N-PX 1 d575260dnpx.htm DB-X EXCHANGE-TRADED FUNDS INC. db-X Exchange-Traded Funds Inc.

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22001

db-X Exchange-Traded Funds Inc.

(Exact name of registrant as specified in charter)

60 Wall Street

New York, New York 10005

(Address of principal executive offices) (Zip code)

Alex Depetris

db-X Exchange-Traded Funds Inc.

60 Wall Street

New York, New York 10005

(Name and address of agent for service)

Registrant’s telephone number, including area code: (212) 250-4352

Date of fiscal year end: May 31

Date of reporting period: July 1, 2012 – June 30, 2013

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2012 TO JUNE 30, 2013

db X-trackers 2010 Target Date Fund (Formerly db-X 2010 Target Date Fund)

Catalyst Health Solutions, Inc.

 

Meeting Date:    02-Jul-12    Country:    USA    Security ID:    14888B103
Record Date:    31-May-12    Meeting Type:    Special    Ticker:    CHSI

 

CUSIP: 14888B103    ISIN: US14888B1035    SEDOL: 2507781

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

The Coca-Cola Company

 

Meeting Date:    10-Jul-12    Country:    USA    Security ID:    191216100
Record Date:    21-May-12    Meeting Type:    Special    Ticker:    KO

 

CUSIP: 191216100    ISIN: US1912161007    SEDOL: 2206657

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Stock Split   Mgmt   For   For

Vantage Drilling Company

 

Meeting Date:    10-Jul-12    Country:    Cayman Islands    Security ID:    G93205113
Record Date:    21-May-12    Meeting Type:    Annual    Ticker:    VTG

 

CUSIP: G93205113    ISIN: KYG932051132    SEDOL: B39YS98

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Paul A. Bragg as Director   Mgmt   For   For
Elect Steven Bradshaw as Director   Mgmt   For   For
Elect Jorge E. Estrada as Director   Mgmt   For   For
Elect Robert F. Grantham as Director   Mgmt   For   For
Elect Marcelo D. Guiscardo as Director   Mgmt   For   For
Elect Ong Tian Khiam as Director   Mgmt   For   For
Elect Duke R. Ligon as Director   Mgmt   For   For
Elect John C.G. O’Leary as Director   Mgmt   For   For
Elect Steinar Thomassen as Director   Mgmt   For   For
Increase Authorized Common Stock to 500 Million Ordinary Shares   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Steelcase Inc.

 

Meeting Date:    11-Jul-12    Country:    USA    Security ID:    858155203
Record Date:    14-May-12    Meeting Type:    Annual    Ticker:    SCS

 

CUSIP: 858155203    ISIN: US8581552036    SEDOL: 2150420

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William P. Crawford   Mgmt   For   For
Elect Director R. David Hoover   Mgmt   For   For
Elect Director Elizabeth Valk Long   Mgmt   For   For
Elect Director Robert C. Pew III   Mgmt   For   For
Elect Director P. Craig Welch, Jr.   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Yahoo! Inc.

 

Meeting Date:    12-Jul-12    Country:    USA    Security ID:    984332106
Record Date:    17-May-12    Meeting Type:    Annual    Ticker:    YHOO

 

CUSIP: 984332106    ISIN: US9843321061    SEDOL: 2986539

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alfred J. Amoroso   Mgmt   For   For
Elect Director John D. Hayes   Mgmt   For   For
Elect Director Susan M. James   Mgmt   For   For
Elect Director David W. Kenny   Mgmt   For   For
Elect Director Peter Liguori   Mgmt   For   For
Elect Director Daniel S. Loeb   Mgmt   For   For

Elect Director Thomas J. McInerney   Mgmt   For   For
Elect Director Brad D. Smith   Mgmt   For   For
Elect Director Maynard G. Webb, Jr.   Mgmt   For   For
Elect Director Harry J. Wilson   Mgmt   For   For
Elect Director Michael J. Wolf   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Non-Employee Director Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Eni Spa

 

Meeting Date:    16-Jul-12    Country:    Italy    Security ID:    T3643A145
Record Date:    05-Jul-12    Meeting Type:    Special    Ticker:    ENI

 

CUSIP: T3643A145    ISIN: IT0003132476    SEDOL: 7145056

Proposal   Proponent   Mgmt Rec   Vote Instruction
Extraordinary Business   Mgmt    
Approve Elimination of Shares’ Par Value and Cancellation of Treasury Shares   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Share Repurchase Program   Mgmt   For   For

Modine Manufacturing Company

 

Meeting Date:    19-Jul-12    Country:    USA    Security ID:    607828100
Record Date:    01-Jun-12    Meeting Type:    Annual    Ticker:    MOD

 

CUSIP: 607828100    ISIN: US6078281002    SEDOL: 2598354

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Suresh V. Garimella   Mgmt   For   For
Elect Director Christopher W. Patterson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Vodafone Group plc

 

Meeting Date:    24-Jul-12    Country:    United Kingdom    Security ID:    G93882135
Record Date:    20-Jul-12    Meeting Type:    Annual    Ticker:    VOD

 

CUSIP: G93882135    ISIN: GB00B16GWD56    SEDOL: B16GWD5

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Vittorio Colao as Director   Mgmt   For   For
Re-elect Andy Halford as Director   Mgmt   For   For
Re-elect Stephen Pusey as Director   Mgmt   For   For
Re-elect Renee James as Director   Mgmt   For   For
Re-elect Alan Jebson as Director   Mgmt   For   For
Re-elect Samuel Jonah as Director   Mgmt   For   For
Re-elect Nick Land as Director   Mgmt   For   For
Re-elect Anne Lauvergeon as Director   Mgmt   For   For
Re-elect Luc Vandevelde as Director   Mgmt   For   For
Re-elect Anthony Watson as Director   Mgmt   For   For
Re-elect Philip Yea as Director   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For

Approve Remuneration Report   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit and Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

National Grid plc

 

Meeting Date:    30-Jul-12    Country:    United Kingdom    Security ID:    G6375K151
Record Date:    28-Jul-12    Meeting Type:    Annual    Ticker:    NG.

 

CUSIP: G6375K151    ISIN: GB00B08SNH34    SEDOL: B08SNH3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Sir Peter Gershon as Director   Mgmt   For   For
Re-elect Steve Holliday as Director   Mgmt   For   For
Re-elect Andrew Bonfield as Director   Mgmt   For   For
Re-elect Tom King as Director   Mgmt   For   For
Re-elect Nick Winser as Director   Mgmt   For   For
Re-elect Ken Harvey as Director   Mgmt   For   For
Re-elect Linda Adamany as Director   Mgmt   For   For
Re-elect Philip Aiken as Director   Mgmt   For   For
Elect Nora Brownell as Director   Mgmt   For   For

Elect Paul Golby as Director   Mgmt   For   For
Elect Ruth Kelly as Director   Mgmt   For   For
Re-elect Maria Richter as Director   Mgmt   For   For
Re-elect George Rose as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

The J. M. Smucker Company

 

Meeting Date:    15-Aug-12    Country:    USA    Security ID:    832696405
Record Date:    18-Jun-12    Meeting Type:    Annual    Ticker:    SJM

 

CUSIP: 832696405    ISIN: US8326964058    SEDOL: 2951452

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul J. Dolan   Mgmt   For   For
Elect Director Nancy Lopez Knight   Mgmt   For   For
Elect Director Gary A. Oatey   Mgmt   For   For
Elect Director Alex Shumate   Mgmt   For   For
Elect Director Timothy P. Smucker   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   SH   Against   For
Prepare Coffee Sustainability Plan   SH   Against   Against

Ariba, Inc.

 

Meeting Date:    29-Aug-12    Country:    USA    Security ID:    04033V203
Record Date:    19-Jul-12    Meeting Type:    Special    Ticker:    ARBA

 

CUSIP: 04033V203    ISIN: US04033V2034    SEDOL: B01RQB2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

Apollo Investment Corporation

 

Meeting Date:    05-Sep-12    Country:    USA    Security ID:    03761U106
Record Date:    13-Jun-12    Meeting Type:    Annual    Ticker:    AINV

 

CUSIP: 03761U106    ISIN: US03761U1060    SEDOL: B00NWP7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John J. Hannan   Mgmt   For   For
Elect Director James C. Zelter   Mgmt   For   For

Elect Director Ashok N. Bakhru   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Issuance of Shares Below Net Asset Value (NAV)   Mgmt   For   For

ASML Holding NV

 

Meeting Date:    07-Sep-12    Country:    Netherlands    Security ID:    N07059178
Record Date:    10-Aug-12    Meeting Type:    Special    Ticker:    ASML

 

CUSIP: N07059178    ISIN: NL0006034001    SEDOL: 5949368

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    
Open Meeting   Mgmt    
Receive Announcements Re: Customer Co-Investment Program   Mgmt    

Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital Re: Customer Co-Investment Program   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 3a   Mgmt   For   For
Amend Articles to Create New Share Class: Ordinary Shares M   Mgmt   For   For
Increase Par Value per Ordinary Share   Mgmt   For   For
Approve Reduction in Share Capital by Decreasing Nominal Value per Share   Mgmt   For   For
Amend Articles Re: Consolidation of Ordinary Shares A at an Exchange Ratio   Mgmt   For   For
Amend Articles to Eliminate Two Ordinary Share Classes A and M and Convert into One Ordinary Share Class   Mgmt   For   For
Authorize each Director and any Lawyer and Paralegals from De Brauw Blackstone Westbroek NV to Execute the Notarial Deeds of Amendments   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights   Mgmt   For   For

Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 6c   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

Teva Pharmaceutical Industries Ltd.

 

Meeting Date:    12-Sep-12    Country:    Israel    Security ID:    M8769Q102
Record Date:    13-Aug-12    Meeting Type:    Annual    Ticker:    TEVA

 

CUSIP: M8769Q102    ISIN: IL0006290147    SEDOL: 6882172

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive and Discuss Consolidated Balance Sheet as of Dec. 31, 2011 and Consolidated Income Statements for 2011   Mgmt    
Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share   Mgmt   For   For
Reelect Phillip Frost as Director   Mgmt   For   For
Reelect Roger Abravanel as Director   Mgmt   For   For
Elect Galia Maor as Director   Mgmt   For   For
Reelect Richard A. Lerner as Director   Mgmt   For   For
Reelect Erez Vigodman as Director   Mgmt   For   For
Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee   Mgmt   For   For
Approve Annual Fee and Reimbursement of Expenses of Chairman   Mgmt   For   For
Approve Annual Fee and Reimbursement of Expenses of Vice Chairman   Mgmt   For   For

Approve Certain Amendments to Articles of Association   Mgmt   For   For
Approve Indemnification and Release Agreements for Directors of the Company   Mgmt   For   For
Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation   Mgmt   For   For

Measurement Specialties, Inc.

 

Meeting Date:    13-Sep-12    Country:    USA    Security ID:    583421102
Record Date:    20-Jul-12    Meeting Type:    Annual    Ticker:    MEAS

 

CUSIP: 583421102    ISIN: US5834211022    SEDOL: 2572358

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director R. Barry Uber   Mgmt   For   For

Elect Director Satish Rishi   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

NIKE, Inc.

 

Meeting Date:    20-Sep-12    Country:    USA    Security ID:    654106103
Record Date:    23-Jul-12    Meeting Type:    Annual    Ticker:    NKE

 

CUSIP: 654106103    ISIN: US6541061031    SEDOL: 2640147

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan B. Graf, Jr.   Mgmt   For   For
Elect Director John C. Lechleiter   Mgmt   For   For
Elect Director Phyllis M. Wise   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   Against

FedEx Corporation

 

Meeting Date:    24-Sep-12    Country:    USA    Security ID:    31428X106
Record Date:    30-Jul-12    Meeting Type:    Annual    Ticker:    FDX

 

CUSIP: 31428X106    ISIN: US31428X1063    SEDOL: 2142784

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James L. Barksdale   Mgmt   For   Against

Elect Director John A. Edwardson   Mgmt   For   For
Elect Director Shirley Ann Jackson   Mgmt   For   Against
Elect Director Steven R. Loranger   Mgmt   For   Against
Elect Director Gary W. Loveman   Mgmt   For   For
Elect Director R. Brad Martin   Mgmt   For   Against
Elect Director Joshua Cooper Ramo   Mgmt   For   For
Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Frederick W. Smith   Mgmt   For   For
Elect Director Joshua I. Smith   Mgmt   For   For
Elect Director David P. Steiner   Mgmt   For   For
Elect Director Paul S. Walsh   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Political Contributions   SH   Against   Against

Gaylord Entertainment Company

 

Meeting Date:    25-Sep-12    Country:    USA    Security ID:    367905106
Record Date:    08-Aug-12    Meeting Type:    Special    Ticker:    GET

 

CUSIP: 367905106    ISIN: US3679051066    SEDOL: 2103576

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Reorganization Plan   Mgmt   For   For
Authorize the Potential Issuance of Additional Common Stock in Compliance of Listing Rules   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Smith & Wesson Holding Corporation

 

Meeting Date:    01-Oct-12    Country:    USA    Security ID:    831756101
Record Date:    06-Aug-12    Meeting Type:    Annual    Ticker:    SWHC

 

CUSIP: 831756101    ISIN: US8317561012    SEDOL: 2568164

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barry M. Monheit   Mgmt   For   For
Elect Director Robert L. Scott   Mgmt   For   For
Elect Director Michael F. Golden   Mgmt   For   For
Elect Director Robert H. Brust   Mgmt   For   For
Elect Director P. James Debney   Mgmt   For   For
Elect Director John B. Furman   Mgmt   For   For
Elect Director Mitchell A. Saltz   Mgmt   For   For
Elect Director I. Marie Wadecki   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Procter & Gamble Company

 

Meeting Date:    09-Oct-12    Country:    USA    Security ID:    742718109
Record Date:    10-Aug-12    Meeting Type:    Annual    Ticker:    PG

 

CUSIP: 742718109    ISIN: US7427181091    SEDOL: 2704407

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Angela F. Braly   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Scott D. Cook   Mgmt   For   For
Elect Director Susan Desmond-Hellmann   Mgmt   For   For
Elect Director Robert A. McDonald   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director Johnathan A. Rodgers   Mgmt   For   For

Elect Director Margaret C. Whitman   Mgmt   For   For
Elect Director Mary Agnes Wilderotter   Mgmt   For   For
Elect Director Patricia A. Woertz   Mgmt   For   For
Elect Director Ernesto Zedillo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote   SH   Against   Against
Report on Adopting Extended Producer Responsibility Policy   SH   Against   Against
Reduce Supermajority Vote Requirement   SH   Against   For

Ruby Tuesday, Inc.

 

Meeting Date:    10-Oct-12    Country:    USA    Security ID:    781182100
Record Date:    13-Aug-12    Meeting Type:    Annual    Ticker:    RT

 

CUSIP: 781182100    ISIN: US7811821005    SEDOL: 2757616

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director F. Lane Cardwell, Jr   Mgmt   For   For
Elect Director Kevin T. Clayton   Mgmt   For   For
Elect Director Jeffrey J. O’Neill   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CSL Ltd.

 

Meeting Date:    17-Oct-12    Country:    Australia    Security ID:    Q3018U109
Record Date:    15-Oct-12    Meeting Type:    Annual    Ticker:    CSL

 

CUSIP: Q3018U109    ISIN: AU000000CSL8    SEDOL: 6185495

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Maurice Renshaw as a Director   Mgmt   For   For
Elect David Anstice as a Director   Mgmt   For   For
Approve the Adoption of Remuneration Report   Mgmt   For   For
Approve the Adoption of a New Constitution   Mgmt   For   For
Amend the Company’s Constitution to Insert Proportional Takeover Provisions in the New Constitution   Mgmt   For   For
Amend the Company’s Constitution to Re-Insert Proportional Takeover Provisions in the Existing Constitution   Mgmt   For   For

Diageo plc

 

Meeting Date:    17-Oct-12    Country:    United Kingdom    Security ID:    G42089113
Record Date:    15-Oct-12    Meeting Type:    Annual    Ticker:    DGE

 

CUSIP: G42089113    ISIN: GB0002374006    SEDOL: 0237400

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Peggy Bruzelius as Director   Mgmt   For   For
Re-elect Laurence Danon as Director   Mgmt   For   For
Re-elect Lord Davies of Abersoch as Director   Mgmt   For   For
Re-elect Betsy Holden as Director   Mgmt   For   For
Re-elect Dr Franz Humer as Director   Mgmt   For   For
Re-elect Deirdre Mahlan as Director   Mgmt   For   For
Re-elect Philip Scott as Director   Mgmt   For   For
Re-elect Todd Stitzer as Director   Mgmt   For   For
Re-elect Paul Walsh as Director   Mgmt   For   For

Elect Ho KwonPing as Director   Mgmt   For   For
Elect Ivan Menezes as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

BHP Billiton plc

 

Meeting Date:    25-Oct-12    Country:    United Kingdom    Security ID:    G10877101
Record Date:    23-Oct-12    Meeting Type:    Annual    Ticker:    BLT

 

CUSIP: G10877101    ISIN: GB0000566504    SEDOL: 0056650

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Elect Pat Davies as Director   Mgmt   For   For
Re-elect Malcolm Broomhead as Director   Mgmt   For   For
Re-elect Sir John Buchanan as Director   Mgmt   For   For
Re-elect Carlos Cordeiro as Director   Mgmt   For   For
Re-elect David Crawford as Director   Mgmt   For   For
Re-elect Carolyn Hewson as Director   Mgmt   For   For
Re-elect Marius Kloppers as Director   Mgmt   For   For
Re-elect Lindsay Maxsted as Director   Mgmt   For   For
Re-elect Wayne Murdy as Director   Mgmt   For   For
Re-elect Keith Rumble as Director   Mgmt   For   For

Re-elect John Schubert as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect Jac Nasser as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve the Grant of Long-Term Incentive Performance Shares to Marius Kloppers   Mgmt   For   For

Eaton Corporation

 

Meeting Date:    26-Oct-12    Country:    USA    Security ID:    278058102
Record Date:    13-Sep-12    Meeting Type:    Special    Ticker:    ETN

 

CUSIP: 278058102    ISIN: US2780581029    SEDOL: 2300883

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Approve Reduction of Capital of New Eaton to Allow Creation of Distributable Reserves of New Eaton which are Required Under Irish Law to Allow New Eaton to Make Distributions and to Pay Dividends and Repurchase or Redeem Shares   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Commonwealth Bank Of Australia

 

Meeting Date:    30-Oct-12    Country:    Australia    Security ID:    Q26915100
Record Date:    28-Oct-12    Meeting Type:    Annual    Ticker:    CBA

 

CUSIP: Q26915100    ISIN: AU000000CBA7    SEDOL: 6215035

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proposals for Ordinary Shareholders   Mgmt    
Elect David Turner as a Director   Mgmt   For   For
Elect Carolyn Kay as a Director   Mgmt   For   For
Elect Harrison Young as a Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 78,681 Reward Rights to Ian Mark Narev, CEO and Managing Director of the Company   Mgmt   For   For
Management Proposal for Ordinary Shareholders and Holders of PERLS IV Stapled Securities   Mgmt    
Approve the Selective Buyback of Up to 100 Percent of the Preference Shares that Form Part of the Perpetual Exchangeable Resaleable Listed Securities   Mgmt   For   For

Energy XXI (Bermuda) Limited

 

Meeting Date:    06-Nov-12    Country:    Bermuda    Security ID:    G10082140
Record Date:    17-Sep-12    Meeting Type:    Annual    Ticker:    5E3B

 

CUSIP: N/A    ISIN: BMG100821401    SEDOL: B2QVPS3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Paul Davison as Director   Mgmt   For   For
Elect Hill Feinberg as Director   Mgmt   For   For
Approve UHY LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

JDA Software Group, Inc.

 

Meeting Date:    13-Nov-12    Country:    USA    Security ID:    46612K108
Record Date:    21-Sep-12    Meeting Type:    Annual    Ticker:    JDAS

 

CUSIP: 46612K108    ISIN: US46612K1088    SEDOL: 2478478

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Michael Gullard   Mgmt   For   For
Elect Director Richard Haddrill   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Restricted Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Jack Henry & Associates, Inc.

 

Meeting Date:    14-Nov-12    Country:    USA    Security ID:    426281101
Record Date:    20-Sep-12    Meeting Type:    Annual    Ticker:    JKHY

 

CUSIP: 426281101    ISIN: US4262811015    SEDOL: 2469193

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jerry D. Hall   Mgmt   For   For
Elect Director Matthew C. Flanigan   Mgmt   For   For
Elect Director Wesley A. Brown   Mgmt   For   For

Elect Director Marla K. Shepard   Mgmt   For   For
Elect Director John F. Prim   Mgmt   For   For
Elect Director Thomas H. Wilson, Jr.   Mgmt   For   For
Elect Director Jacque R. Fiegel   Mgmt   For   For
Elect Director Thomas A. Wimsett   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CACI International Inc

 

Meeting Date:    15-Nov-12    Country:    USA    Security ID:    127190304
Record Date:    17-Sep-12    Meeting Type:    Annual    Ticker:    CACI

 

CUSIP: 127190304    ISIN: US1271903049    SEDOL: 2159267

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel D. Allen   Mgmt   For   For
Elect Director James S. Gilmore, III   Mgmt   For   For
Elect Director Gregory G. Johnson   Mgmt   For   For
Elect Director Richard L. Leatherwood   Mgmt   For   For
Elect Director J. Phillip London   Mgmt   For   For
Elect Director James L. Pavitt   Mgmt   For   For
Elect Director Warren R. Phillips   Mgmt   For   For
Elect Director Charles P. Revoile   Mgmt   For   For
Elect Director William S. Wallace   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cisco Systems, Inc.

 

Meeting Date:    15-Nov-12    Country:    USA    Security ID:    17275R102
Record Date:    17-Sep-12    Meeting Type:    Annual    Ticker:    CSCO

 

CUSIP: 17275R102    ISIN: US17275R1023    SEDOL: 2198163

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Carol A. Bartz   Mgmt   For   For
Elect Director Marc Benioff   Mgmt   For   For
Elect Director M. Michele Burns   Mgmt   For   For
Elect Director Michael D. Capellas   Mgmt   For   For
Elect Director Larry R. Carter   Mgmt   For   For
Elect Director John T. Chambers   Mgmt   For   For
Elect Director Brian L. Halla   Mgmt   For   For

Elect Director John L. Hennessy   Mgmt   For   For
Elect Director Kristina M. Johnson   Mgmt   For   For
Elect Director Richard M. Kovacevich   Mgmt   For   For
Elect Director Roderick C. McGeary   Mgmt   For   For
Elect Director Arun Sarin   Mgmt   For   For
Elect Director Steven M. West   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Eliminating Conflict Minerals from Supply Chain   SH   Against   Against

Xstrata plc

 

Meeting Date:    20-Nov-12    Country:    United Kingdom    Security ID:    G9826T102
Record Date:    16-Nov-12    Meeting Type:    Special    Ticker:    XTA

 

CUSIP: G9826T102    ISIN: GB0031411001    SEDOL: 3141100

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Further General Meeting (This is a Third Call of the General Meeting Originally Convened on 12 July 2012 Which Has Been Adjourned)   Mgmt    
Approve Matters Relating to Merger with Glencore International plc   Mgmt   For   For
Approve the Revised Management Incentive Arrangements and the Revised New Xstrata 2012 Plan   Mgmt   For   Against

Xstrata plc

 

Meeting Date:    20-Nov-12    Country:    United Kingdom    Security ID:    G9826T102
Record Date:    16-Nov-12    Meeting Type:    Court    Ticker:    XTA

 

CUSIP: G9826T102    ISIN: GB0031411001    SEDOL: 3141100

Proposal   Proponent   Mgmt Rec   Vote Instruction
New Court Meeting (This is a Third Call of the Court Meeting Originally Convened on 12 July 2012 Which Has Been Adjourned)   Mgmt    
Approve Scheme of Arrangement Subject to the Revised Management Incentive Arrangements Resolution Being Passed   Mgmt   For   For
Approve Scheme of Arrangement Subject to the Revised Management Incentive Arrangements Resolution Not Being Passed   Mgmt   Against   For

Woolworths Ltd.

 

Meeting Date:    22-Nov-12    Country:    Australia    Security ID:    Q98418108
Record Date:    20-Nov-12    Meeting Type:    Annual    Ticker:    WOW

 

CUSIP: Q98418108    ISIN: AU000000WOW2    SEDOL: 6981239

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect John Frederick Astbury as a Director   Mgmt   For   For
Elect Thomas William Pockett as a Director   Mgmt   For   For
Elect Christine Cross as a Director   Mgmt   For   For
Elect Allan Douglas Mackay as a Director   Mgmt   For   For
Elect Michael James Ullmer as a Director   Mgmt   For   For
Approve the Grant of 122,470 Performance Rights to Grant O’Brien, Managing Director and Chief Executive Officer of the Company   Mgmt   For   For
Approve the Grant of 88,401 Performance Rights to Tom Pockett, Finance Director of the Company   Mgmt   For   For
Approve the Renewal of the Proportional Takeover Provisions   Mgmt   For   For
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Reduction of Share Capital   Mgmt   For   For

Woolworths Ltd.

 

Meeting Date:    22-Nov-12    Country:    Australia    Security ID:    Q98418108
Record Date:    20-Nov-12    Meeting Type:    Special    Ticker:    WOW

 

CUSIP: Q98418108    ISIN: AU000000WOW2    SEDOL: 6981239

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Shareholder Proposal   Mgmt    
Approve the Amendments to the Company’s Constitution   SH   Against   Against

Microsoft Corporation

 

Meeting Date:    28-Nov-12    Country:    USA    Security ID:    594918104
Record Date:    14-Sep-12    Meeting Type:    Annual    Ticker:    MSFT

 

CUSIP: 594918104    ISIN: US5949181045    SEDOL: 2588173

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven A. Ballmer   Mgmt   For   For
Elect Director Dina Dublon   Mgmt   For   For
Elect Director William H. Gates, III   Mgmt   For   For
Elect Director Maria M. Klawe   Mgmt   For   For
Elect Director Stephen J. Luczo   Mgmt   For   For
Elect Director David F. Marquardt   Mgmt   For   For
Elect Director Charles H. Noski   Mgmt   For   For

Elect Director Helmut Panke   Mgmt   For   For
Elect Director John W. Thompson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against

BHP Billiton Limited

 

Meeting Date:    29-Nov-12    Country:    Australia    Security ID:    Q1498M100
Record Date:    27-Nov-12    Meeting Type:    Annual    Ticker:    BHP

 

CUSIP: Q1498M100    ISIN: AU000000BHP4    SEDOL: 6144690

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept the Financial Statements and Statutory Reports for BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Pat Davies as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Malcolm Broomhead as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect John Buchanan as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Carlos Cordeiro as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect David Crawford as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Carolyn Hewson as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Marius Kloppers as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Lindsay Maxsted as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For

Elect Wayne Murdy as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Keith Rumble as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect John Schubert as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Shriti Vadera as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Jac Nasser as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Appoint KPMG Audit Plc as Auditor of BHP Billiton Plc   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc for Cash   Mgmt   For   For
Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Long Term Incentive Performance Shares to Marius Kloppers, Executive Director of the Company   Mgmt   For   For

Accuray Incorporated

 

Meeting Date:    30-Nov-12    Country:    USA    Security ID:    004397105
Record Date:    05-Oct-12    Meeting Type:    Annual    Ticker:    ARAY

 

CUSIP: 004397105    ISIN: US0043971052    SEDOL: B1R2HW6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Elizabeth Davila   Mgmt   For   For
Elect Director Joshua H. Levine   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Aspen Technology, Inc.

 

Meeting Date:    06-Dec-12    Country:    USA    Security ID:    045327103
Record Date:    15-Oct-12    Meeting Type:    Annual    Ticker:    AZPN

 

CUSIP: 045327103    ISIN: US0453271035    SEDOL: 2051868

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark E. Fusco   Mgmt   For   Withhold
Elect Director Gary E. Haroian   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ascena Retail Group, Inc.

 

Meeting Date:    11-Dec-12    Country:    USA    Security ID:    04351G101
Record Date:    12-Oct-12    Meeting Type:    Annual    Ticker:    ASNA

 

CUSIP: 04351G101    ISIN: US04351G1013    SEDOL: B65D9Z3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Usdan   Mgmt   For   For
Elect Director Randy L. Pearce   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

National Australia Bank Limited

 

Meeting Date:    13-Dec-12    Country:    Australia    Security ID:    Q65336119
Record Date:    11-Dec-12    Meeting Type:    Annual    Ticker:    NAB

 

CUSIP: Q65336119    ISIN: AU000000NAB4    SEDOL: 6624608

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Michael Chaney as a Director   Mgmt   For   For
Elect Mark Joiner as a Director   Mgmt   For   For
Elect Paul Rizzo as a Director   Mgmt   For   For
Elect John Waller as a Director   Mgmt   For   For
Approve the Grant of Performance Rights to Cameron Clyne, Group Chief Executive Officer   Mgmt   For   For
Approve the Grant of Performance Rights to Mark Joiner, Executive Director of Finance   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For

Westpac Banking Corporation

 

Meeting Date:    13-Dec-12    Country:    Australia    Security ID:    Q97417101
Record Date:    11-Dec-12    Meeting Type:    Annual    Ticker:    WBC

 

CUSIP: Q97417101    ISIN: AU000000WBC1    SEDOL: 6076146

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Elect Gordon Cairns as a Director   Mgmt   For   For
Elect Robert Elstone as a Director   Mgmt   For   For
Approve the Amendments to the Company’s Constitution Relating to Preference Shares   Mgmt   For   For
Approve the Amendments to the Company’s Constitution Relating to General Meeting, Meetings of Directors, and Other Matters   Mgmt   For   For

Australia and New Zealand Banking Group Ltd.

 

Meeting Date:    19-Dec-12    Country:    Australia    Security ID:    Q09504137
Record Date:    17-Dec-12    Meeting Type:    Annual    Ticker:    ANZ

 

CUSIP: Q09504137    ISIN: AU000000ANZ3    SEDOL: 6065586

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company   Mgmt   For   For
Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   For   For
Elect P.J. Dwyer as a Director   Mgmt   For   For

Elect J.P. Morschel as a Director   Mgmt   For   For
Elect Lee Hsien Yang as a Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect R.J. Reeves as a Director   SH   Against   Against

Fabrinet

 

Meeting Date:    20-Dec-12    Country:    Cayman Islands    Security ID:    G3323L100
Record Date:    12-Oct-12    Meeting Type:    Annual    Ticker:    FN

 

CUSIP: N/A    ISIN: KYG3323L1005    SEDOL: B4JSZL8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David T. Mitchell   Mgmt   For   For
Elect Director William J. Perry   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors   Mgmt   For   For

Robbins & Myers, Inc.

 

Meeting Date:    27-Dec-12    Country:    USA    Security ID:    770196103
Record Date:    26-Nov-12    Meeting Type:    Special    Ticker:    RBN

 

CUSIP: 770196103    ISIN: US7701961036    SEDOL: 2743206

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

Siemens AG

 

Meeting Date:    23-Jan-13    Country:    Germany    Security ID:    D69671218
Record Date:       Meeting Type:    Annual    Ticker:    SIE

 

CUSIP: D69671218    ISIN: DE0007236101    SEDOL: 5727973

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 3.00 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2011/2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2011/2012   Mgmt   For   For
Ratify Ernst & Young GmbH as Auditors for Fiscal 2012   Mgmt   For   For

Reelect Josef Ackermann to the Supervisory Board   Mgmt   For   For
Reelect Gerd von Brandenstein to the Supervisory Board   Mgmt   For   For
Reelect Gerhard Cromme to the Supervisory Board   Mgmt   For   For
Reelect Michael Diekmann to the Supervisory Board   Mgmt   For   For
Reelect Hans Michael Gaul to the Supervisory Board   Mgmt   For   For
Reelect Peter Gruss to the Supervisory Board   Mgmt   For   For
Reelect Nicola Leibinger-Kammueller to the Supervisory Board   Mgmt   For   For
Elect Gerard Mestrallet to the Supervisory Board   Mgmt   For   For
Elect Gueler Sabanci to the Supervisory Board   Mgmt   For   For
Elect Werner Wenning to the Supervisory Board   Mgmt   For   For
Approve Settlement Agreement Between Siemens AG and Thomas Ganswindt Concluded on November 20/28, 2012   Mgmt   For   For
Approve Spin-Off and Takeover Agreement with Osram Licht AG   Mgmt   For   For

Woodward, Inc.

 

Meeting Date:    23-Jan-13    Country:    USA    Security ID:    980745103
Record Date:    26-Nov-12    Meeting Type:    Annual    Ticker:    WWD

 

CUSIP: 980745103    ISIN: US9807451037    SEDOL: 2948089

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James R. Rulseh   Mgmt   For   Withhold
Elect Director Gregg C. Sengstack   Mgmt   For   For
Elect Director John D. Cohn   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

D.R. Horton, Inc.

 

Meeting Date:    24-Jan-13    Country:    USA    Security ID:    23331A109
Record Date:    30-Nov-12    Meeting Type:    Annual    Ticker:    DHI

 

CUSIP: 23331A109    ISIN: US23331A1097    SEDOL: 2250687

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald R. Horton   Mgmt   For   For
Elect Director Bradley S. Anderson   Mgmt   For   For
Elect Director Michael R. Buchanan   Mgmt   For   For
Elect Director Michael W. Hewatt   Mgmt   For   For
Elect Director Bob G. Scott   Mgmt   For   For
Elect Director Donald J. Tomnitz   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Becton, Dickinson and Company

 

Meeting Date:    29-Jan-13    Country:    USA    Security ID:    075887109
Record Date:    07-Dec-12    Meeting Type:    Annual    Ticker:    BDX

 

CUSIP: 075887109    ISIN: US0758871091    SEDOL: 2087807

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Basil L. Anderson   Mgmt   For   For
Elect Director Henry P. Becton, Jr.   Mgmt   For   For
Elect Director Catherine M. Burzik   Mgmt   For   For
Elect Director Edward F. DeGraan   Mgmt   For   For
Elect Director Vincent A. Forlenza   Mgmt   For   For
Elect Director Claire M. Fraser   Mgmt   For   For
Elect Director Christopher Jones   Mgmt   For   For

Elect Director Marshall O. Larsen   Mgmt   For   For
Elect Director Adel A.F. Mahmoud   Mgmt   For   For
Elect Director Gary A. Mecklenburg   Mgmt   For   For
Elect Director James F. Orr   Mgmt   For   For
Elect Director Willard J. Overlock, Jr.   Mgmt   For   For
Elect Director Rebecca W. Rimel   Mgmt   For   For
Elect Director Bertram L. Scott   Mgmt   For   For
Elect Director Alfred Sommer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Rescind Fair Price Provision   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Imperial Tobacco Group plc

 

Meeting Date:    30-Jan-13    Country:    United Kingdom    Security ID:    G4721W102
Record Date:    28-Jan-13    Meeting Type:    Annual    Ticker:    IMT

 

CUSIP: G4721W102    ISIN: GB0004544929    SEDOL: 0454492

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Dr Ken Burnett as Director   Mgmt   For   For
Re-elect Alison Cooper as Director   Mgmt   For   For
Re-elect Robert Dyrbus as Director   Mgmt   For   For

Elect David Haines as Director   Mgmt   For   For
Re-elect Michael Herlihy as Director   Mgmt   For   For
Re-elect Susan Murray as Director   Mgmt   For   For
Re-elect Iain Napier as Director   Mgmt   For   For
Elect Matthew Phillips as Director   Mgmt   For   For
Re-elect Berge Setrakian as Director   Mgmt   For   For
Re-elect Mark Williamson as Director   Mgmt   For   For
Re-elect Malcolm Wyman as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Approve Share Matching Scheme   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Approve International Sharesave Plan   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Visa Inc.

 

Meeting Date:    30-Jan-13    Country:    USA    Security ID:    92826C839
Record Date:    04-Dec-12    Meeting Type:    Annual    Ticker:    V

 

CUSIP: 92826C839    ISIN: US92826C8394    SEDOL: B2PZN04

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gary P. Coughlan   Mgmt   For   For
Elect Director Mary B. Cranston   Mgmt   For   For
Elect Director Francisco Javier Fernandez-Carbajal   Mgmt   For   For
Elect Director Robert W. Matschullat   Mgmt   For   For

Elect Director Cathy E. Minehan   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director David J. Pang   Mgmt   For   For
Elect Director Joseph W. Saunders   Mgmt   For   For
Elect Director Charles W. Scharf   Mgmt   For   For
Elect Director William S. Shanahan   Mgmt   For   For
Elect Director John A. Swainson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   Against

Monsanto Company

 

Meeting Date:    31-Jan-13    Country:    USA    Security ID:    61166W101
Record Date:    03-Dec-12    Meeting Type:    Annual    Ticker:    MON

 

CUSIP: 61166W101    ISIN: US61166W1018    SEDOL: 2654320

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Chicoine   Mgmt   For   For
Elect Director Arthur H. Harper   Mgmt   For   For
Elect Director Gwendolyn S. King   Mgmt   For   For
Elect Director Jon R. Moeller   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Report on Risk of Genetically Engineered Products   SH   Against   Against

Cheniere Energy, Inc.

 

Meeting Date:    01-Feb-13    Country:    USA    Security ID:    16411R208
Record Date:    17-Dec-12    Meeting Type:    Special    Ticker:    LNG

 

CUSIP: 16411R208    ISIN: US16411R2085    SEDOL: 2654364

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Declassify the Board of Directors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Other Business   Mgmt   For   Abstain

Emerson Electric Co.

 

Meeting Date:    05-Feb-13    Country:    USA    Security ID:    291011104
Record Date:    27-Nov-12    Meeting Type:    Annual    Ticker:    EMR

 

CUSIP: 291011104    ISIN: US2910111044    SEDOL: 2313405

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director C. A. H. Boersig   Mgmt   For   For
Elect Director J. B. Bolten   Mgmt   For   For
Elect Director M. S. Levatich   Mgmt   For   For
Elect Director R. L. Stephenson   Mgmt   For   For
Elect Director A.A. Busch, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Report on Sustainability   SH   Against   For

Compass Group plc

 

Meeting Date:    07-Feb-13    Country:    United Kingdom    Security ID:    G23296182
Record Date:    05-Feb-13    Meeting Type:    Annual    Ticker:    CPG

 

CUSIP: G23296182    ISIN: GB0005331532    SEDOL: 0533153

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Roy Gardner as Director   Mgmt   For   For

Elect Dominic Blakemore as Director   Mgmt   For   For
Re-elect Richard Cousins as Director   Mgmt   For   For
Re-elect Gary Green as Director   Mgmt   For   For
Re-elect Andrew Martin as Director   Mgmt   For   For
Re-elect John Bason as Director   Mgmt   For   For
Re-elect Sir James Crosby as Director   Mgmt   For   For
Re-elect Susan Murray as Director   Mgmt   For   For
Re-elect Don Robert as Director   Mgmt   For   For
Re-elect Sir Ian Robinson as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Amend Long Term Incentive Plan 2010   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

MICROSEMI CORPORATION

 

Meeting Date:    12-Feb-13    Country:    USA    Security ID:    595137100
Record Date:    14-Dec-12    Meeting Type:    Annual    Ticker:    MSCC

 

CUSIP: 595137100    ISIN: US5951371005    SEDOL: 2588140

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Peterson   Mgmt   For   For
Elect Director Dennis R. Leibel   Mgmt   For   For
Elect Director Thomas R. Anderson   Mgmt   For   For

Elect Director William E. Bendush   Mgmt   For   For
Elect Director Paul F. Folino   Mgmt   For   For
Elect Director William L. Healey   Mgmt   For   For
Elect Director Matthew E. Massengill   Mgmt   For   For
Elect Director James V. Mazzo   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Avanir Pharmaceuticals, Inc.

 

Meeting Date:    14-Feb-13    Country:    USA    Security ID:    05348P401
Record Date:    18-Dec-12    Meeting Type:    Annual    Ticker:    AVNR

 

CUSIP: 05348P401    ISIN: US05348P4019    SEDOL: B0WR7L8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David J. Mazzo   Mgmt   For   For
Elect Director Craig A. Wheeler   Mgmt   For   For
Elect Director Scott M. Whitcup   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

TNS, Inc.

 

Meeting Date:    15-Feb-13    Country:    USA    Security ID:    872960109
Record Date:    11-Jan-13    Meeting Type:    Special    Ticker:    TNS

 

CUSIP: 872960109    ISIN: US8729601091    SEDOL: 2303495

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For

Harris Teeter Supermarkets, Inc.

 

Meeting Date:    21-Feb-13    Country:    USA    Security ID:    414585109
Record Date:    14-Dec-12    Meeting Type:    Annual    Ticker:    HTSI

 

CUSIP: 414585109    ISIN: US4145851097    SEDOL: B7GH6J4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John R. Belk   Mgmt   For   For
Elect Director John P. Derham Cato   Mgmt   For   For
Elect Director Thomas W. Dickson   Mgmt   For   For
Elect Director James E. S. Hynes   Mgmt   For   For

Elect Director Anna Spangler Nelson   Mgmt   For   For
Elect Director Mark S. Ordan   Mgmt   For   For
Elect Director Bailey W. Patrick   Mgmt   For   For
Elect Director Robert H. Spilman, Jr.   Mgmt   For   For
Elect Director Harold C. Stowe   Mgmt   For   For
Elect Director Isaiah Tidwell   Mgmt   For   For
Elect Director William C. Warden, Jr.   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Alterra Capital Holdings Limited

 

Meeting Date:    26-Feb-13    Country:    Bermuda    Security ID:    G0229R108
Record Date:    08-Jan-13    Meeting Type:    Special    Ticker:    ALTE

 

CUSIP: G6052F103    ISIN: BMG0229R1088    SEDOL: B4KTGD9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Bylaws   Mgmt   For   For
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Transact Other Business (Voting)   Mgmt   For   Abstain

Tetra Tech, Inc.

 

Meeting Date:    26-Feb-13    Country:    USA    Security ID:    88162G103
Record Date:    03-Jan-13    Meeting Type:    Annual    Ticker:    TTEK

 

CUSIP: 88162G103    ISIN: US88162G1031    SEDOL: 2883890

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dan L. Batrack   Mgmt   For   For
Elect Director Hugh M. Grant   Mgmt   For   For
Elect Director Patrick C. Haden   Mgmt   For   For
Elect Director J. Christopher Lewis   Mgmt   For   For
Elect Director Albert E. Smith   Mgmt   For   For
Elect Director J. Kenneth Thompson   Mgmt   For   For
Elect Director Richard H. Truly   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Apple Inc.

 

Meeting Date:    27-Feb-13    Country:    USA    Security ID:    037833100
Record Date:    02-Jan-13    Meeting Type:    Annual    Ticker:    AAPL

 

CUSIP: 037833100    ISIN: US0378331005    SEDOL: 2046251

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William Campbell   Mgmt   For   Withhold
Elect Director Timothy Cook   Mgmt   For   For
Elect Director Millard Drexler   Mgmt   For   Withhold
Elect Director Al Gore   Mgmt   For   Withhold
Elect Director Robert Iger   Mgmt   For   Withhold
Elect Director Andrea Jung   Mgmt   For   Withhold
Elect Director Arthur Levinson   Mgmt   For   For
Elect Director Ronald Sugar   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Stock Retention/Holding Period   SH   Against   For
Establish Board Committee on Human Rights   SH   Against   Against

Spectrum Brands Holdings, Inc.

 

Meeting Date:    01-Mar-13    Country:    USA    Security ID:    84763R101
Record Date:    14-Jan-13    Meeting Type:    Annual    Ticker:    SPB

 

CUSIP: 84763R101    ISIN: US84763R1014    SEDOL: B3MYPN8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Norman S. Matthews   Mgmt   For   For

Amend Articles the Company’s Restated Certificate of Incorporation to Dissolve the Special Nominating Committee of the Board of Directors   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Applied Materials, Inc.

 

Meeting Date:    05-Mar-13    Country:    USA    Security ID:    038222105
Record Date:    09-Jan-13    Meeting Type:    Annual    Ticker:    AMAT

 

CUSIP: 038222105    ISIN: US0382221051    SEDOL: 2046552

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Aart J. de Geus   Mgmt   For   For
Elect Director Stephen R. Forrest   Mgmt   For   For
Elect Director Thomas J. Iannotti   Mgmt   For   For

Elect Director Susan M. James   Mgmt   For   For
Elect Director Alexander A. Karsner   Mgmt   For   For
Elect Director Gerhard H. Parker   Mgmt   For   For
Elect Director Dennis D. Powell   Mgmt   For   For
Elect Director Willem P. Roelandts   Mgmt   For   For
Elect Director James E. Rogers   Mgmt   For   For
Elect Director Michael R. Splinter   Mgmt   For   For
Elect Director Robert H. Swan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Piedmont Natural Gas Company, Inc.

 

Meeting Date:    06-Mar-13    Country:    USA    Security ID:    720186105
Record Date:    02-Jan-13    Meeting Type:    Annual    Ticker:    PNY

 

CUSIP: 720186105    ISIN: US7201861058    SEDOL: 2688147

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frankie T. Jones, Sr.   Mgmt   For   For
Elect Director Vicki McElreath   Mgmt   For   For
Elect Director Thomas E. Skains   Mgmt   For   For
Elect Director Phillip D. Wright   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

PTC Inc

 

Meeting Date:    06-Mar-13    Country:    USA    Security ID:    69370C100
Record Date:    07-Jan-13    Meeting Type:    Annual    Ticker:    PMTC

 

CUSIP: 69370C100    ISIN: US69370C1009    SEDOL: B95N910

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas F. Bogan   Mgmt   For   For
Elect Director Michael E. Porter   Mgmt   For   For
Elect Director Robert P. Schechter   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Walt Disney Company

 

Meeting Date:    06-Mar-13    Country:    USA    Security ID:    254687106
Record Date:    07-Jan-13    Meeting Type:    Annual    Ticker:    DIS

 

CUSIP: 254687106    ISIN: US2546871060    SEDOL: 2270726

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Susan E. Arnold   Mgmt   For   Against
Elect Director John S. Chen   Mgmt   For   Against
Elect Director Judith L. Estrin   Mgmt   For   For
Elect Director Robert A. Iger   Mgmt   For   For
Elect Director Fred H. Langhammer   Mgmt   For   Against
Elect Director Aylwin B. Lewis   Mgmt   For   Against
Elect Director Monica C. Lozano   Mgmt   For   For
Elect Director Robert W. Matschullat   Mgmt   For   For
Elect Director Sheryl K. Sandberg   Mgmt   For   For
Elect Director Orin C. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Adopt Proxy Access Right   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Concur Technologies, Inc.

 

Meeting Date:    13-Mar-13    Country:    USA    Security ID:    206708109
Record Date:    18-Jan-13    Meeting Type:    Annual    Ticker:    CNQR

 

CUSIP: 206708109    ISIN: US2067081099    SEDOL: 2325091

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gordon Eubanks   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Franklin Resources, Inc.

 

Meeting Date:    13-Mar-13    Country:    USA    Security ID:    354613101
Record Date:    16-Jan-13    Meeting Type:    Annual    Ticker:    BEN

 

CUSIP: 354613101    ISIN: US3546131018    SEDOL: 2350684

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Samuel H. Armacost   Mgmt   For   For
Elect Director Peter K. Barker   Mgmt   For   For
Elect Director Charles Crocker   Mgmt   For   For

Elect Director Charles B. Johnson   Mgmt   For   For
Elect Director Gregory E. Johnson   Mgmt   For   For
Elect Director Rupert H. Johnson, Jr.   Mgmt   For   For
Elect Director Mark C. Pigott   Mgmt   For   For
Elect Director Chutta Ratnathicam   Mgmt   For   For
Elect Director Laura Stein   Mgmt   For   For
Elect Director Anne M. Tatlock   Mgmt   For   For
Elect Director Geoffrey Y. Yang   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity   SH   Against   Against

Banco Bilbao Vizcaya Argentaria, S.A.

 

Meeting Date:    14-Mar-13    Country:    Spain    Security ID:    E11805103
Record Date:    07-Mar-13    Meeting Type:    Annual    Ticker:    BBVA

 

CUSIP: E11805103    ISIN: ES0113211835    SEDOL: 5501906

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Standalone and Consolidated Financial Statements, Allocation of Income, Distribution of Dividend, and Discharge Directors   Mgmt   For   For
Reelect Francisco González Rodríguez as Director   Mgmt   For   Against

Reelect Ángel Cano Fernández as Director   Mgmt   For   Against
Reelect Ramón Bustamante y de la Mora as Director   Mgmt   For   Against
Reelect Ignacio Ferrero Jordi as Director   Mgmt   For   Against
Approve Merger by Absorption of Unnim Banc SA   Mgmt   For   For
Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves   Mgmt   For   For
Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves   Mgmt   For   For
Approve Deferred Share Bonus Plan for FY 2013   Mgmt   For   For
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Approve Company’s Corporate Web Site   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

M.D.C. Holdings, Inc.

 

Meeting Date:    18-Mar-13    Country:    USA    Security ID:    552676108
Record Date:    30-Jan-13    Meeting Type:    Annual    Ticker:    MDC

 

CUSIP: 552676108    ISIN: US5526761086    SEDOL: 2561204

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael A. Berman   Mgmt   For   For
Elect Director Herbert T. Buchwald   Mgmt   For   For
Elect Director Larry A. Mizel   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Vantage Drilling Company

 

Meeting Date:    18-Mar-13    Country:    Cayman Islands    Security ID:    G93205113
Record Date:    22-Jan-13    Meeting Type:    Annual    Ticker:    VTG

 

CUSIP: G93205113    ISIN: KYG932051132    SEDOL: B39YS98

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Paul A. Bragg as Director   Mgmt   For   For
Elect Steven Bradshaw as Director   Mgmt   For   For
Elect Jorge E. Estrada as Director   Mgmt   For   For
Elect Robert F. Grantham as Director   Mgmt   For   For
Elect Marcelo D. Guiscardo as Director   Mgmt   For   For
Elect Ong Tian Khiam as Director   Mgmt   For   For
Elect Duke R. Ligon as Director   Mgmt   For   For

Elect John C.G. O’Leary as Director   Mgmt   For   For
Elect Steinar Thomassen as Director   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Approve Material Terms of Executive Officer Performance Goals   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SYNNEX Corporation

 

Meeting Date:    19-Mar-13    Country:    USA    Security ID:    87162W100
Record Date:    07-Feb-13    Meeting Type:    Annual    Ticker:    SNX

 

CUSIP: 87162W100    ISIN: US87162W1009    SEDOL: 2002554

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dwight Steffensen   Mgmt   For   For
Elect Director Kevin Murai   Mgmt   For   For
Elect Director Fred Breidenbach   Mgmt   For   For
Elect Director Hau Lee   Mgmt   For   For
Elect Director Matthew Miau   Mgmt   For   For
Elect Director Dennis Polk   Mgmt   For   For
Elect Director Gregory Quesnel   Mgmt   For   For
Elect Director Thomas Wurster   Mgmt   For   For
Elect Director Duane Zitzner   Mgmt   For   For
Elect Director Andrea Zulberti   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Hewlett-Packard Company

 

Meeting Date:    20-Mar-13    Country:    USA    Security ID:    428236103
Record Date:    22-Jan-13    Meeting Type:    Annual    Ticker:    HPQ

 

CUSIP: 428236103    ISIN: US4282361033    SEDOL: 2424006

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Marc L. Andreessen   Mgmt   For   For
Elect Director Shumeet Banerji   Mgmt   For   For
Elect Director Rajiv L. Gupta   Mgmt   For   For
Elect Director John H. Hammergren   Mgmt   For   Against
Elect Director Raymond J. Lane   Mgmt   For   Against
Elect Director Ann M. Livermore   Mgmt   For   For
Elect Director Gary M. Reiner   Mgmt   For   For

Elect Director Patricia F. Russo   Mgmt   For   For
Elect Director G. Kennedy Thompson   Mgmt   For   Against
Elect Director Margaret C. Whitman   Mgmt   For   For
Elect Director Ralph V. Whitworth   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Proxy Access Right   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Establish Environmental/Social Issue Board Committee   SH   Against   Against
Amend Human Rights Policies   SH   Against   Against
Stock Retention/Holding Period   SH   Against   For

Novo Nordisk A/S

 

Meeting Date:    20-Mar-13    Country:    Denmark    Security ID:    K7314N152
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    NOVO B

 

CUSIP: K7314N152    ISIN: DK0060102614    SEDOL: 7077524

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Report of Board   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration of Directors for 2012 in the Aggregate Amount of DKK 9.4 Million   Mgmt   For   For
Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work   Mgmt   For   For
Approve Allocation of Income and Dividends of DKK 18 per Share   Mgmt   For   For
Elect Goran Ando (Chairman) as Director   Mgmt   For   For

Elect Jeppe Christiansen (Vice Chairman) as New Director   Mgmt   For   For
Elect Bruno Angelici as Director   Mgmt   For   For
Elect Henrik Gürtler as Director   Mgmt   For   For
Elect Liz Hewitt as Director   Mgmt   For   For
Elect Thomas Koestler as Director   Mgmt   For   For
Elect Hannu Ryöppönen as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve DKK 10 Million Reduction in Class B Share Capital via Share Cancellation   Mgmt   For   For
Approve Creation of up to DKK 78 Million Pool of Capital with or without Preemptive Rights   Mgmt   For   For
Authorize Repurchase up to 10 Percent of Share Capital   Mgmt   For   For
Approve Guidelines for Incentive-Based Compensation for Executive Management and Board   Mgmt   For   For
Other Business   Mgmt    

Banco Santander S.A.

 

Meeting Date:    21-Mar-13    Country:    Spain    Security ID:    E19790109
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    SAN

 

CUSIP: E19790109    ISIN: ES0113900J37    SEDOL: 5705946

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Reelect Guillermo de la Dehesa Romero as Director   Mgmt   For   For
Reelect Abel Matutes Juan as Director   Mgmt   For   For
Reelect Ángel Jado Becerro de Bengoa as Director   Mgmt   For   For

Reelect Javier Botín-Sanz de Sautuola y O’Shea as Director   Mgmt   For   Against
Reelect Isabel Tocino Biscarolasaga as Director   Mgmt   For   For
Reelect Fernando de Asúa Álvarez as Director   Mgmt   For   Against
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Approve Company’s Corporate Website   Mgmt   For   For
Approve Acquisition of Banco Español de Crédito SA   Mgmt   For   For
Approve Merger by Absorption of Banif Sa   Mgmt   For   For
Amend Article 58 Re: Board Remuneration   Mgmt   For   For
Amend Article 61 Re: Company’s Corporate Website   Mgmt   For   For
Approve Capital Raising   Mgmt   For   For
Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For

Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion   Mgmt   For   For
Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

Canon Inc.

 

Meeting Date:    28-Mar-13    Country:    Japan    Security ID:    J05124144
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    7751

 

CUSIP: J05124144    ISIN: JP3242800005    SEDOL: 6172323

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 70   Mgmt   For   For
Elect Director Mitarai, Fujio   Mgmt   For   Against
Elect Director Tanaka, Toshizo   Mgmt   For   For
Elect Director Ikoma, Toshiaki   Mgmt   For   For
Elect Director Watanabe, Kunio   Mgmt   For   For
Elect Director Adachi, Yoroku   Mgmt   For   For
Elect Director Mitsuhashi, Yasuo   Mgmt   For   For
Elect Director Matsumoto, Shigeyuki   Mgmt   For   For
Elect Director Homma, Toshio   Mgmt   For   For

Elect Director Nakaoka, Masaki   Mgmt   For   For
Elect Director Honda, Haruhisa   Mgmt   For   For
Elect Director Ozawa, Hideki   Mgmt   For   For
Elect Director Maeda, Masaya   Mgmt   For   For
Elect Director Tani, Yasuhiro   Mgmt   For   For
Elect Director Araki, Makoto   Mgmt   For   For
Elect Director Suematsu, Hiroyuki   Mgmt   For   For
Elect Director Uzawa, Shigeyuki   Mgmt   For   For
Elect Director Nagasawa, Kenichi   Mgmt   For   For
Elect Director Otsuka, Naoji   Mgmt   For   For
Elect Director Yamada, Masanori   Mgmt   For   For
Elect Director Wakiya, Aitake   Mgmt   For   For
Elect Director Ono, Kazuto   Mgmt   For   For
Approve Special Payments in Connection with Abolition of Retirement Bonus System   Mgmt   For   Against

Approve Adjustment to Aggregate Compensation Ceiling for Directors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Ericsson

 

Meeting Date:    09-Apr-13    Country:    Sweden    Security ID:    W26049119
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    ERICB

 

CUSIP: W26049119    ISIN: SE0000108656    SEDOL: 5959378

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For

Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Receive President’s Report   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 2.75 per Share   Mgmt   For   For
Presentation of Nominating Committee’s Proposals   Mgmt    
Determine Number of Members (12) and Deputy Members of Board (0)   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 3.85 Million to the Chairman and SEK 900,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work   Mgmt   For   For
Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, A. Izosimov, U. Johansson, S. Martin- Lof, H. Vestberg, and J. Wallenberg as Directors; Elect N. Denzel, K. Lund, and P. Ostberg as New Directors   Mgmt   For   For

Approve Remuneration of Auditors   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Approve 2013 Share Matching Plan for All Employees   Mgmt   For   For
Authorize Reissuance of 11.9 Million Repurchased Class B Shares for 2013 Share Matching Plan for All Employees   Mgmt   For   For
Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2   Mgmt   For   Against
Approve 2013 Share Matching Plan for Key Contributors   Mgmt   For   For
Authorize Reissuance of 8.7 Million Repurchased Class B Shares for 2013 Share Matching Plan for Key Contributors   Mgmt   For   For
Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5   Mgmt   For   Against
Approve 2013 Restricted Stock Plan for Executives   Mgmt   For   For

Authorize Reissuance of 6 Million Repurchased Class B Shares for 2013 Restricted Stock Plan for Executives   Mgmt   For   For
Approve Swap Agreement with Third Party as Alternative to Item 11.8   Mgmt   For   Against
Authorize Reissuance of up to 18.2 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2009, 2010, 2011 and 2012 Long-Term Variable Compensation Plans   Mgmt   For   For
Shareholder Proposal   Mgmt    
Amend Articles Re: Insert Gender Quota for Board of Directors   SH   None   For
Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting   SH   None   For
Request Board to Take Necessary Action to Create a Shareholders Association   SH   None   Against
Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies   SH   None   Against
Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders   SH   None   Against
Close Meeting   Mgmt    

Daimler AG

 

Meeting Date:    10-Apr-13    Country:    Germany    Security ID:    D1668R123
Record Date:       Meeting Type:    Annual    Ticker:    DAI

 

CUSIP: D1668R123    ISIN: DE0007100000    SEDOL: 5529027

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.20 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2012   Mgmt   For   For
Relect Sari Baldauf to the Supervisory Board   Mgmt   For   For
Relect Juergen Hambrecht to the Supervisory Board   Mgmt   For   For
Elect Andrea Jung to the Supervisory Board   Mgmt   For   For

Lennar Corporation

 

Meeting Date:    10-Apr-13    Country:    USA    Security ID:    526057104
Record Date:    15-Feb-13    Meeting Type:    Annual    Ticker:    LEN

 

CUSIP: 526057104    ISIN: US5260571048    SEDOL: 2511920

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Irving Bolotin   Mgmt   For   For
Elect Director Steven L. Gerard   Mgmt   For   Withhold
Elect Director Theron I. (Tig) Gilliam   Mgmt   For   Withhold
Elect Director Sherrill W. Hudson   Mgmt   For   Withhold
Elect Director R. Kirk Landon   Mgmt   For   Withhold
Elect Director Sidney Lapidus   Mgmt   For   For
Elect Director Stuart A. Miller   Mgmt   For   For
Elect Director Jeffrey Sonnenfeld   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Schlumberger Limited

 

Meeting Date:    10-Apr-13    Country:    Curacao    Security ID:    806857108
Record Date:    20-Feb-13    Meeting Type:    Annual    Ticker:    SLB

 

CUSIP: 806857108    ISIN: AN8068571086    SEDOL: 2779201

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter L.S. Currie   Mgmt   For   For
Elect Director Tony Isaac   Mgmt   For   For
Elect Director K. Vaman Kamath   Mgmt   For   For
Elect Director Paal Kibsgaard   Mgmt   For   For
Elect Director Nikolay Kudryavtsev   Mgmt   For   For

Elect Director Adrian Lajous   Mgmt   For   For
Elect Director Michael E. Marks   Mgmt   For   For
Elect Director Lubna S. Olayan   Mgmt   For   For
Elect Director L. Rafael Reif   Mgmt   For   For
Elect Director Tore I. Sandvold   Mgmt   For   For
Elect Director Henri Seydoux   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt and Approve Financials and Dividends   Mgmt   For   For
Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Amend Employee Stock Purchase Plan   Mgmt   For   For

BP plc

 

Meeting Date:    11-Apr-13    Country:    United Kingdom    Security ID:    G12793108
Record Date:    09-Apr-13    Meeting Type:    Annual    Ticker:    BP.

 

CUSIP: G12793108    ISIN: GB0007980591    SEDOL: 0798059

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Bob Dudley as Director   Mgmt   For   For
Re-elect Iain Conn as Director   Mgmt   For   For
Re-elect Dr Brian Gilvary as Director   Mgmt   For   For
Re-elect Paul Anderson as Director   Mgmt   For   For
Re-elect Frank Bowman as Director   Mgmt   For   For
Re-elect Antony Burgmans as Director   Mgmt   For   For
Re-elect Cynthia Carroll as Director   Mgmt   For   For
Re-elect George David as Director   Mgmt   For   For

Re-elect Ian Davis as Director   Mgmt   For   For
Re-elect Dame Ann Dowling as Director   Mgmt   For   For
Re-elect Brendan Nelson as Director   Mgmt   For   For
Re-elect Phuthuma Nhleko as Director   Mgmt   For   For
Re-elect Andrew Shilston as Director   Mgmt   For   For
Re-elect Carl-Henric Svanberg as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Deutsche Bank AG

 

Meeting Date:    11-Apr-13    Country:    Germany    Security ID:    D18190898
Record Date:       Meeting Type:    Special    Ticker:    DBK

 

CUSIP: D18190898    ISIN: DE0005140008    SEDOL: 5750355

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Confirm 2012 AGM Resolution to Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For
Confirm 2012 AGM Resolution to Ratify KPMG AG as Auditors for Fiscal 2012   Mgmt   For   For
Confirm 2012 AGM Resolution to Elect Paul Achleitner to the Supervisory Board   Mgmt   For   For
Confirm 2012 AGM Resolution to Elect Peter Loescher to the Supervisory Board   Mgmt   For   For
Confirm 2012 AGM Resolution to Elect Klaus Ruediger Truetzschler to the Supervisory Board   Mgmt   For   For

Hancock Holding Company

 

Meeting Date:    12-Apr-13    Country:    USA    Security ID:    410120109
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    HBHC

 

CUSIP: 410120109    ISIN: US4101201097    SEDOL: 2415497

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James B. Estabrook, Jr.   Mgmt   For   For
Elect Director Hardy B. Fowler   Mgmt   For   For
Elect Director Randall W. Hanna   Mgmt   For   For
Elect Director Eric J. Nickelsen   Mgmt   For   For
Elect Director Robert W. Roseberry   Mgmt   For   For
Elect Director Anthony J. Topazi   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Stanley Black & Decker, Inc.

 

Meeting Date:    16-Apr-13    Country:    USA    Security ID:    854502101
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    SWK

 

CUSIP: 854502101    ISIN: US8545021011    SEDOL: B3Q2FJ4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George W. Buckley   Mgmt   For   For
Elect Director Patrick D. Campbell   Mgmt   For   For
Elect Director Carlos M. Cardoso   Mgmt   For   For
Elect Director Robert B. Coutts   Mgmt   For   For
Elect Director Benjamin H. Griswold, IV   Mgmt   For   For

Elect Director John F. Lundgren   Mgmt   For   For
Elect Director Anthony Luiso   Mgmt   For   For
Elect Director Marianne M. Parrs   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For

Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

U.S. Bancorp

 

Meeting Date:    16-Apr-13    Country:    USA    Security ID:    902973304
Record Date:    20-Feb-13    Meeting Type:    Annual    Ticker:    USB

 

CUSIP: 902973304    ISIN: US9029733048    SEDOL: 2736035

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Douglas M. Baker, Jr.   Mgmt   For   For
Elect Director Y. Marc Belton   Mgmt   For   For
Elect Director Victoria Buyniski Gluckman   Mgmt   For   For

Elect Director Arthur D. Collins, Jr.   Mgmt   For   For
Elect Director Richard K. Davis   Mgmt   For   For
Elect Director Roland A. Hernandez   Mgmt   For   For
Elect Director Doreen Woo Ho   Mgmt   For   For
Elect Director Joel W. Johnson   Mgmt   For   For
Elect Director Olivia F. Kirtley   Mgmt   For   For
Elect Director Jerry W. Levin   Mgmt   For   For
Elect Director David B. O’Maley   Mgmt   For   For
Elect Director O’dell M. Owens   Mgmt   For   For
Elect Director Craig D. Schnuck   Mgmt   For   For
Elect Director Patrick T. Stokes   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Vinci

 

Meeting Date:    16-Apr-13    Country:    France    Security ID:    F5879X108
Record Date:    10-Apr-13    Meeting Type:    Annual/Special    Ticker:    DG

 

CUSIP: F5879X108    ISIN: FR0000125486    SEDOL: B1XH026

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Accept Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.77 per Share   Mgmt   For   For
Approve Stock Dividend Program (Cash or Shares)   Mgmt   For   For
Reelect Michael Pragnell as Director   Mgmt   For   For

Elect Yannick Assouad as Director   Mgmt   For   For
Elect Graziella Gavezotti as Director   Mgmt   For   For
Renew Appointment of Deloitte et Associes as Auditor   Mgmt   For   For
Appoint KPMG Audit IS as Auditor   Mgmt   For   For
Renew Appointment of BEAS Sarl as Alternate Auditor   Mgmt   For   For
Appoint KPMG Audit ID as Alternate Auditor   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Transaction with Vinci Energies Re: Participation in Cegelec Entreprise   Mgmt   For   For
Approve Transaction with YTSeuropaconsultants Re: Consulting Services   Mgmt   For   Against
Approve Transaction with Vinci Deutschland   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For

Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million   Mgmt   For   For
Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   For   For
Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   Against
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

The Sherwin-Williams Company

 

Meeting Date:    17-Apr-13    Country:    USA    Security ID:    824348106
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    SHW

 

CUSIP: 824348106    ISIN: US8243481061    SEDOL: 2804211

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arthur F. Anton   Mgmt   For   For
Elect Director Christopher M. Connor   Mgmt   For   For
Elect Director David F. Hodnik   Mgmt   For   For
Elect Director Thomas G. Kadien   Mgmt   For   For
Elect Director Richard J. Kramer   Mgmt   For   For
Elect Director Susan J. Kropf   Mgmt   For   For
Elect Director Richard K. Smucker   Mgmt   For   For

Elect Director John M. Stropki   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date:    18-Apr-13    Country:    France    Security ID:    F58485115
Record Date:    12-Apr-13    Meeting Type:    Annual/Special    Ticker:    MC

 

CUSIP: F58485115    ISIN: FR0000121014    SEDOL: 4061412

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For

Accept Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   Against
Approve Allocation of Income and Dividends of EUR 2.90 per Share   Mgmt   For   For
Reelect Bernard Arnault as Director   Mgmt   For   Against
Reelect Bernadette Chirac as Director   Mgmt   For   For
Reelect Nicholas Clive Worms as Director   Mgmt   For   Against
Reelect Charles de Croisset as Director   Mgmt   For   For
Reelect Francesco Trapani as Director   Mgmt   For   Against
Reelect Hubert Vedrine as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Approve Reduction in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For

Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   For   Against
Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year up to EUR 50 Million Reserved for Qualified Investors or Restricted Number of Investors   Mgmt   For   Against
Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 15 and 16 Above   Mgmt   For   Against
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15 to 17   Mgmt   For   Against
Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers   Mgmt   For   Against

Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million   Mgmt   For   For
Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Amend Article 18 and 29 of Bylaws Re: Related-Party Transactions, Stock Dividend Program   Mgmt   For   Against

Rio Tinto plc

 

Meeting Date:    18-Apr-13    Country:    United Kingdom    Security ID:    G75754104
Record Date:    16-Apr-13    Meeting Type:    Annual    Ticker:    RIO

 

CUSIP: G75754104    ISIN: GB0007188757    SEDOL: 0718875

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Robert Brown as Director   Mgmt   For   For
Re-elect Vivienne Cox as Director   Mgmt   For   For
Re-elect Jan du Plessis as Director   Mgmt   For   For

Re-elect Guy Elliott as Director   Mgmt   For   For
Re-elect Michael Fitzpatrick as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Richard Goodmanson as Director   Mgmt   For   For
Re-elect Lord Kerr as Director   Mgmt   For   For
Re-elect Chris Lynch as Director   Mgmt   For   For
Re-elect Paul Tellier as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For
Re-elect Sam Walsh as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Approve Performance Share Plan   Mgmt   For   For
Resolutions 18 to 21 will be Voted on by Rio Tinto plc Shareholders Only   Mgmt    
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For

Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Anglo American plc

 

Meeting Date:    19-Apr-13    Country:    United Kingdom    Security ID:    G03764134
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    AAL

 

CUSIP: G03764134    ISIN: GB00B1XZS820    SEDOL: B1XZS82

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Mark Cutifani as Director   Mgmt   For   For

Elect Byron Grote as Director   Mgmt   For   For
Elect Anne Stevens as Director   Mgmt   For   For
Re-elect David Challen as Director   Mgmt   For   For
Re-elect Sir CK Chow as Director   Mgmt   For   For
Re-elect Sir Philip Hampton as Director   Mgmt   For   For
Re-elect Rene Medori as Director   Mgmt   For   For
Re-elect Phuthuma Nhleko as Director   Mgmt   For   For
Re-elect Ray O’Rourke as Director   Mgmt   For   For
Re-elect Sir John Parker as Director   Mgmt   For   For
Re-elect Jack Thompson as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For

Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Seaboard Corporation

 

Meeting Date:    22-Apr-13    Country:    USA    Security ID:    811543107
Record Date:    08-Mar-13    Meeting Type:    Annual    Ticker:    SEB

 

CUSIP: 811543107    ISIN: US8115431079    SEDOL: 2786687

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven J. Bresky   Mgmt   For   Withhold
Elect Director David A. Adamsen   Mgmt   For   Withhold
Elect Director Douglas W. Baena   Mgmt   For   Withhold
Elect Director Joseph E. Rodrigues   Mgmt   For   Withhold
Elect Director Edward I. Shifman, Jr.   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Report on Charitable, Political and Lobbying Contributions   SH   Against   For

Centene Corporation

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    15135B101
Record Date:    22-Feb-13    Meeting Type:    Annual    Ticker:    CNC

 

CUSIP: 15135B101    ISIN: US15135B1017    SEDOL: 2807061

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Orlando Ayala   Mgmt   For   For
Elect Director Pamela A. Joseph   Mgmt   For   For
Elect Director Tommy G. Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Dana Holding Corporation

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    235825205
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    DAN

 

CUSIP: 235825205    ISIN: US2358252052    SEDOL: B2PFJR3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Virginia A. Kamsky   Mgmt   For   For
Elect Director Terrence J. Keating   Mgmt   For   For
Elect Director Joseph C. Muscari   Mgmt   For   For
Elect Director Steven B. Schwarzwaelder   Mgmt   For   For
Elect Director Richard F. Wallman   Mgmt   For   For
Elect Director Keith E. Wandell   Mgmt   For   For
Elect Director Roger J. Wood   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For

GDF Suez

 

Meeting Date:    23-Apr-13    Country:    France    Security ID:    F42768105
Record Date:    17-Apr-13    Meeting Type:    Annual/Special    Ticker:    GSZ

 

CUSIP: F42768105    ISIN: FR0010208488    SEDOL: B0C2CQ3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Ratify Appointment of Ann-Kristin Achleitner as Director   Mgmt   For   For
Elect Jonathan Reynolds as Representative of Employee Shareholders to the Board   Mgmt   None   Against

Elect Caroline Simon as Representative of Employee Shareholders to the Board   Mgmt   None   Against
Extraordinary Business   Mgmt    
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for A few Employees and Corporate Officers   Mgmt   For   For
Amend Article 13.3 of Bylaws Re: Representative of Employee Shareholders Length of Term   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Shareholder Proposal Submitted by Link France FCPE, French employee mutual fund   Mgmt    
Approve Dividends of EUR 0.83 per Share   SH   Against   Against

H & M Hennes & Mauritz

 

Meeting Date:    23-Apr-13    Country:    Sweden    Security ID:    W41422101
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    HMB

 

CUSIP: W41422101    ISIN: SE0000106270    SEDOL: 5687431

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Receive President’s Report; Allow Questions   Mgmt    
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For

Receive Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Receive Auditor Report   Mgmt    
Receive Chairman Report   Mgmt    
Receive Nominating Committee Report   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 9.50 per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Determine Number of Members (8) and Deputy Members (0) of Board   Mgmt   For   For
Approve Remuneration of Directors; Approve Remuneration of Auditors   Mgmt   For   For
Reelect Mia Brunell Livfors, Anders Dahlvig, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson (Chair), Melker Schörling and Christian Sievert as Directors   Mgmt   For   Against
Ratify Ernst & Young as Auditors   Mgmt   For   For
Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson to the Nominating Committee; Approve Nominating Committee Guidelines   Mgmt   For   Against

Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Amend All-Employee Incentive Plan   Mgmt   For   For
Close Meeting   Mgmt    

ROLLINS, INC.

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    775711104
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    ROL

 

CUSIP: 775711104    ISIN: US7757111049    SEDOL: 2747305

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bill J. Dismuke   Mgmt   For   For
Elect Director Thomas J. Lawley   Mgmt   For   For
Elect Director John F. Wilson   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

T. Rowe Price Group, Inc.

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    74144T108
Record Date:    21-Feb-13    Meeting Type:    Annual    Ticker:    TROW

 

CUSIP: 74144T108    ISIN: US74144T1088    SEDOL: 2702337

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edward C. Bernard   Mgmt   For   For
Elect Director James T. Brady   Mgmt   For   For

Elect Director Mary K. Bush   Mgmt   For   For
Elect Director Donald B. Hebb, Jr.   Mgmt   For   For
Elect Director Freeman A. Hrabowski, III   Mgmt   For   For
Elect Director James A.C. Kennedy   Mgmt   For   For
Elect Director Robert F. MacLellan   Mgmt   For   For
Elect Director Brian C. Rogers   Mgmt   For   For
Elect Director Alfred Sommer   Mgmt   For   For
Elect Director Dwight S. Taylor   Mgmt   For   For
Elect Director Anne Marie Whittemore   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

VF Corporation

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    918204108
Record Date:    05-Mar-13    Meeting Type:    Annual    Ticker:    VFC

 

CUSIP: 918204108    ISIN: US9182041080    SEDOL: 2928683

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard T. Carucci   Mgmt   For   For
Elect Director Juliana L. Chugg   Mgmt   For   For
Elect Director George Fellows   Mgmt   For   For
Elect Director Clarence Otis, Jr.   Mgmt   For   For

Elect Director Matthew J. Shattock   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Wells Fargo & Company

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    949746101
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    WFC

 

CUSIP: 949746101    ISIN: US9497461015    SEDOL: 2649100

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Baker, II   Mgmt   For   For
Elect Director Elaine L. Chao   Mgmt   For   For
Elect Director John S. Chen   Mgmt   For   For
Elect Director Lloyd H. Dean   Mgmt   For   For
Elect Director Susan E. Engel   Mgmt   For   For
Elect Director Enrique Hernandez, Jr.   Mgmt   For   For
Elect Director Donald M. James   Mgmt   For   For
Elect Director Cynthia H. Milligan   Mgmt   For   For
Elect Director Federico F. Pena   Mgmt   For   For
Elect Director Howard V. Richardson   Mgmt   For   For
Elect Director Judith M. Runstad   Mgmt   For   For
Elect Director Stephen W. Sanger   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Susan G. Swenson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   Against
Review Fair Housing and Fair Lending Compliance   SH   Against   For

Anheuser-Busch InBev SA

 

Meeting Date:    24-Apr-13    Country:    Belgium    Security ID:    B6399C107
Record Date:    10-Apr-13    Meeting Type:    Annual/Special    Ticker:    ABI

 

CUSIP: B6399C107    ISIN: BE0003793107    SEDOL: 4755317

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    
Receive Special Board Report   Mgmt    

Receive Special Auditor Report   Mgmt    
Eliminate Preemptive Rights Re: Issuance of Subscription Rights   Mgmt   For   Against
Approve Non-Employee Director Stock Option Plan: Issuance of 185,000 Warrants   Mgmt   For   Against
Renew Authorization to Increase Share Capital within the Framework of Authorized Capital: Issuance of Warrants under item A1d   Mgmt   For   Against
Approve Deviation from Belgian Company Law Provision Re: Grant of Warrants to Non- Executive Directors   Mgmt   For   Against
Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   For   Against
Annual Meeting   Mgmt    
Receive Directors’ Reports (Non-Voting)   Mgmt    
Receive Auditors’ Reports (Non-Voting)   Mgmt    
Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Mgmt    

Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.70 per Share   Mgmt   For   For
Approve Discharge of Directors   Mgmt   For   For
Approve Discharge of Auditors   Mgmt   For   For
Reelect Kees Storm as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors and Approve Auditors’ Remuneration of EUR 75,000   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Stock Option Plan Grants   Mgmt   For   Against
Approve Remuneration of Directors   Mgmt   For   For
Approve Change-of-Control Clause Re : Updated EMTN Program   Mgmt   For   For
Approve Change-of-Control Clause Re : Senior Facilities Agreement   Mgmt   For   For
Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   For   For

ASML Holding NV

 

Meeting Date:    24-Apr-13    Country:    Netherlands    Security ID:    N0026A102
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N07059178    ISIN: NL0010273215    SEDOL: B929F46

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Discuss the Company’s Business, Financial Situation and Sustainability   Mgmt    
Adopt Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    

Approve Dividends of EUR 0.53 Per Share   Mgmt   For   For
Approve Remuneration Policy 2014 for Management Board Members   Mgmt   For   For
Approve Performance Share Arrangement According to Remuneration Policy 2010   Mgmt   For   For
Approve Performance Share Arrangement According to Remuneration Policy 2014   Mgmt   For   For
Approve Numbers of Stock Options, Respectively Shares, for Employees   Mgmt   For   For
Announce Intention to Reappoint F.J. van Hout to Management Board   Mgmt    
Reelect H.C.J. van den Burg to Supervisory Board   Mgmt   For   For
Reelect P.F.M. van der Meer Mohr to Supervisory Board   Mgmt   For   For
Reelect W.H. Ziebart to Supervisory Board   Mgmt   For   For
Elect D.A. Grose to Supervisory Board   Mgmt   For   For
Elect C.M.S. Smits-Nusteling to Supervisory Board   Mgmt   For   For
Announcement of Retirement of Supervisory Board Members F.W. Fröhlich and OB Bilous by Rotation in 2014   Mgmt    

Ratify Deloitte Accountants as Auditors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 15a   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 15c   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Cancellation of Repurchased Shares   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

Citigroup Inc.

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    172967424
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    C

 

CUSIP: 172967424    ISIN: US1729674242    SEDOL: 2297907

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael L. Corbat   Mgmt   For   For
Elect Director Franz B. Humer   Mgmt   For   For
Elect Director Robert L. Joss   Mgmt   For   For
Elect Director Michael E. O’Neill   Mgmt   For   For
Elect Director Judith Rodin   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For
Elect Director Anthony M. Santomero   Mgmt   For   For

Elect Director Joan E. Spero   Mgmt   For   For
Elect Director Diana L. Taylor   Mgmt   For   For
Elect Director William S. Thompson, Jr.   Mgmt   For   For
Elect Director Ernesto Zedillo Ponce de Leon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Stock Retention/Holding Period   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Amend Indemnifications Provisions   SH   Against   Against

E. I. DU PONT DE NEMOURS AND COMPANY

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    263534109
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    DD

 

CUSIP: 263534109    ISIN: US2635341090    SEDOL: 2018175

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lamberto Andreotti   Mgmt   For   For
Elect Director Richard H. Brown   Mgmt   For   For
Elect Director Robert A. Brown   Mgmt   For   For
Elect Director Bertrand P. Collomb   Mgmt   For   For
Elect Director Curtis J. Crawford   Mgmt   For   For
Elect Director Alexander M. Cutler   Mgmt   For   For
Elect Director Eleuthere I. Du Pont   Mgmt   For   For
Elect Director Marillyn A. Hewson   Mgmt   For   For
Elect Director Lois D. Juliber   Mgmt   For   For
Elect Director Ellen J. Kullman   Mgmt   For   For
Elect Director Lee M. Thomas   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Report on Genetically Engineered Seed   SH   Against   Against
Report on Pay Disparity   SH   Against   Against

Eaton Corporation plc

 

Meeting Date:    24-Apr-13    Country:    Ireland    Security ID:    G29183103
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    ETN

 

CUSIP: 278058102    ISIN: IE00B8KQN827    SEDOL: B8KQN82

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George S. Barrett   Mgmt   For   For
Elect Director Todd M. Bluedorn   Mgmt   For   For
Elect Director Christopher M. Connor   Mgmt   For   For
Elect Director Michael J. Critelli   Mgmt   For   For
Elect Director Alexander M. Cutler   Mgmt   For   For
Elect Director Charles E. Golden   Mgmt   For   For
Elect Director Linda A. Hill   Mgmt   For   For
Elect Director Arthur E. Johnson   Mgmt   For   For
Elect Director Ned C. Lautenbach   Mgmt   For   For
Elect Director Deborah L. McCoy   Mgmt   For   For
Elect Director Gregory R. Page   Mgmt   For   For
Elect Director Gerald B. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approval of Overseas Market Purchases of the Company Shares   Mgmt   For   For
Approve the Price Range for the Reissuance of Shares   Mgmt   For   For

General Electric Company

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    369604103
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    GE

 

CUSIP: 369604103    ISIN: US3696041033    SEDOL: 2380498

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. Geoffrey Beattie   Mgmt   For   For
Elect Director John J. Brennan   Mgmt   For   For

Elect Director James I. Cash, Jr.   Mgmt   For   For
Elect Director Francisco D’Souza   Mgmt   For   For
Elect Director Marijn E. Dekkers   Mgmt   For   For
Elect Director Ann M. Fudge   Mgmt   For   For
Elect Director Susan Hockfield   Mgmt   For   For
Elect Director Jeffrey R. Immelt   Mgmt   For   For
Elect Director Andrea Jung   Mgmt   For   For
Elect Director Robert W. Lane   Mgmt   For   For
Elect Director Ralph S. Larsen   Mgmt   For   For
Elect Director Rochelle B. Lazarus   Mgmt   For   For
Elect Director James J. Mulva   Mgmt   For   For
Elect Director Mary L. Schapiro   Mgmt   For   For
Elect Director Robert J. Swieringa   Mgmt   For   For
Elect Director James S. Tisch   Mgmt   For   For
Elect Director Douglas A. Warner, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Cessation of All Stock Options and Bonuses   SH   Against   Against
Establish Term Limits for Directors   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against
Provide Right to Act by Written Consent   SH   Against   Against
Stock Retention/Holding Period   SH   Against   For
Require More Director Nominations Than Open Seats   SH   Against   Against

SJW Corp.

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    784305104
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    SJW

 

CUSIP: 784305104    ISIN: US7843051043    SEDOL: 2811932

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Katharine Armstrong   Mgmt   For   For
Elect Director Walter J. Bishop   Mgmt   For   For
Elect Director Mark L. Cali   Mgmt   For   For
Elect Director Douglas R. King   Mgmt   For   For
Elect Director Ronald B. Moskovitz   Mgmt   For   For
Elect Director George E. Moss   Mgmt   For   For
Elect Director W. Richard Roth   Mgmt   For   For
Elect Director Robert A. Van Valer   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Coca-Cola Company

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    191216100
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    KO

 

CUSIP: 191216100    ISIN: US1912161007    SEDOL: 2206657

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Herbert A. Allen   Mgmt   For   For
Elect Director Ronald W. Allen   Mgmt   For   For
Elect Director Howard G. Buffett   Mgmt   For   For
Elect Director Richard M. Daley   Mgmt   For   For
Elect Director Barry Diller   Mgmt   For   For
Elect Director Helene D. Gayle   Mgmt   For   For
Elect Director Evan G. Greenberg   Mgmt   For   For
Elect Director Alexis M. Herman   Mgmt   For   For

Elect Director Muhtar Kent   Mgmt   For   For
Elect Director Robert A. Kotick   Mgmt   For   For
Elect Director Maria Elena Lagomasino   Mgmt   For   Against
Elect Director Donald F. McHenry   Mgmt   For   For
Elect Director Sam Nunn   Mgmt   For   For
Elect Director James D. Robinson, III   Mgmt   For   For
Elect Director Peter V. Ueberroth   Mgmt   For   For
Elect Director Jacob Wallenberg   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Provide Right to Call Special Meeting   Mgmt   For   For
Establish Board Committee on Human Rights   SH   Against   Against

Woodside Petroleum Ltd.

 

Meeting Date:    24-Apr-13    Country:    Australia    Security ID:    980228100
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    WPL

 

CUSIP: 980228100    ISIN: AU000000WPL2    SEDOL: 6979728

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Frank Cooper as a Director   Mgmt   For   For
Elect Andrew Jamieson as a Director   Mgmt   For   For
Elect Sarah Ryan as a Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For

Altra Holdings, Inc.

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    02208R106
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    AIMC

 

CUSIP: 02208R106    ISIN: US02208R1068    SEDOL: B1L82T2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edmund M. Carpenter   Mgmt   For   For
Elect Director Carl R. Christenson   Mgmt   For   For
Elect Director Lyle G. Ganske   Mgmt   For   For
Elect Director Michael L. Hurt   Mgmt   For   For
Elect Director Michael S. Lipscomb   Mgmt   For   For
Elect Director Larry McPherson   Mgmt   For   For
Elect Director James H. Woodward, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

AstraZeneca plc

 

Meeting Date:    25-Apr-13    Country:    United Kingdom    Security ID:    G0593M107
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    AZN

 

CUSIP: G0593M107    ISIN: GB0009895292    SEDOL: 0989529

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Re-elect Leif Johansson as Director   Mgmt   For   For
Elect Pascal Soriot as Director   Mgmt   For   For
Re-elect Simon Lowth as Director   Mgmt   For   For
Re-elect Genevieve Berger as Director   Mgmt   For   For

Re-elect Bruce Burlington as Director   Mgmt   For   For
Re-elect Graham Chipchase as Director   Mgmt   For   For
Re-elect Jean-Philippe Courtois as Director   Mgmt   For   For
Re-elect Rudy Markham as Director   Mgmt   For   For
Re-elect Nancy Rothwell as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For
Re-elect Marcus Wallenberg as Director   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Barclays plc

 

Meeting Date:    25-Apr-13    Country:    United Kingdom    Security ID:    G08036124
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    BARC

 

CUSIP: G08036124    ISIN: GB0031348658    SEDOL: 3134865

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Sir David Walker as Director   Mgmt   For   For
Elect Tim Breedon as Director   Mgmt   For   For
Elect Antony Jenkins as Director   Mgmt   For   For
Elect Diane de Saint Victor as Director   Mgmt   For   For
Re-elect David Booth as Director   Mgmt   For   For

Re-elect Fulvio Conti as Director   Mgmt   For   For
Re-elect Simon Fraser as Director   Mgmt   For   For
Re-elect Reuben Jeffery III as Director   Mgmt   For   For
Re-elect Chris Lucas as Director   Mgmt   For   For
Re-elect Dambisa Moyo as Director   Mgmt   For   For
Re-elect Sir Michael Rake as Director   Mgmt   For   For
Re-elect Sir John Sunderland as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Scrip Dividend Programme   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

British American Tobacco plc

 

Meeting Date:    25-Apr-13    Country:    United Kingdom    Security ID:    G1510J102
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    BATS

 

CUSIP: G1510J102    ISIN: GB0002875804    SEDOL: 0287580

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Re-elect Richard Burrows as Director   Mgmt   For   For
Re-elect John Daly as Director   Mgmt   For   For
Re-elect Karen de Segundo as Director   Mgmt   For   For
Re-elect Nicandro Durante as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Christine Morin-Postel as Director   Mgmt   For   For

Re-elect Gerry Murphy as Director   Mgmt   For   For
Re-elect Kieran Poynter as Director   Mgmt   For   For
Re-elect Anthony Ruys as Director   Mgmt   For   For
Re-elect Ben Stevens as Director   Mgmt   For   For
Elect Richard Tubb as Director   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Corning Incorporated

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    219350105
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    GLW

 

CUSIP: 219350105    ISIN: US2193501051    SEDOL: 2224701

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Seely Brown   Mgmt   For   For
Elect Director Stephanie A. Burns   Mgmt   For   For
Elect Director John A. Canning, Jr.   Mgmt   For   For
Elect Director Richard T. Clark   Mgmt   For   For
Elect Director Robert F. Cummings, Jr.   Mgmt   For   For
Elect Director James B. Flaws   Mgmt   For   For
Elect Director Kurt M. Landgraf   Mgmt   For   For
Elect Director Kevin J. Martin   Mgmt   For   For
Elect Director Deborah D. Rieman   Mgmt   For   Against
Elect Director Hansel E. Tookes, II   Mgmt   For   For
Elect Director Wendell P. Weeks   Mgmt   For   For

Elect Director Mark S. Wrighton   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Danone

 

Meeting Date:    25-Apr-13    Country:    France    Security ID:    F12033134
Record Date:    19-Apr-13    Meeting Type:    Annual/Special    Ticker:    BN

 

CUSIP: F12033134    ISIN: FR0000120644    SEDOL: B1Y9TB3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For

Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.45 per Share   Mgmt   For   For
Relect Franck Riboud as Director   Mgmt   For   For
Relect Emmanuel Faber as Director   Mgmt   For   For
Approve Auditors’ Special Report Regarding New Related-Party Transactions   Mgmt   For   For
Approve Transaction with J.P. Morgan   Mgmt   For   Against
Approve Severance Payment Agreement with Franck Riboud   Mgmt   For   For
Approve Severance Payment Agreement with Emmanuel Faber   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 55.3 Million   Mgmt   For   For

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 23.6 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capital Increase of Up to EUR 15.7 Million for Future Exchange Offers   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 40.7 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Amend Article 5 of Bylaws Re: Company’s Duration   Mgmt   For   For

Amend Article 22.II of Bylaws Re: Proxy Voting   Mgmt   For   For
Amend Article 24.I of Bylaws Re: Convening of General Meetings   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Edison International

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    281020107
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    EIX

 

CUSIP: 281020107    ISIN: US2810201077    SEDOL: 2829515

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jagjeet S. Bindra   Mgmt   For   For
Elect Director Vanessa C.L. Chang   Mgmt   For   For
Elect Director France A. Cordova   Mgmt   For   For

Elect Director Theodore F. Craver, Jr.   Mgmt   For   For
Elect Director Bradford M. Freeman   Mgmt   For   For
Elect Director Luis G. Nogales   Mgmt   For   For
Elect Director Ronald L. Olson   Mgmt   For   For
Elect Director Richard T. Schlosberg, III   Mgmt   For   For
Elect Director Thomas C. Sutton   Mgmt   For   For
Elect Director Peter J. Taylor   Mgmt   For   For
Elect Director Brett White   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Johnson & Johnson

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    478160104
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    JNJ

 

CUSIP: 478160104    ISIN: US4781601046    SEDOL: 2475833

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary Sue Coleman   Mgmt   For   For
Elect Director James G. Cullen   Mgmt   For   For

Elect Director Ian E.L. Davis   Mgmt   For   For
Elect Director Alex Gorsky   Mgmt   For   For
Elect Director Michael M.E. Johns   Mgmt   For   For
Elect Director Susan L. Lindquist   Mgmt   For   For
Elect Director Anne M. Mulcahy   Mgmt   For   For
Elect Director Leo F. Mullin   Mgmt   For   For
Elect Director William D. Perez   Mgmt   For   For
Elect Director Charles Prince   Mgmt   For   For
Elect Director A. Eugene Washington   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For
Screen Political Contributions for Consistency with Corporate Values   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Life Time Fitness, Inc.

