Chief Operating Officer and General Counsel

0001140361-15-020043.txt : 20150515 0001140361-15-020043.hdr.sgml : 20150515 20150515121459 ACCESSION NUMBER: 0001140361-15-020043 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 EFFECTIVENESS DATE: 20150515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ionic Capital Management LLC CENTRAL INDEX KEY: 0001386462 IRS NUMBER: 680629832 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12913 FILM NUMBER: 15867024 BUSINESS ADDRESS: STREET 1: 366 MADISON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-294-8505 MAIL ADDRESS: STREET 1: 366 MADISON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001386462 XXXXXXXX 03-31-2015 03-31-2015 Ionic Capital Management LLC

366 MADISON AVENUE 9TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-12913 N John C. Richardson Chief Operating Officer and General Counsel 212-294-8500 /s/ John C. Richardson New York NY 05-15-2015 1 326 2513204 false 1 0001426600 028-12955 Ionic Capital Partners LP INFORMATION TABLE 2 form13fInfoTable.xml ABENGOA YIELD PLC ORD SHS G00349103 8873 262659 SH DFND 1 262659 0 0 ACTAVIS PLC SHS G0083B108 64582 216995 SH DFND 1 216995 0 0 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 1013 107493 SH DFND 107493 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 1247 30000 SH Call DFND 30000 0 0 AIR PRODS & CHEMS INC COM 009158106 47332 312875 SH DFND 1 312875 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4162 50000 SH Call DFND 50000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 12486 150000 SH Put DFND 150000 0 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 90 13200 SH DFND 1 13200 0 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 129 18820 SH DFND 18820 0 0 AMAZON COM INC COM 023135106 23926 64300 SH DFND 1 64300 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 115 2100 SH DFND 1 2100 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 16437 300000 SH Call 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EAFE ETF 464287465 7944 123800 SH Call DFND 123800 0 0 ISHARES TR MSCI EAFE ETF 464287465 437 6804 SH DFND 6804 0 0 ISHARES TR MSCI EAFE ETF 464287465 15157 236200 SH Put DFND 236200 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 629 5056 SH DFND 1 5056 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 368 2956 SH DFND 2956 0 0 ISHARES TR U.S. REAL ES ETF 464287739 6 81 SH DFND 1 81 0 0 ISHARES TR U.S. REAL ES ETF 464287739 24 300 SH Put DFND 1 300 0 0 ISHARES TR U.S. REAL ES ETF 464287739 7932 100000 SH Call DFND 100000 0 0 ISHARES TR U.S. REAL ES ETF 464287739 868 10941 SH DFND 10941 0 0 ISHARES TR U.S. REAL ES ETF 464287739 27643 348500 SH Put DFND 348500 0 0 JOHNSON & JOHNSON COM 478160104 8048 80000 SH Put DFND 80000 0 0 JOHNSON & JOHNSON COM 478160104 5030 50000 SH DFND 50000 0 0 JPMORGAN CHASE & CO COM 46625H100 6058 100000 SH Put DFND 100000 0 0 KAPSTONE PAPER & PACKAGING C COM 48562P103 14607 444804 SH DFND 1 444804 0 0 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 135 33000 SH DFND 1 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5359 314700 SH Put DFND 314700 0 0 MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 952 17209 SH DFND 1 17209 0 0 MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 2404 43463 SH DFND 43463 0 0 MARKETO INC COM 57063L107 17824 695697 SH DFND 1 695697 0 0 MCDONALDS CORP COM 580135101 13417 137700 SH Call DFND 137700 0 0 MCDONALDS CORP COM 580135101 9257 95000 SH Put DFND 95000 0 0 MEDGENICS INC *W EXP 03/31/201 58436Q112 34 12450 SH DFND 1 12450 0 0 MEDGENICS INC COM NEW 58436Q203 60 7500 SH DFND 1 7500 0 0 MEDIA GEN INC NEW COM 58441K100 66982 4061973 SH DFND 1 4061973 0 0 MENTOR GRAPHICS CORP SDCV 