0001085146-18-001177.txt : 20180430 0001085146-18-001177.hdr.sgml : 20180430 20180430153116 ACCESSION NUMBER: 0001085146-18-001177 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180430 DATE AS OF CHANGE: 20180430 EFFECTIVENESS DATE: 20180430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Forward Management, LLC CENTRAL INDEX KEY: 0001385864 IRS NUMBER: 943310130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12088 FILM NUMBER: 18789221 BUSINESS ADDRESS: STREET 1: 345 CALIFORNIA STREET STREET 2: SUITE 1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-869-6300 MAIL ADDRESS: STREET 1: 345 CALIFORNIA STREET STREET 2: SUITE 1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001385864 XXXXXXXX 03-31-2018 03-31-2018 Forward Management, LLC
345 CALIFORNIA STREET SUITE 1600 SAN FRANCISCO CA 94104
13F COMBINATION REPORT 028-12088 0001095952 028-06435 BROADMARK ASSET MANAGEMENT LLC 0001291274 028-11664 PICTET ASSET MANAGEMENT LTD N
Paul A. Bachtold Chief Compliance Officer 415 869-6300 /s/ Paul A. Bachtold San Francisco CA 04-30-2018 0 189 685534 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y10119088692SHSOLE 869200ACADIA RLTY TRCOM SH BEN INT004239109129652700SHSOLE 5270000ACCENTURE PLC IRELANDSHS CLASS AG1151C1019826402SHSOLE 640200ACUITY BRANDS INCCOM00508Y1022241602SHSOLE 160200ALEXANDER & BALDWIN INC NEWCOM01449110477933645SHSOLE 3364500ALEXANDRIA REAL ESTATE EQ INCOM01527110911869500SHSOLE 950000ALPS ETF TRALERIAN MLP00162Q8662019215520SHSOLE 21552000AMBEV SASPONSORED ADR02319V1032451337135SHSOLE 33713500AMERICAN ASSETS TR INCCOM024013104161748400SHSOLE 4840000AMERICAN CAMPUS CMNTYS INCCOM0248351002857400SHSOLE 740000AMERICAN HOMES 4 RENTCL A02665T306106753156SHSOLE 5315600AMGEN INCCOM0311621008885209SHSOLE 520900APOGEE ENTERPRISES INCCOM0375981091593681SHSOLE 368100APPLE INCCOM037833100165010014SHSOLE 1001400ASHFORD HOSPITALITY PRIME INPFD CV SER B044102507519822697559SHSOLE 269755900AVALONBAY CMNTYS INCCOM053484101164510000SHSOLE 1000000BANKUNITED INCCOM06652K1032165400SHSOLE 540000BECTON DICKINSON & COCOM07588710913496226SHSOLE 622600BELMOND LTDCL AG1154H1071652148200SHSOLE 14820000BERKSHIRE HATHAWAY INC DELCL B NEW0846707024592300SHSOLE 230000BLACK KNIGHT INCCOM09215C1052926202SHSOLE 620200BLACKROCK INCCOM09247X10117563242SHSOLE 324200BLACKSTONE GROUP L PCOM UNIT LTD09253U10887827518SHSOLE 2751800BRANDYWINE RLTY TRSH BEN INT NEW10536820325616159SHSOLE 1615900BRIXMOR PPTY GROUP INCCOM11120U10535323200SHSOLE 2320000BROADRIDGE FINL SOLUTIONS INCOM11133T1037506841SHSOLE 684100BT GROUP PLCADR05577E10135722102SHSOLE 2210200CANADA GOOSE HOLDINGS INCSHS SUB VTG13508610634110195SHSOLE 1019500CARDINAL HEALTH INCCOM14149Y1084316874SHSOLE 687400CARLYLE GROUP L PCOM UTS LTD PTN14309L10247422217SHSOLE 2221700CASEYS GEN STORES INCCOM1475281034153781SHSOLE 378100CATALENT INCCOM1488061022726638SHSOLE 663800CECO ENVIRONMENTAL