0001567619-18-006261.txt : 20181114 0001567619-18-006261.hdr.sgml : 20181114 20181114161139 ACCESSION NUMBER: 0001567619-18-006261 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ionic Capital Management LLC CENTRAL INDEX KEY: 0001386462 IRS NUMBER: 680629832 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12913 FILM NUMBER: 181183816 BUSINESS ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-294-8531 MAIL ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001386462 XXXXXXXX 09-30-2018 09-30-2018 Ionic Capital Management LLC
475 FIFTH AVENUE 9TH FLOOR NEW YORK NY 10017
13F HOLDINGS REPORT 028-12913 N
John C. Richardson Chief Operating Officer and General Counsel 212-294-8500 /s/ John C. Richardson New York NY 11-14-2018 0 136 1166637 false
INFORMATION TABLE 2 form13fInfoTable.xml AGROFRESH SOLUTIONS COM 00856G109 907 145600 SH Put DFND 145600 0 0 AGROFRESH SOLUTIONS COM 00856G109 907 145600 SH DFND 145600 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 2273 55000 SH Put DFND 55000 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 436 25000 SH DFND 25000 0 0 ANADARKO PETE CORP COM 032511107 3371 50000 SH Put DFND 50000 0 0 ANADARKO PETE CORP COM 032511107 1281 19000 SH DFND 19000 0 0 APPLE INC COM 037833100 7901 35000 SH Put DFND 35000 0 0 APPLE INC COM 037833100 1061 4700 SH DFND 4700 0 0 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 722 81451 SH DFND 81451 0 0 BANK AMER CORP COM 060505104 2946 100000 SH Call DFND 100000 0 0 BANK AMER CORP COM 060505104 9427 320000 SH Put DFND 320000 0 0 BANK AMER CORP COM 060505104 4813 163386 SH DFND 163386 0 0 BARCLAYS BK PLC IPATH S&P MT ETN 06740Q260 264 15436 SH DFND 15436 0 0 BARRICK GOLD CORP COM 067901108 166 15000 SH Call DFND 15000 0 0 BARRICK GOLD CORP COM 067901108 23 2036 SH DFND 2036 0 0 BLINK CHARGING CO *W EXP 01/31/202 09354A118 96 113732 SH DFND 113732 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 5587 90000 SH Put DFND 90000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 608 9800 SH DFND 9800 0 0 CARNIVAL PLC ADR 14365C103 945 14982 SH DFND 14982 0 0 CISCO SYS INC COM 17275R102 3162 65000 SH Call DFND 65000 0 0 CONSTELLATION BRANDS INC CL A 21036P108 8625 40000 SH Call DFND 40000 0 0 CONSTELLATION BRANDS INC CL A 21036P108 755 3500 SH DFND 3500 0 0 CRAWFORD & CO CL B 224633107 385 41772 SH DFND 41772 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 1673 45000 SH Call DFND 45000 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 1673 45000 SH Put DFND 45000 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 1241 33400 SH DFND 33400 0 0 DEL TACO RESTAURANTS INC *W EXP 06/30/202 245496112 1937 842306 SH DFND 842306 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 2432 25044 SH DFND 25044 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 853 14750 SH DFND 14750 0 0 DOMINION ENERGY INC COM 25746U109 3879 55200 SH Call DFND 55200 0 0 DOMINION ENERGY INC UNIT 08/15/2019 25746U836 18500 391778 SH DFND 391778 0 0 ELECTRONIC ARTS INC COM 285512109 2109 17500 SH Call DFND 17500 0 0 ELECTRONIC ARTS INC COM 285512109 2109 17500 SH Put DFND 17500 0 0 ELECTRONIC ARTS INC COM 285512109 1084 9000 SH DFND 9000 0 0 EXXON MOBIL CORP COM 30231G102 7184 84500 SH Call DFND 84500 0 0 EXXON MOBIL CORP COM 30231G102 3826 45000 SH Put DFND 45000 0 0 FACEBOOK INC CL A 30303M102 4112 25000 SH Put DFND 25000 0 0 FACEBOOK INC CL A 30303M102 4605 28000 SH DFND 28000 0 0 FALCON MINERALS CORP *W EXP 07/21/202 30607B208 432 254000 SH DFND 