4.000% 4/0 587200AK2 250 200000 PRN DFND 1 200000 0 0 MERCK & CO INC NEW COM 58933Y105 1006 17500 SH Call DFND 17500 0 0 MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 195 100000 PRN DFND 1 100000 0 0 MICRON TECHNOLOGY INC COM 595112103 4070 150000 SH Call DFND 150000 0 0 MICRON TECHNOLOGY INC COM 595112103 22553 831300 SH Put DFND 831300 0 0 MICRON TECHNOLOGY INC COM 595112103 7584 279558 SH 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14900 SH Call DFND 14900 0 0 PULTE GROUP INC COM 745867101 2519 113300 SH Put DFND 113300 0 0 PULTE GROUP INC COM 745867101 42 1900 SH DFND 1900 0 0 QUIDEL CORP NOTE 3.250%12/1 74838JAA9 272 250000 PRN DFND 1 250000 0 0 QUIDEL CORP NOTE 3.250%12/1 74838JAA9 5169 4750000 PRN DFND 4750000 0 0 RACKSPACE HOSTING INC COM 750086100 46136 894291 SH DFND 1 894291 0 0 REGIONS FINL CORP NEW COM 7591EP100 9450 1000000 SH Call DFND 1000000 0 0 ROVI CORP COM 779376102 2089 114716 SH DFND 114716 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 349 5570 SH DFND 1 5570 0 0 ROYCE MICRO-CAP TR INC COM 780915104 142 14483 SH DFND 1 14483 0 0 SANDISK CORP NOTE 1.500% 8/1 80004CAD3 341 250000 PRN DFND 1 250000 0 0 SCHLUMBERGER LTD COM 806857108 4172 50000 SH Put DFND 50000 0 0 SCHLUMBERGER LTD COM 806857108 2086 25000 SH DFND 25000 0 0 SCIENTIFIC GAMES CORP CL A 80874P109 7015 670000 SH Call DFND 670000 0 0 SCIENTIFIC GAMES CORP CL A 80874P109 1334 127458 SH DFND 127458 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 15824 210000 SH Put DFND 1 210000 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 3879 50000 SH Call DFND 50000 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 3879 50000 SH Put DFND 50000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1216 50432 SH DFND 1 50432 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 844 35000 SH Put DFND 1 35000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4436 183994 SH DFND 183994 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4822 200000 SH Put DFND 200000 0 0 SOUTHWESTERN ENERGY CO DEP SHS 1/20 B 845467208 559 11100 SH DFND 1 11100 0 0 SOUTHWESTERN ENERGY CO DEP SHS 1/20 B 845467208 6368 126384 SH DFND 126384 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 455 4000 SH Call DFND 1 4000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3 13 SH DFND 1 13 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 57388 278000 SH Put DFND 1 278000 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1386 5000 SH Call DFND 1 5000 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1386 5000 SH Put DFND 1 5000 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 83172 300000 SH Call DFND 300000 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1248 4500 SH DFND 4500 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 166344 600000 SH Put DFND 600000 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 369 10000 SH Call DFND 1 10000 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 10321 280000 SH Put DFND 1 280000 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 1360 50000 SH Call DFND 50000 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 2327 57000 SH DFND 1 57000 0 0 SUNCOKE ENERGY INC COM 86722A103 26221 1755105 SH DFND 1 1755105 0 0 SUNEDISON INC COM 86732Y109 86 3600 SH Put DFND 1 3600 0 0 SUNEDISON INC COM 86732Y109 9538 397400 SH Put DFND 397400 0 0 TAKE-TWO INTERACTIVE SOFTWAR NOTE 1.750%12/0 874054AC3 352 250000 PRN DFND 1 250000 0 0 TESLA MTRS INC NOTE 1.500% 6/0 88160RAA9 321 200000 PRN DFND 1 200000 0 0 TIMKEN CO COM 887389104 1809 42917 SH DFND 1 42917 0 0 TOLL BROS FIN CORP NOTE 0.500% 9/1 88947EAM2 422 400000 PRN DFND 1 400000 0 0 TOLL BROS FIN CORP NOTE 0.500% 9/1 88947EAM2 1297 1230000 