0001209191-16-133024.txt : 20160718 0001209191-16-133024.hdr.sgml : 20160718 20160718160922 ACCESSION NUMBER: 0001209191-16-133024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160712 FILED AS OF DATE: 20160718 DATE AS OF CHANGE: 20160718 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AYTU BIOSCIENCE, INC CENTRAL INDEX KEY: 0001385818 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 470883144 STATE OF INCORPORATION: CO FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 200 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 437-6580 MAIL ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 200 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: AYTU BIOSCIENCE, INC. DATE OF NAME CHANGE: 20150609 FORMER COMPANY: FORMER CONFORMED NAME: Rosewind CORP DATE OF NAME CHANGE: 20070110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Donofrio John Jr. CENTRAL INDEX KEY: 0001679841 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53121 FILM NUMBER: 161771665 MAIL ADDRESS: STREET 1: C/O AYTU BIOSCIENCE, INC. STREET 2: 373 INVERNESS PARKWAY, SUITE 200 CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-12 0 0001385818 AYTU BIOSCIENCE, INC AYTU 0001679841 Donofrio John Jr. 373 INVERNESS PARKWAY SUITE 206 ENGLEWOOD CO 80112 1 0 0 0 Common Stock 2016-07-12 4 A 0 65000 0.00 A 65000 D Stock Option Grant 3.23 2016-07-12 4 A 0 15000 0.00 A 2026-07-12 Common Stock 15000 15000 D These are restricted shares that vest on July 12, 2026, subject to earlier vesting in certain situations. 25% vests on September 30, 2016, December 31, 2016, March 31, 2017 and June 30, 2017, subject to the Grantee's continued service as a Director on such dates. /s/ W. David Mannheim, by power of attorney 2016-07-18