N-PX 1 d773550dnpx.htm DB-X EXCHANGE-TRADED FUNDS,INC. db-X Exchange-Traded Funds,Inc.

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22001

db-X Exchange-Traded Funds Inc.

(Exact name of registrant as specified in charter)

60 Wall Street

New York, New York 10005

(Address of principal executive offices) (Zip code)

Alex Depetris

db-X Exchange-Traded Funds Inc.

60 Wall Street

New York, New York 10005

(Name and address of agent for service)

Registrant’s telephone number, including area code: (212) 250-4352

Date of fiscal year end: May 31

Date of reporting period: July 1, 2013 – June 30, 2014

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Institution Account(s): db X-trackers 2010 Target Date Fund

Freeport-McMoRan Copper & Gold Inc.

 

Meeting Date    07/16/2013    Country    USA    Provider Security ID    35671D857
Record Date    05/24/2013    Meeting Type    Annual    Ticker    FCX

 

Shares Voted 100    Primary CUSIP 35671D857    Primary ISIN US35671D8570    Primary SEDOL 2352118

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard C. Adkerson   Mgmt   For   For
Elect Director Robert J. Allison, Jr.   Mgmt   For   Withhold
Elect Director Alan R. Buckwalter, III   Mgmt   For   For
Elect Director Robert A. Day   Mgmt   For   For
Elect Director James C. Flores   Mgmt   For   For
Elect Director Gerald J. Ford   Mgmt   For   For
Elect Director Thomas A. Fry, III   Mgmt   For   For
Elect Director H. Devon Graham, Jr.   Mgmt   For   Withhold
Elect Director Charles C. Krulak   Mgmt   For   Withhold
Elect Director Bobby Lee Lackey   Mgmt   For   Withhold
Elect Director Jon C. Madonna   Mgmt   For   For
Elect Director Dustan E. McCoy   Mgmt   For   For
Elect Director James R. Moffett   Mgmt   For   For
Elect Director B. M. Rankin, Jr.   Mgmt   For   For
Elect Director Stephen H. Siegele   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Request Director Nominee with Environmental Qualifications   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Adopt Policy and Report on Board Diversity   SH   Against   For
Amend Bylaws — Call Special Meetings   SH   Against   For


Industria de Diseno Textil (INDITEX)

 

Meeting Date    07/16/2013    Country    Spain    Provider Security ID    E6282J109
Record Date    07/11/2013    Meeting Type    Annual    Ticker    ITX

 

Shares Voted 26    Primary CUSIP E6282J109    Primary ISIN ES0148396015    Primary SEDOL 7111314
        

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Individual Financial Statements   Mgmt   For   For
Approve Consolidated Financial Statements, and Discharge of Board   Mgmt   For   For
Approve Updated Balance Sheets to Benefit from New Tax Regulation   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

BT Group plc

 

Meeting Date    07/17/2013    Country    United Kingdom    Provider Security ID    G16612106
Record Date    07/15/2013    Meeting Type    Annual    Ticker    BT.A

 

Shares Voted 709    Primary CUSIP G16612106    Primary ISIN GB0030913577    Primary SEDOL 3091357

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Michael Rake as Director   Mgmt   For   For
Re-elect Ian Livingston as Director   Mgmt   For   For
Re-elect Tony Chanmugam as Director   Mgmt   For   For
Re-elect Gavin Patterson as Director   Mgmt   For   For
Re-elect Tony Ball as Director   Mgmt   For   For
Re-elect Patricia Hewitt as Director   Mgmt   For   For
Re-elect Phil Hodkinson as Director   Mgmt   For   For
Re-elect Karen Richardson as Director   Mgmt   For   For
Re-elect Nick Rose as Director   Mgmt   For   For
Re-elect Jasmine Whitbread as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For


Vodafone Group plc

 

Meeting Date    07/23/2013    Country    United Kingdom    Provider Security ID    G93882135
Record Date    07/19/2013    Meeting Type    Annual    Ticker    VOD

 

Shares Voted 3,915    Primary CUSIP G93882135    Primary ISIN GB00B16GWD56    Primary SEDOL B16GWD5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Vittorio Colao as Director   Mgmt   For   For
Re-elect Andy Halford as Director   Mgmt   For   For
Re-elect Stephen Pusey as Director   Mgmt   For   For
Re-elect Renee James as Director   Mgmt   For   For
Re-elect Alan Jebson as Director   Mgmt   For   For
Re-elect Samuel Jonah as Director   Mgmt   For   For
Elect Omid Kordestani as Director   Mgmt   For   For
Re-elect Nick Land as Director   Mgmt   For   For
Re-elect Anne Lauvergeon as Director   Mgmt   For   For
Re-elect Luc Vandevelde as Director   Mgmt   For   For
Re-elect Anthony Watson as Director   Mgmt   For   For
Re-elect Philip Yea as Director   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit and Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For


SABMiller plc

 

Meeting Date    07/25/2013    Country    United Kingdom    Provider Security ID    G77395104
Record Date    07/23/2013    Meeting Type    Annual    Ticker    SAB

 

Shares Voted 67    Primary CUSIP G77395104    Primary ISIN GB0004835483    Primary SEDOL 0483548

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Guy Elliott as Director   Mgmt   For   For
Re-elect Mark Armour as Director   Mgmt   For   For
Re-elect Geoffrey Bible as Director   Mgmt   For   For
Re-elect Alan Clark as Director   Mgmt   For   For
Re-elect Dinyar Devitre as Director   Mgmt   For   For
Re-elect Lesley Knox as Director   Mgmt   For   For
Re-elect Graham Mackay as Director   Mgmt   For   For
Re-elect John Manser as Director   Mgmt   For   For
Re-elect John Manzoni as Director   Mgmt   For   For
Re-elect Miles Morland as Director   Mgmt   For   For
Re-elect Dr Dambisa Moyo as Director   Mgmt   For   For
Re-elect Carlos Perez Davila as Director   Mgmt   For   For
Re-elect Alejandro Santo Domingo Davila as Director   Mgmt   For   For
Re-elect Helen Weir as Director   Mgmt   For   For
Re-elect Howard Willard as Director   Mgmt   For   For
Re-elect Jamie Wilson as Director   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For


National Grid plc

 

Meeting Date    07/29/2013    Country    United Kingdom    Provider Security ID    G6375K151
Record Date    07/27/2013    Meeting Type    Annual    Ticker    NG.

 

Shares Voted 327    Primary CUSIP G6375K151    Primary ISIN GB00B08SNH34    Primary SEDOL B08SNH3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Peter Gershon as Director   Mgmt   For   For
Re-elect Steve Holliday as Director   Mgmt   For   For
Re-elect Andrew Bonfield as Director   Mgmt   For   For
Re-elect Tom King as Director   Mgmt   For   For
Re-elect Nick Winser as Director   Mgmt   For   For
Re-elect Philip Aiken as Director   Mgmt   For   For
Re-elect Nora Brownell as Director   Mgmt   For   For
Elect Jonathan Dawson as Director   Mgmt   For   For
Re-elect Paul Golby as Director   Mgmt   For   For
Re-elect Ruth Kelly as Director   Mgmt   For   For
Re-elect Maria Richter as Director   Mgmt   For   For
Elect Mark Williamson as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Arctic Cat Inc.

 

Meeting Date    08/08/2013    Country    USA    Provider Security ID    039670104
Record Date    06/11/2013    Meeting Type    Annual    Ticker    ACAT

 

Shares Voted 100    Primary CUSIP 039670104    Primary ISIN US0396701049    Primary SEDOL 2047500

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Claude J. Jordan   Mgmt   For   For
Elect Director Susan E. Lester   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For


The J. M. Smucker Company

 

Meeting Date    08/14/2013    Country    USA    Provider Security ID    832696405
Record Date    06/17/2013    Meeting Type    Annual    Ticker    SJM

 

Shares Voted 67    Primary CUSIP 832696405    Primary ISIN US8326964058    Primary SEDOL 2951452

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kathryn W. Dindo   Mgmt   For   For
Elect Director Robert B. Heisler, Jr.   Mgmt   For   For
Elect Director Richard K. Smucker   Mgmt   For   For
Elect Director Paul Smucker Wagstaff   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

Medtronic, Inc.