CORPCOM125141101153416SHSOLE 341600CENTERSTATE BK CORPCOM15201P10954720602SHSOLE 2060200CHATHAM LODGING TRCOM16208T10214857775800SHSOLE 77580000CHEVRON CORP NEWCOM1667641009318160SHSOLE 816000CHINA YUCHAI INTL LTDCOMG210821054834228347SHSOLE 22834700CHIPOTLE MEXICAN GRILL INCCOM169656105242750SHSOLE 75000CIM COML TR CORPCOM12552510524719545SHSOLE 1954500CISCO SYS INCCOM17275R102118627645SHSOLE 2764500CLIPPER RLTY INCCOM18885T3068439996296SHSOLE 99629600CME GROUP INCCOM CL A12572Q10515679682SHSOLE 968200COLONY NORTHSTAR INCCL A COM19625W104161862880054SHSOLE 288005400COMCAST CORP NEWCL A20030N101194356871SHSOLE 5687100CONSOLIDATED TOMOKA LD CONOTE 4.500% 3/1210226AB22019718828000SHSOLE 1882800000CORE LABORATORIES N VCOMN227171073172926SHSOLE 292600CORENERGY INFRASTRUCTURE TRDEP SHS REPSTG21870U30412322494055SHSOLE 49405500CORENERGY INFRASTRUCTURE TRNOTE 7.000% 6/121870UAA42227419000000SHSOLE 1900000000COSAN LTDSHS AG253431074375SHSOLE 37500COSTCO WHSL CORP NEWCOM22160K1056923675SHSOLE 367500DCT INDUSTRIAL TRUST INCCOM NEW23315320496417100SHSOLE 1710000DDR CORPCOM23317H10242257500SHSOLE 5750000DIGITAL RLTY TR INCCOM253868103140213300SHSOLE 1330000DISNEY WALT COCOM DISNEY2546871061001000SHSOLE 100000DST SYS INC DELCOM23332610701SHSOLE 100EASTMAN CHEM COCOM277432100122711623SHSOLE 1162300EATON CORP PLCSHSG2918310397112142SHSOLE 1214200ENEL AMERICAS S ASPONSORED ADR29274F104151300SHSOLE 130000ENSTAR GROUP LIMITEDSHSG3075P1012751309SHSOLE 130900EPR PPTYSCONV PFD 9% SR E26884U30722421644101SHSOLE 64410100EPR PPTYSPFD C CNV 5.75%26884U2086046248700SHSOLE 24870000EQUINIX INCCOM PAR $0.00129444U70013393200SHSOLE 320000EQUITY RESIDENTIALSH BEN INT29476L107150424400SHSOLE 2440000ESSEX PPTY TR INCCOM29717810513965800SHSOLE 580000EVERCORE INCCLASS A29977A1054505161SHSOLE 516100EXXON MOBIL CORPCOM30231G10212166SHSOLE 16600FARMLAND PARTNERS INCCOM31154R10944453200SHSOLE 5320000FIAT CHRYSLER AUTOMOBILES NSHSN31738102124160495SHSOLE 6049500FIRST AMERN FINL CORPCOM31847R10272112285SHSOLE 1228500FOMENTO ECONOMICO MEXICANO SSPON ADR UNITS344419106120913231SHSOLE 1323100FOREST CITY RLTY TR INCCOM CL A34560510989544200SHSOLE 4420000GENERAL DYNAMICS CORPCOM36955010814296469SHSOLE 646900GENERAL ELECTRIC COCOM36960410319014100SHSOLE 1410000GENESIS HEALTHCARE INCCL A COM37185X106558369400SHSOLE 36940000GENTHERM INCCOM37253A1031895584SHSOLE 558400GGP INCCOM36174X10180439300SHSOLE 3930000GLAXOSMITHKLINE PLCSPONSORED ADR37733W105147037641SHSOLE 3764100GLOBAL X FDSMSCI PAKISTAN37950E68947035940SHSOLE 3594000GOVERNMENT PPTYS INCOME TRCOM SHS BEN INT38376A10383661200SHSOLE 6120000GRUPO AEROPORTUARIO CTR NORTSPON ADR400501102124531590SHSOLE 3159000GUIDEWIRE SOFTWARE INCCOM40171V1003684550SHSOLE 455000HCP INCCOM40414L10975332400SHSOLE 3240000HFF INCCL A40418F10892018509SHSOLE 1850900HOEGH LNG PARTNERS LPCOM UNIT LTDY3262R10017010495SHSOLE 1049500HOME DEPOT