0001140361-18-023902.txt : 20180515
0001140361-18-023902.hdr.sgml : 20180515
20180515160725
ACCESSION NUMBER: 0001140361-18-023902
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180515
DATE AS OF CHANGE: 20180515
EFFECTIVENESS DATE: 20180515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ionic Capital Management LLC
CENTRAL INDEX KEY: 0001386462
IRS NUMBER: 680629832
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12913
FILM NUMBER: 18836446
BUSINESS ADDRESS:
STREET 1: 475 FIFTH AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-294-8531
MAIL ADDRESS:
STREET 1: 475 FIFTH AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001386462
XXXXXXXX
03-31-2018
03-31-2018
Ionic Capital Management LLC
475 FIFTH AVENUE
9TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-12913
N
John C. Richardson
Chief Operating Officer and General Counsel
212-294-8500
/s/ John C. Richardson
New York
NY
05-15-2018
0
244
1596086
false
INFORMATION TABLE
2
form13fInfoTable.xml
ABBOTT LABS
COM
002824100
2996
50000
SH
Call
DFND
50000
0
0
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
885
186627
SH
DFND
186627
0
0
ADAM NAT RES FD INC
COM
00548F105
597
32808
SH
DFND
32808
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
4523
450000
SH
Put
DFND
450000
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
935
93000
SH
DFND
93000
0
0
AGROFRESH SOLUTIONS
*W EXP 07/31/202
00856G117
602
1204234
SH
DFND
1204234
0
0
ALCOA CORP
COM
013872106
450
10000
SH
DFND
10000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
6424
35000
SH
Put
DFND
35000
0
0
ALLERGAN PLC
SHS
G0177J108
3029
18000
SH
Put
DFND
18000
0
0
ALLERGAN PLC
SHS
G0177J108
1178
7000
SH
DFND
7000
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
326
34833
SH
DFND
34833
0
0
ALTA MESA RES INC
CL A
02133L109
3447
430850
SH
DFND
430850
0
0
ALTABA INC
COM
021346101
7774
105000
SH
Call
DFND
105000
0
0
ALTABA INC
COM
021346101
1199
16191
SH
DFND
16191
0
0
ANADARKO PETE CORP
COM
032511107
1510
25000
SH
Put
DFND
25000
0
0
ANADARKO PETE CORP
COM
032511107
15
250
SH
DFND
250
0
0
ANTHEM INC
UNIT 05/01/20188
036752202
14885
277119
SH
DFND
277119
0
0
APPLE INC
COM
037833100
4195
25000
SH
Call
DFND
25000
0
0
APPLE INC
COM
037833100
12584
75000
SH
Put
DFND
75000
0
0
APPLIED MATLS INC
COM
038222105
3059
55000
SH
Put
DFND
55000
0
0
APPLIED MATLS INC
COM
038222105
1279
23000
SH
DFND
23000
0
0
ASA GOLD AND PRECIOUS MTLS L
SHS
G3156P103
686
65882
SH
DFND
65882
0
0
ASHLAND GLOBAL HLDGS INC
COM
044186104
3490
50000
SH
DFND
50000
0
0
ASSOCIATED BANC CORP
*W EXP 11/21/201
045487113
226
42261
SH
DFND
42261
0
0
ASSURANT INC
6.50% CONV PFD D
04621X207
5477
52780
SH
DFND
52780
0
0
ASSURANT INC
COM
04621X108
457
5000
SH
Put
DFND
5000
0
0
AVISTA HEALTHCARE PUB ACQ CO
*W EXP 99/99/999
G0726L117
27
81992
SH
DFND
81992
0
0
BANK AMER CORP
COM
060505104
750
25000
SH
Call
DFND
25000
0
0
BANK AMER CORP
COM
060505104
750
25000
SH
Put
DFND
25000
0
0
BARCLAYS BK PLC
IPATH S&P MT ETN
06740Q260
767
35000
SH
DFND
35000
0
0
BARRICK GOLD CORP
