0001567619-19-011181.txt : 20190515
0001567619-19-011181.hdr.sgml : 20190515
20190515160719
ACCESSION NUMBER: 0001567619-19-011181
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190515
DATE AS OF CHANGE: 20190515
EFFECTIVENESS DATE: 20190515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ionic Capital Management LLC
CENTRAL INDEX KEY: 0001386462
IRS NUMBER: 680629832
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12913
FILM NUMBER: 19828099
BUSINESS ADDRESS:
STREET 1: 475 FIFTH AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-294-8531
MAIL ADDRESS:
STREET 1: 475 FIFTH AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001386462
XXXXXXXX
03-31-2019
03-31-2019
Ionic Capital Management LLC
475 FIFTH AVENUE
9TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-12913
N
John C. Richardson
Chief Operating Officer and General Counsel
212-294-8500
/s/ John C. Richardson
New York
NY
05-15-2019
0
98
641162
false
INFORMATION TABLE
2
form13fInfoTable.xml
ADAM NAT RES FD INC
COM
00548F105
833
49700
SH
Call
DFND
49700
0
0
ADAM NAT RES FD INC
COM
00548F105
848
50573
SH
DFND
50573
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
476
15000
SH
Put
DFND
15000
0
0
ANGLOGOLD ASHANTI LTD
SPONSORED ADR
035128206
1077
82200
SH
Call
DFND
82200
0
0
ASA GOLD AND PRECIOUS MTLS L
SHS
G3156P103
1626
158672
SH
DFND
158672
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
399
2500
SH
Put
DFND
2500
0
0
BARRICK GOLD CORPORATION
COM
067901108
1396
101800
SH
Call
DFND
101800
0
0
BLINK CHARGING CO
*W EXP 01/31/202
09354A118
84
68849
SH
DFND
68849
0
0
BLINK CHARGING CO
COM
09354A100
166
53100
SH
Put
DFND
53100
0
0
BLINK CHARGING CO
COM
09354A100
44
14000
SH
DFND
14000
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
468
9800
SH
DFND
9800
0
0
CAESARS ENTMT CORP
COM
127686103
279
32100
SH
Call
DFND
32100
0
0
CAESARS ENTMT CORP
NOTE 5.000%10/0
127686AA1
0
82
PRN
DFND
82
0
0
CARNIVAL PLC
ADR
14365C103
533
10710
SH
DFND
10710
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
69
22330
SH
DFND
22330
0
0
CHESAPEAKE ENERGY CORP
NOTE 5.500% 9/1
165167CY1
2075
2233000
PRN
DFND
2233000
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
852
1200
SH
Put
DFND
1200
0
0
CLEVELAND CLIFFS INC
DBCV 1.500% 1/1
185899AA9
667
489000
PRN
DFND
489000
0
0
COCA COLA CO
COM
191216100
245
5218
SH
DFND
5218
0
0
CONSTELLIUM NV
CL A
N22035104
410
51335
SH
DFND
51335
0
0
CRESCENT ACQUISITION CORP
UNIT 99/99/9999
22564L204
1000
100000
SH
DFND
100000
0
0
CROWN HOLDINGS INC
COM
228368106
1636
29980
SH
DFND
29980
0
0
DEL TACO RESTAURANTS INC
*W EXP 06/30/202
245496112
154
117341
SH
DFND
117341
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
762
14750
SH
DFND
14750
0
0
DISNEY WALT CO
COM DISNEY
254687106
984
8864
SH
DFND
8864
0
0
DOMINION ENERGY INC
COM
25746U109
3365
43900
SH
Call
DFND
43900
0
0
ELECTRAMECCANICA VEHS CORP
*W EXP 08/03/202
284849114
39
36174
SH
DFND
36174
0
0
EXACT SCIENCES CORP
NOTE 0.375% 3/1
30063PAB1
2050
2000000
PRN
DFND
2000000
0
0
FALCON MINERALS CORP
*W EXP 07/21/202
30607B208
136
164332
SH
DFND
164332
0
0
FIRSTHAND TECH VALUE FD INC
COM
33766Y100
354
26700
SH
Call
DFND
26700
0
0
FOX CORP
CL B COM
35137L204
616
17166
SH
DFND
17166
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
387
30000
SH
DFND
30000
0
0
GTY TECHNOLOGY HOLDINGS INC
*W EXP 02/19/202
362409112
94
156126
SH
DFND
156126
0
0
HERBALIFE LTD
NOTE 2.625% 3/1
42703MAD5
2284
2157000
PRN
DFND
2157000
0
0
HIGHLAND FLOATNG RATE OPPRT
SHS BEN INT
43010E404
7436
535374
SH
DFND
535374
0
0
HILTON GRAND VACATIONS INC
COM
43283X105
603
19530
SH
DFND
19530
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
557
6700
SH
Put
DFND
6700
0
0
HOME DEPOT INC
COM
437076102
247
1288
SH
DFND
1288
0
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
567
435940
SH
DFND
435940
0
0
INTERNATIONAL GAME TECHNOLOG
SHS USD
G4863A108
1787
137580
SH
DFND
137580
0
0
INTL PAPER CO
COM
460146103
463
10000
SH
DFND
10000
0
0
INVESCO CURRENCYSHARES EURO
EURO SHS
46138K103
8786
82100
SH
Call
DFND
82100
0
0
INVESCO DYNAMIC CR OPP FD
COM
46132R104
386
35530
SH
DFND
