0001385849-22-000006.txt : 20220126 0001385849-22-000006.hdr.sgml : 20220126 20220126113528 ACCESSION NUMBER: 0001385849-22-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220125 FILED AS OF DATE: 20220126 DATE AS OF CHANGE: 20220126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frydenlund David C. CENTRAL INDEX KEY: 0001662034 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36204 FILM NUMBER: 22556563 MAIL ADDRESS: STREET 1: C/O ENERGY FUELS INC. STREET 2: 225 UNION BLVD., SUITE 600 CITY: LAKEWOOD STATE: CO ZIP: 80228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FUELS INC CENTRAL INDEX KEY: 0001385849 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 UNION BLVD., SUITE 600 CITY: LAKEWOOD STATE: CO ZIP: 80228 BUSINESS PHONE: 303-974-2140 MAIL ADDRESS: STREET 1: 225 UNION BLVD., SUITE 600 CITY: LAKEWOOD STATE: CO ZIP: 80228 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-01-25 0 0001385849 ENERGY FUELS INC UUUU 0001662034 Frydenlund David C. C/O ENERGY FUELS INC. 225 UNION BLVD., SUITE 600 LAKEWOOD CO 80228 0 1 0 1 CFO, General Counsel and Corporate Secretary Common Shares 2022-01-25 4 A 0 43932 6.47 A 440669 D Stock Appreciation Rights ("SARs") 6.47 2022-01-25 4 A 0 180555 0 A 2023-01-25 2027-01-25 Common Shares 180555 570599 D 1. Reflects grant of 43,932 restricted stock units ("RSUs") which vest as follows: 50% on 01/27/2023; 25% on 01/27/2024; 25% on 01/27/2025. 2. Reflects grant of 180,555 stock appreciation rights ("SARs") which vest as follows: one-third of SARs automatically vest upon the volume weighted average price ("VWAP") of the Issuer's common stock on the NYSE American equaling or exceeding US$12.00 for any continuous 90-calendar-day period; another one-third of SARs automatically vest upon the VWAP of the Issuer's common stock on the NYSE American equaling or exceeding US$14.00 for any continuous 90-calendar-day period; and the final one-third vest upon the VWAP of the Issuer's common stock on the NYSE American equaling or exceeding US$16.00 for any continuous 90-calendar-day period. 3. Notwithstanding any vesting of any SARs, no SARs may be exercised until January 25, 2023, being the date that is one year after the date of grant. David C. Frydenlund 2022-01-26