COM
067901108
529
42500
SH
Put
DFND
42500
0
0
BARRICK GOLD CORP
COM
067901108
212
17000
SH
DFND
17000
0
0
BIOTIME INC
*W EXP 10/01/201
09066L162
37
327433
SH
DFND
327433
0
0
BLACK HILLS CORP
COM
092113109
272
5000
SH
Put
DFND
5000
0
0
BLACK HILLS CORP
UNIT 99/99/9999
092113125
211
3500
SH
DFND
3500
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
748
70664
SH
DFND
70664
0
0
BP PLC
SPONSORED ADR
055622104
2635
65000
SH
Call
DFND
65000
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
3795
60000
SH
Call
DFND
60000
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
10689
169000
SH
Put
DFND
169000
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
1341
21200
SH
DFND
21200
0
0
BROADCOM LTD
SHS
Y09827109
8860
37600
SH
DFND
37600
0
0
CARBONITE INC
COM
141337105
1521
52800
SH
DFND
52800
0
0
CBOE GLOBAL MARKETS INC
COM
12503M108
472
4134
SH
DFND
4134
0
0
CBS CORP NEW
CL B
124857202
5776
112399
SH
DFND
112399
0
0
CHEVRON CORP NEW
COM
166764100
2509
22000
SH
Call
DFND
22000
0
0
CHEVRON CORP NEW
COM
166764100
2851
25000
SH
Put
DFND
25000
0
0
CHEVRON CORP NEW
COM
166764100
228
2000
SH
DFND
2000
0
0
CISCO SYS INC
COM
17275R102
2788
65000
SH
Call
DFND
65000
0
0
CISCO SYS INC
COM
17275R102
429
10000
SH
Put
DFND
10000
0
0
CISION LTD
*W EXP 06/22/202
G1992S117
272
116078
SH
DFND
116078
0
0
CITIGROUP INC
COM NEW
172967424
5960
88300
SH
DFND
88300
0
0
CLEVELAND CLIFFS INC
DBCV 1.500% 1/1
185899AA9
7602
7000000
PRN
DFND
7000000
0
0
CONSTELLIUM NV
CL A
N22035104
4275
393976
SH
DFND
393976
0
0
CROWN HOLDINGS INC
COM
228368106
11429
225200
SH
DFND
225200
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
3497
75000
SH
Call
DFND
75000
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
2331
50000
SH
Put
DFND
50000
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
1492
32000
SH
DFND
32000
0
0
CURRENCYSHARES EURO TR
EURO SHS
23130C108
97386
823000
SH
Call
DFND
823000
0
0
CURRENCYSHARES EURO TR
EURO SHS
23130C108
121028
1022800
SH
Put
DFND
1022800
0
0
CURRENCYSHS JAPANESE YEN TR
JAPANESE YEN
23130A102
4073
45200
SH
Call
DFND
45200
0
0
CURRENCYSHS JAPANESE YEN TR
JAPANESE YEN
23130A102
15760
174900
SH
Put
DFND
174900
0
0
CUSHING ENERGY INCOME
COM SH BEN INT
23162T102
981
112527
SH
DFND
112527
0
0
DEL TACO RESTAURANTS INC
*W EXP 06/30/202
245496112
1532
665942
SH
DFND
665942
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
7284
99493
SH
DFND
99493
0
0
DELPHI TECHNOLOGIES PLC
SHS
G2709G107
7330
153832
SH
DFND
153832
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
8222
150000
SH
Put
DFND
150000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2234
40750
SH
DFND
40750
0
0
DISH NETWORK CORP
NOTE 3.375% 8/1
25470MAB5
337
350000
PRN
DFND
350000
0
0
DISNEY WALT CO
COM DISNEY
254687106
5022
50000
SH
Call
DFND
50000
0
0
DISNEY WALT CO
COM DISNEY
254687106
9542
95000
SH
Put
DFND
95000
0
0
DISNEY WALT CO
COM DISNEY
254687106
467
4650
SH
DFND
4650
0
0
DOMINION ENERGY INC
COM
25746U109
3034
45000
SH
Put
DFND
45000
0
0
DOMINION ENERGY INC
UNIT 08/15/2019