254000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 350 37843 SH DFND 37843 0 0 FORTIVE CORP 5% PFD CNV SER A 34959J207 9359 8740 SH DFND 8740 0 0 FREEPORT-MCMORAN INC CL B 35671D857 418 30000 SH DFND 30000 0 0 GDS HLDGS LTD SPONSORED ADR 36165L108 2635 75000 SH Put DFND 75000 0 0 GENERAL ELECTRIC CO COM 369604103 565 50000 SH Call DFND 50000 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 811 49159 SH DFND 49159 0 0 GENERAL MTRS CO COM 37045V100 340 10087 SH DFND 10087 0 0 HEICO CORP NEW CL A 422806208 426 5645 SH DFND 5645 0 0 HERBALIFE NUTRITION LTD COM SHS G4412G101 4233 77600 SH Put DFND 77600 0 0 HIGHLAND FLOATNG RATE OPPRT SHS BEN INT 43010E404 12024 779778 SH DFND 779778 0 0 HOME DEPOT INC COM 437076102 957 4618 SH DFND 4618 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 709 669479 SH DFND 669479 0 0 INTL PAPER CO COM 460146103 492 10000 SH DFND 10000 0 0 INVESCO CURRENCYSHARES EURO EURO SHS 46138K103 78590 707000 SH Call DFND 707000 0 0 INVESCO CURRENCYSHARES EURO EURO SHS 46138K103 45665 410800 SH Put DFND 410800 0 0 INVESCO CURRENCYSHARES EURO EURO SHS 46138K103 745 6700 SH DFND 6700 0 0 INVESCO DYNAMIC CR OPP FD COM 46132R104 734 63963 SH DFND 63963 0 0 INVESCO SR INCOME TR COM 46131H107 644 149674 SH DFND 149674 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 3710 110000 SH Put DFND 110000 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 1079 32000 SH DFND 32000 0 0 ISHARES INC MSCI STH AFR ETF 464286780 373 6946 SH DFND 6946 0 0 ISHARES TR 20 YR TR BD ETF 464287432 62739 535000 SH Call DFND 535000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 1173 10000 SH Put DFND 10000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 1290 11000 SH DFND 11000 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 685 16000 SH Call DFND 16000 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 31858 744000 SH Put DFND 744000 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 7676 179272 SH DFND 179272 0 0 ISHARES TR IBOXX HI YD ETF 464288513 210533 2435600 SH Put DFND 2435600 0 0 ISHARES TR JPMORGAN USD EMG 464288281 10781 100000 SH Call DFND 100000 0 0 ISHARES TR JPMORGAN USD EMG 464288281 35484 329135 SH DFND 329135 0 0 ISHARES TR MSCI EAFE ETF 464287465 3400 50000 SH Call DFND 50000 0 0 ISHARES TR MSCI EAFE ETF 464287465 50993 750000 SH Put DFND 750000 0 0 ISHARES TR MSCI EAFE ETF 464287465 1904 28000 SH DFND 28000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1073 25000 SH Call DFND 25000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 13949 325000 SH Put DFND 325000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 8428 50000 SH Put DFND 50000 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 1075 9030 SH DFND 9030 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 956 21997 SH DFND 21997 0 0 LINDBLAD EXPEDITIONS HLDGS I *W EXP 07/08/202 535219117 538 131138 SH DFND 131138 0 0 MICROSOFT CORP COM 594918104 6290 55000 SH Call DFND 55000 0 0 MICROSOFT CORP COM 594918104 9150 80000 SH Put DFND 80000 0 0 MICROSOFT CORP COM 594918104 10865 95000 SH DFND 95000 0 0 NEWELL BRANDS INC COM 651229106 974 48000 SH Call DFND 48000 0 0 NEWMONT MINING CORP COM 651639106 227 7500 SH Call DFND 7500 0 0 NEWMONT MINING CORP COM 651639106 91 3012 SH DFND 3012 0 0 NEXEO SOLUTIONS INC *W EXP 06/09/202 65342H110 629 620084 SH DFND 620084 0 0 NIKE INC CL B 654106103 3177 37500 SH Call DFND 37500 0 0 NIKE INC CL B 654106103 1694 20000 SH Put DFND 20000 0 0 NIKE INC CL B 654106103 1059 12500 