INCCOM43707610211156251SHSOLE 625100HOWARD HUGHES CORPCOM44267D1078075800SHSOLE 580000HSBC HLDGS PLCSPON ADR NEW40428040612255SHSOLE 25500HUNT J B TRANS SVCS INCCOM4456581076295370SHSOLE 537000INFOSYS LTDSPONSORED ADR4567881085160289075SHSOLE 28907500INTERPUBLIC GROUP COS INCCOM460690100100243533SHSOLE 4353300INTERXION HOLDING N.VSHSN47279109108717500SHSOLE 1750000INVESCO LTDSHSG491BT10857517951SHSOLE 1795100ISHARES INCMSCI TAIWAN ETF46434G772114429845SHSOLE 2984500ISHARES INCMSCI TURKEY ETF46428671511250SHSOLE 25000ISHARES TRCHINA LG-CAP ETF464287184309565515SHSOLE 6551500ISHARES TRCORE MSCI TOTAL46432F834861358SHSOLE 135800ISHARES TRCORE S&P SCP ETF464287804110SHSOLE 1000ISHARES TREUROPE ETF46428786113275SHSOLE 27500ISHARES TRINTRMD CR BD ETF464288638124211583SHSOLE 1158300ISHARES TRMBS ETF4642885888948548SHSOLE 854800ISHARES TRMSCI ACWI EX US46428824010201205290SHSOLE 20529000JERNIGAN CAP INCCOM476405105249051376000SHSOLE 137600000JOHN BEAN TECHNOLOGIES CORPCOM4778391048057098SHSOLE 709800JOHNSON & JOHNSONCOM478160104132010300SHSOLE 1030000JPMORGAN CHASE & COCOM46625H100136912452SHSOLE 1245200KIMCO RLTY CORPCOM49446R10933723400SHSOLE 2340000KITE RLTY GROUP TRCOM NEW49803T30089959069SHSOLE 5906900KKR & CO L P DELCOM UNITS48248M10254826980SHSOLE 2698000KLA-TENCOR CORPCOM482480100180216530SHSOLE 1653000KNIGHT SWIFT TRANSN HLDGS INCL A49904910460413120SHSOLE 1312000KOREA ELECTRIC PWRSPONSORED ADR5006311069570SHSOLE 57000LEXINGTON REALTY TRUSTPFD CONV SER C52904330915348316455SHSOLE 31645500LITTELFUSE INCCOM5370081046242999SHSOLE 299900MACERICH COCOM55438210175113400SHSOLE 1340000MACK CALI RLTY CORPCOM55448910488653000SHSOLE 5300000MADISON SQUARE GARDEN CO NEWCL A55825T1039103700SHSOLE 370000MCDONALDS CORPCOM5801351015353423SHSOLE 342300MEDTRONIC PLCSHSG5960L10392111485SHSOLE 1148500METLIFE INCCOM59156R1084229198SHSOLE 919800MICROSOFT CORPCOM594918104224124546SHSOLE 2454600MILLER HERMAN INCCOM6005441001635080SHSOLE 508000MOBILE TELESYSTEMS PJSCSPONSORED ADR6074091091594139966SHSOLE 13996600MONSANTO CO NEWCOM61166W1013132680SHSOLE 268000NEENAH INCCOM6400791095787377SHSOLE 737700NEW JERSEY RESCOM64602510617426SHSOLE 42600NEW YORK CMNTY BANCORP INCCOM64944510316512700SHSOLE 1270000NOVARTIS A GSPONSORED ADR66987V109248830789SHSOLE 3078900OWENS CORNING NEWCOM6907421015737129SHSOLE 712900P T TELEKOMUNIKASI INDONESIASPONSORED ADR7156841069338SHSOLE 33800PARAMOUNT GROUP INCCOM69924R1081533107700SHSOLE 10770000PEPSICO INCCOM7134481085464998SHSOLE 499800PFIZER INCCOM717081103126835758SHSOLE 3575800PHILLIPS 66COM718546104107411198SHSOLE 1119800PIMCO ETF TRENHAN SHRT MA AC72201R833857284410SHSOLE 8441000POOL CORPORATIONCOM73278L1058105542SHSOLE 554200PRA HEALTH SCIENCES INCCOM69354M1084465365SHSOLE 536500PROCTER AND GAMBLE COCOM7427181096738490SHSOLE 849000PROLOGIS INCCOM74340W103260741380SHSOLE 4138000PRUDENTIAL PLCADR74435K204197338585SHSOLE 3858500PUBLIC