0001654954-19-012195.txt : 20191031 0001654954-19-012195.hdr.sgml : 20191031 20191031172435 ACCESSION NUMBER: 0001654954-19-012195 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20191031 DATE AS OF CHANGE: 20191031 EFFECTIVENESS DATE: 20191031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AYTU BIOSCIENCE, INC CENTRAL INDEX KEY: 0001385818 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 470883144 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-352349 FILM NUMBER: 191184578 BUSINESS ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 206 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 437-6580 MAIL ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 206 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: AYTU BIOSCIENCE, INC. DATE OF NAME CHANGE: 20150609 FORMER COMPANY: FORMER CONFORMED NAME: Rosewind CORP DATE OF NAME CHANGE: 20070110 D 1 primary_doc.xml X0708 D LIVE 0001385818 AYTU BIOSCIENCE, INC 373 INVERNESS PARKWAY SUITE 206 ENGLEWOOD CO COLORADO 80112 (720) 437-6580 DELAWARE AYTU BIOSCIENCE, INC. Rosewind CORP Corporation true Josh Disbrow 373 Inverness Parkway Suite 206 Englewood CO COLORADO 80112 Director Executive Officer Steven Boyd 373 Inverness Parkway Suite 206 Englewood CO COLORADO 80112 Director Gary Cantrell 373 Inverness Parkway Suite 206 Englewood CO COLORADO 80112 Director Carl Dockery 373 Inverness Parkway Suite 206 Englewood CO COLORADO 80112 Director John Donofrio Jr. 373 Inverness Parkway Suite 206 Englewood CO COLORADO 80112 Director Michael Macaluso 373 Inverness Parkway Suite 206 Englewood CO COLORADO 80112 Director Ketan Mehta 373 Inverness Parkway Suite 206 Englewood CO COLORADO 80112 Director Jarrett Disbrow 373 Inverness Parkway Suite 206 Englewood CO COLORADO 80112 Executive Officer David Green 373 Inverness Parkway Suite 206 Englewood CO COLORADO 80112 Executive Officer Pharmaceuticals Decline to Disclose 06b false 2019-10-16 false true true true Series F Convertible Preferred Stock and Common Stock Purchase Warrants false 0 Ladenburg Thalmann & Co. Inc. 505 None None 999 Vanderbilt Beach Road Suite 200 Naples FL FLORIDA 34105 NY NEW YORK 10000000 10000000 0 false 2 800000 0 0 Aytu BioScience, Inc /s/ David A. Green David A. Green Chief Financial Officer 2019-10-31