0001567619-18-006261.txt : 20181114
0001567619-18-006261.hdr.sgml : 20181114
20181114161139
ACCESSION NUMBER: 0001567619-18-006261
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181114
EFFECTIVENESS DATE: 20181114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ionic Capital Management LLC
CENTRAL INDEX KEY: 0001386462
IRS NUMBER: 680629832
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12913
FILM NUMBER: 181183816
BUSINESS ADDRESS:
STREET 1: 475 FIFTH AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-294-8531
MAIL ADDRESS:
STREET 1: 475 FIFTH AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001386462
XXXXXXXX
09-30-2018
09-30-2018
Ionic Capital Management LLC
475 FIFTH AVENUE
9TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-12913
N
John C. Richardson
Chief Operating Officer and General Counsel
212-294-8500
/s/ John C. Richardson
New York
NY
11-14-2018
0
136
1166637
false
INFORMATION TABLE
2
form13fInfoTable.xml
AGROFRESH SOLUTIONS
COM
00856G109
907
145600
SH
Put
DFND
145600
0
0
AGROFRESH SOLUTIONS
COM
00856G109
907
145600
SH
DFND
145600
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
2273
55000
SH
Put
DFND
55000
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
436
25000
SH
DFND
25000
0
0
ANADARKO PETE CORP
COM
032511107
3371
50000
SH
Put
DFND
50000
0
0
ANADARKO PETE CORP
COM
032511107
1281
19000
SH
DFND
19000
0
0
APPLE INC
COM
037833100
7901
35000
SH
Put
DFND
35000
0
0
APPLE INC
COM
037833100
1061
4700
SH
DFND
4700
0
0
ASA GOLD AND PRECIOUS MTLS L
SHS
G3156P103
722
81451
SH
DFND
81451
0
0
BANK AMER CORP
COM
060505104
2946
100000
SH
Call
DFND
100000
0
0
BANK AMER CORP
COM
060505104
9427
320000
SH
Put
DFND
320000
0
0
BANK AMER CORP
COM
060505104
4813
163386
SH
DFND
163386
0
0
BARCLAYS BK PLC
IPATH S&P MT ETN
06740Q260
264
15436
SH
DFND
15436
0
0
BARRICK GOLD CORP
COM
067901108
166
15000
SH
Call
DFND
15000
0
0
BARRICK GOLD CORP
COM
067901108
23
2036
SH
DFND
2036
0
0
BLINK CHARGING CO
*W EXP 01/31/202
09354A118
96
113732
SH
DFND
113732
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
5587
90000
SH
Put
DFND
90000
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
608
9800
SH
DFND
9800
0
0
CARNIVAL PLC
ADR
14365C103
945
14982
SH
DFND
14982
0
0
CISCO SYS INC
COM
17275R102
3162
65000
SH
Call
DFND
65000
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
8625
40000
SH
Call
DFND
40000
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
755
3500
SH
DFND
3500
0
0
CRAWFORD & CO
CL B
224633107
385
41772
SH
DFND
41772
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
1673
45000
SH
Call
DFND
45000
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
1673
45000
SH
Put
DFND
45000
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
1241
33400
SH
DFND
33400
0
0
DEL TACO RESTAURANTS INC
*W EXP 06/30/202
245496112
1937
842306
SH
DFND
842306
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
2432
25044
SH
DFND
25044
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
853
14750
SH
DFND
14750
0
0
DOMINION ENERGY INC
COM
25746U109
3879
55200
SH
Call
DFND
55200
0
0
DOMINION ENERGY INC
UNIT 08/15/2019
25746U836
18500
391778
SH
DFND
391778
0
0
ELECTRONIC ARTS INC
COM
285512109
2109
17500
SH
Call
DFND
17500
0
0
ELECTRONIC ARTS INC
COM
285512109
2109
17500
SH
Put
DFND
17500
0
0
ELECTRONIC ARTS INC
COM
285512109
1084
9000
SH
DFND
9000
0
0
EXXON MOBIL CORP
COM
30231G102
7184
84500
SH
Call
DFND
84500
0
0
EXXON MOBIL CORP
COM
30231G102
3826
45000
SH
Put
DFND
45000
0
0
FACEBOOK INC
CL A
30303M102
4112
25000
SH
Put
DFND
25000
0
0
FACEBOOK INC
CL A