 

Meeting Date    08/22/2013    Country    USA    Provider Security ID    585055106
Record Date    07/01/2013    Meeting Type    Annual    Ticker    MDT

 

Shares Voted 100    Primary CUSIP 585055106    Primary ISIN US5850551061    Primary SEDOL 2575465

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard H. Anderson   Mgmt   For   For
Elect Director Scott C. Donnelly   Mgmt   For   For
Elect Director Victor J. Dzau   Mgmt   For   For
Elect Director Omar Ishrak   Mgmt   For   For
Elect Director Shirley Ann Jackson   Mgmt   For   For
Elect Director Michael O. Leavitt   Mgmt   For   For
Elect Director James T. Lenehan   Mgmt   For   For
Elect Director Denise M. O’Leary   Mgmt   For   For
Elect Director Kendall J. Powell   Mgmt   For   For
Elect Director Robert C. Pozen   Mgmt   For   For
Elect Director Preetha Reddy   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Reduce Supermajority Vote Requirement for Establishing Range For Board Size   Mgmt   For   For
Reduce Supermajority Vote Requirement for Removal of Directors   Mgmt   For   For
Reduce Supermajority Vote Requirement for Amendment of Articles   Mgmt   For   For
Rescind Fair Price Provision   Mgmt   For   For


Teva Pharmaceutical Industries Ltd.

 

Meeting Date    08/27/2013    Country    Israel    Provider Security ID    M8769Q102
Record Date    07/25/2013    Meeting Type    Annual    Ticker    TEVA

 

Shares Voted 93    Primary CUSIP M8769Q102    Primary ISIN IL0006290147    Primary SEDOL 6882172

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Reelect Moshe Many as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Reelect Arie Belldegrun as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Reelect Amir Elstein as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Reelect Yitzhak Peterburg as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Approve Cash Bonus of USD 1,203,125 to Jeremy Levin, President and CEO   Mgmt   For   For
Approval of Bonus Objectives and Payout Terms for 2013 for Jeremy Levin, President and CEO   Mgmt   For   For
Approve Compensation Policy for the Directors and Officers of the Company   Mgmt   For   For
Approve Dividend for First and Second Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share   Mgmt   For   For
Appoint Kesselman and Kesselman (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting   Mgmt   For   For
Discuss Financial Statements for 2012   Mgmt    
Vote YES where indicated if you are a controlling shareholder or have a personal interest in item; otherwise, vote NO where indicated. You may not abstain. If you vote YES on specific items, please provide an explanation to your account manager.   Mgmt   None   Against

Lions Gate Entertainment Corp.

 

Meeting Date    09/10/2013    Country    Canada    Provider Security ID    535919203
Record Date    07/19/2013    Meeting Type    Annual    Ticker    LGF

 

Shares Voted 100    Primary CUSIP 535919203    Primary ISIN CA5359192039    Primary SEDOL 2753506

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael Burns   Mgmt   For   For
Elect Director Gordon Crawford   Mgmt   For   For
Elect Director Arthur Evrensel   Mgmt   For   For
Elect Director Jon Feltheimer   Mgmt   For   For
Elect Director Frank Giustra   Mgmt   For   For
Elect Director Morley Koffman   Mgmt   For   For
Elect Director Harald Ludwig   Mgmt   For   For
Elect Director G. Scott Paterson   Mgmt   For   For
Elect Director Mark H. Rachesky   Mgmt   For   For
Elect Director Daryl Simm   Mgmt   For   For
Elect Director Hardwick Simmons   Mgmt   For   For
Elect Director Phyllis Yaffe   Mgmt   For   For
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Other Business   Mgmt   For   Abstain


Republic Airways Holdings Inc.

 

Meeting Date    09/17/2013    Country    USA    Provider Security ID    760276105
Record Date    07/29/2013    Meeting Type    Annual    Ticker    RJET

 

Shares Voted 200    Primary CUSIP 760276105    Primary ISIN US7602761055    Primary SEDOL 2858348

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bryan K. Bedford   Mgmt   For   For
Elect Director Lawrence J. Cohen   Mgmt   For   For
Elect Director Neal S. Cohen   Mgmt   For   For
Elect Director Douglas J. Lambert   Mgmt   For   For
Elect Director Mark L. Plaumann   Mgmt   For   For
Elect Director Richard P. Schifter   Mgmt   For   For
Elect Director David N. Siegel   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Diageo plc

 

Meeting Date    09/19/2013    Country    United Kingdom    Provider Security ID    G42089113
Record Date    09/17/2013    Meeting Type    Annual    Ticker    DGE

 

Shares Voted 238    Primary CUSIP G42089113    Primary ISIN GB0002374006    Primary SEDOL 0237400

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Peggy Bruzelius as Director   Mgmt   For   For
Re-elect Laurence Danon as Director   Mgmt   For   For
Re-elect Lord Davies as Director   Mgmt   For   For
Re-elect Ho KwonPing as Director   Mgmt   For   For
Re-elect Betsy Holden as Director   Mgmt   For   For
Re-elect Dr Franz Humer as Director   Mgmt   For   For
Re-elect Deirdre Mahlan as Director   Mgmt   For   For
Re-elect Ivan Menezes as Director   Mgmt   For   For
Re-elect Philip Scott as Director   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For


Harris Teeter Supermarkets, Inc.

 

Meeting Date    10/03/2013    Country    USA    Provider Security ID    414585109
Record Date    08/22/2013    Meeting Type    Special    Ticker    HTSI

 

Shares Voted 25    Primary CUSIP 414585109    Primary ISIN US4145851097    Primary SEDOL B7GH6J4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

The Procter & Gamble Company

 

Meeting Date    10/08/2013    Country    USA    Provider Security ID    742718109
Record Date    08/09/2013    Meeting Type    Annual    Ticker    PG

 

Shares Voted 313    Primary CUSIP 742718109    Primary ISIN US7427181091    Primary SEDOL 2704407

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Angela F. Braly   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Scott D. Cook   Mgmt   For   For
Elect Director Susan Desmond-Hellmann   Mgmt   For   For
Elect Director A.G. Lafley   Mgmt   For   For
Elect Director Terry J. Lundgren   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director Margaret C. Whitman   Mgmt   For   For
Elect Director Mary Agnes Wilderotter   Mgmt   For   For
Elect Director Patricia A. Woertz   Mgmt   For   For
Elect Director Ernesto Zedillo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Reduce Supermajority Vote Requirement   Mgmt   For   For
Approve Non-Employee Director Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ruby Tuesday, Inc.

 

Meeting Date    10/09/2013    Country    USA    Provider Security ID    781182100
Record Date    08/12/2013    Meeting Type    Annual    Ticker    RT

 

Shares Voted 300    Primary CUSIP 781182100    Primary ISIN US7811821005    Primary SEDOL 2757616

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Buettgen   Mgmt   For   For
Elect Director Matthew A. Drapkin   Mgmt   For   Against
Elect Director Bernard Lanigan, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For


CSL Ltd.

 

Meeting Date    10/16/2013    Country    Australia    Provider Security ID    Q3018U109
Record Date    10/14/2013    Meeting Type    Annual    Ticker    CSL

 

Shares Voted 61    Primary CUSIP Q3018U109    Primary ISIN AU000000CSL8    Primary SEDOL 6185495

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect John Akehurst as Director   Mgmt   For   For
Elect Marie McDonald as Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 25,000 Performance Rights to Paul Perreault, Managing Director of the Company   Mgmt   For   For
Approve the Termination Benefits of Brian McNamee   Mgmt   For   For

Array BioPharma Inc.

 

Meeting Date    10/23/2013    Country    USA    Provider Security ID    04269X105
Record Date    08/26/2013    Meeting Type    Annual    Ticker    ARRY

 

Shares Voted 400    Primary CUSIP 04269X105    Primary ISIN US04269X1054    Primary SEDOL 2678654

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John A. Orwin   Mgmt   For   Withhold
Elect Director Gil J. Van Lunsen   Mgmt   For   For
Elect Director John L. Zabriskie   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

BHP Billiton plc

 

Meeting Date    10/24/2013    Country    United Kingdom    Provider Security ID    G10877101
Record Date    10/22/2013    Meeting Type    Annual    Ticker    BLT

 

Shares Voted 204    Primary CUSIP G10877101    Primary ISIN GB0000566504    Primary SEDOL 0056650

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise the Risk and Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Approve Grant of Deferred Shares and Performance Shares under the Group’s Employee Equity Plans to Andrew Mackenzie   Mgmt   For   For
Elect Andrew Mackenzie as Director   Mgmt   For   For
Re-elect Malcolm Broomhead as Director   Mgmt   For   For
Re-elect Sir John Buchanan as Director   Mgmt   For   For
Re-elect Carlos Cordeiro as Director   Mgmt   For   For
Re-elect David Crawford as Director   Mgmt   For   For
Re-elect Pat Davies as Director   Mgmt   For   For


Re-elect Carolyn Hewson as Director   Mgmt   For   For
Re-elect Lindsay Maxsted as Director   Mgmt   For   For
Re-elect Wayne Murdy as Director   Mgmt   For   For
Re-elect Keith Rumble as Director   Mgmt   For   For
Re-elect John Schubert as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect Jac Nasser as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect Ian Dunlop, a Shareholder Nominee to the Board   SH   Against   Against

Leap Wireless International, Inc.

