Chief Operating Officer and General Counsel

0001140361-15-032320.txt : 20150814 0001140361-15-032320.hdr.sgml : 20150814 20150814163105 ACCESSION NUMBER: 0001140361-15-032320 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150814 DATE AS OF CHANGE: 20150814 EFFECTIVENESS DATE: 20150814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ionic Capital Management LLC CENTRAL INDEX KEY: 0001386462 IRS NUMBER: 680629832 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12913 FILM NUMBER: 151056355 BUSINESS ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-294-8531 MAIL ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001386462 XXXXXXXX 06-30-2015 06-30-2015 Ionic Capital Management LLC

475 FIFTH AVENUE 9TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-12913 N John C. Richardson Chief Operating Officer and General Counsel 212-294-8500 /s/ John C. 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WARNER CABLE INC COM 88732J207 12472 70000 SH Call DFND 1 70000 0 0 TOLL BROTHERS INC COM 889478103 21 538 SH DFND 1 538 0 0 TOLL BROTHERS INC COM 889478103 153 4000 SH Put DFND 1 4000 0 0 TOLL BROTHERS INC COM 889478103 241 6300 SH DFND 6300 0 0 TOLL BROTHERS INC COM 889478103 3513 92000 SH Put DFND 92000 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 911 28000 SH DFND 1 28000 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 4672 143546 SH DFND 143546 0 0 TYSON FOODS INC UNIT 99/99/9999 902494301 1041 20213 SH DFND 1 20213 0 0 U S CONCRETE INC COM NEW 90333L201 333 8800 SH Call DFND 1 8800 0 0 U S CONCRETE INC COM NEW 90333L201 853 22500 SH Put DFND 1 22500 0 0 UBS AG LONDON BRH ETRACS MTH 2XLV 90270L842 142 7000 SH DFND 1 7000 0 0 UBS AG LONDON BRH ETRACS MTH 2XLV 90270L842 1942 95900 SH DFND 95900 0 0 UNILEVER N V N Y SHS NEW 904784709 377 9000 SH DFND 1 9000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 969 10000 SH Call DFND 10000 0 0 UNITED STATES STL CORP NEW COM 912909108 85 4121 SH DFND 4121 0 0 UNITED STATES STL CORP NEW COM 912909108 1031 50000 SH Call DFND 50000 0 0 UNITED STATES STL CORP NEW COM 912909108 5774 280000 SH Put DFND 280000 0 0 UNITED STS BRENT OIL FD LP UNIT 91167Q100 101 4465 SH DFND 1 4465 0 0 UNITED STS BRENT OIL FD LP UNIT 91167Q100 169 7500 SH Put DFND 1 7500 0 0 UNITED STS BRENT OIL FD LP UNIT 91167Q100 564 25000 SH Call DFND 1 25000 0 0 UNITED STS BRENT OIL FD LP UNIT 91167Q100 945 41854 SH DFND 41854 0 0 UNITED STS BRENT OIL FD LP UNIT 91167Q100 2257 100000 SH Put DFND 100000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 57043 514226 SH DFND 514226 0 0 UNITED TECHNOLOGIES CORP COM 913017109 244 2200 SH Put DFND 2200 0 0 UNIVAR INC COM 91336L107 2603 100000 SH DFND 1 100000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 626 10000 SH Call DFND 1 10000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 419 6701 SH DFND 6701 0 0 VALERO ENERGY CORP NEW COM 91913Y100 3130 50000 SH Put DFND 50000 0 0 VALLEY NATL BANCORP *W EXP 11/14/201 919794131 28 115000 SH DFND 1 115000 0 0 VALSPAR CORP COM 920355104 3273 40000 SH Call DFND 40000 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 187 1500 SH DFND 1 1500 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 5220 41800 SH Call DFND 1 41800 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 1540 14500 SH DFND 1 14500 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 896 8439 SH DFND 8439 0 0 VIACOM INC NEW CL A 92553P102 473 7296 SH DFND 1 7296 0 0 VIACOM INC NEW CL A 92553P102 7800 120245 SH DFND 120245 0 0 VIACOM INC NEW CL B 92553P201 65 1000 SH DFND 1 1000 0 0 VIACOM INC NEW CL B 92553P201 181 2800 SH Put DFND 1 2800 0 0 VIPSHOP HLDGS LTD NOTE 1.500% 3/1 92763WAA1 762 600000 PRN DFND 1 600000 0 0 WESTERN DIGITAL CORP COM 958102105 18945 241588 SH DFND 1 241588 0 0 WILLIAMS COS INC DEL COM 969457100 2296 40000 SH Call DFND 40000 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 42 1930 SH DFND 1 1930 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 1669 77000 SH Put DFND 1 77000 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 574 26500 SH DFND 26500 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 12850 593000 SH Put DFND 593000 0 0 YAHOO INC COM 984332106 43185 1099129 SH DFND 1 1099129 0 0 YAHOO INC COM 984332106 634 16132 SH DFND 16132 0 0 YAHOO INC COM 984332106 9823 250000 SH Call DFND 250000 0 0 YAHOO INC COM 984332106 3662 93200 SH Put DFND 93200 0 0 YELP INC CL A 985817105 366 8500 SH DFND 1 8500 0 0 YUM BRANDS INC COM 988498101 49342 547759 SH DFND 1 547759 0 0 YUM BRANDS INC COM 988498101 36032 400000 SH Call DFND 1 400000 0 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 498 95416 SH DFND 1 95416 0 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 3198 616721 SH DFND 616721 0 0 ZIONS BANCORPORATION COM 989701107 95 3000 SH Call DFND 1 3000 0 0 ZIONS BANCORPORATION COM 989701107 317 10000 SH Put DFND 1 10000 0 0 ZIONS BANCORPORATION COM 989701107 6420 202300 SH Call DFND 202300 0 0 ZIONS BANCORPORATION COM 989701107 6379 201000 SH Put DFND 201000 0 0