35530
0
0
INVESCO EXCHNG TRADED FD TR
SR LN ETF
46138G508
2264
100000
SH
Put
DFND
100000
0
0
INVESCO EXCHNG TRADED FD TR
SR LN ETF
46138G508
77
3401
SH
DFND
3401
0
0
INVESCO SR INCOME TR
COM
46131H107
528
125615
SH
DFND
125615
0
0
IQIYI INC
SPONSORED ADS
46267X108
1332
55700
SH
Put
DFND
55700
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
708
16000
SH
Call
DFND
16000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
6375
144000
SH
Put
DFND
144000
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
1556
18000
SH
Call
DFND
18000
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
218518
2527100
SH
Put
DFND
2527100
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
44024
400000
SH
Put
DFND
400000
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
93390
848533
SH
DFND
848533
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
6421
41945
SH
DFND
41945
0
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
2384
1779000
PRN
DFND
1779000
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.500% 8/1
472145AD3
685
700000
PRN
DFND
700000
0
0
LOWES COS INC
COM
548661107
635
5800
SH
Put
DFND
5800
0
0
MAGNOLIA OIL & GAS CORP
*W EXP 07/31/202
559663117
2010
592926
SH
DFND
592926
0
0
MARRIOTT VACTINS WORLDWID CO
COM
57164Y107
1689
18060
SH
DFND
18060
0
0
MFS INTER INCOME TR
SH BEN INT
55273C107
380
100117
SH
DFND
100117
0
0
MICROSOFT CORP
COM
594918104
418
3540
SH
DFND
3540
0
0
NIO INC
SPON ADS
62914V106
907
177800
SH
Put
DFND
177800
0
0
NIO INC
SPON ADS
62914V106
496
97345
SH
DFND
97345
0
0
NRC GROUP HLDGS CORP
*W EXP 10/17/202
629375114
95
105017
SH
DFND
105017
0
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
394
50930
SH
DFND
50930
0
0
ONESPAWORLD HOLDINGS LIMITED
COM
P73684113
1106
81000
SH
DFND
81000
0
0
OUTLOOK THERAPEUTICS INC
*W EXP 02/18/202
69012T115
6
17826
SH
DFND
17826
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
243
15252
SH
DFND
15252
0
0
PGIM HIGH YIELD BOND FUND IN
COM
69346H100
1773
125021
SH
DFND
125021
0
0
REALPAGE INC
COM
75606N109
937
15445
SH
DFND
15445
0
0
REALPAGE INC
NOTE 1.500%11/1
75606NAB5
3533
2291000
PRN
DFND
2291000
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
788
12100
SH
Put
DFND
12100
0
0
ROYAL GOLD INC
COM
780287108
1318
14500
SH
Call
DFND
14500
0
0
SCHLUMBERGER LTD
COM
806857108
1111
25500
SH
Call
DFND
25500
0
0
SERVICENOW INC
NOTE 6/0
81762PAC6
3316
1790000
PRN
DFND
1790000
0
0
SHAKE SHACK INC
CL A
819047101
1420
24000
SH
Put
DFND
24000
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
6184
50685
SH
DFND
50685
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
152539
540000
SH
Call
DFND
540000
0
0
STARBUCKS CORP
COM
855244109
543
7300
SH
Put
DFND
7300
0
0
TOTAL S A
SPONSORED ADS
89151E109
3133
56300
SH
Call
DFND
56300
0
0
UBS AG LONDON BRH
ETRACS MTH 2XLV
90270L842
1776
125512
SH
DFND
125512
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
451
3500
SH
Put
DFND
3500
0
0
US FOODS HLDG CORP
COM
912008109
1172
33585
SH
DFND
33585
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
4955
221000
SH
Call
DFND
221000
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
4484
200000
SH
Put
DFND
200000
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
1924
85837
SH
DFND
85837
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
1076
33897
SH
DFND
33897
0
0
VIAVI SOLUTIONS INC
NOTE 1.000% 3/0
925550AB1
2003
1778000
PRN
DFND
1778000
0
0
VIRTUS INVT PARTNERS INC
PFD CV SER D
92828Q208
490
5500
SH
DFND
5500
0
0
VOYA INFRASTRUCTURE INDLS &
COM
92912X101
252
20000
SH
DFND
20000
0
0
VOYA PRIME RATE TR
SH BEN INT
92913A100
775
162034
SH
DFND
162034
0
0
WILLSCOT CORP
COM
971375126
1478
133280
SH
DFND
133280
0
0
WORKDAY INC
NOTE 0.250%10/0
98138HAF8
2516
1777000
PRN
DFND
1777000
0
0
XPO LOGISTICS INC
COM
983793100
498
9270
SH
DFND
9270
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
1597
56200
SH
DFND
56200
0
0
ZIONS BANCORPORATION N A
*W EXP 05/21/202
989701115
2019
155449
SH
DFND
155449
0
0
ZIONS BANCORPORATION N A
COM
989701107
2952
65000
SH
Call
DFND
65000
0
0
ZIONS BANCORPORATION N A
COM
989701107
268
5896
SH
DFND
5896
0
0