SH DFND 12500 0 0 NORFOLK SOUTHERN CORP COM 655844108 23465 130000 SH Call DFND 130000 0 0 NORFOLK SOUTHERN CORP COM 655844108 1083 6000 SH DFND 6000 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 939 117755 SH DFND 117755 0 0 PALO ALTO NETWORKS INC COM 697435105 4505 20000 SH Put DFND 20000 0 0 PGIM SHORT DURATION HIGH YIE COM 69346H100 972 68749 SH DFND 68749 0 0 PROSHARES TR II SHT VIX ST TRM 74347W130 430 7276 SH DFND 7276 0 0 RESTORATION HARDWARE HLDGS I DBCV 7/1 761283AC4 1082 875000 PRN DFND 875000 0 0 ROSEHILL RES INC *W EXP 09/16/202 777385113 125 109000 SH DFND 109000 0 0 SCANA CORP NEW COM 80589M102 156 4000 SH Put DFND 4000 0 0 SCANA CORP NEW COM 80589M102 156 4000 SH DFND 4000 0 0 SCHLUMBERGER LTD COM 806857108 3667 60200 SH Call DFND 60200 0 0 SCHLUMBERGER LTD COM 806857108 61 1000 SH Put DFND 1000 0 0 SCHLUMBERGER LTD COM 806857108 244 4000 SH DFND 4000 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1079 20000 SH Call DFND 20000 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3775 70000 SH Put DFND 70000 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2171 40250 SH DFND 40250 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 5265 100000 SH Put DFND 100000 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2001 38000 SH DFND 38000 0 0 SEMPRA ENERGY 6% PFD CONV A 816851406 7138 70789 SH DFND 70789 0 0 SEMPRA ENERGY 6.75% CNV PFD B 816851505 315 3090 SH DFND 3090 0 0 SHIRE PLC SPONSORED ADR 82481R106 363 2000 SH DFND 2000 0 0 SIMPLY GOOD FOODS CO COM 82900L102 1120 57570 SH DFND 57570 0 0 SIRIUS XM HLDGS INC COM 82968B103 1813 286800 SH Put DFND 286800 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 7217 64000 SH Call DFND 64000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 216586 745000 SH Call DFND 745000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 36921 127000 SH Put DFND 127000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2951 10149 SH DFND 10149 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 9730 26480 SH DFND 26480 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 2397 25000 SH Call DFND 25000 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 5752 60000 SH Put DFND 60000 0 0 THIRD PT REINS LTD COM G8827U100 825 63485 SH DFND 63485 0 0 TOLL BROTHERS INC COM 889478103 2477 75000 SH Put DFND 75000 0 0 TOLL BROTHERS INC COM 889478103 99 3000 SH DFND 3000 0 0 TRIBUNE MEDIA CO CL A 896047503 826 21504 SH DFND 21504 0 0 TURQUOISE HILL RES LTD COM 900435108 901 425000 SH Put DFND 425000 0 0 TURQUOISE HILL RES LTD COM 900435108 636 300000 SH DFND 300000 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 3754 202700 SH Call DFND 202700 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 5556 300000 SH Put DFND 300000 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 1368 50000 SH Call DFND 50000 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 566 20684 SH DFND 20684 0 0 VIRTUS INVT PARTNERS INC PFD CV SER D 92828Q208 3457 35000 SH DFND 35000 0 0 VISTRA ENERGY CORP COM 92840M102 2463 99000 SH Call DFND 99000 0 0 VISTRA ENERGY CORP COM 92840M102 612 24600 SH Put DFND 24600 0 0 VISTRA ENERGY CORP UNIT 02/02/2024 92840M300 12737 130820 SH DFND 130820 0 0 VOYA PRIME RATE TR SH BEN INT 92913A100 1067 214177 SH DFND 214177 0 0 WEIBO CORP SPONSORED ADR 948596101 505 6900 SH Call DFND 6900 0 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 9897 552914 SH DFND 552914 0 0 ZIONS BANCORPORATION COM 989701107 17552 350000 SH Call DFND 350000 0 0