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    53217R207
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    LTM

 

CUSIP: 53217R207    ISIN: US53217R2076    SEDOL: B01R1Z1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bahram Akradi   Mgmt   For   For
Elect Director Giles H. Bateman   Mgmt   For   For
Elect Director Jack W. Eugster   Mgmt   For   For
Elect Director Guy C. Jackson   Mgmt   For   For
Elect Director John K. Lloyd   Mgmt   For   For
Elect Director Martha A. Morfitt   Mgmt   For   For

Elect Director John B. Richards   Mgmt   For   For
Elect Director Joseph S. Vassalluzzo   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Muenchener Rueckversicherungs-Gesellschaft AG

 

Meeting Date:    25-Apr-13    Country:    Germany    Security ID:    D55535104
Record Date:       Meeting Type:    Annual    Ticker:    MUV2

 

CUSIP: D55535104    ISIN: DE0008430026    SEDOL: 5294121

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports, Including Corporate Governance and Remuneration Reports for Fiscal 2012(Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 7 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Elect Ann-Kristin Achleitner to the Supervisory Board   Mgmt   For   For
Amend Articles Re: Supervisory Board Remuneration   Mgmt   For   For
Approve Creation of EUR 280 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For

Pfizer Inc.

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    717081103
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    PFE

 

CUSIP: 717081103    ISIN: US7170811035    SEDOL: 2684703

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dennis A. Ausiello   Mgmt   For   Against
Elect Director M. Anthony Burns   Mgmt   For   Against
Elect Director W. Don Cornwell   Mgmt   For   For
Elect Director Frances D. Fergusson   Mgmt   For   For
Elect Director William H. Gray, III   Mgmt   For   Against
Elect Director Helen H. Hobbs   Mgmt   For   Against
Elect Director Constance J. Horner   Mgmt   For   Against
Elect Director James M. Kilts   Mgmt   For   For
Elect Director George A. Lorch   Mgmt   For   For

Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director Ian C. Read   Mgmt   For   For
Elect Director Stephen W. Sanger   Mgmt   For   Against
Elect Director Marc Tessier-Lavigne   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For

Republic Bancorp, Inc./KY

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    760281204
Record Date:    15-Feb-13    Meeting Type:    Annual    Ticker:    RBCAA

 

CUSIP: 760281204    ISIN: US7602812049    SEDOL: 2277114

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Craig A. Greenberg   Mgmt   For   For
Elect Director Michael T. Rust   Mgmt   For   For
Elect Director Sandra Metts Snowden   Mgmt   For   For
Elect Director R. Wayne Stratton   Mgmt   For   For
Elect Director Susan Stout Tamme   Mgmt   For   For
Elect Director A. Scott Trager   Mgmt   For   For
Elect Director Steven E. Trager   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Schneider Electric SA

 

Meeting Date:    25-Apr-13    Country:    France    Security ID:    F86921107
Record Date:    19-Apr-13    Meeting Type:    Annual/Special    Ticker:    SU

 

CUSIP: F86921107    ISIN: FR0000121972    SEDOL: 4834108

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.87 per Share   Mgmt   For   For
Approve Additional Pension Scheme Agreement with the Members of the Management Board and the Chairman of the Supervisory Board   Mgmt   For   For
Approve Severance Payment Agreement with Jean-Pascal Tricoire   Mgmt   For   For

Reelect Gerard de La Martiniere as Supervisory Board Member   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Adopt One-Tiered Board Structure and Amend Articles 1, 11-21 and 22-28 of Bylaws Accordingly   Mgmt   For   Against
Transfer Outstanding Delegations of Powers to Issue Capital under Stock Purchase Plans from Management Board to Board of Directors   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million   Mgmt   For   For
Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 220 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 10 and 12   Mgmt   For   For

Authorize Capital Increase of up to 9.9 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 110 Million   Mgmt   For   For
Authorize up to 1.8 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Ordinary Business   Mgmt    
Elect Jean-Pascal Tricoire as Director   Mgmt   For   Against
Elect Henri Lachmann as Director   Mgmt   For   For
Elect Leo Apotheker as Director   Mgmt   For   For
Elect Betsy Atkins as Director   Mgmt   For   For

Elect Gerard de La Martiniere as Director   Mgmt   For   For
Elect Xavier Fontanet Director   Mgmt   For   For
Elect Noel Forgeard as Director   Mgmt   For   For
Elect Antoine Gosset-Grainville as Director   Mgmt   For   For
Elect Willy R. Kissling as Director   Mgmt   For   For
Elect Cathy Kopp as Director   Mgmt   For   For
Elect Dominique Senequier as Director   Mgmt   For   For
Elect M.G. Richard Thoman as Director   Mgmt   For   For
Elect Serge Weinberg as Director   Mgmt   For   For
Elect Claude Briquet as Representative of Employee Shareholders to the Board   Mgmt   Against   Against
Elect Magali Herbaut as Representative of Employee Shareholders to the Board   Mgmt   For   For
Elect Thierry Jacquet as Representative of Employee Shareholders to the Board   Mgmt   Against   Against
Elect Jean-Michel Vedrine as Representative of Employee Shareholders to the Board   Mgmt   Against   Against
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Abbott Laboratories

 

Meeting Date:    26-Apr-13    Country:    USA    Security ID:    002824100
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    ABT

 

CUSIP: 002824100    ISIN: US0028241000    SEDOL: 2002305

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert J. Alpern   Mgmt   For   For
Elect Director Roxanne S. Austin   Mgmt   For   For
Elect Director Sally E. Blount   Mgmt   For   For
Elect Director W. James Farrell   Mgmt   For   For

Elect Director Edward M. Liddy   Mgmt   For   For
Elect Director Nancy McKinstry   Mgmt   For   For
Elect Director Phebe N. Novakovic   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   For
Elect Director Samuel C. Scott, III   Mgmt   For   For
Elect Director Glenn F. Tilton   Mgmt   For   For
Elect Director Miles D. White   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Label and Eliminate GMO Ingredients in Products   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Stock Retention/Holding Period   SH   Against   For
Cease Compliance Adjustments to Performance Criteria   SH   Against   For
Pro-rata Vesting of Equity Awards   SH   Against   Against

AT&T Inc.

 

Meeting Date:    26-Apr-13    Country:    USA    Security ID:    00206R102
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    T

 

CUSIP: 00206R102    ISIN: US00206R1023    SEDOL: 2831811

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Randall L. Stephenson   Mgmt   For   For
Elect Director Gilbert F. Amelio   Mgmt   For   For
Elect Director Reuben V. Anderson   Mgmt   For   For
Elect Director James H. Blanchard   Mgmt   For   For
Elect Director Jaime Chico Pardo   Mgmt   For   For

Elect Director Scott T. Ford   Mgmt   For   For
Elect Director James P. Kelly   Mgmt   For   For
Elect Director Jon C. Madonna   Mgmt   For   For
Elect Director Michael B. McCallister   Mgmt   For   For
Elect Director John B. McCoy   Mgmt   For   For
Elect Director Joyce M. Roche   Mgmt   For   For
Elect Director Matthew K. Rose   Mgmt   For   For
Elect Director Laura D’Andrea Tyson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Stock Purchase and Deferral Plan   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Report on Reducing Lead Battery Health Hazards   SH   Against   For
Submit Severance Agreement (Change-in-Control) to Shareholder Vote   SH   Against   For
Require Independent Board Chairman   SH   Against   Against

BASF SE

 

Meeting Date:    26-Apr-13    Country:    Germany    Security ID:    D06216317
Record Date:       Meeting Type:    Annual    Ticker:    BAS

 

CUSIP: D06216101    ISIN: DE000BASF111    SEDOL: 5086577

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.60 per Share   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For

Bayer AG

 

Meeting Date:    26-Apr-13    Country:    Germany    Security ID:    D0712D163
Record Date:       Meeting Type:    Annual    Ticker:    BAYN

 

CUSIP: D0712D163    ISIN: DE000BAY0017    SEDOL: 5069211

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.90 per Share for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Affiliation Agreement with Bayer Beteiligungsverwaltung Goslar GmbH   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For

Convergys Corporation

 

Meeting Date:    26-Apr-13    Country:    USA    Security ID:    212485106
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    CVG

 

CUSIP: 212485106    ISIN: US2124851062    SEDOL: 2284761

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrea J. Ayers   Mgmt   For   For
Elect Director John F. Barrett   Mgmt   For   For
Elect Director Richard R. Devenuti   Mgmt   For   For

Elect Director Jeffrey H. Fox   Mgmt   For   For
Elect Director Joseph E. Gibbs   Mgmt   For   For
Elect Director Joan E. Herman   Mgmt   For   For
Elect Director Thomas L. Monahan, III   Mgmt   For   For
Elect Director Ronald L. Nelson   Mgmt   For   For
Elect Director Richard F. Wallman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

American Express Company

 

Meeting Date:    29-Apr-13    Country:    USA    Security ID:    025816109
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    AXP

 

CUSIP: 025816109    ISIN: US0258161092    SEDOL: 2026082

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charlene Barshefsky   Mgmt   For   For
Elect Director Ursula M. Burns   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Peter Chernin   Mgmt   For   For
Elect Director Anne Lauvergeon   Mgmt   For   For
Elect Director Theodore J. Leonsis   Mgmt   For   For
Elect Director Richard C. Levin   Mgmt   For   For
Elect Director Richard A. McGinn   Mgmt   For   For
Elect Director Samuel J. Palmisano   Mgmt   For   For
Elect Director Steven S Reinemund   Mgmt   For   For
Elect Director Daniel L. Vasella   Mgmt   For   For
Elect Director Robert D. Walter   Mgmt   For   For

Elect Director Ronald A. Williams   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

The Boeing Company

 

Meeting Date:    29-Apr-13    Country:    USA    Security ID:    097023105
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    BA

 

CUSIP: 097023105    ISIN: US0970231058    SEDOL: 2108601

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Arthur D. Collins, Jr.   Mgmt   For   For

Elect Director Linda Z. Cook   Mgmt   For   For
Elect Director Kenneth M. Duberstein   Mgmt   For   For
Elect Director Edmund P. Giambastiani, Jr.   Mgmt   For   For
Elect Director Lawrence W. Kellner   Mgmt   For   For
Elect Director Edward M. Liddy   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Elect Director Mike S. Zafirovski   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Submit SERP to Shareholder Vote   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Stock Retention/Holding Period   SH   Against   For
Require Independent Board Chairman   SH   Against   Against

United Technologies Corporation

 

Meeting Date:    29-Apr-13    Country:    USA    Security ID:    913017109
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    UTX

 

CUSIP: 913017109    ISIN: US9130171096    SEDOL: 2915500

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Louis R. Chênevert   Mgmt   For   For
Elect Director John V. Faraci   Mgmt   For   For
Elect Director Jean-Pierre Garnier   Mgmt   For   For
Elect Director Jamie S. Gorelick   Mgmt   For   For
Elect Director Edward A. Kangas   Mgmt   For   For
Elect Director Ellen J. Kullman   Mgmt   For   For

Elect Director Marshall O. Larsen   Mgmt   For   For
Elect Director Harold McGraw, III   Mgmt   For   For
Elect Director Richard B. Myers   Mgmt   For   For
Elect Director H. Patrick Swygert   Mgmt   For   For
Elect Director Andre Villeneuve   Mgmt   For   For
Elect Director Christine Todd Whitman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

International Business Machines Corporation

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    459200101
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    IBM

 

CUSIP: 459200101    ISIN: US4592001014    SEDOL: 2005973

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alain J.P. Belda   Mgmt   For   For
Elect Director William R. Brody   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Michael L. Eskew   Mgmt   For   For
Elect Director David N. Farr   Mgmt   For   For
Elect Director Shirley Ann Jackson   Mgmt   For   For
Elect Director Andrew N. Liveris   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director James W. Owens   Mgmt   For   For
Elect Director Virginia M. Rometty   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director Sidney Taurel   Mgmt   For   For
Elect Director Lorenzo H. Zambrano   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Stock Retention/Holding Period   SH   Against   For

LaSalle Hotel Properties

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    517942108
Record Date:    20-Feb-13    Meeting Type:    Annual    Ticker:    LHO

 

CUSIP: 517942108    ISIN: US5179421087    SEDOL: 2240161

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Denise M. Coll   Mgmt   For   For
Elect Director Stuart L. Scott   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Select Medical Holdings Corporation

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    81619Q105
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    SEM

 

CUSIP: 81619Q105    ISIN: US81619Q1058    SEDOL: B4MF0Q6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Russell L. Carson   Mgmt   For   For
Elect Director James S. Ely III   Mgmt   For   For

Elect Director William H. Frist   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

EMC Corporation

 

Meeting Date:    01-May-13    Country:    USA    Security ID:    268648102
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    EMC

 

CUSIP: 268648102    ISIN: US2686481027    SEDOL: 2295172

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael W. Brown   Mgmt   For   For
Elect Director Randolph L. Cowen   Mgmt   For   For

Elect Director Gail Deegan   Mgmt   For   Against
Elect Director James S. DiStasio   Mgmt   For   For
Elect Director John R. Egan   Mgmt   For   For
Elect Director Edmund F. Kelly   Mgmt   For   For
Elect Director Judith A. Miscik   Mgmt   For   Against
Elect Director Windle B. Priem   Mgmt   For   Against
Elect Director Paul Sagan   Mgmt   For   For
Elect Director David N. Strohm   Mgmt   For   Against
Elect Director Joseph M. Tucci   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Provide Right to Act by Written Consent   Mgmt   For   For
Require Consistency with Corporate Values and Report on Political Contributions   SH   Against   Against

Fresh Del Monte Produce Inc.

 

Meeting Date:    01-May-13    Country:    Cayman Islands    Security ID:    G36738105
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    FDP

 

CUSIP: G36738105    ISIN: KYG367381053    SEDOL: 2118707

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Amir Abu-Ghazaleh as Director   Mgmt   For   Against
Elect Salvatore H. Alfiero as Director   Mgmt   For   Against
Elect Edward L. Boykin as Director   Mgmt   For   Against
Accept Financial Statements and Statutory Reports (Voting)   Mgmt   For   For
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

General Dynamics Corporation

 

Meeting Date:    01-May-13    Country:    USA    Security ID:    369550108
Record Date:    07-Mar-13    Meeting Type:    Annual    Ticker:    GD

 

CUSIP: 369550108    ISIN: US3695501086    SEDOL: 2365161

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary T. Barra   Mgmt   For   For
Elect Director Nicholas D. Chabraja   Mgmt   For   For
Elect Director James S. Crown   Mgmt   For   For
Elect Director William P. Fricks   Mgmt   For   For

Elect Director Paul G. Kaminski   Mgmt   For   For
Elect Director John M. Keane   Mgmt   For   For
Elect Director Lester L. Lyles   Mgmt   For   For
Elect Director Phebe N. Novakovic   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   Against
Elect Director Robert Walmsley   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Report on Lobbying Payments and Policy   SH   Against   For
Review and Assess Human Rights Policy   SH   Against   For

GlaxoSmithKline plc

 

Meeting Date:    01-May-13    Country:    United Kingdom    Security ID:    G3910J112
Record Date:    29-Apr-13    Meeting Type:    Annual    Ticker:    GSK

 

CUSIP: G3910J112    ISIN: GB0009252882    SEDOL: 0925288

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Lynn Elsenhans as Director   Mgmt   For   For
Elect Jing Ulrich as Director   Mgmt   For   For
Elect Hans Wijers as Director   Mgmt   For   For
Re-elect Sir Christopher Gent as Director   Mgmt   For   For
Re-elect Sir Andrew Witty as Director   Mgmt   For   For
Re-elect Sir Roy Anderson as Director   Mgmt   For   For
Re-elect Dr Stephanie Burns as Director   Mgmt   For   For
Re-elect Stacey Cartwright as Director   Mgmt   For   For
Re-elect Simon Dingemans as Director   Mgmt   For   For
Re-elect Judy Lewent as Director   Mgmt   For   For

Re-elect Sir Deryck Maughan as Director   Mgmt   For   For
Re-elect Dr Daniel Podolsky as Director   Mgmt   For   For
Re-elect Dr Moncef Slaoui as Director   Mgmt   For   For
Re-elect Tom de Swaan as Director   Mgmt   For   For
Re-elect Sir Robert Wilson as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit & Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Invesco Mortgage Capital Inc.

 

Meeting Date:    01-May-13    Country:    USA    Security ID:    46131B100
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    IVR

 

CUSIP: 46131B100    ISIN: US46131B1008    SEDOL: B5ZW0F0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director G. Mark Armour   Mgmt   For   For
Elect Director James S. Balloun   Mgmt   For   For
Elect Director John S. Day   Mgmt   For   For
Elect Director Karen Dunn Kelley   Mgmt   For   For
Elect Director James R. Lientz, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Molina Healthcare, Inc.

 

Meeting Date:    01-May-13    Country:    USA    Security ID:    60855R100
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    MOH

 

CUSIP: 60855R100    ISIN: US60855R1005    SEDOL: 2212706

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles Z. Fedak   Mgmt   For   For
Elect Director Steven James   Mgmt   For   For
Elect Director John C. Molina   Mgmt   For   For
Elect Director Daniel Cooperman   Mgmt   For   For

Elect Director Dale Wolf   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Approve Issuance of Shares for a Private Placement   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

American Campus Communities, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    024835100
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    ACC

 

CUSIP: 024835100    ISIN: US0248351001    SEDOL: B02H871

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Bayless Jr.   Mgmt   For   For
Elect Director R.D. Burck   Mgmt   For   For

Elect Director G. Steven Dawson   Mgmt   For   For
Elect Director Cydney C. Donnell   Mgmt   For   For
Elect Director Edward Lowenthal   Mgmt   For   For
Elect Director Oliver Luck   Mgmt   For   For
Elect Director Winston W. Walker   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Hexcel Corporation

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    428291108
Record Date:    07-Mar-13    Meeting Type:    Annual    Ticker:    HXL

 

CUSIP: 428291108    ISIN: US4282911084    SEDOL: 2416779

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David E. Berges   Mgmt   For   For
Elect Director Joel S. Beckman   Mgmt   For   For
Elect Director Lynn Brubaker   Mgmt   For   For
Elect Director Jeffrey C. Campbell   Mgmt   For   For
Elect Director Sandra L. Derickson   Mgmt   For   For
Elect Director W. Kim Foster   Mgmt   For   For
Elect Director Thomas A. Gendron   Mgmt   For   For
Elect Director Jeffrey A. Graves   Mgmt   For   For
Elect Director David C. Hill   Mgmt   For   For
Elect Director David L. Pugh   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Monmouth Real Estate Investment Corporation

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    609720107
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    MNR

 

CUSIP: 609720107    ISIN: US6097201072    SEDOL: 2504072

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Anna T. Chew   Mgmt   For   For
Elect Director Daniel D. Cronheim   Mgmt   For   For
Elect Director Scott L. Robinson   Mgmt   For   For
Elect Director Eugene Rothenberg   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   Against   For

Mueller Industries, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    624756102
Record Date:    07-Mar-13    Meeting Type:    Annual    Ticker:    MLI

 

CUSIP: 624756102    ISIN: US6247561029    SEDOL: 2609717

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gregory L. Christopher   Mgmt   For   For
Elect Director Paul J. Flaherty   Mgmt   For   For
Elect Director Gennaro J. Fulvio   Mgmt   For   For
Elect Director Gary S. Gladstein   Mgmt   For   For
Elect Director Scott J. Goldman   Mgmt   For   For
Elect Director Terry Hermanson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Prologis, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    74340W103
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    PLD

 

CUSIP: 74340W103    ISIN: US74340W1036    SEDOL: B44WZD7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Hamid R. Moghadam   Mgmt   For   For
Elect Director George L. Fotiades   Mgmt   For   Against
Elect Director Christine N. Garvey   Mgmt   For   For
Elect Director Lydia H. Kennard   Mgmt   For   For

Elect Director J. Michael Losh   Mgmt   For   For
Elect Director Irving F. Lyons III   Mgmt   For   For
Elect Director Jeffrey L. Skelton   Mgmt   For   For
Elect Director D. Michael Steuert   Mgmt   For   For
Elect Director Carl B. Webb   Mgmt   For   For
Elect Director William D. Zollars   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Reckitt Benckiser Group plc

 

Meeting Date:    02-May-13    Country:    United Kingdom    Security ID:    G74079107
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    RB.

 

CUSIP: G74079107    ISIN: GB00B24CGK77    SEDOL: B24CGK7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Adrian Bellamy as Director   Mgmt   For   For
Re-elect Peter Harf as Director   Mgmt   For   For
Re-elect Richard Cousins as Director   Mgmt   For   For
Re-elect Kenneth Hydon as Director   Mgmt   For   For
Re-elect Rakesh Kapoor as Director   Mgmt   For   For
Re-elect Andre Lacroix as Director   Mgmt   For   For
Re-elect Graham Mackay as Director   Mgmt   For   For
Re-elect Judith Sprieser as Director   Mgmt   For   For
Re-elect Warren Tucker as Director   Mgmt   For   For

Elect Adrian Hennah as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Rolls-Royce Holdings plc

 

Meeting Date:    02-May-13    Country:    United Kingdom    Security ID:    G76225104
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: G7630U109    ISIN: GB00B63H8491    SEDOL: B63H849

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Ian Davis as Director   Mgmt   For   For
Elect Jasmin Staiblin as Director   Mgmt   For   For
Re-elect John Rishton as Director   Mgmt   For   For
Re-elect Dame Helen Alexander as Director   Mgmt   For   For
Re-elect Lewis Booth as Director   Mgmt   For   For
Re-elect Sir Frank Chapman as Director   Mgmt   For   For
Re-elect Iain Conn as Director   Mgmt   For   For
Re-elect James Guyette as Director   Mgmt   For   For
Re-elect John McAdam as Director   Mgmt   For   For
Re-elect Mark Morris as Director   Mgmt   For   For

Re-elect John Neill as Director   Mgmt   For   For
Re-elect Colin Smith as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Payment to Shareholders   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Adopt New Articles of Association   Mgmt   For   For

Starwood Property Trust, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    85571B105
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    STWD

 

CUSIP: 85571B105    ISIN: US85571B1052    SEDOL: B3PQ520

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard D. Bronson   Mgmt   For   For
Elect Director Jeffrey F. DiModica   Mgmt   For   For
Elect Director Jeffrey G. Dishner   Mgmt   For   For
Elect Director Camille J. Douglas   Mgmt   For   For
Elect Director Boyd W. Fellows   Mgmt   For   For
Elect Director Barry S. Sternlicht   Mgmt   For   For
Elect Director Strauss Zelnick   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against

United Parcel Service, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    911312106
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    UPS

 

CUSIP: 911312106    ISIN: US9113121068    SEDOL: 2517382

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director F. Duane Ackerman   Mgmt   For   For
Elect Director Michael J. Burns   Mgmt   For   For
Elect Director D. Scott Davis   Mgmt   For   For
Elect Director Stuart E. Eizenstat   Mgmt   For   For
Elect Director Michael L. Eskew   Mgmt   For   For
Elect Director William R. Johnson   Mgmt   For   For
Elect Director Candace Kendle   Mgmt   For   For

Elect Director Ann M. Livermore   Mgmt   For   For
Elect Director Rudy H. P. Markham   Mgmt   For   For
Elect Director Clark T. Randt, Jr.   Mgmt   For   For
Elect Director Carol B. Tome   Mgmt   For   For
Elect Director Kevin M. Warsh   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   Against
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For

Verizon Communications Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    92343V104
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    VZ

 

CUSIP: 92343V104    ISIN: US92343V1044    SEDOL: 2090571

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard L. Carrion   Mgmt   For   Against
Elect Director Melanie L. Healey   Mgmt   For   For
Elect Director M. Frances Keeth   Mgmt   For   For
Elect Director Robert W. Lane   Mgmt   For   For
Elect Director Lowell C. McAdam   Mgmt   For   For
Elect Director Sandra O. Moose   Mgmt   For   Against
Elect Director Joseph Neubauer   Mgmt   For   For
Elect Director Donald T. Nicolaisen   Mgmt   For   Against

Elect Director Clarence Otis, Jr.   Mgmt   For   For
Elect Director Hugh B. Price   Mgmt   For   Against
Elect Director Rodney E. Slater   Mgmt   For   Against
Elect Director Kathryn A. Tesija   Mgmt   For   For
Elect Director Gregory D. Wasson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Commit to Wireless Network Neutrality   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Adopt Proxy Access Right   SH   Against   Against
Submit Severance Agreement (Change-in-Control) to Shareholder Vote   SH   Against   For
Amend Articles/Bylaws/Charter-Call Special Meetings   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For

Wisconsin Energy Corporation

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    976657106
Record Date:    21-Feb-13    Meeting Type:    Annual    Ticker:    WEC

 

CUSIP: 976657106    ISIN: US9766571064    SEDOL: 2973995

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John F. Bergstrom   Mgmt   For   For
Elect Director Barbara L. Bowles   Mgmt   For   For
Elect Director Patricia W. Chadwick   Mgmt   For   For
Elect Director Curt S. Culver   Mgmt   For   For
Elect Director Thomas J. Fischer   Mgmt   For   For
Elect Director Gale E. Klappa   Mgmt   For   For

Elect Director Henry W. Knueppel   Mgmt   For   For
Elect Director Ulice Payne, Jr.   Mgmt   For   For
Elect Director Mary Ellen Stanek   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Dominion Resources, Inc.

 

Meeting Date:    03-May-13    Country:    USA    Security ID:    25746U109
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    D

 

CUSIP: 25746U109    ISIN: US25746U1097    SEDOL: 2542049

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William P. Barr   Mgmt   For   For

Elect Director Peter W. Brown   Mgmt   For   For
Elect Director Helen E. Dragas   Mgmt   For   For
Elect Director James O. Ellis, Jr.   Mgmt   For   For
Elect Director Thomas F. Farrell, II   Mgmt   For   For
Elect Director John W. Harris   Mgmt   For   For
Elect Director Robert S. Jepson, Jr.   Mgmt   For   For
Elect Director Mark J. Kington   Mgmt   For   For
Elect Director Pamela J. Royal   Mgmt   For   For
Elect Director Robert H. Spilman, Jr.   Mgmt   For   For
Elect Director Michael E. Szymanczyk   Mgmt   For   For
Elect Director David A. Wollard   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Call Special Meeting   Mgmt   For   For

Report on Coal Use from Mountaintop Removal Mining   SH   Against   Against
Include Sustainability as a Performance Measure for Senior Executive Compensation   SH   Against   Against
Minimize Pool Storage of Spent Nuclear Fuel   SH   Against   Against
Report on Financial Risks of Climate Change   SH   Against   For

E.ON SE

 

Meeting Date:    03-May-13    Country:    Germany    Security ID:    D24914133
Record Date:       Meeting Type:    Annual    Ticker:    EOAN

 

CUSIP: D24914133    ISIN: DE000ENAG999    SEDOL: 4942904

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    

Approve Allocation of Income and Dividends of EUR 1.10 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2013   Mgmt   For   For
Elect Denise Kingsmill to the Supervisory Board   Mgmt   For   For
Elect Ulrich Lehner to the Supervisory Board   Mgmt   For   For
Elect Rene Obermann to the Supervisory Board   Mgmt   For   For
Elect Karen de Segundo to the Supervisory Board   Mgmt   For   For
Elect Theo Siegert to the Supervisory Board   Mgmt   For   For
Elect Werner Wenning to the Supervisory Board   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Approve Remuneration of Supervisory Board   Mgmt   For   For

Koninklijke Philips Electronics

 

Meeting Date:    03-May-13    Country:    Netherlands    Security ID:    N6817P109
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N6817P109    ISIN: NL0000009538    SEDOL: 5986622

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
President’s Speech   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 0.75 Per Share   Mgmt   For   For

Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Reelect C.A. Poon to Supervisory Board   Mgmt   For   For
Reelect J.J. Schiro to Supervisory Board   Mgmt   For   For
Reelect J. van der Veer to Supervisory Board   Mgmt   For   For
Amend Long-Term Incentive Plan   Mgmt   For   For
Approve Performance Share and Performance Stock Option Grants   Mgmt   For   For
Change Company Name to Koninklijke Philips N.V.   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a   Mgmt   For   For
Authorize Repurchase of Shares   Mgmt   For   For
Approve Cancellation of Repurchased Shares   Mgmt   For   For
Allow Questions   Mgmt    

Oasis Petroleum Inc.

 

Meeting Date:    03-May-13    Country:    USA    Security ID:    674215108
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    OAS

 

CUSIP: 674215108    ISIN: US6742151086    SEDOL: B64R5J2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael McShane   Mgmt   For   For
Elect Director Thomas B. Nusz   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Pilgrim’s Pride Corporation

 

Meeting Date:    03-May-13    Country:    USA    Security ID:    72147K108
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    PPC

 

CUSIP: 72147K108    ISIN: US72147K1088    SEDOL: B5L3PZ2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Wesley Mendonca Batista   Mgmt   For   For
Elect Director Joesley Mendonca Batista   Mgmt   For   Withhold
Elect Director Don Jackson   Mgmt   For   For
Elect Director William W. Lovette   Mgmt   For   For
Elect Director Marcus Vinicius Pratini de Moraes   Mgmt   For   For
Elect Director Wallim Cruz De Vasconcellos Junior   Mgmt   For   For
Elect Director Michael L. Cooper   Mgmt   For   For
Elect Director Charles Macaluso   Mgmt   For   For
Elect Director David E. Bell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Sanofi

 

Meeting Date:    03-May-13    Country:    France    Security ID:    F5548N101
Record Date:    26-Apr-13    Meeting Type:    Annual/Special    Ticker:    SAN

 

CUSIP: F5548N101    ISIN: FR0000120578    SEDOL: 5671735

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.77 per Share   Mgmt   For   For
Elect Fabienne Lecorvaisier as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans   Mgmt   For   For
Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Berkshire Hathaway Inc.

 

Meeting Date:    04-May-13    Country:    USA    Security ID:    084670702
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    BRK.B

 

CUSIP: 084670702    ISIN: US0846707026    SEDOL: 2073390

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Warren E. Buffett   Mgmt   For   For
Elect Director Charles T. Munger   Mgmt   For   For
Elect Director Howard G. Buffett   Mgmt   For   For

Elect Director Stephen B. Burke   Mgmt   For   For
Elect Director Susan L. Decker   Mgmt   For   For
Elect Director William H. Gates III   Mgmt   For   For
Elect Director David S. Gottesman   Mgmt   For   For
Elect Director Charlotte Guyman   Mgmt   For   For
Elect Director Donald R. Keough   Mgmt   For   For
Elect Director Thomas S. Murphy   Mgmt   For   For
Elect Director Ronald L. Olson   Mgmt   For   For
Elect Director Walter Scott, Jr.   Mgmt   For   For
Elect Director Meryl B. Witmer   Mgmt   For   For
Adopt Quantitative Goals for GHG and Other Air Emissions   SH   Against   For

PS Business Parks, Inc.

 

Meeting Date:    06-May-13    Country:    USA    Security ID:    69360J107
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    PSB

 

CUSIP: 69360J107    ISIN: US69360J1079    SEDOL: 2707956

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald L. Havner, Jr.   Mgmt   For   For
Elect Director Joseph D. Russell, Jr.   Mgmt   For   For
Elect Director Jennifer Holden Dunbar   Mgmt   For   For
Elect Director James H. Kropp   Mgmt   For   For
Elect Director Sara Grootwassink Lewis   Mgmt   For   For
Elect Director Michael V. McGee   Mgmt   For   For
Elect Director Gary E. Pruitt   Mgmt   For   For
Elect Director Peter Schultz   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Allianz SE

 

Meeting Date:    07-May-13    Country:    Germany    Security ID:    D03080112
Record Date:       Meeting Type:    Annual    Ticker:    ALV

 

CUSIP: D03080112    ISIN: DE0008404005    SEDOL: 5231485

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 4.50 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Elect Christine Bosse to the Supervisory Board   Mgmt   For   For

BioScrip, Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    09069N108
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    BIOS

 

CUSIP: 09069N108    ISIN: US09069N1081    SEDOL: 2594857

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard M. Smith   Mgmt   For   For
Elect Director Charlotte W. Collins   Mgmt   For   For
Elect Director Samuel P. Frieder   Mgmt   For   For
Elect Director Myron Z. Holubiak   Mgmt   For   For
Elect Director David R. Hubers   Mgmt   For   For
Elect Director Richard L. Robbins   Mgmt   For   For
Elect Director Stuart A. Samuels   Mgmt   For   For

Elect Director Gordon H. Woodward   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Bristol-Myers Squibb Company

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    110122108
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    BMY

 

CUSIP: 110122108    ISIN: US1101221083    SEDOL: 2126335

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lamberto Andreotti   Mgmt   For   For
Elect Director Lewis B. Campbell   Mgmt   For   Against

Elect Director James M. Cornelius   Mgmt   For   For
Elect Director Laurie H. Glimcher   Mgmt   For   For
Elect Director Michael Grobstein   Mgmt   For   For
Elect Director Alan J. Lacy   Mgmt   For   Against
Elect Director Vicki L. Sato   Mgmt   For   For
Elect Director Elliott Sigal   Mgmt   For   For
Elect Director Gerald L. Storch   Mgmt   For   For
Elect Director Togo D. West, Jr.   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Capella Education Company

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    139594105
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    CPLA

 

CUSIP: 139594105    ISIN: US1395941057    SEDOL: B0GWDP5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Kevin Gilligan   Mgmt   For   For
Elect Director Michael A. Linton   Mgmt   For   For
Elect Director Michael L. Lomax   Mgmt   For   For
Elect Director Jody G. Miller   Mgmt   For   For
Elect Director Hilary C. Pennington   Mgmt   For   For
Elect Director Stephen G. Shank   Mgmt   For   For
Elect Director Andrew M. Slavitt   Mgmt   For   For
Elect Director David W. Smith   Mgmt   For   For
Elect Director Jeffrey W. Taylor   Mgmt   For   For

Elect Director Darrell R. Tukua   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Consolidated Communications Holdings, Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    209034107
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    CNSL

 

CUSIP: 209034107    ISIN: US2090341072    SEDOL: B07LSQ7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roger H. Moore   Mgmt   For   For
Elect Director Thomas A. Gerke   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Darling International Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    237266101
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    DAR

 

CUSIP: 237266101    ISIN: US2372661015    SEDOL: 2250289

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Randall C. Stuewe   Mgmt   For   For
Elect Director O. Thomas Albrecht   Mgmt   For   For
Elect Director D. Eugene Ewing   Mgmt   For   For
Elect Director Charles Macaluso   Mgmt   For   For
Elect Director John D. March   Mgmt   For   For
Elect Director Michael Rescoe   Mgmt   For   For

Elect Director Michael Urbut   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

L Air Liquide

 

Meeting Date:    07-May-13    Country:    France    Security ID:    F01764103
Record Date:    30-Apr-13    Meeting Type:    Annual/Special    Ticker:    AI

 

CUSIP: F01764103    ISIN: FR0000120073    SEDOL: B1YXBJ7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For

Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.50 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Thierry Desmarest as Director   Mgmt   For   For
Reelect Thierry Peugeot as Director   Mgmt   For   For
Approve Severance Payment Agreement with Benoit Potier   Mgmt   For   For
Approve Severance Payment Agreement with Pierre Dufour   Mgmt   For   For
Authorize Issuance of Bonds/Debentures   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 430 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

The GEO Group, Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    36159R103
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    GEO

 

CUSIP: 36159R103    ISIN: US36159R1032    SEDOL: 2943299

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Clarence E. Anthony   Mgmt   For   For
Elect Director Norman A. Carlson   Mgmt   For   For
Elect Director Anne N. Foreman   Mgmt   For   Withhold
Elect Director Richard H. Glanton   Mgmt   For   Withhold
Elect Director Christopher C. Wheeler   Mgmt   For   Withhold
Elect Director George C. Zoley   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Report on Lobbying Payments and Policy   SH   Against   For
Other Business   Mgmt   For   Abstain

Bank of America Corporation

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    060505104
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    BAC

 

CUSIP: 060505104    ISIN: US0605051046    SEDOL: 2295677

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sharon L. Allen   Mgmt   For   For
Elect Director Susan S. Bies   Mgmt   For   For
Elect Director Jack O. Bovender, Jr.   Mgmt   For   For
Elect Director Frank P. Bramble, Sr.   Mgmt   For   For
Elect Director Arnold W. Donald   Mgmt   For   For
Elect Director Charles K. Gifford   Mgmt   For   For
Elect Director Charles O. Holliday, Jr.   Mgmt   For   For
Elect Director Linda P. Hudson   Mgmt   For   For

Elect Director Monica C. Lozano   Mgmt   For   For
Elect Director Thomas J. May   Mgmt   For   For
Elect Director Brian T. Moynihan   Mgmt   For   For
Elect Director Lionel L. Nowell, III   Mgmt   For   For
Elect Director R. David Yost   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Adopt Proxy Access Right   SH   Against   Against
Amend Bylaw to Limit Multiple Board Service   SH   Against   Against
Report on Feasibility of Prohibiting Political Contributions   SH   Against   Against
Review Fair Housing and Fair Lending Compliance   SH   Against   For

Cameron International Corporation

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    13342B105
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    CAM

 

CUSIP: 13342B105    ISIN: US13342B1052    SEDOL: 2222233

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James T. Hackett   Mgmt   For   For
Elect Director Michael E. Patrick   Mgmt   For   For
Elect Director Jon Erik Reinhardsen   Mgmt   For   For
Elect Director Bruce W. Wilkinson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Ocwen Financial Corporation

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    675746309
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    OCN

 

CUSIP: 675746309    ISIN: US6757463095    SEDOL: B14PL71

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Erbey   Mgmt   For   For
Elect Director Ronald M. Faris   Mgmt   For   For
Elect Director Ronald J. Korn   Mgmt   For   For
Elect Director William H. Lacy   Mgmt   For   For
Elect Director Wilbur L. Ross, Jr.   Mgmt   For   For
Elect Director Robert A. Salcetti   Mgmt   For   For
Elect Director Barry N. Wish   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Standard Chartered plc

 

Meeting Date:    08-May-13    Country:    United Kingdom    Security ID:    G84228157
Record Date:    03-May-13    Meeting Type:    Annual    Ticker:    STAN

 

CUSIP: G84228157    ISIN: GB0004082847    SEDOL: 0408284

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Om Bhatt as Director   Mgmt   For   For
Elect Dr Louis Chi-Yan Cheung as Director   Mgmt   For   For
Elect Margaret Ewing as Director   Mgmt   For   For
Elect Dr Lars Thunell as Director   Mgmt   For   For

Re-elect Stefano Bertamini as Director   Mgmt   For   For
Re-elect Jaspal Bindra as Director   Mgmt   For   For
Re-elect James Dundas as Director   Mgmt   For   For
Re-elect Dr Han Seung-soo as Director   Mgmt   For   For
Re-elect Simon Lowth as Director   Mgmt   For   For
Re-elect Rudolph Markham as Director   Mgmt   For   For
Re-elect Ruth Markland as Director   Mgmt   For   For
Re-elect Richard Meddings as Director   Mgmt   For   For
Re-elect John Paynter as Director   Mgmt   For   For
Re-elect Sir John Peace as Director   Mgmt   For   For
Re-elect Alun Rees as Director   Mgmt   For   For
Re-elect Peter Sands as Director   Mgmt   For   For
Re-elect Viswanathan Shankar as Director   Mgmt   For   For
Re-elect Paul Skinner as Director   Mgmt   For   For
Re-elect Oliver Stocken as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For

Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Market Purchase of Preference Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Sharesave Plan   Mgmt   For   For

Thomson Reuters Corporation

 

Meeting Date:    08-May-13    Country:    Canada    Security ID:    884903105
Record Date:    22-Mar-13    Meeting Type:    Annual/Special    Ticker:    TRI

 

CUSIP: 884903105    ISIN: CA8849031056    SEDOL: 2889371

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David Thomson   Mgmt   For   For
Elect Director James C. Smith   Mgmt   For   For
Elect Director Manvinder S. Banga   Mgmt   For   For
Elect Director David W. Binet   Mgmt   For   For
Elect Director Mary Cirillo   Mgmt   For   Withhold
Elect Director Steven A. Denning   Mgmt   For   For
Elect Director Lawton W. Fitt   Mgmt   For   For
Elect Director Sir Deryck Maughan   Mgmt   For   For
Elect Director Ken Olisa   Mgmt   For   For
Elect Director Vance K. Opperman   Mgmt   For   For
Elect Director John M. Thompson   Mgmt   For   For

Elect Director Peter J. Thomson   Mgmt   For   For
Elect Director Wulf von Schimmelmann   Mgmt   For   For
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Amend U.S. Employee Stock Purchase Plan   Mgmt   For   Against
Advisory Vote on Executive Compensation Approach   Mgmt   For   Against

Anixter International Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    035290105
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    AXE

 

CUSIP: 035290105    ISIN: US0352901054    SEDOL: 2468844

Proposal   Proponent   MgmtRec   Vote Instruction
Elect Director Lord James Blyth   Mgmt   For   For
Elect Director Frederic F. Brace   Mgmt   For   For
Elect Director Linda Walker Bynoe   Mgmt   For   For
Elect Director Robert J. Eck   Mgmt   For   For
Elect Director Robert W. Grubbs   Mgmt   For   For
Elect Director F. Philip Handy   Mgmt   For   For
Elect Director Melvyn N. Klein   Mgmt   For   For
Elect Director George Munoz   Mgmt   For   For
Elect Director Stuart M. Sloan   Mgmt   For   For
Elect Director Matthew Zell   Mgmt   For   For
Elect Director Samuel Zell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CVS Caremark Corporation

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    126650100
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    CVS

 

CUSIP: 126650100    ISIN: US1266501006    SEDOL: 2577609

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director C. David Brown II   Mgmt   For   Against
Elect Director David W. Dorman   Mgmt   For   Against
Elect Director Anne M. Finucane   Mgmt   For   Against
Elect Director Kristen Gibney Williams   Mgmt   For   For
Elect Director Larry J. Merlo   Mgmt   For   For
Elect Director Jean-Pierre Millon   Mgmt   For   For

Elect Director Richard J. Swift   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   For
Elect Director Tony L. White   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Reduce Vote Requirement Under the Fair Price Provision   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Pro-rata Vesting of Equity Awards   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For

Equity One, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    294752100
Record Date:    05-Mar-13    Meeting Type:    Annual    Ticker:    EQY

 

CUSIP: 294752100    ISIN: US2947521009    SEDOL: 2246329

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James S. Cassel   Mgmt   For   Withhold
Elect Director Cynthia R. Cohen   Mgmt   For   Withhold
Elect Director Neil Flanzraich   Mgmt   For   For
Elect Director Chaim Katzman   Mgmt   For   For
Elect Director Peter Linneman   Mgmt   For   For
Elect Director Galia Maor   Mgmt   For   For
Elect Director Jeffrey S. Olson   Mgmt   For   For
Elect Director Dori Segal   Mgmt   For   For
Elect Director David Fischel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Other Business   Mgmt   For   Abstain

FEI Company

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    30241L109
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    FEIC

 

CUSIP: 30241L109    ISIN: US30241L1098    SEDOL: 2355764

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arie Huijser   Mgmt   For   For
Elect Director Don R. Kania   Mgmt   For   For
Elect Director Thomas F. Kelly   Mgmt   For   For
Elect Director Jan C. Lobbezoo   Mgmt   For   For
Elect Director Gerhard H. Parker   Mgmt   For   For

Elect Director James T. Richardson   Mgmt   For   For
Elect Director Richard H. Wills   Mgmt   For   For
Elect Director Homa Bahrami   Mgmt   For   For
Elect Director Jami K. Nachtsheim   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ford Motor Company

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    345370860
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    F

 

CUSIP: 345370860    ISIN: US3453708600    SEDOL: 2615468

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen G. Butler   Mgmt   For   For
Elect Director Kimberly A. Casiano   Mgmt   For   For
Elect Director Anthony F. Earley, Jr.   Mgmt   For   For
Elect Director Edsel B. Ford II   Mgmt   For   For
Elect Director William Clay Ford, Jr.   Mgmt   For   For
Elect Director Richard A. Gephardt   Mgmt   For   For
Elect Director James H. Hance, Jr.   Mgmt   For   For
Elect Director William W. Helman IV   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   For
Elect Director Richard A. Manoogian   Mgmt   For   For
Elect Director Ellen R. Marram   Mgmt   For   For
Elect Director Alan Mulally   Mgmt   For   For
Elect Director Homer A. Neal   Mgmt   For   For

Elect Director Gerald L. Shaheen   Mgmt   For   For
Elect Director John L. Thornton   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For
Approval of Tax Benefits Preservation Plan   Mgmt   For   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Amend Bylaws -- Call Special Meetings   SH   Against   For

Hanger, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    41043F208
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    HGR

 

CUSIP: 41043F208    ISIN: US41043F2083    SEDOL: 2796653

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Vinit K. Asar   Mgmt   For   For
Elect Director Thomas P. Cooper   Mgmt   For   For
Elect Director Cynthia L. Feldmann   Mgmt   For   For
Elect Director Eric A. Green   Mgmt   For   For
Elect Director Stephen E. Hare   Mgmt   For   For
Elect Director Isaac Kaufman   Mgmt   For   For
Elect Director Thomas F. Kirk   Mgmt   For   For
Elect Director Patricia B. Shrader   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

JetBlue Airways Corporation

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    477143101
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    JBLU

 

CUSIP: 477143101    ISIN: US4771431016    SEDOL: 2852760

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David Barger   Mgmt   For   For
Elect Director Jens Bischof   Mgmt   For   For
Elect Director Peter Boneparth   Mgmt   For   For
Elect Director David Checketts   Mgmt   For   For
Elect Director Virginia Gambale   Mgmt   For   For
Elect Director Stephan Gemkow   Mgmt   For   For
Elect Director Ellen Jewett   Mgmt   For   For

Elect Director Stanley McChrystal   Mgmt   For   For
Elect Director Joel Peterson   Mgmt   For   For
Elect Director Ann Rhoades   Mgmt   For   For
Elect Director Frank Sica   Mgmt   For   For
Elect Director Thomas Winkelmann   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Penske Automotive Group, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    70959W103
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    PAG

 

CUSIP: 70959W103    ISIN: US70959W1036    SEDOL: 2943523

Proposal   Proponent   MgmtRec   Vote Instruction
Elect Director John D. Barr   Mgmt   For   For
Elect Director Michael R. Eisenson   Mgmt   For   For
Elect Director Robert H. Kurnick, Jr.   Mgmt   For   For
Elect Director William J. Lovejoy   Mgmt   For   For
Elect Director Kimberly J. McWaters   Mgmt   For   For
Elect Director Yoshimi Namba   Mgmt   For   For
Elect Director Lucio A. Noto   Mgmt   For   For
Elect Director Roger S. Penske   Mgmt   For   For
Elect Director Richard J. Peters   Mgmt   For   For
Elect Director Sandra E. Pierce   Mgmt   For   For
Elect Director Ronald G. Steinhart   Mgmt   For   For
Elect Director H. Brian Thompson   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Other Business   Mgmt   For   Abstain

Rent-A-Center, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    76009N100
Record Date:    19-Mar-13    Meeting Type:    Annual    Ticker:    RCII

 

CUSIP: 76009N100    ISIN: US76009N1000    SEDOL: 2733092

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mitchell E. Fadel   Mgmt   For   For
Elect Director Paula Stern, Ph.D.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Rio Tinto Ltd.

 

Meeting Date:    09-May-13    Country:    Australia    Security ID:    Q81437107
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    RIO

 

CUSIP: Q81437107    ISIN: AU000000RIO1    SEDOL: 6220103

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Financial Statements and Reports of the Directors and Auditors for the Year Ended Dec. 31, 2012   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Elect Robert Brown as a Director   Mgmt   For   For
Elect Vivienne Cox as a Director   Mgmt   For   For

Elect Jan du Plessis as a Director   Mgmt   For   For
Elect Guy Elliott as a Director   Mgmt   For   For
Elect Michael Fitzpatrick as a Director   Mgmt   For   For
Elect Ann Godbehere as a Director   Mgmt   For   For
Elect Richard Goodmanson as a Director   Mgmt   For   For
Elect John Kerr as a Director   Mgmt   For   For
Elect Chris Lynch as a Director   Mgmt   For   For
Elect Paul Tellier as a Director   Mgmt   For   For
Elect John Varley as a Director   Mgmt   For   For
Elect Sam Walsh as a Director   Mgmt   For   For
Appoint PricewaterhouseCoopers LLP as Auditors of Rio Tinto plc   Mgmt   For   For
Authorize the Audit Committee to Determine the Remuneration of Auditors   Mgmt   For   For
Approve the Performance Share Plan 2013   Mgmt   For   For
Approve the Renewal of the Off-Market and On-Market Share Buyback Authorities   Mgmt   For   For

Ryman Hospitality Properties, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    78377T107
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    RHP

 

CUSIP: 78377T107    ISIN: US78377T1079    SEDOL: B8QV5C9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Bender   Mgmt   For   For
Elect Director E. K. Gaylord, II   Mgmt   For   For
Elect Director Ralph Horn   Mgmt   For   For
Elect Director Ellen Levine   Mgmt   For   For
Elect Director Robert S. Prather, Jr.   Mgmt   For   For
Elect Director Colin V. Reed   Mgmt   For   For

Elect Director Michael D. Rose   Mgmt   For   For
Elect Director Michael I. Roth   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SolarWinds, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    83416B109
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    SWI

 

CUSIP: 83416B109    ISIN: US83416B1098    SEDOL: B4MTR12

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Benjamin Nye   Mgmt   For   For
Elect Director Kevin B. Thompson   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Tesco Corporation

 

Meeting Date:    09-May-13    Country:    Canada    Security ID:    88157K101
Record Date:    02-Apr-13    Meeting Type:    Annual    Ticker:    TESO

 

CUSIP: 88157K101    ISIN: CA88157K1012    SEDOL: 2237022

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John U. Clarke   Mgmt   For   For
Elect Director Fred J. Dyment   Mgmt   For   For
Elect Director Gary L. Kott   Mgmt   For   For

Elect Director R. Vance Milligan   Mgmt   For   For
Elect Director Julio M. Quintana   Mgmt   For   For
Elect Director John T. Reynolds   Mgmt   For   For
Elect Director Norman W. Robertson   Mgmt   For   For
Elect Director Michael W. Sutherlin   Mgmt   For   For
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Dow Chemical Company

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    260543103
Record Date:    18-Mar-13    Meeting Type:    Annual    Ticker:    DOW

 

CUSIP: 260543103    ISIN: US2605431038    SEDOL: 2278719

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arnold A. Allemang   Mgmt   For   For
Elect Director Ajay Banga   Mgmt   For   For
Elect Director Jacqueline K. Barton   Mgmt   For   For
Elect Director James A. Bell   Mgmt   For   Against
Elect Director Jeff M. Fettig   Mgmt   For   Against
Elect Director Andrew N. Liveris   Mgmt   For   For
Elect Director Paul Polman   Mgmt   For   For
Elect Director Dennis H. Reilley   Mgmt   For   Against
Elect Director James M. Ringler   Mgmt   For   For
Elect Director Ruth G. Shaw   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Stock Retention   SH   Against   For

AIA Group Ltd.

 

Meeting Date:    10-May-13    Country:    Hong Kong    Security ID:    Y002A1105
Record Date:    06-May-13    Meeting Type:    Annual    Ticker:    01299

 

CUSIP: N/A    ISIN: HK0000069689    SEDOL: B4TX8S1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Barry Chun-Yuen Cheung as Director   Mgmt   For   For
Elect George Yong-Boon Yeo as Director   Mgmt   For   For
Elect Narongchai Akrasanee as Director   Mgmt   For   For

Elect Qin Xiao as Director   Mgmt   For   For
Elect Mark Edward Tucker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme   Mgmt   For   For
Amend Articles of Association of the Company   Mgmt   For   For

Brightcove Inc.

 

Meeting Date:    10-May-13    Country:    USA    Security ID:    10921T101
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    BCOV

 

CUSIP: 10921T101    ISIN: US10921T1016    SEDOL: B4XS3D2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Deborah Besemer   Mgmt   For   For
Elect Director Scott Kurnit   Mgmt   For   For
Elect Director David Orfao   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Eni S.p.A.

 

Meeting Date:    10-May-13    Country:    Italy    Security ID:    T3643A145
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    ENI

 

CUSIP: T3643A145    ISIN: IT0003132476    SEDOL: 7145056

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For

CBL & Associates Properties, Inc.

 

Meeting Date:    13-May-13    Country:    USA    Security ID:    124830100
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    CBL

 

CUSIP: 124830100    ISIN: US1248301004    SEDOL: 2167475

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen D. Lebovitz   Mgmt   For   For
Elect Director Thomas J. DeRosa   Mgmt   For   For
Elect Director Matthew S. Dominski   Mgmt   For   Withhold
Elect Director Kathleen M. Nelson   Mgmt   For   For
Elect Director Winston W. Walker   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Centrica plc

 

Meeting Date:    13-May-13    Country:    United Kingdom    Security ID:    G2018Z143
Record Date:    09-May-13    Meeting Type:    Annual    Ticker:    CNA

 

CUSIP: G2018Z143    ISIN: GB00B033F229    SEDOL: B033F22

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Roger Carr as Director   Mgmt   For   For
Re-elect Sam Laidlaw as Director   Mgmt   For   For
Re-elect Phil Bentley as Director   Mgmt   For   For
Re-elect Margherita Della Valle as Director   Mgmt   For   For
Re-elect Mary Francis as Director   Mgmt   For   For
Re-elect Mark Hanafin as Director   Mgmt   For   For
Re-elect Lesley Knox as Director   Mgmt   For   For
Re-elect Nick Luff as Director   Mgmt   For   For
Re-elect Ian Meakins as Director   Mgmt   For   For
Re-elect Paul Rayner as Director   Mgmt   For   For

Re-elect Chris Weston as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

ING Groep NV

 

Meeting Date:    13-May-13    Country:    Netherlands    Security ID:    N4578E413
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N4578E413    ISIN: NL0000303600    SEDOL: 7154182

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Receive Report of Supervisory Board (Non-Voting)   Mgmt    
Adopt Financial Statements   Mgmt   For   For

Receive Announcement Re: Discontinuation of Dutch Translation Annual Reports   Mgmt    
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Discuss Remuneration Report Containing Remuneration Policy for Management Board Members   Mgmt    
Discussion on Company’s Corporate Governance Structure   Mgmt    
Receive Announcements on Sustainability   Mgmt    
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Ratify Ernst & Young as Auditors   Mgmt   For   For
Reelect Jan Hommen to Executive Board   Mgmt   For   For
Reelect Patrick Flynn to Executive Board   Mgmt   For   For
Elect Ralph Hamers to Executive Board   Mgmt   For   For
Reelect Jeroen van der Veer to Supervisory Board   Mgmt   For   For

Reelect Tine Bahlmann to Supervisory Board   Mgmt   For   For
Elect Carin Gorter to Supervisory Board   Mgmt   For   For
Elect Hermann-Josef Lamberti to Supervisory Board   Mgmt   For   For
Elect Isabel Martin Castella to Supervisory Board   Mgmt   For   For
Grant Board Authority to Issue Up To 380 Million Shares and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Grant Board Authority to Issue 380 Million Shares in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring   Mgmt   For   For
Close Meeting   Mgmt    

International Paper Company

 

Meeting Date:    13-May-13    Country:    USA    Security ID:    460146103
Record Date:    19-Mar-13    Meeting Type:    Annual    Ticker:    IP

 

CUSIP: 460146103    ISIN: US4601461035    SEDOL: 2465254

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David J. Bronczek   Mgmt   For   For
Elect Director Ahmet C. Dorduncu   Mgmt   For   For
Elect Director John V. Faraci   Mgmt   For   For
Elect Director Ilene S. Gordon   Mgmt   For   For
Elect Director Stacey J. Mobley   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director John L. Townsend, III   Mgmt   For   For
Elect Director John F. Turner   Mgmt   For   For
Elect Director William G. Walter   Mgmt   For   For

Elect Director J. Steven Whisler   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide Right to Act by Written Consent   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Pro-rata Vesting of Equity Plans   SH   Against   Against

BMW Group Bayerische Motoren Werke AG

 

Meeting Date:    14-May-13    Country:    Germany    Security ID:    D12096109
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    BMW

 

CUSIP: D12096109    ISIN: DE0005190003    SEDOL: 5756029

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.52 per Preferred Share and EUR 2.50 per Ordinary Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2013   Mgmt   For   For
Elect Reinhard Huettl to the Supervisory Board   Mgmt   For   For
Elect Karl-Ludwig Kley to the Supervisory Board   Mgmt   For   For
Elect Renate Koecher to the Supervisory Board   Mgmt   For   For
Elect Joachim Milberg to the Supervisory Board   Mgmt   For   For
Amend Articles Re: Remuneration of the Supervisory Board   Mgmt   For   For

Coeur d’Alene Mines Corporation

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    192108504
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    CDE

 

CUSIP: 192108504    ISIN: US1921085049    SEDOL: 2208136

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Linda L. Adamany   Mgmt   For   For
Elect Director Kevin S. Crutchfield   Mgmt   For   For
Elect Director Sebastian Edwards   Mgmt   For   For
Elect Director Randolph E. Gress   Mgmt   For   For
Elect Director Mitchell J. Krebs   Mgmt   For   For
Elect Director Robert E. Mellor   Mgmt   For   For
Elect Director John H. Robinson   Mgmt   For   For
Elect Director J. Kenneth Thompson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Change State of Incorporation [from Idaho to Delaware]   Mgmt   For   For

ConocoPhillips

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    20825C104
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    COP

 

CUSIP: 20825C104    ISIN: US20825C1045    SEDOL: 2685717

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard L. Armitage   Mgmt   For   For
Elect Director Richard H. Auchinleck   Mgmt   For   For
Elect Director James E. Copeland, Jr.   Mgmt   For   For

Elect Director Jody L. Freeman   Mgmt   For   For
Elect Director Gay Huey Evans   Mgmt   For   For
Elect Director Ryan M. Lance   Mgmt   For   For
Elect Director Mohd H. Marican   Mgmt   For   For
Elect Director Robert A. Niblock   Mgmt   For   For
Elect Director Harald J. Norvik   Mgmt   For   For
Elect Director William E. Wade, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For
Amend EEO Policy to Prohibit Discrimination based on Gender Identity   SH   Against   For

Simon Property Group, Inc.

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    828806109
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    SPG

 

CUSIP: 828806109    ISIN: US8288061091    SEDOL: 2812452

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Melvyn E. Bergstein   Mgmt   For   Against
Elect Director Larry C. Glasscock   Mgmt   For   For
Elect Director Karen N. Horn   Mgmt   For   For
Elect Director Allan Hubbard   Mgmt   For   Against
Elect Director Reuben S. Leibowitz   Mgmt   For   Against
Elect Director Daniel C. Smith   Mgmt   For   Against
Elect Director J. Albert Smith, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Statoil ASA

 

Meeting Date:    14-May-13    Country:    Norway    Security ID:    R8413J103
Record Date:       Meeting Type:    Annual    Ticker:    STL

 

CUSIP: R4446E112    ISIN: NO0010096985    SEDOL: 7133608

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Registration of Attending Shareholders and Proxies   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Approve Notice of Meeting and Agenda   Mgmt   For   For

Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.75 per Share   Mgmt   For   For
Shareholder Proposals   Mgmt    
Withdraw Company from Tar Sands Activities in Canada   SH   Against   Against
Withdraw Company from Ice-Laden Activities in the Arctic   SH   Against   Against
Management Proposals   Mgmt    
Approve Board of Directors’ Statement on Company Corporate Governance   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   Against
Approve Remuneration of Auditors   Mgmt   For   For
Amend Articles Re: Appointment of Nominating Committee Members   Mgmt   For   For
Approve Remuneration of Corporate Assembly in the Amount of NOK 112,200 for the Chairman, NOK 59,100 for the Vice Chairman, NOK 41,500 for Other Members, and NOK 5,900 for Deputy Members   Mgmt   For   For

Elect Elisabeth Berge and Johan Alstad as Member and Deputy Member of Nominating Committee   Mgmt   For   For
Approve Remuneration of Nominating Committee in the Amount of NOK 11,200 for the Chairman and NOK 8,300 for Other Members   Mgmt   For   For
Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 27.5 Million in Connection with Share Saving Scheme for Employees   Mgmt   For   Against
Authorize Repurchase of up to 75 Million Shares For Cancellation Purposes   Mgmt   For   For

Texas Capital Bancshares, Inc.

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    88224Q107
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    TCBI

 

CUSIP: 88224Q107    ISIN: US88224Q1076    SEDOL: 2977209

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George F. Jones, Jr.   Mgmt   For   For
Elect Director Peter B. Bartholow   Mgmt   For   For
Elect Director James H. Browning   Mgmt   For   For
Elect Director Preston M. Geren, III   Mgmt   For   For
Elect Director Frederick B. Hegi, Jr.   Mgmt   For   For
Elect Director Larry L. Helm   Mgmt   For   For
Elect Director James R. Holland, Jr.   Mgmt   For   For
Elect Director W. W. McAllister, III   Mgmt   For   For
Elect Director Elysia Holt Ragusa   Mgmt   For   For
Elect Director Steven P. Rosenberg   Mgmt   For   For
Elect Director Grant E. Sims   Mgmt   For   For
Elect Director Robert W. Stallings   Mgmt   For   For

Elect Director Dale W. Tremblay   Mgmt   For   For
Elect Director Ian J. Turpin   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

AMERICAN INTERNATIONAL GROUP, INC.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    026874784
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    AIG

 

CUSIP: 026874784    ISIN: US0268747849    SEDOL: 2027342

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert H. Benmosche   Mgmt   For   For
Elect Director W. Don Cornwell   Mgmt   For   For
Elect Director John H. Fitzpatrick   Mgmt   For   For

Elect Director William G. Jurgensen   Mgmt   For   For
Elect Director Christopher S. Lynch   Mgmt   For   For
Elect Director Arthur C. Martinez   Mgmt   For   For
Elect Director George L. Miles, Jr.   Mgmt   For   For
Elect Director Henry S. Miller   Mgmt   For   For
Elect Director Robert S. Miller   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director Ronald A. Rittenmeyer   Mgmt   For   For
Elect Director Douglas M. Steenland   Mgmt   For   For
Elect Director Theresa M. Stone   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year
Ratify Auditors   Mgmt   For   For
Limit Total Number of Boards on Which Company Directors May Serve   SH   Against   Against

BNP Paribas SA

 

Meeting Date:    15-May-13    Country:    France    Security ID:    F1058Q238
Record Date:    09-May-13    Meeting Type:    Annual/Special    Ticker:    BNP

 

CUSIP: F1058Q238    ISIN: FR0000131104    SEDOL: 7309681

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Acknowledge Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For

Approve Severance Payment Agreement with Jean-Laurent Bonnafe   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Jean-Laurent Bonnafe as Director   Mgmt   For   Against
Reelect Michel Tilmant as Director   Mgmt   For   Against
Reelect Emiel Van Broekhoven as Director   Mgmt   For   Against
Elect Christophe de Margerie as Director   Mgmt   For   For
Elect Marion Guillou as Director   Mgmt   For   For
Authorize Auditors to File Required Documents at the Court’s Clerk Office   Mgmt   For   For
Extraordinary Business   Mgmt    
Amend New Set of Bylaws   Mgmt   For   Against
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For  

For

Comcast Corporation

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    20030N101
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    CMCSA

 

CUSIP: 20030N101    ISIN: US20030N1019    SEDOL: 2044545

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth J. Bacon   Mgmt   For   For
Elect Director Sheldon M. Bonovitz   Mgmt   For   For
Elect Director Joseph J. Collins   Mgmt   For   For
Elect Director J. Michael Cook   Mgmt   For   For
Elect Director Gerald L. Hassell   Mgmt   For   For
Elect Director Jeffrey A. Honickman   Mgmt   For   For
Elect Director Eduardo G. Mestre   Mgmt   For   For

Elect Director Brian L. Roberts   Mgmt   For   For
Elect Director Ralph J. Roberts   Mgmt   For   For
Elect Director Johnathan A. Rodgers   Mgmt   For   For
Elect Director Judith Rodin   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Pro-rata Vesting of Equity Awards   SH   Against   Against
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For

Highwoods Properties, Inc.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    431284108
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    HIW

 

CUSIP: 431284108    ISIN: US4312841087    SEDOL: 2420640

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas W. Adler   Mgmt   For   For
Elect Director Gene H. Anderson   Mgmt   For   For
Elect Director Edward J. Fritsch   Mgmt   For   For
Elect Director David J. Hartzell   Mgmt   For   For
Elect Director Sherry A. Kellett   Mgmt   For   For
Elect Director Mark F. Mulhern   Mgmt   For   For
Elect Director L. Glenn Orr, Jr.   Mgmt   For   For
Elect Director O. Temple Sloan, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Qlik Technologies Inc.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    74733T105
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    QLIK

 

CUSIP: 74733T105    ISIN: US74733T1051    SEDOL: B3WPL22

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Gavin, Jr.   Mgmt   For   For
Elect Director Alexander Ott   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Southwest Airlines Co.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    844741108
Record Date:    19-Mar-13    Meeting Type:    Annual    Ticker:    LUV

 

CUSIP: 844741108    ISIN: US8447411088    SEDOL: 2831543

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David W. Biegler   Mgmt   For   For
Elect Director J. Veronica Biggins   Mgmt   For   For
Elect Director Douglas H. Brooks   Mgmt   For   For
Elect Director William H. Cunningham   Mgmt   For   For
Elect Director John G. Denison   Mgmt   For   For
Elect Director Gary C. Kelly   Mgmt   For   For
Elect Director Nancy B. Loeffler   Mgmt   For   For
Elect Director John T. Montford   Mgmt   For   For
Elect Director Thomas M. Nealon   Mgmt   For   For
Elect Director Daniel D. Villanueva   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Unilever NV

 

Meeting Date:    15-May-13    Country:    Netherlands    Security ID:    N8981F271
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N8981F271    ISIN: NL0000009355    SEDOL: B12T3J1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Approve Financial Statements and Allocation of Income   Mgmt   For   For

Approve Discharge of Executive Board Members   Mgmt   For   For
Approve Discharge of Non-Executive Board Members   Mgmt   For   For
Reelect P.G.J.M. Polman as CEO to Board of Directors   Mgmt   For   For
Relect R.J.M.S. Huet as CFO to Board of Directors   Mgmt   For   For
Reelect L.O. Fresco to Board of Directors   Mgmt   For   For
Reelect A.M. Fudge to Board of Directors   Mgmt   For   For
Reelect C.E. Golden to Board of Directors   Mgmt   For   For
Reelect B.E. Grote to Board of Directors   Mgmt   For   For
Reelect H. Nyasulu to Board of Directors   Mgmt   For   For
Reelect M. Rifkind to Board of Directors   Mgmt   For   For
Reelect K.J. Storm to Board of Directors   Mgmt   For   For
Reelect M. Treschow to Board of Directors   Mgmt   For   For
Reelect P.S. Walsh to Board of Directors   Mgmt   For   For
Elect L.M. Cha to Board of Directors   Mgmt   For   For

Elect M.Ma to Board of Directors   Mgmt   For   For
Elect J. Rishton to Board of Directors   Mgmt   For   For
Ratify PricewaterhouseCoopers Accountants NV as Auditors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Authorization to Cancel Ordinary Shares   Mgmt   For   For
Allow Questions and Close Meeting   Mgmt    

Unilever plc

 

Meeting Date:    15-May-13    Country:    United Kingdom    Security ID:    G92087165
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    ULVR

 

CUSIP: G92087165    ISIN: GB00B10RZP78    SEDOL: B10RZP7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Paul Polman as Director   Mgmt   For   For
Re-elect Jean-Marc Huet as Director   Mgmt   For   For
Re-elect Louise Fresco as Director   Mgmt   For   For
Re-elect Ann Fudge as Director   Mgmt   For   For
Re-elect Charles Golden as Director   Mgmt   For   For
Re-elect Byron Grote as Director   Mgmt   For   For
Re-elect Hixonia Nyasulu as Director   Mgmt   For   For
Re-elect Sir Malcolm Rifkind as Director   Mgmt   For   For
Re-elect Kees Storm as Director   Mgmt   For   For
Re-elect Michael Treschow as Director   Mgmt   For   For

Re-elect Paul Walsh as Director   Mgmt   For   For
Elect Laura Cha as Director   Mgmt   For   For
Elect Mary Ma as Director   Mgmt   For   For
Elect John Rishton as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Acacia Research Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    003881307
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    ACTG

 

CUSIP: 003881307    ISIN: US0038813079    SEDOL: 2169589

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert L. Harris, II   Mgmt   For   For
Elect Director Fred A. deBoom   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Align Technology, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    016255101
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    ALGN

 

CUSIP: 016255101    ISIN: US0162551016    SEDOL: 2679204

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David E. Collins   Mgmt   For   For
Elect Director Joseph Lacob   Mgmt   For   For

Elect Director C. Raymond Larkin, Jr.   Mgmt   For   For
Elect Director George J. Morrow   Mgmt   For   For
Elect Director David C. Nagel   Mgmt   For   For
Elect Director Thomas M. Prescott   Mgmt   For   For
Elect Director Greg J. Santora   Mgmt   For   For
Elect Director Warren S. Thaler   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Colfax Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    194014106
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    CFX

 

CUSIP: 194014106    ISIN: US1940141062    SEDOL: B2RB4W9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mitchell P. Rales   Mgmt   For   For
Elect Director Steven E. Simms   Mgmt   For   For
Elect Director Clay H. Kiefaber   Mgmt   For   For
Elect Director Patrick W. Allender   Mgmt   For   For
Elect Director Thomas S. Gayner   Mgmt   For   For
Elect Director Rhonda L. Jordan   Mgmt   For   For
Elect Director San W. Orr, III   Mgmt   For   For
Elect Director A. Clayton Perfall   Mgmt   For   For
Elect Director Rajiv Vinnakota   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Deutsche Telekom AG

 

Meeting Date:    16-May-13    Country:    Germany    Security ID:    D2035M136
Record Date:       Meeting Type:    Annual    Ticker:    DTE

 

CUSIP: D2035M136    ISIN: DE0005557508    SEDOL: 5842359

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.70 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For

Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For
Elect Sari Baldauf to the Supervisory Board   Mgmt   For   For
Elect Ulrich Lehner to the Supervisory Board   Mgmt   For   For
Ammend Articles Re: Supervisory Board Remuneration   Mgmt   For   For
Approve Cancellation of Conditional Capital Authorization   Mgmt   For   For
Approve Creation of EUR 2.2 Billion Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Affiliation Agreement with PASM Power and Air Condition Solution Management GmbH   Mgmt   For   For
Ammend Affiliation Agreement with GMG Generalmietgesellschaft mbH   Mgmt   For   For
Ammend Affiliation Agreement with DeTeMedien, Deutsche Telekom Medien GmbH   Mgmt   For   For
Ammend Affiliation Agreement with GMG Generalmietgesellschaft mbH   Mgmt   For   For
Ammend Affiliation Agreement with DeTeMedien, Deutsche Telekom Medien GmbH   Mgmt   For   For

Dril-Quip, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    262037104
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    DRQ

 

CUSIP: 262037104    ISIN: US2620371045    SEDOL: 2116767

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alexander P. Shukis   Mgmt   For   For
Elect Director Terence B. Jupp   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Glencore Xstrata plc

 

Meeting Date:    16-May-13    Country:    United Kingdom    Security ID:    G39420107
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    GLEN

 

CUSIP: N/A    ISIN: JE00B4T3BW64    SEDOL: B4T3BW6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Ivan Glasenberg as Director   Mgmt   For   For
Re-elect Anthony Hayward as Director   Mgmt   For   For
Re-elect Leonhard Fischer as Director   Mgmt   For   For
Re-elect William Macaulay as Director   Mgmt   For   Against
Subject to the Merger Becoming Effective, Elect Sir John Bond as Director   Mgmt   For   Abstain
Subject to the Merger Becoming Effective, Elect Sir Steve Robson as Director   Mgmt   For   Against

Subject to the Merger Becoming Effective, Elect Ian Strachan as Director   Mgmt   For   For
Subject to the Merger Becoming Effective, Elect Con Fauconnier as Director   Mgmt   For   Abstain
Subject to the Merger Becoming Effective, Elect Peter Hooley as Director   Mgmt   For   For
Subject to the Merger Not Becoming Effective, Re-elect Simon Murray as Director   Mgmt   For   Abstain
Subject to the Merger Not Becoming Effective, Re-elect Steven Kalmin as Director   Mgmt   For   Abstain
Subject to the Merger Not Becoming Effective, Re-elect Peter Coates as Director   Mgmt   For   Abstain
Subject to the Merger Not Becoming Effective, Re-elect Li Ning as Director   Mgmt   For   Abstain
Approve Remuneration Report   Mgmt   For   Against
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

Hess Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    42809H107
Record Date:    08-Apr-13    Meeting Type:    Proxy Contest    Ticker:    HES

 

CUSIP: 42809H107    ISIN: US42809H1077    SEDOL: 2023748

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proxy (White Card)   Mgmt    
Elect Director J. Krenicki   Mgmt   For   Do Not Vote
Elect Director K. Meyers   Mgmt   For   Do Not Vote

Elect Director Fredric G. Reynolds   Mgmt   For   Do Not Vote
Elect Director William G. Schrader   Mgmt   For   Do Not Vote
Director Mark Williams   Mgmt   For   Do Not Vote
Ratify Auditors   Mgmt   For   Do Not Vote
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Do Not Vote
Declassify the Board of Directors   Mgmt   For   Do Not Vote
Require Independent Board Chairman   SH   Against   Do Not Vote
Reduce Supermajority Vote Requirement   SH   Against   Do Not Vote
Report on Political Contributions   SH   Against   Do Not Vote
Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011   SH   Against   Do Not Vote
Dissident Proxy (Green Card)   Mgmt    
Elect Director Rodney F. Chase   SH   For   For
Elect Director Harvey Golub   SH   For   For
Elect Director Karl F. Kurz   SH   For   For
Elect Director David McManus   SH   For   For

Elect Director Marshall D. Smith   SH   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Against   Against
Declassify the Board of Directors   Mgmt   For   For
Require Independent Board Chairman   SH   For   For
Reduce Supermajority Vote Requirement   SH   For   For
Report on Political Contributions   SH   For   For
Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011   SH   For   For

Kohl’s Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    500255104
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    KSS

 

CUSIP: 500255104    ISIN: US5002551043    SEDOL: 2496113

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter Boneparth   Mgmt   For   For
Elect Director Steven A. Burd   Mgmt   For   For
Elect Director Dale E. Jones   Mgmt   For   For
Elect Director Kevin Mansell   Mgmt   For   For
Elect Director John E. Schlifske   Mgmt   For   For
Elect Director Frank V. Sica   Mgmt   For   For
Elect Director Peter M. Sommerhauser   Mgmt   For   For
Elect Director Stephanie A. Streeter   Mgmt   For   For
Elect Director Nina G. Vaca   Mgmt   For   For
Elect Director Stephen E. Watson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt Policy on Animal Cruelty   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Maidenform Brands, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    560305104
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    MFB

 

CUSIP: 560305104    ISIN: US5603051047    SEDOL: B0DPJT3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Norman Axelrod   Mgmt   For   For
Elect Director Harold F. Compton   Mgmt   For   For
Elect Director Barbara Eisenberg   Mgmt   For   For
Elect Director Nomi Ghez   Mgmt   For   For

Elect Director Richard Johnson   Mgmt   For   For
Elect Director Maurice S. Reznik   Mgmt   For   For
Elect Director Karen Rose   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Marsh & McLennan Companies, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    571748102
Record Date:    18-Mar-13    Meeting Type:    Annual    Ticker:    MMC

 

CUSIP: 571748102    ISIN: US5717481023    SEDOL: 2567741

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Zachary W. Carter   Mgmt   For   For

Elect Director Oscar Fanjul   Mgmt   For   For
Elect Director Daniel S. Glaser   Mgmt   For   For
Elect Director H. Edward Hanway   Mgmt   For   For
Elect Director Lord Lang   Mgmt   For   For
Elect Director Elaine La Roche   Mgmt   For   For
Elect Director Steven A. Mills   Mgmt   For   For
Elect Director Bruce P. Nolop   Mgmt   For   For
Elect Director Marc D. Oken   Mgmt   For   For
Elect Director Morton O. Schapiro   Mgmt   For   For
Elect Director Adele Simmons   Mgmt   For   For
Elect Director Lloyd M. Yates   Mgmt   For   For
Elect Director R. David Yost   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Prudential plc

 

Meeting Date:    16-May-13    Country:    United Kingdom    Security ID:    G72899100
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    PRU

 

CUSIP: G72899100    ISIN: GB0007099541    SEDOL: 0709954

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Philip Remnant as Director   Mgmt   For   For
Re-elect Sir Howard Davies as Director   Mgmt   For   For
Re-elect Robert Devey as Director   Mgmt   For   For

Re-elect John Foley as Director   Mgmt   For   For
Re-elect Michael Garrett as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Alexander Johnston as Director   Mgmt   For   For
Re-elect Paul Manduca as Director   Mgmt   For   For
Re-elect Michael McLintock as Director   Mgmt   For   For
Re-elect Kaikhushru Nargolwala as Director   Mgmt   For   For
Re-elect Nicolaos Nicandrou as Director   Mgmt   For   For
Re-elect Barry Stowe as Director   Mgmt   For   For
Re-elect Tidjane Thiam as Director   Mgmt   For   For
Re-elect Lord Turnbull as Director   Mgmt   For   For
Re-elect Michael Wells as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For

Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Approve Savings-Related Share Option Scheme   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

The Williams Companies, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    969457100
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    WMB

 

CUSIP: 969457100    ISIN: US9694571004    SEDOL: 2967181

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan S. Armstrong   Mgmt   For   For
Elect Director Joseph R. Cleveland   Mgmt   For   For
Elect Director Kathleen B. Cooper   Mgmt   For   For
Elect Director John A. Hagg   Mgmt   For   For
Elect Director Juanita H. Hinshaw   Mgmt   For   For
Elect Director Ralph Izzo   Mgmt   For   For
Elect Director Frank T. MacInnis   Mgmt   For   For
Elect Director Steven W. Nance   Mgmt   For   For
Elect Director Murray D. Smith   Mgmt   For   For
Elect Director Janice D. Stoney   Mgmt   For   For
Elect Director Laura A. Sugg   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Union Pacific Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    907818108
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    UNP

 

CUSIP: 907818108    ISIN: US9078181081    SEDOL: 2914734

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrew H. Card, Jr.   Mgmt   For   For
Elect Director Erroll B. Davis, Jr.   Mgmt   For   For
Elect Director Thomas J. Donohue   Mgmt   For   For
Elect Director Archie W. Dunham   Mgmt   For   For
Elect Director Judith Richards Hope   Mgmt   For   For
Elect Director John J. Koraleski   Mgmt   For   For

Elect Director Charles C. Krulak   Mgmt   For   For
Elect Director Michael R. McCarthy   Mgmt   For   For
Elect Director Michael W. McConnell   Mgmt   For   For
Elect Director Thomas F. McLarty, III   Mgmt   For   For
Elect Director Steven R. Rogel   Mgmt   For   For
Elect Director Jose H. Villarreal   Mgmt   For   For
Elect Director James R. Young   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For

Wabash National Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    929566107
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    WNC

 

CUSIP: 929566107    ISIN: US9295661071    SEDOL: 2932048

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard J. Giromini   Mgmt   For   For
Elect Director Martin C. Jischke   Mgmt   For   For
Elect Director James D. Kelly   Mgmt   For   For
Elect Director John E. Kunz   Mgmt   For   For
Elect Director Larry J. Magee   Mgmt   For   For
Elect Director Ann D. Murtlow   Mgmt   For   For
Elect Director Scott K. Sorensen   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Washington Real Estate Investment Trust

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    939653101
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    WRE

 

CUSIP: 939653101    ISIN: US9396531017    SEDOL: 2942304

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William G. Byrnes   Mgmt   For   For
Elect Director John P. McDaniel   Mgmt   For   For
Elect Director George F. McKenzie   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Aetna Inc.

 

Meeting Date:    17-May-13    Country:    USA    Security ID:    00817Y108
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    AET

 

CUSIP: 00817Y108    ISIN: US00817Y1082    SEDOL: 2695921

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Fernando Aguirre   Mgmt   For   Against
Elect Director Mark T. Bertolini   Mgmt   For   Against
Elect Director Frank M. Clark   Mgmt   For   Against

Elect Director Betsy Z. Cohen   Mgmt   For   For
Elect Director Molly J. Coye   Mgmt   For   Against
Elect Director Roger N. Farah   Mgmt   For   Against
Elect Director Barbara Hackman Franklin   Mgmt   For   For
Elect Director Jeffrey E. Garten   Mgmt   For   For
Elect Director Ellen M. Hancock   Mgmt   For   For
Elect Director Richard J. Harrington   Mgmt   For   For
Elect Director Edward J. Ludwig   Mgmt   For   Against
Elect Director Joseph P. Newhouse   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Reduce Supermajority Vote Requirement   SH   Against   For
Enhance Board Oversight of Political Contributions   SH   Against   Against

Aon plc

 

Meeting Date:    17-May-13    Country:    United Kingdom    Security ID:    G0408V102
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    AON

 

CUSIP: 037389103    ISIN: GB00B5BT0K07    SEDOL: B5BT0K0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Lester B. Knight as Director   Mgmt   For   For
Elect Gregory C. Case as Director   Mgmt   For   For
Elect Fulvio Conti as Director   Mgmt   For   For
Elect Cheryl A. Francis as Director   Mgmt   For   For
Elect Edgar D. Jannotta as Director   Mgmt   For   For

Elect J. Michael Losh as Director   Mgmt   For   For
Elect Robert S. Morrison as Director   Mgmt   For   For
Elect Richard B. Myers as Director   Mgmt   For   For
Elect Richard C. Notebaert as Director   Mgmt   For   For
Elect Gloria Santona as Director   Mgmt   For   For
Elect Carolyn Y. Woo as Director   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Ratify Ernst and Young LLP as Aon’s Auditors   Mgmt   For   For
Ratify Ernst and Young LLP as Aon’s U.K. Statutory Auditor   Mgmt   For   For
Authorize Board to Fix Remuneration of Internal Statutory Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote to Ratify Directors’ Remuneration Report   Mgmt   For   For
Approve Nonqualified Employee Stock Purchase Plan   Mgmt   For   For

Meadowbrook Insurance Group, Inc.

 

Meeting Date:    17-May-13    Country:    USA    Security ID:    58319P108
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    MIG

 

CUSIP: 58319P108    ISIN: US58319P1084    SEDOL: 2574945

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David K. Page   Mgmt   For   For
Elect Director Herbert Tyner   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Seattle Genetics, Inc.

 

Meeting Date:    17-May-13    Country:    USA    Security ID:    812578102
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    SGEN

 

CUSIP: 812578102    ISIN: US8125781026    SEDOL: 2738127

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Marc E. Lippman   Mgmt   For   For
Elect Director Franklin M. Berger   Mgmt   For   For
Elect Director Daniel G. Welch   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Tanger Factory Outlet Centers, Inc.

 

Meeting Date:    17-May-13    Country:    USA    Security ID:    875465106
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    SKT

 

CUSIP: 875465106    ISIN: US8754651060    SEDOL: 2874582

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jack Africk   Mgmt   For   For
Elect Director William G. Benton   Mgmt   For   For
Elect Director Bridget Ryan Berman   Mgmt   For   For
Elect Director Donald G. Drapkin   Mgmt   For   For
Elect Director Thomas J. Reddin   Mgmt   For   For
Elect Director Thomas E. Robinson   Mgmt   For   For
Elect Director Allan L. Schuman   Mgmt   For   For
Elect Director Steven B. Tanger   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Total SA

 

Meeting Date:    17-May-13    Country:    France    Security ID:    F92124100
Record Date:    13-May-13    Meeting Type:    Annual/Special    Ticker:    FP

 

CUSIP: F92124100    ISIN: FR0000120271    SEDOL: B15C557

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For

Approve Allocation of Income and Dividends of EUR 2.34 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Thierry Desmarest as Director   Mgmt   For   For
Reelect Gunnar Brock as Director   Mgmt   For   For
Reelect Gerard Lamarche as Director   Mgmt   For   For
Elect Charles Keller as Representative of Employee Shareholders to the Board   Mgmt   For   For
Elect Philippe Marchandise as Representative of Employee Shareholders to the Board   Mgmt   Against   Against
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.40 Million   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Shareholder Proposals Submitted by UES Amont Total Workers’ Counsel   Mgmt    

Approve the Establishment of an Independent Ethics Committee   SH   Against   Against
Approve to Link Remuneration to Positive Safety Indicators   SH   Against   Against
Acquire the Diversity Label   SH   Against   Against
Approve Nomination of Employees Representative to the Remuneration Committee   SH   Against   Against
Allow Loyalty Dividends to Long-Term Registered Shareholders   SH   Against   Against

Quad/Graphics, Inc.

 

Meeting Date:    20-May-13    Country:    USA    Security ID:    747301109
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    QUAD

 

CUSIP: 747301109    ISIN: US7473011093    SEDOL: B3YM983

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William J. Abraham, Jr.   Mgmt   For   Withhold
Elect Director Douglas P. Buth   Mgmt   For   For
Elect Director Christopher B. Harned   Mgmt   For   Withhold
Elect Director Betty Ewens Quadracci   Mgmt   For   Withhold

Elect Director J. Joel Quadracci   Mgmt   For   Withhold
Elect Director Thomas O. Ryder   Mgmt   For   For
Elect Director John S. Shiely   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Targa Resources Corp.

