0001385849-24-000005.txt : 20240129 0001385849-24-000005.hdr.sgml : 20240129 20240129184936 ACCESSION NUMBER: 0001385849-24-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240125 FILED AS OF DATE: 20240129 DATE AS OF CHANGE: 20240129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAKKEN SCOTT CENTRAL INDEX KEY: 0001823094 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36204 FILM NUMBER: 24575323 MAIL ADDRESS: STREET 1: C/O ENERGY FUELS INC. STREET 2: 225 UNION BLVD., SUITE 600 CITY: LAKEWOOD STATE: CO ZIP: 80228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FUELS INC CENTRAL INDEX KEY: 0001385849 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 UNION BLVD., SUITE 600 CITY: LAKEWOOD STATE: CO ZIP: 80228 BUSINESS PHONE: 303-974-2140 MAIL ADDRESS: STREET 1: 225 UNION BLVD., SUITE 600 CITY: LAKEWOOD STATE: CO ZIP: 80228 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2024-01-25 0 0001385849 ENERGY FUELS INC UUUU 0001823094 BAKKEN SCOTT C/O ENERGY FUELS INC. 225 UNION BLVD., SUITE 600 LAKEWOOD CO 80228 0 1 0 0 VP Regulatory Affairs 0 Common Shares 2024-01-25 4 A 0 11764 0 A 102728 D Common Shares 2024-01-27 4 F 0 5843 7.3 D 96885 D Performance-Based Stock Options ("Options") 8.23 2024-01-25 4 A 0 12216 0 A 2025-01-25 2029-01-24 Common Shares 12216 53742 D 1. Reflects grant of 11,764 restricted stock units which vest as follows: 50% on 01/27/2025; 25% on 01/27/2026; and 25% on 01/27/2027. 2. Reflects grant of 12,216 Options having a strike price at a 10% premium of the grant price of $7.48, which vest as follows: 50% on 01/25/2025; and 50% on 01/25/2026. 3. Derivative Securities beneficially owned, as reported in Table II, Column 9, reflect 12,216 Options granted through this transaction and 41,526 stock appreciation rights previously granted to Reporting Person by Issuer. David Frydenlund as Attorney-in-Fact for Scott Bakken 2024-01-29