 

Meeting Date    10/30/2013    Country    USA    Provider Security ID    521863308
Record Date    09/17/2013    Meeting Type    Special    Ticker    LEAP

 

Shares Voted 300    Primary CUSIP 521863308    Primary ISIN US5218633080    Primary SEDOL B02L895

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

Saks Incorporated

 

Meeting Date    10/30/2013    Country    USA    Provider Security ID    79377W108
Record Date    10/02/2013    Meeting Type    Special    Ticker    SKS

 

Shares Voted 267    Primary CUSIP 79377W108    Primary ISIN US79377W1080    Primary SEDOL 2704786

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Oracle Corporation

 

Meeting Date    10/31/2013    Country    USA    Provider Security ID    68389X105
Record Date    09/03/2013    Meeting Type    Annual    Ticker    ORCL

 

Shares Voted 544    Primary CUSIP 68389X105    Primary ISIN US68389X1054    Primary SEDOL 2661568

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jeffrey S. Berg   Mgmt   For   For
Elect Director H. Raymond Bingham   Mgmt   For   For
Elect Director Michael J. Boskin   Mgmt   For   For
Elect Director Safra A. Catz   Mgmt   For   For
Elect Director Bruce R. Chizen   Mgmt   For   Withhold
Elect Director George H. Conrades   Mgmt   For   Withhold
Elect Director Lawrence J. Ellison   Mgmt   For   For
Elect Director Hector Garcia-Molina   Mgmt   For   For
Elect Director Jeffrey O. Henley   Mgmt   For   For


Elect Director Mark V. Hurd   Mgmt   For   For
Elect Director Naomi O. Seligman   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Establish Human Rights Committee   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against
Provide Vote Counting to Exclude Abstentions   SH   Against   Against
Adopt Multiple Performance Metrics Under Executive Incentive Plans   SH   Against   For
Require Shareholder Approval of Quantifiable Performance Metrics   SH   Against   For

Cardinal Health, Inc.

 

Meeting Date    11/06/2013    Country    USA    Provider Security ID    14149Y108
Record Date    09/09/2013    Meeting Type    Annual    Ticker    CAH

 

Shares Voted 171    Primary CUSIP 14149Y108    Primary ISIN US14149Y1082    Primary SEDOL 2175672

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Colleen F. Arnold   Mgmt   For   For
Elect Director George S. Barrett   Mgmt   For   For
Elect Director Glenn A. Britt   Mgmt   For   For
Elect Director Carrie S. Cox   Mgmt   For   For
Elect Director Calvin Darden   Mgmt   For   For
Elect Director Bruce L. Downey   Mgmt   For   For
Elect Director John F. Finn   Mgmt   For   For
Elect Director Patricia A. Hemingway Hall   Mgmt   For   For
Elect Director Clayton M. Jones   Mgmt   For   For
Elect Director Gregory B. Kenny   Mgmt   For   For
Elect Director David P. King   Mgmt   For   For
Elect Director Richard C. Notebaert   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   For

DFC Global Corp.

 

Meeting Date    11/07/2013    Country    USA    Provider Security ID    23324T107
Record Date    09/20/2013    Meeting Type    Annual    Ticker    DLLR

 

Shares Voted 100    Primary CUSIP 23324T107    Primary ISIN US23324T1079    Primary SEDOL B6SM9H9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Clive Kahn   Mgmt   For   For
Elect Director John Gavin   Mgmt   For   For
Elect Director Edward A. Evans   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For


Commonwealth Bank Of Australia

 

Meeting Date    11/08/2013    Country    Australia    Provider Security ID    Q26915100
Record Date    11/06/2013    Meeting Type    Annual    Ticker    CBA

 

Shares Voted 145    Primary CUSIP Q26915100    Primary ISIN AU000000CBA7    Primary SEDOL 6215035

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect John Anderson as Director   Mgmt   For   For
Elect Brian Long as Director   Mgmt   For   For
Elect Jane Hemstritch as Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 62,966 Reward Rights to Ian Mark Narev, Chief Executive Officer and Managing Director of the Company   Mgmt   For   For
Approve the Selective Buy-Back Agreements   Mgmt   For   For
Approve the Selective Reduction of Capital   Mgmt   For   For

Cisco Systems, Inc.

 

Meeting Date    11/19/2013    Country    USA    Provider Security ID    17275R102
Record Date    09/20/2013    Meeting Type    Annual    Ticker    CSCO

 

Shares Voted 600    Primary CUSIP 17275R102    Primary ISIN US17275R1023    Primary SEDOL 2198163

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Carol A. Bartz   Mgmt   For   For
Elect Director Marc Benioff   Mgmt   For   For
Elect Director Gregory Q. Brown   Mgmt   For   For
Elect Director M. Michele Burns   Mgmt   For   For
Elect Director Michael D. Capellas   Mgmt   For   For
Elect Director John T. Chambers   Mgmt   For   For
Elect Director Brian L. Halla   Mgmt   For   For
Elect Director John L. Hennessy   Mgmt   For   For
Elect Director Kristina M. Johnson   Mgmt   For   For
Elect Director Roderick C. McGeary   Mgmt   For   For
Elect Director Arun Sarin   Mgmt   For   For
Elect Director Steven M. West   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Proxy Advisor Competition   SH   Against   Against


Microsoft Corporation

 

Meeting Date    11/19/2013    Country    USA    Provider Security ID    594918104
Record Date    09/13/2013    Meeting Type    Annual    Ticker    MSFT

 

Shares Voted 1,070    Primary CUSIP 594918104    Primary ISIN US5949181045    Primary SEDOL 2588173

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven A. Ballmer   Mgmt   For   For
Elect Director Dina Dublon   Mgmt   For   For
Elect Director William H. Gates   Mgmt   For   For
Elect Director Maria M. Klawe   Mgmt   For   For
Elect Director Stephen J. Luczo   Mgmt   For   For
Elect Director David F. Marquardt   Mgmt   For   For
Elect Director Charles H. Noski   Mgmt   For   For
Elect Director Helmut Panke   Mgmt   For   For
Elect Director John W. Thompson   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

BHP Billiton Limited

 

Meeting Date    11/21/2013    Country    Australia    Provider Security ID    Q1498M100
Record Date    11/19/2013    Meeting Type    Annual    Ticker    BHP

 

Shares Voted 308    Primary CUSIP Q1498M100    Primary ISIN AU000000BHP4    Primary SEDOL 6144690

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Appoint KPMG LLP as the Auditor of BHP Billiton Plc   Mgmt   For   For
Authorize the Board to Fix Remuneration of the Auditor   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc for Cash   Mgmt   For   For
Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Long Term Incentive Plan   Mgmt   For   For
Approve the Grant of Deferred Shares and Performance Shares to Andrew Mackenzie, Executive Director of the Company   Mgmt   For   For
Elect Andrew Mackenzie as Director   Mgmt   For   For
Elect Malcolm Broomhead as Director   Mgmt   For   For
Elect John Buchanan as Director   Mgmt   For   For
Elect Carlos Cordeiro as Director   Mgmt   For   For
Elect David Crawford as Director   Mgmt   For   For
Elect Pat Davies as Director   Mgmt   For   For
Elect Carolyn Hewson as Director   Mgmt   For   For
Elect Lindsay Maxsted as Director   Mgmt   For   For
Elect Wayne Murdy as Director   Mgmt   For   For
Elect Keith Rumble as Director   Mgmt   For   For
Elect John Schubert as Director   Mgmt   For   For
Elect Shriti Vadera as Director   Mgmt   For   For
Elect Jac Nasser as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect Ian Dunlop as Director   SH   Against   Against


Darling International Inc.

