Chief Operating Officer and General Counsel

0001567619-21-020362.txt : 20211115 0001567619-21-020362.hdr.sgml : 20211115 20211115152814 ACCESSION NUMBER: 0001567619-21-020362 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ionic Capital Management LLC CENTRAL INDEX KEY: 0001386462 IRS NUMBER: 680629832 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12913 FILM NUMBER: 211409660 BUSINESS ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-294-8531 MAIL ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001386462 XXXXXXXX 09-30-2021 09-30-2021 Ionic Capital Management LLC

475 FIFTH AVENUE 9TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-12913 N John C. Richardson Chief Operating Officer and General Counsel 212-294-8500 /s/ John C. 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78781PAB1 6424 4000000 PRN DFND 4000000 0 0 SANDBRIDGE X2 CORP COM CLASS A 799792106 486 50000 SH DFND 50000 0 0 SEMA4 HOLDINGS CORP *W EXP 07/22/202 81663L119 2126 1003045 SH DFND 1003045 0 0 SENIOR CONNECT ACQUISITN COR *W EXP 12/31/202 81723H116 144 202276 SH DFND 202276 0 0 SHARECARE INC *W EXP 07/01/202 81948W112 2897 1455884 SH DFND 1455884 0 0 SHARECARE INC COM CL A 81948W104 14 1700 SH Call DFND 1700 0 0 SILVER CREST ACQUISITION COR *W EXP 12/15/202 G81355128 249 376997 SH DFND 376997 0 0 SKILLSOFT CORP *W EXP 06/11/202 83066P119 4046 1471411 SH DFND 1471411 0 0 SKILLSOFT CORP CL A 83066P200 1739 148800 SH Put DFND 148800 0 0 SOC TELEMED INC *W EXP 11/30/202 78472F119 325 998782 SH DFND 998782 0 0 SOCIAL CAPITAL HEDOSOPHA HLD *W EXP 09/26/202 G8251L113 4964 2654354 SH DFND 2654354 0 0 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G82514103 767 75800 SH Call DFND 75800 0 0 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G8251L105 124 12200 SH Call DFND 12200 0 0 SOFI TECHNOLOGIES INC *W EXP 05/28/202 83406F110 11753 1889515 SH DFND 1889515 0 0 SOFI TECHNOLOGIES INC COM 83406F102 953 60000 SH Call DFND 60000 0 0 SOHU COM LTD SPONSORED ADS 83410S108 1525 73188 SH DFND 73188 0 0 SOLAREDGE TECHNOLOGIES INC NOTE 9/1 83417MAD6 8827 7125000 PRN DFND 7125000 0 0 SPDR GOLD TR GOLD SHS 78463V107 9032 55000 SH Call DFND 55000 0 0 SPDR GOLD TR GOLD SHS 78463V107 7390 45000 SH Put DFND 45000 0 0 SPDR GOLD TR GOLD SHS 78463V107 33 200 SH DFND 200 0 0 SPIRE GLOBAL INC *W EXP 01/01/203 848560116 1735 1020690 SH DFND 1020690 0 0 SUNDIAL GROWERS INC COM 86730L109 413 609500 SH Put DFND 609500 0 0 SUNDIAL GROWERS INC COM 86730L109 304 448600 SH DFND 448600 0 0 SUNLIGHT FINANCIAL HOLDINGS *W EXP 07/09/202 86738J114 269 246990 SH DFND 246990 0 0 SUNLIGHT FINANCIAL HOLDINGS COM 86738J106 83 15600 SH Call DFND 15600 0 0 TALKSPACE INC *W EXP 06/21/202 87427V111 600 779728 SH DFND 779728 0 0 TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 92 240794 SH DFND 240794 0 0 TB SA ACQUISITION CORP CLASS A ORD SHS G8657L105 488 50000 SH DFND 50000 0 0 THE BEACHBODY COMPANY INC *W EXP 12/31/202 073463119 4404 3700626 SH DFND 3700626 0 0 THE BEAUTY HEALTH COMPANY *W EXP 05/04/202 88331L116 22906 1581894 SH DFND 1581894 0 0 THE LION ELECTRIC COMPANY *W EXP 05/06/202 536221112 11051 3112856 SH DFND 3112856 0 0 THE LION ELECTRIC COMPANY COMMON STOCK 536221104 386 30600 SH Call DFND 30600 0 0 THE LION ELECTRIC COMPANY COMMON STOCK 536221104 5385 426700 SH Put DFND 426700 0 0 THE ORIGINAL BARK COMPANY *W EXP 05/01/202 68622E112 1864 1096312 SH DFND 1096312 0 0 THE ORIGINAL BARK COMPANY COM 68622E104 60 8700 SH Call DFND 8700 0 