25746U836
18395
397200
SH
DFND
397200
0
0
DOWDUPONT INC
COM
26078J100
7467
117200
SH
DFND
117200
0
0
DTE ENERGY CO
UNIT 99/99/9999
233331883
3327
63976
SH
DFND
63976
0
0
DYNEGY INC NEW DEL
COM
26817R108
1493
110400
SH
Put
DFND
110400
0
0
DYNEGY INC NEW DEL
UNIT 07/01/20191
26817R405
12156
140301
SH
DFND
140301
0
0
EASTMAN KODAK CO
*W EXP 09/03/201
277461133
49
231280
SH
DFND
231280
0
0
EASTMAN KODAK CO
*W EXP 09/03/201
277461141
112
563040
SH
DFND
563040
0
0
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
596
87576
SH
DFND
87576
0
0
ELECTRONIC ARTS INC
COM
285512109
11530
95100
SH
Call
DFND
95100
0
0
ELECTRONIC ARTS INC
COM
285512109
6001
49500
SH
Put
DFND
49500
0
0
ELECTRONIC ARTS INC
COM
285512109
1501
12377
SH
DFND
12377
0
0
ENBRIDGE INC
COM
29250N105
2115
67200
SH
Call
DFND
67200
0
0
EXXON MOBIL CORP
COM
30231G102
7088
95000
SH
Put
DFND
95000
0
0
EXXON MOBIL CORP
COM
30231G102
522
7000
SH
DFND
7000
0
0
FACEBOOK INC
CL A
30303M102
9587
60000
SH
Put
DFND
60000
0
0
FACEBOOK INC
CL A
30303M102
5625
35200
SH
DFND
35200
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
3138
140048
SH
DFND
140048
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1939
175000
SH
Put
DFND
175000
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1219
110000
SH
DFND
110000
0
0
FULLER H B CO
COM
359694106
3911
78649
SH
DFND
78649
0
0
GENERAL ELECTRIC CO
COM
369604103
674
50000
SH
Call
DFND
50000
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
14
770
SH
DFND
770
0
0
GENERAL MTRS CO
COM
37045V100
363
10000
SH
DFND
10000
0
0
GOLDCORP INC NEW
COM
380956409
829
60000
SH
Put
DFND
60000
0
0
GOLDCORP INC NEW
COM
380956409
221
16000
SH
DFND
16000
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
266
10000
SH
Call
DFND
10000
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
2326
87500
SH
Put
DFND
87500
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
319
12000
SH
DFND
12000
0
0
GRAY TELEVISION INC
COM
389375106
3167
249374
SH
DFND
249374
0
0
HALCON RES CORP
COM PAR NEW
40537Q605
6902
1417227
SH
DFND
1417227
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
3012
30900
SH
Put
DFND
30900
0
0
HIGHLAND FLOATNG RATE OPPRT
SHS BEN INT
43010E404
17099
1069330
SH
DFND
1069330
0
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
1476
625531
SH
DFND
625531
0
0
HUNTSMAN CORP
COM
447011107
9057
309635
SH
DFND
309635
0
0
ILG INC
COM
44967H101
10371
333373
SH
DFND
333373
0
0
INTL PAPER CO
COM
460146103
534
10000
SH
DFND
10000
0
0
INVESCO DYNAMIC CR OPP FD
COM
46132R104
876
74640
SH
DFND
74640
0
0
INVESCO MUN OPPORTUNITY TR
COM
46132C107
353
30100
SH
DFND
30100
0
0
INVESCO SR INCOME TR
COM
46131H107
1498
340466
SH
DFND
340466
0
0
ISHARES INC
MSCI BRAZIL ETF
464286400
4488
100000
SH
Put
DFND
100000
0
0
ISHARES INC
MSCI BRAZIL ETF
464286400
1391
31000
SH
DFND
31000
0
0
ISHARES INC
MSCI STH AFR ETF
464286780
477
6946
SH
DFND
6946
0
0
ISHARES TR
20 YR TR BD ETF
464287432
34132
280000
SH
Call
DFND
280000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
18896
400000
