0001567619-19-011181.txt : 20190515 0001567619-19-011181.hdr.sgml : 20190515 20190515160719 ACCESSION NUMBER: 0001567619-19-011181 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ionic Capital Management LLC CENTRAL INDEX KEY: 0001386462 IRS NUMBER: 680629832 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12913 FILM NUMBER: 19828099 BUSINESS ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-294-8531 MAIL ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001386462 XXXXXXXX 03-31-2019 03-31-2019 Ionic Capital Management LLC
475 FIFTH AVENUE 9TH FLOOR NEW YORK NY 10017
13F HOLDINGS REPORT 028-12913 N
John C. Richardson Chief Operating Officer and General Counsel 212-294-8500 /s/ John C. Richardson New York NY 05-15-2019 0 98 641162 false
INFORMATION TABLE 2 form13fInfoTable.xml ADAM NAT RES FD INC COM 00548F105 833 49700 SH Call DFND 49700 0 0 ADAM NAT RES FD INC COM 00548F105 848 50573 SH DFND 50573 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 476 15000 SH Put DFND 15000 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 1077 82200 SH Call DFND 82200 0 0 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 1626 158672 SH DFND 158672 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 399 2500 SH Put DFND 2500 0 0 BARRICK GOLD CORPORATION COM 067901108 1396 101800 SH Call DFND 101800 0 0 BLINK CHARGING CO *W EXP 01/31/202 09354A118 84 68849 SH DFND 68849 0 0 BLINK CHARGING CO COM 09354A100 166 53100 SH Put DFND 53100 0 0 BLINK CHARGING CO COM 09354A100 44 14000 SH DFND 14000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 468 9800 SH DFND 9800 0 0 CAESARS ENTMT CORP COM 127686103 279 32100 SH Call DFND 32100 0 0 CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 0 82 PRN DFND 82 0 0 CARNIVAL PLC ADR 14365C103 533 10710 SH DFND 10710 0 0 CHESAPEAKE ENERGY CORP COM 165167107 69 22330 SH DFND 22330 0 0 CHESAPEAKE ENERGY CORP NOTE 5.500% 9/1 165167CY1 2075 2233000 PRN DFND 2233000 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 852 1200 SH Put DFND 1200 0 0 CLEVELAND CLIFFS INC DBCV 1.500% 1/1 185899AA9 667 489000 PRN DFND 489000 0 0 COCA COLA CO COM 191216100 245 5218 SH DFND 5218 0 0 CONSTELLIUM NV CL A N22035104 410 51335 SH DFND 51335 0 0 CRESCENT ACQUISITION CORP UNIT 99/99/9999 22564L204 1000 100000 SH DFND 100000 0 0 CROWN HOLDINGS INC COM 228368106 1636 29980 SH DFND 29980 0 0 DEL TACO RESTAURANTS INC *W EXP 06/30/202 245496112 154 117341 SH DFND 117341 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 762 14750 SH DFND 14750 0 0 DISNEY WALT CO COM DISNEY 254687106 984 8864 SH DFND 8864 0 0 DOMINION ENERGY INC COM 25746U109 3365 43900 SH Call DFND 43900 0 0 ELECTRAMECCANICA VEHS CORP *W EXP 08/03/202 284849114 39 36174 SH DFND 36174 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 2050 2000000 PRN DFND 2000000 0 0 FALCON MINERALS CORP *W EXP 07/21/202 30607B208 136 164332 SH DFND 164332 0 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 354 26700 SH Call DFND 26700 0 0 FOX CORP CL B COM 35137L204 616 17166 SH DFND 17166 0 0 FREEPORT-MCMORAN INC CL B 35671D857 387 30000 SH DFND 30000 0 0 GTY TECHNOLOGY HOLDINGS INC *W EXP 02/19/202 362409112 94 156126 SH DFND 156126 0 0 HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 2284 2157000 PRN DFND 2157000 0 0 HIGHLAND FLOATNG RATE OPPRT SHS BEN INT 43010E404 7436 535374 SH DFND 535374 0 0 HILTON GRAND VACATIONS INC COM 43283X105 603 19530 SH DFND 19530 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 557 6700 SH Put DFND 6700 0 0 HOME DEPOT INC COM 437076102 247 1288 SH DFND 1288 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 567 435940 SH DFND 435940 0 0 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 1787 137580 SH DFND 137580 0 0 INTL PAPER CO COM 460146103 463 10000 SH DFND 10000 0 0 INVESCO CURRENCYSHARES EURO EURO SHS 46138K103 8786 82100 SH Call DFND 82100 0 0 INVESCO DYNAMIC CR OPP FD COM 46132R104 386 35530 SH DFND 35530 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 