 

Meeting Date    11/26/2013    Country    USA    Provider Security ID    237266101
Record Date    10/21/2013    Meeting Type    Special    Ticker    DAR

 

Shares Voted 100    Primary CUSIP 237266101    Primary ISIN US2372661015    Primary SEDOL 2250289

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Increase Authorized Common Stock   Mgmt   For   For

Aspen Technology, Inc.

 

Meeting Date    12/05/2013    Country    USA    Provider Security ID    045327103
Record Date    10/14/2013    Meeting Type    Annual    Ticker    AZPN

 

Shares Voted 100    Primary CUSIP 045327103    Primary ISIN US0453271035    Primary SEDOL 2051868

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert M. Whelan, Jr.   Mgmt   For   For
Elect Director Donald P. Casey   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Prospect Capital Corporation

 

Meeting Date    12/06/2013    Country    USA    Provider Security ID    74348T102
Record Date    09/10/2013    Meeting Type    Annual    Ticker    PSEC

 

Shares Voted 200    Primary CUSIP 74348T102    Primary ISIN US74348T1025    Primary SEDOL B020VX7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Eugene S. Stark   Mgmt   For   For
Elect Director John F. Barry, III   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Issuance of Shares Below Net Asset Value (NAV)   Mgmt   For   For

MAKO Surgical Corp.

 

Meeting Date    12/13/2013    Country    USA    Provider Security ID    560879108
Record Date    11/12/2013    Meeting Type    Special    Ticker    MAKO

 

Shares Voted 200    Primary CUSIP 560879108    Primary ISIN US5608791084    Primary SEDOL B2PLY09

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Westpac Banking Corporation

 

Meeting Date    12/13/2013    Country    Australia    Provider Security ID    Q97417101
Record Date    12/11/2013    Meeting Type    Annual    Ticker    WBC

 

Shares Voted 300    Primary CUSIP Q97417101    Primary ISIN AU000000WBC1    Primary SEDOL 6076146


Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Shares and Performance Share Rights to Gail Patricia Kelly, Managing Director and Chief Executive Officer of the Company   Mgmt   For   For
Approve the Selective Buy-Back of Westpac Stapled Preferred Securities on Mandatory Conversion Date   Mgmt   For   For
Approve the Selective Buy-Back of Westpac Stapled Preferred Securities Before Mandatory Conversion Date   Mgmt   For   For
Elect Elizabeth Bryan as Director   Mgmt   For   For
Elect Peter Hawkins as Director   Mgmt   For   For
Elect Ewen Crouch as Director   Mgmt   For   For
Elect Peter Marriott as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect David Barrow as Director   SH   Against   Against

Australia and New Zealand Banking Group Ltd.

 

Meeting Date    12/18/2013    Country    Australia    Provider Security ID    Q09504137
Record Date    12/16/2013    Meeting Type    Annual    Ticker    ANZ

 

Shares Voted 249    Primary CUSIP Q09504137    Primary ISIN AU000000ANZ3    Primary SEDOL 6065586

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company   Mgmt   For   For
Approve the Euro Preference Shares Buy-Back Scheme   Mgmt   For   For
Approve the First Buy-Back Scheme Relating to the Buy-Back of the “September 2008 CPS”   Mgmt   For   For
Approve the Second Buy-Back Scheme Relating to the Buy-Back of the “September 2008 CPS”   Mgmt   For   For
Ratify the Past Issuance of ANZ Capital Notes   Mgmt   For   For
Elect G.R. Liebelt as Director   Mgmt   For   For
Elect I.J. Macfarlane as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect D.C. Barrow as Director   SH   Against   Against

National Australia Bank Limited

 

Meeting Date    12/19/2013    Country    Australia    Provider Security ID    Q65336119
Record Date    12/17/2013    Meeting Type    Annual    Ticker    NAB

 

Shares Voted 214    Primary CUSIP Q65336119    Primary ISIN AU000000NAB4    Primary SEDOL 6624608


Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Ratify the Past Issuance of NAB Convertible Preference Shares to Subscribers Under a Prospectus   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Performance Rights to Cameron Clyne, Group Chief Executive Officer of the Company   Mgmt   For   For
Elect Daniel Gilbert as Director   Mgmt   For   For
Elect Jillian Segal as Director   Mgmt   For   For
Elect Anthony Kwan Tao Yuen as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect David Barrow as Director   SH   Against   Against

Walgreen Co.

 

Meeting Date    01/08/2014    Country    USA    Provider Security ID    931422109
Record Date    11/11/2013    Meeting Type    Annual    Ticker    WAG

 

Shares Voted 103    Primary CUSIP 931422109    Primary ISIN US9314221097    Primary SEDOL 2934839

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Janice M. Babiak   Mgmt   For   For
Elect Director David J. Brailer   Mgmt   For   For
Elect Director Steven A. Davis   Mgmt   For   For
Elect Director William C. Foote   Mgmt   For   For
Elect Director Mark P. Frissora   Mgmt   For   For
Elect Director Ginger L. Graham   Mgmt   For   For
Elect Director Alan G. McNally   Mgmt   For   For
Elect Director Dominic P. Murphy   Mgmt   For   For
Elect Director Stefano Pessina   Mgmt   For   For
Elect Director Nancy M. Schlichting   Mgmt   For   For
Elect Director Alejandro Silva   Mgmt   For   For
Elect Director James A. Skinner   Mgmt   For   For
Elect Director Gregory D. Wasson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For
Adopt Proxy Access Right   SH   Against   Against

Woodward, Inc.

 

Meeting Date    01/22/2014    Country    USA    Provider Security ID    980745103
Record Date    11/25/2013    Meeting Type    Annual    Ticker    WWD

 

Shares Voted 100    Primary CUSIP 980745103    Primary ISIN US9807451037    Primary SEDOL 2948089

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary L. Petrovich   Mgmt   For   Withhold
Elect Director Larry E. Rittenberg   Mgmt   For   For
Elect Director Paul Donovan   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For


Air Products and Chemicals, Inc.

 

Meeting Date    01/23/2014    Country    USA    Provider Security ID    009158106
Record Date    11/29/2013    Meeting Type    Annual    Ticker    APD

 

Shares Voted 103    Primary CUSIP 009158106    Primary ISIN US0091581068    Primary SEDOL 2011602

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Chadwick C. Deaton   Mgmt   For   For
Elect Director Edward L. Monser   Mgmt   For   For
Elect Director Matthew H. Paull   Mgmt   For   For
Elect Director Lawrence S. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

Jacobs Engineering Group Inc.

 

Meeting Date    01/23/2014    Country    USA    Provider Security ID    469814107
Record Date    12/02/2013    Meeting Type    Annual    Ticker    JEC

 

Shares Voted 66    Primary CUSIP 469814107    Primary ISIN US4698141078    Primary SEDOL 2469052

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Juan José Suárez Coppel   Mgmt   For   For
Elect Director John F. Coyne   Mgmt   For   For
Elect Director Linda Fayne Levinson   Mgmt   For   For
Elect Director Craig L. Martin   Mgmt   For   For
Elect Director Christopher M.T. Thompson   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

Micron Technology, Inc.

 

Meeting Date    01/23/2014    Country    USA    Provider Security ID    595112103
Record Date    11/25/2013    Meeting Type    Annual    Ticker    MU

 

Shares Voted 611    Primary CUSIP 595112103    Primary ISIN US5951121038    Primary SEDOL 2588184

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert L. Bailey   Mgmt   For   For
Elect Director Richard M. Beyer   Mgmt   For   For
Elect Director Patrick J. Byrne   Mgmt   For   For
Elect Director D. Mark Durcan   Mgmt   For   For
Elect Director Warren East   Mgmt   For   For
Elect Director Mercedes Johnson   Mgmt   For   For
Elect Director Lawrence N. Mondry   Mgmt   For   For
Elect Director Robert E. Switz   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For


Becton, Dickinson and Company

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    075887109
Record Date    12/10/2013    Meeting Type    Annual    Ticker    BDX

 

Shares Voted 110    Primary CUSIP 075887109    Primary ISIN US0758871091    Primary SEDOL 2087807

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Basil L. Anderson   Mgmt   For   For
Elect Director Henry P. Becton, Jr.   Mgmt   For   For
Elect Director Catherine M. Burzik   Mgmt   For   For
Elect Director Edward F. DeGraan   Mgmt   For   For
Elect Director Vincent A. Forlenza   Mgmt   For   For
Elect Director Claire M. Fraser   Mgmt   For   For
Elect Director Christopher Jones   Mgmt   For   For
Elect Director Marshall O. Larsen   Mgmt   For   For
Elect Director Gary A. Mecklenburg   Mgmt   For   For
Elect Director James F. Orr   Mgmt   For   For
Elect Director Willard J. Overlock, Jr.   Mgmt   For   For
Elect Director Rebecca W. Rimel   Mgmt   For   For
Elect Director Bertram L. Scott   Mgmt   For   For
Elect Director Alfred Sommer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Monsanto Company