30303M102
4605
28000
SH
DFND
28000
0
0
FALCON MINERALS CORP
*W EXP 07/21/202
30607B208
432
254000
SH
DFND
254000
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
350
37843
SH
DFND
37843
0
0
FORTIVE CORP
5% PFD CNV SER A
34959J207
9359
8740
SH
DFND
8740
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
418
30000
SH
DFND
30000
0
0
GDS HLDGS LTD
SPONSORED ADR
36165L108
2635
75000
SH
Put
DFND
75000
0
0
GENERAL ELECTRIC CO
COM
369604103
565
50000
SH
Call
DFND
50000
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
811
49159
SH
DFND
49159
0
0
GENERAL MTRS CO
COM
37045V100
340
10087
SH
DFND
10087
0
0
HEICO CORP NEW
CL A
422806208
426
5645
SH
DFND
5645
0
0
HERBALIFE NUTRITION LTD
COM SHS
G4412G101
4233
77600
SH
Put
DFND
77600
0
0
HIGHLAND FLOATNG RATE OPPRT
SHS BEN INT
43010E404
12024
779778
SH
DFND
779778
0
0
HOME DEPOT INC
COM
437076102
957
4618
SH
DFND
4618
0
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
709
669479
SH
DFND
669479
0
0
INTL PAPER CO
COM
460146103
492
10000
SH
DFND
10000
0
0
INVESCO CURRENCYSHARES EURO
EURO SHS
46138K103
78590
707000
SH
Call
DFND
707000
0
0
INVESCO CURRENCYSHARES EURO
EURO SHS
46138K103
45665
410800
SH
Put
DFND
410800
0
0
INVESCO CURRENCYSHARES EURO
EURO SHS
46138K103
745
6700
SH
DFND
6700
0
0
INVESCO DYNAMIC CR OPP FD
COM
46132R104
734
63963
SH
DFND
63963
0
0
INVESCO SR INCOME TR
COM
46131H107
644
149674
SH
DFND
149674
0
0
ISHARES INC
MSCI BRAZIL ETF
464286400
3710
110000
SH
Put
DFND
110000
0
0
ISHARES INC
MSCI BRAZIL ETF
464286400
1079
32000
SH
DFND
32000
0
0
ISHARES INC
MSCI STH AFR ETF
464286780
373
6946
SH
DFND
6946
0
0
ISHARES TR
20 YR TR BD ETF
464287432
62739
535000
SH
Call
DFND
535000
0
0
ISHARES TR
20 YR TR BD ETF
464287432
1173
10000
SH
Put
DFND
10000
0
0
ISHARES TR
20 YR TR BD ETF
464287432
1290
11000
SH
DFND
11000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
685
16000
SH
Call
DFND
16000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
31858
744000
SH
Put
DFND
744000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
7676
179272
SH
DFND
179272
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
210533
2435600
SH
Put
DFND
2435600
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
10781
100000
SH
Call
DFND
100000
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
35484
329135
SH
DFND
329135
0
0
ISHARES TR
MSCI EAFE ETF
464287465
3400
50000
SH
Call
DFND
50000
0
0
ISHARES TR
MSCI EAFE ETF
464287465
50993
750000
SH
Put
DFND
750000
0
0
ISHARES TR
MSCI EAFE ETF
464287465
1904
28000
SH
DFND
28000
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
1073
25000
SH
Call
DFND
25000
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
13949
325000
SH
Put
DFND
325000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
8428
50000
SH
Put
DFND
50000
0
0
ISHARES TR
USA MOMENTUM FCT
46432F396
1075
9030
SH
DFND
9030
0
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
956
21997
SH
DFND
21997
0
0
LINDBLAD EXPEDITIONS HLDGS I
*W EXP 07/08/202
535219117
538
131138
SH
DFND
131138
0
0
MICROSOFT CORP
COM
594918104
6290
55000
SH
Call
DFND
55000
0
0
MICROSOFT CORP
COM
594918104
9150
80000
SH
Put
DFND
80000
0
0
MICROSOFT CORP
COM
594918104
10865
95000
SH
DFND
95000
0
0
NEWELL BRANDS INC
COM
651229106
974
48000
SH
Call
DFND
48000
0
0
NEWMONT MINING CORP
COM
651639106
227
7500
SH
Call
DFND
7500
0
0
NEWMONT MINING CORP
COM
651639106
91
3012
SH
DFND
3012
0
0
NEXEO SOLUTIONS INC
*W EXP 06/09/202
65342H110
629
620084
SH
DFND
620084
0
0
NIKE INC
CL B
654106103
3177
37500
SH
Call
DFND
37500
0
0
NIKE INC
CL B
654106103
1694
20000
SH
Put