2264 100000 SH Put DFND 100000 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 77 3401 SH DFND 3401 0 0 INVESCO SR INCOME TR COM 46131H107 528 125615 SH DFND 125615 0 0 IQIYI INC SPONSORED ADS 46267X108 1332 55700 SH Put DFND 55700 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 708 16000 SH Call DFND 16000 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 6375 144000 SH Put DFND 144000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1556 18000 SH Call DFND 18000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 218518 2527100 SH Put DFND 2527100 0 0 ISHARES TR JPMORGAN USD EMG 464288281 44024 400000 SH Put DFND 400000 0 0 ISHARES TR JPMORGAN USD EMG 464288281 93390 848533 SH DFND 848533 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 6421 41945 SH DFND 41945 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 2384 1779000 PRN DFND 1779000 0 0 JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 685 700000 PRN DFND 700000 0 0 LOWES COS INC COM 548661107 635 5800 SH Put DFND 5800 0 0 MAGNOLIA OIL & GAS CORP *W EXP 07/31/202 559663117 2010 592926 SH DFND 592926 0 0 MARRIOTT VACTINS WORLDWID CO COM 57164Y107 1689 18060 SH DFND 18060 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 380 100117 SH DFND 100117 0 0 MICROSOFT CORP COM 594918104 418 3540 SH DFND 3540 0 0 NIO INC SPON ADS 62914V106 907 177800 SH Put DFND 177800 0 0 NIO INC SPON ADS 62914V106 496 97345 SH DFND 97345 0 0 NRC GROUP HLDGS CORP *W EXP 10/17/202 629375114 95 105017 SH DFND 105017 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 394 50930 SH DFND 50930 0 0 ONESPAWORLD HOLDINGS LIMITED COM P73684113 1106 81000 SH DFND 81000 0 0 OUTLOOK THERAPEUTICS INC *W EXP 02/18/202 69012T115 6 17826 SH DFND 17826 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 243 15252 SH DFND 15252 0 0 PGIM HIGH YIELD BOND FUND IN COM 69346H100 1773 125021 SH DFND 125021 0 0 REALPAGE INC COM 75606N109 937 15445 SH DFND 15445 0 0 REALPAGE INC NOTE 1.500%11/1 75606NAB5 3533 2291000 PRN DFND 2291000 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 788 12100 SH Put DFND 12100 0 0 ROYAL GOLD INC COM 780287108 1318 14500 SH Call DFND 14500 0 0 SCHLUMBERGER LTD COM 806857108 1111 25500 SH Call DFND 25500 0 0 SERVICENOW INC NOTE 6/0 81762PAC6 3316 1790000 PRN DFND 1790000 0 0 SHAKE SHACK INC CL A 819047101 1420 24000 SH Put DFND 24000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 6184 50685 SH DFND 50685 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 152539 540000 SH Call DFND 540000 0 0 STARBUCKS CORP COM 855244109 543 7300 SH Put DFND 7300 0 0 TOTAL S A SPONSORED ADS 89151E109 3133 56300 SH Call DFND 56300 0 0 UBS AG LONDON BRH ETRACS MTH 2XLV 90270L842 1776 125512 SH DFND 125512 0 0 UNITED TECHNOLOGIES CORP COM 913017109 451 3500 SH Put DFND 3500 0 0 US FOODS HLDG CORP COM 912008109 1172 33585 SH DFND 33585 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 4955 221000 SH Call DFND 221000 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 4484 200000 SH Put DFND 200000 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1924 85837 SH DFND 85837 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 1076 33897 SH DFND 33897 0 0 VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 2003 1778000 PRN DFND 1778000 0 0 VIRTUS INVT PARTNERS INC PFD CV SER D 92828Q208 490 5500 SH DFND 5500 0 0 VOYA INFRASTRUCTURE INDLS & COM 92912X101 252 20000 SH DFND 20000 0 0 VOYA PRIME RATE TR SH BEN INT 92913A100 775 162034 SH DFND 162034 0 0 WILLSCOT CORP COM 971375126 1478 133280 SH DFND 133280 0 0 WORKDAY INC NOTE 0.250%10/0 98138HAF8 2516 1777000 PRN DFND 1777000 0 0 XPO LOGISTICS INC COM 983793100 498 9270 SH DFND 9270 0 0 ZAYO GROUP HLDGS INC COM 98919V105 1597 56200 SH DFND 56200 0 0 ZIONS BANCORPORATION N A *W EXP 05/21/202 989701115 2019 155449 SH DFND 155449 0 0 ZIONS BANCORPORATION N A COM 989701107 2952 65000 SH Call DFND 65000 0 0 ZIONS BANCORPORATION N A COM 989701107 268 5896 SH DFND 5896 0 0