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    61166W101
Record Date    12/02/2013    Meeting Type    Annual    Ticker    MON

 

Shares Voted 61    Primary CUSIP 61166W101    Primary ISIN US61166W1018    Primary SEDOL 2654320

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gregory H. Boyce   Mgmt   For   For
Elect Director Laura K. Ipsen   Mgmt   For   For
Elect Director William U. Parfet   Mgmt   For   For
Elect Director George H. Poste   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Risk of Genetic Engineering in Order to Work with Regulators   SH   Against   Against
Report on Risk of Genetically Engineered Products   SH   Against   Against


Siemens AG

 

Meeting Date    01/28/2014    Country    Germany    Provider Security ID    D69671218
              
Record Date       Meeting Type    Annual    Ticker    SIE

 

Shares Voted 77    Primary CUSIP D69671218    Primary ISIN DE0007236101    Primary SEDOL 5727973

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 3 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012/2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012/2013   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Ratify Ernst & Young as Auditors for Fiscal 2013/2014   Mgmt   For   For
Elect Jim Hagemann Snabe to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Approve Cancellation of Capital Authorization   Mgmt   For   For
Amend Articles Re: Remuneration of the Supervisory Board   Mgmt   For   For

Verizon Communications Inc.

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    92343V104
Record Date    12/09/2013    Meeting Type    Special    Ticker    VZ

 

Shares Voted 329    Primary CUSIP 92343V104    Primary ISIN US92343V1044    Primary SEDOL 2090571

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Issue Shares in Connection with Acquisition   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Vodafone Group plc

 

Meeting Date    01/28/2014    Country    United Kingdom    Provider Security ID    G93882135
Record Date    01/26/2014    Meeting Type    Special    Ticker    VOD

 

Shares Voted 4,381    Primary CUSIP G93882135    Primary ISIN GB00B16GWD56    Primary SEDOL B16GWD5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc   Mgmt   For   For
Approve Matters Relating to the Return of Value to Shareholders   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Board to Ratify and Execute Approved Resolutions   Mgmt   For   For


Vodafone Group plc

 

Meeting Date    01/28/2014    Country    United Kingdom    Provider Security ID    G93882135
Record Date    01/26/2014    Meeting Type    Court    Ticker    VOD

 

Shares Voted 4,381    Primary CUSIP G93882135    Primary ISIN GB00B16GWD56    Primary SEDOL B16GWD5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Court Meeting   Mgmt    
Approve Scheme of Arrangement   Mgmt   For   For

Visa Inc.

 

Meeting Date    01/29/2014    Country    USA    Provider Security ID    92826C839
Record Date    12/03/2013    Meeting Type    Annual    Ticker    V

 

Shares Voted 99    Primary CUSIP 92826C839    Primary ISIN US92826C8394    Primary SEDOL B2PZN04

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary B. Cranston   Mgmt   For   For
Elect Director Francisco Javier Fernandez-Carbajal   Mgmt   For   For
Elect Director Alfred F. Kelly, Jr.   Mgmt   For   For
Elect Director Robert W. Matschullat   Mgmt   For   For
Elect Director Cathy E. Minehan   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director David J. Pang   Mgmt   For   For
Elect Director Charles W. Scharf   Mgmt   For   For
Elect Director William S. Shanahan   Mgmt   For   For
Elect Director John A. C. Swainson   Mgmt   For   For
Elect Director Maynard G. Webb, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Emerson Electric Co.

 

Meeting Date    02/04/2014    Country    USA    Provider Security ID    291011104
Record Date    11/26/2013    Meeting Type    Annual    Ticker    EMR

 

Shares Voted 105    Primary CUSIP 291011104    Primary ISIN US2910111044    Primary SEDOL 2313405

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director D. N. Farr   Mgmt   For   For
Elect Director H. Green   Mgmt   For   For
Elect Director C. A. Peters   Mgmt   For   For
Elect Director J. W. Prueher   Mgmt   For   For
Elect Director A.A. Busch, III   Mgmt   For   For
Elect Director J. S. Turley   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Sustainability   SH   Against   For
Report on Political Contributions   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For


Compass Group plc

 

Meeting Date    02/06/2014    Country    United Kingdom    Provider Security ID    G23296182
Record Date    02/04/2014    Meeting Type    Annual    Ticker    CPG

 

Shares Voted 241    Primary CUSIP G23296182    Primary ISIN GB0005331532    Primary SEDOL 0533153

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Paul Walsh as Director   Mgmt   For   For
Re-elect Dominic Blakemore as Director   Mgmt   For   For
Re-elect Richard Cousins as Director   Mgmt   For   For
Re-elect Gary Green as Director   Mgmt   For   For
Re-elect Andrew Martin as Director   Mgmt   For   For
Re-elect John Bason as Director   Mgmt   For   For
Re-elect Susan Murray as Director   Mgmt   For   For
Re-elect Don Robert as Director   Mgmt   For   For
Re-elect Sir Ian Robinson as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks Notice   Mgmt   For   For

MICROSEMI CORPORATION

 

Meeting Date    02/11/2014    Country    USA    Provider Security ID    595137100
Record Date    12/16/2013    Meeting Type    Annual    Ticker    MSCC

 

Shares Voted 167    Primary CUSIP 595137100    Primary ISIN US5951371005    Primary SEDOL 2588140

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Peterson   Mgmt   For   For
Elect Director Dennis R. Leibel   Mgmt   For   For
Elect Director Thomas R. Anderson   Mgmt   For   For
Elect Director William E. Bendush   Mgmt   For   For
Elect Director Paul F. Folino   Mgmt   For   For
Elect Director William L. Healey   Mgmt   For   For
Elect Director Matthew E. Massengill   Mgmt   For   For
Elect Director James V. Mazzo   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For


Teva Pharmaceutical Industries Ltd.

 

Meeting Date    02/24/2014    Country    Israel    Provider Security ID    M8769Q102
Record Date    01/23/2014    Meeting Type    Special    Ticker    TEVA

 

Shares Voted 93    Primary CUSIP M8769Q102    Primary ISIN IL0006290147    Primary SEDOL 6882172

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate   Mgmt   For   For

Whole Foods Market, Inc.

 

Meeting Date    02/24/2014    Country    USA    Provider Security ID    966837106
Record Date    12/30/2013    Meeting Type    Annual    Ticker    WFM

 

Shares Voted 180    Primary CUSIP 966837106    Primary ISIN US9668371068    Primary SEDOL 2963899

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Elstrott   Mgmt   For   For
Elect Director Gabrielle Greene   Mgmt   For   For
Elect Director Shahid ‘Hass’ Hassan   Mgmt   For   For
Elect Director Stephanie Kugelman   Mgmt   For   For
Elect Director John Mackey   Mgmt   For   For
Elect Director Walter Robb   Mgmt   For   For
Elect Director Jonathan Seiffer   Mgmt   For   For
Elect Director Morris ‘Mo’ Siegel   Mgmt   For   For
Elect Director Jonathan Sokoloff   Mgmt   For   For
Elect Director Ralph Sorenson   Mgmt   For   For
Elect Director William ‘Kip’ Tindell, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Claw-back of Payments under Restatements   SH   Against   For
Provide For Confidential Running Vote Tallies   SH   Against   For

Apple Inc.