SH
Put
DFND
400000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
8197
173522
SH
DFND
173522
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
8564
100000
SH
Call
DFND
100000
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
233275
2723900
SH
Put
DFND
2723900
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
31488
279100
SH
DFND
279100
0
0
ISHARES TR
MSCI ACWI ETF
464288257
1721
24000
SH
DFND
24000
0
0
ISHARES TR
MSCI EAFE ETF
464287465
48776
700000
SH
Put
DFND
700000
0
0
ISHARES TR
MSCI EAFE ETF
464287465
14647
210200
SH
DFND
210200
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
2904
60150
SH
DFND
60150
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
14410
135000
SH
Put
DFND
135000
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
3774
50000
SH
Put
DFND
50000
0
0
ISHARES TR
USA MOMENTUM FCT
46432F396
2224
21000
SH
DFND
21000
0
0
LIVE NATION ENTERTAINMENT IN
DBCV 2.500% 5/1
538034AJ8
614
478000
PRN
DFND
478000
0
0
LOWES COS INC
COM
548661107
3554
40500
SH
DFND
40500
0
0
MAIN STREET CAPITAL CORP
COM
56035L104
1845
50000
SH
Call
DFND
50000
0
0
MARATHON OIL CORP
COM
565849106
1210
75000
SH
Put
DFND
75000
0
0
MARATHON OIL CORP
COM
565849106
48
3000
SH
DFND
3000
0
0
MARATHON PETE CORP
COM
56585A102
4606
63000
SH
Call
DFND
63000
0
0
MBIA INC
COM
55262C100
463
50000
SH
Call
DFND
50000
0
0
MERCK & CO INC
COM
58933Y105
953
17500
SH
Put
DFND
17500
0
0
MERCK & CO INC
COM
58933Y105
654
12000
SH
DFND
12000
0
0
MICROSOFT CORP
COM
594918104
4563
50000
SH
Call
DFND
50000
0
0
MICROSOFT CORP
COM
594918104
13690
150000
SH
Put
DFND
150000
0
0
MICROSOFT CORP
COM
594918104
9994
109500
SH
DFND
109500
0
0
MITEL NETWORKS CORP
COM
60671Q104
12015
1294705
SH
DFND
1294705
0
0
MONSANTO CO NEW
COM
61166W101
8192
70200
SH
Call
DFND
70200
0
0
MONSANTO CO NEW
COM
61166W101
569
4873
SH
DFND
4873
0
0
MORGAN STANLEY
COM NEW
617446448
1754
32500
SH
Put
DFND
32500
0
0
MORGAN STANLEY
COM NEW
617446448
189
3500
SH
DFND
3500
0
0
MUELLER WTR PRODS INC
COM SER A
624758108
5121
471119
SH
DFND
471119
0
0
NEXEO SOLUTIONS INC
*W EXP 06/09/202
65342H110
805
1102206
SH
DFND
1102206
0
0
NEXEO SOLUTIONS INC
COM SHS
65342H102
6368
595169
SH
DFND
595169
0
0
NEXSTAR MEDIA GROUP INC
CL A
65336K103
2412
36272
SH
DFND
36272
0
0
NIKE INC
CL B
654106103
2990
45000
SH
Call
DFND
45000
0
0
NIKE INC
CL B
654106103
6312
95000
SH
Put
DFND
95000
0
0
NIKE INC
CL B
654106103
6661
100250
SH
DFND
100250
0
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
12875
817971
SH
DFND
817971
0
0
NORFOLK SOUTHERN CORP
COM
655844108
31229
230000
SH
Call
DFND
230000
0
0
NORFOLK SOUTHERN CORP
COM
655844108
4073
30000
SH
Put
DFND
30000
0
0
NORFOLK SOUTHERN CORP
COM
655844108
6325
46580
SH
DFND
46580
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
8856
562263
SH
DFND
562263
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
824
63390
SH
DFND
63390
0
0
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
349
26100
SH
DFND
26100
0
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
1516