PRN DFND 1230000 0 0 TOLL BROTHERS INC COM 889478103 315 8000 SH Put DFND 1 8000 0 0 TOLL BROTHERS INC COM 889478103 3619 92000 SH Put DFND 92000 0 0 TYSON FOODS INC CL A 902494103 1724 45000 SH Put DFND 45000 0 0 TYSON FOODS INC UNIT 99/99/9999 902494301 371 7658 SH DFND 1 7658 0 0 TYSON FOODS INC UNIT 99/99/9999 902494301 8540 176286 SH DFND 176286 0 0 UBS AG LONDON BRH ETRACS MTH 2XLV 90270L842 77 3500 SH DFND 1 3500 0 0 UBS AG LONDON BRH ETRACS MTH 2XLV 90270L842 2115 95900 SH DFND 95900 0 0 UNILEVER PLC SPON ADR NEW 904767704 333 7982 SH DFND 1 7982 0 0 UNILEVER PLC SPON ADR NEW 904767704 209 5000 SH Call DFND 1 5000 0 0 UNILEVER PLC SPON ADR NEW 904767704 30105 721769 SH DFND 721769 0 0 UNITED PARCEL SERVICE INC CL B 911312106 14987 154600 SH Call DFND 154600 0 0 UNITED PARCEL SERVICE INC CL B 911312106 3878 40000 SH Put DFND 40000 0 0 UNITED STATES STL CORP NEW COM 912909108 9433 386600 SH Put DFND 386600 0 0 UNITED STATES STL CORP NEW COM 912909108 479 19621 SH DFND 19621 0 0 UNITED STS BRENT OIL FD LP UNIT 91167Q100 1201 58600 SH Call DFND 1 58600 0 0 UNITED STS BRENT OIL FD LP UNIT 91167Q100 353 17220 SH DFND 1 17220 0 0 UNITED STS BRENT OIL FD LP UNIT 91167Q100 943 46000 SH Put DFND 1 46000 0 0 UNITED STS BRENT OIL FD LP UNIT 91167Q100 4100 200000 SH Call DFND 200000 0 0 UNITED STS BRENT OIL FD LP UNIT 91167Q100 1648 80400 SH DFND 80400 0 0 UNITED STS BRENT OIL FD LP UNIT 91167Q100 4100 200000 SH Put DFND 200000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 327 2793 SH DFND 2793 0 0 VALERO ENERGY CORP NEW COM 91913Y100 1858 29200 SH Call DFND 29200 0 0 VALERO ENERGY CORP NEW COM 91913Y100 5039 79200 SH Put DFND 79200 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 253 2378 SH DFND 1 2378 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 89 834 SH DFND 834 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5836 120000 SH Call DFND 120000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1945 40000 SH Put DFND 40000 0 0 VIACOM INC NEW CL A 92553P102 95 1386 SH DFND 1 1386 0 0 VIACOM INC NEW CL A 92553P102 27811 404697 SH DFND 404697 0 0 VIACOM INC NEW CL B 92553P201 191 2800 SH Put DFND 1 2800 0 0 VIACOM INC NEW CL B 92553P201 68 1000 SH DFND 1 1000 0 0 WESTERN DIGITAL CORP COM 958102105 16481 181088 SH DFND 1 181088 0 0 WHITING PETE CORP NEW COM 966387102 18911 612000 SH DFND 1 612000 0 0 WILLIAMS COS INC DEL COM 969457100 5059 100000 SH Call DFND 100000 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 44 1930 SH DFND 1 1930 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 1756 77000 SH Put DFND 1 77000 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 182 8000 SH DFND 8000 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 16744 734400 SH Put DFND 734400 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 204 3704 SH DFND 1 3704 0 0 YAHOO INC COM 984332106 46680 1050529 SH DFND 1 1050529 0 0 YAHOO INC COM 984332106 19351 435500 SH Call DFND 435500 0 0 YAHOO INC COM 984332106 2222 50000 SH Put DFND 50000 0 0 YUM BRANDS INC COM 988498101 20861 265000 SH Call DFND 1 265000 0 0 YUM BRANDS INC COM 988498101 58864 747759 SH DFND 1 747759 0 0 YUM BRANDS INC COM 988498101 3936 50000 SH Put DFND 50000 0 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 62 16135 SH DFND 1 16135 0 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 3079 802259 SH DFND 802259 0 0 ZIONS BANCORPORATION COM 989701107 81 3000 SH Call DFND 1 3000 0 0 ZIONS BANCORPORATION COM 989701107 270 10000 SH Put DFND 1 10000 0 0 ZIONS BANCORPORATION COM 989701107 101 3744 SH DFND 1 3744 0 0 ZIONS BANCORPORATION COM 989701107 9545 353500 SH Call DFND 353500 0 0 ZIONS BANCORPORATION COM 989701107 5427 201000 SH Put DFND 201000 0 0