 

Meeting Date:    20-May-13    Country:    USA    Security ID:    87612G101
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    TRGP

 

CUSIP: 87612G101    ISIN: US87612G1013    SEDOL: B55PZY3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Rene R. Joyce   Mgmt   For   For

Elect Director Peter R. Kagan   Mgmt   For   For
Elect Director Chris Tong   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Boston Properties, Inc.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    101121101
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    BXP

 

CUSIP: 101121101    ISIN: US1011211018    SEDOL: 2019479

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Zoë Baird Budinger   Mgmt   For   For
Elect Director Carol B. Einiger   Mgmt   For   For
Elect Director Jacob A. Frenkel   Mgmt   For   Against

Elect Director Joel I. Klein   Mgmt   For   For
Elect Director Douglas T. Linde   Mgmt   For   For
Elect Director Matthew J. Lustig   Mgmt   For   For
Elect Director Alan J. Patricof   Mgmt   For   For
Elect Director Owen D. Thomas   Mgmt   For   For
Elect Director Martin Turchin   Mgmt   For   For
Elect Director David A. Twardock   Mgmt   For   Against
Elect Director Mortimer B. Zuckerman   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Extra Space Storage Inc.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    30225T102
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    EXR

 

CUSIP: 30225T102    ISIN: US30225T1025    SEDOL: B02HWR9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth M. Woolley   Mgmt   For   For
Elect Director Spencer F. Kirk   Mgmt   For   For
Elect Director Anthony Fanticola   Mgmt   For   For
Elect Director Hugh W. Horne   Mgmt   For   For
Elect Director Joseph D. Margolis   Mgmt   For   For
Elect Director Roger B. Porter   Mgmt   For   For
Elect Director K. Fred Skousen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Hatteras Financial Corp.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    41902R103
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    HTS

 

CUSIP: 41902R103    ISIN: US41902R1032    SEDOL: B2R5SY1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael R. Hough   Mgmt   For   For
Elect Director Benjamin M. Hough   Mgmt   For   For
Elect Director David W. Berson   Mgmt   For   For
Elect Director Ira G. Kawaller   Mgmt   For   For
Elect Director Jeffrey D. Miller   Mgmt   For   For
Elect Director Thomas D. Wren   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   Against   For

JPMorgan Chase & Co.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    46625h100
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    JPM

 

CUSIP: 46625h100    ISIN: US46625H1005    SEDOL: 2190385

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James A. Bell   Mgmt   For   For
Elect Director Crandall C.Bowles   Mgmt   For   For
Elect Director Stephen B. Burke   Mgmt   For   For
Elect Director David M. Cote   Mgmt   For   Against

Elect Director James S. Crown   Mgmt   For   Against
Elect Director James Dimon   Mgmt   For   For
Elect Director Timothy P. Flynn   Mgmt   For   For
Elect Director Ellen V. Futter   Mgmt   For   Against
Elect Director Laban P. Jackson, Jr.   Mgmt   For   For
Elect Director Lee R. Raymond   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Act by Written Consent   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Stock Retention/Holding Period   SH   Against   Against
Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   Against

Mondelez International, Inc.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    609207105
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    MDLZ

 

CUSIP: 609207105    ISIN: US6092071058    SEDOL: B8CKK03

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen F. Bollenbach   Mgmt   For   Against
Elect Director Lewis W.K. Booth   Mgmt   For   For
Elect Director Lois D. Juliber   Mgmt   For   Against
Elect Director Mark D. Ketchum   Mgmt   For   Against

Elect Director Jorge S. Mesquita   Mgmt   For   For
Elect Director Fredric G. Reynolds   Mgmt   For   For
Elect Director Irene B. Rosenfeld   Mgmt   For   For
Elect Director Patrick T. Siewert   Mgmt   For   For
Elect Director Ruth J. Simmons   Mgmt   For   Against
Elect Director Ratan N. Tata   Mgmt   For   For
Elect Director Jean-Francois M. L. van Boxmeer   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Adopting Extended Producer Responsibility Policy   SH   Against   Against

Royal Dutch Shell plc

 

Meeting Date:    21-May-13    Country:    United Kingdom    Security ID:    G7690A100
Record Date:    17-May-13    Meeting Type:    Annual    Ticker:    RDSA

 

CUSIP: G7690A118    ISIN: GB00B03MLX29    SEDOL: B03MLX2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For

Re-elect Josef Ackermann as Director   Mgmt   For   For
Re-elect Guy Elliott as Director   Mgmt   For   For
Re-elect Simon Henry as Director   Mgmt   For   For
Re-elect Charles Holliday as Director   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Jorma Ollila as Director   Mgmt   For   For
Re-elect Sir Nigel Sheinwald as Director   Mgmt   For   For
Re-elect Linda Stuntz as Director   Mgmt   For   For
Re-elect Peter Voser as Director   Mgmt   For   For
Re-elect Hans Wijers as Director   Mgmt   For   For
Elect Gerrit Zalm as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For

Southwestern Energy Company

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    845467109
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    SWN

 

CUSIP: 845467109    ISIN: US8454671095    SEDOL: 2828619

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Gass   Mgmt   For   For
Elect Director Catherine A. Kehr   Mgmt   For   For
Elect Director Greg D. Kerley   Mgmt   For   For

Elect Director Harold M. Korell   Mgmt   For   For
Elect Director Vello A. Kuuskraa   Mgmt   For   For
Elect Director Kenneth R. Mourton   Mgmt   For   For
Elect Director Steven L. Mueller   Mgmt   For   For
Elect Director Elliott Pew   Mgmt   For   For
Elect Director Alan H. Stevens   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Two Harbors Investment Corp.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    90187B101
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    TWO

 

CUSIP: 90187B101    ISIN: US90187B1017    SEDOL: B563MS9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Bender   Mgmt   For   For
Elect Director Mark D. Ein   Mgmt   For   For
Elect Director William W. Johnson   Mgmt   For   For
Elect Director Stephen G. Kasnet   Mgmt   For   For
Elect Director W. Reid Sanders   Mgmt   For   For
Elect Director Thomas Siering   Mgmt   For   For
Elect Director Brian C. Taylor   Mgmt   For   For
Elect Director Hope B. Woodhouse   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Builders FirstSource, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    12008R107
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    BLDR

 

CUSIP: 12008R107    ISIN: US12008R1077    SEDOL: B0BV2M7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel Agroskin   Mgmt   For   Withhold
Elect Director Kevin J. Kruse   Mgmt   For   Withhold
Elect Director Floyd F. Sherman   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For

CenturyLink, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    156700106
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    CTL

 

CUSIP: 156700106    ISIN: US1567001060    SEDOL: 2185046

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. Bruce Hanks   Mgmt   For   For
Elect Director C. G. Melville, Jr.   Mgmt   For   For
Elect Director Fred R. Nichols   Mgmt   For   For
Elect Director William A. Owens   Mgmt   For   For
Elect Director Harvey P. Perry   Mgmt   For   For
Elect Director Glen F. Post, III   Mgmt   For   For
Elect Director Laurie A. Siegel   Mgmt   For   For
Elect Director Joseph R. Zimmel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Share Retention Policy   SH   Against   For
Adopt Policy on Bonus Banking   SH   Against   Against
Proxy Access   SH   Against   Against
Provide for Confidential Voting   SH   Against   For

Graphic Packaging Holding Company

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    388689101
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    GPK

 

CUSIP: 388689101    ISIN: US3886891015    SEDOL: B2Q8249

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George V. Bayly   Mgmt   For   For

Elect Director David D. Campbell   Mgmt   For   For
Elect Director Harold R. Logan, Jr.   Mgmt   For   For
Elect Director David A. Perdue   Mgmt   For   For

Magellan Health Services, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    559079207
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    MGLN

 

CUSIP: 559079207    ISIN: US5590792074    SEDOL: 2307787

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael P. Ressner   Mgmt   For   For
Elect Director Michael S. Diament   Mgmt   For   Withhold
Elect Director Barry M. Smith   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

MFA Financial, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    55272X102
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    MFA

 

CUSIP: 55272X102    ISIN: US55272X1028    SEDOL: 2418162

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James A. Brodsky   Mgmt   For   For
Elect Director Alan L. Gosule   Mgmt   For   For
Elect Director Stewart Zimmerman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

NetSuite Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    64118Q107
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    N

 

CUSIP: 64118Q107    ISIN: US64118Q1076    SEDOL: B2B0FZ2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William Beane III   Mgmt   For   For
Elect Director Deborah Farrington   Mgmt   For   For
Elect Director Edward Zander   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Primerica, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    74164M108
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    PRI

 

CUSIP: 74164M108    ISIN: US74164M1080    SEDOL: B50K3X8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Declassify the Board of Directors   Mgmt   For   For
Reduce Supermajority Vote Requirement   Mgmt   For   For
Amend Certificate of Incorpoation   Mgmt   For   For
Elect Director John A. Addison, Jr.   Mgmt   For   For
Elect Director Joel M. Babbitt   Mgmt   For   For
Elect Director P. George Benson   Mgmt   For   For
Elect Director Michael E. Martin   Mgmt   For   For
Elect Director Mark Mason   Mgmt   For   For
Elect Director Robert F. McCullough   Mgmt   For   For

Elect Director D. Richard Williams   Mgmt   For   For
Elect Director Barbara A. Yastine   Mgmt   For   For
Elect Director Daniel A. Zilberman   Mgmt   For   For
Elect Director P. George Benson   Mgmt   For   For
Elect Director Michael E. Martin   Mgmt   For   For
Elect Director Mark Mason   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Ross Stores, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    778296103
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    ROST

 

CUSIP: 778296103    ISIN: US7782961038    SEDOL: 2746711

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael Balmuth   Mgmt   For   For
Elect Director K. Gunnar Bjorklund   Mgmt   For   For
Elect Director Sharon D. Garrett   Mgmt   For   For
Elect Director Michael J. Bush   Mgmt   For   For
Elect Director Norman A. Ferber   Mgmt   For   For
Elect Director Gregory L. Quesnel   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Sovran Self Storage, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    84610H108
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    SSS

 

CUSIP: 84610H108    ISIN: US84610H1086    SEDOL: 2832212

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert J. Attea   Mgmt   For   For
Elect Director Kenneth F. Myszka   Mgmt   For   For
Elect Director Anthony P. Gammie   Mgmt   For   For
Elect Director Charles E. Lannon   Mgmt   For   For
Elect Director James R. Boldt   Mgmt   For   For
Elect Director Stephen R. Rusmisel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Tredegar Corporation

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    894650100
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    TG

 

CUSIP: 894650100    ISIN: US8946501009    SEDOL: 2903345

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald T. Cowles   Mgmt   For   Withhold
Elect Director George C. Freeman, III   Mgmt   For   Withhold
Elect Director John D. Gottwald   Mgmt   For   Withhold
Elect Director Thomas G. Snead, Jr.   Mgmt   For   For
Elect Director Nancy M. Taylor   Mgmt   For   Withhold
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Amazon.com, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    023135106
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    AMZN

 

CUSIP: 023135106    ISIN: US0231351067    SEDOL: 2000019

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jeffrey P. Bezos   Mgmt   For   For
Elect Director Tom A. Alberg   Mgmt   For   For
Elect Director John Seely Brown   Mgmt   For   For
Elect Director William B. Gordon   Mgmt   For   For
Elect Director Jamie S. Gorelick   Mgmt   For   For
Elect Director Alain Monie   Mgmt   For   For
Elect Director Jonathan J. Rubinstein   Mgmt   For   For

Elect Director Thomas O. Ryder   Mgmt   For   For
Elect Director Patricia Q. Stonesifer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   For

BG Group plc

 

Meeting Date:    23-May-13    Country:    United Kingdom    Security ID:    G1245Z108
Record Date:    21-May-13    Meeting Type:    Annual    Ticker:    BG.

 

CUSIP: G1245Z108    ISIN: GB0008762899    SEDOL: 0876289

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For

Approve Final Dividend   Mgmt   For   For
Elect Den Jones as Director   Mgmt   For   For
Elect Lim Haw-Kuang as Director   Mgmt   For   For
Re-elect Peter Backhouse as Director   Mgmt   For   For
Re-elect Vivienne Cox as Director   Mgmt   For   For
Re-elect Chris Finlayson as Director   Mgmt   For   For
Re-elect Andrew Gould as Director   Mgmt   For   For
Re-elect Baroness Hogg as Director   Mgmt   For   For
Re-elect Dr John Hood as Director   Mgmt   For   For
Re-elect Martin Houston as Director   Mgmt   For   For
Re-elect Caio Koch-Weser as Director   Mgmt   For   For
Re-elect Sir David Manning as Director   Mgmt   For   For
Re-elect Mark Seligman as Director   Mgmt   For   For
Re-elect Patrick Thomas as Director   Mgmt   For   For
Appoint Ernst & Young LLP as Auditors   Mgmt   For   For

Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Cash America International, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    14754D100
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    CSH

 

CUSIP: 14754D100    ISIN: US14754D1000    SEDOL: 2179425

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel E. Berce   Mgmt   For   For
Elect Director Jack R. Daugherty   Mgmt   For   For
Elect Director Daniel R. Feehan   Mgmt   For   For
Elect Director James H. Graves   Mgmt   For   For
Elect Director B.D. Hunter   Mgmt   For   For
Elect Director Timothy J. McKibben   Mgmt   For   For
Elect Director Alfred M. Micallef   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Chart Industries, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    16115Q308
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    GTLS

 

CUSIP: 16115Q308    ISIN: US16115Q3083    SEDOL: B19HNF4

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Samuel F. Thomas   Mgmt   For   For
Elect Director W. Douglas Brown   Mgmt   For   For
Elect Director Richard E. Goodrich   Mgmt   For   For
Elect Director Steven W. Krablin   Mgmt   For   For
Elect Director Michael W. Press   Mgmt   For   For
Elect Director James M. Tidwell   Mgmt   For   For
Elect Director Thomas L. Williams   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

ChemoCentryx, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    16383L106
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    CCXI

 

CUSIP: 16383L106    ISIN: US16383L1061    SEDOL: B6ZL968

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Geoffrey M. Parker   Mgmt   For   For
Elect Director James L. Tyree   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cinemark Holdings, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    17243V102
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    CNK

 

CUSIP: 17243V102    ISIN: US17243V1026    SEDOL: B1W7RQ0

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Benjamin D. Chereskin   Mgmt   For   For
Elect Director Lee Roy Mitchell   Mgmt   For   For
Elect Director Raymond W. Syufy   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

Citrix Systems, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    177376100
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    CTXS

 

CUSIP: 177376100    ISIN: US1773761002    SEDOL: 2182553

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark B. Templeton   Mgmt   For   For
Elect Director Stephen M. Dow   Mgmt   For   For
Elect Director Godfrey R. Sullivan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

CONMED Corporation

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    207410101
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    CNMD

 

CUSIP: 207410101    ISIN: US2074101013    SEDOL: 2216010

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Eugene R. Corasanti   Mgmt   For   For
Elect Director Joseph J. Corasanti   Mgmt   For   For
Elect Director Bruce F. Daniels   Mgmt   For   For
Elect Director Jo Ann Golden   Mgmt   For   For
Elect Director Stephen M. Mandia   Mgmt   For   For
Elect Director Stuart J. Schwartz   Mgmt   For   For
Elect Director Mark E. Tryniski   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Continental Resources, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    212015101
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    CLR

 

CUSIP: 212015101    ISIN: US2120151012    SEDOL: B1XGWS3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Harold G. Hamm   Mgmt   For   For
Elect Director John T. McNabb, II   Mgmt   For   For
Elect Director David L. Boren   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Deutsche Bank AG

 

Meeting Date:    23-May-13    Country:    Germany    Security ID:    D18190898
Record Date:       Meeting Type:    Annual    Ticker:    DBK

 

CUSIP: D18190898    ISIN: DE0005140008    SEDOL: 5750355

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For

Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Approve Remuneration of Supervisory Board   Mgmt   For   For
Elect John Cryan to the Supervisory Board   Mgmt   For   For
Elect Henning Kagermann to the Supervisory Board   Mgmt   For   For
Elect Suzanne Labarge to the Supervisory Board   Mgmt   For   For
Elect Johannes Teyssen to the Supervisory Board   Mgmt   For   For
Elect Georg Thoma to the Supervisory Board   Mgmt   For   For
Elect Tilman Todenhoefer to the Supervisory Board   Mgmt   For   For
Elect Dina Dublon to the Supervisory Board   Mgmt   For   For

Approve Creation of EUR 230.4 Million Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Domination Agreement with RREEF Management GmbH   Mgmt   For   For

GNC Holdings, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    36191G107
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    GNC

 

CUSIP: 36191G107    ISIN: US36191G1076    SEDOL: B3VLKV3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Philip E. Mallott   Mgmt   For   For
Elect Director C. Scott O’Hara   Mgmt   For   For
Elect Director Richard J. Wallace   Mgmt   For   For

Eliminate Class of Common Stock   Mgmt   For   For
Establish Range For Board Size   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Amendment to Delete Various Provisions Related to the Company’s Former ‘Sponsors’ which are Now Inapplicable   Mgmt   For   For

Provide Right to Act by Written Consent   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Kilroy Realty Corporation

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    49427F108
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    KRC

 

CUSIP: 49427F108    ISIN: US49427F1084    SEDOL: 2495529

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John B. Kilroy, Jr.   Mgmt   For   For
Elect Director Edward F. Brennan   Mgmt   For   Withhold

Elect Director William P. Dickey   Mgmt   For   Withhold
Elect Director Scott S. Ingraham   Mgmt   For   Withhold
Elect Director Dale F. Kinsella   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

National Retail Properties, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    637417106
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    NNN

 

CUSIP: 637417106    ISIN: US6374171063    SEDOL: 2211811

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Don DeFosset   Mgmt   For   For
Elect Director David M. Fick   Mgmt   For   For
Elect Director Edward J. Fritsch   Mgmt   For   For
Elect Director Kevin B. Habicht   Mgmt   For   For
Elect Director Richard B. Jennings   Mgmt   For   For
Elect Director Ted B. Lanier   Mgmt   For   For
Elect Director Robert C. Legler   Mgmt   For   For
Elect Director Craig Macnab   Mgmt   For   For
Elect Director Robert Martinez   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Goldman Sachs Group, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    38141G104
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    GS

 

CUSIP: 38141G104    ISIN: US38141G1040    SEDOL: 2407966

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lloyd C. Blankfein   Mgmt   For   For
Elect Director M. Michele Burns   Mgmt   For   For
Elect Director Gary D. Cohn   Mgmt   For   For
Elect Director Claes Dahlback   Mgmt   For   For
Elect Director William W. George   Mgmt   For   For
Elect Director James A. Johnson   Mgmt   For   For
Elect Director Lakshmi N. Mittal   Mgmt   For   For
Elect Director Adebayo O. Ogunlesi   Mgmt   For   For
Elect Director James J. Schiro   Mgmt   For   For

Elect Director Debora L. Spar   Mgmt   For   For
Elect Director Mark E. Tucker   Mgmt   For   For
Elect Director David A. Viniar   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Establish Board Committee on Human Rights   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   Against
Adopt Proxy Access Right   SH   Against   Against
Employ Investment Bank to Explore Alternatives to Maximize Shareholder Value   SH   Against   Against

Time Warner Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    887317303
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    TWX

 

CUSIP: 887317303    ISIN: US8873173038    SEDOL: B63QTN2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James L. Barksdale   Mgmt   For   Against
Elect Director William P. Barr   Mgmt   For   For
Elect Director Jeffrey L. Bewkes   Mgmt   For   For
Elect Director Stephen F. Bollenbach   Mgmt   For   Against
Elect Director Robert C. Clark   Mgmt   For   Against
Elect Director Mathias Dopfner   Mgmt   For   For
Elect Director Jessica P. Einhorn   Mgmt   For   Against
Elect Director Fred Hassan   Mgmt   For   For
Elect Director Kenneth J. Novack   Mgmt   For   Against
Elect Director Paul D. Wachter   Mgmt   For   For
Elect Director Deborah C. Wright   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

ViroPharma Incorporated

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    928241108
Record Date:    02-Apr-13    Meeting Type:    Annual    Ticker:    VPHM

 

CUSIP: 928241108    ISIN: US9282411084    SEDOL: 2945660

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William D. Claypool   Mgmt   For   For
Elect Director Julie H. McHugh   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

HSBC Holdings plc

 

Meeting Date:    24-May-13    Country:    United Kingdom    Security ID:    G4634U169
Record Date:    23-May-13    Meeting Type:    Annual    Ticker:    HSBA

 

CUSIP: G4634U169    ISIN: GB0005405286    SEDOL: 0540528

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Safra Catz as Director   Mgmt   For   For

Re-elect Laura Cha as Director   Mgmt   For   For
Re-elect Marvin Cheung as Director   Mgmt   For   For
Elect Jim Comey as Director   Mgmt   For   For
Re-elect John Coombe as Director   Mgmt   For   For
Re-elect Joachim Faber as Director   Mgmt   For   For
Re-elect Rona Fairhead as Director   Mgmt   For   For
Elect Renato Fassbind as Director   Mgmt   For   For
Re-elect Douglas Flint as Director   Mgmt   For   For
Re-elect Stuart Gulliver as Director   Mgmt   For   For
Re-elect James Hughes-Hallett as Director   Mgmt   For   For
Re-elect William Laidlaw as Director   Mgmt   For   For
Re-elect John Lipsky as Director   Mgmt   For   For
Re-elect Janis Lomax as Director   Mgmt   For   For
Re-elect Iain Mackay as Director   Mgmt   For   For
Re-elect Sir Simon Robertson as Director   Mgmt   For   For
Re-elect John Thornton as Director   Mgmt   For   For

Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

France Telecom

 

Meeting Date:    28-May-13    Country:    France    Security ID:    F4113C103
Record Date:    22-May-13    Meeting Type:    Annual/Special    Ticker:    FTE

 

CUSIP: F4113C103    ISIN: FR0000133308    SEDOL: 5176177

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Treatment of Losses and Dividends of EUR 0.78 per Share   Mgmt   For   For

Approve Transaction with Thales and Caisse des Depots et Consignations Re: Creation of a new Company, “Cloudwatt”   Mgmt   For   For
Elect Fonds Strategique d’Investissement as Director   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Change Company Name to Orange and Amend Articles 1 and 3 of Bylaws Accordingly   Mgmt   For   For
Amend Article 13 of Bylaws Re: Directors’ Mandates   Mgmt   For   For
Amend Article 13.2 of Bylaws Re: Election of Representative of Employee   Mgmt   For   For
Amend Article 13.3 of Bylaws Re: Election of Representative of Employee Shareholders   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion   Mgmt   For   For

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for a Private Placement, up to Aggregate Nominal Amount of EUR 1.5 Billion   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11 to 13   Mgmt   For   For
Authorize Capital Increase of Up to EUR 1.5 Billion for Future Exchange Offers   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Capital Increase of up to EUR 1 Million to Holders of Orange Holding SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement   Mgmt   For   For
Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 11 to 17 at EUR 3.5 Billion   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value   Mgmt   For   For

Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Merck & Co., Inc.

 

Meeting Date:    28-May-13    Country:    USA    Security ID:    58933Y105
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    MRK

 

CUSIP: 58933Y105    ISIN: US58933Y1055    SEDOL: 2778844

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Leslie A. Brun   Mgmt   For   For

Elect Director Thomas R. Cech   Mgmt   For   For
Elect Director Kenneth C. Frazier   Mgmt   For   For
Elect Director Thomas H. Glocer   Mgmt   For   For
Elect Director William B. Harrison Jr.   Mgmt   For   For
Elect Director C. Robert Kidder   Mgmt   For   For
Elect Director Rochelle B. Lazarus   Mgmt   For   For
Elect Director Carlos E. Represas   Mgmt   For   For
Elect Director Patricia F. Russo   Mgmt   For   For
Elect Director Craig B. Thompson   Mgmt   For   For
Elect Director Wendell P. Weeks   Mgmt   For   For
Elect Director Peter C. Wendell   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Act by Written Consent   SH   Against   For
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For

Report on Charitable and Political Contributions   SH   Against   Against
Report on Lobbying Activities   SH   Against   Against

BioMed Realty Trust, Inc.

 

Meeting Date:    29-May-13    Country:    USA    Security ID:    09063H107
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    BMR

 

CUSIP: 09063H107    ISIN: US09063H1077    SEDOL: B02GMQ5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan D. Gold   Mgmt   For   For
Elect Director Daniel M. Bradbury   Mgmt   For   For
Elect Director Barbara R. Cambon   Mgmt   For   For

Elect Director Edward A. Dennis   Mgmt   For   For
Elect Director Richard I. Gilchrist   Mgmt   For   Withhold
Elect Director Gary A. Kreitzer   Mgmt   For   For
Elect Director Theodore D. Roth   Mgmt   For   For
Elect Director M. Faye Wilson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For

Chevron Corporation

 

Meeting Date:    29-May-13    Country:    USA    Security ID:    166764100
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    CVX

 

CUSIP: 166764100    ISIN: US1667641005    SEDOL: 2838555

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Linnet F. Deily   Mgmt   For   For
Elect Director Robert E. Denham   Mgmt   For   For
Elect Director Alice P. Gast   Mgmt   For   For
Elect Director Enrique Hernandez, Jr.   Mgmt   For   For
Elect Director George L. Kirkland   Mgmt   For   For
Elect Director Charles W. Moorman, IV   Mgmt   For   For
Elect Director Kevin W. Sharer   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Ronald D. Sugar   Mgmt   For   For
Elect Director Carl Ware   Mgmt   For   For
Elect Director John S. Watson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Report on Management of Hydraulic Fracturing Risks and Opportunities   SH   Against   For
Report on Offshore Oil Wells and Spill Mitigation Measures   SH   Against   For
Report on Financial Risks of Climate Change   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Prohibit Political Contributions   SH   Against   Against
Provide for Cumulative Voting   SH   Against   Against
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For
Require Director Nominee with Environmental Expertise   SH   Against   For
Adopt Guidelines for Country Selection   SH   Against   For

Exxon Mobil Corporation

 

Meeting Date:    29-May-13    Country:    USA    Security ID:    30231G102
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    XOM

 

CUSIP: 30231G102    ISIN: US30231G1022    SEDOL: 2326618

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director M.J. Boskin   Mgmt   For   For
Elect Director P. Brabeck-Letmathe   Mgmt   For   For
Elect Director U.M. Burns   Mgmt   For   For
Elect Director L.R. Faulkner   Mgmt   For   For
Elect Director J.S. Fishman   Mgmt   For   Withhold
Elect Director H.H. Fore   Mgmt   For   For
Elect Director K.C. Frazier   Mgmt   For   For

Elect Director W.W. George   Mgmt   For   Withhold
Elect Director S.J. Palmisano   Mgmt   For   Withhold
Elect Director S.S. Reinemund   Mgmt   For   For
Elect Director R.W. Tillerson   Mgmt   For   For
Elect Director W.C. Weldon   Mgmt   For   For
Elect Director E.E. Whitacre, Jr.   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Require Independent Board Chairman   SH   Against   Against
Require a Majority Vote for the Election of Directors   SH   Against   For
Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Study Feasibility of Prohibiting Political Contributions   SH   Against   Against

Adopt Sexual Orientation Anti-bias Policy   SH   Against   For
Report on Management of Hydraulic Fracturing Risks and Opportunities   SH   Against   For
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For

Fidelity National Information Services, Inc.

 

Meeting Date:    29-May-13    Country:    USA    Security ID:    31620M106
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    FIS

 

CUSIP: 31620M106    ISIN: US31620M1062    SEDOL: 2769796

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephan A. James   Mgmt   For   For
Elect Director Frank R. Martire   Mgmt   For   For
Elect Director Gary A. Norcross   Mgmt   For   For

Elect Director James B. Stallings, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Linde AG

 

Meeting Date:    29-May-13    Country:    Germany    Security ID:    D50348107
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    LIN

 

CUSIP: D50348107    ISIN: DE0006483001    SEDOL: 5740817

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    

Approve Allocation of Income and Dividends of EUR 2.70 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For
Approve Creation of EUR 47 Million Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 3.5 Billion; Approve Creation of EUR 47 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Approve Cancellation of Conditional Capital   Mgmt   For   For
Elect Ann-Kristin Achleitner to the Supervisory Board   Mgmt   For   For
Elect Clemens Boersig to the Supervisory Board   Mgmt   For   For
Elect Michael Diekmann to the Supervisory Board   Mgmt   For   For

Elect Franz Fehrenbach to the Supervisory Board   Mgmt   For   For
Elect Klaus-Peter Mueller to the Supervisory Board   Mgmt   For   For
Elect Manfred Schneider to the Supervisory Board   Mgmt   For   For
Elect Mathias Otto as Alternate Supervisory Board Member   Mgmt   For   For
Elect Guenter Hugger as Alternate Supervisory Board Member   Mgmt   For   For
Amend Corporate Purpose   Mgmt   For   For
Amend Articles Re: Composition of the Board   Mgmt   For   For
Amend Articles Re: Remuneration of Supervisory Board   Mgmt   For   For
Amend Articles Re: Editorial Changes   Mgmt   For   For

Accelrys, Inc.

 

Meeting Date:    30-May-13    Country:    USA    Security ID:    00430U103
Record Date:    10-Apr-13    Meeting Type:    Annual    Ticker:    ACCL

 

CUSIP: 00430U103    ISIN: US00430U1034    SEDOL: 2687520

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Chris van Ingen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Incyte Corporation

 

Meeting Date:    30-May-13    Country:    USA    Security ID:    45337C102
Record Date:    02-Apr-13    Meeting Type:    Annual    Ticker:    INCY

 

CUSIP: 45337C102    ISIN: US45337C1027    SEDOL: 2471950

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard U. De Schutter   Mgmt   For   For
Elect Director Barry M. Ariko   Mgmt   For   For
Elect Director Julian C. Baker   Mgmt   For   For
Elect Director Paul A. Brooke   Mgmt   For   For
Elect Director Wendy L. Dixon   Mgmt   For   For
Elect Director Paul A. Friedman   Mgmt   For   For
Elect Director Roy A. Whitfield   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Red Robin Gourmet Burgers, Inc.

 

Meeting Date:    30-May-13    Country:    USA    Security ID:    75689M101
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    RRGB

 

CUSIP: 75689M101    ISIN: US75689M1018    SEDOL: 2966144

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert B. Aiken   Mgmt   For   For
Elect Director Lloyd L. Hill   Mgmt   For   For
Elect Director Richard J. Howell   Mgmt   For   For
Elect Director Glenn B. Kaufman   Mgmt   For   For
Elect Director Stuart I. Oran   Mgmt   For   For
Elect Director James T. Rothe   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Taylor Capital Group, Inc.

 

Meeting Date:    30-May-13    Country:    USA    Security ID:    876851106
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    TAYC

 

CUSIP: 876851106    ISIN: US8768511060    SEDOL: 2958561

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bruce W. Taylor   Mgmt   For   For
Elect Director Mark A. Hoppe   Mgmt   For   For
Elect Director Ronald L. Bliwas   Mgmt   For   For
Elect Director C. Bryan Daniels   Mgmt   For   For
Elect Director Ronald Emanuel   Mgmt   For   For
Elect Director M. Hill Hammock   Mgmt   For   For

Elect Director Elzie L. Higginbottom   Mgmt   For   For
Elect Director Michael H. Moskow   Mgmt   For   For
Elect Director Louise O’Sullivan   Mgmt   For   For
Elect Director Shepherd G. Pryor, IV   Mgmt   For   For
Elect Director Harrison I. Steans   Mgmt   For   For
Elect Director Jennifer W. Steans   Mgmt   For   For
Elect Director Jeffrey W. Taylor   Mgmt   For   For
Elect Director Richard W. Tinberg   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year
Ratify Auditors   Mgmt   For   For
Amend Bylaws   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Telefonica S.A.

 

Meeting Date:    30-May-13    Country:    Spain    Security ID:    879382109
Record Date:    23-May-13    Meeting Type:    Annual    Ticker:    TEF

 

CUSIP: 879382109    ISIN: ES0178430E18    SEDOL: 5732524

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors   Mgmt   For   For
Reelect José María Abril Pérez as Director   Mgmt   For   Against
Reelect José Fernando de Almansa Moreno-Barreda as Director   Mgmt   For   Against
Reelect Eva Castillo Sanz as Director   Mgmt   For   Against
Reelect Luiz Fernando Furlán as Director   Mgmt   For   For

Reelect Francisco Javier de Paz Mancho as Director   Mgmt   For   For
Ratify Co-option of and Elect Santiago Fernández Valbuena as Director   Mgmt   For   Against
Renew Appointment of Ernst & Young as Auditor   Mgmt   For   For
Amend Articles   Mgmt   For   For
Amend Articles   Mgmt   For   For
Approve Restated Articles of Association   Mgmt   For   For
Adopt Restated General Meeting Regulations   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 25 Billion   Mgmt   For   Against
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   Against

Lowe’s Companies, Inc.

 

Meeting Date:    31-May-13    Country:    USA    Security ID:    548661107
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    LOW

 

CUSIP: 548661107    ISIN: US5486611073    SEDOL: 2536763

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Raul Alvarez   Mgmt   For   For
Elect Director David W. Bernauer   Mgmt   For   For
Elect Director Leonard L. Berry   Mgmt   For   For
Elect Director Peter C. Browning   Mgmt   For   For
Elect Director Richard W. Dreiling   Mgmt   For   For
Elect Director Dawn E. Hudson   Mgmt   For   Withhold
Elect Director Robert L. Johnson   Mgmt   For   Withhold
Elect Director Marshall O. Larsen   Mgmt   For   Withhold

Elect Director Richard K. Lochridge   Mgmt   For   Withhold
Elect Director Robert A. Niblock   Mgmt   For   For
Elect Director Eric C. Wisemen   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For

WORLD FUEL SERVICES CORPORATION

 

Meeting Date:    31-May-13    Country:    USA    Security ID:    981475106
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    INT

 

CUSIP: 981475106    ISIN: US9814751064    SEDOL: 2469450

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Kasbar   Mgmt   For   For
Elect Director Paul H. Stebbins   Mgmt   For   For
Elect Director Ken Bakshi   Mgmt   For   For
Elect Director Richard A. Kassar   Mgmt   For   For
Elect Director Myles Klein   Mgmt   For   For
Elect Director John L. Manley   Mgmt   For   For
Elect Director J. Thomas Presby   Mgmt   For   For
Elect Director Stephen K. Roddenberry   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

McMoRan Exploration Co.

 

Meeting Date:    03-Jun-13    Country:    USA    Security ID:    582411104
Record Date:    04-Apr-13    Meeting Type:    Special    Ticker:    MMR

 

CUSIP: 582411104    ISIN: US5824111042    SEDOL: 2311045

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Certificate of Incorporation of McMoran Exploration Co. to exclude Freeport-McMoran Copper & Gold Inc. from the definition of Interested Stockholder   Mgmt   For   For
Approve Merger Agreement   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

UnitedHealth Group Incorporated

 

Meeting Date:    03-Jun-13    Country:    USA    Security ID:    91324P102
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    UNH

 

CUSIP: 91324P102    ISIN: US91324P1021    SEDOL: 2917766

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Ballard, Jr.   Mgmt   For   For
Elect Director Edson Bueno   Mgmt   For   For
Elect Director Richard T. Burke   Mgmt   For   For
Elect Director Robert J. Darretta   Mgmt   For   For
Elect Director Stephen J. Hemsley   Mgmt   For   For
Elect Director Michele J. Hooper   Mgmt   For   For
Elect Director Rodger A. Lawson   Mgmt   For   For
Elect Director Douglas W. Leatherdale   Mgmt   For   For
Elect Director Glenn M. Renwick   Mgmt   For   For
Elect Director Kenneth I. Shine   Mgmt   For   For
Elect Director Gail R. Wilensky   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For

Citizens, Inc.

 

Meeting Date:    04-Jun-13    Country:    USA    Security ID:    174740100
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    CIA

 

CUSIP: 174740100    ISIN: US1747401008    SEDOL: 2199478

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director E. Dean Gage   Mgmt   For   For
Elect Director Steven F. Shelton   Mgmt   For   For
Elect Director Timothy T. Timmerman   Mgmt   For   For
Elect Director Robert B. Sloan, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

SAP AG

 

Meeting Date:    04-Jun-13    Country:    Germany    Security ID:    D66992104
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    SAP

 

CUSIP: D66992104    ISIN: DE0007164600    SEDOL: 4846288

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.85 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2013   Mgmt   For   For

FTI Consulting, Inc.

 

Meeting Date:    05-Jun-13    Country:    USA    Security ID:    302941109
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    FCN

 

CUSIP: 302941109    ISIN: US3029411093    SEDOL: 2351449

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Brenda J. Bacon   Mgmt   For   For
Elect Director Denis J. Callaghan   Mgmt   For   For
Elect Director Claudio Costamagna   Mgmt   For   For
Elect Director James W. Crownover   Mgmt   For   Withhold
Elect Director Jack B. Dunn, IV   Mgmt   For   For

Elect Director Vernon Ellis   Mgmt   For   For
Elect Director Gerard E. Holthaus   Mgmt   For   For
Elect Director Marc Holtzman   Mgmt   For   For
Elect Director Dennis J. Shaughnessy   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Las Vegas Sands Corp.

 

Meeting Date:    05-Jun-13    Country:    USA    Security ID:    517834107
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    LVS

 

CUSIP: 517834107    ISIN: US5178341070    SEDOL: B02T2J7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sheldon G. Adelson   Mgmt   For   For
Elect Director Irwin Chafetz   Mgmt   For   For
Elect Director Victor Chaltiel   Mgmt   For   Withhold
Elect Director Charles A. Koppelman   Mgmt   For   Withhold
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Saks Incorporated

 

Meeting Date:    05-Jun-13    Country:    USA    Security ID:    79377W108
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    SKS

 

CUSIP: 79377W108    ISIN: US79377W1080    SEDOL: 2704786

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Fabiola R. Arredondo   Mgmt   For   For
Elect Director Robert B. Carter   Mgmt   For   For
Elect Director Michael S. Gross   Mgmt   For   For
Elect Director Donald E. Hess   Mgmt   For   For
Elect Director Marguerite W. Kondracke   Mgmt   For   For
Elect Director Jerry W. Levin   Mgmt   For   For
Elect Director Nora P. McAniff   Mgmt   For   For
Elect Director Stephen I. Sadove   Mgmt   For   For
Elect Director Jack L. Stahl   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Activision Blizzard, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    00507V109
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    ATVI

 

CUSIP: 00507V109    ISIN: US00507V1098    SEDOL: 2575818

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Philippe G. H. Capron   Mgmt   For   Against
Elect Director Jean-Yves Charlier   Mgmt   For   Against
Elect Director Robert J. Corti   Mgmt   For   Against
Elect Director Frederic R. Crepin   Mgmt   For   Against
Elect Director Jean-Francois Dubos   Mgmt   For   Against
Elect Director Lucian Grainge   Mgmt   For   Against
Elect Director Brian G. Kelly   Mgmt   For   Against
Elect Director Robert A. Kotick   Mgmt   For   Against
Elect Director Robert J. Morgado   Mgmt   For   Against

Elect Director Richard Sarnoff   Mgmt   For   For
Elect Director Regis Turrini   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Cheniere Energy, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    16411R208
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    LNG

 

CUSIP: 16411R208    ISIN: US16411R2085    SEDOL: 2654364

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Vicky A. Bailey   Mgmt   For   For
Elect Director David B. Kilpatrick   Mgmt   For   Withhold

Elect Director G. Andrea Botta   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

DTS, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    23335C101
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    DTSI

 

CUSIP: 23335C101    ISIN: US23335C1018    SEDOL: 2641106

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Craig S. Andrews   Mgmt   For   Withhold
Elect Director L. Gregory Ballard   Mgmt   For   For
Elect Director Bradford D. Duea   Mgmt   For   Withhold

Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Google Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    38259P508
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    GOOG

 

CUSIP: 38259P508    ISIN: US38259P5089    SEDOL: B020QX2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Larry Page   Mgmt   For   For
Elect Director Sergey Brin   Mgmt   For   For

Elect Director Eric E. Schmidt   Mgmt   For   For
Elect Director L. John Doerr   Mgmt   For   For
Elect Director Diane B. Greene   Mgmt   For   For
Elect Director John L. Hennessy   Mgmt   For   For
Elect Director Ann Mather   Mgmt   For   For
Elect Director Paul S. Otellini   Mgmt   For   For
Elect Director K. Ram Shriram   Mgmt   For   For
Elect Director Shirley M. Tilghman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Reducing Lead Battery Health Hazards   SH   Against   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Stock Retention/Holding Period   SH   Against   For
Adopt Policy on Succession Planning   SH   Against   Against

Ingersoll-Rand plc

 

Meeting Date:    06-Jun-13    Country:    Ireland    Security ID:    G47791101
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    IR

 

CUSIP: G47791101    ISIN: IE00B6330302    SEDOL: B633030

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ann C. Berzin   Mgmt   For   For
Elect Director John Bruton   Mgmt   For   For
Elect Director Jared L. Cohon   Mgmt   For   For
Elect Director Gary D. Forsee   Mgmt   For   For
Elect Director Edward E. Hagenlocker   Mgmt   For   For
Elect Director Constance J. Horner   Mgmt   For   For
Elect Director Michael W. Lamach   Mgmt   For   For

 

Elect Director Theodore E. Martin   Mgmt   For   For
Elect Director Nelson Peltz   Mgmt   For   For
Elect Director John P. Surma   Mgmt   For   For
Elect Director Richard J. Swift   Mgmt   For   For

Elect Director Tony L. White   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Amend the Company’s Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends   Mgmt   For   For
Capital Reduction and Creation of Distributable Reserves   Mgmt   For   For
Amend the Company’s Articles of Association to Expand the Authority to Execute Instruments of Transfer   Mgmt   For   For
Amend the Company’s Articles of Association to Provide for Escheatment in Accordance with U.S. Laws   Mgmt   For   For

Leap Wireless International, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    521863308
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    LEAP

 

CUSIP: 521863308    ISIN: US5218633080    SEDOL: B02L895

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Harkey, Jr.   Mgmt   For   For
Elect Director S. Douglas Hutcheson   Mgmt   For   For
Elect Director Ronald J. Kramer   Mgmt   For   For
Elect Director Robert V. LaPenta   Mgmt   For   For
Elect Director Mark A. Leavitt   Mgmt   For   For
Elect Director Mark H. Rachesky   Mgmt   For   For
Elect Director Richard R. Roscitt   Mgmt   For   For
Elect Director Robert E. Switz   Mgmt   For   For
Elect Director Michael B. Targoff   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Other Business   Mgmt   For   Abstain

Live Nation Entertainment, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    538034109
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    LYV

 

CUSIP: 538034109    ISIN: US5380341090    SEDOL: B0T7YX2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark Carleton   Mgmt   For   Against
Elect Director Michael Rapino   Mgmt   For   For

Elect Director Mark S. Shapiro   Mgmt   For   Against
Declassify the Board of Directors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Omega Healthcare Investors, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    681936100
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    OHI

 

CUSIP: 681936100    ISIN: US6819361006    SEDOL: 2043274

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edward Lowenthal   Mgmt   For   For
Elect Director Stephen D. Plavin   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against

Progress Software Corporation

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    743312100
Record Date:    10-Apr-13    Meeting Type:    Annual    Ticker:    PRGS

 

CUSIP: 743312100    ISIN: US7433121008    SEDOL: 2705198

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barry N. Bycoff   Mgmt   For   For
Elect Director John R. Egan   Mgmt   For   For
Elect Director Ram Gupta   Mgmt   For   For

Elect Director Charles F. Kane   Mgmt   For   For
Elect Director David A. Krall   Mgmt   For   For
Elect Director Michael L. Mark   Mgmt   For   For
Elect Director Philip M. Pead   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Vonage Holdings Corp.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    92886T201
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    VG

 

CUSIP: 92886T201    ISIN: US92886T2015    SEDOL: B15JLG1

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael A. Krupka   Mgmt   For   Withhold
Elect Director David C. Nagel   Mgmt   For   For
Elect Director Margaret M. Smyth   Mgmt   For   For
Ratify Recent Election of one Class III Director   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend NOL Rights Plan (NOL Pill)   Mgmt   For   For

Wal-Mart Stores, Inc.

 

Meeting Date:    07-Jun-13    Country:    USA    Security ID:    931142103
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    WMT

 

CUSIP: 931142103    ISIN: US9311421039    SEDOL: 2936921

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Aida M. Alvarez   Mgmt   For   For
Elect Director James I. Cash, Jr.   Mgmt   For   For
Elect Director Roger C. Corbett   Mgmt   For   For
Elect Director Douglas N. Daft   Mgmt   For   For
Elect Director Michael T. Duke   Mgmt   For   Against
Elect Director Timothy P. Flynn   Mgmt   For   For
Elect Director Marissa A. Mayer   Mgmt   For   For
Elect Director Gregory B. Penner   Mgmt   For   For
Elect Director Steven S. Reinemund   Mgmt   For   For
Elect Director H. Lee Scott, Jr.   Mgmt   For   For
Elect Director Jim C. Walton   Mgmt   For   For
Elect Director S. Robson Walton   Mgmt   For   Against
Elect Director Christopher J. Williams   Mgmt   For   Against

Elect Director Linda S. Wolf   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Amend Bylaws — Call Special Meetings   SH   Against   For
Stock Retention/Holding Period   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Disclosure of Recoupment Activity from Senior Officers   SH   Against   For

Systemax Inc.

 

Meeting Date:    10-Jun-13    Country:    USA    Security ID:    871851101
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    SYX

 

CUSIP: 871851101    ISIN: US8718511012    SEDOL: 2394712

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard Leeds   Mgmt   For   Withhold
Elect Director Bruce Leeds   Mgmt   For   Withhold
Elect Director Robert Leeds   Mgmt   For   Withhold
Elect Director Lawrence Reinhold   Mgmt   For   Withhold
Elect Director Stacy S. Dick   Mgmt   For   For
Elect Director Robert D. Rosenthal   Mgmt   For   For
Elect Director Marie Adler-Kravecas   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

News Corporation

 

Meeting Date:    11-Jun-13    Country:    USA    Security ID:    65248E104
Record Date:    19-Apr-13    Meeting Type:    Special    Ticker:    NWS

 

CUSIP: 65248E104    ISIN: US65248E1047    SEDOL: B03DQ41

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Certificate of Incorporation Clarifying the Ability to Make Distributions in Comparable Securities in Connection with Separation Transactions   Mgmt   For   For
Amend Certificate of Incorporation Allowing for Certain Distributions on Subsidiary-owned Shares and the Creation of Additional Subsidiary-owned Shares   Mgmt   For   For

Santarus, Inc.

 

Meeting Date:    11-Jun-13    Country:    USA    Security ID:    802817304
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    SNTS

 

CUSIP: 802817304    ISIN: US8028173040    SEDOL: 2303105

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel D. Burgess   Mgmt   For   For
Elect Director Michael G. Carter   Mgmt   For   For
Elect Director Alessandro E. Della Cha   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Sequenom, Inc.

 

Meeting Date:    11-Jun-13    Country:    USA    Security ID:    817337405
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    SQNM

 

CUSIP: 817337405    ISIN: US8173374054    SEDOL: B16CJ10

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ernst-Gunter Afting   Mgmt   For   For
Elect Director Kenneth F. Buechler   Mgmt   For   For
Elect Director John A. Fazio   Mgmt   For   For
Elect Director Harry F. Hixson, Jr.   Mgmt   For   For
Elect Director Myla Lai-Goldman   Mgmt   For   For
Elect Director Richard A. Lerner   Mgmt   For   For
Elect Director Ronald M. Lindsay   Mgmt   For   For
Elect Director David Pendarvis   Mgmt   For   For
Elect Director Charles P. Slacik   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Bankrate, Inc.

 

Meeting Date:    12-Jun-13    Country:    USA    Security ID:    06647F102
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    RATE

 

CUSIP: 06647F102    ISIN: US06647F1021    SEDOL: B4WDWB9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Seth Brody   Mgmt   For   Withhold
Elect Director Thomas R. Evans   Mgmt   For   Withhold
Elect Director Michael J. Kelly   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Caterpillar Inc.

 

Meeting Date:    12-Jun-13    Country:    USA    Security ID:    149123101
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    CAT

 

CUSIP: 149123101    ISIN: US1491231015    SEDOL: 2180201

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Daniel M. Dickinson   Mgmt   For   For
Elect Director Juan Gallardo   Mgmt   For   For
Elect Director David R. Goode   Mgmt   For   For
Elect Director Jesse J. Greene, Jr.   Mgmt   For   For

Elect Director Jon M. Huntsman, Jr.   Mgmt   For   For
Elect Director Peter A. Magowan   Mgmt   For   For
Elect Director Dennis A. Muilenburg   Mgmt   For   For
Elect Director Douglas R. Oberhelman   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   For
Elect Director Charles D. Powell   Mgmt   For   For
Elect Director Edward B. Rust, Jr.   Mgmt   For   For
Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Joshua I. Smith   Mgmt   For   For
Elect Director Miles D. White   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Stock Retention/Holding Period   SH   Against   For

 

Include Sustainability as a Performance Measure for Senior Executive Compensation   SH   Against   Against
Review and Assess Human Rights Policies   SH   Against   For
Prohibit Sales to the Government of Sudan   SH   Against   Against

Mentor Graphics Corporation

 

Meeting Date:    12-Jun-13    Country:    USA    Security ID:    587200106
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    MENT

 

CUSIP: 587200106    ISIN: US5872001061    SEDOL: 2578033

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Keith L. Barnes   Mgmt   For   For
Elect Director Peter L. Bonfield   Mgmt   For   For
Elect Director Gregory K. Hinckley   Mgmt   For   For
Elect Director J. Daniel McCranie   Mgmt   For   For
Elect Director Kevin C. McDonough   Mgmt   For   For
Elect Director Patrick B. McManus   Mgmt   For   For
Elect Director Walden C. Rhines   Mgmt   For   For

Elect Director David S. Schechter   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   None   For
Ratify Auditors   Mgmt   For   For

Target Corporation

 

Meeting Date:    12-Jun-13    Country:    USA    Security ID:    87612E106
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    TGT

 

CUSIP: 87612E106    ISIN: US87612E1064    SEDOL: 2259101

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roxanne S. Austin   Mgmt   For   For
Elect Director Douglas M. Baker, Jr.   Mgmt   For   For

Elect Director Henrique De Castro   Mgmt   For   For
Elect Director Calvin Darden   Mgmt   For   For
Elect Director Mary N. Dillon   Mgmt   For   For
Elect Director James A. Johnson   Mgmt   For   Against
Elect Director Mary E. Minnick   Mgmt   For   For
Elect Director Anne M. Mulcahy   Mgmt   For   For
Elect Director Derica W. Rice   Mgmt   For   For
Elect Director Gregg W. Steinhafel   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Solomon D. Trujillo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Require Independent Board Chairman   SH   Against   Against
Report on Electronics Recycling and Preventing E-Waste Export   SH   Against   Against

Cray Inc.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    225223304
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    CRAY

 

CUSIP: 225223304    ISIN: US2252233042    SEDOL: B16NWY7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Prithviraj (Prith) Banerjee   Mgmt   For   For
Elect Director John B. Jones, Jr.   Mgmt   For   For
Elect Director Stephen C. Kiely   Mgmt   For   For
Elect Director Frank L. Lederman   Mgmt   For   For
Elect Director Sally G. Narodick   Mgmt   For   For
Elect Director Daniel C. Regis   Mgmt   For   For

 

Elect Director Stephen C. Richards   Mgmt   For   For
Elect Director Peter J. Ungaro   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

CVR Energy, Inc.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    12662P108
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    CVI

 

CUSIP: 12662P108    ISIN: US12662P1084    SEDOL: B23PS12

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bob G. Alexander   Mgmt   For   For

Elect Director SungHwan Cho   Mgmt   For   Withhold
Elect Director Carl C. Icahn   Mgmt   For   Withhold
Elect Director Vincent J. Intrieri   Mgmt   For   Withhold
Elect Director John J. Lipinski   Mgmt   For   Withhold
Elect Director Samuel Merksamer   Mgmt   For   Withhold
Elect Director Stephen Mongillo   Mgmt   For   For
Elect Director Daniel A. Ninivaggi   Mgmt   For   Withhold
Elect Director James M. Strock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

EMCOR Group, Inc.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    29084Q100
Record Date:    18-Apr-13    Meeting Type:    Annual    Ticker:    EME

 

CUSIP: 29084Q100    ISIN: US29084Q1004    SEDOL: 2474164

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen W. Bershad   Mgmt   For   For
Elect Director David A.B. Brown   Mgmt   For   For
Elect Director Larry J. Bump   Mgmt   For   For
Elect Director Albert Fried, Jr.   Mgmt   For   For
Elect Director Anthony J. Guzzi   Mgmt   For   For
Elect Director Richard F. Hamm, Jr.   Mgmt   For   For
Elect Director David H. Laidley   Mgmt   For   For
Elect Director Frank T. MacInnis   Mgmt   For   For
Elect Director Jerry E. Ryan   Mgmt   For   For
Elect Director Michael T. Yonker   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Epiq Systems, Inc.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    26882D109
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    EPIQ

 

CUSIP: 26882D109    ISIN: US26882D1090    SEDOL: 2371339

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Tom W. Olofson   Mgmt   For   For
Elect Director Christopher E. Olofson   Mgmt   For   For
Elect Director W. Bryan Satterlee   Mgmt   For   Withhold
Elect Director Edward M. Connolly   Mgmt   For   Withhold

Elect Director James A. Byrnes   Mgmt   For   Withhold
Elect Director Joel Pelofsky   Mgmt   For   Withhold
Elect Director Charles C. Connely, IV   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Salix Pharmaceuticals, Ltd.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    795435106
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    SLXP

 

CUSIP: 795435106    ISIN: US7954351067    SEDOL: 2693981

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John F. Chappell   Mgmt   For   For

Elect Director Thomas W. D’Alonzo   Mgmt   For   For
Elect Director William P. Keane   Mgmt   For   For
Elect Director Carolyn J. Logan   Mgmt   For   For
Elect Director Mark A. Sirgo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Toyota Motor Corp.

 

Meeting Date:    14-Jun-13    Country:    Japan    Security ID:    J92676113
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7203

 

CUSIP: J92676113    ISIN: JP3633400001    SEDOL: 6900643

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For
Elect Director Uchiyamada, Takeshi   Mgmt   For   For
Elect Director Toyoda, Akio   Mgmt   For   For
Elect Director Ozawa, Satoshi   Mgmt   For   For
Elect Director Kodaira, Nobuyori   Mgmt   For   For
Elect Director Kato, Mitsuhisa   Mgmt   For   For
Elect Director Maekawa, Masamoto   Mgmt   For   For
Elect Director Furuhashi, Mamoru   Mgmt   For   For
Elect Director Ihara, Yasumori   Mgmt   For   For
Elect Director Sudo, Seiichi   Mgmt   For   For
Elect Director Saga, Koei   Mgmt   For   For
Elect Director Ise, Kiyotaka   Mgmt   For   For
Elect Director Terashi, Shigeki   Mgmt   For   For
Elect Director Ishii, Yoshimasa   Mgmt   For   For

Elect Director Uno, Ikuo   Mgmt   For   For
Elect Director Kato, Haruhiko   Mgmt   For   For
Elect Director Mark T. Hogan   Mgmt   For   For
Amend Articles To Indemnify Directors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Krispy Kreme Doughnuts, Inc.

 

Meeting Date:    18-Jun-13    Country:    USA    Security ID:    501014104
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    KKD

 

CUSIP: 501014104    ISIN: US5010141043    SEDOL: 2576811

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles A. Blixt   Mgmt   For   Withhold
Elect Director Lynn Crump-Caine   Mgmt   For   Withhold
Elect Director Robert S. McCoy, Jr.   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Securities Transfer Restrictions   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Honda Motor Co. Ltd.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J22302111
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7267

 

CUSIP: J22302111    ISIN: JP3854600008    SEDOL: 6435145

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 19   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Ike, Fumihiko   Mgmt   For   For
Elect Director Ito, Takanobu   Mgmt   For   For
Elect Director Iwamura, Tetsuo   Mgmt   For   For
Elect Director Yamamoto, Takashi   Mgmt   For   For
Elect Director Yamamoto, Yoshiharu   Mgmt   For   For

Elect Director Yoshida, Masahiro   Mgmt   For   For
Elect Director Hogen, Kensaku   Mgmt   For   For
Elect Director Kuroyanagi, Nobuo   Mgmt   For   For
Elect Director Fukui, Takeo   Mgmt   For   For
Elect Director Shiga, Yuuji   Mgmt   For   For
Elect Director Takeuchi, Kohei   Mgmt   For   For
Elect Director Aoyama, Shinji   Mgmt   For   For
Elect Director Kaihara, Noriya   Mgmt   For   For
Appoint Statutory Auditor Endo, Kunio   Mgmt   For   For

Kodiak Oil & Gas Corp.

 

Meeting Date:    19-Jun-13    Country:    Canada    Security ID:    50015Q100
Record Date:    09-May-13    Meeting Type:    Annual    Ticker:    KOG

 

CUSIP: 50015Q100    ISIN: CA50015Q1000    SEDOL: B06MB40

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lynn A. Peterson   Mgmt   For   For
Elect Director James E. Catlin   Mgmt   For   For
Elect Director Rodney D. Knutson   Mgmt   For   For
Elect Director Herrick K. Lidstone, Jr.   Mgmt   For   For
Elect Director William J. Krysiak   Mgmt   For   For
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Men’s Wearhouse, Inc.

 

Meeting Date:    19-Jun-13    Country:    USA    Security ID:    587118100
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    MW

 

CUSIP: 587118100    ISIN: US5871181005    SEDOL: 2576327

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George Zimmer   Mgmt   For   For
Elect Director David H. Edwab   Mgmt   For   For
Elect Director Douglas S. Ewert   Mgmt   For   For
Elect Director Rinaldo S. Brutoco   Mgmt   For   For
Elect Director Michael L. Ray   Mgmt   For   For
Elect Director Sheldon I. Stein   Mgmt   For   For
Elect Director Deepak Chopra   Mgmt   For   For
Elect Director William B. Sechrest   Mgmt   For   For
Elect Director Grace Nichols   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Report on Sustainability   SH   Against   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

ARIAD Pharmaceuticals, Inc.

 

Meeting Date:    20-Jun-13    Country:    USA    Security ID:    04033A100
Record Date:    25-Apr-13    Meeting Type:    Annual    Ticker:    ARIA

 

CUSIP: 04033A100    ISIN: US04033A1007    SEDOL: 2066624

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Athanase Lavidas   Mgmt   For   For
Elect Director Massimo Radaelli   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Mitsui & Co.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J44690139
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8031

 

CUSIP: J44690139    ISIN: JP3893600001    SEDOL: 6597302

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 21   Mgmt   For   For
Elect Director Utsuda, Shoei   Mgmt   For   For
Elect Director Iijima, Masami   Mgmt   For   For
Elect Director Tanaka, Seiichi   Mgmt   For   For

Elect Director Kawashima, Fuminobu   Mgmt   For   For
Elect Director Saiga, Daisuke   Mgmt   For   For
Elect Director Okada, Joji   Mgmt   For   For
Elect Director Kinoshita, Masayuki   Mgmt   For   For
Elect Director Anbe, Shintaro   Mgmt   For   For
Elect Director Tanaka, Koichi   Mgmt   For   For
Elect Director Matsubara, Nobuko   Mgmt   For   For
Elect Director Nonaka, Ikujiro   Mgmt   For   For
Elect Director Hirabayashi, Hiroshi   Mgmt   For   For
Elect Director Muto, Toshiro   Mgmt   For   For
Appoint Statutory Auditor Watanabe, Hiroyasu   Mgmt   For   For

SoftBank Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J75963108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9984

 

CUSIP: J75963108    ISIN: JP3436100006    SEDOL: 6770620

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Amend Articles To Change Company Name - Amend Business Lines   Mgmt   For   For
Elect Director Son, Masayoshi   Mgmt   For   For
Elect Director Miyauchi, Ken   Mgmt   For   For
Elect Director Kasai, Kazuhiko   Mgmt   For   For
Elect Director Ronald Fisher   Mgmt   For   For
Elect Director Yun Ma   Mgmt   For   For
Elect Director Miyasaka, Manabu   Mgmt   For   For
Elect Director Yanai, Tadashi   Mgmt   For   For
Elect Director Mark Schwartz   Mgmt   For   For

Appoint Statutory Auditor Sano, Mitsuo   Mgmt   For   For
Appoint Statutory Auditor Uno, Soichiro   Mgmt   For   For
Appoint Statutory Auditor Shibayama, Koichi   Mgmt   For   Against
Appoint Statutory Auditor Kubokawa, Hidekazu   Mgmt   For   For

Mizuho Financial Group Inc.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J4599L102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8411

 

CUSIP: J4599L102    ISIN: JP3885780001    SEDOL: 6591014

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3 for Common Shareholders   Mgmt   For   For
Authorize Preferred Share Repurchase Program   Mgmt   For   For

Amend Articles To Create New Classes of Preferred Shares   Mgmt   For   For
Elect Director Sato, Yasuhiro   Mgmt   For   For
Elect Director Tsujita, Yasunori   Mgmt   For   For
Elect Director Okabe, Toshitsugu   Mgmt   For   For
Elect Director Hayashi, Nobuhide   Mgmt   For   For
Elect Director Kanki, Tadashi   Mgmt   For   For
Elect Director Koike, Masakane   Mgmt   For   For
Elect Director Nomiyama, Akihiko   Mgmt   For   For
Elect Director Ohashi, Mitsuo   Mgmt   For   For
Elect Director Anraku, Kanemitsu   Mgmt   For   For
Appoint Statutory Auditor Funaki, Nobukatsu   Mgmt   For   For
Amend Articles to Cap Total Compensation to Any Employee at JPY 30 Million, Require Advance Shareholder Approval for Exceptions   SH   Against   Against
Amend Articles to Require Firm to Urge Railroads to Install Anticrime Cameras in Trains using Mizuho Group Financing   SH   Against   Against

Amend Articles to Require Firm to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately   SH   Against   For
Amend Articles to Require Firm to Post Board Training Policy on Website   SH   Against   Against
Amend Articles to Require Shareholder Approval for Reinvestment of Any Net Profit Not Paid Out as Dividends   SH   Against   Against

Amend Articles to Require Firm to Urge Subsidiaries to Disclose when Sued to Invalidate Shareholder Meeting Resolutions   SH   Against   Against
Amend Articles to Require Firm to Annually Disclose Individual Breakdown of Director, Statutory Auditor Compensation   SH   Against   For
Amend Articles to Require Brokerage Subsidiaries Underwriting an IPO to Disclose Evaluation Documents and their Basis   SH   Against   Against
Amend Articles to Require Firm to Urge Subsidiaries and Affiliates to Conduct Investor Seminars on MBO Countermeasures   SH   Against   Against

Nissan Motor Co. Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J57160129
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7201

 

CUSIP: J57160129    ISIN: JP3672400003    SEDOL: 6642860

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 12.5   Mgmt   For   For
Elect Director Carlos Ghosn   Mgmt   For   For
Elect Director Shiga, Toshiyuki   Mgmt   For   For
Elect Director Saikawa, Hiroto   Mgmt   For   For
Elect Director Colin Dodge   Mgmt   For   For
Elect Director Yamashita, Mitsuhiko   Mgmt   For   For
Elect Director Imazu, Hidetoshi   Mgmt   For   For
Elect Director Greg Kelly   Mgmt   For   For
Elect Director Jean-Baptiste Duzan   Mgmt   For   For
Elect Director Nakamura, Katsumi   Mgmt   For   For
Approve Stock Appreciation Rights Plan for Directors   Mgmt   For   For

Apogee Enterprises, Inc.

 

Meeting Date:    26-Jun-13    Country:    USA    Security ID:    037598109
Record Date:    03-May-13    Meeting Type:    Annual    Ticker:    APOG

 

CUSIP: 037598109    ISIN: US0375981091    SEDOL: 2046176

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jerome L. Davis   Mgmt   For   For
Elect Director Sara L. Hays   Mgmt   For   For
Elect Director Richard V. Reynolds   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Takeda Pharmaceutical Co. Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J8129E108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4502

 

CUSIP: J8129E108    ISIN: JP3463000004    SEDOL: 6870445

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 90   Mgmt   For   For
Elect Director Hasegawa, Yasuchika   Mgmt   For   For
Elect Director Yamanaka, Yasuhiko   Mgmt   For   For
Elect Director Frank Morich   Mgmt   For   For
Elect Director Yamada, Tadataka   Mgmt   For   For
Elect Director Iwasaki, Masato   Mgmt   For   For
Elect Director Sudo, Fumio   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For

Elect Director Honda, Shinji   Mgmt   For   For
Appoint Statutory Auditor Kuniya, Shiro   Mgmt   For   Against
Appoint Alternate Statutory Auditor Kuroda, Katsushi   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Mitsubishi UFJ Financial Group

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J44497105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8306

 

CUSIP: J44497105    ISIN: JP3902900004    SEDOL: 6335171

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 7   Mgmt   For   For

Amend Articles To Amend Provisions on Preferred Shares to Comply with Basel III - Remove Provisions on Class 3 Preferred Shares to Reflect Cancellation   Mgmt   For   For
Elect Director Okihara, Takamune   Mgmt   For   For
Elect Director Wakabayashi, Tatsuo   Mgmt   For   For
Elect Director Hirano, Nobuyuki   Mgmt   For   For
Elect Director Tanaka, Masaaki   Mgmt   For   For
Elect Director Yuuki, Taihei   Mgmt   For   For
Elect Director Hamakawa, Ichiro   Mgmt   For   For
Elect Director Kagawa, Akihiko   Mgmt   For   For
Elect Director Toyoizumi, Toshiro   Mgmt   For   For
Elect Director Okamoto, Junichi   Mgmt   For   For
Elect Director Araki, Saburo   Mgmt   For   For
Elect Director Noguchi, Hiroyuki   Mgmt   For   For
Elect Director Tokunari, Muneaki   Mgmt   For   For

Elect Director Araki, Ryuuji   Mgmt   For   For
Elect Director Watanabe, Kazuhiro   Mgmt   For   For
Elect Director Kawamoto, Yuuko   Mgmt   For   For
Appoint Statutory Auditor Mikumo, Takashi   Mgmt   For   For
Appoint Statutory Auditor Okamoto, Kunie   Mgmt   For   Against
Appoint Statutory Auditor Ikeda, Yasushi   Mgmt   For   For
Appoint Statutory Auditor Kojima, Hideo   Mgmt   For   For
Amend Deep Discount Stock Option Plan Approved at 2007 AGM and Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors   Mgmt   For   For

Sumitomo Mitsui Financial Group, Inc.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J7771X109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8316

 

CUSIP: J7771X109    ISIN: JP3890350006    SEDOL: 6563024

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 70   Mgmt   For   For
Amend Articles To Remove Provisions on Class 6 Preferred Shares - Amend Provisions on Preferred Shares to Comply with Basel III   Mgmt   For   For
Elect Director Oku, Masayuki   Mgmt   For   For
Elect Director Kunibe, Takeshi   Mgmt   For   For
Elect Director Kubo, Ken   Mgmt   For   For
Elect Director Ito, Yuujiro   Mgmt   For   For
Elect Director Fuchizaki, Masahiro   Mgmt   For   For
Elect Director Narita, Manabu   Mgmt   For   For
Elect Director Ogino, Kozo   Mgmt   For   For
Elect Director Iwamoto, Shigeru   Mgmt   For   For
Elect Director Nomura, Kuniaki   Mgmt   For   For

Appoint Statutory Auditor Minami, Koichi   Mgmt   For   For
Appoint Statutory Auditor Uno, Ikuo   Mgmt   For   Against
Appoint Statutory Auditor Ito, Satoshi   Mgmt   For   Against
Appoint Alternate Statutory Auditor Tsunoda, Daiken   Mgmt   For   For

Tesco plc

 

Meeting Date:    28-Jun-13    Country:    United Kingdom    Security ID:    G87621101
Record Date:    26-Jun-13    Meeting Type:    Annual    Ticker:    TSCO

 

CUSIP: G87621101    ISIN: GB0008847096    SEDOL: 0884709

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Olivia Garfield as Director   Mgmt   For   For
Re-elect Sir Richard Broadbent as Director   Mgmt   For   For
Re-elect Philip Clarke as Director   Mgmt   For   For
Re-elect Gareth Bullock as Director   Mgmt   For   For
Re-elect Patrick Cescau as Director   Mgmt   For   For
Re-elect Stuart Chambers as Director   Mgmt   For   For
Re-elect Ken Hanna as Director   Mgmt   For   For
Re-elect Laurie Mcllwee as Director   Mgmt   For   For
Re-elect Deanna Oppenheimer as Director   Mgmt   For   For
Re-elect Jacqueline Tammenoms Bakker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For

Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

 

db X-trackers 2020 Target Date Fund (Formerly db-X 2020 Target Date Fund)

Catalyst Health Solutions, Inc.

 

Meeting Date:    02-Jul-12    Country:    USA    Security ID:    14888B103
Record Date:    31-May-12    Meeting Type:    Special    Ticker:    CHSI

 

CUSIP: 14888B103    ISIN: US14888B1035    SEDOL: 2507781

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

The Coca-Cola Company

 

Meeting Date:    10-Jul-12    Country:    USA    Security ID:    191216100
Record Date:    21-May-12    Meeting Type:    Special    Ticker:    KO

 

CUSIP: 191216100    ISIN: US1912161007    SEDOL: 2206657

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Stock Split   Mgmt   For   For

Vantage Drilling Company

 

Meeting Date:    10-Jul-12    Country:    Cayman Islands    Security ID:    G93205113
Record Date:    21-May-12    Meeting Type:    Annual    Ticker:    VTG

 

CUSIP: G93205113    ISIN: KYG932051132    SEDOL: B39YS98

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Paul A. Bragg as Director   Mgmt   For   For
Elect Steven Bradshaw as Director   Mgmt   For   For
Elect Jorge E. Estrada as Director   Mgmt   For   For
Elect Robert F. Grantham as Director   Mgmt   For   For
Elect Marcelo D. Guiscardo as Director   Mgmt   For   For
Elect Ong Tian Khiam as Director   Mgmt   For   For
Elect Duke R. Ligon as Director   Mgmt   For   For
Elect John C.G. O’Leary as Director   Mgmt   For   For
Elect Steinar Thomassen as Director   Mgmt   For   For
Increase Authorized Common Stock to 500 Million Ordinary Shares   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Steelcase Inc.

 

Meeting Date:    11-Jul-12    Country:    USA    Security ID:    858155203
Record Date:    14-May-12    Meeting Type:    Annual    Ticker:    SCS

 

CUSIP: 858155203    ISIN: US8581552036    SEDOL: 2150420

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William P. Crawford   Mgmt   For   For
Elect Director R. David Hoover   Mgmt   For   For
Elect Director Elizabeth Valk Long   Mgmt   For   For
Elect Director Robert C. Pew III   Mgmt   For   For
Elect Director P. Craig Welch, Jr.   Mgmt   For   For

Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Yahoo! Inc.

 

Meeting Date:    12-Jul-12    Country:    USA    Security ID:    984332106
Record Date:    17-May-12    Meeting Type:    Annual    Ticker:    YHOO

 

CUSIP: 984332106    ISIN: US9843321061    SEDOL: 2986539

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alfred J. Amoroso   Mgmt   For   For
Elect Director John D. Hayes   Mgmt   For   For
Elect Director Susan M. James   Mgmt   For   For
Elect Director David W. Kenny   Mgmt   For   For

Elect Director Peter Liguori   Mgmt   For   For
Elect Director Daniel S. Loeb   Mgmt   For   For
Elect Director Thomas J. McInerney   Mgmt   For   For
Elect Director Brad D. Smith   Mgmt   For   For
Elect Director Maynard G. Webb, Jr.   Mgmt   For   For
Elect Director Harry J. Wilson   Mgmt   For   For
Elect Director Michael J. Wolf   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Non-Employee Director Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Eni Spa

 

Meeting Date:    16-Jul-12    Country:    Italy    Security ID:    T3643A145
Record Date:    05-Jul-12    Meeting Type:    Special    Ticker:    ENI

 

CUSIP: T3643A145    ISIN: IT0003132476    SEDOL: 7145056

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Extraordinary Business   Mgmt    
Approve Elimination of Shares’ Par Value and Cancellation of Treasury Shares   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Share Repurchase Program   Mgmt   For   For

Triumph Group, Inc.

 

Meeting Date:    19-Jul-12    Country:    USA    Security ID:    896818101
Record Date:    31-May-12    Meeting Type:    Annual    Ticker:    TGI

 

CUSIP: 896818101    ISIN: US8968181011    SEDOL: 2893071

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul Bourgon   Mgmt   For   For
Elect Director Elmer L. Doty   Mgmt   For   For
Elect Director Ralph E. Eberhart   Mgmt   For   For
Elect Director Jeffry D. Frisby   Mgmt   For   For
Elect Director Richard C. Gozon   Mgmt   For   For
Elect Director Richard C. Ill   Mgmt   For   For
Elect Director Adam J. Palmer   Mgmt   For   For
Elect Director Joseph M. Silvestri   Mgmt   For   For
Elect Director George Simpson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Eliminate Cumulative Voting   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Vodafone Group plc

 

Meeting Date:    24-Jul-12    Country:    United Kingdom    Security ID:    G93882135
Record Date:    20-Jul-12    Meeting Type:    Annual    Ticker:    VOD

 

CUSIP: G93882135    ISIN: GB00B16GWD56    SEDOL: B16GWD5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Vittorio Colao as Director   Mgmt   For   For
Re-elect Andy Halford as Director   Mgmt   For   For
Re-elect Stephen Pusey as Director   Mgmt   For   For

Re-elect Renee James as Director   Mgmt   For   For
Re-elect Alan Jebson as Director   Mgmt   For   For
Re-elect Samuel Jonah as Director   Mgmt   For   For
Re-elect Nick Land as Director   Mgmt   For   For
Re-elect Anne Lauvergeon as Director   Mgmt   For   For
Re-elect Luc Vandevelde as Director   Mgmt   For   For
Re-elect Anthony Watson as Director   Mgmt   For   For
Re-elect Philip Yea as Director   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit and Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For

Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

EnerSys

 

Meeting Date:    26-Jul-12    Country:    USA    Security ID:    29275Y102
Record Date:    06-Jun-12    Meeting Type:    Annual    Ticker:    ENS

 

CUSIP: 29275Y102    ISIN: US29275Y1029    SEDOL: B020GQ5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Hwan-yoon F. Chung   Mgmt   For   For
Elect Director Arthur T. Katsaros   Mgmt   For   For
Elect Director Robert Magnus   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

National Grid plc

 

Meeting Date:    30-Jul-12    Country:    United Kingdom    Security ID:    G6375K151
Record Date:    28-Jul-12    Meeting Type:    Annual    Ticker:    NG.

 

CUSIP: G6375K151    ISIN: GB00B08SNH34    SEDOL: B08SNH3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Sir Peter Gershon as Director   Mgmt   For   For
Re-elect Steve Holliday as Director   Mgmt   For   For

Re-elect Andrew Bonfield as Director   Mgmt   For   For
Re-elect Tom King as Director   Mgmt   For   For
Re-elect Nick Winser as Director   Mgmt   For   For
Re-elect Ken Harvey as Director   Mgmt   For   For
Re-elect Linda Adamany as Director   Mgmt   For   For
Re-elect Philip Aiken as Director   Mgmt   For   For
Elect Nora Brownell as Director   Mgmt   For   For
Elect Paul Golby as Director   Mgmt   For   For
Elect Ruth Kelly as Director   Mgmt   For   For
Re-elect Maria Richter as Director   Mgmt   For   For
Re-elect George Rose as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

The J. M. Smucker Company

 

Meeting Date:    15-Aug-12    Country:    USA    Security ID:    832696405
Record Date:    18-Jun-12    Meeting Type:    Annual    Ticker:    SJM

 

CUSIP: 832696405    ISIN: US8326964058    SEDOL: 2951452

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul J. Dolan   Mgmt   For   For

Elect Director Nancy Lopez Knight   Mgmt   For   For
Elect Director Gary A. Oatey   Mgmt   For   For
Elect Director Alex Shumate   Mgmt   For   For
Elect Director Timothy P. Smucker   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   SH   Against   For
Prepare Coffee Sustainability Plan   SH   Against   Against

Quality Systems, Inc.

 

Meeting Date:    16-Aug-12    Country:    USA    Security ID:    747582104
Record Date:    18-Jun-12    Meeting Type:    Proxy Contest    Ticker:    QSII

 

CUSIP: 747582104    ISIN: US7475821044    SEDOL: 2715391

Quality Systems, Inc.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proxy (White Card)   Mgmt    
Elect Director Craig A. Barbarosh   Mgmt   For   For
Elect Director George H. Bristol   Mgmt   For   For
Elect Director Mark H. Davis   Mgmt   For   For
Elect Director D. Russell Pflueger   Mgmt   For   For
Elect Director Steven T. Plochocki   Mgmt   For   For
Elect Director Sheldon Razin   Mgmt   For   For
Elect Director Lance E. Rosenzweig   Mgmt   For   For
Elect Director Maureen A. Spivack   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Dissident Proxy (Gold Card)   Mgmt    
Elect Director Ahmed D. Hussein   SH   For   Do Not Vote
Elect Director Murray F. Brennan   SH   For   Do Not Vote
Elect Director Patrick B. Cline   SH   For   Do Not Vote
Elect Director John J. Mueller   SH   For   Do Not Vote
Elect Director John M. McDuffie   SH   For   Do Not Vote
Elect Director Thomas R. DiBenedetto   SH   For   Do Not Vote
Elect Director Ian A. Gordon   SH   For   Do Not Vote
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   None   Do Not Vote
Ratify Auditors   Mgmt   None   Do Not Vote

Ariba, Inc.

 

Meeting Date:    29-Aug-12    Country:    USA    Security ID:    04033V203
Record Date:    19-Jul-12    Meeting Type:    Special    Ticker:    ARBA

 

CUSIP: 04033V203    ISIN: US04033V2034    SEDOL: B01RQB2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

Apollo Investment Corporation

 

Meeting Date:    05-Sep-12    Country:    USA    Security ID:    03761U106
Record Date:    13-Jun-12    Meeting Type:    Annual    Ticker:    AINV

 

CUSIP: 03761U106    ISIN: US03761U1060    SEDOL: B00NWP7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John J. Hannan   Mgmt   For   For
Elect Director James C. Zelter   Mgmt   For   For
Elect Director Ashok N. Bakhru   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Issuance of Shares Below Net Asset Value (NAV)   Mgmt   For   For

ASML Holding NV

 

Meeting Date:    07-Sep-12    Country:    Netherlands    Security ID:    N07059178
Record Date:    10-Aug-12    Meeting Type:    Special    Ticker:    ASML

 

CUSIP: N07059178    ISIN: NL0006034001    SEDOL: 5949368

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    
Open Meeting   Mgmt    
Receive Announcements Re: Customer Co-Investment Program   Mgmt    
Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital Re: Customer Co-Investment Program   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 3a   Mgmt   For   For
Amend Articles to Create New Share Class: Ordinary Shares M   Mgmt   For   For
Increase Par Value per Ordinary Share   Mgmt   For   For
Approve Reduction in Share Capital by Decreasing Nominal Value per Share   Mgmt   For   For

Amend Articles Re: Consolidation of Ordinary Shares A at an Exchange Ratio   Mgmt   For   For
Amend Articles to Eliminate Two Ordinary Share Classes A and M and Convert into One Ordinary Share Class   Mgmt   For   For
Authorize each Director and any Lawyer and Paralegals from De Brauw Blackstone Westbroek NV to Execute the Notarial Deeds of Amendments   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 6c   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

Teva Pharmaceutical Industries Ltd.

 

Meeting Date:    12-Sep-12    Country:    Israel    Security ID:    M8769Q102
Record Date:    13-Aug-12    Meeting Type:    Annual    Ticker:    TEVA

 

CUSIP: M8769Q102    ISIN: IL0006290147    SEDOL: 6882172

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive and Discuss Consolidated Balance Sheet as of Dec. 31, 2011 and Consolidated Income Statements for 2011   Mgmt    
Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share   Mgmt   For   For
Reelect Phillip Frost as Director   Mgmt   For   For
Reelect Roger Abravanel as Director   Mgmt   For   For
Elect Galia Maor as Director   Mgmt   For   For

Reelect Richard A. Lerner as Director   Mgmt   For   For
Reelect Erez Vigodman as Director   Mgmt   For   For
Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee   Mgmt   For   For
Approve Annual Fee and Reimbursement of Expenses of Chairman   Mgmt   For   For
Approve Annual Fee and Reimbursement of Expenses of Vice Chairman   Mgmt   For   For
Approve Certain Amendments to Articles of Association   Mgmt   For   For
Approve Indemnification and Release Agreements for Directors of the Company   Mgmt   For   For
Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation   Mgmt   For   For

Measurement Specialties, Inc.

 

Meeting Date:    13-Sep-12    Country:    USA    Security ID:    583421102
Record Date:    20-Jul-12    Meeting Type:    Annual    Ticker:    MEAS

 

CUSIP: 583421102    ISIN: US5834211022    SEDOL: 2572358

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director R. Barry Uber   Mgmt   For   For
Elect Director Satish Rishi   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

NIKE, Inc.

 

Meeting Date:    20-Sep-12    Country:    USA    Security ID:    654106103
Record Date:    23-Jul-12    Meeting Type:    Annual    Ticker:    NKE

 

CUSIP: 654106103    ISIN: US6541061031    SEDOL: 2640147

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan B. Graf, Jr.   Mgmt   For   For
Elect Director John C. Lechleiter   Mgmt   For   For
Elect Director Phyllis M. Wise   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   Against

ViaSat, Inc.

 

Meeting Date:    20-Sep-12    Country:    USA    Security ID:    92552V100
Record Date:    23-Jul-12    Meeting Type:    Annual    Ticker:    VSAT

 

CUSIP: 92552V100    ISIN: US92552V1008    SEDOL: 2946243

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert Johnson   Mgmt   For   For
Elect Director John Stenbit   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against

Golar LNG Ltd

 

Meeting Date:    21-Sep-12    Country:    Bermuda    Security ID:    G9456A100
Record Date:    16-Jul-12    Meeting Type:    Annual    Ticker:    GOL

 

CUSIP: G9456A100    ISIN: BMG9456A1009    SEDOL: 7139695

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Reelect John Fredriksen as Director   Mgmt   For   Against
Reelect Kate Blankenship as Director   Mgmt   For   For
Reelect Hans Petter Aas as Director   Mgmt   For   For
Reelect Kathrine Fredriksen as Director   Mgmt   For   Against
Reelect Tor Olav Troim as Director   Mgmt   For   Against
Reappoint PricewaterhouseCoopers of London, England as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For

FedEx Corporation

 

Meeting Date:    24-Sep-12    Country:    USA    Security ID:    31428X106
Record Date:    30-Jul-12    Meeting Type:    Annual    Ticker:    FDX

 

CUSIP: 31428X106    ISIN: US31428X1063    SEDOL: 2142784

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James L. Barksdale   Mgmt   For   Against
Elect Director John A. Edwardson   Mgmt   For   For
Elect Director Shirley Ann Jackson   Mgmt   For   Against
Elect Director Steven R. Loranger   Mgmt   For   Against
Elect Director Gary W. Loveman   Mgmt   For   For
Elect Director R. Brad Martin   Mgmt   For   Against
Elect Director Joshua Cooper Ramo   Mgmt   For   For
Elect Director Susan C. Schwab   Mgmt   For   For

Elect Director Frederick W. Smith   Mgmt   For   For
Elect Director Joshua I. Smith   Mgmt   For   For
Elect Director David P. Steiner   Mgmt   For   For
Elect Director Paul S. Walsh   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Political Contributions   SH   Against   Against

Gaylord Entertainment Company

 

Meeting Date:    25-Sep-12    Country:    USA    Security ID:    367905106
Record Date:    08-Aug-12    Meeting Type:    Special    Ticker:    GET

 

CUSIP: 367905106    ISIN: US3679051066    SEDOL: 2103576

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Reorganization Plan   Mgmt   For   For
Authorize the Potential Issuance of Additional Common Stock in Compliance of Listing Rules   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Smith & Wesson Holding Corporation

 

Meeting Date:    01-Oct-12    Country:    USA    Security ID:    831756101
Record Date:    06-Aug-12    Meeting Type:    Annual    Ticker:    SWHC

 

CUSIP: 831756101    ISIN: US8317561012    SEDOL: 2568164

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barry M. Monheit   Mgmt   For   For

Elect Director Robert L. Scott   Mgmt   For   For
Elect Director Michael F. Golden   Mgmt   For   For
Elect Director Robert H. Brust   Mgmt   For   For
Elect Director P. James Debney   Mgmt   For   For
Elect Director John B. Furman   Mgmt   For   For
Elect Director Mitchell A. Saltz   Mgmt   For   For
Elect Director I. Marie Wadecki   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Procter & Gamble Company

 

Meeting Date:    09-Oct-12    Country:    USA    Security ID:    742718109
Record Date:    10-Aug-12    Meeting Type:    Annual    Ticker:    PG

 

CUSIP: 742718109    ISIN: US7427181091    SEDOL: 2704407

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Angela F. Braly   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Scott D. Cook   Mgmt   For   For
Elect Director Susan Desmond-Hellmann   Mgmt   For   For
Elect Director Robert A. McDonald   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director Johnathan A. Rodgers   Mgmt   For   For
Elect Director Margaret C. Whitman   Mgmt   For   For
Elect Director Mary Agnes Wilderotter   Mgmt   For   For
Elect Director Patricia A. Woertz   Mgmt   For   For
Elect Director Ernesto Zedillo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote   SH   Against   Against
Report on Adopting Extended Producer Responsibility Policy   SH   Against   Against
Reduce Supermajority Vote Requirement   SH   Against   For

Ruby Tuesday, Inc.

 

Meeting Date:    10-Oct-12    Country:    USA    Security ID:    781182100
Record Date:    13-Aug-12    Meeting Type:    Annual    Ticker:    RT

 

CUSIP: 781182100    ISIN: US7811821005    SEDOL: 2757616

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director F. Lane Cardwell, Jr   Mgmt   For   For
Elect Director Kevin T. Clayton   Mgmt   For   For
Elect Director Jeffrey J. O’Neill   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CSL Ltd.

 

Meeting Date:    17-Oct-12    Country:    Australia    Security ID:    Q3018U109
Record Date:    15-Oct-12    Meeting Type:    Annual    Ticker:    CSL

 

CUSIP: Q3018U109    ISIN: AU000000CSL8    SEDOL: 6185495

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Maurice Renshaw as a Director   Mgmt   For   For

Elect David Anstice as a Director   Mgmt   For   For
Approve the Adoption of Remuneration Report   Mgmt   For   For
Approve the Adoption of a New Constitution   Mgmt   For   For
Amend the Company’s Constitution to Insert Proportional Takeover Provisions in the New Constitution   Mgmt   For   For
Amend the Company’s Constitution to Re-Insert Proportional Takeover Provisions in the Existing Constitution   Mgmt   For   For

Diageo plc

 

Meeting Date:    17-Oct-12    Country:    United Kingdom    Security ID:    G42089113
Record Date:    15-Oct-12    Meeting Type:    Annual    Ticker:    DGE

 

CUSIP: G42089113    ISIN: GB0002374006    SEDOL: 0237400

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Peggy Bruzelius as Director   Mgmt   For   For
Re-elect Laurence Danon as Director   Mgmt   For   For
Re-elect Lord Davies of Abersoch as Director   Mgmt   For   For
Re-elect Betsy Holden as Director   Mgmt   For   For
Re-elect Dr Franz Humer as Director   Mgmt   For   For
Re-elect Deirdre Mahlan as Director   Mgmt   For   For
Re-elect Philip Scott as Director   Mgmt   For   For
Re-elect Todd Stitzer as Director   Mgmt   For   For
Re-elect Paul Walsh as Director   Mgmt   For   For
Elect Ho KwonPing as Director   Mgmt   For   For
Elect Ivan Menezes as Director   Mgmt   For   For

Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

BHP Billiton plc

 

Meeting Date:    25-Oct-12    Country:    United Kingdom    Security ID:    G10877101
Record Date:    23-Oct-12    Meeting Type:    Annual    Ticker:    BLT

 

CUSIP: G10877101    ISIN: GB0000566504    SEDOL: 0056650

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Elect Pat Davies as Director   Mgmt   For   For
Re-elect Malcolm Broomhead as Director   Mgmt   For   For
Re-elect Sir John Buchanan as Director   Mgmt   For   For
Re-elect Carlos Cordeiro as Director   Mgmt   For   For
Re-elect David Crawford as Director   Mgmt   For   For
Re-elect Carolyn Hewson as Director   Mgmt   For   For

Re-elect Marius Kloppers as Director   Mgmt   For   For
Re-elect Lindsay Maxsted as Director   Mgmt   For   For
Re-elect Wayne Murdy as Director   Mgmt   For   For
Re-elect Keith Rumble as Director   Mgmt   For   For
Re-elect John Schubert as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect Jac Nasser as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve the Grant of Long-Term Incentive Performance Shares to Marius Kloppers   Mgmt   For   For

Eaton Corporation

 

Meeting Date:    26-Oct-12    Country:    USA    Security ID:    278058102
Record Date:    13-Sep-12    Meeting Type:    Special    Ticker:    ETN

 

CUSIP: 278058102    ISIN: US2780581029    SEDOL: 2300883

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Approve Reduction of Capital of New Eaton to Allow Creation of Distributable Reserves of New Eaton which are Required Under Irish Law to Allow New Eaton to Make Distributions and to Pay Dividends and Repurchase or Redeem Shares   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Commonwealth Bank Of Australia

 

Meeting Date:    30-Oct-12    Country:    Australia    Security ID:    Q26915100
Record Date:    28-Oct-12    Meeting Type:    Annual    Ticker:    CBA

 

CUSIP: Q26915100    ISIN: AU000000CBA7    SEDOL: 6215035

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proposals for Ordinary Shareholders   Mgmt    
Elect David Turner as a Director   Mgmt   For   For
Elect Carolyn Kay as a Director   Mgmt   For   For
Elect Harrison Young as a Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 78,681 Reward Rights to Ian Mark Narev, CEO and Managing Director of the Company   Mgmt   For   For

Management Proposal for Ordinary Shareholders and Holders of PERLS IV Stapled Securities   Mgmt    
Approve the Selective Buyback of Up to 100 Percent of the Preference Shares that Form Part of the Perpetual Exchangeable Resaleable Listed Securities   Mgmt   For   For

Energy XXI (Bermuda) Limited

 

Meeting Date:    06-Nov-12    Country:    Bermuda    Security ID:    G10082140
Record Date:    17-Sep-12    Meeting Type:    Annual    Ticker:    5E3B

 

CUSIP: N/A    ISIN: BMG100821401    SEDOL: B2QVPS3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Paul Davison as Director   Mgmt   For   For
Elect Hill Feinberg as Director   Mgmt   For   For
Approve UHY LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Pharmacyclics, Inc.

