0001085146-19-001296.txt : 20190501 0001085146-19-001296.hdr.sgml : 20190501 20190501145534 ACCESSION NUMBER: 0001085146-19-001296 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190501 DATE AS OF CHANGE: 20190501 EFFECTIVENESS DATE: 20190501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Forward Management, LLC CENTRAL INDEX KEY: 0001385864 IRS NUMBER: 943310130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12088 FILM NUMBER: 19786889 BUSINESS ADDRESS: STREET 1: 345 CALIFORNIA STREET STREET 2: SUITE 1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-869-6300 MAIL ADDRESS: STREET 1: 345 CALIFORNIA STREET STREET 2: SUITE 1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001385864 XXXXXXXX 03-31-2019 03-31-2019 false Forward Management, LLC

345 CALIFORNIA STREET SUITE 1600 SAN FRANCISCO CA 94104

13F COMBINATION REPORT 028-12088 0001095952 028-06435 BROADMARK ASSET MANAGEMENT LLC 0001750423 028-18950 Henry James International Management Inc. N Paul A. Bachtold 713-993-4686 /s/ Paul A. Bachtold San Francisco CA 04-30-2019 0 46 672416 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ACADIA RLTY TR COM SH BEN INT 004239109 910 33370 SH SOLE 33370 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 1057 7415 SH SOLE 7415 0 0 ALEXANDRIA REAL ESTATE EQ IN PFD CONV SER D 015271505 2 50 SH SOLE 50 0 0 AMERICAN ASSETS TR INC COM 024013104 551 12025 SH SOLE 12025 0 0 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 7583 465180 SH SOLE 465180 0 0 AVALONBAY CMNTYS INC COM 053484101 825 4110 SH SOLE 4110 0 0 BRAEMAR HOTELS & RESORTS INC 5.5 CUM CV PFD B 10482B200 16307 816982 SH SOLE 816982 0 0 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 8711 549220 SH SOLE 549220 0 0 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN G16249107 16048 780150 SH SOLE 780150 0 0 CHATHAM LODGING TR COM 16208T102 14844 771490 SH SOLE 771490 0 0 CLIPPER RLTY INC COM 18885T306 12861 960485 SH SOLE 960485 0 0 COLONY CAP INC NEW CL A COM 19626G108 8672 1629983 SH SOLE 1629983 0 0 CONSOLIDATED TOMOKA LD CO NOTE 4.500% 3/1 210226AB2 13303 13000000 SH SOLE 13000000 0 0 DIGITAL RLTY TR INC COM 253868103 928 7800 SH SOLE 7800 0 0 EPR PPTYS CONV PFD 9% SR E 26884U307 10992 290110 SH SOLE 290110 0 0 EPR PPTYS PFD C CNV 5.75% 26884U208 7819 248700 SH SOLE 248700 0 0 EQUINIX INC COM 29444U700 544 1200 SH SOLE 1200 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 914 12140 SH SOLE 12140 0 0 EXANTAS CAP CORP COM NEW 30068N105 8610 810000 SH SOLE 810000 0 0 EXTENDED STAY AMER INC UNIT 99/99/9999B 30224P200 6994 389620 SH SOLE 389620 0 0 FARMLAND PARTNERS INC COM 31154R109 600 93800 SH SOLE 93800 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 1023 7420 SH SOLE 7420 0 0 GENESIS HEALTHCARE INC CL A COM 37185X106 0 320 SH SOLE 320 0 0 HOWARD HUGHES CORP COM 44267D107 871 7920 SH SOLE 7920 0 0 INTERXION HOLDING N.V SHS N47279109 936 14025 SH SOLE 14025 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 91445 508987 SH SOLE 502987 0 6000 JERNIGAN CAP INC COM 476405105 12752 606108 SH SOLE 606108 0 0 LEXINGTON REALTY TRUST PFD CONV SER C 529043309 16706 310060 SH SOLE 310060 0 0 MACK CALI RLTY CORP COM 554489104 977 44000 SH SOLE 44000 0 0 MID AMER APT CMNTYS INC COM 59522J103 1039 9500 SH SOLE 9500 0 0 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 633 22192 SH SOLE 22192 0 0 PARAMOUNT GROUP INC COM 69924R108 876 61680 SH SOLE 61680 0 0 PROLOGIS INC COM 74340W103 1017 14140 SH SOLE 14140 0 0 QTS RLTY TR INC 6.50% CON PFD B 74736A301 6897 63500 SH SOLE 63500 0 0 RETAIL OPPORTUNITY INVTS COR COM 76131N101 832 48000 SH SOLE 48000 0 0 RLJ LODGING TR CUM CONV PFD A 74965L200 15451 614110 SH SOLE 614110 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 10222 525000 SH SOLE 525000 0 0 SL GREEN RLTY CORP COM 78440X101 820 9120 SH SOLE 9120 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 136255 482352 SH SOLE 476713 0 5639 SPDR SER TR SPDR BLOOMBERG 78468R663 214294 2339448 SH SOLE 2312316 0 27132 STAG INDL INC COM 85254J102 6227 210000 SH SOLE 210000 0 0 SUMMIT HOTEL PPTYS INC COM 866082100 315 27590 SH SOLE 27590 0 0 URSTADT BIDDLE PPTYS INC PFD-G CV 6.75% 917286809 11648 450080 SH SOLE 450080 0 0 VENTAS INC COM 92276F100 462 7240 SH SOLE 7240 0 0 WEYERHAEUSER CO COM 962166104 855 32480 SH SOLE 32480 0 0 WHEELER REAL ESTATE INVT TR CV PFD SER B 963025309 788 60622 SH SOLE 60622 0 0