 

Meeting Date    02/28/2014    Country    USA    Provider Security ID    037833100
Record Date    12/30/2013    Meeting Type    Annual    Ticker    AAPL

 

Shares Voted 104    Primary CUSIP 037833100    Primary ISIN US0378331005    Primary SEDOL 2046251

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William Campbell   Mgmt   For   For
Elect Director Timothy Cook   Mgmt   For   For
Elect Director Millard Drexler   Mgmt   For   For
Elect Director Al Gore   Mgmt   For   For
Elect Director Robert Iger   Mgmt   For   For
Elect Director Andrea Jung   Mgmt   For   For
Elect Director Arthur Levinson   Mgmt   For   For


Elect Director Ronald Sugar   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock   Mgmt   For   For
Establish a Par Value for Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Establish Board Committee on Human Rights   SH   Against   Against
Report on Trade Associations and Organizations that Promote Sustainability Practices   SH   Against   Against
Advisory Vote to Increase Capital Repurchase Program   SH   Against   Against
Proxy Access   SH   Against   Against

QUALCOMM Incorporated

 

Meeting Date    03/04/2014    Country    USA    Provider Security ID    747525103
Record Date    01/06/2014    Meeting Type    Annual    Ticker    QCOM

 

Shares Voted 207    Primary CUSIP 747525103    Primary ISIN US7475251036    Primary SEDOL 2714923

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barbara T. Alexander   Mgmt   For   For
Elect Director Donald G. Cruickshank   Mgmt   For   For
Elect Director Raymond V. Dittamore   Mgmt   For   For
Elect Director Susan Hockfield   Mgmt   For   For
Elect Director Thomas W. Horton   Mgmt   For   For
Elect Director Paul E. Jacobs   Mgmt   For   For
Elect Director Sherry Lansing   Mgmt   For   For
Elect Director Steven M. Mollenkopf   Mgmt   For   For
Elect Director Duane A. Nelles   Mgmt   For   For
Elect Director Clark T. ‘Sandy’ Randt, Jr.   Mgmt   For   For
Elect Director Francisco Ros   Mgmt   For   For
Elect Director Jonathan J. Rubinstein   Mgmt   For   For
Elect Director Brent Scowcroft   Mgmt   For   For
Elect Director Marc I. Stern   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year


PTC Inc.

 

Meeting Date    03/05/2014    Country    USA    Provider Security ID    69370C100
Record Date    01/06/2014    Meeting Type    Annual    Ticker    PTC

 

Shares Voted 173    Primary CUSIP 69370C100    Primary ISIN US69370C1009    Primary SEDOL B95N910

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Janice D. Chaffin   Mgmt   For   For
Elect Director James E. Heppelmann   Mgmt   For   For
Elect Director Paul A. Lacy   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Mgmt   For   Against

Piedmont Natural Gas Company, Inc.

 

Meeting Date    03/06/2014    Country    USA    Provider Security ID    720186105
Record Date    01/02/2014    Meeting Type    Annual    Ticker    PNY

 

Shares Voted 24    Primary CUSIP 720186105    Primary ISIN US7201861058    Primary SEDOL 2688147

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Malcolm E. Everett, III   Mgmt   For   For
Elect Director Frank B. Holding, Jr.   Mgmt   For   For
Elect Director Minor M. Shaw   Mgmt   For   For
Elect Director Michael C. Tarwater   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Reduce Supermajority Vote Requirement in the Articles of Incorporation   Mgmt   For   For
Reduce Supermajority Vote Requirement in the Bylaws   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

Banco Bilbao Vizcaya Argentaria, S.A.

 

Meeting Date    03/13/2014    Country    Spain    Provider Security ID    E11805103
Record Date    03/06/2014    Meeting Type    Annual    Ticker    BBVA

 

Shares Voted 514    Primary CUSIP E11805103    Primary ISIN ES0113211835    Primary SEDOL 5501906

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors   Mgmt   For   For
Reelect Tomás Alfaro Drake as Director   Mgmt   For   For
Reelect Carlos Loring Martínez de Irujo as Director   Mgmt   For   For
Reelect José Luis Palao García-Suelto as Director   Mgmt   For   For
Reelect Susana Rodríguez Vidarte as Director   Mgmt   For   Against
Ratify Appointment of and Elect José Manuel González-Páramo Martínez-Murillo as Director   Mgmt   For   Against
Appoint Lourdes Máiz Carro as Director   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For


Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Approve Deferred Share Bonus Plan for FY 2014   Mgmt   For   For
Fix Maximum Variable Compensation Ratio   Mgmt   For   For
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

The Walt Disney Company

 

Meeting Date    03/18/2014    Country    USA    Provider Security ID    254687106
Record Date    01/17/2014    Meeting Type    Annual    Ticker    DIS

 

Shares Voted 205    Primary CUSIP 254687106    Primary ISIN US2546871060    Primary SEDOL 2270726

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Susan E. Arnold   Mgmt   For   For
Elect Director John S. Chen   Mgmt   For   For
Elect Director Jack Dorsey   Mgmt   For   For
Elect Director Robert A. Iger   Mgmt   For   For
Elect Director Fred H. Langhammer   Mgmt   For   For
Elect Director Aylwin B. Lewis   Mgmt   For   For
Elect Director Monica C. Lozano   Mgmt   For   For
Elect Director Robert W. Matschullat   Mgmt   For   For
Elect Director Sheryl K. Sandberg   Mgmt   For   For
Elect Director Orin C. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Call Special Meeting   Mgmt   For   For
Adopt Proxy Access Right   SH   Against   Against
Pro-rata Vesting of Equity Awards   SH   Against   Against

Novo Nordisk A/S

 

Meeting Date    03/20/2014    Country    Denmark    Provider Security ID    K72807132
Record Date    03/13/2014    Meeting Type    Annual    Ticker    NOVO B

 

Shares Voted 180    Primary CUSIP K7314N152    Primary ISIN DK0060534915    Primary SEDOL BHC8X90


Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Report of Board   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million   Mgmt   For   For
Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work   Mgmt   For   For
Approve Allocation of Income and Dividends of DKK 4.5 Per Share   Mgmt   For   For
Elect Goran Ando (Chairman) as Director   Mgmt   For   For
Elect Jeppe Christiansen (Vice Chairman) as New Director   Mgmt   For   For
Elect Bruno Angelici as Director   Mgmt   For   For
Elect Liz Hewitt as Director   Mgmt   For   For
Elect Thomas Koestler as Director   Mgmt   For   For
Elect Helge Lund as Director   Mgmt   For   For
Elect Hannu Ryopponen as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve DKK 20 Million Reduction in Class B Share Capital via Share Cancellation   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Approve Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024   Mgmt   For   For
Approve Publication of Annual Report in English   Mgmt   For   For
Change Language of Annual Meeting to English   Mgmt   For   For
Approve Guidelines for Incentive-Based Compensation for Executive Management and Board   Mgmt   For   For
Shareholder Proposals Submitted by Kjeld Beyer   Mgmt    
Provide Financial Information in Notice to Convene AGM   SH   Against   Against
Publish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years   SH   Against   Against
Simplify Access to Documents Available on Company’s Website   SH   Against   Against
Require Refreshments to be Available During Annual General Meeting   SH   Against   Against
Other Business   Mgmt    

Banco Santander S.A.

 

Meeting Date    03/27/2014    Country    Spain    Provider Security ID    E19790109
Record Date    03/20/2014    Meeting Type    Annual    Ticker    SAN

 

Shares Voted 1,346    Primary CUSIP E19790109    Primary ISIN ES0113900J37    Primary SEDOL 5705946


Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Ratify Appointment of and Elect José Javier Marín Romano as Director   Mgmt   For   For
Ratify Appointment of Juan Miguel Villar Mir as Director   Mgmt   For   For
Ratify Appointment of and Elect Sheila Bair as Director   Mgmt   For   For
Reelect Ana Patricia Botín-Sanz de Sautuola y O’Shea as Director   Mgmt   For   Against
Reelect Rodrigo Echenique Gordillo as Director   Mgmt   For   Against
Reelect Esther Giménez-Salinas i Colomer as Director   Mgmt   For   For
Reelect Vittorio Corbo Lioi as Director   Mgmt   For   Against
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Amend Articles Re: Board Composition and Director Compensation   Mgmt   For   For
Amend Articles Re: Board and Committees   Mgmt   For   For
Amend Article 18 of General Meeting Regulations Re: Audit Committee   Mgmt   For   For
Approve Capital Raising of up to EUR 500 Million   Mgmt   For   For
Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion   Mgmt   For   For
Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion   Mgmt   For   For
Fix Maximum Variable Compensation Ratio   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Performance Shares Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

Canon Inc.