 

Meeting Date:    09-Nov-12    Country:    USA    Security ID:    716933106
Record Date:    12-Sep-12    Meeting Type:    Annual    Ticker:    PCYC

 

CUSIP: 716933106    ISIN: US7169331060    SEDOL: 2689690

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert F. Booth   Mgmt   For   For
Elect Director Kenneth A. Clark   Mgmt   For   For
Elect Director Robert W. Duggan   Mgmt   For   For
Elect Director Eric H. Halvorson   Mgmt   For   For

Elect Director Minesh P. Mehta   Mgmt   For   For
Elect Director David D. Smith   Mgmt   For   For
Elect Director Richard A. van den Broek   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

JDA Software Group, Inc.

 

Meeting Date:    13-Nov-12    Country:    USA    Security ID:    46612K108
Record Date:    21-Sep-12    Meeting Type:    Annual    Ticker:    JDAS

 

CUSIP: 46612K108    ISIN: US46612K1088    SEDOL: 2478478

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Michael Gullard   Mgmt   For   For

Elect Director Richard Haddrill   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Restricted Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Jack Henry & Associates, Inc.

 

Meeting Date:    14-Nov-12    Country:    USA    Security ID:    426281101
Record Date:    20-Sep-12    Meeting Type:    Annual    Ticker:    JKHY

 

CUSIP: 426281101    ISIN: US4262811015    SEDOL: 2469193

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jerry D. Hall   Mgmt   For   For
Elect Director Matthew C. Flanigan   Mgmt   For   For

Elect Director Wesley A. Brown   Mgmt   For   For
Elect Director Marla K. Shepard   Mgmt   For   For
Elect Director John F. Prim   Mgmt   For   For
Elect Director Thomas H. Wilson, Jr.   Mgmt   For   For
Elect Director Jacque R. Fiegel   Mgmt   For   For
Elect Director Thomas A. Wimsett   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CACI International Inc

 

Meeting Date:    15-Nov-12    Country:    USA    Security ID:    127190304
Record Date:    17-Sep-12    Meeting Type:    Annual    Ticker:    CACI

 

CUSIP: 127190304    ISIN: US1271903049    SEDOL: 2159267

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel D. Allen   Mgmt   For   For
Elect Director James S. Gilmore, III   Mgmt   For   For
Elect Director Gregory G. Johnson   Mgmt   For   For
Elect Director Richard L. Leatherwood   Mgmt   For   For
Elect Director J. Phillip London   Mgmt   For   For
Elect Director James L. Pavitt   Mgmt   For   For
Elect Director Warren R. Phillips   Mgmt   For   For
Elect Director Charles P. Revoile   Mgmt   For   For
Elect Director William S. Wallace   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cisco Systems, Inc.

 

Meeting Date:    15-Nov-12    Country:    USA    Security ID:    17275R102
Record Date:    17-Sep-12    Meeting Type:    Annual    Ticker:    CSCO

 

CUSIP: 17275R102    ISIN: US17275R1023    SEDOL: 2198163

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Carol A. Bartz   Mgmt   For   For
Elect Director Marc Benioff   Mgmt   For   For
Elect Director M. Michele Burns   Mgmt   For   For
Elect Director Michael D. Capellas   Mgmt   For   For
Elect Director Larry R. Carter   Mgmt   For   For
Elect Director John T. Chambers   Mgmt   For   For
Elect Director Brian L. Halla   Mgmt   For   For

Elect Director John L. Hennessy   Mgmt   For   For
Elect Director Kristina M. Johnson   Mgmt   For   For
Elect Director Richard M. Kovacevich   Mgmt   For   For
Elect Director Roderick C. McGeary   Mgmt   For   For
Elect Director Arun Sarin   Mgmt   For   For
Elect Director Steven M. West   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Eliminating Conflict Minerals from Supply Chain   SH   Against   Against

The Hain Celestial Group, Inc.

 

Meeting Date:    15-Nov-12    Country:    USA    Security ID:    405217100
Record Date:    20-Sep-12    Meeting Type:    Annual    Ticker:    HAIN

 

CUSIP: 405217100    ISIN: US4052171000    SEDOL: 2492337

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Irwin D. Simon   Mgmt   For   For
Elect Director Richard C. Berke   Mgmt   For   For
Elect Director Jack Futterman   Mgmt   For   For
Elect Director Marina Hahn   Mgmt   For   For
Elect Director Andrew R. Heyer   Mgmt   For   For
Elect Director Brett Icahn   Mgmt   For   For
Elect Director Roger Meltzer   Mgmt   For   For
Elect Director Scott M. O’Neil   Mgmt   For   For
Elect Director David Schechter   Mgmt   For   For

Elect Director Lawrence S. Zilavy   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Xstrata plc

 

Meeting Date:    20-Nov-12    Country:    United Kingdom    Security ID:    G9826T102
Record Date:    16-Nov-12    Meeting Type:    Special    Ticker:    XTA

 

CUSIP: G9826T102    ISIN: GB0031411001    SEDOL: 3141100

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Further General Meeting (This is a Third Call of the General Meeting Originally Convened on 12 July 2012 Which Has Been Adjourned)   Mgmt    

Approve Matters Relating to Merger with Glencore International plc   Mgmt   For   For
Approve the Revised Management Incentive Arrangements and the Revised New Xstrata 2012 Plan   Mgmt   For   Against

Xstrata plc

 

Meeting Date:    20-Nov-12    Country:    United Kingdom    Security ID:    G9826T102
Record Date:    16-Nov-12    Meeting Type:    Court    Ticker:    XTA

 

CUSIP: G9826T102    ISIN: GB0031411001    SEDOL: 3141100

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
New Court Meeting (This is a Third Call of the Court Meeting Originally Convened on 12 July 2012 Which Has Been Adjourned)   Mgmt    

Approve Scheme of Arrangement Subject to the Revised Management Incentive Arrangements Resolution Being Passed   Mgmt   For   For
Approve Scheme of Arrangement Subject to the Revised Management Incentive Arrangements Resolution Not Being Passed   Mgmt   Against   For

Woolworths Ltd.

 

Meeting Date:    22-Nov-12    Country:    Australia    Security ID:    Q98418108
Record Date:    20-Nov-12    Meeting Type:    Annual    Ticker:    WOW

 

CUSIP: Q98418108    ISIN: AU000000WOW2    SEDOL: 6981239

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect John Frederick Astbury as a Director   Mgmt   For   For
Elect Thomas William Pockett as a Director   Mgmt   For   For
Elect Christine Cross as a Director   Mgmt   For   For

Elect Allan Douglas Mackay as a Director   Mgmt   For   For
Elect Michael James Ullmer as a Director   Mgmt   For   For
Approve the Grant of 122,470 Performance Rights to Grant O’Brien, Managing Director and Chief Executive Officer of the Company   Mgmt   For   For
Approve the Grant of 88,401 Performance Rights to Tom Pockett, Finance Director of the Company   Mgmt   For   For
Approve the Renewal of the Proportional Takeover Provisions   Mgmt   For   For
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Reduction of Share Capital   Mgmt   For   For

Woolworths Ltd.

 

Meeting Date:    22-Nov-12    Country:    Australia    Security ID:    Q98418108
Record Date:    20-Nov-12    Meeting Type:    Special    Ticker:    WOW

 

CUSIP: Q98418108    ISIN: AU000000WOW2    SEDOL: 6981239

Proposal   Proponent   Mgmt Rec   Vote Instruction
Shareholder Proposal   Mgmt    
Approve the Amendments to the Company’s Constitution   SH   Against   Against

Microsoft Corporation

 

Meeting Date:    28-Nov-12    Country:    USA    Security ID:    594918104
Record Date:    14-Sep-12    Meeting Type:    Annual    Ticker:    MSFT

 

CUSIP: 594918104    ISIN: US5949181045    SEDOL: 2588173

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven A. Ballmer   Mgmt   For   For
Elect Director Dina Dublon   Mgmt   For   For
Elect Director William H. Gates, III   Mgmt   For   For
Elect Director Maria M. Klawe   Mgmt   For   For
Elect Director Stephen J. Luczo   Mgmt   For   For
Elect Director David F. Marquardt   Mgmt   For   For
Elect Director Charles H. Noski   Mgmt   For   For
Elect Director Helmut Panke   Mgmt   For   For
Elect Director John W. Thompson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against

BHP Billiton Limited

 

Meeting Date:    29-Nov-12    Country:    Australia    Security ID:    Q1498M100
Record Date:    27-Nov-12    Meeting Type:    Annual    Ticker:    BHP

 

CUSIP: Q1498M100    ISIN: AU000000BHP4    SEDOL: 6144690

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept the Financial Statements and Statutory Reports for BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Pat Davies as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Malcolm Broomhead as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect John Buchanan as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Carlos Cordeiro as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For

Elect David Crawford as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Carolyn Hewson as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Marius Kloppers as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Lindsay Maxsted as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Wayne Murdy as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Keith Rumble as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect John Schubert as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Shriti Vadera as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Jac Nasser as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Appoint KPMG Audit Plc as Auditor of BHP Billiton Plc   Mgmt   For   For

Approve the Authority to Issue Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc for Cash   Mgmt   For   For
Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Long Term Incentive Performance Shares to Marius Kloppers, Executive Director of the Company   Mgmt   For   For

Accuray Incorporated

 

Meeting Date:    30-Nov-12    Country:    USA    Security ID:    004397105
Record Date:    05-Oct-12    Meeting Type:    Annual    Ticker:    ARAY

 

CUSIP: 004397105    ISIN: US0043971052    SEDOL: B1R2HW6

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Elizabeth Davila   Mgmt   For   For
Elect Director Joshua H. Levine   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Aspen Technology, Inc.

 

Meeting Date:    06-Dec-12    Country:    USA    Security ID:    045327103
Record Date:    15-Oct-12    Meeting Type:    Annual    Ticker:    AZPN

 

CUSIP: 045327103    ISIN: US0453271035    SEDOL: 2051868

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark E. Fusco   Mgmt   For   Withhold
Elect Director Gary E. Haroian   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ascena Retail Group, Inc.

 

Meeting Date:    11-Dec-12    Country:    USA    Security ID:    04351G101
Record Date:    12-Oct-12    Meeting Type:    Annual    Ticker:    ASNA

 

CUSIP: 04351G101    ISIN: US04351G1013    SEDOL: B65D9Z3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Usdan   Mgmt   For   For
Elect Director Randy L. Pearce   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

United Natural Foods, Inc.

 

Meeting Date:    12-Dec-12    Country:    USA    Security ID:    911163103
Record Date:    19-Oct-12    Meeting Type:    Annual    Ticker:    UNFI

 

CUSIP: 911163103    ISIN: US9111631035    SEDOL: 2895163

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter A. Roy   Mgmt   For   For
Elect Director Richard J. Schnieders   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Declassify the Board of Directors   SH   Against   For

National Australia Bank Limited

 

Meeting Date:    13-Dec-12    Country:    Australia    Security ID:    Q65336119
Record Date:    11-Dec-12    Meeting Type:    Annual    Ticker:    NAB

 

CUSIP: Q65336119    ISIN: AU000000NAB4    SEDOL: 6624608

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Michael Chaney as a Director   Mgmt   For   For
Elect Mark Joiner as a Director   Mgmt   For   For

Elect Paul Rizzo as a Director   Mgmt   For   For
Elect John Waller as a Director   Mgmt   For   For
Approve the Grant of Performance Rights to Cameron Clyne, Group Chief Executive Officer   Mgmt   For   For
Approve the Grant of Performance Rights to Mark Joiner, Executive Director of Finance   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For

Westpac Banking Corporation

 

Meeting Date:    13-Dec-12    Country:    Australia    Security ID:    Q97417101
Record Date:    11-Dec-12    Meeting Type:    Annual    Ticker:    WBC

 

CUSIP: Q97417101    ISIN: AU000000WBC1    SEDOL: 6076146

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Elect Gordon Cairns as a Director   Mgmt   For   For
Elect Robert Elstone as a Director   Mgmt   For   For
Approve the Amendments to the Company’s Constitution Relating to Preference Shares   Mgmt   For   For
Approve the Amendments to the Company’s Constitution Relating to General Meeting, Meetings of Directors, and Other Matters   Mgmt   For   For

Australia and New Zealand Banking Group Ltd.

 

Meeting Date:    19-Dec-12    Country:    Australia    Security ID:    Q09504137
Record Date:    17-Dec-12    Meeting Type:    Annual    Ticker:    ANZ

 

CUSIP: Q09504137    ISIN: AU000000ANZ3    SEDOL: 6065586

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company   Mgmt   For   For
Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   For   For
Elect P.J. Dwyer as a Director   Mgmt   For   For

Elect J.P. Morschel as a Director   Mgmt   For   For
Elect Lee Hsien Yang as a Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect R.J. Reeves as a Director   SH   Against   Against

Fabrinet

 

Meeting Date:    20-Dec-12    Country:    Cayman Islands    Security ID:    G3323L100
Record Date:    12-Oct-12    Meeting Type:    Annual    Ticker:    FN

 

CUSIP: N/A    ISIN: KYG3323L1005    SEDOL: B4JSZL8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David T. Mitchell   Mgmt   For   For
Elect Director William J. Perry   Mgmt   For   For

Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors   Mgmt   For   For

Robbins & Myers, Inc.

 

Meeting Date:    27-Dec-12    Country:    USA    Security ID:    770196103
Record Date:    26-Nov-12    Meeting Type:    Special    Ticker:    RBN

 

CUSIP: 770196103    ISIN: US7701961036    SEDOL: 2743206

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

Acuity Brands, Inc.

 

Meeting Date:    04-Jan-13    Country:    USA    Security ID:    00508Y102
Record Date:    07-Nov-12    Meeting Type:    Annual    Ticker:    AYI

 

CUSIP: 00508Y102    ISIN: US00508Y1029    SEDOL: 2818461

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dominic J. Pileggi   Mgmt   For   For
Elect Director George C. Guynn   Mgmt   For   For
Elect Director Vernon J. Nagel   Mgmt   For   For
Elect Director Julia B. North   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Actuant Corporation

 

Meeting Date:    15-Jan-13    Country:    USA    Security ID:    00508X203
Record Date:    15-Nov-12    Meeting Type:    Annual    Ticker:    ATU

 

CUSIP: 00508X203    ISIN: US00508X2036    SEDOL: 2716792

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert C. Arzbaecher   Mgmt   For   For
Elect Director Gurminder S. Bedi   Mgmt   For   For
Elect Director Gustav H.P. Boel   Mgmt   For   For

Elect Director Thomas J. Fischer   Mgmt   For   For
Elect Director William K. Hall   Mgmt   For   For
Elect Director R. Alan Hunter, Jr.   Mgmt   For   For
Elect Director Robert A. Peterson   Mgmt   For   For
Elect Director Holly A. Van Deursen   Mgmt   For   For
Elect Director Dennis K. Williams   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

New Jersey Resources Corporation

 

Meeting Date:    23-Jan-13    Country:    USA    Security ID:    646025106
Record Date:    27-Nov-12    Meeting Type:    Annual    Ticker:    NJR

 

CUSIP: 646025106    ISIN: US6460251068    SEDOL: 2630513

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lawrence R. Codey   Mgmt   For   For
Elect Director Laurence M. Downes   Mgmt   For   For
Elect Director Robert B. Evans   Mgmt   For   For
Elect Director Alfred C. Koeppe   Mgmt   For   For
Elect Director Sharon C. Taylor   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Siemens AG

 

Meeting Date:    23-Jan-13    Country:    Germany    Security ID:    D69671218
Record Date:       Meeting Type:    Annual    Ticker:    SIE

 

CUSIP: D69671218    ISIN: DE0007236101    SEDOL: 5727973

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 3.00 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2011/2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2011/2012   Mgmt   For   For
Ratify Ernst & Young GmbH as Auditors for Fiscal 2012   Mgmt   For   For
Reelect Josef Ackermann to the Supervisory Board   Mgmt   For   For

Reelect Gerd von Brandenstein to the Supervisory Board   Mgmt   For   For
Reelect Gerhard Cromme to the Supervisory Board   Mgmt   For   For
Reelect Michael Diekmann to the Supervisory Board   Mgmt   For   For
Reelect Hans Michael Gaul to the Supervisory Board   Mgmt   For   For
Reelect Peter Gruss to the Supervisory Board   Mgmt   For   For
Reelect Nicola Leibinger-Kammueller to the Supervisory Board   Mgmt   For   For
Elect Gerard Mestrallet to the Supervisory Board   Mgmt   For   For
Elect Gueler Sabanci to the Supervisory Board   Mgmt   For   For
Elect Werner Wenning to the Supervisory Board   Mgmt   For   For
Approve Settlement Agreement Between Siemens AG and Thomas Ganswindt Concluded on November 20/28, 2012   Mgmt   For   For
Approve Spin-Off and Takeover Agreement with Osram Licht AG   Mgmt   For   For

Woodward, Inc.

 

Meeting Date:    23-Jan-13    Country:    USA    Security ID:    980745103
Record Date:    26-Nov-12    Meeting Type:    Annual    Ticker:    WWD

 

CUSIP: 980745103    ISIN: US9807451037    SEDOL: 2948089

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James R. Rulseh   Mgmt   For   Withhold
Elect Director Gregg C. Sengstack   Mgmt   For   For
Elect Director John D. Cohn   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

D.R. Horton, Inc.

 

Meeting Date:    24-Jan-13    Country:    USA    Security ID:    23331A109
Record Date:    30-Nov-12    Meeting Type:    Annual    Ticker:    DHI

 

CUSIP: 23331A109    ISIN: US23331A1097    SEDOL: 2250687

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald R. Horton   Mgmt   For   For
Elect Director Bradley S. Anderson   Mgmt   For   For
Elect Director Michael R. Buchanan   Mgmt   For   For
Elect Director Michael W. Hewatt   Mgmt   For   For
Elect Director Bob G. Scott   Mgmt   For   For
Elect Director Donald J. Tomnitz   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Becton, Dickinson and Company

 

Meeting Date:    29-Jan-13    Country:    USA    Security ID:    075887109
Record Date:    07-Dec-12    Meeting Type:    Annual    Ticker:    BDX

 

CUSIP: 075887109    ISIN: US0758871091    SEDOL: 2087807

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Basil L. Anderson   Mgmt   For   For
Elect Director Henry P. Becton, Jr.   Mgmt   For   For
Elect Director Catherine M. Burzik   Mgmt   For   For
Elect Director Edward F. DeGraan   Mgmt   For   For

Elect Director Vincent A. Forlenza   Mgmt   For   For
Elect Director Claire M. Fraser   Mgmt   For   For
Elect Director Christopher Jones   Mgmt   For   For
Elect Director Marshall O. Larsen   Mgmt   For   For
Elect Director Adel A.F. Mahmoud   Mgmt   For   For
Elect Director Gary A. Mecklenburg   Mgmt   For   For
Elect Director James F. Orr   Mgmt   For   For
Elect Director Willard J. Overlock, Jr.   Mgmt   For   For
Elect Director Rebecca W. Rimel   Mgmt   For   For
Elect Director Bertram L. Scott   Mgmt   For   For
Elect Director Alfred Sommer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Rescind Fair Price Provision   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Imperial Tobacco Group plc

 

Meeting Date:    30-Jan-13    Country:    United Kingdom    Security ID:    G4721W102
Record Date:    28-Jan-13    Meeting Type:    Annual    Ticker:    IMT

 

CUSIP: G4721W102    ISIN: GB0004544929    SEDOL: 0454492

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Dr Ken Burnett as Director   Mgmt   For   For
Re-elect Alison Cooper as Director   Mgmt   For   For

Re-elect Robert Dyrbus as Director   Mgmt   For   For
Elect David Haines as Director   Mgmt   For   For
Re-elect Michael Herlihy as Director   Mgmt   For   For
Re-elect Susan Murray as Director   Mgmt   For   For
Re-elect Iain Napier as Director   Mgmt   For   For
Elect Matthew Phillips as Director   Mgmt   For   For
Re-elect Berge Setrakian as Director   Mgmt   For   For
Re-elect Mark Williamson as Director   Mgmt   For   For
Re-elect Malcolm Wyman as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Approve Share Matching Scheme   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For

Approve International Sharesave Plan   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Visa Inc.

 

Meeting Date:    30-Jan-13    Country:    USA    Security ID:    92826C839
Record Date:    04-Dec-12    Meeting Type:    Annual    Ticker:    V

 

CUSIP: 92826C839    ISIN: US92826C8394    SEDOL: B2PZN04

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gary P. Coughlan   Mgmt   For   For
Elect Director Mary B. Cranston   Mgmt   For   For
Elect Director Francisco Javier Fernandez-Carbajal   Mgmt   For   For
Elect Director Robert W. Matschullat   Mgmt   For   For
Elect Director Cathy E. Minehan   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director David J. Pang   Mgmt   For   For
Elect Director Joseph W. Saunders   Mgmt   For   For
Elect Director Charles W. Scharf   Mgmt   For   For
Elect Director William S. Shanahan   Mgmt   For   For
Elect Director John A. Swainson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   Against

Monsanto Company

 

Meeting Date:    31-Jan-13    Country:    USA    Security ID:    61166W101
Record Date:    03-Dec-12    Meeting Type:    Annual    Ticker:    MON

 

CUSIP: 61166W101    ISIN: US61166W1018    SEDOL: 2654320

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Chicoine   Mgmt   For   For
Elect Director Arthur H. Harper   Mgmt   For   For
Elect Director Gwendolyn S. King   Mgmt   For   For
Elect Director Jon R. Moeller   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Report on Risk of Genetically Engineered Products   SH   Against   Against

Cheniere Energy, Inc.

 

Meeting Date:    01-Feb-13    Country:    USA    Security ID:    16411R208
Record Date:    17-Dec-12    Meeting Type:    Special    Ticker:    LNG

 

CUSIP: 16411R208    ISIN: US16411R2085    SEDOL: 2654364

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Declassify the Board of Directors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Other Business   Mgmt   For   Abstain

Emerson Electric Co.

 

Meeting Date:    05-Feb-13    Country:    USA    Security ID:    291011104
Record Date:    27-Nov-12    Meeting Type:    Annual    Ticker:    EMR

 

CUSIP: 291011104    ISIN: US2910111044    SEDOL: 2313405

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director C. A. H. Boersig   Mgmt   For   For
Elect Director J. B. Bolten   Mgmt   For   For
Elect Director M. S. Levatich   Mgmt   For   For
Elect Director R. L. Stephenson   Mgmt   For   For
Elect Director A.A. Busch, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Report on Sustainability   SH   Against   For

Compass Group plc

 

Meeting Date:    07-Feb-13    Country:    United Kingdom    Security ID:    G23296182
Record Date:    05-Feb-13    Meeting Type:    Annual    Ticker:    CPG

 

CUSIP: G23296182    ISIN: GB0005331532    SEDOL: 0533153

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Roy Gardner as Director   Mgmt   For   For
Elect Dominic Blakemore as Director   Mgmt   For   For

Re-elect Richard Cousins as Director   Mgmt   For   For
Re-elect Gary Green as Director   Mgmt   For   For
Re-elect Andrew Martin as Director   Mgmt   For   For
Re-elect John Bason as Director   Mgmt   For   For
Re-elect Sir James Crosby as Director   Mgmt   For   For

Re-elect Susan Murray as Director   Mgmt   For   For
Re-elect Don Robert as Director   Mgmt   For   For
Re-elect Sir Ian Robinson as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Amend Long Term Incentive Plan 2010   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

MICROSEMI CORPORATION

 

Meeting Date:    12-Feb-13    Country:    USA    Security ID:    595137100
Record Date:    14-Dec-12    Meeting Type:    Annual    Ticker:    MSCC

 

CUSIP: 595137100    ISIN: US5951371005    SEDOL: 2588140

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Peterson   Mgmt   For   For
Elect Director Dennis R. Leibel   Mgmt   For   For
Elect Director Thomas R. Anderson   Mgmt   For   For
Elect Director William E. Bendush   Mgmt   For   For
Elect Director Paul F. Folino   Mgmt   For   For
Elect Director William L. Healey   Mgmt   For   For
Elect Director Matthew E. Massengill   Mgmt   For   For
Elect Director James V. Mazzo   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Warnaco Group, Inc.

 

Meeting Date:    13-Feb-13    Country:    USA    Security ID:    934390402
Record Date:    14-Jan-13    Meeting Type:    Special    Ticker:    WRC

 

CUSIP: 934390402    ISIN: US9343904028    SEDOL: 2352668

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Avanir Pharmaceuticals, Inc.

 

Meeting Date:    14-Feb-13    Country:    USA    Security ID:    05348P401
Record Date:    18-Dec-12    Meeting Type:    Annual    Ticker:    AVNR

 

CUSIP: 05348P401    ISIN: US05348P4019    SEDOL: B0WR7L8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David J. Mazzo   Mgmt   For   For
Elect Director Craig A. Wheeler   Mgmt   For   For
Elect Director Scott M. Whitcup   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

TNS, Inc.

 

Meeting Date:    15-Feb-13    Country:    USA    Security ID:    872960109
Record Date:    11-Jan-13    Meeting Type:    Special    Ticker:    TNS

 

CUSIP: 872960109    ISIN: US8729601091    SEDOL: 2303495

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For

Powell Industries, Inc.

 

Meeting Date:    20-Feb-13    Country:    USA    Security ID:    739128106
Record Date:    03-Jan-13    Meeting Type:    Annual    Ticker:    POWL

 

CUSIP: 739128106    ISIN: US7391281067    SEDOL: 2697422

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joseph L. Becherer   Mgmt   For   Withhold
Elect Director Michael A. Lucas   Mgmt   For   Withhold
Elect Director Thomas W. Powell   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Harris Teeter Supermarkets, Inc.

 

Meeting Date:    21-Feb-13    Country:    USA    Security ID:    414585109
Record Date:    14-Dec-12    Meeting Type:    Annual    Ticker:    HTSI

 

CUSIP: 414585109    ISIN: US4145851097    SEDOL: B7GH6J4

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John R. Belk   Mgmt   For   For
Elect Director John P. Derham Cato   Mgmt   For   For
Elect Director Thomas W. Dickson   Mgmt   For   For
Elect Director James E. S. Hynes   Mgmt   For   For
Elect Director Anna Spangler Nelson   Mgmt   For   For
Elect Director Mark S. Ordan   Mgmt   For   For
Elect Director Bailey W. Patrick   Mgmt   For   For
Elect Director Robert H. Spilman, Jr.   Mgmt   For   For
Elect Director Harold C. Stowe   Mgmt   For   For
Elect Director Isaiah Tidwell   Mgmt   For   For
Elect Director William C. Warden, Jr.   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Alterra Capital Holdings Limited

 

Meeting Date:    26-Feb-13    Country:    Bermuda    Security ID:    G0229R108
Record Date:    08-Jan-13    Meeting Type:    Special    Ticker:    ALTE

 

CUSIP: G6052F103    ISIN: BMG0229R1088    SEDOL: B4KTGD9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Bylaws   Mgmt   For   For
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Transact Other Business (Voting)   Mgmt   For   Abstain

Tetra Tech, Inc.

 

Meeting Date:    26-Feb-13    Country:    USA    Security ID:    88162G103
Record Date:    03-Jan-13    Meeting Type:    Annual    Ticker:    TTEK

 

CUSIP: 88162G103    ISIN: US88162G1031    SEDOL: 2883890

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dan L. Batrack   Mgmt   For   For
Elect Director Hugh M. Grant   Mgmt   For   For
Elect Director Patrick C. Haden   Mgmt   For   For
Elect Director J. Christopher Lewis   Mgmt   For   For
Elect Director Albert E. Smith   Mgmt   For   For
Elect Director J. Kenneth Thompson   Mgmt   For   For
Elect Director Richard H. Truly   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Apple Inc.

 

Meeting Date:    27-Feb-13    Country:    USA    Security ID:    037833100
Record Date:    02-Jan-13    Meeting Type:    Annual    Ticker:    AAPL

 

CUSIP: 037833100    ISIN: US0378331005    SEDOL: 2046251

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William Campbell   Mgmt   For   Withhold
Elect Director Timothy Cook   Mgmt   For   For
Elect Director Millard Drexler   Mgmt   For   Withhold
Elect Director Al Gore   Mgmt   For   Withhold
Elect Director Robert Iger   Mgmt   For   Withhold
Elect Director Andrea Jung   Mgmt   For   Withhold
Elect Director Arthur Levinson   Mgmt   For   For

Elect Director Ronald Sugar   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Stock Retention/Holding Period   SH   Against   For
Establish Board Committee on Human Rights   SH   Against   Against

Spectrum Brands Holdings, Inc.

 

Meeting Date:    01-Mar-13    Country:    USA    Security ID:    84763R101
Record Date:    14-Jan-13    Meeting Type:    Annual    Ticker:    SPB

 

CUSIP: 84763R101    ISIN: US84763R1014    SEDOL: B3MYPN8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Norman S. Matthews   Mgmt   For   For
Amend Articles the Company’s Restated Certificate of Incorporation to Dissolve the Special Nominating Committee of the Board of Directors   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Applied Materials, Inc.

 

Meeting Date:    05-Mar-13    Country:    USA    Security ID:    038222105
Record Date:    09-Jan-13    Meeting Type:    Annual    Ticker:    AMAT

 

CUSIP: 038222105    ISIN: US0382221051    SEDOL: 2046552

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Aart J. de Geus   Mgmt   For   For
Elect Director Stephen R. Forrest   Mgmt   For   For

Elect Director Thomas J. Iannotti   Mgmt   For   For
Elect Director Susan M. James   Mgmt   For   For
Elect Director Alexander A. Karsner   Mgmt   For   For
Elect Director Gerhard H. Parker   Mgmt   For   For
Elect Director Dennis D. Powell   Mgmt   For   For
Elect Director Willem P. Roelandts   Mgmt   For   For
Elect Director James E. Rogers   Mgmt   For   For
Elect Director Michael R. Splinter   Mgmt   For   For
Elect Director Robert H. Swan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Piedmont Natural Gas Company, Inc.

 

Meeting Date:    06-Mar-13    Country:    USA    Security ID:    720186105
Record Date:    02-Jan-13    Meeting Type:    Annual    Ticker:    PNY

 

CUSIP: 720186105    ISIN: US7201861058    SEDOL: 2688147

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frankie T. Jones, Sr.   Mgmt   For   For
Elect Director Vicki McElreath   Mgmt   For   For
Elect Director Thomas E. Skains   Mgmt   For   For
Elect Director Phillip D. Wright   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

PTC Inc

 

Meeting Date:    06-Mar-13    Country:    USA    Security ID:    69370C100
Record Date:    07-Jan-13    Meeting Type:    Annual    Ticker:    PMTC

 

CUSIP: 69370C100    ISIN: US69370C1009    SEDOL: B95N910

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas F. Bogan   Mgmt   For   For
Elect Director Michael E. Porter   Mgmt   For   For
Elect Director Robert P. Schechter   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Walt Disney Company

 

Meeting Date:    06-Mar-13    Country:    USA    Security ID:    254687106
Record Date:    07-Jan-13    Meeting Type:    Annual    Ticker:    DIS

 

CUSIP: 254687106    ISIN: US2546871060    SEDOL: 2270726

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Susan E. Arnold   Mgmt   For   Against
Elect Director John S. Chen   Mgmt   For   Against
Elect Director Judith L. Estrin   Mgmt   For   For
Elect Director Robert A. Iger   Mgmt   For   For
Elect Director Fred H. Langhammer   Mgmt   For   Against
Elect Director Aylwin B. Lewis   Mgmt   For   Against
Elect Director Monica C. Lozano   Mgmt   For   For
Elect Director Robert W. Matschullat   Mgmt   For   For
Elect Director Sheryl K. Sandberg   Mgmt   For   For
Elect Director Orin C. Smith   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Adopt Proxy Access Right   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

WGL Holdings, Inc.

 

Meeting Date:    07-Mar-13    Country:    USA    Security ID:    92924F106
Record Date:    07-Jan-13    Meeting Type:    Annual    Ticker:    WGL

 

CUSIP: 92924F106    ISIN: US92924F1066    SEDOL: 2942100

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael D. Barnes   Mgmt   For   For

Elect Director George P. Clancy, Jr.   Mgmt   For   For
Elect Director James W. Dyke, Jr.   Mgmt   For   For
Elect Director Melvyn J. Estrin   Mgmt   For   For
Elect Director Nancy C. Floyd   Mgmt   For   For
Elect Director James F. Lafond   Mgmt   For   For
Elect Director Debra L. Lee   Mgmt   For   For
Elect Director Terry D. McCallister   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Concur Technologies, Inc.

 

Meeting Date:    13-Mar-13    Country:    USA    Security ID:    206708109
Record Date:    18-Jan-13    Meeting Type:    Annual    Ticker:    CNQR

 

CUSIP: 206708109    ISIN: US2067081099    SEDOL: 2325091

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gordon Eubanks   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Franklin Resources, Inc.

 

Meeting Date:    13-Mar-13    Country:    USA    Security ID:    354613101
Record Date:    16-Jan-13    Meeting Type:    Annual    Ticker:    BEN

 

CUSIP: 354613101    ISIN: US3546131018    SEDOL: 2350684

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Samuel H. Armacost   Mgmt   For   For
Elect Director Peter K. Barker   Mgmt   For   For
Elect Director Charles Crocker   Mgmt   For   For
Elect Director Charles B. Johnson   Mgmt   For   For
Elect Director Gregory E. Johnson   Mgmt   For   For
Elect Director Rupert H. Johnson, Jr.   Mgmt   For   For
Elect Director Mark C. Pigott   Mgmt   For   For
Elect Director Chutta Ratnathicam   Mgmt   For   For
Elect Director Laura Stein   Mgmt   For   For
Elect Director Anne M. Tatlock   Mgmt   For   For
Elect Director Geoffrey Y. Yang   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity   SH   Against   Against

Banco Bilbao Vizcaya Argentaria, S.A.

 

Meeting Date:    14-Mar-13    Country:    Spain    Security ID:    E11805103
Record Date:    07-Mar-13    Meeting Type:    Annual    Ticker:    BBVA

 

CUSIP: E11805103    ISIN: ES0113211835    SEDOL: 5501906

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Standalone and Consolidated Financial Statements, Allocation of Income, Distribution of Dividend, and Discharge Directors   Mgmt   For   For
Reelect Francisco González Rodríguez as Director   Mgmt   For   Against
Reelect Ángel Cano Fernández as Director   Mgmt   For   Against
Reelect Ramón Bustamante y de la Mora as Director   Mgmt   For   Against

Reelect Ignacio Ferrero Jordi as Director   Mgmt   For   Against
Approve Merger by Absorption of Unnim Banc SA   Mgmt   For   For
Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves   Mgmt   For   For
Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves   Mgmt   For   For
Approve Deferred Share Bonus Plan for FY 2013   Mgmt   For   For
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Approve Company’s Corporate Web Site   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

M.D.C. Holdings, Inc.

 

Meeting Date:    18-Mar-13    Country:    USA    Security ID:    552676108
Record Date:    30-Jan-13    Meeting Type:    Annual    Ticker:    MDC

 

CUSIP: 552676108    ISIN: US5526761086    SEDOL: 2561204

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael A. Berman   Mgmt   For   For
Elect Director Herbert T. Buchwald   Mgmt   For   For
Elect Director Larry A. Mizel   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Vantage Drilling Company

 

Meeting Date:    18-Mar-13    Country:    Cayman Islands    Security ID:    G93205113
Record Date:    22-Jan-13    Meeting Type:    Annual    Ticker:    VTG

 

CUSIP: G93205113    ISIN: KYG932051132    SEDOL: B39YS98

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Paul A. Bragg as Director   Mgmt   For   For
Elect Steven Bradshaw as Director   Mgmt   For   For
Elect Jorge E. Estrada as Director   Mgmt   For   For
Elect Robert F. Grantham as Director   Mgmt   For   For
Elect Marcelo D. Guiscardo as Director   Mgmt   For   For
Elect Ong Tian Khiam as Director   Mgmt   For   For
Elect Duke R. Ligon as Director   Mgmt   For   For
Elect John C.G. O’Leary as Director   Mgmt   For   For
Elect Steinar Thomassen as Director   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Approve Material Terms of Executive Officer Performance Goals   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SYNNEX Corporation

 

Meeting Date:    19-Mar-13    Country:    USA    Security ID:    87162W100
Record Date:    07-Feb-13    Meeting Type:    Annual    Ticker:    SNX

 

CUSIP: 87162W100    ISIN: US87162W1009    SEDOL: 2002554

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dwight Steffensen   Mgmt   For   For
Elect Director Kevin Murai   Mgmt   For   For
Elect Director Fred Breidenbach   Mgmt   For   For

Elect Director Hau Lee   Mgmt   For   For
Elect Director Matthew Miau   Mgmt   For   For
Elect Director Dennis Polk   Mgmt   For   For
Elect Director Gregory Quesnel   Mgmt   For   For
Elect Director Thomas Wurster   Mgmt   For   For
Elect Director Duane Zitzner   Mgmt   For   For
Elect Director Andrea Zulberti   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Hewlett-Packard Company

 

Meeting Date:    20-Mar-13    Country:    USA    Security ID:    428236103
Record Date:    22-Jan-13    Meeting Type:    Annual    Ticker:    HPQ

 

CUSIP: 428236103    ISIN: US4282361033    SEDOL: 2424006

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Marc L. Andreessen   Mgmt   For   For
Elect Director Shumeet Banerji   Mgmt   For   For
Elect Director Rajiv L. Gupta   Mgmt   For   For
Elect Director John H. Hammergren   Mgmt   For   Against
Elect Director Raymond J. Lane   Mgmt   For   Against
Elect Director Ann M. Livermore   Mgmt   For   For
Elect Director Gary M. Reiner   Mgmt   For   For
Elect Director Patricia F. Russo   Mgmt   For   For
Elect Director G. Kennedy Thompson   Mgmt   For   Against
Elect Director Margaret C. Whitman   Mgmt   For   For
Elect Director Ralph V. Whitworth   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Proxy Access Right   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Establish Environmental/Social Issue Board Committee   SH   Against   Against
Amend Human Rights Policies   SH   Against   Against
Stock Retention/Holding Period   SH   Against   For

Novo Nordisk A/S

 

Meeting Date:    20-Mar-13    Country:    Denmark    Security ID:    K7314N152
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    NOVO B

 

CUSIP: K7314N152    ISIN: DK0060102614    SEDOL: 7077524

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Report of Board   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration of Directors for 2012 in the Aggregate Amount of DKK 9.4 Million   Mgmt   For   For
Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work   Mgmt   For   For
Approve Allocation of Income and Dividends of DKK 18 per Share   Mgmt   For   For
Elect Goran Ando (Chairman) as Director   Mgmt   For   For
Elect Jeppe Christiansen (Vice Chairman) as New Director   Mgmt   For   For
Elect Bruno Angelici as Director   Mgmt   For   For
Elect Henrik Gürtler as Director   Mgmt   For   For
Elect Liz Hewitt as Director   Mgmt   For   For

Elect Thomas Koestler as Director   Mgmt   For   For
Elect Hannu Ryöppönen as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve DKK 10 Million Reduction in Class B Share Capital via Share Cancellation   Mgmt   For   For
Approve Creation of up to DKK 78 Million Pool of Capital with or without Preemptive Rights   Mgmt   For   For
Authorize Repurchase up to 10 Percent of Share Capital   Mgmt   For   For
Approve Guidelines for Incentive-Based Compensation for Executive Management and Board   Mgmt   For   For
Other Business   Mgmt    

Banco Santander S.A.

 

Meeting Date:    21-Mar-13    Country:    Spain    Security ID:    E19790109
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    SAN

 

CUSIP: E19790109    ISIN: ES0113900J37    SEDOL: 5705946

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Reelect Guillermo de la Dehesa Romero as Director   Mgmt   For   For
Reelect Abel Matutes Juan as Director   Mgmt   For   For
Reelect Ángel Jado Becerro de Bengoa as Director   Mgmt   For   For
Reelect Javier Botín-Sanz de Sautuola y O’Shea as Director   Mgmt   For   Against
Reelect Isabel Tocino Biscarolasaga as Director   Mgmt   For   For
Reelect Fernando de Asúa Álvarez as Director   Mgmt   For   Against
Renew Appointment of Deloitte as Auditor   Mgmt   For   For

Approve Company’s Corporate Website   Mgmt   For   For
Approve Acquisition of Banco Español de Crédito SA   Mgmt   For   For
Approve Merger by Absorption of Banif Sa   Mgmt   For   For
Amend Article 58 Re: Board Remuneration   Mgmt   For   For
Amend Article 61 Re: Company’s Corporate Website   Mgmt   For   For
Approve Capital Raising   Mgmt   For   For
Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For

Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion   Mgmt   For   For
Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

Canon Inc.

 

Meeting Date:    28-Mar-13    Country:    Japan    Security ID:    J05124144
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    7751

 

CUSIP: J05124144    ISIN: JP3242800005    SEDOL: 6172323

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 70   Mgmt   For   For
Elect Director Mitarai, Fujio   Mgmt   For   Against
Elect Director Tanaka, Toshizo   Mgmt   For   For
Elect Director Ikoma, Toshiaki   Mgmt   For   For
Elect Director Watanabe, Kunio   Mgmt   For   For
Elect Director Adachi, Yoroku   Mgmt   For   For
Elect Director Mitsuhashi, Yasuo   Mgmt   For   For
Elect Director Matsumoto, Shigeyuki   Mgmt   For   For
Elect Director Homma, Toshio   Mgmt   For   For
Elect Director Nakaoka, Masaki   Mgmt   For   For
Elect Director Honda, Haruhisa   Mgmt   For   For
Elect Director Ozawa, Hideki   Mgmt   For   For

Elect Director Maeda, Masaya   Mgmt   For   For
Elect Director Tani, Yasuhiro   Mgmt   For   For
Elect Director Araki, Makoto   Mgmt   For   For
Elect Director Suematsu, Hiroyuki   Mgmt   For   For
Elect Director Uzawa, Shigeyuki   Mgmt   For   For
Elect Director Nagasawa, Kenichi   Mgmt   For   For
Elect Director Otsuka, Naoji   Mgmt   For   For
Elect Director Yamada, Masanori   Mgmt   For   For
Elect Director Wakiya, Aitake   Mgmt   For   For
Elect Director Ono, Kazuto   Mgmt   For   For
Approve Special Payments in Connection with Abolition of Retirement Bonus System   Mgmt   For   Against
Approve Adjustment to Aggregate Compensation Ceiling for Directors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Ericsson

 

Meeting Date:    09-Apr-13    Country:    Sweden    Security ID:    W26049119
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    ERICB

 

CUSIP: W26049119    ISIN: SE0000108656    SEDOL: 5959378

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Receive President’s Report   Mgmt    

Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 2.75 per Share   Mgmt   For   For
Presentation of Nominating Committee’s Proposals   Mgmt    
Determine Number of Members (12) and Deputy Members of Board (0)   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 3.85 Million to the Chairman and SEK 900,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work   Mgmt   For   For
Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, A. Izosimov, U. Johansson, S. Martin- Lof, H. Vestberg, and J. Wallenberg as Directors; Elect N. Denzel, K. Lund, and P. Ostberg as New Directors   Mgmt   For   For
Approve Remuneration of Auditors   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For

Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Approve 2013 Share Matching Plan for All Employees   Mgmt   For   For
Authorize Reissuance of 11.9 Million Repurchased Class B Shares for 2013 Share Matching Plan for All Employees   Mgmt   For   For
Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2   Mgmt   For   Against
Approve 2013 Share Matching Plan for Key Contributors   Mgmt   For   For
Authorize Reissuance of 8.7 Million Repurchased Class B Shares for 2013 Share Matching Plan for Key Contributors   Mgmt   For   For
Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5   Mgmt   For   Against
Approve 2013 Restricted Stock Plan for Executives   Mgmt   For   For
Authorize Reissuance of 6 Million Repurchased Class B Shares for 2013 Restricted Stock Plan for Executives   Mgmt   For   For
Approve Swap Agreement with Third Party as Alternative to Item 11.8   Mgmt   For   Against

Authorize Reissuance of up to 18.2 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2009, 2010, 2011 and 2012 Long-Term Variable Compensation Plans   Mgmt   For   For
Shareholder Proposal   Mgmt    
Amend Articles Re: Insert Gender Quota for Board of Directors   SH   None   For
Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting   SH   None   For
Request Board to Take Necessary Action to Create a Shareholders Association   SH   None   Against
Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies   SH   None   Against
Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders   SH   None   Against
Close Meeting   Mgmt    

Daimler AG

 

Meeting Date:    10-Apr-13    Country:    Germany    Security ID:    D1668R123
Record Date:       Meeting Type:    Annual    Ticker:    DAI

 

CUSIP: D1668R123    ISIN: DE0007100000    SEDOL: 5529027

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.20 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For

Ratify KPMG AG as Auditors for Fiscal 2012   Mgmt   For   For
Relect Sari Baldauf to the Supervisory Board   Mgmt   For   For
Relect Juergen Hambrecht to the Supervisory Board   Mgmt   For   For
Elect Andrea Jung to the Supervisory Board   Mgmt   For   For

Lennar Corporation

 

Meeting Date:    10-Apr-13    Country:    USA    Security ID:    526057104
Record Date:    15-Feb-13    Meeting Type:    Annual    Ticker:    LEN

 

CUSIP: 526057104    ISIN: US5260571048    SEDOL: 2511920

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Irving Bolotin   Mgmt   For   For
Elect Director Steven L. Gerard   Mgmt   For   Withhold

Elect Director Theron I. (Tig) Gilliam   Mgmt   For   Withhold
Elect Director Sherrill W. Hudson   Mgmt   For   Withhold
Elect Director R. Kirk Landon   Mgmt   For   Withhold
Elect Director Sidney Lapidus   Mgmt   For   For
Elect Director Stuart A. Miller   Mgmt   For   For

Elect Director Jeffrey Sonnenfeld   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Schlumberger Limited

 

Meeting Date:    10-Apr-13    Country:    Curacao    Security ID:    806857108
Record Date:    20-Feb-13    Meeting Type:    Annual    Ticker:    SLB

 

CUSIP: 806857108    ISIN: AN8068571086    SEDOL: 2779201

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter L.S. Currie   Mgmt   For   For
Elect Director Tony Isaac   Mgmt   For   For

Elect Director K. Vaman Kamath   Mgmt   For   For
Elect Director Paal Kibsgaard   Mgmt   For   For
Elect Director Nikolay Kudryavtsev   Mgmt   For   For
Elect Director Adrian Lajous   Mgmt   For   For
Elect Director Michael E. Marks   Mgmt   For   For
Elect Director Lubna S. Olayan   Mgmt   For   For
Elect Director L. Rafael Reif   Mgmt   For   For
Elect Director Tore I. Sandvold   Mgmt   For   For
Elect Director Henri Seydoux   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt and Approve Financials and Dividends   Mgmt   For   For
Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Amend Employee Stock Purchase Plan   Mgmt   For   For

BP plc

 

Meeting Date:    11-Apr-13    Country:    United Kingdom    Security ID:    G12793108
Record Date:    09-Apr-13    Meeting Type:    Annual    Ticker:    BP.

 

CUSIP: G12793108    ISIN: GB0007980591    SEDOL: 0798059

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Bob Dudley as Director   Mgmt   For   For
Re-elect Iain Conn as Director   Mgmt   For   For
Re-elect Dr Brian Gilvary as Director   Mgmt   For   For
Re-elect Paul Anderson as Director   Mgmt   For   For

Re-elect Frank Bowman as Director   Mgmt   For   For
Re-elect Antony Burgmans as Director   Mgmt   For   For
Re-elect Cynthia Carroll as Director   Mgmt   For   For
Re-elect George David as Director   Mgmt   For   For
Re-elect Ian Davis as Director   Mgmt   For   For
Re-elect Dame Ann Dowling as Director   Mgmt   For   For
Re-elect Brendan Nelson as Director   Mgmt   For   For
Re-elect Phuthuma Nhleko as Director   Mgmt   For   For
Re-elect Andrew Shilston as Director   Mgmt   For   For
Re-elect Carl-Henric Svanberg as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Deutsche Bank AG

 

Meeting Date:    11-Apr-13    Country:    Germany    Security ID:    D18190898
Record Date:       Meeting Type:    Special    Ticker:    DBK

 

CUSIP: D18190898    ISIN: DE0005140008    SEDOL: 5750355

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Confirm 2012 AGM Resolution to Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For
Confirm 2012 AGM Resolution to Ratify KPMG AG as Auditors for Fiscal 2012   Mgmt   For   For
Confirm 2012 AGM Resolution to Elect Paul Achleitner to the Supervisory Board   Mgmt   For   For

Confirm 2012 AGM Resolution to Elect Peter Loescher to the Supervisory Board   Mgmt   For   For
Confirm 2012 AGM Resolution to Elect Klaus Ruediger Truetzschler to the Supervisory Board   Mgmt   For   For

H.B. Fuller Company

 

Meeting Date:    11-Apr-13    Country:    USA    Security ID:    359694106
Record Date:    13-Feb-13    Meeting Type:    Annual    Ticker:    FUL

 

CUSIP: 359694106    ISIN: US3596941068    SEDOL: 2354664

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dante C. Parrini   Mgmt   For   For
Elect Director John C. van Roden, Jr.   Mgmt   For   For
Elect Director James J. Owens   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against

Hancock Holding Company

 

Meeting Date:    12-Apr-13    Country:    USA    Security ID:    410120109
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    HBHC

 

CUSIP: 410120109    ISIN: US4101201097    SEDOL: 2415497

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James B. Estabrook, Jr.   Mgmt   For   For
Elect Director Hardy B. Fowler   Mgmt   For   For
Elect Director Randall W. Hanna   Mgmt   For   For

Elect Director Eric J. Nickelsen   Mgmt   For   For
Elect Director Robert W. Roseberry   Mgmt   For   For
Elect Director Anthony J. Topazi   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

A. O. Smith Corporation

 

Meeting Date:    15-Apr-13    Country:    USA    Security ID:    831865209
Record Date:    18-Feb-13    Meeting Type:    Annual    Ticker:    AOS

 

CUSIP: 831865209    ISIN: US8318652091    SEDOL: 2816023

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gloster B. Current, Jr.   Mgmt   For   For
Elect Director William P. Greubel   Mgmt   For   For
Elect Director Idelle K. Wolf   Mgmt   For   For
Elect Director Gene C. Wulf   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Reduce Authorized Class A Common Stock   Mgmt   For   For

Stanley Black & Decker, Inc.

 

Meeting Date:    16-Apr-13    Country:    USA    Security ID:    854502101
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    SWK

 

CUSIP: 854502101    ISIN: US8545021011    SEDOL: B3Q2FJ4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George W. Buckley   Mgmt   For   For
Elect Director Patrick D. Campbell   Mgmt   For   For
Elect Director Carlos M. Cardoso   Mgmt   For   For
Elect Director Robert B. Coutts   Mgmt   For   For
Elect Director Benjamin H. Griswold, IV   Mgmt   For   For

Elect Director John F. Lundgren   Mgmt   For   For
Elect Director Anthony Luiso   Mgmt   For   For
Elect Director Marianne M. Parrs   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

U.S. Bancorp

 

Meeting Date:    16-Apr-13    Country:    USA    Security ID:    902973304
Record Date:    20-Feb-13    Meeting Type:    Annual    Ticker:    USB

 

CUSIP: 902973304    ISIN: US9029733048    SEDOL: 2736035

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Douglas M. Baker, Jr.   Mgmt   For   For
Elect Director Y. Marc Belton   Mgmt   For   For
Elect Director Victoria Buyniski Gluckman   Mgmt   For   For
Elect Director Arthur D. Collins, Jr.   Mgmt   For   For
Elect Director Richard K. Davis   Mgmt   For   For
Elect Director Roland A. Hernandez   Mgmt   For   For
Elect Director Doreen Woo Ho   Mgmt   For   For
Elect Director Joel W. Johnson   Mgmt   For   For
Elect Director Olivia F. Kirtley   Mgmt   For   For
Elect Director Jerry W. Levin   Mgmt   For   For
Elect Director David B. O’Maley   Mgmt   For   For
Elect Director O’dell M. Owens   Mgmt   For   For
Elect Director Craig D. Schnuck   Mgmt   For   For

Elect Director Patrick T. Stokes   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Vinci

 

Meeting Date:    16-Apr-13    Country:    France    Security ID:    F5879X108
Record Date:    10-Apr-13    Meeting Type:    Annual/Special    Ticker:    DG

 

CUSIP: F5879X108    ISIN: FR0000125486    SEDOL: B1XH026

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    

Accept Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.77 per Share   Mgmt   For   For
Approve Stock Dividend Program (Cash or Shares)   Mgmt   For   For
Reelect Michael Pragnell as Director   Mgmt   For   For
Elect Yannick Assouad as Director   Mgmt   For   For
Elect Graziella Gavezotti as Director   Mgmt   For   For
Renew Appointment of Deloitte et Associes as Auditor   Mgmt   For   For
Appoint KPMG Audit IS as Auditor   Mgmt   For   For
Renew Appointment of BEAS Sarl as Alternate Auditor   Mgmt   For   For
Appoint KPMG Audit ID as Alternate Auditor   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For

Approve Transaction with Vinci Energies Re: Participation in Cegelec Entreprise   Mgmt   For   For
Approve Transaction with YTSeuropaconsultants Re: Consulting Services   Mgmt   For   Against
Approve Transaction with Vinci Deutschland   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million   Mgmt   For   For
Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   For   For
Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For

Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   Against
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

The Sherwin-Williams Company

 

Meeting Date:    17-Apr-13    Country:    USA    Security ID:    824348106
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    SHW

 

CUSIP: 824348106    ISIN: US8243481061    SEDOL: 2804211

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arthur F. Anton   Mgmt   For   For

Elect Director Christopher M. Connor   Mgmt   For   For
Elect Director David F. Hodnik   Mgmt   For   For
Elect Director Thomas G. Kadien   Mgmt   For   For
Elect Director Richard J. Kramer   Mgmt   For   For
Elect Director Susan J. Kropf   Mgmt   For   For
Elect Director Richard K. Smucker   Mgmt   For   For
Elect Director John M. Stropki   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date:    18-Apr-13    Country:    France    Security ID:    F58485115
Record Date:    12-Apr-13    Meeting Type:    Annual/Special    Ticker:    MC

 

CUSIP: F58485115    ISIN: FR0000121014    SEDOL: 4061412

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Accept Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   Against
Approve Allocation of Income and Dividends of EUR 2.90 per Share   Mgmt   For   For
Reelect Bernard Arnault as Director   Mgmt   For   Against
Reelect Bernadette Chirac as Director   Mgmt   For   For
Reelect Nicholas Clive Worms as Director   Mgmt   For   Against
Reelect Charles de Croisset as Director   Mgmt   For   For

Reelect Francesco Trapani as Director   Mgmt   For   Against
Reelect Hubert Vedrine as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Approve Reduction in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   For   Against
Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year up to EUR 50 Million Reserved for Qualified Investors or Restricted Number of Investors   Mgmt   For   Against
Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 15 and 16 Above   Mgmt   For   Against

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15 to 17   Mgmt   For   Against
Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers   Mgmt   For   Against
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million   Mgmt   For   For
Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Amend Article 18 and 29 of Bylaws Re: Related- Party Transactions, Stock Dividend Program   Mgmt   For   Against

Rio Tinto plc

 

Meeting Date:    18-Apr-13    Country:    United Kingdom    Security ID:    G75754104
Record Date:    16-Apr-13    Meeting Type:    Annual    Ticker:    RIO

 

CUSIP: G75754104    ISIN: GB0007188757    SEDOL: 0718875

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Robert Brown as Director   Mgmt   For   For
Re-elect Vivienne Cox as Director   Mgmt   For   For
Re-elect Jan du Plessis as Director   Mgmt   For   For
Re-elect Guy Elliott as Director   Mgmt   For   For

Re-elect Michael Fitzpatrick as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Richard Goodmanson as Director   Mgmt   For   For
Re-elect Lord Kerr as Director   Mgmt   For   For
Re-elect Chris Lynch as Director   Mgmt   For   For
Re-elect Paul Tellier as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For
Re-elect Sam Walsh as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Approve Performance Share Plan   Mgmt   For   For
Resolutions 18 to 21 will be Voted on by Rio Tinto plc Shareholders Only   Mgmt    
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For

Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Anglo American plc

 

Meeting Date:    19-Apr-13    Country:    United Kingdom    Security ID:    G03764134
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    AAL

 

CUSIP: G03764134    ISIN: GB00B1XZS820    SEDOL: B1XZS82

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Mark Cutifani as Director   Mgmt   For   For

Elect Byron Grote as Director   Mgmt   For   For
Elect Anne Stevens as Director   Mgmt   For   For
Re-elect David Challen as Director   Mgmt   For   For
Re-elect Sir CK Chow as Director   Mgmt   For   For
Re-elect Sir Philip Hampton as Director   Mgmt   For   For
Re-elect Rene Medori as Director   Mgmt   For   For
Re-elect Phuthuma Nhleko as Director   Mgmt   For   For
Re-elect Ray O’Rourke as Director   Mgmt   For   For
Re-elect Sir John Parker as Director   Mgmt   For   For
Re-elect Jack Thompson as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For

Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Seaboard Corporation

 

Meeting Date:    22-Apr-13    Country:    USA    Security ID:    811543107
Record Date:    08-Mar-13    Meeting Type:    Annual    Ticker:    SEB

 

CUSIP: 811543107    ISIN: US8115431079    SEDOL: 2786687

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven J. Bresky   Mgmt   For   Withhold
Elect Director David A. Adamsen   Mgmt   For   Withhold
Elect Director Douglas W. Baena   Mgmt   For   Withhold

Elect Director Joseph E. Rodrigues   Mgmt   For   Withhold
Elect Director Edward I. Shifman, Jr.   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Report on Charitable, Political and Lobbying Contributions   SH   Against   For

Centene Corporation

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    15135B101
Record Date:    22-Feb-13    Meeting Type:    Annual    Ticker:    CNC

 

CUSIP: 15135B101    ISIN: US15135B1017    SEDOL: 2807061

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Orlando Ayala   Mgmt   For   For
Elect Director Pamela A. Joseph   Mgmt   For   For
Elect Director Tommy G. Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Dana Holding Corporation

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    235825205
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    DAN

 

CUSIP: 235825205    ISIN: US2358252052    SEDOL: B2PFJR3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Virginia A. Kamsky   Mgmt   For   For
Elect Director Terrence J. Keating   Mgmt   For   For
Elect Director Joseph C. Muscari   Mgmt   For   For
Elect Director Steven B. Schwarzwaelder   Mgmt   For   For
Elect Director Richard F. Wallman   Mgmt   For   For
Elect Director Keith E. Wandell   Mgmt   For   For
Elect Director Roger J. Wood   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For

GDF Suez

 

Meeting Date:    23-Apr-13    Country:    France    Security ID:    F42768105
Record Date:    17-Apr-13    Meeting Type:    Annual/Special    Ticker:    GSZ

 

CUSIP: F42768105    ISIN: FR0010208488    SEDOL: B0C2CQ3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For

Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related- Party Transactions Regarding New Transactions   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Ratify Appointment of Ann-Kristin Achleitner as Director   Mgmt   For   For
Elect Jonathan Reynolds as Representative of Employee Shareholders to the Board   Mgmt   None   Against
Elect Caroline Simon as Representative of Employee Shareholders to the Board   Mgmt   None   Against
Extraordinary Business   Mgmt    
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   For

Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for A few Employees and Corporate Officers   Mgmt   For   For
Amend Article 13.3 of Bylaws Re: Representative of Employee Shareholders Length of Term   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Shareholder Proposal Submitted by Link France FCPE, French employee mutual fund   Mgmt    
Approve Dividends of EUR 0.83 per Share   SH   Against   Against

H & M Hennes & Mauritz

 

Meeting Date:    23-Apr-13    Country:    Sweden    Security ID:    W41422101
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    HMB

 

CUSIP: W41422101    ISIN: SE0000106270    SEDOL: 5687431

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Receive President’s Report; Allow Questions   Mgmt    
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Receive Auditor Report   Mgmt    
Receive Chairman Report   Mgmt    
Receive Nominating Committee Report   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For

Approve Allocation of Income and Dividends of SEK 9.50 per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Determine Number of Members (8) and Deputy Members (0) of Board   Mgmt   For   For
Approve Remuneration of Directors; Approve Remuneration of Auditors   Mgmt   For   For
Reelect Mia Brunell Livfors, Anders Dahlvig, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson (Chair), Melker Schörling and Christian Sievert as Directors   Mgmt   For   Against
Ratify Ernst & Young as Auditors   Mgmt   For   For
Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson to the Nominating Committee; Approve Nominating Committee Guidelines   Mgmt   For   Against
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Amend All-Employee Incentive Plan   Mgmt   For   For
Close Meeting   Mgmt    

ROLLINS, INC.

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    775711104
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    ROL

 

CUSIP: 775711104    ISIN: US7757111049    SEDOL: 2747305

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bill J. Dismuke   Mgmt   For   For
Elect Director Thomas J. Lawley   Mgmt   For   For
Elect Director John F. Wilson   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

T. Rowe Price Group, Inc.

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    74144T108
Record Date:    21-Feb-13    Meeting Type:    Annual    Ticker:    TROW

 

CUSIP: 74144T108    ISIN: US74144T1088    SEDOL: 2702337

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edward C. Bernard   Mgmt   For   For
Elect Director James T. Brady   Mgmt   For   For
Elect Director Mary K. Bush   Mgmt   For   For
Elect Director Donald B. Hebb, Jr.   Mgmt   For   For
Elect Director Freeman A. Hrabowski, III   Mgmt   For   For
Elect Director James A.C. Kennedy   Mgmt   For   For
Elect Director Robert F. MacLellan   Mgmt   For   For
Elect Director Brian C. Rogers   Mgmt   For   For

Elect Director Alfred Sommer   Mgmt   For   For
Elect Director Dwight S. Taylor   Mgmt   For   For
Elect Director Anne Marie Whittemore   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

VF Corporation

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    918204108
Record Date:    05-Mar-13    Meeting Type:    Annual    Ticker:    VFC

 

CUSIP: 918204108    ISIN: US9182041080    SEDOL: 2928683

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard T. Carucci   Mgmt   For   For

Elect Director Juliana L. Chugg   Mgmt   For   For
Elect Director George Fellows   Mgmt   For   For
Elect Director Clarence Otis, Jr.   Mgmt   For   For
Elect Director Matthew J. Shattock   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Wells Fargo & Company

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    949746101
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    WFC

 

CUSIP: 949746101    ISIN: US9497461015    SEDOL: 2649100

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Baker, II   Mgmt   For   For
Elect Director Elaine L. Chao   Mgmt   For   For
Elect Director John S. Chen   Mgmt   For   For
Elect Director Lloyd H. Dean   Mgmt   For   For
Elect Director Susan E. Engel   Mgmt   For   For
Elect Director Enrique Hernandez, Jr.   Mgmt   For   For
Elect Director Donald M. James   Mgmt   For   For
Elect Director Cynthia H. Milligan   Mgmt   For   For
Elect Director Federico F. Pena   Mgmt   For   For
Elect Director Howard V. Richardson   Mgmt   For   For
Elect Director Judith M. Runstad   Mgmt   For   For
Elect Director Stephen W. Sanger   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Susan G. Swenson   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   Against
Review Fair Housing and Fair Lending Compliance   SH   Against   For

Anheuser-Busch InBev SA

 

Meeting Date:    24-Apr-13    Country:    Belgium    Security ID:    B6399C107
Record Date:    10-Apr-13    Meeting Type:    Annual/Special    Ticker:    ABI

 

CUSIP: B6399C107    ISIN: BE0003793107    SEDOL: 4755317

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    
Receive Special Board Report   Mgmt    
Receive Special Auditor Report   Mgmt    
Eliminate Preemptive Rights Re: Issuance of Subscription Rights   Mgmt   For   Against
Approve Non-Employee Director Stock Option Plan: Issuance of 185,000 Warrants   Mgmt   For   Against
Renew Authorization to Increase Share Capital within the Framework of Authorized Capital: Issuance of Warrants under item A1d   Mgmt   For   Against
Approve Deviation from Belgian Company Law Provision Re: Grant of Warrants to Non-Executive Directors   Mgmt   For   Against
Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   For   Against
Annual Meeting   Mgmt    
Receive Directors’ Reports (Non-Voting)   Mgmt    
Receive Auditors’ Reports (Non-Voting)   Mgmt    
Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Mgmt    

Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.70 per Share   Mgmt   For   For
Approve Discharge of Directors   Mgmt   For   For
Approve Discharge of Auditors   Mgmt   For   For
Reelect Kees Storm as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors and Approve Auditors’ Remuneration of EUR 75,000   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Stock Option Plan Grants   Mgmt   For   Against
Approve Remuneration of Directors   Mgmt   For   For
Approve Change-of-Control Clause Re : Updated EMTN Program   Mgmt   For   For
Approve Change-of-Control Clause Re : Senior Facilities Agreement   Mgmt   For   For
Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   For   For

ASML Holding NV

 

Meeting Date:    24-Apr-13    Country:    Netherlands    Security ID:    N0026A102
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N07059178    ISIN: NL0010273215    SEDOL: B929F46

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Discuss the Company’s Business, Financial Situation and Sustainability   Mgmt    
Adopt Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For

Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 0.53 Per Share   Mgmt   For   For
Approve Remuneration Policy 2014 for Management Board Members   Mgmt   For   For
Approve Performance Share Arrangement According to Remuneration Policy 2010   Mgmt   For   For
Approve Performance Share Arrangement According to Remuneration Policy 2014   Mgmt   For   For
Approve Numbers of Stock Options, Respectively Shares, for Employees   Mgmt   For   For
Announce Intention to Reappoint F.J. van Hout to Management Board   Mgmt    
Reelect H.C.J. van den Burg to Supervisory Board   Mgmt   For   For
Reelect P.F.M. van der Meer Mohr to Supervisory Board   Mgmt   For   For
Reelect W.H. Ziebart to Supervisory Board   Mgmt   For   For
Elect D.A. Grose to Supervisory Board   Mgmt   For   For
Elect C.M.S. Smits-Nusteling to Supervisory Board   Mgmt   For   For
Announcement of Retirement of Supervisory Board Members F.W. Fröhlich and OB Bilous by Rotation in 2014   Mgmt    
Ratify Deloitte Accountants as Auditors   Mgmt   For   For

Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 15a   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 15c   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Cancellation of Repurchased Shares   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

Citigroup Inc.

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    172967424
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    C

 

CUSIP: 172967424    ISIN: US1729674242    SEDOL: 2297907

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael L. Corbat   Mgmt   For   For
Elect Director Franz B. Humer   Mgmt   For   For
Elect Director Robert L. Joss   Mgmt   For   For
Elect Director Michael E. O’Neill   Mgmt   For   For
Elect Director Judith Rodin   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For
Elect Director Anthony M. Santomero   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For

Elect Director Diana L. Taylor   Mgmt   For   For
Elect Director William S. Thompson, Jr.   Mgmt   For   For
Elect Director Ernesto Zedillo Ponce de Leon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Stock Retention/Holding Period   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Amend Indemnifications Provisions   SH   Against   Against

E. I. DU PONT DE NEMOURS AND COMPANY

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    263534109
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    DD

 

CUSIP: 263534109    ISIN: US2635341090    SEDOL: 2018175

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lamberto Andreotti   Mgmt   For   For
Elect Director Richard H. Brown   Mgmt   For   For
Elect Director Robert A. Brown   Mgmt   For   For
Elect Director Bertrand P. Collomb   Mgmt   For   For
Elect Director Curtis J. Crawford   Mgmt   For   For
Elect Director Alexander M. Cutler   Mgmt   For   For
Elect Director Eleuthere I. Du Pont   Mgmt   For   For
Elect Director Marillyn A. Hewson   Mgmt   For   For
Elect Director Lois D. Juliber   Mgmt   For   For
Elect Director Ellen J. Kullman   Mgmt   For   For
Elect Director Lee M. Thomas   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Report on Genetically Engineered Seed   SH   Against   Against
Report on Pay Disparity   SH   Against   Against

Eaton Corporation plc

 

Meeting Date:    24-Apr-13    Country:    Ireland    Security ID:    G29183103
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    ETN

 

CUSIP: 278058102    ISIN: IE00B8KQN827    SEDOL: B8KQN82

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George S. Barrett   Mgmt   For   For

Elect Director Todd M. Bluedorn   Mgmt   For   For
Elect Director Christopher M. Connor   Mgmt   For   For
Elect Director Michael J. Critelli   Mgmt   For   For
Elect Director Alexander M. Cutler   Mgmt   For   For
Elect Director Charles E. Golden   Mgmt   For   For
Elect Director Linda A. Hill   Mgmt   For   For
Elect Director Arthur E. Johnson   Mgmt   For   For
Elect Director Ned C. Lautenbach   Mgmt   For   For
Elect Director Deborah L. McCoy   Mgmt   For   For
Elect Director Gregory R. Page   Mgmt   For   For
Elect Director Gerald B. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Approval of Overseas Market Purchases of the Company Shares   Mgmt   For   For
Approve the Price Range for the Reissuance of Shares   Mgmt   For   For

General Electric Company

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    369604103
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    GE

 

CUSIP: 369604103    ISIN: US3696041033    SEDOL: 2380498

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. Geoffrey Beattie   Mgmt   For   For
Elect Director John J. Brennan   Mgmt   For   For
Elect Director James I. Cash, Jr.   Mgmt   For   For

Elect Director Francisco D’Souza   Mgmt   For   For
Elect Director Marijn E. Dekkers   Mgmt   For   For
Elect Director Ann M. Fudge   Mgmt   For   For
Elect Director Susan Hockfield   Mgmt   For   For
Elect Director Jeffrey R. Immelt   Mgmt   For   For
Elect Director Andrea Jung   Mgmt   For   For
Elect Director Robert W. Lane   Mgmt   For   For
Elect Director Ralph S. Larsen   Mgmt   For   For

Elect Director Rochelle B. Lazarus   Mgmt   For   For
Elect Director James J. Mulva   Mgmt   For   For
Elect Director Mary L. Schapiro   Mgmt   For   For
Elect Director Robert J. Swieringa   Mgmt   For   For
Elect Director James S. Tisch   Mgmt   For   For
Elect Director Douglas A. Warner, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Cessation of All Stock Options and Bonuses   SH   Against   Against
Establish Term Limits for Directors   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against
Provide Right to Act by Written Consent   SH   Against   Against
Stock Retention/Holding Period   SH   Against   For
Require More Director Nominations Than Open Seats   SH   Against   Against

Signature Bank

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    82669G104
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    SBNY

 

CUSIP: 82669G104    ISIN: US82669G1040    SEDOL: B00JQL9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Judith Huntington   Mgmt   For   For
Elect Director Michael Pappagallo   Mgmt   For   For
Elect Director John Tamberlane   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SJW Corp.

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    784305104
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    SJW

 

CUSIP: 784305104    ISIN: US7843051043    SEDOL: 2811932

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Katharine Armstrong   Mgmt   For   For
Elect Director Walter J. Bishop   Mgmt   For   For
Elect Director Mark L. Cali   Mgmt   For   For
Elect Director Douglas R. King   Mgmt   For   For
Elect Director Ronald B. Moskovitz   Mgmt   For   For

Elect Director George E. Moss   Mgmt   For   For
Elect Director W. Richard Roth   Mgmt   For   For
Elect Director Robert A. Van Valer   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Coca-Cola Company

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    191216100
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    KO

 

CUSIP: 191216100    ISIN: US1912161007    SEDOL: 2206657

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Herbert A. Allen   Mgmt   For   For
Elect Director Ronald W. Allen   Mgmt   For   For
Elect Director Howard G. Buffett   Mgmt   For   For
Elect Director Richard M. Daley   Mgmt   For   For
Elect Director Barry Diller   Mgmt   For   For
Elect Director Helene D. Gayle   Mgmt   For   For
Elect Director Evan G. Greenberg   Mgmt   For   For
Elect Director Alexis M. Herman   Mgmt   For   For
Elect Director Muhtar Kent   Mgmt   For   For
Elect Director Robert A. Kotick   Mgmt   For   For
Elect Director Maria Elena Lagomasino   Mgmt   For   Against
Elect Director Donald F. McHenry   Mgmt   For   For
Elect Director Sam Nunn   Mgmt   For   For
Elect Director James D. Robinson, III   Mgmt   For   For
Elect Director Peter V. Ueberroth   Mgmt   For   For
Elect Director Jacob Wallenberg   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Provide Right to Call Special Meeting   Mgmt   For   For
Establish Board Committee on Human Rights   SH   Against   Against

Woodside Petroleum Ltd.

 

Meeting Date:    24-Apr-13    Country:    Australia    Security ID:    980228100
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    WPL

 

CUSIP: 980228100    ISIN: AU000000WPL2    SEDOL: 6979728

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Frank Cooper as a Director   Mgmt   For   For
Elect Andrew Jamieson as a Director   Mgmt   For   For
Elect Sarah Ryan as a Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For

Altra Holdings, Inc.

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    02208R106
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    AIMC

 

CUSIP: 02208R106    ISIN: US02208R1068    SEDOL: B1L82T2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edmund M. Carpenter   Mgmt   For   For
Elect Director Carl R. Christenson   Mgmt   For   For
Elect Director Lyle G. Ganske   Mgmt   For   For
Elect Director Michael L. Hurt   Mgmt   For   For

Elect Director Michael S. Lipscomb   Mgmt   For   For
Elect Director Larry McPherson   Mgmt   For   For
Elect Director James H. Woodward, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

AstraZeneca plc

 

Meeting Date:    25-Apr-13    Country:    United Kingdom    Security ID:    G0593M107
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    AZN

 

CUSIP: G0593M107    ISIN: GB0009895292    SEDOL: 0989529

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Re-elect Leif Johansson as Director   Mgmt   For   For
Elect Pascal Soriot as Director   Mgmt   For   For
Re-elect Simon Lowth as Director   Mgmt   For   For

Re-elect Genevieve Berger as Director   Mgmt   For   For
Re-elect Bruce Burlington as Director   Mgmt   For   For
Re-elect Graham Chipchase as Director   Mgmt   For   For
Re-elect Jean-Philippe Courtois as Director   Mgmt   For   For
Re-elect Rudy Markham as Director   Mgmt   For   For
Re-elect Nancy Rothwell as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For
Re-elect Marcus Wallenberg as Director   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Barclays plc

 

Meeting Date:    25-Apr-13    Country:    United Kingdom    Security ID:    G08036124
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    BARC

 

CUSIP: G08036124    ISIN: GB0031348658    SEDOL: 3134865

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Sir David Walker as Director   Mgmt   For   For
Elect Tim Breedon as Director   Mgmt   For   For
Elect Antony Jenkins as Director   Mgmt   For   For
Elect Diane de Saint Victor as Director   Mgmt   For   For
Re-elect David Booth as Director   Mgmt   For   For

Re-elect Fulvio Conti as Director   Mgmt   For   For
Re-elect Simon Fraser as Director   Mgmt   For   For
Re-elect Reuben Jeffery III as Director   Mgmt   For   For
Re-elect Chris Lucas as Director   Mgmt   For   For
Re-elect Dambisa Moyo as Director   Mgmt   For   For
Re-elect Sir Michael Rake as Director   Mgmt   For   For
Re-elect Sir John Sunderland as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Scrip Dividend Programme   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

British American Tobacco plc

 

Meeting Date:    25-Apr-13    Country:    United Kingdom    Security ID:    G1510J102
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    BATS

 

CUSIP: G1510J102    ISIN: GB0002875804    SEDOL: 0287580

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Re-elect Richard Burrows as Director   Mgmt   For   For
Re-elect John Daly as Director   Mgmt   For   For
Re-elect Karen de Segundo as Director   Mgmt   For   For
Re-elect Nicandro Durante as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Christine Morin-Postel as Director   Mgmt   For   For
Re-elect Gerry Murphy as Director   Mgmt   For   For
Re-elect Kieran Poynter as Director   Mgmt   For   For
Re-elect Anthony Ruys as Director   Mgmt   For   For

British American Tobacco plc

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Re-elect Ben Stevens as Director   Mgmt   For   For
Elect Richard Tubb as Director   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Corning Incorporated

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    219350105
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    GLW

 

CUSIP: 219350105    ISIN: US2193501051    SEDOL: 2224701

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Seely Brown   Mgmt   For   For
Elect Director Stephanie A. Burns   Mgmt   For   For
Elect Director John A. Canning, Jr.   Mgmt   For   For
Elect Director Richard T. Clark   Mgmt   For   For
Elect Director Robert F. Cummings, Jr.   Mgmt   For   For
Elect Director James B. Flaws   Mgmt   For   For
Elect Director Kurt M. Landgraf   Mgmt   For   For
Elect Director Kevin J. Martin   Mgmt   For   For
Elect Director Deborah D. Rieman   Mgmt   For   Against
Elect Director Hansel E. Tookes, II   Mgmt   For   For

Elect Director Wendell P. Weeks   Mgmt   For   For
Elect Director Mark S. Wrighton   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Danone

 

Meeting Date:    25-Apr-13    Country:    France    Security ID:    F12033134
Record Date:    19-Apr-13    Meeting Type:    Annual/Special    Ticker:    BN

 

CUSIP: F12033134    ISIN: FR0000120644    SEDOL: B1Y9TB3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    

Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.45 per Share   Mgmt   For   For
Relect Franck Riboud as Director   Mgmt   For   For
Relect Emmanuel Faber as Director   Mgmt   For   For
Approve Auditors’ Special Report Regarding New Related-Party Transactions   Mgmt   For   For
Approve Transaction with J.P. Morgan   Mgmt   For   Against
Approve Severance Payment Agreement with Franck Riboud   Mgmt   For   For
Approve Severance Payment Agreement with Emmanuel Faber   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 55.3 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 23.6 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capital Increase of Up to EUR 15.7 Million for Future Exchange Offers   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 40.7 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For

Amend Article 5 of Bylaws Re: Company’s Duration   Mgmt   For   For
Amend Article 22.II of Bylaws Re: Proxy Voting   Mgmt   For   For
Amend Article 24.I of Bylaws Re: Convening of General Meetings   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Edison International

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    281020107
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    EIX

 

CUSIP: 281020107    ISIN: US2810201077    SEDOL: 2829515

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jagjeet S. Bindra   Mgmt   For   For
Elect Director Vanessa C.L. Chang   Mgmt   For   For
Elect Director France A. Cordova   Mgmt   For   For
Elect Director Theodore F. Craver, Jr.   Mgmt   For   For
Elect Director Bradford M. Freeman   Mgmt   For   For
Elect Director Luis G. Nogales   Mgmt   For   For
Elect Director Ronald L. Olson   Mgmt   For   For
Elect Director Richard T. Schlosberg, III   Mgmt   For   For
Elect Director Thomas C. Sutton   Mgmt   For   For
Elect Director Peter J. Taylor   Mgmt   For   For
Elect Director Brett White   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Johnson & Johnson

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    478160104
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    JNJ

 

CUSIP: 478160104    ISIN: US4781601046    SEDOL: 2475833

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary Sue Coleman   Mgmt   For   For
Elect Director James G. Cullen   Mgmt   For   For
Elect Director Ian E.L. Davis   Mgmt   For   For
Elect Director Alex Gorsky   Mgmt   For   For
Elect Director Michael M.E. Johns   Mgmt   For   For
Elect Director Susan L. Lindquist   Mgmt   For   For
Elect Director Anne M. Mulcahy   Mgmt   For   For

Elect Director Leo F. Mullin   Mgmt   For   For
Elect Director William D. Perez   Mgmt   For   For
Elect Director Charles Prince   Mgmt   For   For
Elect Director A. Eugene Washington   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For
Screen Political Contributions for Consistency with Corporate Values   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Life Time Fitness, Inc.

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    53217R207
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    LTM

 

CUSIP: 53217R207    ISIN: US53217R2076    SEDOL: B01R1Z1

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bahram Akradi   Mgmt   For   For
Elect Director Giles H. Bateman   Mgmt   For   For
Elect Director Jack W. Eugster   Mgmt   For   For
Elect Director Guy C. Jackson   Mgmt   For   For

Life Time Fitness, Inc.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John K. Lloyd   Mgmt   For   For
Elect Director Martha A. Morfitt   Mgmt   For   For
Elect Director John B. Richards   Mgmt   For   For
Elect Director Joseph S. Vassalluzzo   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Muenchener Rueckversicherungs-Gesellschaft AG

 

Meeting Date:    25-Apr-13    Country:    Germany    Security ID:    D55535104
Record Date:       Meeting Type:    Annual    Ticker:    MUV2

 

CUSIP: D55535104    ISIN: DE0008430026    SEDOL: 5294121

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports, Including Corporate Governance and Remuneration Reports for Fiscal 2012(Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 7 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Elect Ann-Kristin Achleitner to the Supervisory Board   Mgmt   For   For

Amend Articles Re: Supervisory Board Remuneration   Mgmt   For   For
Approve Creation of EUR 280 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For

NewMarket Corporation

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    651587107
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    NEU

 

CUSIP: 651587107    ISIN: US6515871076    SEDOL: B01CGF1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Phyllis L. Cothran   Mgmt   For   For
Elect Director Mark M. Gambill   Mgmt   For   For
Elect Director Bruce C. Gottwald   Mgmt   For   For

Elect Director Thomas E. Gottwald   Mgmt   For   For
Elect Director Patrick D. Hanley   Mgmt   For   For
Elect Director James E. Rogers   Mgmt   For   For
Elect Director Charles B. Walker   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Pfizer Inc.

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    717081103
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    PFE

 

CUSIP: 717081103    ISIN: US7170811035    SEDOL: 2684703

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dennis A. Ausiello   Mgmt   For   Against
Elect Director M. Anthony Burns   Mgmt   For   Against
Elect Director W. Don Cornwell   Mgmt   For   For
Elect Director Frances D. Fergusson   Mgmt   For   For
Elect Director William H. Gray, III   Mgmt   For   Against
Elect Director Helen H. Hobbs   Mgmt   For   Against
Elect Director Constance J. Horner   Mgmt   For   Against
Elect Director James M. Kilts   Mgmt   For   For
Elect Director George A. Lorch   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director Ian C. Read   Mgmt   For   For
Elect Director Stephen W. Sanger   Mgmt   For   Against
Elect Director Marc Tessier-Lavigne   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For

Republic Bancorp, Inc./KY

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    760281204
Record Date:    15-Feb-13    Meeting Type:    Annual    Ticker:    RBCAA

 

CUSIP: 760281204    ISIN: US7602812049    SEDOL: 2277114

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Craig A. Greenberg   Mgmt   For   For
Elect Director Michael T. Rust   Mgmt   For   For
Elect Director Sandra Metts Snowden   Mgmt   For   For
Elect Director R. Wayne Stratton   Mgmt   For   For

Elect Director Susan Stout Tamme   Mgmt   For   For
Elect Director A. Scott Trager   Mgmt   For   For
Elect Director Steven E. Trager   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Schneider Electric SA

 

Meeting Date:    25-Apr-13    Country:    France    Security ID:    F86921107
Record Date:    19-Apr-13    Meeting Type:    Annual/Special    Ticker:    SU

 

CUSIP: F86921107    ISIN: FR0000121972    SEDOL: 4834108

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    

Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.87 per Share   Mgmt   For   For
Approve Additional Pension Scheme Agreement with the Members of the Management Board and the Chairman of the Supervisory Board   Mgmt   For   For

Approve Severance Payment Agreement with Jean-Pascal Tricoire   Mgmt   For   For
Reelect Gerard de La Martiniere as Supervisory Board Member   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Adopt One-Tiered Board Structure and Amend Articles 1, 11-21 and 22-28 of Bylaws Accordingly   Mgmt   For   Against
Transfer Outstanding Delegations of Powers to Issue Capital under Stock Purchase Plans from Management Board to Board of Directors   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million   Mgmt   For   For
Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 220 Million   Mgmt   For   For

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 10 and 12   Mgmt   For   For
Authorize Capital Increase of up to 9.9 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 110 Million   Mgmt   For   For
Authorize up to 1.8 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Ordinary Business   Mgmt    
Elect Jean-Pascal Tricoire as Director   Mgmt   For   Against
Elect Henri Lachmann as Director   Mgmt   For   For

Elect Leo Apotheker as Director   Mgmt   For   For
Elect Betsy Atkins as Director   Mgmt   For   For
Elect Gerard de La Martiniere as Director   Mgmt   For   For
Elect Xavier Fontanet Director   Mgmt   For   For
Elect Noel Forgeard as Director   Mgmt   For   For
Elect Antoine Gosset-Grainville as Director   Mgmt   For   For
Elect Willy R. Kissling as Director   Mgmt   For   For
Elect Cathy Kopp as Director   Mgmt   For   For
Elect Dominique Senequier as Director   Mgmt   For   For
Elect M.G. Richard Thoman as Director   Mgmt   For   For
Elect Serge Weinberg as Director   Mgmt   For   For
Elect Claude Briquet as Representative of Employee Shareholders to the Board   Mgmt   Against   Against
Elect Magali Herbaut as Representative of Employee Shareholders to the Board   Mgmt   For   For
Elect Thierry Jacquet as Representative of Employee Shareholders to the Board   Mgmt   Against   Against

Elect Jean-Michel Vedrine as Representative of Employee Shareholders to the Board   Mgmt   Against   Against
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Sensient Technologies Corporation

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    81725T100
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    SXT

 

CUSIP: 81725T100    ISIN: US81725T1007    SEDOL: 2923741

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Hank Brown   Mgmt   For   For

Elect Director Edward H. Cichurski   Mgmt   For   For
Elect Director Fergus M. Clydesdale   Mgmt   For   For
Elect Director James A. D. Croft   Mgmt   For   Withhold
Elect Director William V. Hickey   Mgmt   For   For
Elect Director Kenneth P. Manning   Mgmt   For   For
Elect Director Paul Manning   Mgmt   For   For
Elect Director Elaine R. Wedral   Mgmt   For   For
Elect Director Essie Whitelaw   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

SVB Financial Group

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    78486Q101
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    SIVB

 

CUSIP: 78486Q101    ISIN: US78486Q1013    SEDOL: 2808053

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Greg W. Becker   Mgmt   For   For
Elect Director Eric A. Benhamou   Mgmt   For   For
Elect Director David M. Clapper   Mgmt   For   For
Elect Director Roger F. Dunbar   Mgmt   For   For
Elect Director Joel P. Friedman   Mgmt   For   For
Elect Director C. Richard Kramlich   Mgmt   For   For
Elect Director Lata Krishnan   Mgmt   For   For
Elect Director Jeffrey N. Maggioncalda   Mgmt   For   For
Elect Director Kate D. Mitchell   Mgmt   For   For

Elect Director John F. Robinson   Mgmt   For   For
Elect Director Garen K. Staglin   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

TreeHouse Foods, Inc.

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    89469A104
Record Date:    05-Mar-13    Meeting Type:    Annual    Ticker:    THS

 

CUSIP: 89469A104    ISIN: US89469A1043    SEDOL: B095X84

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George V. Bayly   Mgmt   For   For
Elect Director Diana S. Ferguson   Mgmt   For   For

Elect Director Gary D. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Abbott Laboratories

 

Meeting Date:    26-Apr-13    Country:    USA    Security ID:    002824100
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    ABT

 

CUSIP: 002824100    ISIN: US0028241000    SEDOL: 2002305

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert J. Alpern   Mgmt   For   For
Elect Director Roxanne S. Austin   Mgmt   For   For
Elect Director Sally E. Blount   Mgmt   For   For

Elect Director W. James Farrell   Mgmt   For   For
Elect Director Edward M. Liddy   Mgmt   For   For
Elect Director Nancy McKinstry   Mgmt   For   For
Elect Director Phebe N. Novakovic   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   For
Elect Director Samuel C. Scott, III   Mgmt   For   For
Elect Director Glenn F. Tilton   Mgmt   For   For
Elect Director Miles D. White   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Label and Eliminate GMO Ingredients in Products   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Stock Retention/Holding Period   SH   Against   For
Cease Compliance Adjustments to Performance Criteria   SH   Against   For
Pro-rata Vesting of Equity Awards   SH   Against   Against

AT&T Inc.