DFND
20000
0
0
NIKE INC
CL B
654106103
1059
12500
SH
DFND
12500
0
0
NORFOLK SOUTHERN CORP
COM
655844108
23465
130000
SH
Call
DFND
130000
0
0
NORFOLK SOUTHERN CORP
COM
655844108
1083
6000
SH
DFND
6000
0
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
939
117755
SH
DFND
117755
0
0
PALO ALTO NETWORKS INC
COM
697435105
4505
20000
SH
Put
DFND
20000
0
0
PGIM SHORT DURATION HIGH YIE
COM
69346H100
972
68749
SH
DFND
68749
0
0
PROSHARES TR II
SHT VIX ST TRM
74347W130
430
7276
SH
DFND
7276
0
0
RESTORATION HARDWARE HLDGS I
DBCV 7/1
761283AC4
1082
875000
PRN
DFND
875000
0
0
ROSEHILL RES INC
*W EXP 09/16/202
777385113
125
109000
SH
DFND
109000
0
0
SCANA CORP NEW
COM
80589M102
156
4000
SH
Put
DFND
4000
0
0
SCANA CORP NEW
COM
80589M102
156
4000
SH
DFND
4000
0
0
SCHLUMBERGER LTD
COM
806857108
3667
60200
SH
Call
DFND
60200
0
0
SCHLUMBERGER LTD
COM
806857108
61
1000
SH
Put
DFND
1000
0
0
SCHLUMBERGER LTD
COM
806857108
244
4000
SH
DFND
4000
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
1079
20000
SH
Call
DFND
20000
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
3775
70000
SH
Put
DFND
70000
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
2171
40250
SH
DFND
40250
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
5265
100000
SH
Put
DFND
100000
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
2001
38000
SH
DFND
38000
0
0
SEMPRA ENERGY
6% PFD CONV A
816851406
7138
70789
SH
DFND
70789
0
0
SEMPRA ENERGY
6.75% CNV PFD B
816851505
315
3090
SH
DFND
3090
0
0
SHIRE PLC
SPONSORED ADR
82481R106
363
2000
SH
DFND
2000
0
0
SIMPLY GOOD FOODS CO
COM
82900L102
1120
57570
SH
DFND
57570
0
0
SIRIUS XM HLDGS INC
COM
82968B103
1813
286800
SH
Put
DFND
286800
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
7217
64000
SH
Call
DFND
64000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
216586
745000
SH
Call
DFND
745000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
36921
127000
SH
Put
DFND
127000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2951
10149
SH
DFND
10149
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
9730
26480
SH
DFND
26480
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
2397
25000
SH
Call
DFND
25000
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
5752
60000
SH
Put
DFND
60000
0
0
THIRD PT REINS LTD
COM
G8827U100
825
63485
SH
DFND
63485
0
0
TOLL BROTHERS INC
COM
889478103
2477
75000
SH
Put
DFND
75000
0
0
TOLL BROTHERS INC
COM
889478103
99
3000
SH
DFND
3000
0
0
TRIBUNE MEDIA CO
CL A
896047503
826
21504
SH
DFND
21504
0
0
TURQUOISE HILL RES LTD
COM
900435108
901
425000
SH
Put
DFND
425000
0
0
TURQUOISE HILL RES LTD
COM
900435108
636
300000
SH
DFND
300000
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
3754
202700
SH
Call
DFND
202700
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
5556
300000
SH
Put
DFND
300000
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
1368
50000
SH
Call
DFND
50000
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
566
20684
SH
DFND
20684
0
0
VIRTUS INVT PARTNERS INC
PFD CV SER D
92828Q208
3457
35000
SH
DFND
35000
0
0
VISTRA ENERGY CORP
COM
92840M102
2463
99000
SH
Call
DFND
99000
0
0
VISTRA ENERGY CORP
COM
92840M102
612
24600
SH
Put
DFND
24600
0
0
VISTRA ENERGY CORP
UNIT 02/02/2024
92840M300
12737
130820
SH
DFND
130820
0
0
VOYA PRIME RATE TR
SH BEN INT
92913A100
1067
214177
SH
DFND
214177
0
0
WEIBO CORP
SPONSORED ADR
948596101
505
6900
SH
Call
DFND
6900
0
0
ZIONS BANCORPORATION
*W EXP 05/22/202
989701115
9897
552914
SH
DFND
552914
0
0
ZIONS BANCORPORATION
COM
989701107
17552
350000
SH
Call
DFND
350000
0
0