 0 PLANET LABS PBC COM CL A 72703X106 928 150913 SH DFND 150913 0 0 PROCAPS GROUP SA *W EXP 04/01/202 L7756P110 1128 1409499 SH DFND 1409499 0 0 PURECYCLE TECHNOLOGIES INC *W EXP 03/17/202 74623V111 907 251869 SH DFND 251869 0 0 QUANTUM SI INC *W EXP 06/10/202 74765K113 631 350665 SH DFND 350665 0 0 QUANTUM SI INC COM CL A 74765K105 57 7300 SH Put DFND 7300 0 0 REDBALL ACQUISITION CORP COM CL A G7417R105 4960 500000 SH Call DFND 500000 0 0 REDBALL ACQUISITION CORP COM CL A G7417R105 4 400 SH DFND 400 0 0 REDWIRE CORPORATION *W EXP 05/27/202 75776W111 2616 1295005 SH DFND 1295005 0 0 REE AUTOMOTIVE LTD *W EXP 07/22/202 M8287R111 894 867754 SH DFND 867754 0 0 RINGCENTRAL INC NOTE 3/0 76680RAF4 5289 5620000 PRN DFND 5620000 0 0 RMG ACQUISITION CORP III CL A SHS G76088106 489 50000 SH DFND 50000 0 0 ROCKET LAB USA INC *W EXP 07/30/202 773122114 4832 1349627 SH DFND 1349627 0 0 ROSE HILL ACQUISITION CORP *W EXP 10/07/202 G7637J123 235 478798 SH DFND 478798 0 0 ROVER GROUP INC *W EXP 10/01/202 77936F111 595 241000 SH DFND 241000 0 0 SANABY HEALTH ACQUISITION CO *W EXP 07/30/202 79956P110 241 467548 SH DFND 467548 0 0 SANDBRIDGE X2 CORP COM CLASS A 799792106 487 50000 SH DFND 50000 0 0 SEA LTD NOTE 0.250% 9/1 81141RAG5 3676 4000000 PRN DFND 4000000 0 0 SEMA4 HOLDINGS CORP *W EXP 07/22/202 81663L119 983 1003045 SH DFND 1003045 0 0 SENIOR CONNECT ACQUISITN COR *W EXP 12/31/202 81723H116 106 202276 SH DFND 202276 0 0 SHARECARE INC *W EXP 07/01/202 81948W112 923 1486807 SH DFND 1486807 0 0 SILVER CREST ACQUISITION COR *W EXP 12/15/202 G81355128 221 364991 SH DFND 364991 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 815 128400 SH Call DFND 128400 0 0 SKILLSOFT CORP *W EXP 06/11/202 83066P119 2990 1573778 SH DFND 1573778 0 0 SOC TELEMED INC *W EXP 11/30/202 78472F119 146 998782 SH DFND 998782 0 0 SOCIAL CAPITAL HEDOSOPHA HLD *W EXP 09/26/202 G8251L113 4423 2256688 SH DFND 2256688 0 0 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G82514103 775 75800 SH Call DFND 75800 0 0 SOFI TECHNOLOGIES INC COM 83406F102 928 58700 SH Call DFND 58700 0 0 SOHU COM LTD SPONSORED ADS 83410S108 1354 83188 SH DFND 83188 0 0 SOLAREDGE TECHNOLOGIES INC NOTE 9/1 83417MAD6 6519 5125000 PRN DFND 5125000 0 0 SPARTAN ACQUISITION CORP III *W EXP 02/04/202 84677R114 814 565069 SH DFND 565069 0 0 SPDR GOLD TR GOLD SHS 78463V107 7693 45000 SH Call DFND 45000 0 0 SPDR GOLD TR GOLD SHS 78463V107 1710 10000 SH Put DFND 10000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 237 500 SH DFND 500 0 0 SPINDLETOP HEALTH ACQUISITIO *W EXP 99/99/999 84854Q111 182 363598 SH DFND 363598 0 0 SPIRE GLOBAL INC *W EXP 08/16/202 848560116 602 1378157 SH DFND 1378157 0 0 SPORTS ENTERTAINMENT ACQU CO COM CL A 84918M106 763 76900 SH Call DFND 76900 0 0 SPORTS ENTERTAINMENT ACQU CO COM CL A 84918M106 3762 379278 SH DFND 379278 0 0 SPREE ACQUISITION CORP 1 LTD UNIT 99/99/9999 G83745110 501 50000 SH DFND 50000 0 0 STARBUCKS CORP COM 855244109 2339 20000 SH Call DFND 20000 0 0 SUNDIAL GROWERS INC COM 86730L109 91 157600 SH Put DFND 157600 0 0 SUNDIAL GROWERS INC COM 86730L109 91 157600 SH DFND 157600 0 0 TALKSPACE INC *W EXP 06/21/202 87427V111 185 796312 SH DFND 796312 0 0 TALKSPACE INC COM 87427V103 8 4000 SH Call DFND 4000 0 0 TB SA ACQUISITION CORP CLASS A ORD SHS G8657L105 489 50000 SH DFND 50000 0 0 THE BEACHBODY COMPANY INC *W EXP 12/31/202 073463119 1019 3772066 SH DFND 3772066 0 0 THE BEACHBODY COMPANY INC COM CL A 073463101 22 9076 SH DFND 9076 0 0 THE LION ELECTRIC COMPANY *W EXP 05/06/202 536221112 9470 3467110 SH DFND 3467110 0 0 THE LION ELECTRIC COMPANY COMMON STOCK 536221104 9234 929000 SH Put DFND 929000 0 0 THRIVE ACQUISITION CORPORATI *W EXP 10/31/202 G7158C119 131 