 

Meeting Date:    26-Apr-13    Country:    USA    Security ID:    00206R102
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    T

 

CUSIP: 00206R102    ISIN: US00206R1023    SEDOL: 2831811

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Randall L. Stephenson   Mgmt   For   For
Elect Director Gilbert F. Amelio   Mgmt   For   For
Elect Director Reuben V. Anderson   Mgmt   For   For
Elect Director James H. Blanchard   Mgmt   For   For
Elect Director Jaime Chico Pardo   Mgmt   For   For

Elect Director Scott T. Ford   Mgmt   For   For
Elect Director James P. Kelly   Mgmt   For   For
Elect Director Jon C. Madonna   Mgmt   For   For
Elect Director Michael B. McCallister   Mgmt   For   For
Elect Director John B. McCoy   Mgmt   For   For
Elect Director Joyce M. Roche   Mgmt   For   For
Elect Director Matthew K. Rose   Mgmt   For   For
Elect Director Laura D’Andrea Tyson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Stock Purchase and Deferral Plan   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Report on Reducing Lead Battery Health Hazards   SH   Against   For
Submit Severance Agreement (Change-in-Control) to Shareholder Vote   SH   Against   For
Require Independent Board Chairman   SH   Against   Against

BASF SE

 

Meeting Date:    26-Apr-13    Country:    Germany    Security ID:    D06216317
Record Date:       Meeting Type:    Annual    Ticker:    BAS

 

CUSIP: D06216101    ISIN: DE000BASF111    SEDOL: 5086577

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.60 per Share   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For

Bayer AG

 

Meeting Date:    26-Apr-13    Country:    Germany    Security ID:    D0712D163
Record Date:       Meeting Type:    Annual    Ticker:    BAYN

 

CUSIP: D0712D163    ISIN: DE000BAY0017    SEDOL: 5069211

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.90 per Share for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Affiliation Agreement with Bayer Beteiligungsverwaltung Goslar GmbH   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For

Cleco Corporation

 

Meeting Date:    26-Apr-13    Country:    USA    Security ID:    12561W105
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    CNL

 

CUSIP: 12561W105    ISIN: US12561W1053    SEDOL: 2182445

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Logan W. Kruger   Mgmt   For   For
ElectDirector Bruce A. Williamson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Amend Bylaws to Eliminate Cumulative Voting and Declassify the Board   Mgmt   For   For
Eliminate Cumulative Voting   Mgmt   For   For
Report on Sustainability   SH   Against   For

Convergys Corporation

 

Meeting Date:    26-Apr-13    Country:    USA    Security ID:    212485106
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    CVG

 

CUSIP: 212485106    ISIN: US2124851062    SEDOL: 2284761

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrea J. Ayers   Mgmt   For   For
Elect Director John F. Barrett   Mgmt   For   For
Elect Director Richard R. Devenuti   Mgmt   For   For

Elect Director Jeffrey H. Fox   Mgmt   For   For
Elect Director Joseph E. Gibbs   Mgmt   For   For
Elect Director Joan E. Herman   Mgmt   For   For
Elect Director Thomas L. Monahan, III   Mgmt   For   For
Elect Director Ronald L. Nelson   Mgmt   For   For
Elect Director Richard F. Wallman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

American Express Company

 

Meeting Date:    29-Apr-13    Country:    USA    Security ID:    025816109
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    AXP

 

CUSIP: 025816109    ISIN: US0258161092    SEDOL: 2026082

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charlene Barshefsky   Mgmt   For   For
Elect Director Ursula M. Burns   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Peter Chernin   Mgmt   For   For
Elect Director Anne Lauvergeon   Mgmt   For   For
Elect Director Theodore J. Leonsis   Mgmt   For   For
Elect Director Richard C. Levin   Mgmt   For   For
Elect Director Richard A. McGinn   Mgmt   For   For
Elect Director Samuel J. Palmisano   Mgmt   For   For
Elect Director Steven S Reinemund   Mgmt   For   For
Elect Director Daniel L. Vasella   Mgmt   For   For
Elect Director Robert D. Walter   Mgmt   For   For

Elect Director Ronald A. Williams   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

The Boeing Company

 

Meeting Date:    29-Apr-13    Country:    USA    Security ID:    097023105
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    BA

 

CUSIP: 097023105    ISIN: US0970231058    SEDOL: 2108601

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Arthur D. Collins, Jr.   Mgmt   For   For

Elect Director Linda Z. Cook   Mgmt   For   For
Elect Director Kenneth M. Duberstein   Mgmt   For   For
Elect Director Edmund P. Giambastiani, Jr.   Mgmt   For   For
Elect Director Lawrence W. Kellner   Mgmt   For   For
Elect Director Edward M. Liddy   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Elect Director Mike S. Zafirovski   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Submit SERP to Shareholder Vote   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Stock Retention/Holding Period   SH   Against   For
Require Independent Board Chairman   SH   Against   Against

United Technologies Corporation

 

Meeting Date:    29-Apr-13    Country:    USA    Security ID:    913017109
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    UTX

 

CUSIP: 913017109    ISIN: US9130171096    SEDOL: 2915500

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Louis R. Chênevert   Mgmt   For   For
Elect Director John V. Faraci   Mgmt   For   For
Elect Director Jean-Pierre Garnier   Mgmt   For   For
Elect Director Jamie S. Gorelick   Mgmt   For   For
Elect Director Edward A. Kangas   Mgmt   For   For
Elect Director Ellen J. Kullman   Mgmt   For   For

Elect Director Marshall O. Larsen   Mgmt   For   For
Elect Director Harold McGraw, III   Mgmt   For   For
Elect Director Richard B. Myers   Mgmt   For   For
Elect Director H. Patrick Swygert   Mgmt   For   For
Elect Director Andre Villeneuve   Mgmt   For   For
Elect Director Christine Todd Whitman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Cepheid

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    15670R107
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    CPHD

 

CUSIP: 15670R107    ISIN: US15670R1077    SEDOL: 2589143

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas L. Gutshall   Mgmt   For   For
Elect Director Cristina H. Kepner   Mgmt   For   For
Elect Director David H. Persing   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Home Properties, Inc.

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    437306103
Record Date:    05-Mar-13    Meeting Type:    Annual    Ticker:    HME

 

CUSIP: 437306103    ISIN: US4373061039    SEDOL: 2414074

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen R. Blank   Mgmt   For   For
Elect Director Alan L. Gosule   Mgmt   For   For
Elect Director Leonard F. Helbig, III   Mgmt   For   For
Elect Director Thomas P. Lydon, Jr.   Mgmt   For   For
Elect Director Edward J. Pettinella   Mgmt   For   For
Elect Director Clifford W. Smith, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

International Business Machines Corporation

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    459200101
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    IBM

 

CUSIP: 459200101    ISIN: US4592001014    SEDOL: 2005973

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alain J.P. Belda   Mgmt   For   For
Elect Director William R. Brody   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Michael L. Eskew   Mgmt   For   For
Elect Director David N. Farr   Mgmt   For   For
Elect Director Shirley Ann Jackson   Mgmt   For   For
Elect Director Andrew N. Liveris   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director James W. Owens   Mgmt   For   For
Elect Director Virginia M. Rometty   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director Sidney Taurel   Mgmt   For   For

Elect Director Lorenzo H. Zambrano   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Stock Retention/Holding Period   SH   Against   For

LaSalle Hotel Properties

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    517942108
Record Date:    20-Feb-13    Meeting Type:    Annual    Ticker:    LHO

 

CUSIP: 517942108    ISIN: US5179421087    SEDOL: 2240161

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Denise M. Coll   Mgmt   For   For
Elect Director Stuart L. Scott   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Select Medical Holdings Corporation

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    81619Q105
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    SEM

 

CUSIP: 81619Q105    ISIN: US81619Q1058    SEDOL: B4MF0Q6

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Russell L. Carson   Mgmt   For   For
Elect Director James S. Ely III   Mgmt   For   For
Elect Director William H. Frist   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

EMC Corporation

 

Meeting Date:    01-May-13    Country:    USA    Security ID:    268648102
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    EMC

 

CUSIP: 268648102    ISIN: US2686481027    SEDOL: 2295172

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael W. Brown   Mgmt   For   For
Elect Director Randolph L. Cowen   Mgmt   For   For
Elect Director Gail Deegan   Mgmt   For   Against
Elect Director James S. DiStasio   Mgmt   For   For
Elect Director John R. Egan   Mgmt   For   For
Elect Director Edmund F. Kelly   Mgmt   For   For
Elect Director Judith A. Miscik   Mgmt   For   Against
Elect Director Windle B. Priem   Mgmt   For   Against
Elect Director Paul Sagan   Mgmt   For   For
Elect Director David N. Strohm   Mgmt   For   Against
Elect Director Joseph M. Tucci   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Provide Right to Act by Written Consent   Mgmt   For   For
Require Consistency with Corporate Values and Report on Political Contributions   SH   Against   Against

Fresh Del Monte Produce Inc.

 

Meeting Date:    01-May-13    Country:    Cayman Islands    Security ID:    G36738105
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    FDP

 

CUSIP: G36738105    ISIN: KYG367381053    SEDOL: 2118707

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Amir Abu-Ghazaleh as Director   Mgmt   For   Against
Elect Salvatore H. Alfiero as Director   Mgmt   For   Against
Elect Edward L. Boykin as Director   Mgmt   For   Against
Accept Financial Statements and Statutory Reports (Voting)   Mgmt   For   For

Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

General Dynamics Corporation

 

Meeting Date:    01-May-13    Country:    USA    Security ID:    369550108
Record Date:    07-Mar-13    Meeting Type:    Annual    Ticker:    GD

 

CUSIP: 369550108    ISIN: US3695501086    SEDOL: 2365161

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary T. Barra   Mgmt   For   For
Elect Director Nicholas D. Chabraja   Mgmt   For   For

Elect Director James S. Crown   Mgmt   For   For
Elect Director William P. Fricks   Mgmt   For   For
Elect Director Paul G. Kaminski   Mgmt   For   For
Elect Director John M. Keane   Mgmt   For   For

General Dynamics Corporation

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lester L. Lyles   Mgmt   For   For
Elect Director Phebe N. Novakovic   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   Against
Elect Director Robert Walmsley   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Report on Lobbying Payments and Policy   SH   Against   For
Review and Assess Human Rights Policy   SH   Against   For

GlaxoSmithKline plc

 

Meeting Date:    01-May-13    Country:    United Kingdom    Security ID:    G3910J112
Record Date:    29-Apr-13    Meeting Type:    Annual    Ticker:    GSK

 

CUSIP: G3910J112    ISIN: GB0009252882    SEDOL: 0925288

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Lynn Elsenhans as Director   Mgmt   For   For
Elect Jing Ulrich as Director   Mgmt   For   For
Elect Hans Wijers as Director   Mgmt   For   For

Re-elect Sir Christopher Gent as Director   Mgmt   For   For
Re-elect Sir Andrew Witty as Director   Mgmt   For   For
Re-elect Sir Roy Anderson as Director   Mgmt   For   For
Re-elect Dr Stephanie Burns as Director   Mgmt   For   For
Re-elect Stacey Cartwright as Director   Mgmt   For   For

Re-elect Simon Dingemans as Director   Mgmt   For   For
Re-elect Judy Lewent as Director   Mgmt   For   For
Re-elect Sir Deryck Maughan as Director   Mgmt   For   For
Re-elect Dr Daniel Podolsky as Director   Mgmt   For   For
Re-elect Dr Moncef Slaoui as Director   Mgmt   For   For
Re-elect Tom de Swaan as Director   Mgmt   For   For
Re-elect Sir Robert Wilson as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit & Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For

Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Invesco Mortgage Capital Inc.

 

Meeting Date:    01-May-13    Country:    USA    Security ID:    46131B100
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    IVR

 

CUSIP: 46131B100    ISIN: US46131B1008    SEDOL: B5ZW0F0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director G. Mark Armour   Mgmt   For   For
Elect Director James S. Balloun   Mgmt   For   For

Elect Director John S. Day   Mgmt   For   For
Elect Director Karen Dunn Kelley   Mgmt   For   For
Elect Director James R. Lientz, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Molina Healthcare, Inc.

 

Meeting Date:    01-May-13    Country:    USA    Security ID:    60855R100
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    MOH

 

CUSIP: 60855R100    ISIN: US60855R1005    SEDOL: 2212706

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles Z. Fedak   Mgmt   For   For
Elect Director Steven James   Mgmt   For   For
Elect Director John C. Molina   Mgmt   For   For
Elect Director Daniel Cooperman   Mgmt   For   For
Elect Director Dale Wolf   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Approve Issuance of Shares for a Private Placement   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

American Campus Communities, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    024835100
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    ACC

 

CUSIP: 024835100    ISIN: US0248351001    SEDOL: B02H871

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Bayless Jr.   Mgmt   For   For
Elect Director R.D. Burck   Mgmt   For   For
Elect Director G. Steven Dawson   Mgmt   For   For
Elect Director Cydney C. Donnell   Mgmt   For   For
Elect Director Edward Lowenthal   Mgmt   For   For
Elect Director Oliver Luck   Mgmt   For   For
Elect Director Winston W. Walker   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Hexcel Corporation

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    428291108
Record Date:    07-Mar-13    Meeting Type:    Annual    Ticker:    HXL

 

CUSIP: 428291108    ISIN: US4282911084    SEDOL: 2416779

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David E. Berges   Mgmt   For   For
Elect Director Joel S. Beckman   Mgmt   For   For
Elect Director Lynn Brubaker   Mgmt   For   For
Elect Director Jeffrey C. Campbell   Mgmt   For   For
Elect Director Sandra L. Derickson   Mgmt   For   For
Elect Director W. Kim Foster   Mgmt   For   For
Elect Director Thomas A. Gendron   Mgmt   For   For
Elect Director Jeffrey A. Graves   Mgmt   For   For

Elect Director David C. Hill   Mgmt   For   For
Elect Director David L. Pugh   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Monmouth Real Estate Investment Corporation

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    609720107
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    MNR

 

CUSIP: 609720107    ISIN: US6097201072    SEDOL: 2504072

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Anna T. Chew   Mgmt   For   For

Elect Director Daniel D. Cronheim   Mgmt   For   For
Elect Director Scott L. Robinson   Mgmt   For   For
Elect Director Eugene Rothenberg   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   Against   For

Mueller Industries, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    624756102
Record Date:    07-Mar-13    Meeting Type:    Annual    Ticker:    MLI

 

CUSIP: 624756102    ISIN: US6247561029    SEDOL: 2609717

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gregory L. Christopher   Mgmt   For   For
Elect Director Paul J. Flaherty   Mgmt   For   For
Elect Director Gennaro J. Fulvio   Mgmt   For   For
Elect Director Gary S. Gladstein   Mgmt   For   For
Elect Director Scott J. Goldman   Mgmt   For   For
Elect Director Terry Hermanson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Prologis, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    74340W103
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    PLD

 

CUSIP: 74340W103    ISIN: US74340W1036    SEDOL: B44WZD7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Hamid R. Moghadam   Mgmt   For   For
Elect Director George L. Fotiades   Mgmt   For   Against
Elect Director Christine N. Garvey   Mgmt   For   For
Elect Director Lydia H. Kennard   Mgmt   For   For
Elect Director J. Michael Losh   Mgmt   For   For

Elect Director Irving F. Lyons III   Mgmt   For   For
Elect Director Jeffrey L. Skelton   Mgmt   For   For
Elect Director D. Michael Steuert   Mgmt   For   For
Elect Director Carl B. Webb   Mgmt   For   For
Elect Director William D. Zollars   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Reckitt Benckiser Group plc

 

Meeting Date:    02-May-13    Country:    United Kingdom    Security ID:    G74079107
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    RB.

 

CUSIP: G74079107    ISIN: GB00B24CGK77    SEDOL: B24CGK7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Adrian Bellamy as Director   Mgmt   For   For
Re-elect Peter Harf as Director   Mgmt   For   For
Re-elect Richard Cousins as Director   Mgmt   For   For
Re-elect Kenneth Hydon as Director   Mgmt   For   For
Re-elect Rakesh Kapoor as Director   Mgmt   For   For
Re-elect Andre Lacroix as Director   Mgmt   For   For
Re-elect Graham Mackay as Director   Mgmt   For   For
Re-elect Judith Sprieser as Director   Mgmt   For   For
Re-elect Warren Tucker as Director   Mgmt   For   For
Elect Adrian Hennah as Director   Mgmt   For   For

Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Rolls-Royce Holdings plc

 

Meeting Date:    02-May-13    Country:    United Kingdom    Security ID:    G76225104
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: G7630U109    ISIN: GB00B63H8491    SEDOL: B63H849

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Ian Davis as Director   Mgmt   For   For
Elect Jasmin Staiblin as Director   Mgmt   For   For
Re-elect John Rishton as Director   Mgmt   For   For
Re-elect Dame Helen Alexander as Director   Mgmt   For   For
Re-elect Lewis Booth as Director   Mgmt   For   For
Re-elect Sir Frank Chapman as Director   Mgmt   For   For
Re-elect Iain Conn as Director   Mgmt   For   For
Re-elect James Guyette as Director   Mgmt   For   For
Re-elect John McAdam as Director   Mgmt   For   For
Re-elect Mark Morris as Director   Mgmt   For   For

Re-elect John Neill as Director   Mgmt   For   For
Re-elect Colin Smith as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Payment to Shareholders   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Adopt New Articles of Association   Mgmt   For   For

Starwood Property Trust, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    85571B105
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    STWD

 

CUSIP: 85571B105    ISIN: US85571B1052    SEDOL: B3PQ520

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard D. Bronson   Mgmt   For   For
Elect Director Jeffrey F. DiModica   Mgmt   For   For
Elect Director Jeffrey G. Dishner   Mgmt   For   For
Elect Director Camille J. Douglas   Mgmt   For   For
Elect Director Boyd W. Fellows   Mgmt   For   For
Elect Director Barry S. Sternlicht   Mgmt   For   For
Elect Director Strauss Zelnick   Mgmt   For   For

Starwood Property Trust, Inc.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against

United Parcel Service, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    911312106
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    UPS

 

CUSIP: 911312106    ISIN: US9113121068    SEDOL: 2517382

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director F. Duane Ackerman   Mgmt   For   For
Elect Director Michael J. Burns   Mgmt   For   For
Elect Director D. Scott Davis   Mgmt   For   For

Elect Director Stuart E. Eizenstat   Mgmt   For   For
Elect Director Michael L. Eskew   Mgmt   For   For
Elect Director William R. Johnson   Mgmt   For   For
Elect Director Candace Kendle   Mgmt   For   For
Elect Director Ann M. Livermore   Mgmt   For   For
Elect Director Rudy H. P. Markham   Mgmt   For   For
Elect Director Clark T. Randt, Jr.   Mgmt   For   For
Elect Director Carol B. Tome   Mgmt   For   For
Elect Director Kevin M. Warsh   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   Against
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For

Verizon Communications Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    92343V104
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    VZ

 

CUSIP: 92343V104    ISIN: US92343V1044    SEDOL: 2090571

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard L. Carrion   Mgmt   For   Against
Elect Director Melanie L. Healey   Mgmt   For   For
Elect Director M. Frances Keeth   Mgmt   For   For
Elect Director Robert W. Lane   Mgmt   For   For
Elect Director Lowell C. McAdam   Mgmt   For   For
Elect Director Sandra O. Moose   Mgmt   For   Against
Elect Director Joseph Neubauer   Mgmt   For   For

Elect Director Donald T. Nicolaisen   Mgmt   For   Against
Elect Director Clarence Otis, Jr.   Mgmt   For   For
Elect Director Hugh B. Price   Mgmt   For   Against
Elect Director Rodney E. Slater   Mgmt   For   Against
Elect Director Kathryn A. Tesija   Mgmt   For   For
Elect Director Gregory D. Wasson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Commit to Wireless Network Neutrality   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Adopt Proxy Access Right   SH   Against   Against
Submit Severance Agreement (Change-in-Control) to Shareholder Vote   SH   Against   For
Amend Articles/Bylaws/Charter- Call Special Meetings   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For

Wisconsin Energy Corporation

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    976657106
Record Date:    21-Feb-13    Meeting Type:    Annual    Ticker:    WEC

 

CUSIP: 976657106    ISIN: US9766571064    SEDOL: 2973995

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John F. Bergstrom   Mgmt   For   For
Elect Director Barbara L. Bowles   Mgmt   For   For
Elect Director Patricia W. Chadwick   Mgmt   For   For
Elect Director Curt S. Culver   Mgmt   For   For
Elect Director Thomas J. Fischer   Mgmt   For   For
Elect Director Gale E. Klappa   Mgmt   For   For
Elect Director Henry W. Knueppel   Mgmt   For   For

Elect Director Ulice Payne, Jr.   Mgmt   For   For
Elect Director Mary Ellen Stanek   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Dominion Resources, Inc.

 

Meeting Date:    03-May-13    Country:    USA    Security ID:    25746U109
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    D

 

CUSIP: 25746U109    ISIN: US25746U1097    SEDOL: 2542049

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William P. Barr   Mgmt   For   For
Elect Director Peter W. Brown   Mgmt   For   For
Elect Director Helen E. Dragas   Mgmt   For   For

Elect Director James O. Ellis, Jr.   Mgmt   For   For
Elect Director Thomas F. Farrell, II   Mgmt   For   For
Elect Director John W. Harris   Mgmt   For   For
Elect Director Robert S. Jepson, Jr.   Mgmt   For   For
Elect Director Mark J. Kington   Mgmt   For   For
Elect Director Pamela J. Royal   Mgmt   For   For
Elect Director Robert H. Spilman, Jr.   Mgmt   For   For
Elect Director Michael E. Szymanczyk   Mgmt   For   For
Elect Director David A. Wollard   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Call Special Meeting   Mgmt   For   For
Report on Coal Use from Mountaintop Removal Mining   SH   Against   Against
Include Sustainability as a Performance Measure for Senior Executive Compensation   SH   Against   Against
Minimize Pool Storage of Spent Nuclear Fuel   SH   Against   Against
Report on Financial Risks of Climate Change   SH   Against   For

E.ON SE

 

Meeting Date:    03-May-13    Country:    Germany    Security ID:    D24914133
Record Date:       Meeting Type:    Annual    Ticker:    EOAN

 

CUSIP: D24914133    ISIN: DE000ENAG999    SEDOL: 4942904

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.10 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For

Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2013   Mgmt   For   For
Elect Denise Kingsmill to the Supervisory Board   Mgmt   For   For
Elect Ulrich Lehner to the Supervisory Board   Mgmt   For   For
Elect Rene Obermann to the Supervisory Board   Mgmt   For   For
Elect Karen de Segundo to the Supervisory Board   Mgmt   For   For
Elect Theo Siegert to the Supervisory Board   Mgmt   For   For
Elect Werner Wenning to the Supervisory Board   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Approve Remuneration of Supervisory Board   Mgmt   For   For

Koninklijke Philips Electronics

 

Meeting Date:    03-May-13    Country:    Netherlands    Security ID:    N6817P109
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N6817P109    ISIN: NL0000009538    SEDOL: 5986622

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
President’s Speech   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 0.75 Per Share   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For

Reelect C.A. Poon to Supervisory Board   Mgmt   For   For
Reelect J.J. Schiro to Supervisory Board   Mgmt   For   For
Reelect J. van der Veer to Supervisory Board   Mgmt   For   For
Amend Long-Term Incentive Plan   Mgmt   For   For
Approve Performance Share and Performance Stock Option Grants   Mgmt   For   For
Change Company Name to Koninklijke Philips N.V.   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a   Mgmt   For   For
Authorize Repurchase of Shares   Mgmt   For   For
Approve Cancellation of Repurchased Shares   Mgmt   For   For
Allow Questions   Mgmt    

Oasis Petroleum Inc.

 

Meeting Date:    03-May-13    Country:    USA    Security ID:    674215108
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    OAS

 

CUSIP: 674215108    ISIN: US6742151086    SEDOL: B64R5J2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael McShane   Mgmt   For   For
Elect Director Thomas B. Nusz   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Pilgrim’s Pride Corporation

 

Meeting Date:    03-May-13    Country:    USA    Security ID:    72147K108
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    PPC

 

CUSIP: 72147K108    ISIN: US72147K1088    SEDOL: B5L3PZ2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Wesley Mendonca Batista   Mgmt   For   For
Elect Director Joesley Mendonca Batista   Mgmt   For   Withhold
Elect Director Don Jackson   Mgmt   For   For
Elect Director William W. Lovette   Mgmt   For   For
Elect Director Marcus Vinicius Pratini de Moraes   Mgmt   For   For
Elect Director Wallim Cruz De Vasconcellos Junior   Mgmt   For   For
Elect Director Michael L. Cooper   Mgmt   For   For
Elect Director Charles Macaluso   Mgmt   For   For
Elect Director David E. Bell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Sanofi

 

Meeting Date:    03-May-13    Country:    France    Security ID:    F5548N101
Record Date:    26-Apr-13    Meeting Type:    Annual/Special    Ticker:    SAN

 

CUSIP: F5548N101    ISIN: FR0000120578    SEDOL: 5671735

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.77 per Share   Mgmt   For   For
Elect Fabienne Lecorvaisier as Director   Mgmt   For   For

Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans   Mgmt   For   For
Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For

Sanofi

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Berkshire Hathaway Inc.

 

Meeting Date:    04-May-13    Country:    USA    Security ID:    084670702
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    BRK.B

 

CUSIP: 084670702    ISIN: US0846707026    SEDOL: 2073390

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Warren E. Buffett   Mgmt   For   For

Elect Director Charles T. Munger   Mgmt   For   For
Elect Director Howard G. Buffett   Mgmt   For   For
Elect Director Stephen B. Burke   Mgmt   For   For
Elect Director Susan L. Decker   Mgmt   For   For
Elect Director William H. Gates III   Mgmt   For   For
Elect Director David S. Gottesman   Mgmt   For   For
Elect Director Charlotte Guyman   Mgmt   For   For
Elect Director Donald R. Keough   Mgmt   For   For
Elect Director Thomas S. Murphy   Mgmt   For   For
Elect Director Ronald L. Olson   Mgmt   For   For
Elect Director Walter Scott, Jr.   Mgmt   For   For
Elect Director Meryl B. Witmer   Mgmt   For   For
Adopt Quantitative Goals for GHG and Other Air Emissions   SH   Against   For

Clean Harbors, Inc.

 

Meeting Date:    06-May-13    Country:    USA    Security ID:    184496107
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    CLH

 

CUSIP: 184496107    ISIN: US1844961078    SEDOL: 2202473

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John P. DeVillars   Mgmt   For   For
Elect Director Daniel J. McCarthy   Mgmt   For   For
Elect Director Andrea Robertson   Mgmt   For   For
Elect Director James M. Rutledge   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

MKS INSTRUMENTS, INC.

 

Meeting Date:    06-May-13    Country:    USA    Security ID:    55306N104
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    MKSI

 

CUSIP: 55306N104    ISIN: US55306N1046    SEDOL: 2404871

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Cristina H. Amon   Mgmt   For   For
Elect Director Richard S. Chute   Mgmt   For   For
Elect Director Peter R. Hanley   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

PS Business Parks, Inc.

 

Meeting Date:    06-May-13    Country:    USA    Security ID:    69360J107
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    PSB

 

CUSIP: 69360J107    ISIN: US69360J1079    SEDOL: 2707956

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald L. Havner, Jr.   Mgmt   For   For
Elect Director Joseph D. Russell, Jr.   Mgmt   For   For
Elect Director Jennifer Holden Dunbar   Mgmt   For   For
Elect Director James H. Kropp   Mgmt   For   For
Elect Director Sara Grootwassink Lewis   Mgmt   For   For
Elect Director Michael V. McGee   Mgmt   For   For
Elect Director Gary E. Pruitt   Mgmt   For   For

Elect Director Peter Schultz   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Allianz SE

 

Meeting Date:    07-May-13    Country:    Germany    Security ID:    D03080112
Record Date:       Meeting Type:    Annual    Ticker:    ALV

 

CUSIP: D03080112    ISIN: DE0008404005    SEDOL: 5231485

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 4.50 per Share   Mgmt   For   For

Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Elect Christine Bosse to the Supervisory Board   Mgmt   For   For

BioScrip, Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    09069N108
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    BIOS

 

CUSIP: 09069N108    ISIN: US09069N1081    SEDOL: 2594857

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard M. Smith   Mgmt   For   For
Elect Director Charlotte W. Collins   Mgmt   For   For

Elect Director Samuel P. Frieder   Mgmt   For   For
Elect Director Myron Z. Holubiak   Mgmt   For   For
Elect Director David R. Hubers   Mgmt   For   For
Elect Director Richard L. Robbins   Mgmt   For   For
Elect Director Stuart A. Samuels   Mgmt   For   For
Elect Director Gordon H. Woodward   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Bristol-Myers Squibb Company

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    110122108
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    BMY

 

CUSIP: 110122108    ISIN: US1101221083    SEDOL: 2126335

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lamberto Andreotti   Mgmt   For   For
Elect Director Lewis B. Campbell   Mgmt   For   Against
Elect Director James M. Cornelius   Mgmt   For   For
Elect Director Laurie H. Glimcher   Mgmt   For   For
Elect Director Michael Grobstein   Mgmt   For   For
Elect Director Alan J. Lacy   Mgmt   For   Against
Elect Director Vicki L. Sato   Mgmt   For   For
Elect Director Elliott Sigal   Mgmt   For   For
Elect Director Gerald L. Storch   Mgmt   For   For
Elect Director Togo D. West, Jr.   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Capella Education Company

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    139594105
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    CPLA

 

CUSIP: 139594105    ISIN: US1395941057    SEDOL: B0GWDP5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Kevin Gilligan   Mgmt   For   For
Elect Director Michael A. Linton   Mgmt   For   For
Elect Director Michael L. Lomax   Mgmt   For   For
Elect Director Jody G. Miller   Mgmt   For   For
Elect Director Hilary C. Pennington   Mgmt   For   For

Elect Director Stephen G. Shank   Mgmt   For   For
Elect Director Andrew M. Slavitt   Mgmt   For   For
Elect Director David W. Smith   Mgmt   For   For
Elect Director Jeffrey W. Taylor   Mgmt   For   For
Elect Director Darrell R. Tukua   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Consolidated Communications Holdings, Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    209034107
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    CNSL

 

CUSIP: 209034107    ISIN: US2090341072    SEDOL: B07LSQ7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roger H. Moore   Mgmt   For   For
Elect Director Thomas A. Gerke   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Darling International Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    237266101
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    DAR

 

CUSIP: 237266101    ISIN: US2372661015    SEDOL: 2250289

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Randall C. Stuewe   Mgmt   For   For
Elect Director O. Thomas Albrecht   Mgmt   For   For
Elect Director D. Eugene Ewing   Mgmt   For   For
Elect Director Charles Macaluso   Mgmt   For   For
Elect Director John D. March   Mgmt   For   For
Elect Director Michael Rescoe   Mgmt   For   For
Elect Director Michael Urbut   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Helix Energy Solutions Group, Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    42330P107
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    HLX

 

CUSIP: 42330P107    ISIN: US42330P1075    SEDOL: 2037062

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Owen Kratz   Mgmt   For   For
Elect Director John V. Lovoi   Mgmt   For   For
Elect Director Jan Rask   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

L Air Liquide

 

Meeting Date:    07-May-13    Country:    France    Security ID:    F01764103
Record Date:    30-Apr-13    Meeting Type:    Annual/Special    Ticker:    AI

 

CUSIP: F01764103    ISIN: FR0000120073    SEDOL: B1YXBJ7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For

Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.50 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Thierry Desmarest as Director   Mgmt   For   For
Reelect Thierry Peugeot as Director   Mgmt   For   For
Approve Severance Payment Agreement with Benoit Potier   Mgmt   For   For
Approve Severance Payment Agreement with Pierre Dufour   Mgmt   For   For
Authorize Issuance of Bonds/Debentures   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 430 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

The GEO Group, Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    36159R103
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    GEO

 

CUSIP: 36159R103    ISIN: US36159R1032    SEDOL: 2943299

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Clarence E. Anthony   Mgmt   For   For
Elect Director Norman A. Carlson   Mgmt   For   For
Elect Director Anne N. Foreman   Mgmt   For   Withhold
Elect Director Richard H. Glanton   Mgmt   For   Withhold
Elect Director Christopher C. Wheeler   Mgmt   For   Withhold
Elect Director George C. Zoley   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Report on Lobbying Payments and Policy   SH   Against   For
Other Business   Mgmt   For   Abstain

Bank of America Corporation

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    060505104
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    BAC

 

CUSIP: 060505104    ISIN: US0605051046    SEDOL: 2295677

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sharon L. Allen   Mgmt   For   For
Elect Director Susan S. Bies   Mgmt   For   For
Elect Director Jack O. Bovender, Jr.   Mgmt   For   For
Elect Director Frank P. Bramble, Sr.   Mgmt   For   For
Elect Director Arnold W. Donald   Mgmt   For   For
Elect Director Charles K. Gifford   Mgmt   For   For
Elect Director Charles O. Holliday, Jr.   Mgmt   For   For
Elect Director Linda P. Hudson   Mgmt   For   For

Elect Director Monica C. Lozano   Mgmt   For   For
Elect Director Thomas J. May   Mgmt   For   For
Elect Director Brian T. Moynihan   Mgmt   For   For
Elect Director Lionel L. Nowell, III   Mgmt   For   For
Elect Director R. David Yost   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Adopt Proxy Access Right   SH   Against   Against
Amend Bylaw to Limit Multiple Board Service   SH   Against   Against
Report on Feasibility of Prohibiting Political Contributions   SH   Against   Against
Review Fair Housing and Fair Lending Compliance   SH   Against   For

Cameron International Corporation

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    13342B105
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    CAM

 

CUSIP: 13342B105    ISIN: US13342B1052    SEDOL: 2222233

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James T. Hackett   Mgmt   For   For
Elect Director Michael E. Patrick   Mgmt   For   For
Elect Director Jon Erik Reinhardsen   Mgmt   For   For
Elect Director Bruce W. Wilkinson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Equity LifeStyle Properties, Inc.

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    29472R108
Record Date:    08-Mar-13    Meeting Type:    Annual    Ticker:    ELS

 

CUSIP: 29472R108    ISIN: US29472R1086    SEDOL: 2563125

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Philip Calian   Mgmt   For   For
Elect Director David Contis   Mgmt   For   For
Elect Director Thomas Dobrowski   Mgmt   For   For
Elect Director Thomas Heneghan   Mgmt   For   For
Elect Director Marguerite Nader   Mgmt   For   For
Elect Director Sheli Rosenberg   Mgmt   For   For
Elect Director Howard Walker   Mgmt   For   For
Elect Director Gary Waterman   Mgmt   For   For

Elect Director William Young   Mgmt   For   For
Elect Director Samuel Zell   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions and Lobbying Communications   SH   Against   For

Ocwen Financial Corporation

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    675746309
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    OCN

 

CUSIP: 675746309    ISIN: US6757463095    SEDOL: B14PL71

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Erbey   Mgmt   For   For
Elect Director Ronald M. Faris   Mgmt   For   For
Elect Director Ronald J. Korn   Mgmt   For   For
Elect Director William H. Lacy   Mgmt   For   For
Elect Director Wilbur L. Ross, Jr.   Mgmt   For   For
Elect Director Robert A. Salcetti   Mgmt   For   For
Elect Director Barry N. Wish   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Six Flags Entertainment Corporation

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    83001A102
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    SIX

 

CUSIP: 83001A102    ISIN: US83001A1025    SEDOL: B43VKB8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John W. Baker   Mgmt   For   For
Elect Director Kurt M. Cellar   Mgmt   For   For
Elect Director Charles A. Koppelman   Mgmt   For   For
Elect Director Jon L. Luther   Mgmt   For   For
Elect Director Usman Nabi   Mgmt   For   For
Elect Director Stephen D. Owens   Mgmt   For   For
Elect Director James Reid-Anderson   Mgmt   For   For
Elect Director Richard W. Roedel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Standard Chartered plc

 

Meeting Date:    08-May-13    Country:    United Kingdom    Security ID:    G84228157
Record Date:    03-May-13    Meeting Type:    Annual    Ticker:    STAN

 

CUSIP: G84228157    ISIN: GB0004082847    SEDOL: 0408284

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Om Bhatt as Director   Mgmt   For   For
Elect Dr Louis Chi-Yan Cheung as Director   Mgmt   For   For
Elect Margaret Ewing as Director   Mgmt   For   For
Elect Dr Lars Thunell as Director   Mgmt   For   For
Re-elect Stefano Bertamini as Director   Mgmt   For   For
Re-elect Jaspal Bindra as Director   Mgmt   For   For

Re-elect James Dundas as Director   Mgmt   For   For
Re-elect Dr Han Seung-soo as Director   Mgmt   For   For
Re-elect Simon Lowth as Director   Mgmt   For   For
Re-elect Rudolph Markham as Director   Mgmt   For   For
Re-elect Ruth Markland as Director   Mgmt   For   For
Re-elect Richard Meddings as Director   Mgmt   For   For
Re-elect John Paynter as Director   Mgmt   For   For
Re-elect Sir John Peace as Director   Mgmt   For   For
Re-elect Alun Rees as Director   Mgmt   For   For
Re-elect Peter Sands as Director   Mgmt   For   For
Re-elect Viswanathan Shankar as Director   Mgmt   For   For
Re-elect Paul Skinner as Director   Mgmt   For   For
Re-elect Oliver Stocken as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For

Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Market Purchase of Preference Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Sharesave Plan   Mgmt   For   For

Thomson Reuters Corporation

 

Meeting Date:    08-May-13    Country:    Canada    Security ID:    884903105
Record Date:    22-Mar-13    Meeting Type:    Annual/Special    Ticker:    TRI

 

CUSIP: 884903105    ISIN: CA8849031056    SEDOL: 2889371

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David Thomson   Mgmt   For   For
Elect Director James C. Smith   Mgmt   For   For
Elect Director Manvinder S. Banga   Mgmt   For   For
Elect Director David W. Binet   Mgmt   For   For
Elect Director Mary Cirillo   Mgmt   For   Withhold
Elect Director Steven A. Denning   Mgmt   For   For
Elect Director Lawton W. Fitt   Mgmt   For   For
Elect Director Sir Deryck Maughan   Mgmt   For   For
Elect Director Ken Olisa   Mgmt   For   For
Elect Director Vance K. Opperman   Mgmt   For   For
Elect Director John M. Thompson   Mgmt   For   For
Elect Director Peter J. Thomson   Mgmt   For   For
Elect Director Wulf von Schimmelmann   Mgmt   For   For

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Amend U.S. Employee Stock Purchase Plan   Mgmt   For   Against
Advisory Vote on Executive Compensation Approach   Mgmt   For   Against

Anixter International Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    035290105
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    AXE

 

CUSIP: 035290105    ISIN: US0352901054    SEDOL: 2468844

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lord James Blyth   Mgmt   For   For

Elect Director Frederic F. Brace   Mgmt   For   For
Elect Director Linda Walker Bynoe   Mgmt   For   For
Elect Director Robert J. Eck   Mgmt   For   For
Elect Director Robert W. Grubbs   Mgmt   For   For
Elect Director F. Philip Handy   Mgmt   For   For
Elect Director Melvyn N. Klein   Mgmt   For   For
Elect Director George Munoz   Mgmt   For   For
Elect Director Stuart M. Sloan   Mgmt   For   For
Elect Director Matthew Zell   Mgmt   For   For
Elect Director Samuel Zell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Carter’s, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    146229109
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    CRI

 

CUSIP: 146229109    ISIN: US1462291097    SEDOL: 2980939

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Vanessa J. Castagna   Mgmt   For   For
Elect Director William J. Montgoris   Mgmt   For   For
Elect Director David Pulver   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CVS Caremark Corporation

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    126650100
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    CVS

 

CUSIP: 126650100    ISIN: US1266501006    SEDOL: 2577609

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director C. David Brown II   Mgmt   For   Against
Elect Director David W. Dorman   Mgmt   For   Against
Elect Director Anne M. Finucane   Mgmt   For   Against
Elect Director Kristen Gibney Williams   Mgmt   For   For
Elect Director Larry J. Merlo   Mgmt   For   For
Elect Director Jean-Pierre Millon   Mgmt   For   For
Elect Director Richard J. Swift   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   For
Elect Director Tony L. White   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Reduce Vote Requirement Under the Fair Price Provision   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Pro-rata Vesting of Equity Awards   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For

Equity One, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    294752100
Record Date:    05-Mar-13    Meeting Type:    Annual    Ticker:    EQY

 

CUSIP: 294752100    ISIN: US2947521009    SEDOL: 2246329

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James S. Cassel   Mgmt   For   Withhold
Elect Director Cynthia R. Cohen   Mgmt   For   Withhold
Elect Director Neil Flanzraich   Mgmt   For   For
Elect Director Chaim Katzman   Mgmt   For   For
Elect Director Peter Linneman   Mgmt   For   For
Elect Director Galia Maor   Mgmt   For   For
Elect Director Jeffrey S. Olson   Mgmt   For   For
Elect Director Dori Segal   Mgmt   For   For
Elect Director David Fischel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Other Business   Mgmt   For   Abstain

FEI Company

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    30241L109
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    FEIC

 

CUSIP: 30241L109    ISIN: US30241L1098    SEDOL: 2355764

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arie Huijser   Mgmt   For   For
Elect Director Don R. Kania   Mgmt   For   For
Elect Director Thomas F. Kelly   Mgmt   For   For
Elect Director Jan C. Lobbezoo   Mgmt   For   For
Elect Director Gerhard H. Parker   Mgmt   For   For
Elect Director James T. Richardson   Mgmt   For   For
Elect Director Richard H. Wills   Mgmt   For   For
Elect Director Homa Bahrami   Mgmt   For   For
Elect Director Jami K. Nachtsheim   Mgmt   For   For

Amend Omnibus Stock Plan   Mgmt   For   Against
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ford Motor Company

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    345370860
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    F

 

CUSIP: 345370860    ISIN: US3453708600    SEDOL: 2615468

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen G. Butler   Mgmt   For   For
Elect Director Kimberly A. Casiano   Mgmt   For   For

Elect Director Anthony F. Earley, Jr.   Mgmt   For   For
Elect Director Edsel B. Ford II   Mgmt   For   For
Elect Director William Clay Ford, Jr.   Mgmt   For   For
Elect Director Richard A. Gephardt   Mgmt   For   For
Elect Director James H. Hance, Jr.   Mgmt   For   For
Elect Director William W. Helman IV   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   For
Elect Director Richard A. Manoogian   Mgmt   For   For
Elect Director Ellen R. Marram   Mgmt   For   For
Elect Director Alan Mulally   Mgmt   For   For
Elect Director Homer A. Neal   Mgmt   For   For
Elect Director Gerald L. Shaheen   Mgmt   For   For
Elect Director John L. Thornton   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Amend Executive Incentive Bonus Plan   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For
Approval of Tax Benefits Preservation Plan   Mgmt   For   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Amend Bylaws – Call Special Meetings   SH   Against   For

Hanger, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    41043F208
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    HGR

 

CUSIP: 41043F208    ISIN: US41043F2083    SEDOL: 2796653

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Vinit K. Asar   Mgmt   For   For
Elect Director Thomas P. Cooper   Mgmt   For   For
Elect Director Cynthia L. Feldmann   Mgmt   For   For

Elect Director Eric A. Green   Mgmt   For   For
Elect Director Stephen E. Hare   Mgmt   For   For
Elect Director Isaac Kaufman   Mgmt   For   For
Elect Director Thomas F. Kirk   Mgmt   For   For
Elect Director Patricia B. Shrader   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

JetBlue Airways Corporation

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    477143101
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    JBLU

 

CUSIP: 477143101    ISIN: US4771431016    SEDOL: 2852760

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David Barger   Mgmt   For   For
Elect Director Jens Bischof   Mgmt   For   For
Elect Director Peter Boneparth   Mgmt   For   For
Elect Director David Checketts   Mgmt   For   For
Elect Director Virginia Gambale   Mgmt   For   For
Elect Director Stephan Gemkow   Mgmt   For   For
Elect Director Ellen Jewett   Mgmt   For   For
Elect Director Stanley McChrystal   Mgmt   For   For
Elect Director Joel Peterson   Mgmt   For   For
Elect Director Ann Rhoades   Mgmt   For   For
Elect Director Frank Sica   Mgmt   For   For
Elect Director Thomas Winkelmann   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Penske Automotive Group, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    70959W103
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    PAG

 

CUSIP: 70959W103    ISIN: US70959W1036    SEDOL: 2943523

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Barr   Mgmt   For   For
Elect Director Michael R. Eisenson   Mgmt   For   For
Elect Director Robert H. Kurnick, Jr.   Mgmt   For   For

Elect Director William J. Lovejoy   Mgmt   For   For
Elect Director Kimberly J. McWaters   Mgmt   For   For
Elect Director Yoshimi Namba   Mgmt   For   For
Elect Director Lucio A. Noto   Mgmt   For   For
Elect Director Roger S. Penske   Mgmt   For   For
Elect Director Richard J. Peters   Mgmt   For   For
Elect Director Sandra E. Pierce   Mgmt   For   For
Elect Director Ronald G. Steinhart   Mgmt   For   For
Elect Director H. Brian Thompson   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Other Business   Mgmt   For   Abstain

Pharmacyclics, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    716933106
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    PCYC

 

CUSIP: 716933106    ISIN: US7169331060    SEDOL: 2689690

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert F. Booth   Mgmt   For   For
Elect Director Kenneth A. Clark   Mgmt   For   For
Elect Director Robert W. Duggan   Mgmt   For   For
Elect Director Eric H. Halvorson   Mgmt   For   For
Elect Director Minesh P. Mehta   Mgmt   For   For
Elect Director David D. Smith   Mgmt   For   For
Elect Director Richard A. van den Broek   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Public Storage

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    74460D109
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    PSA

 

CUSIP: 74460D109    ISIN: US74460D1090    SEDOL: 2852533

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald L. Havner, Jr.   Mgmt   For   For
Elect Director Tamara Hughes Gustavson   Mgmt   For   For
Elect Director Uri P. Harkham   Mgmt   For   For

Elect Director B. Wayne Hughes, Jr.   Mgmt   For   For
Elect Director Avedick B. Poladian   Mgmt   For   Withhold
Elect Director Gary E. Pruitt   Mgmt   For   Withhold
Elect Director Ronald P. Spogli   Mgmt   For   For
Elect Director Daniel C. Staton   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Rent-A-Center, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    76009N100
Record Date:    19-Mar-13    Meeting Type:    Annual    Ticker:    RCII

 

CUSIP: 76009N100    ISIN: US76009N1000    SEDOL: 2733092

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mitchell E. Fadel   Mgmt   For   For
Elect Director Paula Stern, Ph.D.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Rio Tinto Ltd.

 

Meeting Date:    09-May-13    Country:    Australia    Security ID:    Q81437107
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    RIO

 

CUSIP: Q81437107    ISIN: AU000000RIO1    SEDOL: 6220103

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Financial Statements and Reports of the Directors and Auditors for the Year Ended Dec. 31, 2012   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Elect Robert Brown as a Director   Mgmt   For   For
Elect Vivienne Cox as a Director   Mgmt   For   For
Elect Jan du Plessis as a Director   Mgmt   For   For
Elect Guy Elliott as a Director   Mgmt   For   For

Elect Michael Fitzpatrick as a Director   Mgmt   For   For
Elect Ann Godbehere as a Director   Mgmt   For   For
Elect Richard Goodmanson as a Director   Mgmt   For   For
Elect John Kerr as a Director   Mgmt   For   For
Elect Chris Lynch as a Director   Mgmt   For   For
Elect Paul Tellier as a Director   Mgmt   For   For
Elect John Varley as a Director   Mgmt   For   For
Elect Sam Walsh as a Director   Mgmt   For   For
Appoint PricewaterhouseCoopers LLP as Auditors of Rio Tinto plc   Mgmt   For   For
Authorize the Audit Committee to Determine the Remuneration of Auditors   Mgmt   For   For
Approve the Performance Share Plan 2013   Mgmt   For   For
Approve the Renewal of the Off-Market and On- Market Share Buyback Authorities   Mgmt   For   For

Ryman Hospitality Properties, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    78377T107
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    RHP

 

CUSIP: 78377T107    ISIN: US78377T1079    SEDOL: B8QV5C9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Bender   Mgmt   For   For
Elect Director E. K. Gaylord, II   Mgmt   For   For
Elect Director Ralph Horn   Mgmt   For   For
Elect Director Ellen Levine   Mgmt   For   For
Elect Director Robert S. Prather, Jr.   Mgmt   For   For
Elect Director Colin V. Reed   Mgmt   For   For
Elect Director Michael D. Rose   Mgmt   For   For

Elect Director Michael I. Roth   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SolarWinds, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    83416B109
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    SWI

 

CUSIP: 83416B109    ISIN: US83416B1098    SEDOL: B4MTR12

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Benjamin Nye   Mgmt   For   For
Elect Director Kevin B. Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Tesco Corporation

 

Meeting Date:    09-May-13    Country:    Canada    Security ID:    88157K101
Record Date:    02-Apr-13    Meeting Type:    Annual    Ticker:    TESO

 

CUSIP: 88157K101    ISIN: CA88157K1012    SEDOL: 2237022

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John U. Clarke   Mgmt   For   For
Elect Director Fred J. Dyment   Mgmt   For   For
Elect Director Gary L. Kott   Mgmt   For   For

Elect Director R. Vance Milligan   Mgmt   For   For
Elect Director Julio M. Quintana   Mgmt   For   For
Elect Director John T. Reynolds   Mgmt   For   For
Elect Director Norman W. Robertson   Mgmt   For   For
Elect Director Michael W. Sutherlin   Mgmt   For   For
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Dow Chemical Company

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    260543103
Record Date:    18-Mar-13    Meeting Type:    Annual    Ticker:    DOW

 

CUSIP: 260543103    ISIN: US2605431038    SEDOL: 2278719

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arnold A. Allemang   Mgmt   For   For
Elect Director Ajay Banga   Mgmt   For   For
Elect Director Jacqueline K. Barton   Mgmt   For   For
Elect Director James A. Bell   Mgmt   For   Against
Elect Director Jeff M. Fettig   Mgmt   For   Against
Elect Director Andrew N. Liveris   Mgmt   For   For
Elect Director Paul Polman   Mgmt   For   For
Elect Director Dennis H. Reilley   Mgmt   For   Against
Elect Director James M. Ringler   Mgmt   For   For
Elect Director Ruth G. Shaw   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Stock Retention   SH   Against   For

AIA Group Ltd.

 

Meeting Date:    10-May-13    Country:    Hong Kong    Security ID:    Y002A1105
Record Date:    06-May-13    Meeting Type:    Annual    Ticker:    01299

 

CUSIP: N/A    ISIN: HK0000069689    SEDOL: B4TX8S1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Barry Chun-Yuen Cheung as Director   Mgmt   For   For
Elect George Yong-Boon Yeo as Director   Mgmt   For   For

Elect Narongchai Akrasanee as Director   Mgmt   For   For
Elect Qin Xiao as Director   Mgmt   For   For
Elect Mark Edward Tucker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme   Mgmt   For   For
Amend Articles of Association of the Company   Mgmt   For   For

Brightcove Inc.

 

Meeting Date:    10-May-13    Country:    USA    Security ID:    10921T101
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    BCOV

 

CUSIP: 10921T101    ISIN: US10921T1016    SEDOL: B4XS3D2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Deborah Besemer   Mgmt   For   For
Elect Director Scott Kurnit   Mgmt   For   For
Elect Director David Orfao   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Eni S.p.A.

 

Meeting Date:    10-May-13    Country:    Italy    Security ID:    T3643A145
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    ENI

 

CUSIP: T3643A145    ISIN: IT0003132476    SEDOL: 7145056

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For

CBL & Associates Properties, Inc.

 

Meeting Date:    13-May-13    Country:    USA    Security ID:    124830100
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    CBL

 

CUSIP: 124830100    ISIN: US1248301004    SEDOL: 2167475

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen D. Lebovitz   Mgmt   For   For
Elect Director Thomas J. DeRosa   Mgmt   For   For
Elect Director Matthew S. Dominski   Mgmt   For   Withhold
Elect Director Kathleen M. Nelson   Mgmt   For   For
Elect Director Winston W. Walker   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Centrica plc

 

Meeting Date:    13-May-13    Country:    United Kingdom    Security ID:    G2018Z143
Record Date:    09-May-13    Meeting Type:    Annual    Ticker:    CNA

 

CUSIP: G2018Z143    ISIN: GB00B033F229    SEDOL: B033F22

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Roger Carr as Director   Mgmt   For   For
Re-elect Sam Laidlaw as Director   Mgmt   For   For
Re-elect Phil Bentley as Director   Mgmt   For   For
Re-elect Margherita Della Valle as Director   Mgmt   For   For
Re-elect Mary Francis as Director   Mgmt   For   For
Re-elect Mark Hanafin as Director   Mgmt   For   For
Re-elect Lesley Knox as Director   Mgmt   For   For
Re-elect Nick Luff as Director   Mgmt   For   For
Re-elect Ian Meakins as Director   Mgmt   For   For

Re-elect Paul Rayner as Director   Mgmt   For   For
Re-elect Chris Weston as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

ING Groep NV

 

Meeting Date:    13-May-13    Country:    Netherlands    Security ID:    N4578E413
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N4578E413    ISIN: NL0000303600    SEDOL: 7154182

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Receive Report of Supervisory Board (Non-Voting)   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Receive Announcement Re: Discontinuation of Dutch Translation Annual Reports   Mgmt    
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Discuss Remuneration Report Containing Remuneration Policy for Management Board Members   Mgmt    

Discussion on Company’s Corporate Governance Structure   Mgmt    
Receive Announcements on Sustainability   Mgmt    
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Ratify Ernst & Young as Auditors   Mgmt   For   For
Reelect Jan Hommen to Executive Board   Mgmt   For   For
Reelect Patrick Flynn to Executive Board   Mgmt   For   For
Elect Ralph Hamers to Executive Board   Mgmt   For   For
Reelect Jeroen van der Veer to Supervisory Board   Mgmt   For   For
Reelect Tine Bahlmann to Supervisory Board   Mgmt   For   For
Elect Carin Gorter to Supervisory Board   Mgmt   For   For
Elect Hermann-Josef Lamberti to Supervisory Board   Mgmt   For   For
Elect Isabel Martin Castella to Supervisory Board   Mgmt   For   For
Grant Board Authority to Issue Up To 380 Million Shares and Restricting/Excluding Preemptive Rights   Mgmt   For   For

Grant Board Authority to Issue 380 Million Shares in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring   Mgmt   For   For
Close Meeting   Mgmt    

International Paper Company

 

Meeting Date:    13-May-13    Country:    USA    Security ID:    460146103
Record Date:    19-Mar-13    Meeting Type:    Annual    Ticker:    IP

 

CUSIP: 460146103    ISIN: US4601461035    SEDOL: 2465254

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David J. Bronczek   Mgmt   For   For
Elect Director Ahmet C. Dorduncu   Mgmt   For   For
Elect Director John V. Faraci   Mgmt   For   For
Elect Director Ilene S. Gordon   Mgmt   For   For
Elect Director Stacey J. Mobley   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director John L. Townsend, III   Mgmt   For   For
Elect Director John F. Turner   Mgmt   For   For
Elect Director William G. Walter   Mgmt   For   For
Elect Director J. Steven Whisler   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide Right to Act by Written Consent   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Pro-rata Vesting of Equity Plans   SH   Against   Against

BMW Group Bayerische Motoren Werke AG

 

Meeting Date:    14-May-13    Country:    Germany    Security ID:    D12096109
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    BMW

 

CUSIP: D12096109    ISIN: DE0005190003    SEDOL: 5756029

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.52 per Preferred Share and EUR 2.50 per Ordinary Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For

Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2013   Mgmt   For   For
Elect Reinhard Huettl to the Supervisory Board   Mgmt   For   For
Elect Karl-Ludwig Kley to the Supervisory Board   Mgmt   For   For
Elect Renate Koecher to the Supervisory Board   Mgmt   For   For
Elect Joachim Milberg to the Supervisory Board   Mgmt   For   For
Amend Articles Re: Remuneration of the Supervisory Board   Mgmt   For   For

Coeur d’Alene Mines Corporation

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    192108504
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    CDE

 

CUSIP: 192108504    ISIN: US1921085049    SEDOL: 2208136

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Linda L. Adamany   Mgmt   For   For
Elect Director Kevin S. Crutchfield   Mgmt   For   For
Elect Director Sebastian Edwards   Mgmt   For   For
Elect Director Randolph E. Gress   Mgmt   For   For
Elect Director Mitchell J. Krebs   Mgmt   For   For
Elect Director Robert E. Mellor   Mgmt   For   For
Elect Director John H. Robinson   Mgmt   For   For
Elect Director J. Kenneth Thompson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Change State of Incorporation [from Idaho to Delaware]   Mgmt   For   For

ConocoPhillips

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    20825C104
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    COP

 

CUSIP: 20825C104    ISIN: US20825C1045    SEDOL: 2685717

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard L. Armitage   Mgmt   For   For
Elect Director Richard H. Auchinleck   Mgmt   For   For
Elect Director James E. Copeland, Jr.   Mgmt   For   For
Elect Director Jody L. Freeman   Mgmt   For   For
Elect Director Gay Huey Evans   Mgmt   For   For
Elect Director Ryan M. Lance   Mgmt   For   For
Elect Director Mohd H. Marican   Mgmt   For   For
Elect Director Robert A. Niblock   Mgmt   For   For
Elect Director Harald J. Norvik   Mgmt   For   For

Elect Director William E. Wade, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For
Amend EEO Policy to Prohibit Discrimination based on Gender Identity   SH   Against   For

Cummins Inc.

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    231021106
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    CMI

 

CUSIP: 231021106    ISIN: US2310211063    SEDOL: 2240202

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director N. Thomas Linebarger   Mgmt   For   For
Elect Director William I. Miller   Mgmt   For   For
Elect Director Alexis M. Herman   Mgmt   For   For
Elect Director Georgia R. Nelson   Mgmt   For   For
Elect Director Carl Ware   Mgmt   For   For
Elect Director Robert K. Herdman   Mgmt   For   For
Elect Director Robert J. Bernhard   Mgmt   For   For
Elect Director Franklin R. Chang Diaz   Mgmt   For   For
Elect Director Stephen B. Dobbs   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Simon Property Group, Inc.

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    828806109
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    SPG

 

CUSIP: 828806109    ISIN: US8288061091    SEDOL: 2812452

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Melvyn E. Bergstein   Mgmt   For   Against
Elect Director Larry C. Glasscock   Mgmt   For   For
Elect Director Karen N. Horn   Mgmt   For   For
Elect Director Allan Hubbard   Mgmt   For   Against
Elect Director Reuben S. Leibowitz   Mgmt   For   Against
Elect Director Daniel C. Smith   Mgmt   For   Against
Elect Director J. Albert Smith, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Statoil ASA

 

Meeting Date:    14-May-13    Country:    Norway    Security ID:    R8413J103
Record Date:       Meeting Type:    Annual    Ticker:    STL

 

CUSIP: R4446E112    ISIN: NO0010096985    SEDOL: 7133608

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Registration of Attending Shareholders and Proxies   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Approve Notice of Meeting and Agenda   Mgmt   For   For

Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.75 per Share   Mgmt   For   For
Shareholder Proposals   Mgmt    
Withdraw Company from Tar Sands Activities in Canada   SH   Against   Against
Withdraw Company from Ice-Laden Activities in the Arctic   SH   Against   Against
Management Proposals   Mgmt    
Approve Board of Directors’ Statement on Company Corporate Governance   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   Against
Approve Remuneration of Auditors   Mgmt   For   For
Amend Articles Re: Appointment of Nominating Committee Members   Mgmt   For   For

Approve Remuneration of Corporate Assembly in the Amount of NOK 112,200 for the Chairman, NOK 59,100 for the Vice Chairman, NOK 41,500 for Other Members, and NOK 5,900 for Deputy Members   Mgmt   For   For
Elect Elisabeth Berge and Johan Alstad as Member and Deputy Member of Nominating Committee   Mgmt   For   For
Approve Remuneration of Nominating Committee in the Amount of NOK 11,200 for the Chairman and NOK 8,300 for Other Members   Mgmt   For   For
Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 27.5 Million in Connection with Share Saving Scheme for Employees   Mgmt   For   Against
Authorize Repurchase of up to 75 Million Shares For Cancellation Purposes   Mgmt   For   For

Texas Capital Bancshares, Inc.

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    88224Q107
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    TCBI

 

CUSIP: 88224Q107    ISIN: US88224Q1076    SEDOL: 2977209

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George F. Jones, Jr.   Mgmt   For   For
Elect Director Peter B. Bartholow   Mgmt   For   For
Elect Director James H. Browning   Mgmt   For   For
Elect Director Preston M. Geren, III   Mgmt   For   For
Elect Director Frederick B. Hegi, Jr.   Mgmt   For   For
Elect Director Larry L. Helm   Mgmt   For   For
Elect Director James R. Holland, Jr.   Mgmt   For   For
Elect Director W. W. McAllister, III   Mgmt   For   For
Elect Director Elysia Holt Ragusa   Mgmt   For   For
Elect Director Steven P. Rosenberg   Mgmt   For   For
Elect Director Grant E. Sims   Mgmt   For   For
Elect Director Robert W. Stallings   Mgmt   For   For

Elect Director Dale W. Tremblay   Mgmt   For   For
Elect Director Ian J. Turpin   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Middleby Corporation

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    596278101
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    MIDD

 

CUSIP: 596278101    ISIN: US5962781010    SEDOL: 2590930

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Selim A. Bassoul   Mgmt   For   For
Elect Director Robert B. Lamb   Mgmt   For   For
Elect Director John R. Miller, III   Mgmt   For   Withhold

Elect Director Gordon O’Brien   Mgmt   For   Withhold
Elect Director Philip G. Putnam   Mgmt   For   For
Elect Director Sabin C. Streeter   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Require Majority Vote for the Election of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

AMERICAN INTERNATIONAL GROUP, INC.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    026874784
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    AIG

 

CUSIP: 026874784    ISIN: US0268747849    SEDOL: 2027342

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert H. Benmosche   Mgmt   For   For
Elect Director W. Don Cornwell   Mgmt   For   For
Elect Director John H. Fitzpatrick   Mgmt   For   For
Elect Director William G. Jurgensen   Mgmt   For   For
Elect Director Christopher S. Lynch   Mgmt   For   For
Elect Director Arthur C. Martinez   Mgmt   For   For
Elect Director George L. Miles, Jr.   Mgmt   For   For
Elect Director Henry S. Miller   Mgmt   For   For
Elect Director Robert S. Miller   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director Ronald A. Rittenmeyer   Mgmt   For   For
Elect Director Douglas M. Steenland   Mgmt   For   For
Elect Director Theresa M. Stone   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year
Ratify Auditors   Mgmt   For   For
Limit Total Number of Boards on Which Company Directors May Serve   SH   Against   Against

BNP Paribas SA

 

Meeting Date:    15-May-13    Country:    France    Security ID:    F1058Q238
Record Date:    09-May-13    Meeting Type:    Annual/Special    Ticker:    BNP

 

CUSIP: F1058Q238    ISIN: FR0000131104    SEDOL: 7309681

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For

Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Acknowledge Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For
Approve Severance Payment Agreement with Jean-Laurent Bonnafe   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Jean-Laurent Bonnafe as Director   Mgmt   For   Against
Reelect Michel Tilmant as Director   Mgmt   For   Against
Reelect Emiel Van Broekhoven as Director   Mgmt   For   Against
Elect Christophe de Margerie as Director   Mgmt   For   For
Elect Marion Guillou as Director   Mgmt   For   For
Authorize Auditors to File Required Documents at the Court’s Clerk Office   Mgmt   For   For

Extraordinary Business   Mgmt    
Amend New Set of Bylaws   Mgmt   For   Against
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Comcast Corporation

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    20030N101
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    CMCSA

 

CUSIP: 20030N101    ISIN: US20030N1019    SEDOL: 2044545

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth J. Bacon   Mgmt   For   For

Elect Director Sheldon M. Bonovitz   Mgmt   For   For
Elect Director Joseph J. Collins   Mgmt   For   For
Elect Director J. Michael Cook   Mgmt   For   For
Elect Director Gerald L. Hassell   Mgmt   For   For
Elect Director Jeffrey A. Honickman   Mgmt   For   For
Elect Director Eduardo G. Mestre   Mgmt   For   For
Elect Director Brian L. Roberts   Mgmt   For   For
Elect Director Ralph J. Roberts   Mgmt   For   For
Elect Director Johnathan A. Rodgers   Mgmt   For   For
Elect Director Judith Rodin   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Pro-rata Vesting of Equity Awards   SH   Against   Against
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For

Highwoods Properties, Inc.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    431284108
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    HIW

 

CUSIP: 431284108    ISIN: US4312841087    SEDOL: 2420640

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas W. Adler   Mgmt   For   For
Elect Director Gene H. Anderson   Mgmt   For   For
Elect Director Edward J. Fritsch   Mgmt   For   For
Elect Director David J. Hartzell   Mgmt   For   For
Elect Director Sherry A. Kellett   Mgmt   For   For
Elect Director Mark F. Mulhern   Mgmt   For   For

Elect Director L. Glenn Orr, Jr.   Mgmt   For   For
Elect Director O. Temple Sloan, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Qlik Technologies Inc.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    74733T105
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    QLIK

 

CUSIP: 74733T105    ISIN: US74733T1051    SEDOL: B3WPL22

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Gavin, Jr.   Mgmt   For   For
Elect Director Alexander Ott   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Southwest Airlines Co.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    844741108
Record Date:    19-Mar-13    Meeting Type:    Annual    Ticker:    LUV

 

CUSIP: 844741108    ISIN: US8447411088    SEDOL: 2831543

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David W. Biegler   Mgmt   For   For
Elect Director J. Veronica Biggins   Mgmt   For   For
Elect Director Douglas H. Brooks   Mgmt   For   For
Elect Director William H. Cunningham   Mgmt   For   For

Elect Director John G. Denison   Mgmt   For   For
Elect Director Gary C. Kelly   Mgmt   For   For
Elect Director Nancy B. Loeffler   Mgmt   For   For
Elect Director John T. Montford   Mgmt   For   For
Elect Director Thomas M. Nealon   Mgmt   For   For
Elect Director Daniel D. Villanueva   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Tenneco Inc.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    880349105
Record Date:    18-Mar-13    Meeting Type:    Annual    Ticker:    TEN

 

CUSIP: 880349105    ISIN: US8803491054    SEDOL: 2512600

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas C. Freyman   Mgmt   For   For
Elect Director Dennis J. Letham   Mgmt   For   For
Elect Director Hari N. Nair   Mgmt   For   For
Elect Director Roger B. Porter   Mgmt   For   For
Elect Director David B. Price, Jr.   Mgmt   For   For
Elect Director Gregg M. Sherrill   Mgmt   For   For
Elect Director Paul T. Stecko   Mgmt   For   For
Elect Director Jane L. Warner   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Unilever NV

 

Meeting Date:    15-May-13    Country:    Netherlands    Security ID:    N8981F271
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N8981F271    ISIN: NL0000009355    SEDOL: B12T3J1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Approve Financial Statements and Allocation of Income   Mgmt   For   For
Approve Discharge of Executive Board Members   Mgmt   For   For
Approve Discharge of Non-Executive Board Members   Mgmt   For   For

Reelect P.G.J.M. Polman as CEO to Board of Directors   Mgmt   For   For
Relect R.J.M.S. Huet as CFO to Board of Directors   Mgmt   For   For
Reelect L.O. Fresco to Board of Directors   Mgmt   For   For
Reelect A.M. Fudge to Board of Directors   Mgmt   For   For
Reelect C.E. Golden to Board of Directors   Mgmt   For   For
Reelect B.E. Grote to Board of Directors   Mgmt   For   For
Reelect H. Nyasulu to Board of Directors   Mgmt   For   For
Reelect M. Rifkind to Board of Directors   Mgmt   For   For
Reelect K.J. Storm to Board of Directors   Mgmt   For   For
Reelect M. Treschow to Board of Directors   Mgmt   For   For
Reelect P.S. Walsh to Board of Directors   Mgmt   For   For
Elect L.M. Cha to Board of Directors   Mgmt   For   For
Elect M.Ma to Board of Directors   Mgmt   For   For
Elect J. Rishton to Board of Directors   Mgmt   For   For

Ratify PricewaterhouseCoopers Accountants NV as Auditors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Authorization to Cancel Ordinary Shares   Mgmt   For   For
Allow Questions and Close Meeting   Mgmt    

Unilever plc

 

Meeting Date:    15-May-13    Country:    United Kingdom    Security ID:    G92087165
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    ULVR

 

CUSIP: G92087165    ISIN: GB00B10RZP78    SEDOL: B10RZP7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Paul Polman as Director   Mgmt   For   For
Re-elect Jean-Marc Huet as Director   Mgmt   For   For
Re-elect Louise Fresco as Director   Mgmt   For   For
Re-elect Ann Fudge as Director   Mgmt   For   For

Re-elect Charles Golden as Director   Mgmt   For   For
Re-elect Byron Grote as Director   Mgmt   For   For
Re-elect Hixonia Nyasulu as Director   Mgmt   For   For
Re-elect Sir Malcolm Rifkind as Director   Mgmt   For   For
Re-elect Kees Storm as Director   Mgmt   For   For
Re-elect Michael Treschow as Director   Mgmt   For   For
Re-elect Paul Walsh as Director   Mgmt   For   For
Elect Laura Cha as Director   Mgmt   For   For
Elect Mary Ma as Director   Mgmt   For   For
Elect John Rishton as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Acacia Research Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    003881307
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    ACTG

 

CUSIP: 003881307    ISIN: US0038813079    SEDOL: 2169589

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert L. Harris, II   Mgmt   For   For
Elect Director Fred A. deBoom   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Align Technology, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    016255101
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    ALGN

 

CUSIP: 016255101    ISIN: US0162551016    SEDOL: 2679204

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David E. Collins   Mgmt   For   For
Elect Director Joseph Lacob   Mgmt   For   For
Elect Director C. Raymond Larkin, Jr.   Mgmt   For   For
Elect Director George J. Morrow   Mgmt   For   For

Elect Director David C. Nagel   Mgmt   For   For
Elect Director Thomas M. Prescott   Mgmt   For   For
Elect Director Greg J. Santora   Mgmt   For   For
Elect Director Warren S. Thaler   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Colfax Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    194014106
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    CFX

 

CUSIP: 194014106    ISIN: US1940141062    SEDOL: B2RB4W9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mitchell P. Rales   Mgmt   For   For
Elect Director Steven E. Simms   Mgmt   For   For
Elect Director Clay H. Kiefaber   Mgmt   For   For
Elect Director Patrick W. Allender   Mgmt   For   For
Elect Director Thomas S. Gayner   Mgmt   For   For
Elect Director Rhonda L. Jordan   Mgmt   For   For
Elect Director San W. Orr, III   Mgmt   For   For
Elect Director A. Clayton Perfall   Mgmt   For   For
Elect Director Rajiv Vinnakota   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Credit Acceptance Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    225310101
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    CACC

 

CUSIP: 225310101    ISIN: US2253101016    SEDOL: 2232050

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald A. Foss   Mgmt   For   For
Elect Director Glenda J. Flanagan   Mgmt   For   For
Elect Director Brett A. Roberts   Mgmt   For   For
Elect Director Thomas N. Tryforos   Mgmt   For   For
Elect Director Scott J. Vassalluzzo   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

 

Deutsche Telekom AG

 

Meeting Date:    16-May-13    Country:    Germany    Security ID:    D2035M136
Record Date:       Meeting Type:    Annual    Ticker:    DTE

 

CUSIP: D2035M136    ISIN: DE0005557508    SEDOL: 5842359

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.70 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For
Elect Sari Baldauf to the Supervisory Board   Mgmt   For   For
Elect Ulrich Lehner to the Supervisory Board   Mgmt   For   For

Ammend Articles Re: Supervisory Board Remuneration   Mgmt   For   For
Approve Cancellation of Conditional Capital Authorization   Mgmt   For   For
Approve Creation of EUR 2.2 Billion Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Affiliation Agreement with PASM Power and Air Condition Solution Management GmbH   Mgmt   For   For
Ammend Affiliation Agreement with GMG Generalmietgesellschaft mbH   Mgmt   For   For
Ammend Affiliation Agreement with DeTeMedien, Deutsche Telekom Medien GmbH   Mgmt   For   For
Ammend Affiliation Agreement with GMG Generalmietgesellschaft mbH   Mgmt   For   For
Ammend Affiliation Agreement with DeTeMedien, Deutsche Telekom Medien GmbH   Mgmt   For   For

Dril-Quip, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    262037104
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    DRQ

 

CUSIP: 262037104    ISIN: US2620371045    SEDOL: 2116767

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alexander P. Shukis   Mgmt   For   For
Elect Director Terence B. Jupp   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Glencore Xstrata plc

 

Meeting Date:    16-May-13    Country:    United Kingdom    Security ID:    G39420107
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    GLEN

 

CUSIP: N/A    ISIN: JE00B4T3BW64    SEDOL: B4T3BW6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Ivan Glasenberg as Director   Mgmt   For   For
Re-elect Anthony Hayward as Director   Mgmt   For   For
Re-elect Leonhard Fischer as Director   Mgmt   For   For
Re-elect William Macaulay as Director   Mgmt   For   Against

Subject to the Merger Becoming Effective, Elect Sir John Bond as Director   Mgmt   For   Abstain
Subject to the Merger Becoming Effective, Elect Sir Steve Robson as Director   Mgmt   For   Against
Subject to the Merger Becoming Effective, Elect Ian Strachan as Director   Mgmt   For   For
Subject to the Merger Becoming Effective, Elect Con Fauconnier as Director   Mgmt   For   Abstain
Subject to the Merger Becoming Effective, Elect Peter Hooley as Director   Mgmt   For   For
Subject to the Merger Not Becoming Effective, Re-elect Simon Murray as Director   Mgmt   For   Abstain
Subject to the Merger Not Becoming Effective, Re-elect Steven Kalmin as Director   Mgmt   For   Abstain
Subject to the Merger Not Becoming Effective, Re-elect Peter Coates as Director   Mgmt   For   Abstain
Subject to the Merger Not Becoming Effective, Re-elect Li Ning as Director   Mgmt   For   Abstain
Approve Remuneration Report   Mgmt   For   Against
Reappoint Deloitte LLP as Auditors   Mgmt   For   For

Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

Hess Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    42809H107
Record Date:    08-Apr-13    Meeting Type:    Proxy Contest    Ticker:    HES

 

CUSIP: 42809H107    ISIN: US42809H1077    SEDOL: 2023748

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proxy (White Card)   Mgmt    

Elect Director J. Krenicki   Mgmt   For   Do Not Vote
Elect Director K. Meyers   Mgmt   For   Do Not Vote
Elect Director Fredric G. Reynolds   Mgmt   For   Do Not Vote
Elect Director William G. Schrader   Mgmt   For   Do Not Vote
Director Mark Williams   Mgmt   For   Do Not Vote
Ratify Auditors   Mgmt   For   Do Not Vote
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Do Not Vote
Declassify the Board of Directors   Mgmt   For   Do Not Vote
Require Independent Board Chairman   SH   Against   Do Not Vote
Reduce Supermajority Vote Requirement   SH   Against   Do Not Vote
Report on Political Contributions   SH   Against   Do Not Vote
Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011   SH   Against   Do Not Vote
Dissident Proxy (Green Card)   Mgmt    
Elect Director Rodney F. Chase   SH   For   For
Elect Director Harvey Golub   SH   For   For

Elect Director Karl F. Kurz   SH   For   For
Elect Director David McManus   SH   For   For
Elect Director Marshall D. Smith   SH   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Against   Against
Declassify the Board of Directors   Mgmt   For   For
Require Independent Board Chairman   SH   For   For
Reduce Supermajority Vote Requirement   SH   For   For
Report on Political Contributions   SH   For   For
Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011   SH   For   For

Kohl’s Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    500255104
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    KSS

 

CUSIP: 500255104    ISIN: US5002551043    SEDOL: 2496113

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter Boneparth   Mgmt   For   For
Elect Director Steven A. Burd   Mgmt   For   For
Elect Director Dale E. Jones   Mgmt   For   For
Elect Director Kevin Mansell   Mgmt   For   For
Elect Director John E. Schlifske   Mgmt   For   For
Elect Director Frank V. Sica   Mgmt   For   For
Elect Director Peter M. Sommerhauser   Mgmt   For   For
Elect Director Stephanie A. Streeter   Mgmt   For   For
Elect Director Nina G. Vaca   Mgmt   For   For

Elect Director Stephen E. Watson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt Policy on Animal Cruelty   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Maidenform Brands, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    560305104
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    MFB

 

CUSIP: 560305104    ISIN: US5603051047    SEDOL: B0DPJT3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Norman Axelrod   Mgmt   For   For

Elect Director Harold F. Compton   Mgmt   For   For
Elect Director Barbara Eisenberg   Mgmt   For   For
Elect Director Nomi Ghez   Mgmt   For   For
Elect Director Richard Johnson   Mgmt   For   For
Elect Director Maurice S. Reznik   Mgmt   For   For
Elect Director Karen Rose   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Marsh & McLennan Companies, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    571748102
Record Date:    18-Mar-13    Meeting Type:    Annual    Ticker:    MMC

 

CUSIP: 571748102    ISIN: US5717481023    SEDOL: 2567741

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Zachary W. Carter   Mgmt   For   For
Elect Director Oscar Fanjul   Mgmt   For   For
Elect Director Daniel S. Glaser   Mgmt   For   For
Elect Director H. Edward Hanway   Mgmt   For   For
Elect Director Lord Lang   Mgmt   For   For
Elect Director Elaine La Roche   Mgmt   For   For
Elect Director Steven A. Mills   Mgmt   For   For

Elect Director Bruce P. Nolop   Mgmt   For   For
Elect Director Marc D. Oken   Mgmt   For   For
Elect Director Morton O. Schapiro   Mgmt   For   For
Elect Director Adele Simmons   Mgmt   For   For
Elect Director Lloyd M. Yates   Mgmt   For   For
Elect Director R. David Yost   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Prudential plc

 

Meeting Date:    16-May-13    Country:    United Kingdom    Security ID:    G72899100
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    PRU

 

CUSIP: G72899100    ISIN: GB0007099541    SEDOL: 0709954

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Philip Remnant as Director   Mgmt   For   For
Re-elect Sir Howard Davies as Director   Mgmt   For   For
Re-elect Robert Devey as Director   Mgmt   For   For
Re-elect John Foley as Director   Mgmt   For   For
Re-elect Michael Garrett as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Alexander Johnston as Director   Mgmt   For   For
Re-elect Paul Manduca as Director   Mgmt   For   For
Re-elect Michael McLintock as Director   Mgmt   For   For

Re-elect Kaikhushru Nargolwala as Director   Mgmt   For   For
Re-elect Nicolaos Nicandrou as Director   Mgmt   For   For
Re-elect Barry Stowe as Director   Mgmt   For   For
Re-elect Tidjane Thiam as Director   Mgmt   For   For
Re-elect Lord Turnbull as Director   Mgmt   For   For
Re-elect Michael Wells as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Approve Savings-Related Share Option Scheme   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

Prudential plc

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

The Williams Companies, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    969457100
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    WMB

 

CUSIP: 969457100    ISIN: US9694571004    SEDOL: 2967181

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan S. Armstrong   Mgmt   For   For

Elect Director Joseph R. Cleveland   Mgmt   For   For
Elect Director Kathleen B. Cooper   Mgmt   For   For
Elect Director John A. Hagg   Mgmt   For   For
Elect Director Juanita H. Hinshaw   Mgmt   For   For
Elect Director Ralph Izzo   Mgmt   For   For
Elect Director Frank T. MacInnis   Mgmt   For   For
Elect Director Steven W. Nance   Mgmt   For   For
Elect Director Murray D. Smith   Mgmt   For   For
Elect Director Janice D. Stoney   Mgmt   For   For
Elect Director Laura A. Sugg   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Union Pacific Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    907818108
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    UNP

 

CUSIP: 907818108    ISIN: US9078181081    SEDOL: 2914734

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrew H. Card, Jr.   Mgmt   For   For
Elect Director Erroll B. Davis, Jr.   Mgmt   For   For
Elect Director Thomas J. Donohue   Mgmt   For   For
Elect Director Archie W. Dunham   Mgmt   For   For
Elect Director Judith Richards Hope   Mgmt   For   For
Elect Director John J. Koraleski   Mgmt   For   For
Elect Director Charles C. Krulak   Mgmt   For   For
Elect Director Michael R. McCarthy   Mgmt   For   For
Elect Director Michael W. McConnell   Mgmt   For   For

Elect Director Thomas F. McLarty, III   Mgmt   For   For
Elect Director Steven R. Rogel   Mgmt   For   For
Elect Director Jose H. Villarreal   Mgmt   For   For
Elect Director James R. Young   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For

Wabash National Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    929566107
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    WNC

 

CUSIP: 929566107    ISIN: US9295661071    SEDOL: 2932048

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard J. Giromini   Mgmt   For   For
Elect Director Martin C. Jischke   Mgmt   For   For
Elect Director James D. Kelly   Mgmt   For   For
Elect Director John E. Kunz   Mgmt   For   For
Elect Director Larry J. Magee   Mgmt   For   For
Elect Director Ann D. Murtlow   Mgmt   For   For
Elect Director Scott K. Sorensen   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Washington Real Estate Investment Trust

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    939653101
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    WRE

 

CUSIP: 939653101    ISIN: US9396531017    SEDOL: 2942304

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William G. Byrnes   Mgmt   For   For
Elect Director John P. McDaniel   Mgmt   For   For
Elect Director George F. McKenzie   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Aetna Inc.

 

Meeting Date:    17-May-13    Country:    USA    Security ID:    00817Y108
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    AET

 

CUSIP: 00817Y108    ISIN: US00817Y1082    SEDOL: 2695921

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Fernando Aguirre   Mgmt   For   Against
Elect Director Mark T. Bertolini   Mgmt   For   Against
Elect Director Frank M. Clark   Mgmt   For   Against
Elect Director Betsy Z. Cohen   Mgmt   For   For
Elect Director Molly J. Coye   Mgmt   For   Against
Elect Director Roger N. Farah   Mgmt   For   Against
Elect Director Barbara Hackman Franklin   Mgmt   For   For
Elect Director Jeffrey E. Garten   Mgmt   For   For
Elect Director Ellen M. Hancock   Mgmt   For   For
Elect Director Richard J. Harrington   Mgmt   For   For
Elect Director Edward J. Ludwig   Mgmt   For   Against

Elect Director Joseph P. Newhouse   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Reduce Supermajority Vote Requirement   SH   Against   For
Enhance Board Oversight of Political Contributions   SH   Against   Against

Aon plc

 

Meeting Date:    17-May-13    Country:    United Kingdom    Security ID:    G0408V102
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    AON

 

CUSIP: 037389103    ISIN: GB00B5BT0K07    SEDOL: B5BT0K0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Lester B. Knight as Director   Mgmt   For   For
Elect Gregory C. Case as Director   Mgmt   For   For
Elect Fulvio Conti as Director   Mgmt   For   For
Elect Cheryl A. Francis as Director   Mgmt   For   For

Elect Edgar D. Jannotta as Director   Mgmt   For   For
Elect J. Michael Losh as Director   Mgmt   For   For
Elect Robert S. Morrison as Director   Mgmt   For   For
Elect Richard B. Myers as Director   Mgmt   For   For
Elect Richard C. Notebaert as Director   Mgmt   For   For
Elect Gloria Santona as Director   Mgmt   For   For
Elect Carolyn Y. Woo as Director   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Ratify Ernst and Young LLP as Aon’s Auditors   Mgmt   For   For
Ratify Ernst and Young LLP as Aon’s U.K. Statutory Auditor   Mgmt   For   For
Authorize Board to Fix Remuneration of Internal Statutory Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote to Ratify Directors’ Remuneration Report   Mgmt   For   For
Approve Nonqualified Employee Stock Purchase Plan   Mgmt   For   For

Meadowbrook Insurance Group, Inc.

 

Meeting Date:    17-May-13    Country:    USA    Security ID:    58319P108
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    MIG

 

CUSIP: 58319P108    ISIN: US58319P1084    SEDOL: 2574945

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David K. Page   Mgmt   For   For
Elect Director Herbert Tyner   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Seattle Genetics, Inc.

 

Meeting Date:    17-May-13    Country:    USA    Security ID:    812578102
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    SGEN

 

CUSIP: 812578102    ISIN: US8125781026    SEDOL: 2738127

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Marc E. Lippman   Mgmt   For   For
Elect Director Franklin M. Berger   Mgmt   For   For
Elect Director Daniel G. Welch   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Tanger Factory Outlet Centers, Inc.

 

Meeting Date:    17-May-13    Country:    USA    Security ID:    875465106
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    SKT

 

CUSIP: 875465106    ISIN: US8754651060    SEDOL: 2874582

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jack Africk   Mgmt   For   For
Elect Director William G. Benton   Mgmt   For   For
Elect Director Bridget Ryan Berman   Mgmt   For   For
Elect Director Donald G. Drapkin   Mgmt   For   For
Elect Director Thomas J. Reddin   Mgmt   For   For
Elect Director Thomas E. Robinson   Mgmt   For   For
Elect Director Allan L. Schuman   Mgmt   For   For
Elect Director Steven B. Tanger   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Total SA

 

Meeting Date:    17-May-13    Country:    France    Security ID:    F92124100
Record Date:    13-May-13    Meeting Type:    Annual/Special    Ticker:    FP

 

CUSIP: F92124100    ISIN: FR0000120271    SEDOL: B15C557

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For

Approve Allocation of Income and Dividends of EUR 2.34 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Thierry Desmarest as Director   Mgmt   For   For
Reelect Gunnar Brock as Director   Mgmt   For   For
Reelect Gerard Lamarche as Director   Mgmt   For   For
Elect Charles Keller as Representative of Employee Shareholders to the Board   Mgmt   For   For
Elect Philippe Marchandise as Representative of Employee Shareholders to the Board   Mgmt   Against   Against
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.40 Million   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Shareholder Proposals Submitted by UES Amont Total Workers’ Counsel   Mgmt    

Approve the Establishment of an Independent Ethics Committee   SH   Against   Against
Approve to Link Remuneration to Positive Safety Indicators   SH   Against   Against
Acquire the Diversity Label   SH   Against   Against
Approve Nomination of Employees Representative to the Remuneration Committee   SH   Against   Against
Allow Loyalty Dividends to Long-Term Registered Shareholders   SH   Against   Against

Quad/Graphics, Inc.

 

Meeting Date:    20-May-13    Country:    USA    Security ID:    747301109
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    QUAD

 

CUSIP: 747301109    ISIN: US7473011093    SEDOL: B3YM983

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William J. Abraham, Jr.   Mgmt   For   Withhold
Elect Director Douglas P. Buth   Mgmt   For   For
Elect Director Christopher B. Harned   Mgmt   For   Withhold
Elect Director Betty Ewens Quadracci   Mgmt   For   Withhold

Elect Director J. Joel Quadracci   Mgmt   For   Withhold
Elect Director Thomas O. Ryder   Mgmt   For   For
Elect Director John S. Shiely   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Targa Resources Corp.

 

Meeting Date:    20-May-13    Country:    USA    Security ID:    87612G101
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    TRGP

 

CUSIP: 87612G101    ISIN: US87612G1013    SEDOL: B55PZY3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Rene R. Joyce   Mgmt   For   For
Elect Director Peter R. Kagan   Mgmt   For   For
Elect Director Chris Tong   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Ultimate Software Group, Inc.

 

Meeting Date:    20-May-13    Country:    USA    Security ID:    90385D107
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    ULTI

 

CUSIP: 90385D107    ISIN: US90385D1072    SEDOL: 2249964

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Scott Scherr   Mgmt   For   For
Elect Director Alois T. Leiter   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Tompkins Financial Corporation

 

Meeting Date:    20-May-13    Country:    USA    Security ID:    890110109
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    TMP

 

CUSIP: 890110109    ISIN: US8901101092    SEDOL: 2888613

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John E. Alexander   Mgmt   For   For
Elect Director Paul J. Battaglia   Mgmt   For   For
Elect Director James J. Byrnes   Mgmt   For   For
Elect Director Daniel J. Fessenden   Mgmt   For   For
Elect Director James W. Fulmer   Mgmt   For   For

Elect Director Reeder D. Gates   Mgmt   For   For
Elect Director James R. Hardie   Mgmt   For   For
Elect Director Carl E. Haynes   Mgmt   For   For
Elect Director Susan A. Henry   Mgmt   For   For
Elect Director Patricia A. Johnson   Mgmt   For   For
Elect Director Frank C. Milewski   Mgmt   For   For
Elect Director Sandra A. Parker   Mgmt   For   For
Elect Director Thomas R. Rochon   Mgmt   For   For
Elect Director Stephen S. Romaine   Mgmt   For   For
Elect Director Michael H. Spain   Mgmt   For   For
Elect Director William D. Spain, Jr.   Mgmt   For   For
Elect Director Alfred J. Weber   Mgmt   For   For
Elect Director Craig Yunker   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Watsco, Inc.