0 THE ORIGINAL BARK COMPANY COM 68622E104 383 55887 SH DFND 55887 0 0 THUNDER BRIDGE CAP PRTNRS II COM CL A 88605T100 488 50000 SH DFND 50000 0 0 TMC THE METALS COMPANY INC *W EXP 09/09/202 87261Y114 766 797978 SH DFND 797978 0 0 TMC THE METALS COMPANY INC COM 87261Y106 446 97500 SH Call DFND 97500 0 0 TMC THE METALS COMPANY INC COM 87261Y106 223 48804 SH DFND 48804 0 0 TPG PACE BEN FIN CORP *W EXP 10/09/202 G8990D117 3202 1617236 SH DFND 1617236 0 0 TRAVEL PLUS LEISURE CO COM 894164102 15155 277926 SH DFND 277926 0 0 TREBIA ACQUISITION CORP *W EXP 99/99/999 G9027T117 548 378045 SH DFND 378045 0 0 TREPONT ACQUISITION CORP I *W EXP 11/24/202 G9095M127 157 245402 SH DFND 245402 0 0 TRITERRAS INC *W EXP 11/10/202 G9103H110 1554 1942226 SH DFND 1942226 0 0 UPHEALTH INC *W EXP 06/08/202 91532B119 610 1326241 SH DFND 1326241 0 0 UWM HOLDINGS CORPORATION *W EXP 01/21/202 91823B117 1916 1974847 SH DFND 1974847 0 0 UWM HOLDINGS CORPORATION COM CL A 91823B109 1738 250000 SH Call DFND 250000 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 7073 240000 SH Put DFND 240000 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 1022 34682 SH DFND 34682 0 0 VELO3D INC *W EXP 12/01/202 92259N112 106 68756 SH DFND 68756 0 0 VELODYNE LIDAR INC *W EXP 09/29/202 92259F119 700 530169 SH DFND 530169 0 0 VIACOMCBS INC CL B 92556H206 1245 31500 SH DFND 31500 0 0 VICARIOUS SURGICAL INC *W EXP 08/05/202 92561V117 3817 1727204 SH DFND 1727204 0 0 VICKERS VANTAGE CORP I *W EXP 09/15/202 G9440B115 140 280962 SH DFND 280962 0 0 VIEW INC *W EXP 03/08/202 92671V114 2918 3206170 SH DFND 3206170 0 0 VIEW INC COM CL A 92671V106 1084 200000 SH Put DFND 200000 0 0 VIRTUOSO ACQUISITION CORP *W EXP 01/31/202 92837J112 271 236898 SH DFND 236898 0 0 VIVINT SMART HOME INC COM CL A 928542109 5102 539902 SH DFND 539902 0 0 VOLTA INC *W EXP 08/26/202 92873V110 3258 1272585 SH DFND 1272585 0 0 VOLTA INC COM CL A 92873V102 1153 133300 SH Call DFND 133300 0 0 VOLTA INC COM CL A 92873V102 503 58200 SH Put DFND 58200 0 0 VOLTA INC COM CL A 92873V102 130 15000 SH DFND 15000 0 0 VPC IMPACT ACQUISITION HLDNG *W EXP 10/22/202 G9441E118 1232 765218 SH DFND 765218 0 0 VPC IMPACT ACQUISITION HLDNG SHS CL A G9441E100 1038 102700 SH Call DFND 102700 0 0 VPC IMPACT ACQUISITION HLDNG SHS CL A G9441E100 142 13998 SH DFND 13998 0 0 WARBURG PINCUS CAPTAL CORP I *W EXP 99/99/999 G9460M124 155 166711 SH DFND 166711 0 0 WAYFAIR INC NOTE 0.625%10/0 94419LAM3 3000 3000000 PRN DFND 3000000 0 0 WHEELS UP EXPERIENCE INC *W EXP 07/13/202 96328L114 1102 867417 SH DFND 867417 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 3181 2051976 SH DFND 2051976 0 0 WHOLE EARTH BRANDS INC COM CL A 96684W100 3710 321235 SH DFND 321235 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 3578 15392 SH DFND 15392 0 0 WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 1972 62159 SH DFND 62159 0 0 WIX COM LTD NOTE 8/1 92940WAD1 2414 2500000 PRN DFND 2500000 0 0 WM TECHNOLOGY INC *W EXP 06/16/202 92971A117 2303 533172 SH DFND 533172 0 0 XILINX INC COM 983919101 2758 18265 SH DFND 18265 0 0 XOS INC *W EXP 10/06/202 98423B116 584 551006 SH DFND 551006 0 0 XOS INC COMMON STOCK 98423B108 86 18500 SH Call DFND 18500 0 0 XPO LOGISTICS INC COM 983793100 756 9500 SH DFND 9500 0 0 ZANITE ACQUISITION CORP *W EXP 10/08/202 98907K111 984 1171403 SH DFND 1171403 0 0 ZANITE ACQUISITION CORP COM CL A 98907K103 1020 100900 SH Call DFND 100900 0 0 ZYNGA INC CL A 98986T108 20400 2709123 SH DFND 2709123 0 0