STORAGECOM74460D1092321156SHSOLE 115600QIAGEN NVSHS NEWN724821233099547SHSOLE 954700RAMCO-GERSHENSON PPTYS TRPERP PFD-D CV75145260812828245700SHSOLE 24570000RESOURCE CAP CORPCOM NEW76120W7088889934732SHSOLE 93473200RETAIL OPPORTUNITY INVTS CORCOM76131N101121568800SHSOLE 6880000RITCHIE BROS AUCTIONEERSCOM7677441052036438SHSOLE 643800RLJ LODGING TRCUM CONV PFD A74965L20023096910000SHSOLE 91000000ROBERT HALF INTL INCCOM770323103163228187SHSOLE 2818700SABRA HEALTH CARE REIT INCCOM78573L106205811166025SHSOLE 116602500SCHLUMBERGER LTDCOM806857108397061300SHSOLE 6130000SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407491648533SHSOLE 4853300SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209250930823SHSOLE 3082300SELECT SECTOR SPDR TRSBI INT-FINL81369Y605247189627SHSOLE 8962700SELECT SECTOR SPDR TRSBI MATERIALS81369Y10079213918SHSOLE 1391800SHAW COMMUNICATIONS INCCL B CONV82028K2002500129826SHSOLE 12982600SL GREEN RLTY CORPCOM78440X101146515124SHSOLE 1512400SPDR S&P 500 ETF TRTR UNIT78462F103161660614329SHSOLE 603759010570SPDR SERIES TRUSTS&P HOMEBUILD78464A888361088498SHSOLE 8849800STAG INDL INCCOM85254J10216890706118SHSOLE 70611800STARBUCKS CORPCOM85524410984114546SHSOLE 1454600STERLING BANCORP DELCOM85917A10050922569SHSOLE 2256900SUNCOR ENERGY INC NEWCOM8672241071935600SHSOLE 560000TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR8740391005838133407SHSOLE 13340700TANGER FACTORY OUTLET CTRS ICOM87546510698644800SHSOLE 4480000TAUBMAN CTRS INCCOM8766641038676152450SHSOLE 15245000TERRENO RLTY CORPCOM88146M10198428500SHSOLE 2850000TEXAS INSTRS INCCOM882508104164615848SHSOLE 1584800TIME WARNER INCCOM NEW8873173035746073SHSOLE 607300UBS GROUP AGSHSH42097107168795538SHSOLE 9553800ULTRAPAR PARTICIPACOES S ASP ADR REP COM90400P10115700SHSOLE 70000UNILEVER PLCSPON ADR NEW904767704320057604SHSOLE 5760400UNITED TECHNOLOGIES CORPCOM913017109152212103SHSOLE 1210300URSTADT BIDDLE PPTYS INCCL A917286205102553100SHSOLE 5310000URSTADT BIDDLE PPTYS INCPFD-G CV 6.75%91728680911507450000SHSOLE 45000000US BANCORP DELCOM NEW902973304145428795SHSOLE 2879500VANGUARD INDEX FDSREAL ESTATE ETF92290855375510000SHSOLE 1000000VANGUARD WORLD FDSINDUSTRIAL ETF92204A603418830108SHSOLE 3010800VANGUARD WORLD FDSINF TECH ETF92204A702488528566SHSOLE 2856600VEEVA SYS INCCL A COM9224751084516175SHSOLE 617500VENTAS INCCOM92276F10073314800SHSOLE 1480000VIRTU FINL INCCL A92825410195028770SHSOLE 2877000VORNADO RLTY TRSH BEN INT929042109123818400SHSOLE 1840000WALMART INCCOM93114210399611198SHSOLE 1119800WELLTOWER INCCOM95040Q10469212700SHSOLE 1270000WEX INCCOM96208T1044883115SHSOLE 311500WHEELER REAL ESTATE INVT TRCV PFD SER B9630253095569388109SHSOLE 38810900WHEELER REAL ESTATE INVT TRPFD CNV SER D9630256062345150000SHSOLE 15000000WHIRLPOOL CORPCOM9633201066174030SHSOLE 403000WORLDPAY INCCL A9815581096187511SHSOLE 751100WPP PLC NEWADR92937A102322740566SHSOLE 4056600