 

Meeting Date:    20-May-13    Country:    USA    Security ID:    942622200
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    WSO

 

CUSIP: 942622200    ISIN: US9426222009    SEDOL: 2943039

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David C. Darnell   Mgmt   For   Withhold

American Tower Corporation

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    03027X100
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    AMT

 

CUSIP: 03027X100    ISIN: US03027X1000    SEDOL: B7FBFL2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Raymond P. Dolan   Mgmt   For   For
Elect Director Ronald M. Dykes   Mgmt   For   For
Elect Director Carolyn F. Katz   Mgmt   For   For
Elect Director Gustavo Lara Cantu   Mgmt   For   For
Elect Director JoAnn A. Reed   Mgmt   For   For
Elect Director Pamela D.A. Reeve   Mgmt   For   For
Elect Director David E. Sharbutt   Mgmt   For   For
Elect Director James D. Taiclet, Jr.   Mgmt   For   For
Elect Director Samme L. Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Right to Call Special Meeting   Mgmt   For   For

Boston Properties, Inc.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    101121101
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    BXP

 

CUSIP: 101121101    ISIN: US1011211018    SEDOL: 2019479

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Zoë Baird Budinger   Mgmt   For   For
Elect Director Carol B. Einiger   Mgmt   For   For
Elect Director Jacob A. Frenkel   Mgmt   For   Against
Elect Director Joel I. Klein   Mgmt   For   For
Elect Director Douglas T. Linde   Mgmt   For   For
Elect Director Matthew J. Lustig   Mgmt   For   For
Elect Director Alan J. Patricof   Mgmt   For   For

Elect Director Owen D. Thomas   Mgmt   For   For
Elect Director Martin Turchin   Mgmt   For   For
Elect Director David A. Twardock   Mgmt   For   Against
Elect Director Mortimer B. Zuckerman   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Extra Space Storage Inc.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    30225T102
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    EXR

 

CUSIP: 30225T102    ISIN: US30225T1025    SEDOL: B02HWR9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth M. Woolley   Mgmt   For   For
Elect Director Spencer F. Kirk   Mgmt   For   For
Elect Director Anthony Fanticola   Mgmt   For   For
Elect Director Hugh W. Horne   Mgmt   For   For
Elect Director Joseph D. Margolis   Mgmt   For   For
Elect Director Roger B. Porter   Mgmt   For   For
Elect Director K. Fred Skousen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Hatteras Financial Corp.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    41902R103
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    HTS

 

CUSIP: 41902R103    ISIN: US41902R1032    SEDOL: B2R5SY1

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael R. Hough   Mgmt   For   For
Elect Director Benjamin M. Hough   Mgmt   For   For
Elect Director David W. Berson   Mgmt   For   For
Elect Director Ira G. Kawaller   Mgmt   For   For
Elect Director Jeffrey D. Miller   Mgmt   For   For
Elect Director Thomas D. Wren   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   Against   For

Hutchison Whampoa Limited

 

Meeting Date:    21-May-13    Country:    Hong Kong    Security ID:    Y38024108
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    00013

 

CUSIP: Y38024108    ISIN: HK0013000119    SEDOL: 6448068

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Li Tzar Kuoi as Director   Mgmt   For   Against
Elect Frank John Sixt as Director   Mgmt   For   Against
Elect Holger Kluge as Director   Mgmt   For   For
Elect George Colin Magnus as Director   Mgmt   For   Against
Elect Lee Wai Mun, Rose as Director   Mgmt   For   For
Elect Lee Yeh Kwong, Charles as Director   Mgmt   For   Against

Appoint Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

JPMorgan Chase & Co.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    46625h100
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    JPM

 

CUSIP: 46625h100    ISIN: US46625H1005    SEDOL: 2190385

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James A. Bell   Mgmt   For   For
Elect Director Crandall C.Bowles   Mgmt   For   For
Elect Director Stephen B. Burke   Mgmt   For   For
Elect Director David M. Cote   Mgmt   For   Against
Elect Director James S. Crown   Mgmt   For   Against
Elect Director James Dimon   Mgmt   For   For
Elect Director Timothy P. Flynn   Mgmt   For   For
Elect Director Ellen V. Futter   Mgmt   For   Against
Elect Director Laban P. Jackson, Jr.   Mgmt   For   For
Elect Director Lee R. Raymond   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Act by Written Consent   Mgmt   For   For

Amend Executive Incentive Bonus Plan   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Stock Retention/Holding Period   SH   Against   Against
Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   Against

Mid-America Apartment Communities, Inc.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    59522J103
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    MAA

 

CUSIP: 59522J103    ISIN: US59522J1034    SEDOL: 2589132

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director H. Eric Bolton, Jr.   Mgmt   For   For
Elect Director Alan B. Graf, Jr.   Mgmt   For   For
Elect Director Ralph Horn   Mgmt   For   For
Elect Director Philip W. Norwood   Mgmt   For   For
Elect Director W. Reid Sanders   Mgmt   For   For
Elect Director William B. Sansom   Mgmt   For   For
Elect Director Gary Shorb   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Mondelez International, Inc.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    609207105
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    MDLZ

 

CUSIP: 609207105    ISIN: US6092071058    SEDOL: B8CKK03

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen F. Bollenbach   Mgmt   For   Against
Elect Director Lewis W.K. Booth   Mgmt   For   For
Elect Director Lois D. Juliber   Mgmt   For   Against
Elect Director Mark D. Ketchum   Mgmt   For   Against
Elect Director Jorge S. Mesquita   Mgmt   For   For
Elect Director Fredric G. Reynolds   Mgmt   For   For
Elect Director Irene B. Rosenfeld   Mgmt   For   For
Elect Director Patrick T. Siewert   Mgmt   For   For

Mondelez International, Inc.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ruth J. Simmons   Mgmt   For   Against
Elect Director Ratan N. Tata   Mgmt   For   For
Elect Director Jean-Francois M. L. van Boxmeer   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Adopting Extended Producer Responsibility Policy   SH   Against   Against

Royal Dutch Shell plc

 

Meeting Date:    21-May-13    Country:    United Kingdom    Security ID:    G7690A100
Record Date:    17-May-13    Meeting Type:    Annual    Ticker:    RDSA

 

CUSIP: G7690A118    ISIN: GB00B03MLX29    SEDOL: B03MLX2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Josef Ackermann as Director   Mgmt   For   For
Re-elect Guy Elliott as Director   Mgmt   For   For
Re-elect Simon Henry as Director   Mgmt   For   For
Re-elect Charles Holliday as Director   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Jorma Ollila as Director   Mgmt   For   For
Re-elect Sir Nigel Sheinwald as Director   Mgmt   For   For
Re-elect Linda Stuntz as Director   Mgmt   For   For

Re-elect Peter Voser as Director   Mgmt   For   For
Re-elect Hans Wijers as Director   Mgmt   For   For
Elect Gerrit Zalm as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For

Southwestern Energy Company

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    845467109
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    SWN

 

CUSIP: 845467109    ISIN: US8454671095    SEDOL: 2828619

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Gass   Mgmt   For   For
Elect Director Catherine A. Kehr   Mgmt   For   For
Elect Director Greg D. Kerley   Mgmt   For   For
Elect Director Harold M. Korell   Mgmt   For   For
Elect Director Vello A. Kuuskraa   Mgmt   For   For
Elect Director Kenneth R. Mourton   Mgmt   For   For
Elect Director Steven L. Mueller   Mgmt   For   For
Elect Director Elliott Pew   Mgmt   For   For
Elect Director Alan H. Stevens   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Two Harbors Investment Corp.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    90187B101
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    TWO

 

CUSIP: 90187B101    ISIN: US90187B1017    SEDOL: B563MS9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Bender   Mgmt   For   For
Elect Director Mark D. Ein   Mgmt   For   For
Elect Director William W. Johnson   Mgmt   For   For
Elect Director Stephen G. Kasnet   Mgmt   For   For
Elect Director W. Reid Sanders   Mgmt   For   For

Elect Director Thomas Siering   Mgmt   For   For
Elect Director Brian C. Taylor   Mgmt   For   For
Elect Director Hope B. Woodhouse   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Builders FirstSource, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    12008R107
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    BLDR

 

CUSIP: 12008R107    ISIN: US12008R1077    SEDOL: B0BV2M7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel Agroskin   Mgmt   For   Withhold
Elect Director Kevin J. Kruse   Mgmt   For   Withhold
Elect Director Floyd F. Sherman   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For

CenturyLink, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    156700106
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    CTL

 

CUSIP: 156700106    ISIN: US1567001060    SEDOL: 2185046

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. Bruce Hanks   Mgmt   For   For
Elect Director C. G. Melville, Jr.   Mgmt   For   For

Elect Director Fred R. Nichols   Mgmt   For   For
Elect Director William A. Owens   Mgmt   For   For
Elect Director Harvey P. Perry   Mgmt   For   For
Elect Director Glen F. Post, III   Mgmt   For   For
Elect Director Laurie A. Siegel   Mgmt   For   For
Elect Director Joseph R. Zimmel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Share Retention Policy   SH   Against   For
Adopt Policy on Bonus Banking   SH   Against   Against
Proxy Access   SH   Against   Against
Provide for Confidential Voting   SH   Against   For

Genesee & Wyoming Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    371559105
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    GWR

 

CUSIP: 371559105    ISIN: US3715591059    SEDOL: 2374060

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard H. Bott   Mgmt   For   For
Elect Director Oivind Lorentzen, III   Mgmt   For   For
Elect Director Philip J. Ringo   Mgmt   For   For
Elect Director Mark A. Scudder   Mgmt   For   For
Elect Director Gregory S. Ledford   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Graphic Packaging Holding Company

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    388689101
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    GPK

 

CUSIP: 388689101    ISIN: US3886891015    SEDOL: B2Q8249

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George V. Bayly   Mgmt   For   For
Elect Director David D. Campbell   Mgmt   For   For
Elect Director Harold R. Logan, Jr.   Mgmt   For   For
Elect Director David A. Perdue   Mgmt   For   For

Magellan Health Services, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    559079207
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    MGLN

 

CUSIP: 559079207    ISIN: US5590792074    SEDOL: 2307787

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael P. Ressner   Mgmt   For   For
Elect Director Michael S. Diament   Mgmt   For   Withhold
Elect Director Barry M. Smith   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

MFA Financial, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    55272X102
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    MFA

 

CUSIP: 55272X102    ISIN: US55272X1028    SEDOL: 2418162

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James A. Brodsky   Mgmt   For   For
Elect Director Alan L. Gosule   Mgmt   For   For
Elect Director Stewart Zimmerman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

NetSuite Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    64118Q107
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    N

 

CUSIP: 64118Q107    ISIN: US64118Q1076    SEDOL: B2B0FZ2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William Beane III   Mgmt   For   For
Elect Director Deborah Farrington   Mgmt   For   For
Elect Director Edward Zander   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Primerica, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    74164M108
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    PRI

 

CUSIP: 74164M108    ISIN: US74164M1080    SEDOL: B50K3X8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Declassify the Board of Directors   Mgmt   For   For
Reduce Supermajority Vote Requirement   Mgmt   For   For
Amend Certificate of Incorpoation   Mgmt   For   For
Elect Director John A. Addison, Jr.   Mgmt   For   For
Elect Director Joel M. Babbitt   Mgmt   For   For
Elect Director P. George Benson   Mgmt   For   For
Elect Director Michael E. Martin   Mgmt   For   For
Elect Director Mark Mason   Mgmt   For   For
Elect Director Robert F. McCullough   Mgmt   For   For
Elect Director D. Richard Williams   Mgmt   For   For
Elect Director Barbara A. Yastine   Mgmt   For   For
Elect Director Daniel A. Zilberman   Mgmt   For   For
Elect Director P. George Benson   Mgmt   For   For
Elect Director Michael E. Martin   Mgmt   For   For
Elect Director Mark Mason   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

ProAssurance Corporation

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    74267C106
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    PRA

 

CUSIP: 74267C106    ISIN: US74267C1062    SEDOL: 2612737

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William J. Listwan   Mgmt   For   For
Elect Director John J. McMahon, Jr.   Mgmt   For   For
Elect Director W. Stancil Starnes   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Approve Executive Incentive Bonus Plan   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ross Stores, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    778296103
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    ROST

 

CUSIP: 778296103    ISIN: US7782961038    SEDOL: 2746711

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael Balmuth   Mgmt   For   For
Elect Director K. Gunnar Bjorklund   Mgmt   For   For
Elect Director Sharon D. Garrett   Mgmt   For   For

Elect Director Michael J. Bush   Mgmt   For   For
Elect Director Norman A. Ferber   Mgmt   For   For
Elect Director Gregory L. Quesnel   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Sovran Self Storage, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    84610H108
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    SSS

 

CUSIP: 84610H108    ISIN: US84610H1086    SEDOL: 2832212

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert J. Attea   Mgmt   For   For
Elect Director Kenneth F. Myszka   Mgmt   For   For
Elect Director Anthony P. Gammie   Mgmt   For   For
Elect Director Charles E. Lannon   Mgmt   For   For
Elect Director James R. Boldt   Mgmt   For   For
Elect Director Stephen R. Rusmisel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Tredegar Corporation

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    894650100
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    TG

 

CUSIP: 894650100    ISIN: US8946501009    SEDOL: 2903345

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald T. Cowles   Mgmt   For   Withhold
Elect Director George C. Freeman, III   Mgmt   For   Withhold
Elect Director John D. Gottwald   Mgmt   For   Withhold
Elect Director Thomas G. Snead, Jr.   Mgmt   For   For
Elect Director Nancy M. Taylor   Mgmt   For   Withhold
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Alexander’s, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    014752109
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    ALX

 

CUSIP: 014752109    ISIN: US0147521092    SEDOL: 2014021

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven Roth   Mgmt   For   Withhold
Elect Director Thomas R. DiBenedetto   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Amazon.com, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    023135106
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    AMZN

 

CUSIP: 023135106    ISIN: US0231351067    SEDOL: 2000019

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jeffrey P. Bezos   Mgmt   For   For
Elect Director Tom A. Alberg   Mgmt   For   For
Elect Director John Seely Brown   Mgmt   For   For
Elect Director William B. Gordon   Mgmt   For   For
Elect Director Jamie S. Gorelick   Mgmt   For   For
Elect Director Alain Monie   Mgmt   For   For
Elect Director Jonathan J. Rubinstein   Mgmt   For   For
Elect Director Thomas O. Ryder   Mgmt   For   For
Elect Director Patricia Q. Stonesifer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   For

AmSurg Corp.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    03232P405
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    AMSG

 

CUSIP: 03232P405    ISIN: US03232P4054    SEDOL: 2781381

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James A. Deal   Mgmt   For   For
Elect Director Steven I. Geringer   Mgmt   For   For
Elect Director Claire M. Gulmi   Mgmt   For   For
Elect Director Joey A. Jacobs   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

BG Group plc

 

Meeting Date:    23-May-13    Country:    United Kingdom    Security ID:    G1245Z108
Record Date:    21-May-13    Meeting Type:    Annual    Ticker:    BG.

 

CUSIP: G1245Z108    ISIN: GB0008762899    SEDOL: 0876289

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Den Jones as Director   Mgmt   For   For
Elect Lim Haw-Kuang as Director   Mgmt   For   For
Re-elect Peter Backhouse as Director   Mgmt   For   For
Re-elect Vivienne Cox as Director   Mgmt   For   For
Re-elect Chris Finlayson as Director   Mgmt   For   For
Re-elect Andrew Gould as Director   Mgmt   For   For
Re-elect Baroness Hogg as Director   Mgmt   For   For

Re-elect Dr John Hood as Director   Mgmt   For   For
Re-elect Martin Houston as Director   Mgmt   For   For
Re-elect Caio Koch-Weser as Director   Mgmt   For   For
Re-elect Sir David Manning as Director   Mgmt   For   For
Re-elect Mark Seligman as Director   Mgmt   For   For
Re-elect Patrick Thomas as Director   Mgmt   For   For
Appoint Ernst & Young LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Cash America International, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    14754D100
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    CSH

 

CUSIP: 14754D100    ISIN: US14754D1000    SEDOL: 2179425

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel E. Berce   Mgmt   For   For
Elect Director Jack R. Daugherty   Mgmt   For   For
Elect Director Daniel R. Feehan   Mgmt   For   For
Elect Director James H. Graves   Mgmt   For   For
Elect Director B.D. Hunter   Mgmt   For   For
Elect Director Timothy J. McKibben   Mgmt   For   For
Elect Director Alfred M. Micallef   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Chart Industries, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    16115Q308
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    GTLS

 

CUSIP: 16115Q308    ISIN: US16115Q3083    SEDOL: B19HNF4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Samuel F. Thomas   Mgmt   For   For
Elect Director W. Douglas Brown   Mgmt   For   For
Elect Director Richard E. Goodrich   Mgmt   For   For

Elect Director Steven W. Krablin   Mgmt   For   For
Elect Director Michael W. Press   Mgmt   For   For
Elect Director James M. Tidwell   Mgmt   For   For
Elect Director Thomas L. Williams   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

ChemoCentryx, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    16383L106
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    CCXI

 

CUSIP: 16383L106    ISIN: US16383L1061    SEDOL: B6ZL968

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Geoffrey M. Parker   Mgmt   For   For
Elect Director James L. Tyree   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cinemark Holdings, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    17243V102
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    CNK

 

CUSIP: 17243V102    ISIN: US17243V1026    SEDOL: B1W7RQ0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Benjamin D. Chereskin   Mgmt   For   For
Elect Director Lee Roy Mitchell   Mgmt   For   For
Elect Director Raymond W. Syufy   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

Citrix Systems, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    177376100
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    CTXS

 

CUSIP: 177376100    ISIN: US1773761002    SEDOL: 2182553

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark B. Templeton   Mgmt   For   For
Elect Director Stephen M. Dow   Mgmt   For   For

Elect Director Godfrey R. Sullivan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

CONMED Corporation

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    207410101
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    CNMD

 

CUSIP: 207410101    ISIN: US2074101013    SEDOL: 2216010

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Eugene R. Corasanti   Mgmt   For   For

Elect Director Joseph J. Corasanti   Mgmt   For   For
Elect Director Bruce F. Daniels   Mgmt   For   For
Elect Director Jo Ann Golden   Mgmt   For   For
Elect Director Stephen M. Mandia   Mgmt   For   For
Elect Director Stuart J. Schwartz   Mgmt   For   For
Elect Director Mark E. Tryniski   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Continental Resources, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    212015101
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    CLR

 

CUSIP: 212015101    ISIN: US2120151012    SEDOL: B1XGWS3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Harold G. Hamm   Mgmt   For   For
Elect Director John T. McNabb, II   Mgmt   For   For
Elect Director David L. Boren   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Deutsche Bank AG

 

Meeting Date:    23-May-13    Country:    Germany    Security ID:    D18190898
Record Date:       Meeting Type:    Annual    Ticker:    DBK

 

CUSIP: D18190898    ISIN: DE0005140008    SEDOL: 5750355

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For
Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For

Approve Remuneration of Supervisory Board   Mgmt   For   For
Elect John Cryan to the Supervisory Board   Mgmt   For   For
Elect Henning Kagermann to the Supervisory Board   Mgmt   For   For
Elect Suzanne Labarge to the Supervisory Board   Mgmt   For   For
Elect Johannes Teyssen to the Supervisory Board   Mgmt   For   For
Elect Georg Thoma to the Supervisory Board   Mgmt   For   For
Elect Tilman Todenhoefer to the Supervisory Board   Mgmt   For   For
Elect Dina Dublon to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 230.4 Million Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Domination Agreement with RREEF Management GmbH   Mgmt   For   For

GNC Holdings, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    36191G107
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    GNC

 

CUSIP: 36191G107    ISIN: US36191G1076    SEDOL: B3VLKV3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Philip E. Mallott   Mgmt   For   For
Elect Director C. Scott O’Hara   Mgmt   For   For
Elect Director Richard J. Wallace   Mgmt   For   For
Eliminate Class of Common Stock   Mgmt   For   For
Establish Range For Board Size   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Amendment to Delete Various Provisions Related to the Company’s Former ‘Sponsors’ which are Now Inapplicable   Mgmt   For   For
Provide Right to Act by Written Consent   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Kilroy Realty Corporation

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    49427F108
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    KRC

 

CUSIP: 49427F108    ISIN: US49427F1084    SEDOL: 2495529

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John B. Kilroy, Jr.   Mgmt   For   For
Elect Director Edward F. Brennan   Mgmt   For   Withhold
Elect Director William P. Dickey   Mgmt   For   Withhold
Elect Director Scott S. Ingraham   Mgmt   For   Withhold
Elect Director Dale F. Kinsella   Mgmt   For   Withhold

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

National Retail Properties, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    637417106
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    NNN

 

CUSIP: 637417106    ISIN: US6374171063    SEDOL: 2211811

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Don DeFosset   Mgmt   For   For
Elect Director David M. Fick   Mgmt   For   For

Elect Director Edward J. Fritsch   Mgmt   For   For
Elect Director Kevin B. Habicht   Mgmt   For   For
Elect Director Richard B. Jennings   Mgmt   For   For
Elect Director Ted B. Lanier   Mgmt   For   For
Elect Director Robert C. Legler   Mgmt   For   For
Elect Director Craig Macnab   Mgmt   For   For
Elect Director Robert Martinez   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Onyx Pharmaceuticals, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    683399109
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    ONXX

 

CUSIP: 683399109    ISIN: US6833991093    SEDOL: 2656069

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Corinne H. Nevinny   Mgmt   For   For
Elect Director Thomas G. Wiggans   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Post Properties, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    737464107
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    PPS

 

CUSIP: 737464107    ISIN: US7374641071    SEDOL: 2705262

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert C. Goddard, III   Mgmt   For   For
Elect Director David P. Stockert   Mgmt   For   For
Elect Director Herschel M. Bloom   Mgmt   For   For
Elect Director Walter M. Deriso, Jr.   Mgmt   For   For
Elect Director Russell R. French   Mgmt   For   For
Elect Director Ronald de Waal   Mgmt   For   For
Elect Director Donald C. Wood   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Goldman Sachs Group, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    38141G104
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    GS

 

CUSIP: 38141G104    ISIN: US38141G1040    SEDOL: 2407966

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lloyd C. Blankfein   Mgmt   For   For
Elect Director M. Michele Burns   Mgmt   For   For
Elect Director Gary D. Cohn   Mgmt   For   For
Elect Director Claes Dahlback   Mgmt   For   For
Elect Director William W. George   Mgmt   For   For
Elect Director James A. Johnson   Mgmt   For   For

Elect Director Lakshmi N. Mittal   Mgmt   For   For
Elect Director Adebayo O. Ogunlesi   Mgmt   For   For
Elect Director James J. Schiro   Mgmt   For   For
Elect Director Debora L. Spar   Mgmt   For   For
Elect Director Mark E. Tucker   Mgmt   For   For
Elect Director David A. Viniar   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Establish Board Committee on Human Rights   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   Against
Adopt Proxy Access Right   SH   Against   Against
Employ Investment Bank to Explore Alternatives to Maximize Shareholder Value   SH   Against   Against

Time Warner Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    887317303
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    TWX

 

CUSIP: 887317303    ISIN: US8873173038    SEDOL: B63QTN2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James L. Barksdale   Mgmt   For   Against
Elect Director William P. Barr   Mgmt   For   For
Elect Director Jeffrey L. Bewkes   Mgmt   For   For
Elect Director Stephen F. Bollenbach   Mgmt   For   Against
Elect Director Robert C. Clark   Mgmt   For   Against
Elect Director Mathias Dopfner   Mgmt   For   For
Elect Director Jessica P. Einhorn   Mgmt   For   Against
Elect Director Fred Hassan   Mgmt   For   For

Elect Director Kenneth J. Novack   Mgmt   For   Against
Elect Director Paul D. Wachter   Mgmt   For   For
Elect Director Deborah C. Wright   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

ViroPharma Incorporated

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    928241108
Record Date:    02-Apr-13    Meeting Type:    Annual    Ticker:    VPHM

 

CUSIP: 928241108    ISIN: US9282411084    SEDOL: 2945660

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William D. Claypool   Mgmt   For   For
Elect Director Julie H. McHugh   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

HSBC Holdings plc

 

Meeting Date:    24-May-13    Country:    United Kingdom    Security ID:    G4634U169
Record Date:    23-May-13    Meeting Type:    Annual    Ticker:    HSBA

 

CUSIP: G4634U169    ISIN: GB0005405286    SEDOL: 0540528

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Approve Remuneration Report   Mgmt   For   For
Re-elect Safra Catz as Director   Mgmt   For   For
Re-elect Laura Cha as Director   Mgmt   For   For
Re-elect Marvin Cheung as Director   Mgmt   For   For
Elect Jim Comey as Director   Mgmt   For   For
Re-elect John Coombe as Director   Mgmt   For   For
Re-elect Joachim Faber as Director   Mgmt   For   For
Re-elect Rona Fairhead as Director   Mgmt   For   For
Elect Renato Fassbind as Director   Mgmt   For   For
Re-elect Douglas Flint as Director   Mgmt   For   For
Re-elect Stuart Gulliver as Director   Mgmt   For   For
Re-elect James Hughes-Hallett as Director   Mgmt   For   For
Re-elect William Laidlaw as Director   Mgmt   For   For
Re-elect John Lipsky as Director   Mgmt   For   For
Re-elect Janis Lomax as Director   Mgmt   For   For

Re-elect Iain Mackay as Director   Mgmt   For   For
Re-elect Sir Simon Robertson as Director   Mgmt   For   For
Re-elect John Thornton as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Questcor Pharmaceuticals, Inc.

 

Meeting Date:    24-May-13    Country:    USA    Security ID:    74835Y101
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    QCOR

 

CUSIP: 74835Y101    ISIN: US74835Y1010    SEDOL: 2242941

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Don M. Bailey   Mgmt   For   For
Elect Director Neal C. Bradsher   Mgmt   For   For
Elect Director Stephen C. Farrell   Mgmt   For   For
Elect Director Louis Silverman   Mgmt   For   For
Elect Director Virgil D. Thompson   Mgmt   For   For
Elect Director Scott M. Whitcup   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

France Telecom

 

Meeting Date:    28-May-13    Country:    France    Security ID:    F4113C103
Record Date:    22-May-13    Meeting Type:    Annual/Special    Ticker:    FTE

 

CUSIP: F4113C103    ISIN: FR0000133308    SEDOL: 5176177

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Treatment of Losses and Dividends of EUR 0.78 per Share   Mgmt   For   For
Approve Transaction with Thales and Caisse des Depots et Consignations Re: Creation of a new Company, “Cloudwatt”   Mgmt   For   For
Elect Fonds Strategique d’Investissement as Director   Mgmt   For   Against

Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Change Company Name to Orange and Amend Articles 1 and 3 of Bylaws Accordingly   Mgmt   For   For
Amend Article 13 of Bylaws Re: Directors’ Mandates   Mgmt   For   For
Amend Article 13.2 of Bylaws Re: Election of Representative of Employee   Mgmt   For   For
Amend Article 13.3 of Bylaws Re: Election of Representative of Employee Shareholders   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for a Private Placement, up to Aggregate Nominal   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11 to 13   Mgmt   For   For

Authorize Capital Increase of Up to EUR 1.5 Billion for Future Exchange Offers   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Capital Increase of up to EUR 1 Million to Holders of Orange Holding SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement   Mgmt   For   For
Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 11 to 17 at EUR 3.5 Billion   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Merck & Co., Inc.

 

Meeting Date:    28-May-13    Country:    USA    Security ID:    58933Y105
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    MRK

 

CUSIP: 58933Y105    ISIN: US58933Y1055    SEDOL: 2778844

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Leslie A. Brun   Mgmt   For   For
Elect Director Thomas R. Cech   Mgmt   For   For
Elect Director Kenneth C. Frazier   Mgmt   For   For
Elect Director Thomas H. Glocer   Mgmt   For   For
Elect Director William B. Harrison Jr.   Mgmt   For   For
Elect Director C. Robert Kidder   Mgmt   For   For
Elect Director Rochelle B. Lazarus   Mgmt   For   For

Elect Director Carlos E. Represas   Mgmt   For   For
Elect Director Patricia F. Russo   Mgmt   For   For
Elect Director Craig B. Thompson   Mgmt   For   For
Elect Director Wendell P. Weeks   Mgmt   For   For
Elect Director Peter C. Wendell   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Act by Written Consent   SH   Against   For
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For
Report on Charitable and Political Contributions   SH   Against   Against
Report on Lobbying Activities   SH   Against   Against

BioMed Realty Trust, Inc.

 

Meeting Date:    29-May-13    Country:    USA    Security ID:    09063H107
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    BMR

 

CUSIP: 09063H107    ISIN: US09063H1077    SEDOL: B02GMQ5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan D. Gold   Mgmt   For   For
Elect Director Daniel M. Bradbury   Mgmt   For   For
Elect Director Barbara R. Cambon   Mgmt   For   For
Elect Director Edward A. Dennis   Mgmt   For   For
Elect Director Richard I. Gilchrist   Mgmt   For   Withhold
Elect Director Gary A. Kreitzer   Mgmt   For   For
Elect Director Theodore D. Roth   Mgmt   For   For
Elect Director M. Faye Wilson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For

Chevron Corporation

 

Meeting Date:    29-May-13    Country:    USA    Security ID:    166764100
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    CVX

 

CUSIP: 166764100    ISIN: US1667641005    SEDOL: 2838555

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Linnet F. Deily   Mgmt   For   For
Elect Director Robert E. Denham   Mgmt   For   For
Elect Director Alice P. Gast   Mgmt   For   For
Elect Director Enrique Hernandez, Jr.   Mgmt   For   For
Elect Director George L. Kirkland   Mgmt   For   For

Elect Director Charles W. Moorman, IV   Mgmt   For   For
Elect Director Kevin W. Sharer   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Ronald D. Sugar   Mgmt   For   For
Elect Director Carl Ware   Mgmt   For   For
Elect Director John S. Watson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Report on Management of Hydraulic Fracturing Risks and Opportunities   SH   Against   For
Report on Offshore Oil Wells and Spill Mitigation Measures   SH   Against   For
Report on Financial Risks of Climate Change   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For

Prohibit Political Contributions   SH   Against   Against
Provide for Cumulative Voting   SH   Against   Against
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For
Require Director Nominee with Environmental Expertise   SH   Against   For
Adopt Guidelines for Country Selection   SH   Against   For

Exxon Mobil Corporation

 

Meeting Date:    29-May-13    Country:    USA    Security ID:    30231G102
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    XOM

 

CUSIP: 30231G102    ISIN: US30231G1022    SEDOL: 2326618

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director M.J. Boskin   Mgmt   For   For

Elect Director P. Brabeck-Letmathe   Mgmt   For   For
Elect Director U.M. Burns   Mgmt   For   For
Elect Director L.R. Faulkner   Mgmt   For   For
Elect Director J.S. Fishman   Mgmt   For   Withhold
Elect Director H.H. Fore   Mgmt   For   For
Elect Director K.C. Frazier   Mgmt   For   For
Elect Director W.W. George   Mgmt   For   Withhold
Elect Director S.J. Palmisano   Mgmt   For   Withhold
Elect Director S.S. Reinemund   Mgmt   For   For
Elect Director R.W. Tillerson   Mgmt   For   For
Elect Director W.C. Weldon   Mgmt   For   For
Elect Director E.E. Whitacre, Jr.   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Require Independent Board Chairman   SH   Against   Against
Require a Majority Vote for the Election of Directors   SH   Against   For
Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Study Feasibility of Prohibiting Political Contributions   SH   Against   Against
Adopt Sexual Orientation Anti-bias Policy   SH   Against   For
Report on Management of Hydraulic Fracturing Risks and Opportunities   SH   Against   For
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For

Fidelity National Information Services, Inc.

 

Meeting Date:    29-May-13    Country:    USA    Security ID:    31620M106
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    FIS

 

CUSIP: 31620M106    ISIN: US31620M1062    SEDOL: 2769796

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephan A. James   Mgmt   For   For
Elect Director Frank R. Martire   Mgmt   For   For
Elect Director Gary A. Norcross   Mgmt   For   For
Elect Director James B. Stallings, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Linde AG

 

Meeting Date:    29-May-13    Country:    Germany    Security ID:    D50348107
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    LIN

 

CUSIP: D50348107    ISIN: DE0006483001    SEDOL: 5740817

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.70 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For
Approve Creation of EUR 47 Million Pool of Capital without Preemptive Rights   Mgmt   For   For

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 3.5 Billion; Approve Creation of EUR 47 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Approve Cancellation of Conditional Capital   Mgmt   For   For
Elect Ann-Kristin Achleitner to the Supervisory Board   Mgmt   For   For
Elect Clemens Boersig to the Supervisory Board   Mgmt   For   For
Elect Michael Diekmann to the Supervisory Board   Mgmt   For   For
Elect Franz Fehrenbach to the Supervisory Board   Mgmt   For   For
Elect Klaus-Peter Mueller to the Supervisory Board   Mgmt   For   For
Elect Manfred Schneider to the Supervisory Board   Mgmt   For   For
Elect Mathias Otto as Alternate Supervisory Board Member   Mgmt   For   For
Elect Guenter Hugger as Alternate Supervisory Board Member   Mgmt   For   For
Amend Corporate Purpose   Mgmt   For   For

Amend Articles Re: Composition of the Board   Mgmt   For   For
Amend Articles Re: Remuneration of Supervisory Board   Mgmt   For   For
Amend Articles Re: Editorial Changes   Mgmt   For   For

Accelrys, Inc.

 

Meeting Date:    30-May-13    Country:    USA    Security ID:    00430U103
Record Date:    10-Apr-13    Meeting Type:    Annual    Ticker:    ACCL

 

CUSIP: 00430U103    ISIN: US00430U1034    SEDOL: 2687520

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Chris van Ingen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Incyte Corporation

 

Meeting Date:    30-May-13    Country:    USA    Security ID:    45337C102
Record Date:    02-Apr-13    Meeting Type:    Annual    Ticker:    INCY

 

CUSIP: 45337C102    ISIN: US45337C1027    SEDOL: 2471950

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard U. De Schutter   Mgmt   For   For
Elect Director Barry M. Ariko   Mgmt   For   For
Elect Director Julian C. Baker   Mgmt   For   For
Elect Director Paul A. Brooke   Mgmt   For   For
Elect Director Wendy L. Dixon   Mgmt   For   For

Elect Director Paul A. Friedman   Mgmt   For   For
Elect Director Roy A. Whitfield   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Red Robin Gourmet Burgers, Inc.

 

Meeting Date:    30-May-13    Country:    USA    Security ID:    75689M101
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    RRGB

 

CUSIP: 75689M101    ISIN: US75689M1018    SEDOL: 2966144

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert B. Aiken   Mgmt   For   For

Elect Director Lloyd L. Hill   Mgmt   For   For
Elect Director Richard J. Howell   Mgmt   For   For
Elect Director Glenn B. Kaufman   Mgmt   For   For
Elect Director Stuart I. Oran   Mgmt   For   For
Elect Director James T. Rothe   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Taylor Capital Group, Inc.

 

Meeting Date:    30-May-13    Country:    USA    Security ID:    876851106
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    TAYC

 

CUSIP: 876851106    ISIN: US8768511060    SEDOL: 2958561

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bruce W. Taylor   Mgmt   For   For
Elect Director Mark A. Hoppe   Mgmt   For   For
Elect Director Ronald L. Bliwas   Mgmt   For   For
Elect Director C. Bryan Daniels   Mgmt   For   For
Elect Director Ronald Emanuel   Mgmt   For   For
Elect Director M. Hill Hammock   Mgmt   For   For
Elect Director Elzie L. Higginbottom   Mgmt   For   For
Elect Director Michael H. Moskow   Mgmt   For   For
Elect Director Louise O’Sullivan   Mgmt   For   For
Elect Director Shepherd G. Pryor, IV   Mgmt   For   For
Elect Director Harrison I. Steans   Mgmt   For   For
Elect Director Jennifer W. Steans   Mgmt   For   For
Elect Director Jeffrey W. Taylor   Mgmt   For   For
Elect Director Richard W. Tinberg   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year
Ratify Auditors   Mgmt   For   For
Amend Bylaws   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Telefonica S.A.

 

Meeting Date:    30-May-13    Country:    Spain    Security ID:    879382109
Record Date:    23-May-13    Meeting Type:    Annual    Ticker:    TEF

 

CUSIP: 879382109    ISIN: ES0178430E18    SEDOL: 5732524

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors   Mgmt   For   For

Reelect José María Abril Pérez as Director   Mgmt   For   Against
Reelect José Fernando de Almansa Moreno-Barreda as Director   Mgmt   For   Against
Reelect Eva Castillo Sanz as Director   Mgmt   For   Against
Reelect Luiz Fernando Furlán as Director   Mgmt   For   For
Reelect Francisco Javier de Paz Mancho as Director   Mgmt   For   For
Ratify Co-option of and Elect Santiago Fernández Valbuena as Director   Mgmt   For   Against
Renew Appointment of Ernst & Young as Auditor   Mgmt   For   For
Amend Articles   Mgmt   For   For
Amend Articles   Mgmt   For   For
Approve Restated Articles of Association   Mgmt   For   For
Adopt Restated General Meeting Regulations   Mgmt   For   For
Approve Dividends   Mgmt   For   For

Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 25 Billion   Mgmt   For   Against
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   Against

Lowe’s Companies, Inc.

 

Meeting Date:    31-May-13    Country:    USA    Security ID:    548661107
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    LOW

 

CUSIP: 548661107    ISIN: US5486611073    SEDOL: 2536763

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Raul Alvarez   Mgmt   For   For
Elect Director David W. Bernauer   Mgmt   For   For

Elect Director Leonard L. Berry   Mgmt   For   For
Elect Director Peter C. Browning   Mgmt   For   For
Elect Director Richard W. Dreiling   Mgmt   For   For
Elect Director Dawn E. Hudson   Mgmt   For   Withhold
Elect Director Robert L. Johnson   Mgmt   For   Withhold
Elect Director Marshall O. Larsen   Mgmt   For   Withhold
Elect Director Richard K. Lochridge   Mgmt   For   Withhold
Elect Director Robert A. Niblock   Mgmt   For   For
Elect Director Eric C. Wisemen   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For

NETGEAR, Inc.

 

Meeting Date:    31-May-13    Country:    USA    Security ID:    64111Q104
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    NTGR

 

CUSIP: 64111Q104    ISIN: US64111Q1040    SEDOL: 2688363

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Patrick C.S. Lo   Mgmt   For   For
Elect Director Jocelyn E. Carter-Miller   Mgmt   For   For
Elect Director Ralph E. Faison   Mgmt   For   For
Elect Director A. Timothy Godwin   Mgmt   For   For
Elect Director Jef Graham   Mgmt   For   For
Elect Director Linwood A. Lacy, Jr.   Mgmt   For   For
Elect Director Gregory J. Rossmann   Mgmt   For   For
Elect Director Barbara V. Scherer   Mgmt   For   For
Elect Director Julie A. Shimer   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

WORLD FUEL SERVICES CORPORATION

 

Meeting Date:    31-May-13    Country:    USA    Security ID:    981475106
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    INT

 

CUSIP: 981475106    ISIN: US9814751064    SEDOL: 2469450

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Kasbar   Mgmt   For   For
Elect Director Paul H. Stebbins   Mgmt   For   For
Elect Director Ken Bakshi   Mgmt   For   For

Elect Director Richard A. Kassar   Mgmt   For   For
Elect Director Myles Klein   Mgmt   For   For
Elect Director John L. Manley   Mgmt   For   For
Elect Director J. Thomas Presby   Mgmt   For   For
Elect Director Stephen K. Roddenberry   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

McMoRan Exploration Co.

 

Meeting Date:    03-Jun-13    Country:    USA    Security ID:    582411104
Record Date:    04-Apr-13    Meeting Type:    Special    Ticker:    MMR

 

CUSIP: 582411104    ISIN: US5824111042    SEDOL: 2311045

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Certificate of Incorporation of McMoran Exploration Co. to exclude Freeport-McMoran Copper & Gold Inc. from the definition of Interested Stockholder   Mgmt   For   For
Approve Merger Agreement   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Nu Skin Enterprises, Inc.

 

Meeting Date:    03-Jun-13    Country:    USA    Security ID:    67018T105
Record Date:    09-Apr-13    Meeting Type:    Annual    Ticker:    NUS

 

CUSIP: 67018T105    ISIN: US67018T1051    SEDOL: 2616870

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nevin N. Andersen   Mgmt   For   For
Elect Director Daniel W. Campbell   Mgmt   For   For
Elect Director M. Truman Hunt   Mgmt   For   For
Elect Director Andrew D. Lipman   Mgmt   For   For
Elect Director Steven J. Lund   Mgmt   For   For
Elect Director Patricia A. Negron   Mgmt   For   For
Elect Director Neil H. Offen   Mgmt   For   For
Elect Director Thomas R. Pisano   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Nu Skin Enterprises, Inc.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

UnitedHealth Group Incorporated

 

Meeting Date:    03-Jun-13    Country:    USA    Security ID:    91324P102
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    UNH

 

CUSIP: 91324P102    ISIN: US91324P1021    SEDOL: 2917766

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Ballard, Jr.   Mgmt   For   For
Elect Director Edson Bueno   Mgmt   For   For
Elect Director Richard T. Burke   Mgmt   For   For
Elect Director Robert J. Darretta   Mgmt   For   For
Elect Director Stephen J. Hemsley   Mgmt   For   For
Elect Director Michele J. Hooper   Mgmt   For   For
Elect Director Rodger A. Lawson   Mgmt   For   For
Elect Director Douglas W. Leatherdale   Mgmt   For   For
Elect Director Glenn M. Renwick   Mgmt   For   For
Elect Director Kenneth I. Shine   Mgmt   For   For
Elect Director Gail R. Wilensky   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For

Citizens, Inc.

 

Meeting Date:    04-Jun-13    Country:    USA    Security ID:    174740100
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    CIA

 

CUSIP: 174740100    ISIN: US1747401008    SEDOL: 2199478

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director E. Dean Gage   Mgmt   For   For
Elect Director Steven F. Shelton   Mgmt   For   For
Elect Director Timothy T. Timmerman   Mgmt   For   For
Elect Director Robert B. Sloan, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Columbia Sportswear Company

 

Meeting Date:    04-Jun-13    Country:    USA    Security ID:    198516106
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    COLM

 

CUSIP: 198516106    ISIN: US1985161066    SEDOL: 2229126

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gertrude Boyle   Mgmt   For   For
Elect Director Timothy P. Boyle   Mgmt   For   For
Elect Director Sarah A. Bany   Mgmt   For   For
Elect Director Murrey R. Albers   Mgmt   For   For
Elect Director Stephen E. Babson   Mgmt   For   For
Elect Director Andy D. Bryant   Mgmt   For   For
Elect Director Edward S. George   Mgmt   For   For

Elect Director Walter T. Klenz   Mgmt   For   For
Elect Director Ronald E. Nelson   Mgmt   For   For
Elect Director John W. Stanton   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

CoStar Group, Inc.

 

Meeting Date:    04-Jun-13    Country:    USA    Security ID:    22160N109
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    CSGP

 

CUSIP: 22160N109    ISIN: US22160N1090    SEDOL: 2262864

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael R. Klein   Mgmt   For   Withhold
Elect Director Andrew C. Florance   Mgmt   For   For
Elect Director David Bonderman   Mgmt   For   For
Elect Director Michael J. Glosserman   Mgmt   For   For
Elect Director Warren H. Haber   Mgmt   For   For
Elect Director John W. Hill   Mgmt   For   For
Elect Director Christopher J. Nassetta   Mgmt   For   For
Elect Director David J. Steinberg   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

SAP AG

 

Meeting Date:    04-Jun-13    Country:    Germany    Security ID:    D66992104
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    SAP

 

CUSIP: D66992104    ISIN: DE0007164600    SEDOL: 4846288

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.85 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2013   Mgmt   For   For

Syntel, Inc.

 

Meeting Date:    04-Jun-13    Country:    USA    Security ID:    87162H103
Record Date:    09-Apr-13    Meeting Type:    Annual    Ticker:    SYNT

 

CUSIP: 87162H103    ISIN: US87162H1032    SEDOL: 2095703

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paritosh K. Choksi   Mgmt   For   For
Elect Director Bharat Desai   Mgmt   For   For
Elect Director Thomas Doke   Mgmt   For   For
Elect Director Rajesh Mashruwala   Mgmt   For   For
Elect Director George R. Mrkonic, Jr.   Mgmt   For   For
Elect Director Prashant Ranade   Mgmt   For   For
Elect Director Neerja Sethi   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Fresh Market, Inc.

 

Meeting Date:    04-Jun-13    Country:    USA    Security ID:    35804H106
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    TFM

 

CUSIP: 35804H106    ISIN: US35804H1068    SEDOL: B3MH1K6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ray Berry   Mgmt   For   For
Elect Director Jeffrey Naylor   Mgmt   For   For
Elect Director Jane Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

ARRIS Group, Inc.

 

Meeting Date:    05-Jun-13    Country:    USA    Security ID:    04270V106
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    ARRS

 

CUSIP: 04270V106    ISIN: US04270V1061    SEDOL: B9SMM04

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alex B. Best   Mgmt   For   For
Elect Director Harry L. Bosco   Mgmt   For   For
Elect Director James A. Chiddix   Mgmt   For   For

Elect Director John Anderson Craig   Mgmt   For   For
Elect Director Andrew T. Heller   Mgmt   For   For
Elect Director Matthew B. Kearney   Mgmt   For   For
Elect Director Robert J. Stanzione   Mgmt   For   For
Elect Director Debora J. Wilson   Mgmt   For   For
Elect Director David A. Woodle   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

FTI Consulting, Inc.

 

Meeting Date:    05-Jun-13    Country:    USA    Security ID:    302941109
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    FCN

 

CUSIP: 302941109    ISIN: US3029411093    SEDOL: 2351449

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Brenda J. Bacon   Mgmt   For   For
Elect Director Denis J. Callaghan   Mgmt   For   For
Elect Director Claudio Costamagna   Mgmt   For   For
Elect Director James W. Crownover   Mgmt   For   Withhold
Elect Director Jack B. Dunn, IV   Mgmt   For   For
Elect Director Vernon Ellis   Mgmt   For   For
Elect Director Gerard E. Holthaus   Mgmt   For   For
Elect Director Marc Holtzman   Mgmt   For   For
Elect Director Dennis J. Shaughnessy   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Las Vegas Sands Corp.

 

Meeting Date:    05-Jun-13    Country:    USA    Security ID:    517834107
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    LVS

 

CUSIP: 517834107    ISIN: US5178341070    SEDOL: B02T2J7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sheldon G. Adelson   Mgmt   For   For
Elect Director Irwin Chafetz   Mgmt   For   For
Elect Director Victor Chaltiel   Mgmt   For   Withhold
Elect Director Charles A. Koppelman   Mgmt   For   Withhold
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Saks Incorporated

 

Meeting Date:    05-Jun-13    Country:    USA    Security ID:    79377W108
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    SKS

 

CUSIP: 79377W108    ISIN: US79377W1080    SEDOL: 2704786

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Fabiola R. Arredondo   Mgmt   For   For
Elect Director Robert B. Carter   Mgmt   For   For
Elect Director Michael S. Gross   Mgmt   For   For
Elect Director Donald E. Hess   Mgmt   For   For

Elect Director Marguerite W. Kondracke   Mgmt   For   For
Elect Director Jerry W. Levin   Mgmt   For   For
Elect Director Nora P. McAniff   Mgmt   For   For
Elect Director Stephen I. Sadove   Mgmt   For   For
Elect Director Jack L. Stahl   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Activision Blizzard, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    00507V109
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    ATVI

 

CUSIP: 00507V109    ISIN: US00507V1098    SEDOL: 2575818

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Philippe G. H. Capron   Mgmt   For   Against
Elect Director Jean-Yves Charlier   Mgmt   For   Against
Elect Director Robert J. Corti   Mgmt   For   Against
Elect Director Frederic R. Crepin   Mgmt   For   Against
Elect Director Jean-Francois Dubos   Mgmt   For   Against
Elect Director Lucian Grainge   Mgmt   For   Against
Elect Director Brian G. Kelly   Mgmt   For   Against
Elect Director Robert A. Kotick   Mgmt   For   Against
Elect Director Robert J. Morgado   Mgmt   For   Against
Elect Director Richard Sarnoff   Mgmt   For   For
Elect Director Regis Turrini   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

athenahealth, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    04685W103
Record Date:    10-Apr-13    Meeting Type:    Annual    Ticker:    ATHN

 

CUSIP: 04685W103    ISIN: US04685W1036    SEDOL: B24FJV8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles D. Baker   Mgmt   For   For
Elect Director Dev Ittycheria   Mgmt   For   Withhold
Elect Director John A. Kane   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Cheniere Energy, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    16411R208
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    LNG

 

CUSIP: 16411R208    ISIN: US16411R2085    SEDOL: 2654364

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Vicky A. Bailey   Mgmt   For   For
Elect Director David B. Kilpatrick   Mgmt   For   Withhold
Elect Director G. Andrea Botta   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

DTS, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    23335C101
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    DTSI

 

CUSIP: 23335C101    ISIN: US23335C1018    SEDOL: 2641106

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Craig S. Andrews   Mgmt   For   Withhold
Elect Director L. Gregory Ballard   Mgmt   For   For
Elect Director Bradford D. Duea   Mgmt   For   Withhold
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Google Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    38259P508
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    GOOG

 

CUSIP: 38259P508    ISIN: US38259P5089    SEDOL: B020QX2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Larry Page   Mgmt   For   For
Elect Director Sergey Brin   Mgmt   For   For
Elect Director Eric E. Schmidt   Mgmt   For   For
Elect Director L. John Doerr   Mgmt   For   For
Elect Director Diane B. Greene   Mgmt   For   For
Elect Director John L. Hennessy   Mgmt   For   For
Elect Director Ann Mather   Mgmt   For   For

Elect Director Paul S. Otellini   Mgmt   For   For
Elect Director K. Ram Shriram   Mgmt   For   For
Elect Director Shirley M. Tilghman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Reducing Lead Battery Health Hazards   SH   Against   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Stock Retention/Holding Period   SH   Against   For
Adopt Policy on Succession Planning   SH   Against   Against

Ingersoll-Rand plc

 

Meeting Date:    06-Jun-13    Country:    Ireland    Security ID:    G47791101
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    IR

 

CUSIP: G47791101    ISIN: IE00B6330302    SEDOL: B633030

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ann C. Berzin   Mgmt   For   For
Elect Director John Bruton   Mgmt   For   For
Elect Director Jared L. Cohon   Mgmt   For   For
Elect Director Gary D. Forsee   Mgmt   For   For
Elect Director Edward E. Hagenlocker   Mgmt   For   For
Elect Director Constance J. Horner   Mgmt   For   For
Elect Director Michael W. Lamach   Mgmt   For   For
Elect Director Theodore E. Martin   Mgmt   For   For
Elect Director Nelson Peltz   Mgmt   For   For
Elect Director John P. Surma   Mgmt   For   For
Elect Director Richard J. Swift   Mgmt   For   For
Elect Director Tony L. White   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Amend the Company’s Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends   Mgmt   For   For
Capital Reduction and Creation of Distributable Reserves   Mgmt   For   For
Amend the Company’s Articles of Association to Expand the Authority to Execute Instruments of Transfer   Mgmt   For   For
Amend the Company’s Articles of Association to Provide for Escheatment in Accordance with U.S. Laws   Mgmt   For   For

Leap Wireless International, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    521863308
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    LEAP

 

CUSIP: 521863308    ISIN: US5218633080    SEDOL: B02L895

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Harkey, Jr.   Mgmt   For   For
Elect Director S. Douglas Hutcheson   Mgmt   For   For
Elect Director Ronald J. Kramer   Mgmt   For   For
Elect Director Robert V. LaPenta   Mgmt   For   For
Elect Director Mark A. Leavitt   Mgmt   For   For
Elect Director Mark H. Rachesky   Mgmt   For   For
Elect Director Richard R. Roscitt   Mgmt   For   For
Elect Director Robert E. Switz   Mgmt   For   For
Elect Director Michael B. Targoff   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Other Business   Mgmt   For   Abstain

Live Nation Entertainment, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    538034109
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    LYV

 

CUSIP: 538034109    ISIN: US5380341090    SEDOL: B0T7YX2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark Carleton   Mgmt   For   Against
Elect Director Michael Rapino   Mgmt   For   For

Elect Director Mark S. Shapiro   Mgmt   For   Against
Declassify the Board of Directors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Omega Healthcare Investors, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    681936100
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    OHI

 

CUSIP: 681936100    ISIN: US6819361006    SEDOL: 2043274

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edward Lowenthal   Mgmt   For   For
Elect Director Stephen D. Plavin   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against

Progress Software Corporation

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    743312100
Record Date:    10-Apr-13    Meeting Type:    Annual    Ticker:    PRGS

 

CUSIP: 743312100    ISIN: US7433121008    SEDOL: 2705198

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barry N. Bycoff   Mgmt   For   For
Elect Director John R. Egan   Mgmt   For   For
Elect Director Ram Gupta   Mgmt   For   For
Elect Director Charles F. Kane   Mgmt   For   For
Elect Director David A. Krall   Mgmt   For   For
Elect Director Michael L. Mark   Mgmt   For   For
Elect Director Philip M. Pead   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Vonage Holdings Corp.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    92886T201
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    VG

 

CUSIP: 92886T201    ISIN: US92886T2015    SEDOL: B15JLG1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael A. Krupka   Mgmt   For   Withhold
Elect Director David C. Nagel   Mgmt   For   For
Elect Director Margaret M. Smyth   Mgmt   For   For
Ratify Recent Election of one Class III Director   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend NOL Rights Plan (NOL Pill)   Mgmt   For   For

Wal-Mart Stores, Inc.

 

Meeting Date:    07-Jun-13    Country:    USA    Security ID:    931142103
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    WMT

 

CUSIP: 931142103    ISIN: US9311421039    SEDOL: 2936921

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Aida M. Alvarez   Mgmt   For   For
Elect Director James I. Cash, Jr.   Mgmt   For   For
Elect Director Roger C. Corbett   Mgmt   For   For
Elect Director Douglas N. Daft   Mgmt   For   For
Elect Director Michael T. Duke   Mgmt   For   Against
Elect Director Timothy P. Flynn   Mgmt   For   For

Elect Director Marissa A. Mayer   Mgmt   For   For
Elect Director Gregory B. Penner   Mgmt   For   For
Elect Director Steven S. Reinemund   Mgmt   For   For
Elect Director H. Lee Scott, Jr.   Mgmt   For   For
Elect Director Jim C. Walton   Mgmt   For   For
Elect Director S. Robson Walton   Mgmt   For   Against
Elect Director Christopher J. Williams   Mgmt   For   Against
Elect Director Linda S. Wolf   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Amend Bylaws -- Call Special Meetings   SH   Against   For
Stock Retention/Holding Period   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Disclosure of Recoupment Activity from Senior Officers   SH   Against   For

Systemax Inc.

 

Meeting Date:    10-Jun-13    Country:    USA    Security ID:    871851101
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    SYX

 

CUSIP: 871851101    ISIN: US8718511012    SEDOL: 2394712

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard Leeds   Mgmt   For   Withhold
Elect Director Bruce Leeds   Mgmt   For   Withhold
Elect Director Robert Leeds   Mgmt   For   Withhold
Elect Director Lawrence Reinhold   Mgmt   For   Withhold
Elect Director Stacy S. Dick   Mgmt   For   For
Elect Director Robert D. Rosenthal   Mgmt   For   For
Elect Director Marie Adler-Kravecas   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

News Corporation

 

Meeting Date:    11-Jun-13    Country:    USA    Security ID:    65248E104
Record Date:    19-Apr-13    Meeting Type:    Special    Ticker:    NWS

 

CUSIP: 65248E104    ISIN: US65248E1047    SEDOL: B03DQ41

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Certificate of Incorporation Clarifying the Ability to Make Distributions in Comparable Securities in Connection with Separation Transactions   Mgmt   For   For
Amend Certificate of Incorporation Allowing for Certain Distributions on Subsidiary-owned Shares and the Creation of Additional Subsidiary-owned Shares   Mgmt   For   For

Santarus, Inc.

 

Meeting Date:    11-Jun-13    Country:    USA    Security ID:    802817304
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    SNTS

 

CUSIP: 802817304    ISIN: US8028173040    SEDOL: 2303105

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel D. Burgess   Mgmt   For   For
Elect Director Michael G. Carter   Mgmt   For   For
Elect Director Alessandro E. Della Cha   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

 

Sequenom, Inc.

 

Meeting Date:    11-Jun-13    Country:    USA    Security ID:    817337405
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    SQNM

 

CUSIP: 817337405    ISIN: US8173374054    SEDOL: B16CJ10

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ernst-Gunter Afting   Mgmt   For   For
Elect Director Kenneth F. Buechler   Mgmt   For   For
Elect Director John A. Fazio   Mgmt   For   For
Elect Director Harry F. Hixson, Jr.   Mgmt   For   For
Elect Director Myla Lai-Goldman   Mgmt   For   For
Elect Director Richard A. Lerner   Mgmt   For   For

Elect Director Ronald M. Lindsay   Mgmt   For   For
Elect Director David Pendarvis   Mgmt   For   For
Elect Director Charles P. Slacik   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Bankrate, Inc.

 

Meeting Date:    12-Jun-13    Country:    USA    Security ID:    06647F102
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    RATE

 

CUSIP: 06647F102    ISIN: US06647F1021    SEDOL: B4WDWB9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Seth Brody   Mgmt   For   Withhold
Elect Director Thomas R. Evans   Mgmt   For   Withhold
Elect Director Michael J. Kelly   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Caterpillar Inc.

 

Meeting Date:    12-Jun-13    Country:    USA    Security ID:    149123101
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    CAT

 

CUSIP: 149123101    ISIN: US1491231015    SEDOL: 2180201

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Daniel M. Dickinson   Mgmt   For   For
Elect Director Juan Gallardo   Mgmt   For   For
Elect Director David R. Goode   Mgmt   For   For
Elect Director Jesse J. Greene, Jr.   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   For
Elect Director Peter A. Magowan   Mgmt   For   For
Elect Director Dennis A. Muilenburg   Mgmt   For   For
Elect Director Douglas R. Oberhelman   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   For
Elect Director Charles D. Powell   Mgmt   For   For
Elect Director Edward B. Rust, Jr.   Mgmt   For   For
Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Joshua I. Smith   Mgmt   For   For
Elect Director Miles D. White   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Stock Retention/Holding Period   SH   Against   For
Include Sustainability as a Performance Measure for Senior Executive Compensation   SH   Against   Against
Review and Assess Human Rights Policies   SH   Against   For
Prohibit Sales to the Government of Sudan   SH   Against   Against

Mentor Graphics Corporation

 

Meeting Date:    12-Jun-13    Country:    USA    Security ID:    587200106
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    MENT

 

CUSIP: 587200106    ISIN: US5872001061    SEDOL: 2578033

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Keith L. Barnes   Mgmt   For   For
Elect Director Peter L. Bonfield   Mgmt   For   For
Elect Director Gregory K. Hinckley   Mgmt   For   For
Elect Director J. Daniel McCranie   Mgmt   For   For
Elect Director Kevin C. McDonough   Mgmt   For   For
Elect Director Patrick B. McManus   Mgmt   For   For
Elect Director Walden C. Rhines   Mgmt   For   For
Elect Director David S. Schechter   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   None   For
Ratify Auditors   Mgmt   For   For

Target Corporation

 

Meeting Date:    12-Jun-13    Country:    USA    Security ID:    87612E106
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    TGT

 

CUSIP: 87612E106    ISIN: US87612E1064    SEDOL: 2259101

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roxanne S. Austin   Mgmt   For   For
Elect Director Douglas M. Baker, Jr.   Mgmt   For   For
Elect Director Henrique De Castro   Mgmt   For   For
Elect Director Calvin Darden   Mgmt   For   For
Elect Director Mary N. Dillon   Mgmt   For   For
Elect Director James A. Johnson   Mgmt   For   Against
Elect Director Mary E. Minnick   Mgmt   For   For

Elect Director Anne M. Mulcahy   Mgmt   For   For
Elect Director Derica W. Rice   Mgmt   For   For
Elect Director Gregg W. Steinhafel   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Solomon D. Trujillo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Require Independent Board Chairman   SH   Against   Against
Report on Electronics Recycling and Preventing E-Waste Export   SH   Against   Against

Cray Inc.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    225223304
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    CRAY

 

CUSIP: 225223304    ISIN: US2252233042    SEDOL: B16NWY7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Prithviraj (Prith) Banerjee   Mgmt   For   For
Elect Director John B. Jones, Jr.   Mgmt   For   For
Elect Director Stephen C. Kiely   Mgmt   For   For
Elect Director Frank L. Lederman   Mgmt   For   For
Elect Director Sally G. Narodick   Mgmt   For   For
Elect Director Daniel C. Regis   Mgmt   For   For
Elect Director Stephen C. Richards   Mgmt   For   For
Elect Director Peter J. Ungaro   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

CVR Energy, Inc.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    12662P108
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    CVI

 

CUSIP: 12662P108    ISIN: US12662P1084    SEDOL: B23PS12

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bob G. Alexander   Mgmt   For   For
Elect Director SungHwan Cho   Mgmt   For   Withhold
Elect Director Carl C. Icahn   Mgmt   For   Withhold
Elect Director Vincent J. Intrieri   Mgmt   For   Withhold
Elect Director John J. Lipinski   Mgmt   For   Withhold
Elect Director Samuel Merksamer   Mgmt   For   Withhold

Elect Director Stephen Mongillo   Mgmt   For   For
Elect Director Daniel A. Ninivaggi   Mgmt   For   Withhold
Elect Director James M. Strock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

EMCOR Group, Inc.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    29084Q100
Record Date:    18-Apr-13    Meeting Type:    Annual    Ticker:    EME

 

CUSIP: 29084Q100    ISIN: US29084Q1004    SEDOL: 2474164

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen W. Bershad   Mgmt   For   For

Elect Director David A.B. Brown   Mgmt   For   For
Elect Director Larry J. Bump   Mgmt   For   For
Elect Director Albert Fried, Jr.   Mgmt   For   For
Elect Director Anthony J. Guzzi   Mgmt   For   For
Elect Director Richard F. Hamm, Jr.   Mgmt   For   For
Elect Director David H. Laidley   Mgmt   For   For
Elect Director Frank T. MacInnis   Mgmt   For   For
Elect Director Jerry E. Ryan   Mgmt   For   For
Elect Director Michael T. Yonker   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Epiq Systems, Inc.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    26882D109
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    EPIQ

 

CUSIP: 26882D109    ISIN: US26882D1090    SEDOL: 2371339

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Tom W. Olofson   Mgmt   For   For
Elect Director Christopher E. Olofson   Mgmt   For   For
Elect Director W. Bryan Satterlee   Mgmt   For   Withhold
Elect Director Edward M. Connolly   Mgmt   For   Withhold
Elect Director James A. Byrnes   Mgmt   For   Withhold
Elect Director Joel Pelofsky   Mgmt   For   Withhold
Elect Director Charles C. Connely, IV   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Equity Residential

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    29476L107
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    EQR

 

CUSIP: 29476L107    ISIN: US29476L1070    SEDOL: 2319157

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John W. Alexander   Mgmt   For   For
Elect Director Charles L. Atwood   Mgmt   For   For
Elect Director Linda Walker Bynoe   Mgmt   For   For
Elect Director Mary Kay Haben   Mgmt   For   For
Elect Director Bradley A. Keywell   Mgmt   For   For
Elect Director John E. Neal   Mgmt   For   For

Elect Director David J. Neithercut   Mgmt   For   For
Elect Director Mark S. Shapiro   Mgmt   For   For
Elect Director Gerald A. Spector   Mgmt   For   For
Elect Director B. Joseph White   Mgmt   For   For
Elect Director Samuel Zell   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Sustainability   SH   Against   For

Salix Pharmaceuticals, Ltd.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    795435106
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    SLXP

 

CUSIP: 795435106    ISIN: US7954351067    SEDOL: 2693981

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John F. Chappell   Mgmt   For   For
Elect Director Thomas W. D’Alonzo   Mgmt   For   For
Elect Director William P. Keane   Mgmt   For   For
Elect Director Carolyn J. Logan   Mgmt   For   For
Elect Director Mark A. Sirgo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Toyota Motor Corp.

 

Meeting Date:    14-Jun-13    Country:    Japan    Security ID:    J92676113
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7203

 

CUSIP: J92676113    ISIN: JP3633400001    SEDOL: 6900643

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For
Elect Director Uchiyamada, Takeshi   Mgmt   For   For
Elect Director Toyoda, Akio   Mgmt   For   For
Elect Director Ozawa, Satoshi   Mgmt   For   For
Elect Director Kodaira, Nobuyori   Mgmt   For   For
Elect Director Kato, Mitsuhisa   Mgmt   For   For
Elect Director Maekawa, Masamoto   Mgmt   For   For
Elect Director Furuhashi, Mamoru   Mgmt   For   For
Elect Director Ihara, Yasumori   Mgmt   For   For
Elect Director Sudo, Seiichi   Mgmt   For   For

Elect Director Saga, Koei   Mgmt   For   For
Elect Director Ise, Kiyotaka   Mgmt   For   For
Elect Director Terashi, Shigeki   Mgmt   For   For
Elect Director Ishii, Yoshimasa   Mgmt   For   For
Elect Director Uno, Ikuo   Mgmt   For   For
Elect Director Kato, Haruhiko   Mgmt   For   For
Elect Director Mark T. Hogan   Mgmt   For   For
Amend Articles To Indemnify Directors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Krispy Kreme Doughnuts, Inc.

 

Meeting Date:    18-Jun-13    Country:    USA    Security ID:    501014104
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    KKD

 

CUSIP: 501014104    ISIN: US5010141043    SEDOL: 2576811

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles A. Blixt   Mgmt   For   Withhold
Elect Director Lynn Crump-Caine   Mgmt   For   Withhold
Elect Director Robert S. McCoy, Jr.   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Securities Transfer Restrictions   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

MasterCard Incorporated

 

Meeting Date:    18-Jun-13    Country:    USA    Security ID:    57636Q104
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    MA

 

CUSIP: 57636Q104    ISIN: US57636Q1040    SEDOL: B121557

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard Haythornthwaite   Mgmt   For   For
Elect Director Ajay Banga   Mgmt   For   For
Elect Director Silvio Barzi   Mgmt   For   For
Elect Director David R. Carlucci   Mgmt   For   For
Elect Director Steven J. Freiberg   Mgmt   For   For
Elect Director Nancy J. Karch   Mgmt   For   For
Elect Director Marc Olivie   Mgmt   For   For
Elect Director Rima Qureshi   Mgmt   For   For
Elect Director Jose Octavio Reyes Lagunes   Mgmt   For   For
Elect Director Mark Schwartz   Mgmt   For   For
Elect Director Jackson P. Tai   Mgmt   For   For

Elect Director Edward Suning Tian   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Honda Motor Co. Ltd.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J22302111
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7267

 

CUSIP: J22302111    ISIN: JP3854600008    SEDOL: 6435145

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 19   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Ike, Fumihiko   Mgmt   For   For

Elect Director Ito, Takanobu   Mgmt   For   For
Elect Director Iwamura, Tetsuo   Mgmt   For   For
Elect Director Yamamoto, Takashi   Mgmt   For   For
Elect Director Yamamoto, Yoshiharu   Mgmt   For   For
Elect Director Yoshida, Masahiro   Mgmt   For   For
Elect Director Hogen, Kensaku   Mgmt   For   For
Elect Director Kuroyanagi, Nobuo   Mgmt   For   For
Elect Director Fukui, Takeo   Mgmt   For   For
Elect Director Shiga, Yuuji   Mgmt   For   For
Elect Director Takeuchi, Kohei   Mgmt   For   For
Elect Director Aoyama, Shinji   Mgmt   For   For
Elect Director Kaihara, Noriya   Mgmt   For   For
Appoint Statutory Auditor Endo, Kunio   Mgmt   For   For

Kodiak Oil & Gas Corp.

 

Meeting Date:    19-Jun-13    Country:    Canada    Security ID:    50015Q100
Record Date:    09-May-13    Meeting Type:    Annual    Ticker:    KOG

 

CUSIP: 50015Q100    ISIN: CA50015Q1000    SEDOL: B06MB40

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lynn A. Peterson   Mgmt   For   For
Elect Director James E. Catlin   Mgmt   For   For
Elect Director Rodney D. Knutson   Mgmt   For   For
Elect Director Herrick K. Lidstone, Jr.   Mgmt   For   For
Elect Director William J. Krysiak   Mgmt   For   For
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Komatsu Ltd.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J35759125
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6301

 

CUSIP: J35759125    ISIN: JP3304200003    SEDOL: 6496584

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 24   Mgmt   For   For
Elect Director Noji, Kunio   Mgmt   For   For
Elect Director Ohashi, Tetsuji   Mgmt   For   For
Elect Director Fujitsuka, Mikio   Mgmt   For   For
Elect Director Takamura, Fujitoshi   Mgmt   For   For

Elect Director Hotta, Kensuke   Mgmt   For   For
Elect Director Kano, Noriaki   Mgmt   For   For
Elect Director Ikeda, Koichi   Mgmt   For   For
Elect Director Shinozuka, Hisashi   Mgmt   For   For
Elect Director Kuromoto, Kazunori   Mgmt   For   For
Elect Director Mori, Masanao   Mgmt   For   For
Appoint Statutory Auditor Matsuo, Kunihiro   Mgmt   For   Against
Appoint Statutory Auditor Yamada, Koji   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   For

The Men’s Wearhouse, Inc.

 

Meeting Date:    19-Jun-13    Country:    USA    Security ID:    587118100
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    MW

 

CUSIP: 587118100    ISIN: US5871181005    SEDOL: 2576327

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George Zimmer   Mgmt   For   For
Elect Director David H. Edwab   Mgmt   For   For
Elect Director Douglas S. Ewert   Mgmt   For   For
Elect Director Rinaldo S. Brutoco   Mgmt   For   For
Elect Director Michael L. Ray   Mgmt   For   For
Elect Director Sheldon I. Stein   Mgmt   For   For
Elect Director Deepak Chopra   Mgmt   For   For
Elect Director William B. Sechrest   Mgmt   For   For
Elect Director Grace Nichols   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Report on Sustainability   SH   Against   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

ARIAD Pharmaceuticals, Inc.

 

Meeting Date:    20-Jun-13    Country:    USA    Security ID:    04033A100
Record Date:    25-Apr-13    Meeting Type:    Annual    Ticker:    ARIA

 

CUSIP: 04033A100    ISIN: US04033A1007    SEDOL: 2066624

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Athanase Lavidas   Mgmt   For   For
Elect Director Massimo Radaelli   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

East Japan Railway Co.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J1257M109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9020

 

CUSIP: J1257M109    ISIN: JP3783600004    SEDOL: 6298542

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For
Elect Director Nakai, Masahiko   Mgmt   For   For
Appoint Statutory Auditor Yamaguchi, Toshiaki   Mgmt   For   Against
Appoint Statutory Auditor Nitta, Mutsuo   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For

Amend Articles to Allow Shareholder Meeting Resolutions on Drafting and Implementation of Business Plans Related to Tohoku Earthquake Reconstruction   SH   Against   Against
Create, Fund Committee on Drafting Business Plans Related to Earthquake Reconstruction   SH   Against   Against
Amend Articles to Allow Proposals on Compliance Matters at Shareholder Meetings   SH   Against   Against
Mandate Creation of Committee on Compliance   SH   Against   Against
Amend Articles to Require Disclosure of Top Five Individual Director Compensation Levels   SH   Against   For
Amend Articles to Require At Least Three Outsiders on Board of Directors   SH   Against   For
Remove Chairman Satoshi Seino from the Board of Directors   SH   Against   Against
Remove Vice Chairman Masaki Ogata from the Board of Directors   SH   Against   Against
Remove Executive Director Yuuji Fukasawa from the Board of Directors   SH   Against   Against
Remove Executive Director Yasuo Hayashi from the Board of Directors   SH   Against   Against

Remove Executive Director Yuuji Morimoto from the Board of Directors   SH   Against   Against
Reduce Director and Statutory Auditor Compensation by 20 Percent   SH   Against   Against
Approve Alternate Income Allocation to Establish Reserves for Disaster Recovery Fund for the Tohoku Earthquake and for Consolidation of Local Rail Lines   SH   Against   Against

Hitachi Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J20454112
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6501

 

CUSIP: J20454112    ISIN: JP3788600009    SEDOL: 6429104

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kawamura, Takashi   Mgmt   For   For

Elect Director Ota, Yoshie   Mgmt   For   For
Elect Director Katsumata, Nobuo   Mgmt   For   For
Elect Director Cynthia Carroll   Mgmt   For   For
Elect Director Sakakibara, Sadayuki   Mgmt   For   For
Elect Director George Buckley   Mgmt   For   For
Elect Director Mochizuki, Harufumi   Mgmt   For   For
Elect Director Motobayashi, Toru   Mgmt   For   Against
Elect Director Philip Yeo   Mgmt   For   For
Elect Director Kikawa, Michijiro   Mgmt   For   For
Elect Director Stephen Gomersall   Mgmt   For   For
Elect Director Nakanishi, Hiroaki   Mgmt   For   For
Elect Director Hatchoji, Takashi   Mgmt   For   For
Elect Director Miyoshi, Takashi   Mgmt   For   For

Mitsubishi Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J43830116
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8058

 

CUSIP: J43830116    ISIN: JP3898400001    SEDOL: 6596785

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Kobayashi, Ken   Mgmt   For   For
Elect Director Nabeshima, Hideyuki   Mgmt   For   For
Elect Director Nakahara, Hideto   Mgmt   For   For
Elect Director Yanai, Jun   Mgmt   For   For
Elect Director Kinukawa, Jun   Mgmt   For   For
Elect Director Miyauchi, Takahisa   Mgmt   For   For

Elect Director Nagai, Yasuo   Mgmt   For   For
Elect Director Uchino, Shuuma   Mgmt   For   For
Elect Director Ito, Kunio   Mgmt   For   For
Elect Director Tsukuda, Kazuo   Mgmt   For   For
Elect Director Kato, Ryozo   Mgmt   For   For
Elect Director Konno, Hidehiro   Mgmt   For   For
Elect Director Sakie Tachibana Fukushima   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Mitsui & Co.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J44690139
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8031

 

CUSIP: J44690139    ISIN: JP3893600001    SEDOL: 6597302

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 21   Mgmt   For   For
Elect Director Utsuda, Shoei   Mgmt   For   For
Elect Director Iijima, Masami   Mgmt   For   For
Elect Director Tanaka, Seiichi   Mgmt   For   For
Elect Director Kawashima, Fuminobu   Mgmt   For   For
Elect Director Saiga, Daisuke   Mgmt   For   For
Elect Director Okada, Joji   Mgmt   For   For
Elect Director Kinoshita, Masayuki   Mgmt   For   For
Elect Director Anbe, Shintaro   Mgmt   For   For
Elect Director Tanaka, Koichi   Mgmt   For   For
Elect Director Matsubara, Nobuko   Mgmt   For   For

Elect Director Nonaka, Ikujiro   Mgmt   For   For
Elect Director Hirabayashi, Hiroshi   Mgmt   For   For
Elect Director Muto, Toshiro   Mgmt   For   For
Appoint Statutory Auditor Watanabe, Hiroyasu   Mgmt   For   For

SoftBank Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J75963108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9984

 

CUSIP: J75963108    ISIN: JP3436100006    SEDOL: 6770620

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Amend Articles To Change Company Name - Amend Business Lines   Mgmt   For   For

Elect Director Son, Masayoshi   Mgmt   For   For
Elect Director Miyauchi, Ken   Mgmt   For   For
Elect Director Kasai, Kazuhiko   Mgmt   For   For
Elect Director Ronald Fisher   Mgmt   For   For
Elect Director Yun Ma   Mgmt   For   For
Elect Director Miyasaka, Manabu   Mgmt   For   For
Elect Director Yanai, Tadashi   Mgmt   For   For
Elect Director Mark Schwartz   Mgmt   For   For
Appoint Statutory Auditor Sano, Mitsuo   Mgmt   For   For
Appoint Statutory Auditor Uno, Soichiro   Mgmt   For   For
Appoint Statutory Auditor Shibayama, Koichi   Mgmt   For   Against
Appoint Statutory Auditor Kubokawa, Hidekazu   Mgmt   For   For

Mizuho Financial Group Inc.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J4599L102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8411

 

CUSIP: J4599L102    ISIN: JP3885780001    SEDOL: 6591014

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3 for Common Shareholders   Mgmt   For   For
Authorize Preferred Share Repurchase Program   Mgmt   For   For
Amend Articles To Create New Classes of Preferred Shares   Mgmt   For   For
Elect Director Sato, Yasuhiro   Mgmt   For   For
Elect Director Tsujita, Yasunori   Mgmt   For   For
Elect Director Okabe, Toshitsugu   Mgmt   For   For
Elect Director Hayashi, Nobuhide   Mgmt   For   For
Elect Director Kanki, Tadashi   Mgmt   For   For

Elect Director Koike, Masakane   Mgmt   For   For
Elect Director Nomiyama, Akihiko   Mgmt   For   For
Elect Director Ohashi, Mitsuo   Mgmt   For   For
Elect Director Anraku, Kanemitsu   Mgmt   For   For
Appoint Statutory Auditor Funaki, Nobukatsu   Mgmt   For   For
Amend Articles to Cap Total Compensation to Any Employee at JPY 30 Million, Require Advance Shareholder Approval for Exceptions   SH   Against   Against
Amend Articles to Require Firm to Urge Railroads to Install Anticrime Cameras in Trains using Mizuho Group Financing   SH   Against   Against
Amend Articles to Require Firm to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately   SH   Against   For
Amend Articles to Require Firm to Post Board Training Policy on Website   SH   Against   Against
Amend Articles to Require Shareholder Approval for Reinvestment of Any Net Profit Not Paid Out as Dividends   SH   Against   Against
Amend Articles to Require Firm to Urge Subsidiaries to Disclose when Sued to Invalidate Shareholder Meeting Resolutions   SH   Against   Against

Amend Articles to Require Firm to Annually Disclose Individual Breakdown of Director, Statutory Auditor Compensation   SH   Against   For
Amend Articles to Require Brokerage Subsidiaries Underwriting an IPO to Disclose Evaluation Documents and their Basis   SH   Against   Against
Amend Articles to Require Firm to Urge Subsidiaries and Affiliates to Conduct Investor Seminars on MBO Countermeasures   SH   Against   Against

Nissan Motor Co. Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J57160129
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7201

 

CUSIP: J57160129    ISIN: JP3672400003    SEDOL: 6642860

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 12.5   Mgmt   For   For
Elect Director Carlos Ghosn   Mgmt   For   For
Elect Director Shiga, Toshiyuki   Mgmt   For   For
Elect Director Saikawa, Hiroto   Mgmt   For   For
Elect Director Colin Dodge   Mgmt   For   For
Elect Director Yamashita, Mitsuhiko   Mgmt   For   For
Elect Director Imazu, Hidetoshi   Mgmt   For   For
Elect Director Greg Kelly   Mgmt   For   For
Elect Director Jean-Baptiste Duzan   Mgmt   For   For
Elect Director Nakamura, Katsumi   Mgmt   For   For
Approve Stock Appreciation Rights Plan for Directors   Mgmt   For   For

Apogee Enterprises, Inc.

 

Meeting Date:    26-Jun-13    Country:    USA    Security ID:    037598109
Record Date:    03-May-13    Meeting Type:    Annual    Ticker:    APOG

 

CUSIP: 037598109    ISIN: US0375981091    SEDOL: 2046176

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jerome L. Davis   Mgmt   For   For
Elect Director Sara L. Hays   Mgmt   For   For
Elect Director Richard V. Reynolds   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Takeda Pharmaceutical Co. Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J8129E108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4502

 

CUSIP: J8129E108    ISIN: JP3463000004    SEDOL: 6870445

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 90   Mgmt   For   For
Elect Director Hasegawa, Yasuchika   Mgmt   For   For
Elect Director Yamanaka, Yasuhiko   Mgmt   For   For
Elect Director Frank Morich   Mgmt   For   For
Elect Director Yamada, Tadataka   Mgmt   For   For
Elect Director Iwasaki, Masato   Mgmt   For   For
Elect Director Sudo, Fumio   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Honda, Shinji   Mgmt   For   For
Appoint Statutory Auditor Kuniya, Shiro   Mgmt   For   Against
Appoint Alternate Statutory Auditor Kuroda, Katsushi   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Coinstar, Inc.

 

Meeting Date:    27-Jun-13    Country:    USA    Security ID:    19259P300
Record Date:    29-Apr-13    Meeting Type:    Annual    Ticker:    CSTR

 

CUSIP: 19259P300    ISIN: US19259P3001    SEDOL: 2037567

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nora M. Denzel   Mgmt   For   For
Elect Director Ronald B. Woodard   Mgmt   For   For
Change Company Name   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Fanuc Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J13440102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6954

 

CUSIP: J13440102    ISIN: JP3802400006    SEDOL: 6356934

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 82.04   Mgmt   For   For
Amend Articles To Authorize Public Announcements in Electronic Format - Indemnify Directors - Increase Maximum Board Size   Mgmt   For   For
Elect Director Inaba, Yoshiharu   Mgmt   For   For

Elect Director Yamaguchi, Kenji   Mgmt   For   For
Elect Director Gonda, Yoshihiro   Mgmt   For   For
Elect Director Richard E. Schneider   Mgmt   For   For
Elect Director Uchida, Hiroyuki   Mgmt   For   For
Elect Director Kosaka, Tetsuya   Mgmt   For   For
Elect Director Matsubara, Shunsuke   Mgmt   For   For
Elect Director Kohari, Katsuo   Mgmt   For   For
Elect Director Okada, Toshiya   Mgmt   For   For
Elect Director Hiramoto, Kazuyuki   Mgmt   For   For
Elect Director Olaf C. Gehrels   Mgmt   For   For
Elect Director Aoyama, Kazunari   Mgmt   For   For
Elect Director Ito, Takayuki   Mgmt   For   For
Elect Director Yamada, Yuusaku   Mgmt   For   For
Elect Director Hishikawa, Tetsuo   Mgmt   For   For
Elect Director Noda, Hiroshi   Mgmt   For   For
Elect Director Inaba, Kiyonori   Mgmt   For   For
Elect Director Ono, Masato   Mgmt   For   For

Mitsubishi Electric Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J43873116
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6503

 

CUSIP: J43873116    ISIN: JP3902400005    SEDOL: 6597045

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Shimomura, Setsuhiro   Mgmt   For   For
Elect Director Yamanishi, Kenichiro   Mgmt   For   For
Elect Director Yoshimatsu, Hiroki   Mgmt   For   For
Elect Director Hashimoto, Noritomo   Mgmt   For   For

Elect Director Fujimoto, Ryosuke   Mgmt   For   Against
Elect Director Okuma, Nobuyuki   Mgmt   For   For
Elect Director Matsuyama, Akihiro   Mgmt   For   For
Elect Director Sasaki, Mikio   Mgmt   For   Against
Elect Director Miki, Shigemitsu   Mgmt   For   Against
Elect Director Makino, Fujiatsu   Mgmt   For   Against
Elect Director Yabunaka, Mitoji   Mgmt   For   For
Elect Director Obayashi, Hiroshi   Mgmt   For   For

Mitsubishi UFJ Financial Group

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J44497105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8306

 

CUSIP: J44497105    ISIN: JP3902900004    SEDOL: 6335171

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 7   Mgmt   For   For
Amend Articles To Amend Provisions on Preferred Shares to Comply with Basel
III - Remove Provisions on Class 3 Preferred Shares to Reflect Cancellation		   Mgmt   For   For
Elect Director Okihara, Takamune   Mgmt   For   For
Elect Director Wakabayashi, Tatsuo   Mgmt   For   For
Elect Director Hirano, Nobuyuki   Mgmt   For   For
Elect Director Tanaka, Masaaki   Mgmt   For   For
Elect Director Yuuki, Taihei   Mgmt   For   For
Elect Director Hamakawa, Ichiro   Mgmt   For   For
Elect Director Kagawa, Akihiko   Mgmt   For   For
Elect Director Toyoizumi, Toshiro   Mgmt   For   For
Elect Director Okamoto, Junichi   Mgmt   For   For

Elect Director Araki, Saburo   Mgmt   For   For
Elect Director Noguchi, Hiroyuki   Mgmt   For   For
Elect Director Tokunari, Muneaki   Mgmt   For   For
Elect Director Araki, Ryuuji   Mgmt   For   For
Elect Director Watanabe, Kazuhiro   Mgmt   For   For
Elect Director Kawamoto, Yuuko   Mgmt   For   For
Appoint Statutory Auditor Mikumo, Takashi   Mgmt   For   For
Appoint Statutory Auditor Okamoto, Kunie   Mgmt   For   Against
Appoint Statutory Auditor Ikeda, Yasushi   Mgmt   For   For
Appoint Statutory Auditor Kojima, Hideo   Mgmt   For   For
Amend Deep Discount Stock Option Plan Approved at 2007 AGM and Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors   Mgmt   For   For

Sumitomo Mitsui Financial Group, Inc.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J7771X109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8316

 

CUSIP: J7771X109    ISIN: JP3890350006    SEDOL: 6563024

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 70   Mgmt   For   For
Amend Articles To Remove Provisions on Class 6 Preferred Shares - Amend Provisions on Preferred Shares to Comply with Basel III   Mgmt   For   For
Elect Director Oku, Masayuki   Mgmt   For   For
Elect Director Kunibe, Takeshi   Mgmt   For   For
Elect Director Kubo, Ken   Mgmt   For   For
Elect Director Ito, Yuujiro   Mgmt   For   For

Elect Director Fuchizaki, Masahiro   Mgmt   For   For
Elect Director Narita, Manabu   Mgmt   For   For
Elect Director Ogino, Kozo   Mgmt   For   For
Elect Director Iwamoto, Shigeru   Mgmt   For   For
Elect Director Nomura, Kuniaki   Mgmt   For   For
Appoint Statutory Auditor Minami, Koichi   Mgmt   For   For
Appoint Statutory Auditor Uno, Ikuo   Mgmt   For   Against
Appoint Statutory Auditor Ito, Satoshi   Mgmt   For   Against
Appoint Alternate Statutory Auditor Tsunoda, Daiken   Mgmt   For   For

Medivation, Inc.

 

Meeting Date:    28-Jun-13    Country:    USA    Security ID:    58501N101
Record Date:    29-Apr-13    Meeting Type:    Annual    Ticker:    MDVN

 

CUSIP: 58501N101    ISIN: US58501N1019    SEDOL: B033T75

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel D. Adams   Mgmt   For   For
Elect Director Kim D. Blickenstaff   Mgmt   For   For
Elect Director Kathryn E. Falberg   Mgmt   For   For
Elect Director Dawn Graham   Mgmt   For   For
Elect Director David T. Hung   Mgmt   For   For
Elect Director W. Anthony Vernon   Mgmt   For   For
Elect Director Wendy L. Yarno   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Tesco plc

 

Meeting Date:    28-Jun-13    Country:    United Kingdom    Security ID:    G87621101
Record Date:    26-Jun-13    Meeting Type:    Annual    Ticker:    TSCO

 

CUSIP: G87621101    ISIN: GB0008847096    SEDOL: 0884709

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Olivia Garfield as Director   Mgmt   For   For
Re-elect Sir Richard Broadbent as Director   Mgmt   For   For
Re-elect Philip Clarke as Director   Mgmt   For   For

Re-elect Gareth Bullock as Director   Mgmt   For   For
Re-elect Patrick Cescau as Director   Mgmt   For   For
Re-elect Stuart Chambers as Director   Mgmt   For   For
Re-elect Ken Hanna as Director   Mgmt   For   For
Re-elect Laurie Mcllwee as Director   Mgmt   For   For
Re-elect Deanna Oppenheimer as Director   Mgmt   For   For
Re-elect Jacqueline Tammenoms Bakker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

 

db X-trackers 2030 Target Date Fund (Formerly db-X 2030 Target Date Fund)

Catalyst Health Solutions, Inc.