 

Meeting Date    03/28/2014    Country    Japan    Provider Security ID    J05124144
Record Date    12/31/2013    Meeting Type    Annual    Ticker    7751

 

Shares Voted 200    Primary CUSIP J05124144    Primary ISIN JP3242800005    Primary SEDOL 6172323


Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 65   Mgmt   For   For
Amend Articles to Indemnify Directors   Mgmt   For   For
Elect Director Mitarai, Fujio   Mgmt   For   For
Elect Director Tanaka, Toshizo   Mgmt   For   For
Elect Director Ikoma, Toshiaki   Mgmt   For   For
Elect Director Adachi, Yoroku   Mgmt   For   For
Elect Director Mitsuhashi, Yasuo   Mgmt   For   For
Elect Director Matsumoto, Shigeyuki   Mgmt   For   For
Elect Director Homma, Toshio   Mgmt   For   For
Elect Director Ozawa, Hideki   Mgmt   For   For
Elect Director Maeda, Masaya   Mgmt   For   For
Elect Director Tani, Yasuhiro   Mgmt   For   For
Elect Director Nagasawa, Kenichi   Mgmt   For   For
Elect Director Otsuka, Naoji   Mgmt   For   For
Elect Director Yamada, Masanori   Mgmt   For   For
Elect Director Wakiya, Aitake   Mgmt   For   For
Elect Director Ono, Kazuto   Mgmt   For   For
Elect Director Kimura, Akiyoshi   Mgmt   For   For
Elect Director Osanai, Eiji   Mgmt   For   For
Elect Director Saida, Kunitaro   Mgmt   For   For
Elect Director Kato, Haruhiko   Mgmt   For   For
Appoint Statutory Auditor Araki, Makoto   Mgmt   For   For
Appoint Statutory Auditor Yoshida, Osami   Mgmt   For   For
Appoint Statutory Auditor Kitamura, Kuniyoshi   Mgmt   For   Against
Approve Annual Bonus Payment to Directors   Mgmt   For   For

A. O. Smith Corporation

 

Meeting Date    04/07/2014    Country    USA    Provider Security ID    831865209
Record Date    02/17/2014    Meeting Type    Annual    Ticker    AOS

 

Shares Voted 100    Primary CUSIP 831865209    Primary ISIN US8318652091    Primary SEDOL 2816023

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gloster B. Current, Jr.   Mgmt   For   For
Elect Director William P. Greubel   Mgmt   For   For
Elect Director Idelle K. Wolf   Mgmt   For   For
Elect Director Gene C. Wulf   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For


Daimler AG

 

Meeting Date    04/09/2014    Country    Germany    Provider Security ID    D1668R123
Record Date       Meeting Type    Annual    Ticker    DAI

 

Shares Voted 84    Primary CUSIP D1668R123    Primary ISIN DE0007100000    Primary SEDOL 5529027

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.25 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KMPG AG as Auditors for Fiscal 2014   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Elect Bernd Bohr to the Supervisory Board   Mgmt   For   For
Elect Joe Kaeser to the Supervisory Board   Mgmt   For   For
Elect Bernd Pischetsrieder to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR1 Billion of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Amend Articles Re: Remuneration of Supervisory Board   Mgmt   For   For
Amend Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For

Schlumberger Limited

 

Meeting Date    04/09/2014    Country    Curacao    Provider Security ID    806857108
Record Date    02/19/2014    Meeting Type    Annual    Ticker    SLB

 

Shares Voted 149    Primary CUSIP 806857108    Primary ISIN AN8068571086    Primary SEDOL 2779201

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter L.S. Currie   Mgmt   For   For
Elect Director Tony Isaac   Mgmt   For   For
Elect Director K. Vaman Kamath   Mgmt   For   For
Elect Director Maureen Kempston Darkes   Mgmt   For   For
Elect Director Paal Kibsgaard   Mgmt   For   For
Elect Director Nikolay Kudryavtsev   Mgmt   For   For
Elect Director Michael E. Marks   Mgmt   For   For
Elect Director Lubna S. Olayan   Mgmt   For   For
Elect Director Leo Rafael Reif   Mgmt   For   For
Elect Director Tore I. Sandvold   Mgmt   For   For
Elect Director Henri Seydoux   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt and Approve Financials and Dividends   Mgmt   For   For
Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For


BP plc

 

Meeting Date    04/10/2014    Country    United Kingdom    Provider Security ID    G12793108
Record Date    04/08/2014    Meeting Type    Annual    Ticker    BP.

 

Shares Voted 1,726    Primary CUSIP G12793108    Primary ISIN GB0007980591    Primary SEDOL 0798059

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Abstain
Approve Remuneration Policy   Mgmt   For   For
Re-elect Bob Dudley as Director   Mgmt   For   For
Re-elect Iain Conn as Director   Mgmt   For   For
Re-elect Dr Brian Gilvary as Director   Mgmt   For   For
Re-elect Paul Anderson as Director   Mgmt   For   For
Re-elect Frank Bowman as Director   Mgmt   For   For
Re-elect Antony Burgmans as Director   Mgmt   For   For
Re-elect Cynthia Carroll as Director   Mgmt   For   For
Re-elect George David as Director   Mgmt   For   For
Re-elect Ian Davis as Director   Mgmt   For   For
Re-elect Dame Ann Dowling as Director   Mgmt   For   For
Re-elect Brendan Nelson as Director   Mgmt   For   For
Re-elect Phuthuma Nhleko as Director   Mgmt   For   For
Re-elect Andrew Shilston as Director   Mgmt   For   For
Re-elect Carl-Henric Svanberg as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration   Mgmt   For   For
Approve Executive Directors’ Incentive Plan   Mgmt   For   For
Approve Remuneration of Non-Executive Directors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date    04/10/2014    Country    France    Provider Security ID    F58485115
Record Date    04/04/2014    Meeting Type    Annual/Special    Ticker    MC

 

Shares Voted 25    Primary CUSIP F58485115    Primary ISIN FR0000121014    Primary SEDOL 4061412


Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   Against
Approve Allocation of Income and Dividends of EUR 3.10 per Share   Mgmt   For   For
Reelect Delphine Arnault as Director   Mgmt   For   Against
Reelect Nicolas Bazire as Director   Mgmt   For   Against
Reelect Antonio Belloni as Director   Mgmt   For   Against
Reelect Diego Della Valle as Director   Mgmt   For   For
Reelect Pierre Gode as Director   Mgmt   For   Against
Reelect Marie-Josee Kravis as Director   Mgmt   For   For
Renew Appointment Paolo Bulgari as Censor   Mgmt   For   Against
Renew Appointment Patrick Houel as Censor   Mgmt   For   Against
Renew Appointment Felix G. Rohatyn as Censor   Mgmt   For   Against
Elect Marie-Laure Sauty de Chalon as Director   Mgmt   For   For
Advisory Vote on Compensation of Bernard Arnault   Mgmt   For   Against
Advisory Vote on Compensation of Antonio Belloni   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Approve Change of Corporate Form to Societas Europaea (SE)   Mgmt   For   For
Pursuant to Item Above, Adopt New Bylaws   Mgmt   For   For

Telefonaktiebolaget LM Ericsson

 

Meeting Date    04/11/2014    Country    Sweden    Provider Security ID    W26049119
Record Date    04/04/2014    Meeting Type    Annual    Ticker    ERIC B

 

Shares Voted 268    Primary CUSIP W26049119    Primary ISIN SE0000108656    Primary SEDOL 5959378

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Receive President’s Report   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 3.00 Per Share   Mgmt   For   For
Presentation of Nominating Committee’s Proposals   Mgmt    


Determine Number of Members (12) and Deputy Members (0) of Board   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work   Mgmt   For   For
Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors   Mgmt   For   Against
Approve Remuneration of Auditors   Mgmt   For   For
Fix Number of Auditors at One   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Approve 2014 Stock Purchase Plan   Mgmt   For   For
Approve Equity Plan Financing (2014 Stock Purchase Plan)   Mgmt   For   For
Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan)   Mgmt   For   Against
Approve 2014 Key Contributor Retention Plan   Mgmt   For   For
Approve Equity Plan Financing (2014 Key Contributor Retention Plan)   Mgmt   For   For
Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan)   Mgmt   For   Against
Approve 2014 Executive Performance Stock Plan   Mgmt   For   For
Approve Equity Plan Financing (2014 Executive Performance Stock Plan)   Mgmt   For   For
Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan)   Mgmt   For   Against
Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs)   Mgmt   For   For
Shareholder Proposals Submitted by Einar Hellbom and Thorwald Arvidsson   Mgmt    
Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM   SH   None   For
Request Board to Take Necessary Action to Create a Shareholders Association   SH   None   Against
Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies   SH   None   Against
Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders   SH   None   Against
Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights   SH   None   Against
Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company’s Exports to Iran   SH   None   Against
Close Meeting   Mgmt    

Hancock Holding Company

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    410120109
Record Date    02/21/2014    Meeting Type    Annual    Ticker    HBHC

 