190971
SH
DFND
190971
0
0
NUVEEN NEW YORK AMT QLT MUNI
COM
670656107
243
20000
SH
DFND
20000
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
215
16398
SH
DFND
16398
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
6587
56300
SH
DFND
56300
0
0
ORACLE CORP
COM
68389X105
7866
171933
SH
DFND
171933
0
0
PAYLOCITY HLDG CORP
COM
70438V106
2049
40000
SH
Call
DFND
40000
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
2121
150000
SH
Put
DFND
150000
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
1351
95537
SH
DFND
95537
0
0
PFIZER INC
COM
717081103
1065
30000
SH
Put
DFND
30000
0
0
PFIZER INC
COM
717081103
412
11600
SH
DFND
11600
0
0
PINNACLE FOODS INC DEL
COM
72348P104
6827
126200
SH
DFND
126200
0
0
PROSHARES TR II
SHT VIX ST TRM
74347W627
775
66000
SH
DFND
66000
0
0
PRUDENTIAL SHT DURATION HG Y
COM
74442F107
999
70700
SH
DFND
70700
0
0
PutNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
177
15207
SH
DFND
15207
0
0
QUALCOMM INC
COM
747525103
1662
30000
SH
Put
DFND
30000
0
0
QUALCOMM INC
COM
747525103
551
9945
SH
DFND
9945
0
0
RAYONIER ADVANCED MATLS INC
COM
75508B104
429
20000
SH
Call
DFND
20000
0
0
RAYONIER ADVANCED MATLS INC
PFD CV SER A
75508B203
4018
26698
SH
DFND
26698
0
0
REALPAGE INC
COM
75606N109
4465
86699
SH
DFND
86699
0
0
REXNORD CORP NEW
COM
76169B102
297
10000
SH
Call
DFND
10000
0
0
ROSEHILL RES INC
*W EXP 09/16/202
777385113
82
99200
SH
DFND
99200
0
0
SEMPRA ENERGY
6% PFD CONV A
816851406
8332
81583
SH
DFND
81583
0
0
SIMPLY GOOD FOODS CO
*W EXP 07/07/202
82900L110
1200
338010
SH
DFND
338010
0
0
SINA CORP
ORD
G81477104
1337
12822
SH
DFND
12822
0
0
SIRIUS XM HLDGS INC
COM
82968B103
1888
302500
SH
Put
DFND
302500
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
8051
64000
SH
Call
DFND
64000
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
13213
328100
SH
Call
DFND
328100
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
2332
57900
SH
Put
DFND
57900
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
540
13400
SH
DFND
13400
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
7895
30000
SH
Call
DFND
30000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
122365
465000
SH
Put
DFND
465000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
68
259
SH
DFND
259
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
4755
13915
SH
DFND
13915
0
0
SPDR SER TR
BLOOMBERG SRT TR
78468R408
1755
64112
SH
DFND
64112
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
3170
90000
SH
Call
DFND
90000
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
8805
250000
SH
Put
DFND
250000
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
2927
83100
SH
DFND
83100
0
0
STELLAR ACQUISITION III INC
*W EXP 03/22/202
Y8172W115
36
78069
SH
DFND
78069
0
0
SYMANTEC CORP
COM
871503108
1680
65000
SH
Put
DFND
65000
0
0
SYMANTEC CORP
COM
871503108
1551
60000
SH
DFND
60000
0
0
TCF FINL CORP
*W EXP 11/14/201
872275128
2682
450626
SH
DFND
450626
0
0
TCF FINL CORP
COM
872275102
2824
123800
SH
Put
DFND
123800
0
0
TEMPUR SEALY INTL INC
COM