 

Meeting Date:    02-Jul-12    Country:    USA    Security ID:    14888B103
Record Date:    31-May-12    Meeting Type:    Special    Ticker:    CHSI

 

CUSIP: 14888B103    ISIN: US14888B1035    SEDOL: 2507781

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

The Coca-Cola Company

 

Meeting Date:    10-Jul-12    Country:    USA    Security ID:    191216100
Record Date:    21-May-12    Meeting Type:    Special    Ticker:    KO

 

CUSIP: 191216100    ISIN: US1912161007    SEDOL: 2206657

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Stock Split   Mgmt   For   For

Vantage Drilling Company

 

Meeting Date:    10-Jul-12    Country:    Cayman Islands    Security ID:    G93205113
Record Date:    21-May-12    Meeting Type:    Annual    Ticker:    VTG

 

CUSIP: G93205113    ISIN: KYG932051132    SEDOL: B39YS98

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Paul A. Bragg as Director   Mgmt   For   For
Elect Steven Bradshaw as Director   Mgmt   For   For
Elect Jorge E. Estrada as Director   Mgmt   For   For
Elect Robert F. Grantham as Director   Mgmt   For   For
Elect Marcelo D. Guiscardo as Director   Mgmt   For   For
Elect Ong Tian Khiam as Director   Mgmt   For   For
Elect Duke R. Ligon as Director   Mgmt   For   For
Elect John C.G. O’Leary as Director   Mgmt   For   For
Elect Steinar Thomassen as Director   Mgmt   For   For
Increase Authorized Common Stock to 500 Million Ordinary Shares   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Steelcase Inc.

 

Meeting Date:    11-Jul-12    Country:    USA    Security ID:    858155203
Record Date:    14-May-12    Meeting Type:    Annual    Ticker:    SCS

 

CUSIP: 858155203    ISIN: US8581552036    SEDOL: 2150420

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William P. Crawford   Mgmt   For   For
Elect Director R. David Hoover   Mgmt   For   For
Elect Director Elizabeth Valk Long   Mgmt   For   For
Elect Director Robert C. Pew III   Mgmt   For   For
Elect Director P. Craig Welch, Jr.   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Yahoo! Inc.

 

Meeting Date:    12-Jul-12    Country:    USA    Security ID:    984332106
Record Date:    17-May-12    Meeting Type:    Annual    Ticker:    YHOO

 

CUSIP: 984332106    ISIN: US9843321061    SEDOL: 2986539

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alfred J. Amoroso   Mgmt   For   For
Elect Director John D. Hayes   Mgmt   For   For
Elect Director Susan M. James   Mgmt   For   For
Elect Director David W. Kenny   Mgmt   For   For
Elect Director Peter Liguori   Mgmt   For   For
Elect Director Daniel S. Loeb   Mgmt   For   For

Elect Director Thomas J. McInerney   Mgmt   For   For
Elect Director Brad D. Smith   Mgmt   For   For
Elect Director Maynard G. Webb, Jr.   Mgmt   For   For
Elect Director Harry J. Wilson   Mgmt   For   For
Elect Director Michael J. Wolf   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Non-Employee Director Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Eni Spa

 

Meeting Date:    16-Jul-12    Country:    Italy    Security ID:    T3643A145
Record Date:    05-Jul-12    Meeting Type:    Special    Ticker:    ENI

 

CUSIP: T3643A145    ISIN: IT0003132476    SEDOL: 7145056

Proposal   Proponent   Mgmt Rec   Vote Instruction
Extraordinary Business   Mgmt    
Approve Elimination of Shares’ Par Value and Cancellation of Treasury Shares   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Share Repurchase Program   Mgmt   For   For

Triumph Group, Inc.

 

Meeting Date:    19-Jul-12    Country:    USA    Security ID:    896818101
Record Date:    31-May-12    Meeting Type:    Annual    Ticker:    TGI

 

CUSIP: 896818101    ISIN: US8968181011    SEDOL: 2893071

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul Bourgon   Mgmt   For   For
Elect Director Elmer L. Doty   Mgmt   For   For
Elect Director Ralph E. Eberhart   Mgmt   For   For
Elect Director Jeffry D. Frisby   Mgmt   For   For
Elect Director Richard C. Gozon   Mgmt   For   For
Elect Director Richard C. Ill   Mgmt   For   For
Elect Director Adam J. Palmer   Mgmt   For   For
Elect Director Joseph M. Silvestri   Mgmt   For   For
Elect Director George Simpson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Eliminate Cumulative Voting   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Vodafone Group plc

 

Meeting Date:    24-Jul-12    Country:    United Kingdom    Security ID:    G93882135
Record Date:    20-Jul-12    Meeting Type:    Annual    Ticker:    VOD

 

CUSIP: G93882135    ISIN: GB00B16GWD56    SEDOL: B16GWD5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Vittorio Colao as Director   Mgmt   For   For
Re-elect Andy Halford as Director   Mgmt   For   For
Re-elect Stephen Pusey as Director   Mgmt   For   For
Re-elect Renee James as Director   Mgmt   For   For

Re-elect Alan Jebson as Director   Mgmt   For   For
Re-elect Samuel Jonah as Director   Mgmt   For   For
Re-elect Nick Land as Director   Mgmt   For   For
Re-elect Anne Lauvergeon as Director   Mgmt   For   For
Re-elect Luc Vandevelde as Director   Mgmt   For   For
Re-elect Anthony Watson as Director   Mgmt   For   For
Re-elect Philip Yea as Director   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit and Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

EnerSys

 

Meeting Date:    26-Jul-12    Country:    USA    Security ID:    29275Y102
Record Date:    06-Jun-12    Meeting Type:    Annual    Ticker:    ENS

 

CUSIP: 29275Y102    ISIN: US29275Y1029    SEDOL: B020GQ5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Hwan-yoon F. Chung   Mgmt   For   For
Elect Director Arthur T. Katsaros   Mgmt   For   For
Elect Director Robert Magnus   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

National Grid plc

 

Meeting Date:    30-Jul-12    Country:    United Kingdom    Security ID:    G6375K151
Record Date:    28-Jul-12    Meeting Type:    Annual    Ticker:    NG.

 

CUSIP: G6375K151    ISIN: GB00B08SNH34    SEDOL: B08SNH3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Sir Peter Gershon as Director   Mgmt   For   For
Re-elect Steve Holliday as Director   Mgmt   For   For

Re-elect Andrew Bonfield as Director   Mgmt   For   For
Re-elect Tom King as Director   Mgmt   For   For
Re-elect Nick Winser as Director   Mgmt   For   For
Re-elect Ken Harvey as Director   Mgmt   For   For
Re-elect Linda Adamany as Director   Mgmt   For   For
Re-elect Philip Aiken as Director   Mgmt   For   For
Elect Nora Brownell as Director   Mgmt   For   For
Elect Paul Golby as Director   Mgmt   For   For
Elect Ruth Kelly as Director   Mgmt   For   For
Re-elect Maria Richter as Director   Mgmt   For   For
Re-elect George Rose as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

The J. M. Smucker Company

 

Meeting Date:    15-Aug-12    Country:    USA    Security ID:    832696405
Record Date:    18-Jun-12    Meeting Type:    Annual    Ticker:    SJM

 

CUSIP: 832696405    ISIN: US8326964058    SEDOL: 2951452

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul J. Dolan   Mgmt   For   For

Elect Director Nancy Lopez Knight   Mgmt   For   For
Elect Director Gary A. Oatey   Mgmt   For   For
Elect Director Alex Shumate   Mgmt   For   For
Elect Director Timothy P. Smucker   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   SH   Against   For
Prepare Coffee Sustainability Plan   SH   Against   Against

Quality Systems, Inc.

 

Meeting Date:    16-Aug-12    Country:    USA    Security ID:    747582104
Record Date:    18-Jun-12    Meeting Type:    Proxy Contest    Ticker:    QSII

 

CUSIP: 747582104    ISIN: US7475821044    SEDOL: 2715391

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proxy (White Card)   Mgmt    
Elect Director Craig A. Barbarosh   Mgmt   For   For
Elect Director George H. Bristol   Mgmt   For   For
Elect Director Mark H. Davis   Mgmt   For   For
Elect Director D. Russell Pflueger   Mgmt   For   For
Elect Director Steven T. Plochocki   Mgmt   For   For
Elect Director Sheldon Razin   Mgmt   For   For
Elect Director Lance E. Rosenzweig   Mgmt   For   For
Elect Director Maureen A. Spivack   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Dissident Proxy (Gold Card)   Mgmt    
Elect Director Ahmed D. Hussein   SH   For   Do Not Vote
Elect Director Murray F. Brennan   SH   For   Do Not Vote
Elect Director Patrick B. Cline   SH   For   Do Not Vote
Elect Director John J. Mueller   SH   For   Do Not Vote
Elect Director John M. McDuffie   SH   For   Do Not Vote
Elect Director Thomas R. DiBenedetto   SH   For   Do Not Vote
Elect Director Ian A. Gordon   SH   For   Do Not Vote
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   None   Do Not Vote
Ratify Auditors   Mgmt   None   Do Not Vote

Ariba, Inc.

 

Meeting Date:    29-Aug-12    Country:    USA    Security ID:    04033V203
Record Date:    19-Jul-12    Meeting Type:    Special    Ticker:    ARBA

 

CUSIP: 04033V203    ISIN: US04033V2034    SEDOL: B01RQB2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

Apollo Investment Corporation

 

Meeting Date:    05-Sep-12    Country:    USA    Security ID:    03761U106
Record Date:    13-Jun-12    Meeting Type:    Annual    Ticker:    AINV

 

CUSIP: 03761U106    ISIN: US03761U1060    SEDOL: B00NWP7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John J. Hannan   Mgmt   For   For
Elect Director James C. Zelter   Mgmt   For   For
Elect Director Ashok N. Bakhru   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Issuance of Shares Below Net Asset Value (NAV)   Mgmt   For   For

ASML Holding NV

 

Meeting Date:    07-Sep-12    Country:    Netherlands    Security ID:    N07059178
Record Date:    10-Aug-12    Meeting Type:    Special    Ticker:    ASML

 

CUSIP: N07059178    ISIN: NL0006034001    SEDOL: 5949368

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    

Open Meeting   Mgmt    
Receive Announcements Re: Customer Co-Investment Program   Mgmt    
Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital Re: Customer Co- Investment Program   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 3a   Mgmt   For   For
Amend Articles to Create New Share Class: Ordinary Shares M   Mgmt   For   For
Increase Par Value per Ordinary Share   Mgmt   For   For
Approve Reduction in Share Capital by Decreasing Nominal Value per Share   Mgmt   For   For
Amend Articles Re: Consolidation of Ordinary Shares A at an Exchange Ratio   Mgmt   For   For
Amend Articles to Eliminate Two Ordinary Share Classes A and M and Convert into One Ordinary Share Class   Mgmt   For   For
Authorize each Director and any Lawyer and Paralegals from De Brauw Blackstone Westbroek NV to Execute the Notarial Deeds of Amendments   Mgmt   For   For

Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 6c   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

Teva Pharmaceutical Industries Ltd.

 

Meeting Date:    12-Sep-12    Country:    Israel    Security ID:    M8769Q102
Record Date:    13-Aug-12    Meeting Type:    Annual    Ticker:    TEVA

 

CUSIP: M8769Q102    ISIN: IL0006290147    SEDOL: 6882172

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive and Discuss Consolidated Balance Sheet as of Dec. 31, 2011 and Consolidated Income Statements for 2011   Mgmt    
Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share   Mgmt   For   For
Reelect Phillip Frost as Director   Mgmt   For   For
Reelect Roger Abravanel as Director   Mgmt   For   For
Elect Galia Maor as Director   Mgmt   For   For
Reelect Richard A. Lerner as Director   Mgmt   For   For
Reelect Erez Vigodman as Director   Mgmt   For   For
Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee   Mgmt   For   For
Approve Annual Fee and Reimbursement of Expenses of Chairman   Mgmt   For   For

Approve Annual Fee and Reimbursement of Expenses of Vice Chairman   Mgmt   For   For
Approve Certain Amendments to Articles of Association   Mgmt   For   For
Approve Indemnification and Release Agreements for Directors of the Company   Mgmt   For   For
Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation   Mgmt   For   For

Measurement Specialties, Inc.

 

Meeting Date:    13-Sep-12    Country:    USA    Security ID:    583421102
Record Date:    20-Jul-12    Meeting Type:    Annual    Ticker:    MEAS

 

CUSIP: 583421102    ISIN: US5834211022    SEDOL: 2572358

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director R. Barry Uber   Mgmt   For   For
Elect Director Satish Rishi   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

NIKE, Inc.

 

Meeting Date:    20-Sep-12    Country:    USA    Security ID:    654106103
Record Date:    23-Jul-12    Meeting Type:    Annual    Ticker:    NKE

 

CUSIP: 654106103    ISIN: US6541061031    SEDOL: 2640147

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan B. Graf, Jr.   Mgmt   For   For
Elect Director John C. Lechleiter   Mgmt   For   For
Elect Director Phyllis M. Wise   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   Against

ViaSat, Inc.

 

Meeting Date:    20-Sep-12    Country:    USA    Security ID:    92552V100
Record Date:    23-Jul-12    Meeting Type:    Annual    Ticker:    VSAT

 

CUSIP: 92552V100    ISIN: US92552V1008    SEDOL: 2946243

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert Johnson   Mgmt   For   For
Elect Director John Stenbit   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against

Golar LNG Ltd

 

Meeting Date:    21-Sep-12    Country:    Bermuda    Security ID:    G9456A100
Record Date:    16-Jul-12    Meeting Type:    Annual    Ticker:    GOL

 

CUSIP: G9456A100    ISIN: BMG9456A1009    SEDOL: 7139695

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Reelect John Fredriksen as Director   Mgmt   For   Against
Reelect Kate Blankenship as Director   Mgmt   For   For
Reelect Hans Petter Aas as Director   Mgmt   For   For
Reelect Kathrine Fredriksen as Director   Mgmt   For   Against
Reelect Tor Olav Troim as Director   Mgmt   For   Against
Reappoint PricewaterhouseCoopers of London, England as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For

FedEx Corporation

 

Meeting Date:    24-Sep-12    Country:    USA    Security ID:    31428X106
Record Date:    30-Jul-12    Meeting Type:    Annual    Ticker:    FDX

 

CUSIP: 31428X106    ISIN: US31428X1063    SEDOL: 2142784

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James L. Barksdale   Mgmt   For   Against
Elect Director John A. Edwardson   Mgmt   For   For
Elect Director Shirley Ann Jackson   Mgmt   For   Against
Elect Director Steven R. Loranger   Mgmt   For   Against
Elect Director Gary W. Loveman   Mgmt   For   For
Elect Director R. Brad Martin   Mgmt   For   Against
Elect Director Joshua Cooper Ramo   Mgmt   For   For

Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Frederick W. Smith   Mgmt   For   For
Elect Director Joshua I. Smith   Mgmt   For   For
Elect Director David P. Steiner   Mgmt   For   For
Elect Director Paul S. Walsh   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Political Contributions   SH   Against   Against

Gaylord Entertainment Company

 

Meeting Date:    25-Sep-12    Country:    USA    Security ID:    367905106
Record Date:    08-Aug-12    Meeting Type:    Special    Ticker:    GET

 

CUSIP: 367905106    ISIN: US3679051066    SEDOL: 2103576

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Reorganization Plan   Mgmt   For   For
Authorize the Potential Issuance of Additional Common Stock in Compliance of Listing Rules   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Smith & Wesson Holding Corporation

 

Meeting Date:    01-Oct-12    Country:    USA    Security ID:    831756101
Record Date:    06-Aug-12    Meeting Type:    Annual    Ticker:    SWHC

 

CUSIP: 831756101    ISIN: US8317561012    SEDOL: 2568164

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barry M. Monheit   Mgmt   For   For
Elect Director Robert L. Scott   Mgmt   For   For
Elect Director Michael F. Golden   Mgmt   For   For
Elect Director Robert H. Brust   Mgmt   For   For
Elect Director P. James Debney   Mgmt   For   For
Elect Director John B. Furman   Mgmt   For   For
Elect Director Mitchell A. Saltz   Mgmt   For   For
Elect Director I. Marie Wadecki   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Procter & Gamble Company

 

Meeting Date:    09-Oct-12    Country:    USA    Security ID:    742718109
Record Date:    10-Aug-12    Meeting Type:    Annual    Ticker:    PG

 

CUSIP: 742718109    ISIN: US7427181091    SEDOL: 2704407

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Angela F. Braly   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Scott D. Cook   Mgmt   For   For
Elect Director Susan Desmond-Hellmann   Mgmt   For   For
Elect Director Robert A. McDonald   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director Johnathan A. Rodgers   Mgmt   For   For
Elect Director Margaret C. Whitman   Mgmt   For   For
Elect Director Mary Agnes Wilderotter   Mgmt   For   For
Elect Director Patricia A. Woertz   Mgmt   For   For

Elect Director Ernesto Zedillo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote   SH   Against   Against
Report on Adopting Extended Producer Responsibility Policy   SH   Against   Against
Reduce Supermajority Vote Requirement   SH   Against   For

Ruby Tuesday, Inc.

 

Meeting Date:    10-Oct-12    Country:    USA    Security ID:    781182100
Record Date:    13-Aug-12    Meeting Type:    Annual    Ticker:    RT

 

CUSIP: 781182100    ISIN: US7811821005    SEDOL: 2757616

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director F. Lane Cardwell, Jr   Mgmt   For   For
Elect Director Kevin T. Clayton   Mgmt   For   For
Elect Director Jeffrey J. O’Neill   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CSL Ltd.

 

Meeting Date:    17-Oct-12    Country:    Australia    Security ID:    Q3018U109
Record Date:    15-Oct-12    Meeting Type:    Annual    Ticker:    CSL

 

CUSIP: Q3018U109    ISIN: AU000000CSL8    SEDOL: 6185495

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Maurice Renshaw as a Director   Mgmt   For   For
Elect David Anstice as a Director   Mgmt   For   For
Approve the Adoption of Remuneration Report   Mgmt   For   For
Approve the Adoption of a New Constitution   Mgmt   For   For
Amend the Company’s Constitution to Insert Proportional Takeover Provisions in the New Constitution   Mgmt   For   For
Amend the Company’s Constitution to Re-Insert Proportional Takeover Provisions in the Existing Constitution   Mgmt   For   For

Diageo plc

 

Meeting Date:    17-Oct-12    Country:    United Kingdom    Security ID:    G42089113
Record Date:    15-Oct-12    Meeting Type:    Annual    Ticker:    DGE

 

CUSIP: G42089113    ISIN: GB0002374006    SEDOL: 0237400

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Peggy Bruzelius as Director   Mgmt   For   For
Re-elect Laurence Danon as Director   Mgmt   For   For
Re-elect Lord Davies of Abersoch as Director   Mgmt   For   For
Re-elect Betsy Holden as Director   Mgmt   For   For
Re-elect Dr Franz Humer as Director   Mgmt   For   For
Re-elect Deirdre Mahlan as Director   Mgmt   For   For
Re-elect Philip Scott as Director   Mgmt   For   For
Re-elect Todd Stitzer as Director   Mgmt   For   For

Re-elect Paul Walsh as Director   Mgmt   For   For
Elect Ho KwonPing as Director   Mgmt   For   For
Elect Ivan Menezes as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

BHP Billiton plc

 

Meeting Date:    25-Oct-12    Country:    United Kingdom    Security ID:    G10877101
Record Date:    23-Oct-12    Meeting Type:    Annual    Ticker:    BLT

 

CUSIP: G10877101    ISIN: GB0000566504    SEDOL: 0056650

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Elect Pat Davies as Director   Mgmt   For   For
Re-elect Malcolm Broomhead as Director   Mgmt   For   For
Re-elect Sir John Buchanan as Director   Mgmt   For   For
Re-elect Carlos Cordeiro as Director   Mgmt   For   For
Re-elect David Crawford as Director   Mgmt   For   For
Re-elect Carolyn Hewson as Director   Mgmt   For   For
Re-elect Marius Kloppers as Director   Mgmt   For   For
Re-elect Lindsay Maxsted as Director   Mgmt   For   For
Re-elect Wayne Murdy as Director   Mgmt   For   For

Re-elect Keith Rumble as Director   Mgmt   For   For
Re-elect John Schubert as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect Jac Nasser as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve the Grant of Long-Term Incentive Performance Shares to Marius Kloppers   Mgmt   For   For

Eaton Corporation

 

Meeting Date:    26-Oct-12    Country:    USA    Security ID:    278058102
Record Date:    13-Sep-12    Meeting Type:    Special    Ticker:    ETN

 

CUSIP: 278058102    ISIN: US2780581029    SEDOL: 2300883

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Approve Reduction of Capital of New Eaton to Allow Creation of Distributable Reserves of New Eaton which are Required Under Irish Law to Allow New Eaton to Make Distributions and to Pay Dividends and Repurchase or Redeem Shares   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Commonwealth Bank Of Australia

 

Meeting Date:    30-Oct-12    Country:    Australia    Security ID:    Q26915100
Record Date:    28-Oct-12    Meeting Type:    Annual    Ticker:    CBA

 

CUSIP: Q26915100    ISIN: AU000000CBA7    SEDOL: 6215035

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proposals for Ordinary Shareholders   Mgmt    
Elect David Turner as a Director   Mgmt   For   For
Elect Carolyn Kay as a Director   Mgmt   For   For
Elect Harrison Young as a Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 78,681 Reward Rights to Ian Mark Narev, CEO and Managing Director of the Company   Mgmt   For   For
Management Proposal for Ordinary Shareholders and Holders of PERLS IV Stapled Securities   Mgmt    
Approve the Selective Buyback of Up to 100 Percent of the Preference Shares that Form Part of the Perpetual Exchangeable Resaleable Listed Securities   Mgmt   For   For

Energy XXI (Bermuda) Limited

 

Meeting Date:    06-Nov-12    Country:    Bermuda    Security ID:    G10082140
Record Date:    17-Sep-12    Meeting Type:    Annual    Ticker:    5E3B

 

CUSIP: N/A    ISIN: BMG100821401    SEDOL: B2QVPS3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Paul Davison as Director   Mgmt   For   For
Elect Hill Feinberg as Director   Mgmt   For   For
Approve UHY LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

 

Meredith Corporation

 

Meeting Date:    07-Nov-12    Country:    USA    Security ID:    589433101
Record Date:    06-Sep-12    Meeting Type:    Annual    Ticker:    MDP

 

CUSIP: 589433101    ISIN: US5894331017    SEDOL: 2578516

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James R. Craigie   Mgmt   For   For
Elect Director Frederick B. Henry   Mgmt   For   For
Elect Director Joel W. Johnson   Mgmt   For   For
Elect Director Donald C. Berg   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Pharmacyclics, Inc.

 

Meeting Date:    09-Nov-12    Country:    USA    Security ID:    716933106
Record Date:    12-Sep-12    Meeting Type:    Annual    Ticker:    PCYC

 

CUSIP: 716933106    ISIN: US7169331060    SEDOL: 2689690

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert F. Booth   Mgmt   For   For
Elect Director Kenneth A. Clark   Mgmt   For   For
Elect Director Robert W. Duggan   Mgmt   For   For
Elect Director Eric H. Halvorson   Mgmt   For   For
Elect Director Minesh P. Mehta   Mgmt   For   For
Elect Director David D. Smith   Mgmt   For   For
Elect Director Richard A. van den Broek   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

JDA Software Group, Inc.

 

Meeting Date:    13-Nov-12    Country:    USA    Security ID:    46612K108
Record Date:    21-Sep-12    Meeting Type:    Annual    Ticker:    JDAS

 

CUSIP: 46612K108    ISIN: US46612K1088    SEDOL: 2478478

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Michael Gullard   Mgmt   For   For
Elect Director Richard Haddrill   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Restricted Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Jack Henry & Associates, Inc.

 

Meeting Date:    14-Nov-12    Country:    USA    Security ID:    426281101
Record Date:    20-Sep-12    Meeting Type:    Annual    Ticker:    JKHY

 

CUSIP: 426281101    ISIN: US4262811015    SEDOL: 2469193

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jerry D. Hall   Mgmt   For   For
Elect Director Matthew C. Flanigan   Mgmt   For   For
Elect Director Wesley A. Brown   Mgmt   For   For
Elect Director Marla K. Shepard   Mgmt   For   For
Elect Director John F. Prim   Mgmt   For   For
Elect Director Thomas H. Wilson, Jr.   Mgmt   For   For

Elect Director Jacque R. Fiegel   Mgmt   For   For
Elect Director Thomas A. Wimsett   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CACI International Inc

 

Meeting Date:    15-Nov-12    Country:    USA    Security ID:    127190304
Record Date:    17-Sep-12    Meeting Type:    Annual    Ticker:    CACI

 

CUSIP: 127190304    ISIN: US1271903049    SEDOL: 2159267

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel D. Allen   Mgmt   For   For

Elect Director James S. Gilmore, III   Mgmt   For   For
Elect Director Gregory G. Johnson   Mgmt   For   For
Elect Director Richard L. Leatherwood   Mgmt   For   For
Elect Director J. Phillip London   Mgmt   For   For
Elect Director James L. Pavitt   Mgmt   For   For
Elect Director Warren R. Phillips   Mgmt   For   For
Elect Director Charles P. Revoile   Mgmt   For   For
Elect Director William S. Wallace   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cisco Systems, Inc.

 

Meeting Date:    15-Nov-12    Country:    USA    Security ID:    17275R102
Record Date:    17-Sep-12    Meeting Type:    Annual    Ticker:    CSCO

 

CUSIP: 17275R102    ISIN: US17275R1023    SEDOL: 2198163

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Carol A. Bartz   Mgmt   For   For
Elect Director Marc Benioff   Mgmt   For   For
Elect Director M. Michele Burns   Mgmt   For   For
Elect Director Michael D. Capellas   Mgmt   For   For
Elect Director Larry R. Carter   Mgmt   For   For
Elect Director John T. Chambers   Mgmt   For   For
Elect Director Brian L. Halla   Mgmt   For   For
Elect Director John L. Hennessy   Mgmt   For   For
Elect Director Kristina M. Johnson   Mgmt   For   For
Elect Director Richard M. Kovacevich   Mgmt   For   For
Elect Director Roderick C. McGeary   Mgmt   For   For

Elect Director Arun Sarin   Mgmt   For   For
Elect Director Steven M. West   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Eliminating Conflict Minerals from Supply Chain   SH   Against   Against

The Hain Celestial Group, Inc.

 

Meeting Date:    15-Nov-12    Country:    USA    Security ID:    405217100
Record Date:    20-Sep-12    Meeting Type:    Annual    Ticker:    HAIN

 

CUSIP: 405217100    ISIN: US4052171000    SEDOL: 2492337

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Irwin D. Simon   Mgmt   For   For
Elect Director Richard C. Berke   Mgmt   For   For
Elect Director Jack Futterman   Mgmt   For   For
Elect Director Marina Hahn   Mgmt   For   For
Elect Director Andrew R. Heyer   Mgmt   For   For
Elect Director Brett Icahn   Mgmt   For   For
Elect Director Roger Meltzer   Mgmt   For   For
Elect Director Scott M. O’Neil   Mgmt   For   For
Elect Director David Schechter   Mgmt   For   For
Elect Director Lawrence S. Zilavy   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Xstrata plc

 

Meeting Date:    20-Nov-12    Country:    United Kingdom    Security ID:    G9826T102
Record Date:    16-Nov-12    Meeting Type:    Special    Ticker:    XTA

 

CUSIP: G9826T102    ISIN: GB0031411001    SEDOL: 3141100

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Further General Meeting (This is a Third Call of the General Meeting Originally Convened on 12 July 2012 Which Has Been Adjourned)   Mgmt    
Approve Matters Relating to Merger with Glencore International plc   Mgmt   For   For
Approve the Revised Management Incentive Arrangements and the Revised New Xstrata 2012 Plan   Mgmt   For   Against

Xstrata plc

 

Meeting Date:    20-Nov-12    Country:    United Kingdom    Security ID:    G9826T102
Record Date:    16-Nov-12    Meeting Type:    Court    Ticker:    XTA

 

CUSIP: G9826T102    ISIN: GB0031411001    SEDOL: 3141100

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
New Court Meeting (This is a Third Call of the Court Meeting Originally Convened on 12 July 2012 Which Has Been Adjourned)   Mgmt    
Approve Scheme of Arrangement Subject to the Revised Management Incentive Arrangements Resolution Being Passed   Mgmt   For   For
Approve Scheme of Arrangement Subject to the Revised Management Incentive Arrangements Resolution Not Being Passed   Mgmt   Against   For

Woolworths Ltd.

 

Meeting Date:    22-Nov-12    Country:    Australia    Security ID:    Q98418108
Record Date:    20-Nov-12    Meeting Type:    Annual    Ticker:    WOW

 

CUSIP: Q98418108    ISIN: AU000000WOW2    SEDOL: 6981239

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect John Frederick Astbury as a Director   Mgmt   For   For
Elect Thomas William Pockett as a Director   Mgmt   For   For
Elect Christine Cross as a Director   Mgmt   For   For
Elect Allan Douglas Mackay as a Director   Mgmt   For   For
Elect Michael James Ullmer as a Director   Mgmt   For   For
Approve the Grant of 122,470 Performance Rights to Grant O’Brien, Managing Director and Chief Executive Officer of the Company   Mgmt   For   For
Approve the Grant of 88,401 Performance Rights to Tom Pockett, Finance Director of the Company   Mgmt   For   For

Approve the Renewal of the Proportional Takeover Provisions   Mgmt   For   For
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Reduction of Share Capital   Mgmt   For   For

Woolworths Ltd.

 

Meeting Date:    22-Nov-12    Country:    Australia    Security ID:    Q98418108
Record Date:    20-Nov-12    Meeting Type:    Special    Ticker:    WOW

 

CUSIP: Q98418108    ISIN: AU000000WOW2    SEDOL: 6981239

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Shareholder Proposal   Mgmt    
Approve the Amendments to the Company’s Constitution   SH   Against   Against

Microsoft Corporation

 

Meeting Date:    28-Nov-12    Country:    USA    Security ID:    594918104
Record Date:    14-Sep-12    Meeting Type:    Annual    Ticker:    MSFT

 

CUSIP: 594918104    ISIN: US5949181045    SEDOL: 2588173

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven A. Ballmer   Mgmt   For   For
Elect Director Dina Dublon   Mgmt   For   For
Elect Director William H. Gates, III   Mgmt   For   For
Elect Director Maria M. Klawe   Mgmt   For   For
Elect Director Stephen J. Luczo   Mgmt   For   For
Elect Director David F. Marquardt   Mgmt   For   For

Elect Director Charles H. Noski   Mgmt   For   For
Elect Director Helmut Panke   Mgmt   For   For
Elect Director John W. Thompson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against

BHP Billiton Limited

 

Meeting Date:    29-Nov-12    Country:    Australia    Security ID:    Q1498M100
Record Date:    27-Nov-12    Meeting Type:    Annual    Ticker:    BHP

 

CUSIP: Q1498M100    ISIN: AU000000BHP4    SEDOL: 6144690

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept the Financial Statements and Statutory Reports for BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Pat Davies as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Malcolm Broomhead as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect John Buchanan as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Carlos Cordeiro as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect David Crawford as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Carolyn Hewson as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Marius Kloppers as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Lindsay Maxsted as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Wayne Murdy as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For

Elect Keith Rumble as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect John Schubert as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Shriti Vadera as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Jac Nasser as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Appoint KPMG Audit Plc as Auditor of BHP Billiton Plc   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc for Cash   Mgmt   For   For
Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Long Term Incentive Performance Shares to Marius Kloppers, Executive Director of the Company   Mgmt   For   For

Accuray Incorporated

 

Meeting Date:    30-Nov-12    Country:    USA    Security ID:    004397105
Record Date:    05-Oct-12    Meeting Type:    Annual    Ticker:    ARAY

 

CUSIP: 004397105    ISIN: US0043971052    SEDOL: B1R2HW6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Elizabeth Davila   Mgmt   For   For
Elect Director Joshua H. Levine   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Finisar Corporation

 

Meeting Date:    03-Dec-12    Country:    USA    Security ID:    31787A507
Record Date:    10-Oct-12    Meeting Type:    Annual    Ticker:    FNSR

 

CUSIP: 31787A507    ISIN: US31787A5074    SEDOL: 2517832

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael C. Child   Mgmt   For   For
Elect Director Roger C. Ferguson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Aspen Technology, Inc.

 

Meeting Date:    06-Dec-12    Country:    USA    Security ID:    045327103
Record Date:    15-Oct-12    Meeting Type:    Annual    Ticker:    AZPN

 

CUSIP: 045327103    ISIN: US0453271035    SEDOL: 2051868

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark E. Fusco   Mgmt   For   Withhold
Elect Director Gary E. Haroian   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

 

Ascena Retail Group, Inc.

 

Meeting Date:    11-Dec-12    Country:    USA    Security ID:    04351G101
Record Date:    12-Oct-12    Meeting Type:    Annual    Ticker:    ASNA

 

CUSIP: 04351G101    ISIN: US04351G1013    SEDOL: B65D9Z3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Usdan   Mgmt   For   For
Elect Director Randy L. Pearce   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

United Natural Foods, Inc.

 

Meeting Date:    12-Dec-12    Country:    USA    Security ID:    911163103
Record Date:    19-Oct-12    Meeting Type:    Annual    Ticker:    UNFI

 

CUSIP: 911163103    ISIN: US9111631035    SEDOL: 2895163

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter A. Roy   Mgmt   For   For
Elect Director Richard J. Schnieders   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Declassify the Board of Directors   SH   Against   For

National Australia Bank Limited

 

Meeting Date:    13-Dec-12    Country:    Australia    Security ID:    Q65336119
Record Date:    11-Dec-12    Meeting Type:    Annual    Ticker:    NAB

 

CUSIP: Q65336119    ISIN: AU000000NAB4    SEDOL: 6624608

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Michael Chaney as a Director   Mgmt   For   For
Elect Mark Joiner as a Director   Mgmt   For   For
Elect Paul Rizzo as a Director   Mgmt   For   For
Elect John Waller as a Director   Mgmt   For   For
Approve the Grant of Performance Rights to Cameron Clyne, Group Chief Executive Officer   Mgmt   For   For
Approve the Grant of Performance Rights to Mark Joiner, Executive Director of Finance   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For

Westpac Banking Corporation

 

Meeting Date:    13-Dec-12    Country:    Australia    Security ID:    Q97417101
Record Date:    11-Dec-12    Meeting Type:    Annual    Ticker:    WBC

 

CUSIP: Q97417101    ISIN: AU000000WBC1    SEDOL: 6076146

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Elect Gordon Cairns as a Director   Mgmt   For   For
Elect Robert Elstone as a Director   Mgmt   For   For
Approve the Amendments to the Company’s Constitution Relating to Preference Shares   Mgmt   For   For
Approve the Amendments to the Company’s Constitution Relating to General Meeting, Meetings of Directors, and Other Matters   Mgmt   For   For

Australia and New Zealand Banking Group Ltd.

 

Meeting Date:    19-Dec-12    Country:    Australia    Security ID:    Q09504137
Record Date:    17-Dec-12    Meeting Type:    Annual    Ticker:    ANZ

 

CUSIP: Q09504137    ISIN: AU000000ANZ3    SEDOL: 6065586

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company   Mgmt   For   For
Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   For   For
Elect P.J. Dwyer as a Director   Mgmt   For   For
Elect J.P. Morschel as a Director   Mgmt   For   For
Elect Lee Hsien Yang as a Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect R.J. Reeves as a Director   SH   Against   Against

Fabrinet

 

Meeting Date:    20-Dec-12    Country:    Cayman Islands    Security ID:    G3323L100
Record Date:    12-Oct-12    Meeting Type:    Annual    Ticker:    FN

 

CUSIP: N/A    ISIN: KYG3323L1005    SEDOL: B4JSZL8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David T. Mitchell   Mgmt   For   For
Elect Director William J. Perry   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors   Mgmt   For   For

Robbins & Myers, Inc.

 

Meeting Date:    27-Dec-12    Country:    USA    Security ID:    770196103
Record Date:    26-Nov-12    Meeting Type:    Special    Ticker:    RBN

 

CUSIP: 770196103    ISIN: US7701961036    SEDOL: 2743206

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

Acuity Brands, Inc.

 

Meeting Date:    04-Jan-13    Country:    USA    Security ID:    00508Y102
Record Date:    07-Nov-12    Meeting Type:    Annual    Ticker:    AYI

 

CUSIP: 00508Y102    ISIN: US00508Y1029    SEDOL: 2818461

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dominic J. Pileggi   Mgmt   For   For
Elect Director George C. Guynn   Mgmt   For   For
Elect Director Vernon J. Nagel   Mgmt   For   For
Elect Director Julia B. North   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Actuant Corporation

 

Meeting Date:    15-Jan-13    Country:    USA    Security ID:    00508X203
Record Date:    15-Nov-12    Meeting Type:    Annual    Ticker:    ATU

 

CUSIP: 00508X203    ISIN: US00508X2036    SEDOL: 2716792

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert C. Arzbaecher   Mgmt   For   For
Elect Director Gurminder S. Bedi   Mgmt   For   For
Elect Director Gustav H.P. Boel   Mgmt   For   For
Elect Director Thomas J. Fischer   Mgmt   For   For
Elect Director William K. Hall   Mgmt   For   For
Elect Director R. Alan Hunter, Jr.   Mgmt   For   For
Elect Director Robert A. Peterson   Mgmt   For   For
Elect Director Holly A. Van Deursen   Mgmt   For   For

Elect Director Dennis K. Williams   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

New Jersey Resources Corporation

 

Meeting Date:    23-Jan-13    Country:    USA    Security ID:    646025106
Record Date:    27-Nov-12    Meeting Type:    Annual    Ticker:    NJR

 

CUSIP: 646025106    ISIN: US6460251068    SEDOL: 2630513

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lawrence R. Codey   Mgmt   For   For

Elect Director Laurence M. Downes   Mgmt   For   For
Elect Director Robert B. Evans   Mgmt   For   For
Elect Director Alfred C. Koeppe   Mgmt   For   For
Elect Director Sharon C. Taylor   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Siemens AG

 

Meeting Date:    23-Jan-13    Country:    Germany    Security ID:    D69671218
Record Date:       Meeting Type:    Annual    Ticker:    SIE

 

CUSIP: D69671218    ISIN: DE0007236101    SEDOL: 5727973

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 3.00 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2011/2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2011/2012   Mgmt   For   For
Ratify Ernst & Young GmbH as Auditors for Fiscal 2012   Mgmt   For   For
Reelect Josef Ackermann to the Supervisory Board   Mgmt   For   For
Reelect Gerd von Brandenstein to the Supervisory Board   Mgmt   For   For
Reelect Gerhard Cromme to the Supervisory Board   Mgmt   For   For
Reelect Michael Diekmann to the Supervisory Board   Mgmt   For   For
Reelect Hans Michael Gaul to the Supervisory Board   Mgmt   For   For

Reelect Peter Gruss to the Supervisory Board   Mgmt   For   For
Reelect Nicola Leibinger-Kammueller to the Supervisory Board   Mgmt   For   For
Elect Gerard Mestrallet to the Supervisory Board   Mgmt   For   For
Elect Gueler Sabanci to the Supervisory Board   Mgmt   For   For
Elect Werner Wenning to the Supervisory Board   Mgmt   For   For
Approve Settlement Agreement Between Siemens AG and Thomas Ganswindt Concluded on November 20/28, 2012   Mgmt   For   For
Approve Spin-Off and Takeover Agreement with Osram Licht AG   Mgmt   For   For

Woodward, Inc.

 

Meeting Date:    23-Jan-13    Country:    USA    Security ID:    980745103
Record Date:    26-Nov-12    Meeting Type:    Annual    Ticker:    WWD

 

CUSIP: 980745103    ISIN: US9807451037    SEDOL: 2948089

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James R. Rulseh   Mgmt   For   Withhold
Elect Director Gregg C. Sengstack   Mgmt   For   For
Elect Director John D. Cohn   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

D.R. Horton, Inc.

 

Meeting Date:    24-Jan-13    Country:    USA    Security ID:    23331A109
Record Date:    30-Nov-12    Meeting Type:    Annual    Ticker:    DHI

 

CUSIP: 23331A109    ISIN: US23331A1097    SEDOL: 2250687

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald R. Horton   Mgmt   For   For
Elect Director Bradley S. Anderson   Mgmt   For   For
Elect Director Michael R. Buchanan   Mgmt   For   For
Elect Director Michael W. Hewatt   Mgmt   For   For
Elect Director Bob G. Scott   Mgmt   For   For
Elect Director Donald J. Tomnitz   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Becton, Dickinson and Company

 

Meeting Date:    29-Jan-13    Country:    USA    Security ID:    075887109
Record Date:    07-Dec-12    Meeting Type:    Annual    Ticker:    BDX

 

CUSIP: 075887109    ISIN: US0758871091    SEDOL: 2087807

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Basil L. Anderson   Mgmt   For   For
Elect Director Henry P. Becton, Jr.   Mgmt   For   For
Elect Director Catherine M. Burzik   Mgmt   For   For
Elect Director Edward F. DeGraan   Mgmt   For   For
Elect Director Vincent A. Forlenza   Mgmt   For   For
Elect Director Claire M. Fraser   Mgmt   For   For
Elect Director Christopher Jones   Mgmt   For   For
Elect Director Marshall O. Larsen   Mgmt   For   For
Elect Director Adel A.F. Mahmoud   Mgmt   For   For

Elect Director Gary A. Mecklenburg   Mgmt   For   For
Elect Director James F. Orr   Mgmt   For   For
Elect Director Willard J. Overlock, Jr.   Mgmt   For   For
Elect Director Rebecca W. Rimel   Mgmt   For   For
Elect Director Bertram L. Scott   Mgmt   For   For
Elect Director Alfred Sommer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Rescind Fair Price Provision   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Imperial Tobacco Group plc

 

Meeting Date:    30-Jan-13    Country:    United Kingdom    Security ID:    G4721W102
Record Date:    28-Jan-13    Meeting Type:    Annual    Ticker:    IMT

 

CUSIP: G4721W102    ISIN: GB0004544929    SEDOL: 0454492

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Dr Ken Burnett as Director   Mgmt   For   For
Re-elect Alison Cooper as Director   Mgmt   For   For
Re-elect Robert Dyrbus as Director   Mgmt   For   For
Elect David Haines as Director   Mgmt   For   For
Re-elect Michael Herlihy as Director   Mgmt   For   For
Re-elect Susan Murray as Director   Mgmt   For   For
Re-elect Iain Napier as Director   Mgmt   For   For
Elect Matthew Phillips as Director   Mgmt   For   For

Re-elect Berge Setrakian as Director   Mgmt   For   For
Re-elect Mark Williamson as Director   Mgmt   For   For
Re-elect Malcolm Wyman as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Approve Share Matching Scheme   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Approve International Sharesave Plan   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Visa Inc.

 

Meeting Date:    30-Jan-13    Country:    USA    Security ID:    92826C839
Record Date:    04-Dec-12    Meeting Type:    Annual    Ticker:    V

 

CUSIP: 92826C839    ISIN: US92826C8394    SEDOL: B2PZN04

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gary P. Coughlan   Mgmt   For   For
Elect Director Mary B. Cranston   Mgmt   For   For
Elect Director Francisco Javier Fernandez-Carbajal   Mgmt   For   For
Elect Director Robert W. Matschullat   Mgmt   For   For
Elect Director Cathy E. Minehan   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director David J. Pang   Mgmt   For   For

Elect Director Joseph W. Saunders   Mgmt   For   For
Elect Director Charles W. Scharf   Mgmt   For   For
Elect Director William S. Shanahan   Mgmt   For   For
Elect Director John A. Swainson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   Against

Monsanto Company

 

Meeting Date:    31-Jan-13    Country:    USA    Security ID:    61166W101
Record Date:    03-Dec-12    Meeting Type:    Annual    Ticker:    MON

 

CUSIP: 61166W101    ISIN: US61166W1018    SEDOL: 2654320

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Chicoine   Mgmt   For   For
Elect Director Arthur H. Harper   Mgmt   For   For
Elect Director Gwendolyn S. King   Mgmt   For   For
Elect Director Jon R. Moeller   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Report on Risk of Genetically Engineered Products   SH   Against   Against

Cheniere Energy, Inc.

 

Meeting Date:    01-Feb-13    Country:    USA    Security ID:    16411R208
Record Date:    17-Dec-12    Meeting Type:    Special    Ticker:    LNG

 

CUSIP: 16411R208    ISIN: US16411R2085    SEDOL: 2654364

Proposal   Proponent   Mgmt Rec   Vote Instruction
Declassify the Board of Directors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Other Business   Mgmt   For   Abstain

Emerson Electric Co.

 

Meeting Date:    05-Feb-13    Country:    USA    Security ID:    291011104
Record Date:    27-Nov-12    Meeting Type:    Annual    Ticker:    EMR

 

CUSIP: 291011104    ISIN: US2910111044    SEDOL: 2313405

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director C. A. H. Boersig   Mgmt   For   For

Elect Director J. B. Bolten   Mgmt   For   For
Elect Director M. S. Levatich   Mgmt   For   For
Elect Director R. L. Stephenson   Mgmt   For   For
Elect Director A.A. Busch, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Report on Sustainability   SH   Against   For

Compass Group plc

 

Meeting Date:    07-Feb-13    Country:    United Kingdom    Security ID:    G23296182
Record Date:    05-Feb-13    Meeting Type:    Annual    Ticker:    CPG

 

CUSIP: G23296182    ISIN: GB0005331532    SEDOL: 0533153

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Roy Gardner as Director   Mgmt   For   For
Elect Dominic Blakemore as Director   Mgmt   For   For
Re-elect Richard Cousins as Director   Mgmt   For   For
Re-elect Gary Green as Director   Mgmt   For   For
Re-elect Andrew Martin as Director   Mgmt   For   For
Re-elect John Bason as Director   Mgmt   For   For
Re-elect Sir James Crosby as Director   Mgmt   For   For
Re-elect Susan Murray as Director   Mgmt   For   For
Re-elect Don Robert as Director   Mgmt   For   For

Re-elect Sir Ian Robinson as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Amend Long Term Incentive Plan 2010   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

MICROSEMI CORPORATION

 

Meeting Date:    12-Feb-13    Country:    USA    Security ID:    595137100
Record Date:    14-Dec-12    Meeting Type:    Annual    Ticker:    MSCC

 

CUSIP: 595137100    ISIN: US5951371005    SEDOL: 2588140

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Peterson   Mgmt   For   For
Elect Director Dennis R. Leibel   Mgmt   For   For
Elect Director Thomas R. Anderson   Mgmt   For   For
Elect Director William E. Bendush   Mgmt   For   For
Elect Director Paul F. Folino   Mgmt   For   For
Elect Director William L. Healey   Mgmt   For   For
Elect Director Matthew E. Massengill   Mgmt   For   For
Elect Director James V. Mazzo   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Warnaco Group, Inc.

 

Meeting Date:    13-Feb-13    Country:    USA    Security ID:    934390402
Record Date:    14-Jan-13    Meeting Type:    Special    Ticker:    WRC

 

CUSIP: 934390402    ISIN: US9343904028    SEDOL: 2352668

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Avanir Pharmaceuticals, Inc.

 

Meeting Date:    14-Feb-13    Country:    USA    Security ID:    05348P401
Record Date:    18-Dec-12    Meeting Type:    Annual    Ticker:    AVNR

 

CUSIP: 05348P401    ISIN: US05348P4019    SEDOL: B0WR7L8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David J. Mazzo   Mgmt   For   For
Elect Director Craig A. Wheeler   Mgmt   For   For
Elect Director Scott M. Whitcup   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

TNS, Inc.

 

Meeting Date:    15-Feb-13    Country:    USA    Security ID:    872960109
Record Date:    11-Jan-13    Meeting Type:    Special    Ticker:    TNS

 

CUSIP: 872960109    ISIN: US8729601091    SEDOL: 2303495

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For

Powell Industries, Inc.

 

Meeting Date:    20-Feb-13    Country:    USA    Security ID:    739128106
Record Date:    03-Jan-13    Meeting Type:    Annual    Ticker:    POWL

 

CUSIP: 739128106    ISIN: US7391281067    SEDOL: 2697422

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joseph L. Becherer   Mgmt   For   Withhold

Elect Director Michael A. Lucas   Mgmt   For   Withhold
Elect Director Thomas W. Powell   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Harris Teeter Supermarkets, Inc.

 

Meeting Date:    21-Feb-13    Country:    USA    Security ID:    414585109
Record Date:    14-Dec-12    Meeting Type:    Annual    Ticker:    HTSI

 

CUSIP: 414585109    ISIN: US4145851097    SEDOL: B7GH6J4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John R. Belk   Mgmt   For   For
Elect Director John P. Derham Cato   Mgmt   For   For
Elect Director Thomas W. Dickson   Mgmt   For   For

Elect Director James E. S. Hynes   Mgmt   For   For
Elect Director Anna Spangler Nelson   Mgmt   For   For
Elect Director Mark S. Ordan   Mgmt   For   For
Elect Director Bailey W. Patrick   Mgmt   For   For
Elect Director Robert H. Spilman, Jr.   Mgmt   For   For
Elect Director Harold C. Stowe   Mgmt   For   For
Elect Director Isaiah Tidwell   Mgmt   For   For
Elect Director William C. Warden, Jr.   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Alterra Capital Holdings Limited

 

Meeting Date:    26-Feb-13    Country:    Bermuda    Security ID:    G0229R108
Record Date:    08-Jan-13    Meeting Type:    Special    Ticker:    ALTE

 

CUSIP: G6052F103    ISIN: BMG0229R1088    SEDOL: B4KTGD9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Bylaws   Mgmt   For   For
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Transact Other Business (Voting)   Mgmt   For   Abstain

Tetra Tech, Inc.

 

Meeting Date:    26-Feb-13    Country:    USA    Security ID:    88162G103
Record Date:    03-Jan-13    Meeting Type:    Annual    Ticker:    TTEK

 

CUSIP: 88162G103    ISIN: US88162G1031    SEDOL: 2883890

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dan L. Batrack   Mgmt   For   For
Elect Director Hugh M. Grant   Mgmt   For   For
Elect Director Patrick C. Haden   Mgmt   For   For
Elect Director J. Christopher Lewis   Mgmt   For   For
Elect Director Albert E. Smith   Mgmt   For   For
Elect Director J. Kenneth Thompson   Mgmt   For   For
Elect Director Richard H. Truly   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Apple Inc.

 

Meeting Date:    27-Feb-13    Country:    USA    Security ID:    037833100
Record Date:    02-Jan-13    Meeting Type:    Annual    Ticker:    AAPL

 

CUSIP: 037833100    ISIN: US0378331005    SEDOL: 2046251

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William Campbell   Mgmt   For   Withhold
Elect Director Timothy Cook   Mgmt   For   For
Elect Director Millard Drexler   Mgmt   For   Withhold
Elect Director Al Gore   Mgmt   For   Withhold
Elect Director Robert Iger   Mgmt   For   Withhold
Elect Director Andrea Jung   Mgmt   For   Withhold
Elect Director Arthur Levinson   Mgmt   For   For
Elect Director Ronald Sugar   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Stock Retention/Holding Period   SH   Against   For
Establish Board Committee on Human Rights   SH   Against   Against

Spectrum Brands Holdings, Inc.

 

Meeting Date:    01-Mar-13    Country:    USA    Security ID:    84763R101
Record Date:    14-Jan-13    Meeting Type:    Annual    Ticker:    SPB

 

CUSIP: 84763R101    ISIN: US84763R1014    SEDOL: B3MYPN8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Norman S. Matthews   Mgmt   For   For
Amend Articles the Company’s Restated Certificate of Incorporation to Dissolve the Special Nominating Committee of the Board of Directors   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Applied Materials, Inc.

 

Meeting Date:    05-Mar-13    Country:    USA    Security ID:    038222105
Record Date:    09-Jan-13    Meeting Type:    Annual    Ticker:    AMAT

 

CUSIP: 038222105    ISIN: US0382221051    SEDOL: 2046552

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Aart J. de Geus   Mgmt   For   For
Elect Director Stephen R. Forrest   Mgmt   For   For
Elect Director Thomas J. Iannotti   Mgmt   For   For
Elect Director Susan M. James   Mgmt   For   For

Elect Director Alexander A. Karsner   Mgmt   For   For
Elect Director Gerhard H. Parker   Mgmt   For   For
Elect Director Dennis D. Powell   Mgmt   For   For
Elect Director Willem P. Roelandts   Mgmt   For   For
Elect Director James E. Rogers   Mgmt   For   For
Elect Director Michael R. Splinter   Mgmt   For   For
Elect Director Robert H. Swan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Piedmont Natural Gas Company, Inc.

 

Meeting Date:    06-Mar-13    Country:    USA    Security ID:    720186105
Record Date:    02-Jan-13    Meeting Type:    Annual    Ticker:    PNY

 

CUSIP: 720186105    ISIN: US7201861058    SEDOL: 2688147

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frankie T. Jones, Sr.   Mgmt   For   For
Elect Director Vicki McElreath   Mgmt   For   For
Elect Director Thomas E. Skains   Mgmt   For   For
Elect Director Phillip D. Wright   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

PTC Inc

 

Meeting Date:    06-Mar-13    Country:    USA    Security ID:    69370C100
Record Date:    07-Jan-13    Meeting Type:    Annual    Ticker:    PMTC

 

CUSIP: 69370C100    ISIN: US69370C1009    SEDOL: B95N910

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas F. Bogan   Mgmt   For   For
Elect Director Michael E. Porter   Mgmt   For   For
Elect Director Robert P. Schechter   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Walt Disney Company

 

Meeting Date:    06-Mar-13    Country:    USA    Security ID:    254687106
Record Date:    07-Jan-13    Meeting Type:    Annual    Ticker:    DIS

 

CUSIP: 254687106    ISIN: US2546871060    SEDOL: 2270726

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Susan E. Arnold   Mgmt   For   Against
Elect Director John S. Chen   Mgmt   For   Against
Elect Director Judith L. Estrin   Mgmt   For   For
Elect Director Robert A. Iger   Mgmt   For   For
Elect Director Fred H. Langhammer   Mgmt   For   Against
Elect Director Aylwin B. Lewis   Mgmt   For   Against
Elect Director Monica C. Lozano   Mgmt   For   For
Elect Director Robert W. Matschullat   Mgmt   For   For
Elect Director Sheryl K. Sandberg   Mgmt   For   For
Elect Director Orin C. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Adopt Proxy Access Right   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

WGL Holdings, Inc.

 

Meeting Date:    07-Mar-13    Country:    USA    Security ID:    92924F106
Record Date:    07-Jan-13    Meeting Type:    Annual    Ticker:    WGL

 

CUSIP: 92924F106    ISIN: US92924F1066    SEDOL: 2942100

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael D. Barnes   Mgmt   For   For
Elect Director George P. Clancy, Jr.   Mgmt   For   For
Elect Director James W. Dyke, Jr.   Mgmt   For   For

Elect Director Melvyn J. Estrin   Mgmt   For   For
Elect Director Nancy C. Floyd   Mgmt   For   For
Elect Director James F. Lafond   Mgmt   For   For
Elect Director Debra L. Lee   Mgmt   For   For
Elect Director Terry D. McCallister   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Concur Technologies, Inc.

 

Meeting Date:    13-Mar-13    Country:    USA    Security ID:    206708109
Record Date:    18-Jan-13    Meeting Type:    Annual    Ticker:    CNQR

 

CUSIP: 206708109    ISIN: US2067081099    SEDOL: 2325091

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gordon Eubanks   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Franklin Resources, Inc.

 

Meeting Date:    13-Mar-13    Country:    USA    Security ID:    354613101
Record Date:    16-Jan-13    Meeting Type:    Annual    Ticker:    BEN

 

CUSIP: 354613101    ISIN: US3546131018    SEDOL: 2350684

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Samuel H. Armacost   Mgmt   For   For

Elect Director Peter K. Barker   Mgmt   For   For
Elect Director Charles Crocker   Mgmt   For   For
Elect Director Charles B. Johnson   Mgmt   For   For
Elect Director Gregory E. Johnson   Mgmt   For   For
Elect Director Rupert H. Johnson, Jr.   Mgmt   For   For
Elect Director Mark C. Pigott   Mgmt   For   For
Elect Director Chutta Ratnathicam   Mgmt   For   For
Elect Director Laura Stein   Mgmt   For   For
Elect Director Anne M. Tatlock   Mgmt   For   For
Elect Director Geoffrey Y. Yang   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity   SH   Against   Against

Banco Bilbao Vizcaya Argentaria, S.A.

 

Meeting Date:    14-Mar-13    Country:    Spain    Security ID:    E11805103
Record Date:    07-Mar-13    Meeting Type:    Annual    Ticker:    BBVA

 

CUSIP: E11805103    ISIN: ES0113211835    SEDOL: 5501906

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Standalone and Consolidated Financial Statements, Allocation of Income, Distribution of Dividend, and Discharge Directors   Mgmt   For   For
Reelect Francisco González Rodríguez as Director   Mgmt   For   Against
Reelect Ángel Cano Fernández as Director   Mgmt   For   Against
Reelect Ramón Bustamante y de la Mora as Director   Mgmt   For   Against
Reelect Ignacio Ferrero Jordi as Director   Mgmt   For   Against
Approve Merger by Absorption of Unnim Banc SA   Mgmt   For   For
Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves   Mgmt   For   For

Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves   Mgmt   For   For
Approve Deferred Share Bonus Plan for FY 2013   Mgmt   For   For
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Approve Company’s Corporate Web Site   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

M.D.C. Holdings, Inc.

 

Meeting Date:    18-Mar-13    Country:    USA    Security ID:    552676108
Record Date:    30-Jan-13    Meeting Type:    Annual    Ticker:    MDC

 

CUSIP: 552676108    ISIN: US5526761086    SEDOL: 2561204

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael A. Berman   Mgmt   For   For
Elect Director Herbert T. Buchwald   Mgmt   For   For
Elect Director Larry A. Mizel   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Vantage Drilling Company

 

Meeting Date:    18-Mar-13    Country:    Cayman Islands    Security ID:    G93205113
Record Date:    22-Jan-13    Meeting Type:    Annual    Ticker:    VTG

 

CUSIP: G93205113    ISIN: KYG932051132    SEDOL: B39YS98

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Paul A. Bragg as Director   Mgmt   For   For
Elect Steven Bradshaw as Director   Mgmt   For   For
Elect Jorge E. Estrada as Director   Mgmt   For   For
Elect Robert F. Grantham as Director   Mgmt   For   For
Elect Marcelo D. Guiscardo as Director   Mgmt   For   For

Elect Ong Tian Khiam as Director   Mgmt   For   For
Elect Duke R. Ligon as Director   Mgmt   For   For
Elect John C.G. O’Leary as Director   Mgmt   For   For
Elect Steinar Thomassen as Director   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Approve Material Terms of Executive Officer Performance Goals   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SYNNEX Corporation

 

Meeting Date:    19-Mar-13    Country:    USA    Security ID:    87162W100
Record Date:    07-Feb-13    Meeting Type:    Annual    Ticker:    SNX

 

CUSIP: 87162W100    ISIN: US87162W1009    SEDOL: 2002554

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dwight Steffensen   Mgmt   For   For
Elect Director Kevin Murai   Mgmt   For   For
Elect Director Fred Breidenbach   Mgmt   For   For
Elect Director Hau Lee   Mgmt   For   For
Elect Director Matthew Miau   Mgmt   For   For
Elect Director Dennis Polk   Mgmt   For   For
Elect Director Gregory Quesnel   Mgmt   For   For
Elect Director Thomas Wurster   Mgmt   For   For
Elect Director Duane Zitzner   Mgmt   For   For
Elect Director Andrea Zulberti   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Hewlett-Packard Company

 

Meeting Date:    20-Mar-13    Country:    USA    Security ID:    428236103
Record Date:    22-Jan-13    Meeting Type:    Annual    Ticker:    HPQ

 

CUSIP: 428236103    ISIN: US4282361033    SEDOL: 2424006

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Marc L. Andreessen   Mgmt   For   For
Elect Director Shumeet Banerji   Mgmt   For   For
Elect Director Rajiv L. Gupta   Mgmt   For   For
Elect Director John H. Hammergren   Mgmt   For   Against
Elect Director Raymond J. Lane   Mgmt   For   Against
Elect Director Ann M. Livermore   Mgmt   For   For

Elect Director Gary M. Reiner   Mgmt   For   For
Elect Director Patricia F. Russo   Mgmt   For   For
Elect Director G. Kennedy Thompson   Mgmt   For   Against
Elect Director Margaret C. Whitman   Mgmt   For   For
Elect Director Ralph V. Whitworth   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Proxy Access Right   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Establish Environmental/Social Issue Board Committee   SH   Against   Against
Amend Human Rights Policies   SH   Against   Against
Stock Retention/Holding Period   SH   Against   For

Novo Nordisk A/S

 

Meeting Date:    20-Mar-13    Country:    Denmark    Security ID:    K7314N152
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    NOVO B

 

CUSIP: K7314N152    ISIN: DK0060102614    SEDOL: 7077524

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Report of Board   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration of Directors for 2012 in the Aggregate Amount of DKK 9.4 Million   Mgmt   For   For
Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work   Mgmt   For   For
Approve Allocation of Income and Dividends of DKK 18 per Share   Mgmt   For   For

Elect Goran Ando (Chairman) as Director   Mgmt   For   For
Elect Jeppe Christiansen (Vice Chairman) as New Director   Mgmt   For   For
Elect Bruno Angelici as Director   Mgmt   For   For
Elect Henrik Gürtler as Director   Mgmt   For   For
Elect Liz Hewitt as Director   Mgmt   For   For
Elect Thomas Koestler as Director   Mgmt   For   For
Elect Hannu Ryöppönen as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve DKK 10 Million Reduction in Class B Share Capital via Share Cancellation   Mgmt   For   For
Approve Creation of up to DKK 78 Million Pool of Capital with or without Preemptive Rights   Mgmt   For   For
Authorize Repurchase up to 10 Percent of Share Capital   Mgmt   For   For
Approve Guidelines for Incentive-Based Compensation for Executive Management and Board   Mgmt   For   For
Other Business   Mgmt    

Banco Santander S.A.

 

Meeting Date:    21-Mar-13    Country:    Spain    Security ID:    E19790109
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    SAN

 

CUSIP: E19790109    ISIN: ES0113900J37    SEDOL: 5705946

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Reelect Guillermo de la Dehesa Romero as Director   Mgmt   For   For
Reelect Abel Matutes Juan as Director   Mgmt   For   For

Reelect Ángel Jado Becerro de Bengoa as Director   Mgmt   For   For
Reelect Javier Botín-Sanz de Sautuola y O’Shea as Director   Mgmt   For   Against
Reelect Isabel Tocino Biscarolasaga as Director   Mgmt   For   For
Reelect Fernando de Asúa Álvarez as Director   Mgmt   For   Against
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Approve Company’s Corporate Website   Mgmt   For   For
Approve Acquisition of Banco Español de Crédito SA   Mgmt   For   For
Approve Merger by Absorption of Banif Sa   Mgmt   For   For
Amend Article 58 Re: Board Remuneration   Mgmt   For   For
Amend Article 61 Re: Company’s Corporate Website   Mgmt   For   For
Approve Capital Raising   Mgmt   For   For
Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For

Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion   Mgmt   For   For
Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

Canon Inc.

 

Meeting Date:    28-Mar-13    Country:    Japan    Security ID:    J05124144
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    7751

 

CUSIP: J05124144    ISIN: JP3242800005    SEDOL: 6172323

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 70   Mgmt   For   For
Elect Director Mitarai, Fujio   Mgmt   For   Against
Elect Director Tanaka, Toshizo   Mgmt   For   For
Elect Director Ikoma, Toshiaki   Mgmt   For   For
Elect Director Watanabe, Kunio   Mgmt   For   For
Elect Director Adachi, Yoroku   Mgmt   For   For
Elect Director Mitsuhashi, Yasuo   Mgmt   For   For

Elect Director Matsumoto, Shigeyuki   Mgmt   For   For
Elect Director Homma, Toshio   Mgmt   For   For
Elect Director Nakaoka, Masaki   Mgmt   For   For
Elect Director Honda, Haruhisa   Mgmt   For   For
Elect Director Ozawa, Hideki   Mgmt   For   For
Elect Director Maeda, Masaya   Mgmt   For   For
Elect Director Tani, Yasuhiro   Mgmt   For   For
Elect Director Araki, Makoto   Mgmt   For   For
Elect Director Suematsu, Hiroyuki   Mgmt   For   For
Elect Director Uzawa, Shigeyuki   Mgmt   For   For
Elect Director Nagasawa, Kenichi   Mgmt   For   For
Elect Director Otsuka, Naoji   Mgmt   For   For
Elect Director Yamada, Masanori   Mgmt   For   For
Elect Director Wakiya, Aitake   Mgmt   For   For
Elect Director Ono, Kazuto   Mgmt   For   For
Approve Special Payments in Connection with Abolition of Retirement Bonus System   Mgmt   For   Against
Approve Adjustment to Aggregate Compensation Ceiling for Directors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Ericsson

 

Meeting Date:    09-Apr-13    Country:    Sweden    Security ID:    W26049119
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    ERICB

 

CUSIP: W26049119    ISIN: SE0000108656    SEDOL: 5959378

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For

Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Receive President’s Report   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 2.75 per Share   Mgmt   For   For
Presentation of Nominating Committee’s Proposals   Mgmt    
Determine Number of Members (12) and Deputy Members of Board (0)   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 3.85 Million to the Chairman and SEK 900,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work   Mgmt   For   For
Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, A. Izosimov, U. Johansson, S. Martin- Lof, H. Vestberg, and J. Wallenberg as Directors; Elect N. Denzel, K. Lund, and P. Ostberg as New Directors   Mgmt   For   For

Approve Remuneration of Auditors   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Approve 2013 Share Matching Plan for All Employees   Mgmt   For   For
Authorize Reissuance of 11.9 Million Repurchased Class B Shares for 2013 Share Matching Plan for All Employees   Mgmt   For   For
Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2   Mgmt   For   Against
Approve 2013 Share Matching Plan for Key Contributors   Mgmt   For   For
Authorize Reissuance of 8.7 Million Repurchased Class B Shares for 2013 Share Matching Plan for Key Contributors   Mgmt   For   For
Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5   Mgmt   For   Against

Approve 2013 Restricted Stock Plan for Executives   Mgmt   For   For
Authorize Reissuance of 6 Million Repurchased Class B Shares for 2013 Restricted Stock Plan for Executives   Mgmt   For   For
Approve Swap Agreement with Third Party as Alternative to Item 11.8   Mgmt   For   Against
Authorize Reissuance of up to 18.2 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2009, 2010, 2011 and 2012 Long-Term Variable Compensation Plans   Mgmt   For   For
Shareholder Proposal   Mgmt    
Amend Articles Re: Insert Gender Quota for Board of Directors   SH   None   For
Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting   SH   None   For
Request Board to Take Necessary Action to Create a Shareholders Association   SH   None   Against
Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies   SH   None   Against
Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders   SH   None   Against
Close Meeting   Mgmt    

Daimler AG

 

Meeting Date:    10-Apr-13    Country:    Germany    Security ID:    D1668R123
Record Date:       Meeting Type:    Annual    Ticker:    DAI

 

CUSIP: D1668R123    ISIN: DE0007100000    SEDOL: 5529027

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.20 per Share   Mgmt   For   For

Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2012   Mgmt   For   For
Relect Sari Baldauf to the Supervisory Board   Mgmt   For   For
Relect Juergen Hambrecht to the Supervisory Board   Mgmt   For   For
Elect Andrea Jung to the Supervisory Board   Mgmt   For   For

Lennar Corporation

 

Meeting Date:    10-Apr-13    Country:    USA    Security ID:    526057104
Record Date:    15-Feb-13    Meeting Type:    Annual    Ticker:    LEN

 

CUSIP: 526057104    ISIN: US5260571048    SEDOL: 2511920

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Irving Bolotin   Mgmt   For   For
Elect Director Steven L. Gerard   Mgmt   For   Withhold
Elect Director Theron I. (Tig) Gilliam   Mgmt   For   Withhold
Elect Director Sherrill W. Hudson   Mgmt   For   Withhold
Elect Director R. Kirk Landon   Mgmt   For   Withhold
Elect Director Sidney Lapidus   Mgmt   For   For
Elect Director Stuart A. Miller   Mgmt   For   For
Elect Director Jeffrey Sonnenfeld   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Schlumberger Limited

 

Meeting Date:    10-Apr-13    Country:    Curacao    Security ID:    806857108
Record Date:    20-Feb-13    Meeting Type:    Annual    Ticker:    SLB

 

CUSIP: 806857108    ISIN: AN8068571086    SEDOL: 2779201

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter L.S. Currie   Mgmt   For   For
Elect Director Tony Isaac   Mgmt   For   For
Elect Director K. Vaman Kamath   Mgmt   For   For
Elect Director Paal Kibsgaard   Mgmt   For   For
Elect Director Nikolay Kudryavtsev   Mgmt   For   For
Elect Director Adrian Lajous   Mgmt   For   For
Elect Director Michael E. Marks   Mgmt   For   For
Elect Director Lubna S. Olayan   Mgmt   For   For
Elect Director L. Rafael Reif   Mgmt   For   For

Elect Director Tore I. Sandvold   Mgmt   For   For
Elect Director Henri Seydoux   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt and Approve Financials and Dividends   Mgmt   For   For
Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Amend Employee Stock Purchase Plan   Mgmt   For   For

BP plc

 

Meeting Date:    11-Apr-13    Country:    United Kingdom    Security ID:    G12793108
Record Date:    09-Apr-13    Meeting Type:    Annual    Ticker:    BP.

 

CUSIP: G12793108    ISIN: GB0007980591    SEDOL: 0798059

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Bob Dudley as Director   Mgmt   For   For
Re-elect Iain Conn as Director   Mgmt   For   For
Re-elect Dr Brian Gilvary as Director   Mgmt   For   For
Re-elect Paul Anderson as Director   Mgmt   For   For
Re-elect Frank Bowman as Director   Mgmt   For   For
Re-elect Antony Burgmans as Director   Mgmt   For   For
Re-elect Cynthia Carroll as Director   Mgmt   For   For
Re-elect George David as Director   Mgmt   For   For
Re-elect Ian Davis as Director   Mgmt   For   For
Re-elect Dame Ann Dowling as Director   Mgmt   For   For
Re-elect Brendan Nelson as Director   Mgmt   For   For

Re-elect Phuthuma Nhleko as Director   Mgmt   For   For
Re-elect Andrew Shilston as Director   Mgmt   For   For
Re-elect Carl-Henric Svanberg as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Deutsche Bank AG

 

Meeting Date:    11-Apr-13    Country:    Germany    Security ID:    D18190898
Record Date:       Meeting Type:    Special    Ticker:    DBK

 

CUSIP: D18190898    ISIN: DE0005140008    SEDOL: 5750355

Proposal   Proponent   Mgmt Rec   Vote Instruction
Confirm 2012 AGM Resolution to Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For
Confirm 2012 AGM Resolution to Ratify KPMG AG as Auditors for Fiscal 2012   Mgmt   For   For
Confirm 2012 AGM Resolution to Elect Paul Achleitner to the Supervisory Board   Mgmt   For   For
Confirm 2012 AGM Resolution to Elect Peter Loescher to the Supervisory Board   Mgmt   For   For
Confirm 2012 AGM Resolution to Elect Klaus Ruediger Truetzschler to the Supervisory Board   Mgmt   For   For

H.B. Fuller Company

 

Meeting Date:    11-Apr-13    Country:    USA    Security ID:    359694106
Record Date:    13-Feb-13    Meeting Type:    Annual    Ticker:    FUL

 

CUSIP: 359694106    ISIN: US3596941068    SEDOL: 2354664

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dante C. Parrini   Mgmt   For   For
Elect Director John C. van Roden, Jr.   Mgmt   For   For
Elect Director James J. Owens   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against

Hancock Holding Company

 

Meeting Date:    12-Apr-13    Country:    USA    Security ID:    410120109
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    HBHC

 

CUSIP: 410120109    ISIN: US4101201097    SEDOL: 2415497

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James B. Estabrook, Jr.   Mgmt   For   For
Elect Director Hardy B. Fowler   Mgmt   For   For
Elect Director Randall W. Hanna   Mgmt   For   For
Elect Director Eric J. Nickelsen   Mgmt   For   For
Elect Director Robert W. Roseberry   Mgmt   For   For
Elect Director Anthony J. Topazi   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

A. O. Smith Corporation

 

Meeting Date:    15-Apr-13    Country:    USA    Security ID:    831865209
Record Date:    18-Feb-13    Meeting Type:    Annual    Ticker:    AOS

 

CUSIP: 831865209    ISIN: US8318652091    SEDOL: 2816023

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gloster B. Current, Jr.   Mgmt   For   For
Elect Director William P. Greubel   Mgmt   For   For
Elect Director Idelle K. Wolf   Mgmt   For   For
Elect Director Gene C. Wulf   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Reduce Authorized Class A Common Stock   Mgmt   For   For

Stanley Black & Decker, Inc.

 

Meeting Date:    16-Apr-13    Country:    USA    Security ID:    854502101
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    SWK

 

CUSIP: 854502101    ISIN: US8545021011    SEDOL: B3Q2FJ4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George W. Buckley   Mgmt   For   For
Elect Director Patrick D. Campbell   Mgmt   For   For
Elect Director Carlos M. Cardoso   Mgmt   For   For
Elect Director Robert B. Coutts   Mgmt   For   For
Elect Director Benjamin H. Griswold, IV   Mgmt   For   For
Elect Director John F. Lundgren   Mgmt   For   For

Elect Director Anthony Luiso   Mgmt   For   For
Elect Director Marianne M. Parrs   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

U.S. Bancorp

 

Meeting Date:    16-Apr-13    Country:    USA    Security ID:    902973304
Record Date:    20-Feb-13    Meeting Type:    Annual    Ticker:    USB

 

CUSIP: 902973304    ISIN: US9029733048    SEDOL: 2736035

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Douglas M. Baker, Jr.   Mgmt   For   For
Elect Director Y. Marc Belton   Mgmt   For   For
Elect Director Victoria Buyniski Gluckman   Mgmt   For   For
Elect Director Arthur D. Collins, Jr.   Mgmt   For   For
Elect Director Richard K. Davis   Mgmt   For   For
Elect Director Roland A. Hernandez   Mgmt   For   For
Elect Director Doreen Woo Ho   Mgmt   For   For
Elect Director Joel W. Johnson   Mgmt   For   For
Elect Director Olivia F. Kirtley   Mgmt   For   For
Elect Director Jerry W. Levin   Mgmt   For   For
Elect Director David B. O’Maley   Mgmt   For   For
Elect Director O’dell M. Owens   Mgmt   For   For
Elect Director Craig D. Schnuck   Mgmt   For   For
Elect Director Patrick T. Stokes   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Vinci

 

Meeting Date:    16-Apr-13    Country:    France    Security ID:    F5879X108
Record Date:    10-Apr-13    Meeting Type:    Annual/Special    Ticker:    DG

 

CUSIP: F5879X108    ISIN: FR0000125486    SEDOL: B1XH026

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Accept Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Financial Statements and Statutory Reports   Mgmt   For   For

Approve Allocation of Income and Dividends of EUR 1.77 per Share   Mgmt   For   For
Approve Stock Dividend Program (Cash or Shares)   Mgmt   For   For
Reelect Michael Pragnell as Director   Mgmt   For   For
Elect Yannick Assouad as Director   Mgmt   For   For
Elect Graziella Gavezotti as Director   Mgmt   For   For
Renew Appointment of Deloitte et Associes as Auditor   Mgmt   For   For
Appoint KPMG Audit IS as Auditor   Mgmt   For   For
Renew Appointment of BEAS Sarl as Alternate Auditor   Mgmt   For   For
Appoint KPMG Audit ID as Alternate Auditor   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Transaction with Vinci Energies Re: Participation in Cegelec Entreprise   Mgmt   For   For
Approve Transaction with YTSeuropaconsultants Re: Consulting Services   Mgmt   For   Against

Approve Transaction with Vinci Deutschland   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million   Mgmt   For   For
Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   For   For
Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   Against
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

The Sherwin-Williams Company

 

Meeting Date:    17-Apr-13    Country:    USA    Security ID:    824348106
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    SHW

 

CUSIP: 824348106    ISIN: US8243481061    SEDOL: 2804211

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arthur F. Anton   Mgmt   For   For
Elect Director Christopher M. Connor   Mgmt   For   For
Elect Director David F. Hodnik   Mgmt   For   For
Elect Director Thomas G. Kadien   Mgmt   For   For

Elect Director Richard J. Kramer   Mgmt   For   For
Elect Director Susan J. Kropf   Mgmt   For   For
Elect Director Richard K. Smucker   Mgmt   For   For
Elect Director John M. Stropki   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date:    18-Apr-13    Country:    France    Security ID:    F58485115
Record Date:    12-Apr-13    Meeting Type:    Annual/Special    Ticker:    MC

 

CUSIP: F58485115    ISIN: FR0000121014    SEDOL: 4061412

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Accept Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   Against
Approve Allocation of Income and Dividends of EUR 2.90 per Share   Mgmt   For   For
Reelect Bernard Arnault as Director   Mgmt   For   Against
Reelect Bernadette Chirac as Director   Mgmt   For   For
Reelect Nicholas Clive Worms as Director   Mgmt   For   Against
Reelect Charles de Croisset as Director   Mgmt   For   For
Reelect Francesco Trapani as Director   Mgmt   For   Against
Reelect Hubert Vedrine as Director   Mgmt   For   For

Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Approve Reduction in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   For   Against
Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year up to EUR 50 Million Reserved for Qualified Investors or Restricted Number of Investors   Mgmt   For   Against
Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 15 and 16 Above   Mgmt   For   Against

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15 to 17   Mgmt   For   Against
Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers   Mgmt   For   Against
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million   Mgmt   For   For
Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Amend Article 18 and 29 of Bylaws Re: Related-Party Transactions, Stock Dividend Program   Mgmt   For   Against

Rio Tinto plc

 

Meeting Date:    18-Apr-13    Country:    United Kingdom    Security ID:    G75754104
Record Date:    16-Apr-13    Meeting Type:    Annual    Ticker:    RIO

 

CUSIP: G75754104    ISIN: GB0007188757    SEDOL: 0718875

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Robert Brown as Director   Mgmt   For   For
Re-elect Vivienne Cox as Director   Mgmt   For   For
Re-elect Jan du Plessis as Director   Mgmt   For   For
Re-elect Guy Elliott as Director   Mgmt   For   For
Re-elect Michael Fitzpatrick as Director   Mgmt   For   For

Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Richard Goodmanson as Director   Mgmt   For   For
Re-elect Lord Kerr as Director   Mgmt   For   For
Re-elect Chris Lynch as Director   Mgmt   For   For
Re-elect Paul Tellier as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For
Re-elect Sam Walsh as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Approve Performance Share Plan   Mgmt   For   For
Resolutions 18 to 21 will be Voted on by Rio Tinto plc Shareholders Only   Mgmt    
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

 

Anglo American plc

 

Meeting Date:    19-Apr-13    Country:    United Kingdom    Security ID:    G03764134
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    AAL

 

CUSIP: G03764134    ISIN: GB00B1XZS820    SEDOL: B1XZS82

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Mark Cutifani as Director   Mgmt   For   For
Elect Byron Grote as Director   Mgmt   For   For

Elect Anne Stevens as Director   Mgmt   For   For
Re-elect David Challen as Director   Mgmt   For   For
Re-elect Sir CK Chow as Director   Mgmt   For   For
Re-elect Sir Philip Hampton as Director   Mgmt   For   For
Re-elect Rene Medori as Director   Mgmt   For   For
Re-elect Phuthuma Nhleko as Director   Mgmt   For   For
Re-elect Ray O’Rourke as Director   Mgmt   For   For
Re-elect Sir John Parker as Director   Mgmt   For   For
Re-elect Jack Thompson as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Seaboard Corporation

 

Meeting Date:    22-Apr-13    Country:    USA    Security ID:    811543107
Record Date:    08-Mar-13    Meeting Type:    Annual    Ticker:    SEB

 

CUSIP: 811543107    ISIN: US8115431079    SEDOL: 2786687

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven J. Bresky   Mgmt   For   Withhold
Elect Director David A. Adamsen   Mgmt   For   Withhold
Elect Director Douglas W. Baena   Mgmt   For   Withhold
Elect Director Joseph E. Rodrigues   Mgmt   For   Withhold

Elect Director Edward I. Shifman, Jr.   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Report on Charitable, Political and Lobbying Contributions   SH   Against   For

Centene Corporation

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    15135B101
Record Date:    22-Feb-13    Meeting Type:    Annual    Ticker:    CNC

 

CUSIP: 15135B101    ISIN: US15135B1017    SEDOL: 2807061

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Orlando Ayala   Mgmt   For   For
Elect Director Pamela A. Joseph   Mgmt   For   For
Elect Director Tommy G. Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Dana Holding Corporation

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    235825205
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    DAN

 

CUSIP: 235825205    ISIN: US2358252052    SEDOL: B2PFJR3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Virginia A. Kamsky   Mgmt   For   For
Elect Director Terrence J. Keating   Mgmt   For   For
Elect Director Joseph C. Muscari   Mgmt   For   For
Elect Director Steven B. Schwarzwaelder   Mgmt   For   For

Elect Director Richard F. Wallman   Mgmt   For   For
Elect Director Keith E. Wandell   Mgmt   For   For
Elect Director Roger J. Wood   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For

GDF Suez

 

Meeting Date:    23-Apr-13    Country:    France    Security ID:    F42768105
Record Date:    17-Apr-13    Meeting Type:    Annual/Special    Ticker:    GSZ

 

CUSIP: F42768105    ISIN: FR0010208488    SEDOL: B0C2CQ3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Ratify Appointment of Ann-Kristin Achleitner as Director   Mgmt   For   For
Elect Jonathan Reynolds as Representative of Employee Shareholders to the Board   Mgmt   None   Against
Elect Caroline Simon as Representative of Employee Shareholders to the Board   Mgmt   None   Against
Extraordinary Business   Mgmt    
Approve Employee Stock Purchase Plan   Mgmt   For   For

Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for A few Employees and Corporate Officers   Mgmt   For   For
Amend Article 13.3 of Bylaws Re: Representative of Employee Shareholders Length of Term   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Shareholder Proposal Submitted by Link France FCPE, French employee mutual fund   Mgmt    
Approve Dividends of EUR 0.83 per Share   SH   Against   Against

H & M Hennes & Mauritz

 

Meeting Date:    23-Apr-13    Country:    Sweden    Security ID:    W41422101
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    HMB

 

CUSIP: W41422101    ISIN: SE0000106270    SEDOL: 5687431

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Receive President’s Report; Allow Questions   Mgmt    
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Receive Auditor Report   Mgmt    
Receive Chairman Report   Mgmt    
Receive Nominating Committee Report   Mgmt    

Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 9.50 per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Determine Number of Members (8) and Deputy Members (0) of Board   Mgmt   For   For
Approve Remuneration of Directors; Approve Remuneration of Auditors   Mgmt   For   For
Reelect Mia Brunell Livfors, Anders Dahlvig, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson (Chair), Melker Schörling and Christian Sievert as Directors   Mgmt   For   Against
Ratify Ernst & Young as Auditors   Mgmt   For   For
Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson to the Nominating Committee; Approve Nominating Committee Guidelines   Mgmt   For   Against
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Amend All-Employee Incentive Plan   Mgmt   For   For
Close Meeting   Mgmt    

ROLLINS, INC.

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    775711104
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    ROL

 

CUSIP: 775711104    ISIN: US7757111049    SEDOL: 2747305

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bill J. Dismuke   Mgmt   For   For
Elect Director Thomas J. Lawley   Mgmt   For   For
Elect Director John F. Wilson   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

T. Rowe Price Group, Inc.

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    74144T108
Record Date:    21-Feb-13    Meeting Type:    Annual    Ticker:    TROW

 

CUSIP: 74144T108    ISIN: US74144T1088    SEDOL: 2702337

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edward C. Bernard   Mgmt   For   For
Elect Director James T. Brady   Mgmt   For   For
Elect Director Mary K. Bush   Mgmt   For   For
Elect Director Donald B. Hebb, Jr.   Mgmt   For   For
Elect Director Freeman A. Hrabowski, III   Mgmt   For   For
Elect Director James A.C. Kennedy   Mgmt   For   For
Elect Director Robert F. MacLellan   Mgmt   For   For

Elect Director Brian C. Rogers   Mgmt   For   For
Elect Director Alfred Sommer   Mgmt   For   For
Elect Director Dwight S. Taylor   Mgmt   For   For
Elect Director Anne Marie Whittemore   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

VF Corporation

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    918204108
Record Date:    05-Mar-13    Meeting Type:    Annual    Ticker:    VFC

 

CUSIP: 918204108    ISIN: US9182041080    SEDOL: 2928683

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard T. Carucci   Mgmt   For   For
Elect Director Juliana L. Chugg   Mgmt   For   For
Elect Director George Fellows   Mgmt   For   For
Elect Director Clarence Otis, Jr.   Mgmt   For   For
Elect Director Matthew J. Shattock   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Wells Fargo & Company

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    949746101
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    WFC

 

CUSIP: 949746101    ISIN: US9497461015    SEDOL: 2649100

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Baker, II   Mgmt   For   For
Elect Director Elaine L. Chao   Mgmt   For   For
Elect Director John S. Chen   Mgmt   For   For
Elect Director Lloyd H. Dean   Mgmt   For   For
Elect Director Susan E. Engel   Mgmt   For   For
Elect Director Enrique Hernandez, Jr.   Mgmt   For   For
Elect Director Donald M. James   Mgmt   For   For
Elect Director Cynthia H. Milligan   Mgmt   For   For
Elect Director Federico F. Pena   Mgmt   For   For
Elect Director Howard V. Richardson   Mgmt   For   For
Elect Director Judith M. Runstad   Mgmt   For   For
Elect Director Stephen W. Sanger   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For

Elect Director Susan G. Swenson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   Against
Review Fair Housing and Fair Lending Compliance   SH   Against   For

Anheuser-Busch InBev SA

 

Meeting Date:    24-Apr-13    Country:    Belgium    Security ID:    B6399C107
Record Date:    10-Apr-13    Meeting Type:    Annual/Special    Ticker:    ABI

 

CUSIP: B6399C107    ISIN: BE0003793107    SEDOL: 4755317

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    
Receive Special Board Report   Mgmt    
Receive Special Auditor Report   Mgmt    
Eliminate Preemptive Rights Re: Issuance of Subscription Rights   Mgmt   For   Against
Approve Non-Employee Director Stock Option Plan: Issuance of 185,000 Warrants   Mgmt   For   Against
Renew Authorization to Increase Share Capital within the Framework of Authorized Capital: Issuance of Warrants under item A1d   Mgmt   For   Against
Approve Deviation from Belgian Company Law Provision Re: Grant of Warrants to Non- Executive Directors   Mgmt   For   Against
Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   For   Against
Annual Meeting   Mgmt    
Receive Directors’ Reports (Non-Voting)   Mgmt    
Receive Auditors’ Reports (Non-Voting)   Mgmt    

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.70 per Share   Mgmt   For   For
Approve Discharge of Directors   Mgmt   For   For
Approve Discharge of Auditors   Mgmt   For   For
Reelect Kees Storm as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors and Approve Auditors’ Remuneration of EUR 75,000   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Stock Option Plan Grants   Mgmt   For   Against
Approve Remuneration of Directors   Mgmt   For   For
Approve Change-of-Control Clause Re : Updated EMTN Program   Mgmt   For   For
Approve Change-of-Control Clause Re : Senior Facilities Agreement   Mgmt   For   For
Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   For   For

ASML Holding NV

 

Meeting Date:    24-Apr-13    Country:    Netherlands    Security ID:    N0026A102
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N07059178    ISIN: NL0010273215    SEDOL: B929F46

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Discuss the Company’s Business, Financial Situation and Sustainability   Mgmt    
Adopt Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For

Approve Discharge of Supervisory Board   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 0.53 Per Share   Mgmt   For   For
Approve Remuneration Policy 2014 for Management Board Members   Mgmt   For   For
Approve Performance Share Arrangement According to Remuneration Policy 2010   Mgmt   For   For
Approve Performance Share Arrangement According to Remuneration Policy 2014   Mgmt   For   For

Approve Numbers of Stock Options, Respectively Shares, for Employees   Mgmt   For   For
Announce Intention to Reappoint F.J. van Hout to Management Board   Mgmt    
Reelect H.C.J. van den Burg to Supervisory Board   Mgmt   For   For
Reelect P.F.M. van der Meer Mohr to Supervisory Board   Mgmt   For   For
Reelect W.H. Ziebart to Supervisory Board   Mgmt   For   For
Elect D.A. Grose to Supervisory Board   Mgmt   For   For
Elect C.M.S. Smits-Nusteling to Supervisory Board   Mgmt   For   For
Announcement of Retirement of Supervisory Board Members F.W. Fröhlich and OB Bilous by Rotation in 2014   Mgmt    
Ratify Deloitte Accountants as Auditors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 15a   Mgmt   For   For

Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 15c   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Cancellation of Repurchased Shares   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

Citigroup Inc.

