0000912282-23-000297.txt : 20230815
0000912282-23-000297.hdr.sgml : 20230815
20230815193020
ACCESSION NUMBER: 0000912282-23-000297
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230811
FILED AS OF DATE: 20230815
DATE AS OF CHANGE: 20230815
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROOKE CHRISTOPHER
CENTRAL INDEX KEY: 0001953013
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38247
FILM NUMBER: 231176200
MAIL ADDRESS:
STREET 1: C/O AYTU BIOPHARMA, INC.
STREET 2: 373 INVERNESS PARKWAY, SUITE 206
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AYTU BIOPHARMA, INC
CENTRAL INDEX KEY: 0001385818
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 470883144
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 373 INVERNESS PARKWAY
STREET 2: SUITE 206
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
BUSINESS PHONE: (720) 437-6580
MAIL ADDRESS:
STREET 1: 373 INVERNESS PARKWAY
STREET 2: SUITE 206
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
FORMER COMPANY:
FORMER CONFORMED NAME: AYTU BIOSCIENCE, INC
DATE OF NAME CHANGE: 20150609
FORMER COMPANY:
FORMER CONFORMED NAME: AYTU BIOSCIENCE, INC.
DATE OF NAME CHANGE: 20150609
FORMER COMPANY:
FORMER CONFORMED NAME: Rosewind CORP
DATE OF NAME CHANGE: 20070110
4
1
form4.xml
X0508
4
2023-08-11
0001385818
AYTU BIOPHARMA, INC
AYTU
0001953013
BROOKE CHRISTOPHER
C/O AYTU BIOPHARMA, INC.
373 INVERNESS PARKWAY, SUITE 206
ENGLEWOOD
CO
80112
true
Chief Operating Officer
false
Employee Stock Option (Right to Buy)
1.73
2023-08-11
4
A
0
7000
0
A
2033-08-12
Common Shares
7000
7000
D
The options vest as follows: 1/3 vest on August 11, 2024, with the remaining options vesting in 24 equal monthly installments, beginning September 11, 2024.
/s/ Mark K. Oki as attorney-in-fact for Christopher Brooke
2023-08-15