88023U101
2265
50000
SH
Put
DFND
50000
0
0
TEMPUR SEALY INTL INC
COM
88023U101
1427
31500
SH
DFND
31500
0
0
TESARO INC
COM
881569107
2800
49000
SH
Call
DFND
49000
0
0
TESLA INC
NOTE 1.250% 3/0
88160RAC5
4963
5000000
PRN
DFND
5000000
0
0
TIME WARNER INC
COM NEW
887317303
11851
125300
SH
Call
DFND
125300
0
0
TIME WARNER INC
COM NEW
887317303
2696
28500
SH
DFND
28500
0
0
TURQUOISE HILL RES LTD
COM
900435108
998
325000
SH
Put
DFND
325000
0
0
TURQUOISE HILL RES LTD
COM
900435108
952
310000
SH
DFND
310000
0
0
TWITTER INC
COM
90184L102
725
25000
SH
Call
DFND
25000
0
0
TWITTER INC
COM
90184L102
1160
40000
SH
Put
DFND
40000
0
0
TWITTER INC
COM
90184L102
1392
48000
SH
DFND
48000
0
0
TYSON FOODS INC
CL A
902494103
5123
70000
SH
Put
DFND
70000
0
0
TYSON FOODS INC
CL A
902494103
439
6000
SH
DFND
6000
0
0
UBS AG LONDON BRH
ETRACS MTH 2XLV
90270L842
1581
99147
SH
DFND
99147
0
0
UBS AG LONDON BRH
NT AMZI 46
90274D259
1134
40251
SH
DFND
40251
0
0
UNION PAC CORP
COM
907818108
14922
111000
SH
Call
DFND
111000
0
0
UNION PAC CORP
COM
907818108
6722
50000
SH
Put
DFND
50000
0
0
UNITED CONTL HLDGS INC
COM
910047109
4168
60000
SH
Put
DFND
60000
0
0
UNITED CONTL HLDGS INC
COM
910047109
122
1750
SH
DFND
1750
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
6280
60000
SH
Call
DFND
60000
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
2617
25000
SH
Put
DFND
25000
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
1507
14400
SH
DFND
14400
0
0
US FOODS HLDG CORP
COM
912008109
10228
312100
SH
DFND
312100
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
1758
80000
SH
Call
DFND
80000
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
2411
75000
SH
Put
DFND
75000
0
0
VANECK VECTORS ETF TR
RUSSIA ETF
92189F403
1137
50000
SH
Put
DFND
50000
0
0
VANECK VECTORS ETF TR
RUSSIA ETF
92189F403
421
18500
SH
DFND
18500
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
478
10000
SH
Call
DFND
10000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
478
10000
SH
Put
DFND
10000
0
0
VIRTUS INVT PARTNERS INC
PFD CV SER D
92828Q208
5634
52840
SH
DFND
52840
0
0
VISA INC
COM CL A
92826C839
7177
60000
SH
Put
DFND
60000
0
0
VISA INC
COM CL A
92826C839
3493
29200
SH
DFND
29200
0
0
VISTRA ENERGY CORP
COM
92840M102
619
29700
SH
DFND
29700
0
0
VMWARE INC
CL A COM
928563402
7472
61618
SH
DFND
61618
0
0
VOYA PRIME RATE TR
SH BEN INT
92913A100
1464
280966
SH
DFND
280966
0
0
WEIBO CORP
SPONSORED ADR
948596101
2056
17200
SH
Call
DFND
17200
0
0
WESTERN ASSET GLB HI INCOME
COM
95766B109
370
39360
SH
DFND
39360
0
0
WESTERN ASSET HIGH INCM OPP
COM
95766K109
830
172470
SH
DFND
172470
0
0
WILLSCOT CORP
*W EXP 09/10/202
971375118
858
514069
SH
DFND
514069
0
0
WRIGHT MED GROUP N V
ORD SHS 0.03 PAR
N96617118
5557
280105
SH
DFND
280105
0
0
XPO LOGISTICS INC
COM
983793100
6460
63450
SH
DFND
63450
0
0
ZIONS BANCORPORATION
*W EXP 05/22/202
989701115
11904
586416
SH
DFND
586416
0
0
ZIONS BANCORPORATION
COM
989701107
6338
120200
SH
Call
DFND
120200
0
0
ZYNGA INC
CL A
98986T108
3866
1056300
SH
DFND
1056300
0
0