Shares Voted 100    Primary CUSIP 410120109    Primary ISIN US4101201097    Primary SEDOL 2415497

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frank E. Bertucci   Mgmt   For   For
Elect Director Carl J. Chaney   Mgmt   For   For
Elect Director Terence E. Hall   Mgmt   For   For
Elect Director Thomas H. Olinde   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For


Rio Tinto plc

 

Meeting Date    04/15/2014    Country    United Kingdom    Provider Security ID    G75754104
Record Date    04/11/2014    Meeting Type    Annual    Ticker    RIO

 

Shares Voted 147    Primary CUSIP G75754104    Primary ISIN GB0007188757    Primary SEDOL 0718875

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Resolutions 1 to 19 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report for UK Law Purposes   Mgmt   For   For
Approve Remuneration Report for Australian Law Purposes   Mgmt   For   For
Approve Potential Termination Benefits   Mgmt   For   For
Elect Anne Lauvergeon as Director   Mgmt   For   For
Elect Simon Thompson as Director   Mgmt   For   For
Re-elect Robert Brown as Director   Mgmt   For   For
Re-elect Jan du Plessis as Director   Mgmt   For   For
Re-elect Michael Fitzpatrick as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Richard Goodmanson as Director   Mgmt   For   For
Re-elect Lord Kerr as Director   Mgmt   For   For
Re-elect Chris Lynch as Director   Mgmt   For   For
Re-elect Paul Tellier as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For
Re-elect Sam Walsh as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Resolutions 20 to 24 will be Voted on by Rio Tinto plc Shareholders Only   Mgmt    
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Scrip Dividend   Mgmt   For   For

Stanley Black & Decker, Inc.

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    854502101
Record Date    02/24/2014    Meeting Type    Annual    Ticker    SWK

 

Shares Voted 81    Primary CUSIP 854502101    Primary ISIN US8545021011    Primary SEDOL B3Q2FJ4


Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director George W. Buckley   Mgmt   For   For
Elect Director Patrick D. Campbell   Mgmt   For   For
Elect Director Carlos M. Cardoso   Mgmt   For   For
Elect Director Robert B. Coutts   Mgmt   For   For
Elect Director Debra A. Crew   Mgmt   For   For
Elect Director Benjamin H. Griswold, IV   Mgmt   For   For
Elect Director John F. Lundgren   Mgmt   For   For
Elect Director Anthony Luiso   Mgmt   For   For
Elect Director Marianne M. Parrs   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

U.S. Bancorp

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    902973304
Record Date    02/18/2014    Meeting Type    Annual    Ticker    USB

 

Shares Voted 216    Primary CUSIP 902973304    Primary ISIN US9029733048    Primary SEDOL 2736035

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Douglas M. Baker, Jr.   Mgmt   For   For
Elect Director Y. Marc Belton   Mgmt   For   For
Elect Director Victoria Buyniski Gluckman   Mgmt   For   For
Elect Director Arthur D. Collins, Jr.   Mgmt   For   For
Elect Director Richard K. Davis   Mgmt   For   For
Elect Director Roland A. Hernandez   Mgmt   For   For
Elect Director Doreen Woo Ho   Mgmt   For   For
Elect Director Joel W. Johnson   Mgmt   For   For
Elect Director Olivia F. Kirtley   Mgmt   For   For
Elect Director Jerry W. Levin   Mgmt   For   For
Elect Director David B. O’Maley   Mgmt   For   For
Elect Director O’dell M. Owens   Mgmt   For   For
Elect Director Craig D. Schnuck   Mgmt   For   For
Elect Director Patrick T. Stokes   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against


Vinci

 

Meeting Date    04/15/2014    Country    France    Provider Security ID    F5879X108
Record Date    04/09/2014    Meeting Type    Annual/Special    Ticker    DG

 

Shares Voted 61    Primary CUSIP F5879X108    Primary ISIN FR0000125486    Primary SEDOL B1XH026

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.77 per Share   Mgmt   For   For
Reelect Xavier Huillard as Director   Mgmt   For   Against
Reelect Yves-Thibault de Silguy as Director   Mgmt   For   For
Reelect Henri Saint Olive as Director   Mgmt   For   For
Reelect Qatari Diar Real Estate Investement Company as Director   Mgmt   For   For
Elect Marie-Christine Lombard as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Additional Pension Scheme Agreement with Xavier Huillard   Mgmt   For   For
Approve Severance Payment Agreement with Xavier Huillard   Mgmt   For   Against
Approve Transaction with YTSeuropaconsultants Re: Services Agreement   Mgmt   For   Against
Advisory Vote on Compensation of the Chairman and CEO   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   Against
Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   For   Against
Amend Article 11 of Bylaws Re: Election of Representative of Employee   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

FirstMerit Corporation

 

Meeting Date    04/16/2014    Country    USA    Provider Security ID    337915102
Record Date    02/21/2014    Meeting Type    Annual    Ticker    FMER

 

Shares Voted 100    Primary CUSIP 337915102    Primary ISIN US3379151026    Primary SEDOL 2339434

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lizabeth A. Ardisana   Mgmt   For   Withhold
Elect Director Steven H. Baer   Mgmt   For   For
Elect Director Karen S. Belden   Mgmt   For   For
Elect Director R. Cary Blair   Mgmt   For   Withhold
Elect Director John C. Blickle   Mgmt   For   Withhold
Elect Director Robert W. Briggs   Mgmt   For   For
Elect Director Richard Colella   Mgmt   For   For
Elect Director Robert S. Cubbin   Mgmt   For   For
Elect Director Gina D. France   Mgmt   For   For
Elect Director Paul G. Greig   Mgmt   For   For
Elect Director Terry L. Haines   Mgmt   For   Withhold
Elect Director J. Michael Hochschwender   Mgmt   For   Withhold
Elect Director Clifford J. Isroff   Mgmt   For   Withhold
Elect Director Philip A. Lloyd, II   Mgmt   For   For
Elect Director Russ M. Strobel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against


The Sherwin-Williams Company

 

Meeting Date    04/16/2014    Country    USA    Provider Security ID    824348106
Record Date    02/25/2014    Meeting Type    Annual    Ticker    SHW

 

Shares Voted 56    Primary CUSIP 824348106    Primary ISIN US8243481061    Primary SEDOL 2804211

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arthur F. Anton   Mgmt   For   For
Elect Director Christopher M. Connor   Mgmt   For   For
Elect Director David F. Hodnik   Mgmt   For   For
Elect Director Thomas G. Kadien   Mgmt   For   For
Elect Director Richard J. Kramer   Mgmt   For   For
Elect Director Susan J. Kropf   Mgmt   For   For
Elect Director Christine A. Poon   Mgmt   For   For
Elect Director Richard K. Smucker   Mgmt   For   For
Elect Director John M. Stropki   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

L Oreal

 

Meeting Date    04/17/2014    Country    France    Provider Security ID    F58149133
Record Date    04/11/2014    Meeting Type    Annual/Special    Ticker    OR

 

Shares Voted 22    Primary CUSIP F58149133    Primary ISIN FR0000120321    Primary SEDOL 4057808

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.50 per Share   Mgmt   For   For
Elect Belen Garijo as Director   Mgmt   For   For
Reelect Jean-Paul Agon as Director   Mgmt   For   Against
Reelect Xavier Fontanet as Director   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.45 Million   Mgmt   For   For
Advisory Vote on Remuneration of Jean-Paul Agon, Chairman and CEO   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Transaction with Nestle Re: Repurchase of 48,500 Million Shares Held by Nestle   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Amend Article 8 of Bylaws Re: Age Limit of Directors, Election of Employee Representative, Director Length of Term, and Director Elections   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Ordinary Business   Mgmt    
Approve Transaction Re: Sale by L Oreal of its Entire Stake in Galderma Group Companies to Nestle   Mgmt   For   For


Citigroup Inc.

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    172967424
Record Date    02/24/2014    Meeting Type    Annual    Ticker    C

 

Shares Voted 350    Primary CUSIP 172967424    Primary ISIN US1729674242    Primary SEDOL 2297907

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael L. Corbat   Mgmt   For   For
Elect Director Duncan P. Hennes   Mgmt   For   For
Elect Director Franz B. Humer   Mgmt   For   For
Elect Director Eugene M. McQuade   Mgmt   For   For
Elect Director Michael E. O’Neill   Mgmt   For   For
Elect Director Gary M. Reiner   Mgmt   For   For
Elect Director Judith Rodin   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For
Elect Director Anthony M. Santomero   Mgmt   For