262499 SH DFND 262499 0 0 THUNDER BRIDGE CAP PRTNRS II COM CL A 88605T100 488 50000 SH DFND 50000 0 0 TMC THE METALS COMPANY INC *W EXP 09/09/202 87261Y114 221 819398 SH DFND 819398 0 0 TPG PACE BEN FIN CORP *W EXP 10/09/202 G8990D117 1347 1622340 SH DFND 1622340 0 0 TRAVEL PLUS LEISURE CO COM 894164102 15361 277926 SH DFND 277926 0 0 TREBIA ACQUISITION CORP *W EXP 99/99/999 G9027T117 421 366223 SH DFND 366223 0 0 TREPONT ACQUISITION CORP I *W EXP 11/24/202 G9095M127 140 245402 SH DFND 245402 0 0 TRITERRAS INC *W EXP 11/10/202 G9103H110 797 2416320 SH DFND 2416320 0 0 TRITERRAS INC SHS CL A G9103H102 71 30229 SH DFND 30229 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 5462 5000000 PRN DFND 5000000 0 0 UBER TECHNOLOGIES INC COM 90353T100 943 22500 SH DFND 22500 0 0 UNDER ARMOUR INC CL C 904311206 374 20744 SH DFND 20744 0 0 UPHEALTH INC *W EXP 06/08/202 91532B119 385 1326241 SH DFND 1326241 0 0 USHG ACQUISITION CORP *W EXP 02/24/202 91748P118 498 300000 SH DFND 300000 0 0 UWM HOLDINGS CORPORATION *W EXP 01/21/202 91823B117 1168 1974847 SH DFND 1974847 0 0 UWM HOLDINGS CORPORATION COM CL A 91823B109 1480 250000 SH Call DFND 250000 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 733 22875 SH DFND 22875 0 0 VELO3D INC *W EXP 12/01/202 92259N112 592 356873 SH DFND 356873 0 0 VELODYNE LIDAR INC *W EXP 09/29/202 92259F119 230 306123 SH DFND 306123 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 264 5075 SH DFND 5075 0 0 VERTICAL AEROSPACE LTD *W EXP 09/15/202 G9471C115 158 232637 SH DFND 232637 0 0 VERTICAL AEROSPACE LTD ORD SHS G9471C107 2019 300000 SH Call DFND 300000 0 0 VERTICAL AEROSPACE LTD ORD SHS G9471C107 1346 200000 SH Put DFND 200000 0 0 VIACOMCBS INC CL B 92556H206 951 31500 SH DFND 31500 0 0 VICARIOUS SURGICAL INC *W EXP 08/05/202 92561V117 4141 1926045 SH DFND 1926045 0 0 VICARIOUS SURGICAL INC COM CL A 92561V109 53 5000 SH Put DFND 5000 0 0 VICARIOUS SURGICAL INC COM CL A 92561V109 1 100 SH DFND 100 0 0 VICKERS VANTAGE CORP I *W EXP 09/15/202 G9440B115 126 280962 SH DFND 280962 0 0 VIEW INC *W EXP 03/08/202 92671V114 1686 3306626 SH DFND 3306626 0 0 VISA INC COM CL A 92826C839 267 1234 SH DFND 1234 0 0 VISION SENSING ACQUISITION C *W EXP 10/21/202 92838J111 152 379388 SH DFND 379388 0 0 VIVINT SMART HOME INC COM CL A 928542109 5233 535071 SH DFND 535071 0 0 VOLTA INC *W EXP 08/26/202 92873V110 2515 1352191 SH DFND 1352191 0 0 VOLTA INC COM CL A 92873V102 427 58200 SH Put DFND 58200 0 0 WALMART INC COM 931142103 277 1917 SH DFND 1917 0 0 WAYFAIR INC NOTE 0.625%10/0 94419LAM3 5016 5500000 PRN DFND 5500000 0 0 WEJO GROUP LIMITED *W EXP 11/18/202 G9525W117 248 225113 SH DFND 225113 0 0 WEWORK INC *W EXP 10/20/202 96209A112 4526 2266154 SH DFND 2266154 0 0 WHEELS UP EXPERIENCE INC *W EXP 07/13/202 96328L114 833 1015549 SH DFND 1015549 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 2401 2051876 SH DFND 2051876 0 0 WHOLE EARTH BRANDS INC COM CL A 96684W100 3712 345578 SH DFND 345578 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 3923 16520 SH DFND 16520 0 0 WIX COM LTD NOTE 8/1 92940WAD1 2259 2500000 PRN DFND 2500000 0 0 WM TECHNOLOGY INC *W EXP 06/16/202 92971A117 936 698670 SH DFND 698670 0 0 XCEL ENERGY INC COM 98389B100 6770 100000 SH Put DFND 100000 0 0 XOS INC *W EXP 10/06/202 98423B116 219 551006 SH DFND 551006 0 0 XPO LOGISTICS INC COM 983793100 1532 19785 SH DFND 19785 0 0 ZANITE ACQUISITION CORP *W EXP 10/08/202 98907K111 1061 1171403 SH DFND 1171403 0 0 ZANITE ACQUISITION CORP COM CL A 98907K103 51 5000 SH DFND 5000 0 0 ZENDESK INC COM 98936J101 1043 10000 SH DFND 10000 0 0 ZYNGA INC CL A 98986T108 12481 1950200 SH Call DFND 1950200 0 0 ZYNGA INC CL A 98986T108 18094 2827123 SH DFND 2827123 0 0