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    172967424
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    C

 

CUSIP: 172967424    ISIN: US1729674242    SEDOL: 2297907

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael L. Corbat   Mgmt   For   For
Elect Director Franz B. Humer   Mgmt   For   For
Elect Director Robert L. Joss   Mgmt   For   For
Elect Director Michael E. O’Neill   Mgmt   For   For
Elect Director Judith Rodin   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For
Elect Director Anthony M. Santomero   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director Diana L. Taylor   Mgmt   For   For
Elect Director William S. Thompson, Jr.   Mgmt   For   For
Elect Director Ernesto Zedillo Ponce de Leon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Amend Omnibus Stock Plan   Mgmt   For   Against
Stock Retention/Holding Period   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Amend Indemnifications Provisions   SH   Against   Against

E. I. DU PONT DE NEMOURS AND COMPANY

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    263534109
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    DD

 

CUSIP: 263534109    ISIN: US2635341090    SEDOL: 2018175

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lamberto Andreotti   Mgmt   For   For
Elect Director Richard H. Brown   Mgmt   For   For

Elect Director Robert A. Brown   Mgmt   For   For
Elect Director Bertrand P. Collomb   Mgmt   For   For
Elect Director Curtis J. Crawford   Mgmt   For   For
Elect Director Alexander M. Cutler   Mgmt   For   For
Elect Director Eleuthere I. Du Pont   Mgmt   For   For
Elect Director Marillyn A. Hewson   Mgmt   For   For
Elect Director Lois D. Juliber   Mgmt   For   For
Elect Director Ellen J. Kullman   Mgmt   For   For
Elect Director Lee M. Thomas   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Report on Genetically Engineered Seed   SH   Against   Against
Report on Pay Disparity   SH   Against   Against

Eaton Corporation plc

 

Meeting Date:    24-Apr-13    Country:    Ireland    Security ID:    G29183103
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    ETN

 

CUSIP: 278058102    ISIN: IE00B8KQN827    SEDOL: B8KQN82

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George S. Barrett   Mgmt   For   For
Elect Director Todd M. Bluedorn   Mgmt   For   For
Elect Director Christopher M. Connor   Mgmt   For   For
Elect Director Michael J. Critelli   Mgmt   For   For
Elect Director Alexander M. Cutler   Mgmt   For   For
Elect Director Charles E. Golden   Mgmt   For   For
Elect Director Linda A. Hill   Mgmt   For   For

Elect Director Arthur E. Johnson   Mgmt   For   For
Elect Director Ned C. Lautenbach   Mgmt   For   For
Elect Director Deborah L. McCoy   Mgmt   For   For
Elect Director Gregory R. Page   Mgmt   For   For
Elect Director Gerald B. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approval of Overseas Market Purchases of the Company Shares   Mgmt   For   For
Approve the Price Range for the Reissuance of Shares   Mgmt   For   For

General Electric Company

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    369604103
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    GE

 

CUSIP: 369604103    ISIN: US3696041033    SEDOL: 2380498

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. Geoffrey Beattie   Mgmt   For   For
Elect Director John J. Brennan   Mgmt   For   For
Elect Director James I. Cash, Jr.   Mgmt   For   For
Elect Director Francisco D’Souza   Mgmt   For   For
Elect Director Marijn E. Dekkers   Mgmt   For   For
Elect Director Ann M. Fudge   Mgmt   For   For
Elect Director Susan Hockfield   Mgmt   For   For
Elect Director Jeffrey R. Immelt   Mgmt   For   For
Elect Director Andrea Jung   Mgmt   For   For

Elect Director Robert W. Lane   Mgmt   For   For
Elect Director Ralph S. Larsen   Mgmt   For   For
Elect Director Rochelle B. Lazarus   Mgmt   For   For
Elect Director James J. Mulva   Mgmt   For   For
Elect Director Mary L. Schapiro   Mgmt   For   For
Elect Director Robert J. Swieringa   Mgmt   For   For
Elect Director James S. Tisch   Mgmt   For   For
Elect Director Douglas A. Warner, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Cessation of All Stock Options and Bonuses   SH   Against   Against
Establish Term Limits for Directors   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against
Provide Right to Act by Written Consent   SH   Against   Against
Stock Retention/Holding Period   SH   Against   For
Require More Director Nominations Than Open Seats   SH   Against   Against

Signature Bank

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    82669G104
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    SBNY

 

CUSIP: 82669G104    ISIN: US82669G1040    SEDOL: B00JQL9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Judith Huntington   Mgmt   For   For
Elect Director Michael Pappagallo   Mgmt   For   For
Elect Director John Tamberlane   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SJW Corp.

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    784305104
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    SJW

 

CUSIP: 784305104    ISIN: US7843051043    SEDOL: 2811932

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Katharine Armstrong   Mgmt   For   For
Elect Director Walter J. Bishop   Mgmt   For   For
Elect Director Mark L. Cali   Mgmt   For   For
Elect Director Douglas R. King   Mgmt   For   For

Elect Director Ronald B. Moskovitz   Mgmt   For   For
Elect Director George E. Moss   Mgmt   For   For
Elect Director W. Richard Roth   Mgmt   For   For
Elect Director Robert A. Van Valer   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Coca-Cola Company

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    191216100
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    KO

 

CUSIP: 191216100    ISIN: US1912161007    SEDOL: 2206657

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Herbert A. Allen   Mgmt   For   For
Elect Director Ronald W. Allen   Mgmt   For   For
Elect Director Howard G. Buffett   Mgmt   For   For
Elect Director Richard M. Daley   Mgmt   For   For
Elect Director Barry Diller   Mgmt   For   For
Elect Director Helene D. Gayle   Mgmt   For   For
Elect Director Evan G. Greenberg   Mgmt   For   For
Elect Director Alexis M. Herman   Mgmt   For   For
Elect Director Muhtar Kent   Mgmt   For   For
Elect Director Robert A. Kotick   Mgmt   For   For
Elect Director Maria Elena Lagomasino   Mgmt   For   Against
Elect Director Donald F. McHenry   Mgmt   For   For
Elect Director Sam Nunn   Mgmt   For   For
Elect Director James D. Robinson, III   Mgmt   For   For
Elect Director Peter V. Ueberroth   Mgmt   For   For

Elect Director Jacob Wallenberg   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Provide Right to Call Special Meeting   Mgmt   For   For
Establish Board Committee on Human Rights   SH   Against   Against

Woodside Petroleum Ltd.

 

Meeting Date:    24-Apr-13    Country:    Australia    Security ID:    980228100
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    WPL

 

CUSIP: 980228100    ISIN: AU000000WPL2    SEDOL: 6979728

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Frank Cooper as a Director   Mgmt   For   For

Elect Andrew Jamieson as a Director   Mgmt   For   For
Elect Sarah Ryan as a Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For

Altra Holdings, Inc.

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    02208R106
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    AIMC

 

CUSIP: 02208R106    ISIN: US02208R1068    SEDOL: B1L82T2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edmund M. Carpenter   Mgmt   For   For
Elect Director Carl R. Christenson   Mgmt   For   For
Elect Director Lyle G. Ganske   Mgmt   For   For
Elect Director Michael L. Hurt   Mgmt   For   For

Elect Director Michael S. Lipscomb   Mgmt   For   For
Elect Director Larry McPherson   Mgmt   For   For
Elect Director James H. Woodward, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

AstraZeneca plc

 

Meeting Date:    25-Apr-13    Country:    United Kingdom    Security ID:    G0593M107
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    AZN

 

CUSIP: G0593M107    ISIN: GB0009895292    SEDOL: 0989529

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Approve Dividends   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Re-elect Leif Johansson as Director   Mgmt   For   For
Elect Pascal Soriot as Director   Mgmt   For   For
Re-elect Simon Lowth as Director   Mgmt   For   For
Re-elect Genevieve Berger as Director   Mgmt   For   For
Re-elect Bruce Burlington as Director   Mgmt   For   For
Re-elect Graham Chipchase as Director   Mgmt   For   For
Re-elect Jean-Philippe Courtois as Director   Mgmt   For   For
Re-elect Rudy Markham as Director   Mgmt   For   For
Re-elect Nancy Rothwell as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For

Re-elect Marcus Wallenberg as Director   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Barclays plc

 

Meeting Date:    25-Apr-13    Country:    United Kingdom    Security ID:    G08036124
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    BARC

 

CUSIP: G08036124    ISIN: GB0031348658    SEDOL: 3134865

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Sir David Walker as Director   Mgmt   For   For
Elect Tim Breedon as Director   Mgmt   For   For
Elect Antony Jenkins as Director   Mgmt   For   For
Elect Diane de Saint Victor as Director   Mgmt   For   For
Re-elect David Booth as Director   Mgmt   For   For
Re-elect Fulvio Conti as Director   Mgmt   For   For
Re-elect Simon Fraser as Director   Mgmt   For   For
Re-elect Reuben Jeffery III as Director   Mgmt   For   For
Re-elect Chris Lucas as Director   Mgmt   For   For
Re-elect Dambisa Moyo as Director   Mgmt   For   For

Re-elect Sir Michael Rake as Director   Mgmt   For   For
Re-elect Sir John Sunderland as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Scrip Dividend Programme   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

British American Tobacco plc

 

Meeting Date:    25-Apr-13    Country:    United Kingdom    Security ID:    G1510J102
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    BATS

 

CUSIP: G1510J102    ISIN: GB0002875804    SEDOL: 0287580

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For

Re-elect Richard Burrows as Director   Mgmt   For   For
Re-elect John Daly as Director   Mgmt   For   For
Re-elect Karen de Segundo as Director   Mgmt   For   For
Re-elect Nicandro Durante as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Christine Morin-Postel as Director   Mgmt   For   For
Re-elect Gerry Murphy as Director   Mgmt   For   For
Re-elect Kieran Poynter as Director   Mgmt   For   For
Re-elect Anthony Ruys as Director   Mgmt   For   For
Re-elect Ben Stevens as Director   Mgmt   For   For
Elect Richard Tubb as Director   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Corning Incorporated

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    219350105
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    GLW

 

CUSIP: 219350105    ISIN: US2193501051    SEDOL: 2224701

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Seely Brown   Mgmt   For   For
Elect Director Stephanie A. Burns   Mgmt   For   For
Elect Director John A. Canning, Jr.   Mgmt   For   For
Elect Director Richard T. Clark   Mgmt   For   For

Elect Director Robert F. Cummings, Jr.   Mgmt   For   For
Elect Director James B. Flaws   Mgmt   For   For
Elect Director Kurt M. Landgraf   Mgmt   For   For
Elect Director Kevin J. Martin   Mgmt   For   For
Elect Director Deborah D. Rieman   Mgmt   For   Against
Elect Director Hansel E. Tookes, II   Mgmt   For   For
Elect Director Wendell P. Weeks   Mgmt   For   For
Elect Director Mark S. Wrighton   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Danone

 

Meeting Date:    25-Apr-13    Country:    France    Security ID:    F12033134
Record Date:    19-Apr-13    Meeting Type:    Annual/Special    Ticker:    BN

 

CUSIP: F12033134    ISIN: FR0000120644    SEDOL: B1Y9TB3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.45 per Share   Mgmt   For   For
Relect Franck Riboud as Director   Mgmt   For   For
Relect Emmanuel Faber as Director   Mgmt   For   For
Approve Auditors’ Special Report Regarding New Related-Party Transactions   Mgmt   For   For
Approve Transaction with J.P. Morgan   Mgmt   For   Against
Approve Severance Payment Agreement with Franck Riboud   Mgmt   For   For

Approve Severance Payment Agreement with Emmanuel Faber   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 55.3 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 23.6 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capital Increase of Up to EUR 15.7 Million for Future Exchange Offers   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For

Authorize Capitalization of Reserves of Up to EUR 40.7 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Amend Article 5 of Bylaws Re: Company’s Duration   Mgmt   For   For
Amend Article 22.II of Bylaws Re: Proxy Voting   Mgmt   For   For
Amend Article 24.I of Bylaws Re: Convening of General Meetings   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Edison International

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    281020107
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    EIX

 

CUSIP: 281020107    ISIN: US2810201077    SEDOL: 2829515

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jagjeet S. Bindra   Mgmt   For   For
Elect Director Vanessa C.L. Chang   Mgmt   For   For
Elect Director France A. Cordova   Mgmt   For   For
Elect Director Theodore F. Craver, Jr.   Mgmt   For   For
Elect Director Bradford M. Freeman   Mgmt   For   For
Elect Director Luis G. Nogales   Mgmt   For   For
Elect Director Ronald L. Olson   Mgmt   For   For
Elect Director Richard T. Schlosberg, III   Mgmt   For   For
Elect Director Thomas C. Sutton   Mgmt   For   For
Elect Director Peter J. Taylor   Mgmt   For   For
Elect Director Brett White   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Johnson & Johnson

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    478160104
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    JNJ

 

CUSIP: 478160104    ISIN: US4781601046    SEDOL: 2475833

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary Sue Coleman   Mgmt   For   For
Elect Director James G. Cullen   Mgmt   For   For
Elect Director Ian E.L. Davis   Mgmt   For   For

Elect Director Alex Gorsky   Mgmt   For   For
Elect Director Michael M.E. Johns   Mgmt   For   For
Elect Director Susan L. Lindquist   Mgmt   For   For
Elect Director Anne M. Mulcahy   Mgmt   For   For
Elect Director Leo F. Mullin   Mgmt   For   For
Elect Director William D. Perez   Mgmt   For   For
Elect Director Charles Prince   Mgmt   For   For
Elect Director A. Eugene Washington   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For
Screen Political Contributions for Consistency with Corporate Values   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Life Time Fitness, Inc.

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    53217R207
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    LTM

 

CUSIP: 53217R207    ISIN: US53217R2076    SEDOL: B01R1Z1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bahram Akradi   Mgmt   For   For
Elect Director Giles H. Bateman   Mgmt   For   For
Elect Director Jack W. Eugster   Mgmt   For   For
Elect Director Guy C. Jackson   Mgmt   For   For
Elect Director John K. Lloyd   Mgmt   For   For
Elect Director Martha A. Morfitt   Mgmt   For   For

Elect Director John B. Richards   Mgmt   For   For
Elect Director Joseph S. Vassalluzzo   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Muenchener Rueckversicherungs-Gesellschaft AG

 

Meeting Date:    25-Apr-13    Country:    Germany    Security ID:    D55535104
Record Date:       Meeting Type:    Annual    Ticker:    MUV2

 

CUSIP: D55535104    ISIN: DE0008430026    SEDOL: 5294121

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports, Including Corporate Governance and Remuneration Reports for Fiscal 2012(Non-Voting)   Mgmt    

Approve Allocation of Income and Dividends of EUR 7 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Elect Ann-Kristin Achleitner to the Supervisory Board   Mgmt   For   For
Amend Articles Re: Supervisory Board Remuneration   Mgmt   For   For
Approve Creation of EUR 280 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For

NewMarket Corporation

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    651587107
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    NEU

 

CUSIP: 651587107    ISIN: US6515871076    SEDOL: B01CGF1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Phyllis L. Cothran   Mgmt   For   For
Elect Director Mark M. Gambill   Mgmt   For   For
Elect Director Bruce C. Gottwald   Mgmt   For   For
Elect Director Thomas E. Gottwald   Mgmt   For   For
Elect Director Patrick D. Hanley   Mgmt   For   For
Elect Director James E. Rogers   Mgmt   For   For
Elect Director Charles B. Walker   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Pfizer Inc.

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    717081103
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    PFE

 

CUSIP: 717081103    ISIN: US7170811035    SEDOL: 2684703

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dennis A. Ausiello   Mgmt   For   Against
Elect Director M. Anthony Burns   Mgmt   For   Against
Elect Director W. Don Cornwell   Mgmt   For   For
Elect Director Frances D. Fergusson   Mgmt   For   For
Elect Director William H. Gray, III   Mgmt   For   Against
Elect Director Helen H. Hobbs   Mgmt   For   Against

Elect Director Constance J. Horner   Mgmt   For   Against
Elect Director James M. Kilts   Mgmt   For   For
Elect Director George A. Lorch   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director Ian C. Read   Mgmt   For   For
Elect Director Stephen W. Sanger   Mgmt   For   Against
Elect Director Marc Tessier-Lavigne   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For

Republic Bancorp, Inc./KY

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    760281204
Record Date:    15-Feb-13    Meeting Type:    Annual    Ticker:    RBCAA

 

CUSIP: 760281204    ISIN: US7602812049    SEDOL: 2277114

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Craig A. Greenberg   Mgmt   For   For
Elect Director Michael T. Rust   Mgmt   For   For
Elect Director Sandra Metts Snowden   Mgmt   For   For
Elect Director R. Wayne Stratton   Mgmt   For   For
Elect Director Susan Stout Tamme   Mgmt   For   For
Elect Director A. Scott Trager   Mgmt   For   For
Elect Director Steven E. Trager   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Schneider Electric SA

 

Meeting Date:    25-Apr-13    Country:    France    Security ID:    F86921107
Record Date:    19-Apr-13    Meeting Type:    Annual/Special    Ticker:    SU

 

CUSIP: F86921107    ISIN: FR0000121972    SEDOL: 4834108

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.87 per Share   Mgmt   For   For
Approve Additional Pension Scheme Agreement with the Members of the Management Board and the Chairman of the Supervisory Board   Mgmt   For   For

Approve Severance Payment Agreement with Jean-Pascal Tricoire   Mgmt   For   For
Reelect Gerard de La Martiniere as Supervisory Board Member   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Adopt One-Tiered Board Structure and Amend Articles 1, 11-21 and 22-28 of Bylaws Accordingly   Mgmt   For   Against
Transfer Outstanding Delegations of Powers to Issue Capital under Stock Purchase Plans from Management Board to Board of Directors   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million   Mgmt   For   For
Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 220 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 10 and 12   Mgmt   For   For

Authorize Capital Increase of up to 9.9 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 110 Million   Mgmt   For   For
Authorize up to 1.8 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Ordinary Business   Mgmt    
Elect Jean-Pascal Tricoire as Director   Mgmt   For   Against
Elect Henri Lachmann as Director   Mgmt   For   For

Elect Leo Apotheker as Director   Mgmt   For   For
Elect Betsy Atkins as Director   Mgmt   For   For
Elect Gerard de La Martiniere as Director   Mgmt   For   For
Elect Xavier Fontanet Director   Mgmt   For   For
Elect Noel Forgeard as Director   Mgmt   For   For
Elect Antoine Gosset-Grainville as Director   Mgmt   For   For
Elect Willy R. Kissling as Director   Mgmt   For   For
Elect Cathy Kopp as Director   Mgmt   For   For
Elect Dominique Senequier as Director   Mgmt   For   For
Elect M.G. Richard Thoman as Director   Mgmt   For   For
Elect Serge Weinberg as Director   Mgmt   For   For
Elect Claude Briquet as Representative of Employee Shareholders to the Board   Mgmt   Against   Against
Elect Magali Herbaut as Representative of Employee Shareholders to the Board   Mgmt   For   For
Elect Thierry Jacquet as Representative of Employee Shareholders to the Board   Mgmt   Against   Against

Elect Jean-Michel Vedrine as Representative of Employee Shareholders to the Board   Mgmt   Against   Against
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Sensient Technologies Corporation

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    81725T100
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    SXT

 

CUSIP: 81725T100    ISIN: US81725T1007    SEDOL: 2923741

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Hank Brown   Mgmt   For   For
Elect Director Edward H. Cichurski   Mgmt   For   For

Elect Director Fergus M. Clydesdale   Mgmt   For   For
Elect Director James A. D. Croft   Mgmt   For   Withhold
Elect Director William V. Hickey   Mgmt   For   For
Elect Director Kenneth P. Manning   Mgmt   For   For
Elect Director Paul Manning   Mgmt   For   For
Elect Director Elaine R. Wedral   Mgmt   For   For
Elect Director Essie Whitelaw   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

SVB Financial Group

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    78486Q101
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    SIVB

 

CUSIP: 78486Q101    ISIN: US78486Q1013    SEDOL: 2808053

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Greg W. Becker   Mgmt   For   For
Elect Director Eric A. Benhamou   Mgmt   For   For
Elect Director David M. Clapper   Mgmt   For   For
Elect Director Roger F. Dunbar   Mgmt   For   For
Elect Director Joel P. Friedman   Mgmt   For   For
Elect Director C. Richard Kramlich   Mgmt   For   For
Elect Director Lata Krishnan   Mgmt   For   For

Elect Director Jeffrey N. Maggioncalda   Mgmt   For   For
Elect Director Kate D. Mitchell   Mgmt   For   For
Elect Director John F. Robinson   Mgmt   For   For
Elect Director Garen K. Staglin   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

TreeHouse Foods, Inc.

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    89469A104
Record Date:    05-Mar-13    Meeting Type:    Annual    Ticker:    THS

 

CUSIP: 89469A104    ISIN: US89469A1043    SEDOL: B095X84

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George V. Bayly   Mgmt   For   For
Elect Director Diana S. Ferguson   Mgmt   For   For
Elect Director Gary D. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Abbott Laboratories

 

Meeting Date:    26-Apr-13    Country:    USA    Security ID:    002824100
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    ABT

 

CUSIP: 002824100    ISIN: US0028241000    SEDOL: 2002305

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert J. Alpern   Mgmt   For   For
Elect Director Roxanne S. Austin   Mgmt   For   For
Elect Director Sally E. Blount   Mgmt   For   For
Elect Director W. James Farrell   Mgmt   For   For
Elect Director Edward M. Liddy   Mgmt   For   For
Elect Director Nancy McKinstry   Mgmt   For   For
Elect Director Phebe N. Novakovic   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   For
Elect Director Samuel C. Scott, III   Mgmt   For   For
Elect Director Glenn F. Tilton   Mgmt   For   For
Elect Director Miles D. White   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Label and Eliminate GMO Ingredients in Products   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For

Require Independent Board Chairman   SH   Against   Against
Stock Retention/Holding Period   SH   Against   For
Cease Compliance Adjustments to Performance Criteria   SH   Against   For
Pro-rata Vesting of Equity Awards   SH   Against   Against

AT&T Inc.

 

Meeting Date:    26-Apr-13    Country:    USA    Security ID:    00206R102
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    T

 

CUSIP: 00206R102    ISIN: US00206R1023    SEDOL: 2831811

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Randall L. Stephenson   Mgmt   For   For
Elect Director Gilbert F. Amelio   Mgmt   For   For

Elect Director Reuben V. Anderson   Mgmt   For   For
Elect Director James H. Blanchard   Mgmt   For   For
Elect Director Jaime Chico Pardo   Mgmt   For   For
Elect Director Scott T. Ford   Mgmt   For   For
Elect Director James P. Kelly   Mgmt   For   For
Elect Director Jon C. Madonna   Mgmt   For   For
Elect Director Michael B. McCallister   Mgmt   For   For
Elect Director John B. McCoy   Mgmt   For   For
Elect Director Joyce M. Roche   Mgmt   For   For
Elect Director Matthew K. Rose   Mgmt   For   For
Elect Director Laura D’Andrea Tyson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Stock Purchase and Deferral Plan   Mgmt   For   For

Report on Political Contributions   SH   Against   For
Report on Reducing Lead Battery Health Hazards   SH   Against   For
Submit Severance Agreement (Change-in-Control) to Shareholder Vote   SH   Against   For
Require Independent Board Chairman   SH   Against   Against

BASF SE

 

Meeting Date:    26-Apr-13    Country:    Germany    Security ID:    D06216317
Record Date:       Meeting Type:    Annual    Ticker:    BAS

 

CUSIP: D06216101    ISIN: DE000BASF111    SEDOL: 5086577

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.60 per Share   Mgmt   For   For

Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For

Bayer AG

 

Meeting Date:    26-Apr-13    Country:    Germany    Security ID:    D0712D163
Record Date:       Meeting Type:    Annual    Ticker:    BAYN

 

CUSIP: D0712D163    ISIN: DE000BAY0017    SEDOL: 5069211

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.90 per Share for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Affiliation Agreement with Bayer Beteiligungsverwaltung Goslar GmbH   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For

Cleco Corporation

 

Meeting Date:    26-Apr-13    Country:    USA    Security ID:    12561W105
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    CNL

 

CUSIP: 12561W105    ISIN: US12561W1053    SEDOL: 2182445

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Logan W. Kruger   Mgmt   For   For
ElectDirector Bruce A. Williamson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Bylaws to Eliminate Cumulative Voting and Declassify the Board   Mgmt   For   For
Eliminate Cumulative Voting   Mgmt   For   For
Report on Sustainability   SH   Against   For

Convergys Corporation

 

Meeting Date:    26-Apr-13    Country:    USA    Security ID:    212485106
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    CVG

 

CUSIP: 212485106    ISIN: US2124851062    SEDOL: 2284761

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrea J. Ayers   Mgmt   For   For
Elect Director John F. Barrett   Mgmt   For   For
Elect Director Richard R. Devenuti   Mgmt   For   For

Elect Director Jeffrey H. Fox   Mgmt   For   For
Elect Director Joseph E. Gibbs   Mgmt   For   For
Elect Director Joan E. Herman   Mgmt   For   For
Elect Director Thomas L. Monahan, III   Mgmt   For   For
Elect Director Ronald L. Nelson   Mgmt   For   For
Elect Director Richard F. Wallman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

American Express Company

 

Meeting Date:    29-Apr-13    Country:    USA    Security ID:    025816109
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    AXP

 

CUSIP: 025816109    ISIN: US0258161092    SEDOL: 2026082

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charlene Barshefsky   Mgmt   For   For
Elect Director Ursula M. Burns   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Peter Chernin   Mgmt   For   For
Elect Director Anne Lauvergeon   Mgmt   For   For
Elect Director Theodore J. Leonsis   Mgmt   For   For
Elect Director Richard C. Levin   Mgmt   For   For
Elect Director Richard A. McGinn   Mgmt   For   For
Elect Director Samuel J. Palmisano   Mgmt   For   For
Elect Director Steven S Reinemund   Mgmt   For   For
Elect Director Daniel L. Vasella   Mgmt   For   For
Elect Director Robert D. Walter   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

The Boeing Company

 

Meeting Date:    29-Apr-13    Country:    USA    Security ID:    097023105
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    BA

 

CUSIP: 097023105    ISIN: US0970231058    SEDOL: 2108601

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Arthur D. Collins, Jr.   Mgmt   For   For

Elect Director Linda Z. Cook   Mgmt   For   For
Elect Director Kenneth M. Duberstein   Mgmt   For   For
Elect Director Edmund P. Giambastiani, Jr.   Mgmt   For   For
Elect Director Lawrence W. Kellner   Mgmt   For   For
Elect Director Edward M. Liddy   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Elect Director Mike S. Zafirovski   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Submit SERP to Shareholder Vote   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Stock Retention/Holding Period   SH   Against   For
Require Independent Board Chairman   SH   Against   Against

United Technologies Corporation

 

Meeting Date:    29-Apr-13    Country:    USA    Security ID:    913017109
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    UTX

 

CUSIP: 913017109    ISIN: US9130171096    SEDOL: 2915500

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Louis R. Chênevert   Mgmt   For   For
Elect Director John V. Faraci   Mgmt   For   For
Elect Director Jean-Pierre Garnier   Mgmt   For   For
Elect Director Jamie S. Gorelick   Mgmt   For   For
Elect Director Edward A. Kangas   Mgmt   For   For
Elect Director Ellen J. Kullman   Mgmt   For   For
Elect Director Marshall O. Larsen   Mgmt   For   For
Elect Director Harold McGraw, III   Mgmt   For   For
Elect Director Richard B. Myers   Mgmt   For   For
Elect Director H. Patrick Swygert   Mgmt   For   For
Elect Director Andre Villeneuve   Mgmt   For   For
Elect Director Christine Todd Whitman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Cepheid

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    15670R107
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    CPHD

 

CUSIP: 15670R107    ISIN: US15670R1077    SEDOL: 2589143

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas L. Gutshall   Mgmt   For   For
Elect Director Cristina H. Kepner   Mgmt   For   For
Elect Director David H. Persing   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Home Properties, Inc.

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    437306103
Record Date:    05-Mar-13    Meeting Type:    Annual    Ticker:    HME

 

CUSIP: 437306103    ISIN: US4373061039    SEDOL: 2414074

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen R. Blank   Mgmt   For   For
Elect Director Alan L. Gosule   Mgmt   For   For
Elect Director Leonard F. Helbig, III   Mgmt   For   For
Elect Director Thomas P. Lydon, Jr.   Mgmt   For   For
Elect Director Edward J. Pettinella   Mgmt   For   For

Elect Director Clifford W. Smith, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

International Business Machines Corporation

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    459200101
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    IBM

 

CUSIP: 459200101    ISIN: US4592001014    SEDOL: 2005973

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alain J.P. Belda   Mgmt   For   For
Elect Director William R. Brody   Mgmt   For   For

Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Michael L. Eskew   Mgmt   For   For
Elect Director David N. Farr   Mgmt   For   For
Elect Director Shirley Ann Jackson   Mgmt   For   For
Elect Director Andrew N. Liveris   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director James W. Owens   Mgmt   For   For
Elect Director Virginia M. Rometty   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director Sidney Taurel   Mgmt   For   For
Elect Director Lorenzo H. Zambrano   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Stock Retention/Holding Period   SH   Against   For

LaSalle Hotel Properties

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    517942108
Record Date:    20-Feb-13    Meeting Type:    Annual    Ticker:    LHO

 

CUSIP: 517942108    ISIN: US5179421087    SEDOL: 2240161

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Denise M. Coll   Mgmt   For   For
Elect Director Stuart L. Scott   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Select Medical Holdings Corporation

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    81619Q105
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    SEM

 

CUSIP: 81619Q105    ISIN: US81619Q1058    SEDOL: B4MF0Q6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Russell L. Carson   Mgmt   For   For
Elect Director James S. Ely III   Mgmt   For   For
Elect Director William H. Frist   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

EMC Corporation

 

Meeting Date:    01-May-13    Country:    USA    Security ID:    268648102
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    EMC

 

CUSIP: 268648102    ISIN: US2686481027    SEDOL: 2295172

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael W. Brown   Mgmt   For   For
Elect Director Randolph L. Cowen   Mgmt   For   For
Elect Director Gail Deegan   Mgmt   For   Against
Elect Director James S. DiStasio   Mgmt   For   For
Elect Director John R. Egan   Mgmt   For   For

Elect Director Edmund F. Kelly   Mgmt   For   For
Elect Director Judith A. Miscik   Mgmt   For   Against
Elect Director Windle B. Priem   Mgmt   For   Against
Elect Director Paul Sagan   Mgmt   For   For
Elect Director David N. Strohm   Mgmt   For   Against
Elect Director Joseph M. Tucci   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Provide Right to Act by Written Consent   Mgmt   For   For
Require Consistency with Corporate Values and Report on Political Contributions   SH   Against   Against

Fresh Del Monte Produce Inc.

 

Meeting Date:    01-May-13    Country:    Cayman Islands    Security ID:    G36738105
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    FDP

 

CUSIP: G36738105    ISIN: KYG367381053    SEDOL: 2118707

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Amir Abu-Ghazaleh as Director   Mgmt   For   Against
Elect Salvatore H. Alfiero as Director   Mgmt   For   Against
Elect Edward L. Boykin as Director   Mgmt   For   Against
Accept Financial Statements and Statutory Reports (Voting)   Mgmt   For   For
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

General Dynamics Corporation

 

Meeting Date:    01-May-13    Country:    USA    Security ID:    369550108
Record Date:    07-Mar-13    Meeting Type:    Annual    Ticker:    GD

 

CUSIP: 369550108    ISIN: US3695501086    SEDOL: 2365161

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary T. Barra   Mgmt   For   For
Elect Director Nicholas D. Chabraja   Mgmt   For   For
Elect Director James S. Crown   Mgmt   For   For
Elect Director William P. Fricks   Mgmt   For   For
Elect Director Paul G. Kaminski   Mgmt   For   For
Elect Director John M. Keane   Mgmt   For   For
Elect Director Lester L. Lyles   Mgmt   For   For

Elect Director Phebe N. Novakovic   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   Against
Elect Director Robert Walmsley   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Report on Lobbying Payments and Policy   SH   Against   For
Review and Assess Human Rights Policy   SH   Against   For

GlaxoSmithKline plc

 

Meeting Date:    01-May-13    Country:    United Kingdom    Security ID:    G3910J112
Record Date:    29-Apr-13    Meeting Type:    Annual    Ticker:    GSK

 

CUSIP: G3910J112    ISIN: GB0009252882    SEDOL: 0925288

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Lynn Elsenhans as Director   Mgmt   For   For
Elect Jing Ulrich as Director   Mgmt   For   For
Elect Hans Wijers as Director   Mgmt   For   For
Re-elect Sir Christopher Gent as Director   Mgmt   For   For
Re-elect Sir Andrew Witty as Director   Mgmt   For   For
Re-elect Sir Roy Anderson as Director   Mgmt   For   For
Re-elect Dr Stephanie Burns as Director   Mgmt   For   For
Re-elect Stacey Cartwright as Director   Mgmt   For   For
Re-elect Simon Dingemans as Director   Mgmt   For   For
Re-elect Judy Lewent as Director   Mgmt   For   For
Re-elect Sir Deryck Maughan as Director   Mgmt   For   For

Re-elect Dr Daniel Podolsky as Director   Mgmt   For   For
Re-elect Dr Moncef Slaoui as Director   Mgmt   For   For
Re-elect Tom de Swaan as Director   Mgmt   For   For
Re-elect Sir Robert Wilson as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit & Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Invesco Mortgage Capital Inc.

 

Meeting Date:    01-May-13    Country:    USA    Security ID:    46131B100
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    IVR

 

CUSIP: 46131B100    ISIN: US46131B1008    SEDOL: B5ZW0F0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director G. Mark Armour   Mgmt   For   For
Elect Director James S. Balloun   Mgmt   For   For
Elect Director John S. Day   Mgmt   For   For
Elect Director Karen Dunn Kelley   Mgmt   For   For
Elect Director James R. Lientz, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Molina Healthcare, Inc.

 

Meeting Date:    01-May-13    Country:    USA    Security ID:    60855R100
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    MOH

 

CUSIP: 60855R100    ISIN: US60855R1005    SEDOL: 2212706

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles Z. Fedak   Mgmt   For   For
Elect Director Steven James   Mgmt   For   For
Elect Director John C. Molina   Mgmt   For   For
Elect Director Daniel Cooperman   Mgmt   For   For
Elect Director Dale Wolf   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Approve Issuance of Shares for a Private Placement   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

American Campus Communities, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    024835100
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    ACC

 

CUSIP: 024835100    ISIN: US0248351001    SEDOL: B02H871

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Bayless Jr.   Mgmt   For   For
Elect Director R.D. Burck   Mgmt   For   For
Elect Director G. Steven Dawson   Mgmt   For   For
Elect Director Cydney C. Donnell   Mgmt   For   For

Elect Director Edward Lowenthal   Mgmt   For   For
Elect Director Oliver Luck   Mgmt   For   For
Elect Director Winston W. Walker   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Hexcel Corporation

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    428291108
Record Date:    07-Mar-13    Meeting Type:    Annual    Ticker:    HXL

 

CUSIP: 428291108    ISIN: US4282911084    SEDOL: 2416779

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David E. Berges   Mgmt   For   For

Elect Director Joel S. Beckman   Mgmt   For   For
Elect Director Lynn Brubaker   Mgmt   For   For
Elect Director Jeffrey C. Campbell   Mgmt   For   For
Elect Director Sandra L. Derickson   Mgmt   For   For
Elect Director W. Kim Foster   Mgmt   For   For
Elect Director Thomas A. Gendron   Mgmt   For   For
Elect Director Jeffrey A. Graves   Mgmt   For   For
Elect Director David C. Hill   Mgmt   For   For
Elect Director David L. Pugh   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Monmouth Real Estate Investment Corporation

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    609720107
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    MNR

 

CUSIP: 609720107    ISIN: US6097201072    SEDOL: 2504072

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Anna T. Chew   Mgmt   For   For
Elect Director Daniel D. Cronheim   Mgmt   For   For
Elect Director Scott L. Robinson   Mgmt   For   For
Elect Director Eugene Rothenberg   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   Against   For

Mueller Industries, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    624756102
Record Date:    07-Mar-13    Meeting Type:    Annual    Ticker:    MLI

 

CUSIP: 624756102    ISIN: US6247561029    SEDOL: 2609717

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gregory L. Christopher   Mgmt   For   For
Elect Director Paul J. Flaherty   Mgmt   For   For
Elect Director Gennaro J. Fulvio   Mgmt   For   For
Elect Director Gary S. Gladstein   Mgmt   For   For
Elect Director Scott J. Goldman   Mgmt   For   For
Elect Director Terry Hermanson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Prologis, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    74340W103
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    PLD

 

CUSIP: 74340W103    ISIN: US74340W1036    SEDOL: B44WZD7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Hamid R. Moghadam   Mgmt   For   For
Elect Director George L. Fotiades   Mgmt   For   Against
Elect Director Christine N. Garvey   Mgmt   For   For
Elect Director Lydia H. Kennard   Mgmt   For   For
Elect Director J. Michael Losh   Mgmt   For   For

Elect Director Irving F. Lyons III   Mgmt   For   For
Elect Director Jeffrey L. Skelton   Mgmt   For   For
Elect Director D. Michael Steuert   Mgmt   For   For
Elect Director Carl B. Webb   Mgmt   For   For
Elect Director William D. Zollars   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Reckitt Benckiser Group plc

 

Meeting Date:    02-May-13    Country:    United Kingdom    Security ID:    G74079107
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    RB.

 

CUSIP: G74079107    ISIN: GB00B24CGK77    SEDOL: B24CGK7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Adrian Bellamy as Director   Mgmt   For   For
Re-elect Peter Harf as Director   Mgmt   For   For
Re-elect Richard Cousins as Director   Mgmt   For   For
Re-elect Kenneth Hydon as Director   Mgmt   For   For
Re-elect Rakesh Kapoor as Director   Mgmt   For   For
Re-elect Andre Lacroix as Director   Mgmt   For   For
Re-elect Graham Mackay as Director   Mgmt   For   For
Re-elect Judith Sprieser as Director   Mgmt   For   For
Re-elect Warren Tucker as Director   Mgmt   For   For
Elect Adrian Hennah as Director   Mgmt   For   For

Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Rolls-Royce Holdings plc

 

Meeting Date:    02-May-13    Country:    United Kingdom    Security ID:    G76225104
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: G7630U109    ISIN: GB00B63H8491    SEDOL: B63H849

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Ian Davis as Director   Mgmt   For   For
Elect Jasmin Staiblin as Director   Mgmt   For   For
Re-elect John Rishton as Director   Mgmt   For   For
Re-elect Dame Helen Alexander as Director   Mgmt   For   For
Re-elect Lewis Booth as Director   Mgmt   For   For
Re-elect Sir Frank Chapman as Director   Mgmt   For   For
Re-elect Iain Conn as Director   Mgmt   For   For
Re-elect James Guyette as Director   Mgmt   For   For
Re-elect John McAdam as Director   Mgmt   For   For
Re-elect Mark Morris as Director   Mgmt   For   For

Re-elect John Neill as Director   Mgmt   For   For
Re-elect Colin Smith as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Payment to Shareholders   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Adopt New Articles of Association   Mgmt   For   For

Starwood Property Trust, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    85571B105
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    STWD

 

CUSIP: 85571B105    ISIN: US85571B1052    SEDOL: B3PQ520

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard D. Bronson   Mgmt   For   For
Elect Director Jeffrey F. DiModica   Mgmt   For   For
Elect Director Jeffrey G. Dishner   Mgmt   For   For
Elect Director Camille J. Douglas   Mgmt   For   For
Elect Director Boyd W. Fellows   Mgmt   For   For
Elect Director Barry S. Sternlicht   Mgmt   For   For
Elect Director Strauss Zelnick   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against

United Parcel Service, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    911312106
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    UPS

 

CUSIP: 911312106    ISIN: US9113121068    SEDOL: 2517382

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director F. Duane Ackerman   Mgmt   For   For
Elect Director Michael J. Burns   Mgmt   For   For
Elect Director D. Scott Davis   Mgmt   For   For
Elect Director Stuart E. Eizenstat   Mgmt   For   For
Elect Director Michael L. Eskew   Mgmt   For   For
Elect Director William R. Johnson   Mgmt   For   For
Elect Director Candace Kendle   Mgmt   For   For

Elect Director Ann M. Livermore   Mgmt   For   For
Elect Director Rudy H. P. Markham   Mgmt   For   For
Elect Director Clark T. Randt, Jr.   Mgmt   For   For
Elect Director Carol B. Tome   Mgmt   For   For
Elect Director Kevin M. Warsh   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   Against
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For

Verizon Communications Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    92343V104
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    VZ

 

CUSIP: 92343V104    ISIN: US92343V1044    SEDOL: 2090571

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard L. Carrion   Mgmt   For   Against
Elect Director Melanie L. Healey   Mgmt   For   For
Elect Director M. Frances Keeth   Mgmt   For   For
Elect Director Robert W. Lane   Mgmt   For   For
Elect Director Lowell C. McAdam   Mgmt   For   For
Elect Director Sandra O. Moose   Mgmt   For   Against
Elect Director Joseph Neubauer   Mgmt   For   For
Elect Director Donald T. Nicolaisen   Mgmt   For   Against
Elect Director Clarence Otis, Jr.   Mgmt   For   For
Elect Director Hugh B. Price   Mgmt   For   Against
Elect Director Rodney E. Slater   Mgmt   For   Against
Elect Director Kathryn A. Tesija   Mgmt   For   For
Elect Director Gregory D. Wasson   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Commit to Wireless Network Neutrality   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Adopt Proxy Access Right   SH   Against   Against
Submit Severance Agreement (Change-in-Control) to Shareholder Vote   SH   Against   For
Amend Articles/Bylaws/Charter- Call Special Meetings   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For

Wisconsin Energy Corporation

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    976657106
Record Date:    21-Feb-13    Meeting Type:    Annual    Ticker:    WEC

 

CUSIP: 976657106    ISIN: US9766571064    SEDOL: 2973995

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John F. Bergstrom   Mgmt   For   For
Elect Director Barbara L. Bowles   Mgmt   For   For
Elect Director Patricia W. Chadwick   Mgmt   For   For
Elect Director Curt S. Culver   Mgmt   For   For
Elect Director Thomas J. Fischer   Mgmt   For   For
Elect Director Gale E. Klappa   Mgmt   For   For
Elect Director Henry W. Knueppel   Mgmt   For   For
Elect Director Ulice Payne, Jr.   Mgmt   For   For
Elect Director Mary Ellen Stanek   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Dominion Resources, Inc.

 

Meeting Date:    03-May-13    Country:    USA    Security ID:    25746U109
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    D

 

CUSIP: 25746U109    ISIN: US25746U1097    SEDOL: 2542049

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William P. Barr   Mgmt   For   For
Elect Director Peter W. Brown   Mgmt   For   For
Elect Director Helen E. Dragas   Mgmt   For   For
Elect Director James O. Ellis, Jr.   Mgmt   For   For
Elect Director Thomas F. Farrell, II   Mgmt   For   For
Elect Director John W. Harris   Mgmt   For   For

Elect Director Robert S. Jepson, Jr.   Mgmt   For   For
Elect Director Mark J. Kington   Mgmt   For   For
Elect Director Pamela J. Royal   Mgmt   For   For
Elect Director Robert H. Spilman, Jr.   Mgmt   For   For
Elect Director Michael E. Szymanczyk   Mgmt   For   For
Elect Director David A. Wollard   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Call Special Meeting   Mgmt   For   For
Report on Coal Use from Mountaintop Removal Mining   SH   Against   Against
Include Sustainability as a Performance Measure for Senior Executive Compensation   SH   Against   Against
Minimize Pool Storage of Spent Nuclear Fuel   SH   Against   Against
Report on Financial Risks of Climate Change   SH   Against   For

E.ON SE

 

Meeting Date:    03-May-13    Country:    Germany    Security ID:    D24914133
Record Date:       Meeting Type:    Annual    Ticker:    EOAN

 

CUSIP: D24914133    ISIN: DE000ENAG999    SEDOL: 4942904

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.10 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For

Ratify PricewaterhouseCoopers as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2013   Mgmt   For   For
Elect Denise Kingsmill to the Supervisory Board   Mgmt   For   For
Elect Ulrich Lehner to the Supervisory Board   Mgmt   For   For
Elect Rene Obermann to the Supervisory Board   Mgmt   For   For
Elect Karen de Segundo to the Supervisory Board   Mgmt   For   For
Elect Theo Siegert to the Supervisory Board   Mgmt   For   For
Elect Werner Wenning to the Supervisory Board   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Approve Remuneration of Supervisory Board   Mgmt   For   For

Koninklijke Philips Electronics

 

Meeting Date:    03-May-13    Country:    Netherlands    Security ID:    N6817P109
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N6817P109    ISIN: NL0000009538    SEDOL: 5986622

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
President’s Speech   Mgmt    
Adopt Financial Statements   Mgmt   For   For

Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 0.75 Per Share   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Reelect C.A. Poon to Supervisory Board   Mgmt   For   For
Reelect J.J. Schiro to Supervisory Board   Mgmt   For   For
Reelect J. van der Veer to Supervisory Board   Mgmt   For   For
Amend Long-Term Incentive Plan   Mgmt   For   For
Approve Performance Share and Performance Stock Option Grants   Mgmt   For   For
Change Company Name to Koninklijke Philips N.V.   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a   Mgmt   For   For

Authorize Repurchase of Shares   Mgmt   For   For
Approve Cancellation of Repurchased Shares   Mgmt   For   For
Allow Questions   Mgmt    

Oasis Petroleum Inc.

 

Meeting Date:    03-May-13    Country:    USA    Security ID:    674215108
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    OAS

 

CUSIP: 674215108    ISIN: US6742151086    SEDOL: B64R5J2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael McShane   Mgmt   For   For
Elect Director Thomas B. Nusz   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Pilgrim’s Pride Corporation

 

Meeting Date:    03-May-13    Country:    USA    Security ID:    72147K108
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    PPC

 

CUSIP: 72147K108    ISIN: US72147K1088    SEDOL: B5L3PZ2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Wesley Mendonca Batista   Mgmt   For   For
Elect Director Joesley Mendonca Batista   Mgmt   For   Withhold
Elect Director Don Jackson   Mgmt   For   For
Elect Director William W. Lovette   Mgmt   For   For
Elect Director Marcus Vinicius Pratini de Moraes   Mgmt   For   For

Elect Director Wallim Cruz De Vasconcellos Junior   Mgmt   For   For
Elect Director Michael L. Cooper   Mgmt   For   For
Elect Director Charles Macaluso   Mgmt   For   For
Elect Director David E. Bell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Sanofi

 

Meeting Date:    03-May-13    Country:    France    Security ID:    F5548N101
Record Date:    26-Apr-13    Meeting Type:    Annual/Special    Ticker:    SAN

 

CUSIP: F5548N101    ISIN: FR0000120578    SEDOL: 5671735

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    

Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.77 per Share   Mgmt   For   For
Elect Fabienne Lecorvaisier as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For

Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans   Mgmt   For   For
Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Berkshire Hathaway Inc.

 

Meeting Date:    04-May-13    Country:    USA    Security ID:    084670702
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    BRK.B

 

CUSIP: 084670702    ISIN: US0846707026    SEDOL: 2073390

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Warren E. Buffett   Mgmt   For   For
Elect Director Charles T. Munger   Mgmt   For   For
Elect Director Howard G. Buffett   Mgmt   For   For
Elect Director Stephen B. Burke   Mgmt   For   For
Elect Director Susan L. Decker   Mgmt   For   For
Elect Director William H. Gates III   Mgmt   For   For
Elect Director David S. Gottesman   Mgmt   For   For
Elect Director Charlotte Guyman   Mgmt   For   For
Elect Director Donald R. Keough   Mgmt   For   For
Elect Director Thomas S. Murphy   Mgmt   For   For
Elect Director Ronald L. Olson   Mgmt   For   For
Elect Director Walter Scott, Jr.   Mgmt   For   For
Elect Director Meryl B. Witmer   Mgmt   For   For
Adopt Quantitative Goals for GHG and Other Air Emissions   SH   Against   For

Clean Harbors, Inc.

 

Meeting Date:    06-May-13    Country:    USA    Security ID:    184496107
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    CLH

 

CUSIP: 184496107    ISIN: US1844961078    SEDOL: 2202473

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John P. DeVillars   Mgmt   For   For
Elect Director Daniel J. McCarthy   Mgmt   For   For
Elect Director Andrea Robertson   Mgmt   For   For
Elect Director James M. Rutledge   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

MKS INSTRUMENTS, INC.

 

Meeting Date:    06-May-13    Country:    USA    Security ID:    55306N104
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    MKSI

 

CUSIP: 55306N104    ISIN: US55306N1046    SEDOL: 2404871

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Cristina H. Amon   Mgmt   For   For
Elect Director Richard S. Chute   Mgmt   For   For

Elect Director Peter R. Hanley   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

PS Business Parks, Inc.

 

Meeting Date:    06-May-13    Country:    USA    Security ID:    69360J107
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    PSB

 

CUSIP: 69360J107    ISIN: US69360J1079    SEDOL: 2707956

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald L. Havner, Jr.   Mgmt   For   For
Elect Director Joseph D. Russell, Jr.   Mgmt   For   For
Elect Director Jennifer Holden Dunbar   Mgmt   For   For
Elect Director James H. Kropp   Mgmt   For   For

 

Elect Director Sara Grootwassink Lewis   Mgmt   For   For
Elect Director Michael V. McGee   Mgmt   For   For
Elect Director Gary E. Pruitt   Mgmt   For   For
Elect Director Peter Schultz   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Allianz SE

 

Meeting Date:    07-May-13    Country:    Germany    Security ID:    D03080112
Record Date:       Meeting Type:    Annual    Ticker:    ALV

 

CUSIP: D03080112    ISIN: DE0008404005    SEDOL: 5231485

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 4.50 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Elect Christine Bosse to the Supervisory Board   Mgmt   For   For

BioScrip, Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    09069N108
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    BIOS

 

CUSIP: 09069N108    ISIN: US09069N1081    SEDOL: 2594857

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard M. Smith   Mgmt   For   For
Elect Director Charlotte W. Collins   Mgmt   For   For
Elect Director Samuel P. Frieder   Mgmt   For   For
Elect Director Myron Z. Holubiak   Mgmt   For   For
Elect Director David R. Hubers   Mgmt   For   For
Elect Director Richard L. Robbins   Mgmt   For   For
Elect Director Stuart A. Samuels   Mgmt   For   For
Elect Director Gordon H. Woodward   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Bristol-Myers Squibb Company

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    110122108
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    BMY

 

CUSIP: 110122108    ISIN: US1101221083    SEDOL: 2126335

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lamberto Andreotti   Mgmt   For   For
Elect Director Lewis B. Campbell   Mgmt   For   Against
Elect Director James M. Cornelius   Mgmt   For   For
Elect Director Laurie H. Glimcher   Mgmt   For   For
Elect Director Michael Grobstein   Mgmt   For   For
Elect Director Alan J. Lacy   Mgmt   For   Against
Elect Director Vicki L. Sato   Mgmt   For   For
Elect Director Elliott Sigal   Mgmt   For   For

Elect Director Gerald L. Storch   Mgmt   For   For
Elect Director Togo D. West, Jr.   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Capella Education Company

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    139594105
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    CPLA

 

CUSIP: 139594105    ISIN: US1395941057    SEDOL: B0GWDP5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Kevin Gilligan   Mgmt   For   For
Elect Director Michael A. Linton   Mgmt   For   For

Elect Director Michael L. Lomax   Mgmt   For   For
Elect Director Jody G. Miller   Mgmt   For   For
Elect Director Hilary C. Pennington   Mgmt   For   For
Elect Director Stephen G. Shank   Mgmt   For   For
Elect Director Andrew M. Slavitt   Mgmt   For   For
Elect Director David W. Smith   Mgmt   For   For
Elect Director Jeffrey W. Taylor   Mgmt   For   For
Elect Director Darrell R. Tukua   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Consolidated Communications Holdings, Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    209034107
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    CNSL

 

CUSIP: 209034107    ISIN: US2090341072    SEDOL: B07LSQ7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roger H. Moore   Mgmt   For   For
Elect Director Thomas A. Gerke   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Darling International Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    237266101
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    DAR

 

CUSIP: 237266101    ISIN: US2372661015    SEDOL: 2250289

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Randall C. Stuewe   Mgmt   For   For
Elect Director O. Thomas Albrecht   Mgmt   For   For
Elect Director D. Eugene Ewing   Mgmt   For   For
Elect Director Charles Macaluso   Mgmt   For   For
Elect Director John D. March   Mgmt   For   For
Elect Director Michael Rescoe   Mgmt   For   For
Elect Director Michael Urbut   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Helix Energy Solutions Group, Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    42330P107
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    HLX

 

CUSIP: 42330P107    ISIN: US42330P1075    SEDOL: 2037062

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Owen Kratz   Mgmt   For   For
Elect Director John V. Lovoi   Mgmt   For   For
Elect Director Jan Rask   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

L Air Liquide

 

Meeting Date:    07-May-13    Country:    France    Security ID:    F01764103
Record Date:    30-Apr-13    Meeting Type:    Annual/Special    Ticker:    AI

 

CUSIP: F01764103    ISIN: FR0000120073    SEDOL: B1YXBJ7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.50 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Thierry Desmarest as Director   Mgmt   For   For
Reelect Thierry Peugeot as Director   Mgmt   For   For
Approve Severance Payment Agreement with Benoit Potier   Mgmt   For   For
Approve Severance Payment Agreement with Pierre Dufour   Mgmt   For   For
Authorize Issuance of Bonds/Debentures   Mgmt   For   For

Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 430 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Stock Purchase Plan Reserved for   Mgmt   For   For
Employees of International Subsidiaries Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

The GEO Group, Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    36159R103
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    GEO

 

CUSIP: 36159R103    ISIN: US36159R1032    SEDOL: 2943299

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Clarence E. Anthony   Mgmt   For   For
Elect Director Norman A. Carlson   Mgmt   For   For
Elect Director Anne N. Foreman   Mgmt   For   Withhold
Elect Director Richard H. Glanton   Mgmt   For   Withhold
Elect Director Christopher C. Wheeler   Mgmt   For   Withhold
Elect Director George C. Zoley   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Report on Lobbying Payments and Policy   SH   Against   For
Other Business   Mgmt   For   Abstain

Bank of America Corporation

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    060505104
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    BAC

 

CUSIP: 060505104    ISIN: US0605051046    SEDOL: 2295677

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sharon L. Allen   Mgmt   For   For
Elect Director Susan S. Bies   Mgmt   For   For
Elect Director Jack O. Bovender, Jr.   Mgmt   For   For
Elect Director Frank P. Bramble, Sr.   Mgmt   For   For
Elect Director Arnold W. Donald   Mgmt   For   For
Elect Director Charles K. Gifford   Mgmt   For   For
Elect Director Charles O. Holliday, Jr.   Mgmt   For   For

Elect Director Linda P. Hudson   Mgmt   For   For
Elect Director Monica C. Lozano   Mgmt   For   For
Elect Director Thomas J. May   Mgmt   For   For
Elect Director Brian T. Moynihan   Mgmt   For   For
Elect Director Lionel L. Nowell, III   Mgmt   For   For
Elect Director R. David Yost   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Adopt Proxy Access Right   SH   Against   Against
Amend Bylaw to Limit Multiple Board Service   SH   Against   Against
Report on Feasibility of Prohibiting Political Contributions   SH   Against   Against
Review Fair Housing and Fair Lending Compliance   SH   Against   For

Cameron International Corporation

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    13342B105
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    CAM

 

CUSIP: 13342B105    ISIN: US13342B1052    SEDOL: 2222233

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James T. Hackett   Mgmt   For   For
Elect Director Michael E. Patrick   Mgmt   For   For
Elect Director Jon Erik Reinhardsen   Mgmt   For   For
Elect Director Bruce W. Wilkinson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Equity LifeStyle Properties, Inc.

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    29472R108
Record Date:    08-Mar-13    Meeting Type:    Annual    Ticker:    ELS

 

CUSIP: 29472R108    ISIN: US29472R1086    SEDOL: 2563125

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Philip Calian   Mgmt   For   For
Elect Director David Contis   Mgmt   For   For
Elect Director Thomas Dobrowski   Mgmt   For   For
Elect Director Thomas Heneghan   Mgmt   For   For
Elect Director Marguerite Nader   Mgmt   For   For
Elect Director Sheli Rosenberg   Mgmt   For   For
Elect Director Howard Walker   Mgmt   For   For

Equity LifeStyle Properties, Inc.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gary Waterman   Mgmt   For   For
Elect Director William Young   Mgmt   For   For
Elect Director Samuel Zell   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions and Lobbying Communications   SH   Against   For

Ocwen Financial Corporation

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    675746309
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    OCN

 

CUSIP: 675746309    ISIN: US6757463095    SEDOL: B14PL71

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Erbey   Mgmt   For   For
Elect Director Ronald M. Faris   Mgmt   For   For
Elect Director Ronald J. Korn   Mgmt   For   For
Elect Director William H. Lacy   Mgmt   For   For
Elect Director Wilbur L. Ross, Jr.   Mgmt   For   For
Elect Director Robert A. Salcetti   Mgmt   For   For
Elect Director Barry N. Wish   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Six Flags Entertainment Corporation

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    83001A102
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    SIX

 

CUSIP: 83001A102    ISIN: US83001A1025    SEDOL: B43VKB8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John W. Baker   Mgmt   For   For
Elect Director Kurt M. Cellar   Mgmt   For   For
Elect Director Charles A. Koppelman   Mgmt   For   For
Elect Director Jon L. Luther   Mgmt   For   For
Elect Director Usman Nabi   Mgmt   For   For
Elect Director Stephen D. Owens   Mgmt   For   For
Elect Director James Reid-Anderson   Mgmt   For   For
Elect Director Richard W. Roedel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Standard Chartered plc

 

Meeting Date:    08-May-13    Country:    United Kingdom    Security ID:    G84228157
Record Date:    03-May-13    Meeting Type:    Annual    Ticker:    STAN

 

CUSIP: G84228157    ISIN: GB0004082847    SEDOL: 0408284

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For

Elect Om Bhatt as Director   Mgmt   For   For
Elect Dr Louis Chi-Yan Cheung as Director   Mgmt   For   For
Elect Margaret Ewing as Director   Mgmt   For   For
Elect Dr Lars Thunell as Director   Mgmt   For   For
Re-elect Stefano Bertamini as Director   Mgmt   For   For
Re-elect Jaspal Bindra as Director   Mgmt   For   For
Re-elect James Dundas as Director   Mgmt   For   For
Re-elect Dr Han Seung-soo as Director   Mgmt   For   For
Re-elect Simon Lowth as Director   Mgmt   For   For
Re-elect Rudolph Markham as Director   Mgmt   For   For
Re-elect Ruth Markland as Director   Mgmt   For   For
Re-elect Richard Meddings as Director   Mgmt   For   For
Re-elect John Paynter as Director   Mgmt   For   For
Re-elect Sir John Peace as Director   Mgmt   For   For
Re-elect Alun Rees as Director   Mgmt   For   For

Re-elect Peter Sands as Director   Mgmt   For   For
Re-elect Viswanathan Shankar as Director   Mgmt   For   For
Re-elect Paul Skinner as Director   Mgmt   For   For
Re-elect Oliver Stocken as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Market Purchase of Preference Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Sharesave Plan   Mgmt   For   For

Thomson Reuters Corporation

 

Meeting Date:    08-May-13    Country:    Canada    Security ID:    884903105
Record Date:    22-Mar-13    Meeting Type:    Annual/Special    Ticker:    TRI

 

CUSIP: 884903105    ISIN: CA8849031056    SEDOL: 2889371

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David Thomson   Mgmt   For   For
Elect Director James C. Smith   Mgmt   For   For
Elect Director Manvinder S. Banga   Mgmt   For   For
Elect Director David W. Binet   Mgmt   For   For
Elect Director Mary Cirillo   Mgmt   For   Withhold
Elect Director Steven A. Denning   Mgmt   For   For
Elect Director Lawton W. Fitt   Mgmt   For   For

Elect Director Sir Deryck Maughan   Mgmt   For   For
Elect Director Ken Olisa   Mgmt   For   For
Elect Director Vance K. Opperman   Mgmt   For   For
Elect Director John M. Thompson   Mgmt   For   For
Elect Director Peter J. Thomson   Mgmt   For   For
Elect Director Wulf von Schimmelmann   Mgmt   For   For
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Amend U.S. Employee Stock Purchase Plan   Mgmt   For   Against
Advisory Vote on Executive Compensation Approach   Mgmt   For   Against

Anixter International Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    035290105
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    AXE

 

CUSIP: 035290105    ISIN: US0352901054    SEDOL: 2468844

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lord James Blyth   Mgmt   For   For
Elect Director Frederic F. Brace   Mgmt   For   For
Elect Director Linda Walker Bynoe   Mgmt   For   For
Elect Director Robert J. Eck   Mgmt   For   For
Elect Director Robert W. Grubbs   Mgmt   For   For
Elect Director F. Philip Handy   Mgmt   For   For
Elect Director Melvyn N. Klein   Mgmt   For   For
Elect Director George Munoz   Mgmt   For   For
Elect Director Stuart M. Sloan   Mgmt   For   For
Elect Director Matthew Zell   Mgmt   For   For
Elect Director Samuel Zell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Carter’s, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    146229109
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    CRI

 

CUSIP: 146229109    ISIN: US1462291097    SEDOL: 2980939

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Vanessa J. Castagna   Mgmt   For   For
Elect Director William J. Montgoris   Mgmt   For   For
Elect Director David Pulver   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CVS Caremark Corporation

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    126650100
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    CVS

 

CUSIP: 126650100    ISIN: US1266501006    SEDOL: 2577609

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director C. David Brown II   Mgmt   For   Against
Elect Director David W. Dorman   Mgmt   For   Against
Elect Director Anne M. Finucane   Mgmt   For   Against
Elect Director Kristen Gibney Williams   Mgmt   For   For
Elect Director Larry J. Merlo   Mgmt   For   For
Elect Director Jean-Pierre Millon   Mgmt   For   For

Elect Director Richard J. Swift   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   For
Elect Director Tony L. White   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Reduce Vote Requirement Under the Fair Price Provision   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Pro-rata Vesting of Equity Awards   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For

Equity One, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    294752100
Record Date:    05-Mar-13    Meeting Type:    Annual    Ticker:    EQY

 

CUSIP: 294752100    ISIN: US2947521009    SEDOL: 2246329

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James S. Cassel   Mgmt   For   Withhold
Elect Director Cynthia R. Cohen   Mgmt   For   Withhold
Elect Director Neil Flanzraich   Mgmt   For   For
Elect Director Chaim Katzman   Mgmt   For   For
Elect Director Peter Linneman   Mgmt   For   For
Elect Director Galia Maor   Mgmt   For   For
Elect Director Jeffrey S. Olson   Mgmt   For   For
Elect Director Dori Segal   Mgmt   For   For
Elect Director David Fischel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Other Business   Mgmt   For   Abstain

FEI Company

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    30241L109
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    FEIC

 

CUSIP: 30241L109    ISIN: US30241L1098    SEDOL: 2355764

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arie Huijser   Mgmt   For   For
Elect Director Don R. Kania   Mgmt   For   For
Elect Director Thomas F. Kelly   Mgmt   For   For
Elect Director Jan C. Lobbezoo   Mgmt   For   For
Elect Director Gerhard H. Parker   Mgmt   For   For

Elect Director James T. Richardson   Mgmt   For   For
Elect Director Richard H. Wills   Mgmt   For   For
Elect Director Homa Bahrami   Mgmt   For   For
Elect Director Jami K. Nachtsheim   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ford Motor Company

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    345370860
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    F

 

CUSIP: 345370860    ISIN: US3453708600    SEDOL: 2615468

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen G. Butler   Mgmt   For   For
Elect Director Kimberly A. Casiano   Mgmt   For   For
Elect Director Anthony F. Earley, Jr.   Mgmt   For   For
Elect Director Edsel B. Ford II   Mgmt   For   For
Elect Director William Clay Ford, Jr.   Mgmt   For   For
Elect Director Richard A. Gephardt   Mgmt   For   For
Elect Director James H. Hance, Jr.   Mgmt   For   For
Elect Director William W. Helman IV   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   For
Elect Director Richard A. Manoogian   Mgmt   For   For
Elect Director Ellen R. Marram   Mgmt   For   For
Elect Director Alan Mulally   Mgmt   For   For

Elect Director Homer A. Neal   Mgmt   For   For
Elect Director Gerald L. Shaheen   Mgmt   For   For
Elect Director John L. Thornton   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For
Approval of Tax Benefits Preservation Plan   Mgmt   For   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Amend Bylaws — Call Special Meetings   SH   Against   For

Hanger, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    41043F208
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    HGR

 

CUSIP: 41043F208    ISIN: US41043F2083    SEDOL: 2796653

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Vinit K. Asar   Mgmt   For   For
Elect Director Thomas P. Cooper   Mgmt   For   For
Elect Director Cynthia L. Feldmann   Mgmt   For   For
Elect Director Eric A. Green   Mgmt   For   For
Elect Director Stephen E. Hare   Mgmt   For   For
Elect Director Isaac Kaufman   Mgmt   For   For
Elect Director Thomas F. Kirk   Mgmt   For   For
Elect Director Patricia B. Shrader   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

JetBlue Airways Corporation

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    477143101
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    JBLU

 

CUSIP: 477143101    ISIN: US4771431016    SEDOL: 2852760

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David Barger   Mgmt   For   For
Elect Director Jens Bischof   Mgmt   For   For
Elect Director Peter Boneparth   Mgmt   For   For
Elect Director David Checketts   Mgmt   For   For
Elect Director Virginia Gambale   Mgmt   For   For
Elect Director Stephan Gemkow   Mgmt   For   For
Elect Director Ellen Jewett   Mgmt   For   For

Elect Director Stanley McChrystal   Mgmt   For   For
Elect Director Joel Peterson   Mgmt   For   For
Elect Director Ann Rhoades   Mgmt   For   For
Elect Director Frank Sica   Mgmt   For   For
Elect Director Thomas Winkelmann   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Penske Automotive Group, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    70959W103
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    PAG

 

CUSIP: 70959W103    ISIN: US70959W1036    SEDOL: 2943523

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Barr   Mgmt   For   For
Elect Director Michael R. Eisenson   Mgmt   For   For
Elect Director Robert H. Kurnick, Jr.   Mgmt   For   For
Elect Director William J. Lovejoy   Mgmt   For   For
Elect Director Kimberly J. McWaters   Mgmt   For   For
Elect Director Yoshimi Namba   Mgmt   For   For
Elect Director Lucio A. Noto   Mgmt   For   For
Elect Director Roger S. Penske   Mgmt   For   For
Elect Director Richard J. Peters   Mgmt   For   For
Elect Director Sandra E. Pierce   Mgmt   For   For
Elect Director Ronald G. Steinhart   Mgmt   For   For
Elect Director H. Brian Thompson   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Other Business   Mgmt   For   Abstain

Pharmacyclics, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    716933106
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    PCYC

 

CUSIP: 716933106    ISIN: US7169331060    SEDOL: 2689690

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert F. Booth   Mgmt   For   For
Elect Director Kenneth A. Clark   Mgmt   For   For
Elect Director Robert W. Duggan   Mgmt   For   For

Elect Director Eric H. Halvorson   Mgmt   For   For
Elect Director Minesh P. Mehta   Mgmt   For   For
Elect Director David D. Smith   Mgmt   For   For
Elect Director Richard A. van den Broek   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Public Storage

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    74460D109
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    PSA

 

CUSIP: 74460D109    ISIN: US74460D1090    SEDOL: 2852533

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald L. Havner, Jr.   Mgmt   For   For
Elect Director Tamara Hughes Gustavson   Mgmt   For   For
Elect Director Uri P. Harkham   Mgmt   For   For
Elect Director B. Wayne Hughes, Jr.   Mgmt   For   For
Elect Director Avedick B. Poladian   Mgmt   For   Withhold
Elect Director Gary E. Pruitt   Mgmt   For   Withhold
Elect Director Ronald P. Spogli   Mgmt   For   For
Elect Director Daniel C. Staton   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Rent-A-Center, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    76009N100
Record Date:    19-Mar-13    Meeting Type:    Annual    Ticker:    RCII

 

CUSIP: 76009N100    ISIN: US76009N1000    SEDOL: 2733092

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mitchell E. Fadel   Mgmt   For   For
Elect Director Paula Stern, Ph.D.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Rio Tinto Ltd.

 

Meeting Date:    09-May-13    Country:    Australia    Security ID:    Q81437107
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    RIO

 

CUSIP: Q81437107    ISIN: AU000000RIO1    SEDOL: 6220103

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Financial Statements and Reports of the Directors and Auditors for the Year Ended Dec. 31, 2012   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Elect Robert Brown as a Director   Mgmt   For   For
Elect Vivienne Cox as a Director   Mgmt   For   For
Elect Jan du Plessis as a Director   Mgmt   For   For
Elect Guy Elliott as a Director   Mgmt   For   For
Elect Michael Fitzpatrick as a Director   Mgmt   For   For
Elect Ann Godbehere as a Director   Mgmt   For   For
Elect Richard Goodmanson as a Director   Mgmt   For   For

Elect John Kerr as a Director   Mgmt   For   For
Elect Chris Lynch as a Director   Mgmt   For   For
Elect Paul Tellier as a Director   Mgmt   For   For
Elect John Varley as a Director   Mgmt   For   For
Elect Sam Walsh as a Director   Mgmt   For   For
Appoint PricewaterhouseCoopers LLP as Auditors of Rio Tinto plc   Mgmt   For   For
Authorize the Audit Committee to Determine the Remuneration of Auditors   Mgmt   For   For
Approve the Performance Share Plan 2013   Mgmt   For   For
Approve the Renewal of the Off-Market and On-Market Share Buyback Authorities   Mgmt   For   For

Ryman Hospitality Properties, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    78377T107
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    RHP

 

CUSIP: 78377T107    ISIN: US78377T1079    SEDOL: B8QV5C9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Bender   Mgmt   For   For
Elect Director E. K. Gaylord, II   Mgmt   For   For
Elect Director Ralph Horn   Mgmt   For   For
Elect Director Ellen Levine   Mgmt   For   For
Elect Director Robert S. Prather, Jr.   Mgmt   For   For
Elect Director Colin V. Reed   Mgmt   For   For
Elect Director Michael D. Rose   Mgmt   For   For
Elect Director Michael I. Roth   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SolarWinds, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    83416B109
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    SWI

 

CUSIP: 83416B109    ISIN: US83416B1098    SEDOL: B4MTR12

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Benjamin Nye   Mgmt   For   For
Elect Director Kevin B. Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Tesco Corporation

 

Meeting Date:    09-May-13    Country:    Canada    Security ID:    88157K101
Record Date:    02-Apr-13    Meeting Type:    Annual    Ticker:    TESO

 

CUSIP: 88157K101    ISIN: CA88157K1012    SEDOL: 2237022

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John U. Clarke   Mgmt   For   For
Elect Director Fred J. Dyment   Mgmt   For   For
Elect Director Gary L. Kott   Mgmt   For   For
Elect Director R. Vance Milligan   Mgmt   For   For
Elect Director Julio M. Quintana   Mgmt   For   For
Elect Director John T. Reynolds   Mgmt   For   For
Elect Director Norman W. Robertson   Mgmt   For   For

Elect Director Michael W. Sutherlin   Mgmt   For   For
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Dow Chemical Company

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    260543103
Record Date:    18-Mar-13    Meeting Type:    Annual    Ticker:    DOW

 

CUSIP: 260543103    ISIN: US2605431038    SEDOL: 2278719

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arnold A. Allemang   Mgmt   For   For
Elect Director Ajay Banga   Mgmt   For   For
Elect Director Jacqueline K. Barton   Mgmt   For   For
Elect Director James A. Bell   Mgmt   For   Against
Elect Director Jeff M. Fettig   Mgmt   For   Against
Elect Director Andrew N. Liveris   Mgmt   For   For
Elect Director Paul Polman   Mgmt   For   For

Elect Director Dennis H. Reilley   Mgmt   For   Against
Elect Director James M. Ringler   Mgmt   For   For
Elect Director Ruth G. Shaw   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Stock Retention   SH   Against   For

AIA Group Ltd.

 

Meeting Date:    10-May-13    Country:    Hong Kong    Security ID:    Y002A1105
Record Date:    06-May-13    Meeting Type:    Annual    Ticker:    01299

 

CUSIP: N/A    ISIN: HK0000069689    SEDOL: B4TX8S1

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Barry Chun-Yuen Cheung as Director   Mgmt   For   For
Elect George Yong-Boon Yeo as Director   Mgmt   For   For
Elect Narongchai Akrasanee as Director   Mgmt   For   For
Elect Qin Xiao as Director   Mgmt   For   For
Elect Mark Edward Tucker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme   Mgmt   For   For
Amend Articles of Association of the Company   Mgmt   For   For

Brightcove Inc.

 

Meeting Date:    10-May-13    Country:    USA    Security ID:    10921T101
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    BCOV

 

CUSIP: 10921T101    ISIN: US10921T1016    SEDOL: B4XS3D2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Deborah Besemer   Mgmt   For   For
Elect Director Scott Kurnit   Mgmt   For   For
Elect Director David Orfao   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Eni S.p.A.

 

Meeting Date:    10-May-13    Country:    Italy    Security ID:    T3643A145
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    ENI

 

CUSIP: T3643A145    ISIN: IT0003132476    SEDOL: 7145056

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For

CBL & Associates Properties, Inc.

 

Meeting Date:    13-May-13    Country:    USA    Security ID:    124830100
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    CBL

 

CUSIP: 124830100    ISIN: US1248301004    SEDOL: 2167475

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen D. Lebovitz   Mgmt   For   For
Elect Director Thomas J. DeRosa   Mgmt   For   For
Elect Director Matthew S. Dominski   Mgmt   For   Withhold
Elect Director Kathleen M. Nelson   Mgmt   For   For
Elect Director Winston W. Walker   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Centrica plc

 

Meeting Date:    13-May-13    Country:    United Kingdom    Security ID:    G2018Z143
Record Date:    09-May-13    Meeting Type:    Annual    Ticker:    CNA

 

CUSIP: G2018Z143    ISIN: GB00B033F229    SEDOL: B033F22

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Roger Carr as Director   Mgmt   For   For
Re-elect Sam Laidlaw as Director   Mgmt   For   For
Re-elect Phil Bentley as Director   Mgmt   For   For
Re-elect Margherita Della Valle as Director   Mgmt   For   For
Re-elect Mary Francis as Director   Mgmt   For   For

Re-elect Mark Hanafin as Director   Mgmt   For   For
Re-elect Lesley Knox as Director   Mgmt   For   For
Re-elect Nick Luff as Director   Mgmt   For   For
Re-elect Ian Meakins as Director   Mgmt   For   For
Re-elect Paul Rayner as Director   Mgmt   For   For
Re-elect Chris Weston as Director   Mgmt   For   For

Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

ING Groep NV

 

Meeting Date:    13-May-13    Country:    Netherlands    Security ID:    N4578E413
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N4578E413    ISIN: NL0000303600    SEDOL: 7154182

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Receive Report of Supervisory Board (Non-Voting)   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Receive Announcement Re: Discontinuation of Dutch Translation Annual Reports   Mgmt    
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Discuss Remuneration Report Containing Remuneration Policy for Management Board Members   Mgmt    
Discussion on Company’s Corporate Governance Structure   Mgmt    

Receive Announcements on Sustainability   Mgmt    
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Ratify Ernst & Young as Auditors   Mgmt   For   For
Reelect Jan Hommen to Executive Board   Mgmt   For   For
Reelect Patrick Flynn to Executive Board   Mgmt   For   For
Elect Ralph Hamers to Executive Board   Mgmt   For   For
Reelect Jeroen van der Veer to Supervisory Board   Mgmt   For   For
Reelect Tine Bahlmann to Supervisory Board   Mgmt   For   For
Elect Carin Gorter to Supervisory Board   Mgmt   For   For
Elect Hermann-Josef Lamberti to Supervisory Board   Mgmt   For   For
Elect Isabel Martin Castella to Supervisory Board   Mgmt   For   For
Grant Board Authority to Issue Up To 380 Million Shares and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Grant Board Authority to Issue 380 Million Shares in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For

Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring   Mgmt   For   For
Close Meeting   Mgmt    

International Paper Company

 

Meeting Date:    13-May-13    Country:    USA    Security ID:    460146103
Record Date:    19-Mar-13    Meeting Type:    Annual    Ticker:    IP

 

CUSIP: 460146103    ISIN: US4601461035    SEDOL: 2465254

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David J. Bronczek   Mgmt   For   For
Elect Director Ahmet C. Dorduncu   Mgmt   For   For
Elect Director John V. Faraci   Mgmt   For   For
Elect Director Ilene S. Gordon   Mgmt   For   For
Elect Director Stacey J. Mobley   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director John L. Townsend, III   Mgmt   For   For
Elect Director John F. Turner   Mgmt   For   For
Elect Director William G. Walter   Mgmt   For   For
Elect Director J. Steven Whisler   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide Right to Act by Written Consent   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Pro-rata Vesting of Equity Plans   SH   Against   Against

BMW Group Bayerische Motoren Werke AG

 

Meeting Date:    14-May-13    Country:    Germany    Security ID:    D12096109
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    BMW

 

CUSIP: D12096109    ISIN: DE0005190003    SEDOL: 5756029

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.52 per Preferred Share and EUR 2.50 per Ordinary Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For

Ratify KPMG AG as Auditors for Fiscal 2013   Mgmt   For   For
Elect Reinhard Huettl to the Supervisory Board   Mgmt   For   For
Elect Karl-Ludwig Kley to the Supervisory Board   Mgmt   For   For
Elect Renate Koecher to the Supervisory Board   Mgmt   For   For
Elect Joachim Milberg to the Supervisory Board   Mgmt   For   For
Amend Articles Re: Remuneration of the Supervisory Board   Mgmt   For   For

Coeur d’Alene Mines Corporation

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    192108504
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    CDE

 

CUSIP: 192108504    ISIN: US1921085049    SEDOL: 2208136

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Linda L. Adamany   Mgmt   For   For
Elect Director Kevin S. Crutchfield   Mgmt   For   For
Elect Director Sebastian Edwards   Mgmt   For   For
Elect Director Randolph E. Gress   Mgmt   For   For
Elect Director Mitchell J. Krebs   Mgmt   For   For
Elect Director Robert E. Mellor   Mgmt   For   For
Elect Director John H. Robinson   Mgmt   For   For
Elect Director J. Kenneth Thompson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Change State of Incorporation [from Idaho to Delaware]   Mgmt   For   For

ConocoPhillips

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    20825C104
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    COP

 

CUSIP: 20825C104    ISIN: US20825C1045    SEDOL: 2685717

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard L. Armitage   Mgmt   For   For
Elect Director Richard H. Auchinleck   Mgmt   For   For
Elect Director James E. Copeland, Jr.   Mgmt   For   For
Elect Director Jody L. Freeman   Mgmt   For   For
Elect Director Gay Huey Evans   Mgmt   For   For
Elect Director Ryan M. Lance   Mgmt   For   For
Elect Director Mohd H. Marican   Mgmt   For   For
Elect Director Robert A. Niblock   Mgmt   For   For
Elect Director Harald J. Norvik   Mgmt   For   For
Elect Director William E. Wade, Jr.   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For
Amend EEO Policy to Prohibit Discrimination based on Gender Identity   SH   Against   For

Cummins Inc.

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    231021106
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    CMI

 

CUSIP: 231021106    ISIN: US2310211063    SEDOL: 2240202

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director N. Thomas Linebarger   Mgmt   For   For

Elect Director William I. Miller   Mgmt   For   For
Elect Director Alexis M. Herman   Mgmt   For   For
Elect Director Georgia R. Nelson   Mgmt   For   For
Elect Director Carl Ware   Mgmt   For   For
Elect Director Robert K. Herdman   Mgmt   For   For
Elect Director Robert J. Bernhard   Mgmt   For   For
Elect Director Franklin R. Chang Diaz   Mgmt   For   For
Elect Director Stephen B. Dobbs   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Simon Property Group, Inc.

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    828806109
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    SPG

 

CUSIP: 828806109    ISIN: US8288061091    SEDOL: 2812452

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Melvyn E. Bergstein   Mgmt   For   Against
Elect Director Larry C. Glasscock   Mgmt   For   For
Elect Director Karen N. Horn   Mgmt   For   For
Elect Director Allan Hubbard   Mgmt   For   Against
Elect Director Reuben S. Leibowitz   Mgmt   For   Against
Elect Director Daniel C. Smith   Mgmt   For   Against
Elect Director J. Albert Smith, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Statoil ASA

 

Meeting Date:    14-May-13    Country:    Norway    Security ID:    R8413J103
Record Date:       Meeting Type:    Annual    Ticker:    STL

 

CUSIP: R4446E112    ISIN: NO0010096985    SEDOL: 7133608

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Registration of Attending Shareholders and Proxies   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Approve Notice of Meeting and Agenda   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.75 per Share   Mgmt   For   For

Shareholder Proposals   Mgmt    
Withdraw Company from Tar Sands Activities in Canada   SH   Against   Against
Withdraw Company from Ice-Laden Activities in the Arctic   SH   Against   Against
Management Proposals   Mgmt    
Approve Board of Directors’ Statement on Company Corporate Governance   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   Against
Approve Remuneration of Auditors   Mgmt   For   For
Amend Articles Re: Appointment of Nominating Committee Members   Mgmt   For   For
Approve Remuneration of Corporate Assembly in the Amount of NOK 112,200 for the Chairman, NOK 59,100 for the Vice Chairman, NOK 41,500 for Other Members, and NOK 5,900 for Deputy Members   Mgmt   For   For

Elect Elisabeth Berge and Johan Alstad as Member and Deputy Member of Nominating Committee   Mgmt   For   For
Approve Remuneration of Nominating Committee in the Amount of NOK 11,200 for the Chairman and NOK 8,300 for Other Members   Mgmt   For   For
Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 27.5 Million in Connection with Share Saving Scheme for Employees   Mgmt   For   Against
Authorize Repurchase of up to 75 Million Shares For Cancellation Purposes   Mgmt   For   For

Texas Capital Bancshares, Inc.

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    88224Q107
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    TCBI

 

CUSIP: 88224Q107    ISIN: US88224Q1076    SEDOL: 2977209

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George F. Jones, Jr.   Mgmt   For   For
Elect Director Peter B. Bartholow   Mgmt   For   For
Elect Director James H. Browning   Mgmt   For   For
Elect Director Preston M. Geren, III   Mgmt   For   For
Elect Director Frederick B. Hegi, Jr.   Mgmt   For   For
Elect Director Larry L. Helm   Mgmt   For   For
Elect Director James R. Holland, Jr.   Mgmt   For   For
Elect Director W. W. McAllister, III   Mgmt   For   For
Elect Director Elysia Holt Ragusa   Mgmt   For   For
Elect Director Steven P. Rosenberg   Mgmt   For   For
Elect Director Grant E. Sims   Mgmt   For   For
Elect Director Robert W. Stallings   Mgmt   For   For
Elect Director Dale W. Tremblay   Mgmt   For   For
Elect Director Ian J. Turpin   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Middleby Corporation

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    596278101
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    MIDD

 

CUSIP: 596278101    ISIN: US5962781010    SEDOL: 2590930

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Selim A. Bassoul   Mgmt   For   For
Elect Director Robert B. Lamb   Mgmt   For   For
Elect Director John R. Miller, III   Mgmt   For   Withhold
Elect Director Gordon O’Brien   Mgmt   For   Withhold
Elect Director Philip G. Putnam   Mgmt   For   For

Elect Director Sabin C. Streeter   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Require Majority Vote for the Election of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Wright Medical Group, Inc.

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    98235T107
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    WMGI

 

CUSIP: 98235T107    ISIN: US98235T1079    SEDOL: 2771252

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Increase in Size of Board   Mgmt   For   For

Elect Director Gary D. Blackford   Mgmt   For   For
Elect Director Martin J. Emerson   Mgmt   For   For
Elect Director Lawrence W. Hamilton   Mgmt   For   For
Elect Director Ronald K. Labrum   Mgmt   For   For
Elect Director John L. Miclot   Mgmt   For   For
Elect Director Robert J. Palmisano   Mgmt   For   For
Elect Director Amy S. Paul   Mgmt   For   For
Elect Director Robert J. Quillinan   Mgmt   For   For
Elect Director David D. Stevens   Mgmt   For   For
Elect Director Douglas G. Watson   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

AMERICAN INTERNATIONAL GROUP, INC.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    026874784
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    AIG

 

CUSIP: 026874784    ISIN: US0268747849    SEDOL: 2027342

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert H. Benmosche   Mgmt   For   For
Elect Director W. Don Cornwell   Mgmt   For   For
Elect Director John H. Fitzpatrick   Mgmt   For   For
Elect Director William G. Jurgensen   Mgmt   For   For
Elect Director Christopher S. Lynch   Mgmt   For   For
Elect Director Arthur C. Martinez   Mgmt   For   For

Elect Director George L. Miles, Jr.   Mgmt   For   For
Elect Director Henry S. Miller   Mgmt   For   For
Elect Director Robert S. Miller   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director Ronald A. Rittenmeyer   Mgmt   For   For
Elect Director Douglas M. Steenland   Mgmt   For   For
Elect Director Theresa M. Stone   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year
Ratify Auditors   Mgmt   For   For
Limit Total Number of Boards on Which Company Directors May Serve   SH   Against   Against

BNP Paribas SA

 

Meeting Date:    15-May-13    Country:    France    Security ID:    F1058Q238
Record Date:    09-May-13    Meeting Type:    Annual/Special    Ticker:    BNP

 

CUSIP: F1058Q238    ISIN: FR0000131104    SEDOL: 7309681

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Acknowledge Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For
Approve Severance Payment Agreement with Jean-Laurent Bonnafe   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For

Reelect Jean-Laurent Bonnafe as Director   Mgmt   For   Against
Reelect Michel Tilmant as Director   Mgmt   For   Against
Reelect Emiel Van Broekhoven as Director   Mgmt   For   Against
Elect Christophe de Margerie as Director   Mgmt   For   For
Elect Marion Guillou as Director   Mgmt   For   For
Authorize Auditors to File Required Documents at the Court’s Clerk Office   Mgmt   For   For
Extraordinary Business   Mgmt    
Amend New Set of Bylaws   Mgmt   For   Against

BNP Paribas SA

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Comcast Corporation

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    20030N101
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    CMCSA

 

CUSIP: 20030N101    ISIN: US20030N1019    SEDOL: 2044545

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth J. Bacon   Mgmt   For   For
Elect Director Sheldon M. Bonovitz   Mgmt   For   For
Elect Director Joseph J. Collins   Mgmt   For   For
Elect Director J. Michael Cook   Mgmt   For   For
Elect Director Gerald L. Hassell   Mgmt   For   For
Elect Director Jeffrey A. Honickman   Mgmt   For   For
Elect Director Eduardo G. Mestre   Mgmt   For   For
Elect Director Brian L. Roberts   Mgmt   For   For
Elect Director Ralph J. Roberts   Mgmt   For   For
Elect Director Johnathan A. Rodgers   Mgmt   For   For
Elect Director Judith Rodin   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Pro-rata Vesting of Equity Awards   SH   Against   Against
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For

Highwoods Properties, Inc.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    431284108
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    HIW

 

CUSIP: 431284108    ISIN: US4312841087    SEDOL: 2420640

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas W. Adler   Mgmt   For   For
Elect Director Gene H. Anderson   Mgmt   For   For
Elect Director Edward J. Fritsch   Mgmt   For   For
Elect Director David J. Hartzell   Mgmt   For   For
Elect Director Sherry A. Kellett   Mgmt   For   For
Elect Director Mark F. Mulhern   Mgmt   For   For
Elect Director L. Glenn Orr, Jr.   Mgmt   For   For

Elect Director O. Temple Sloan, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Qlik Technologies Inc.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    74733T105
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    QLIK

 

CUSIP: 74733T105    ISIN: US74733T1051    SEDOL: B3WPL22

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Gavin, Jr.   Mgmt   For   For
Elect Director Alexander Ott   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Southwest Airlines Co.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    844741108
Record Date:    19-Mar-13    Meeting Type:    Annual    Ticker:    LUV

 

CUSIP: 844741108    ISIN: US8447411088    SEDOL: 2831543

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David W. Biegler   Mgmt   For   For
Elect Director J. Veronica Biggins   Mgmt   For   For
Elect Director Douglas H. Brooks   Mgmt   For   For
Elect Director William H. Cunningham   Mgmt   For   For
Elect Director John G. Denison   Mgmt   For   For

Elect Director Gary C. Kelly   Mgmt   For   For
Elect Director Nancy B. Loeffler   Mgmt   For   For
Elect Director John T. Montford   Mgmt   For   For
Elect Director Thomas M. Nealon   Mgmt   For   For
Elect Director Daniel D. Villanueva   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Tenneco Inc.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    880349105
Record Date:    18-Mar-13    Meeting Type:    Annual    Ticker:    TEN

 

CUSIP: 880349105    ISIN: US8803491054    SEDOL: 2512600

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas C. Freyman   Mgmt   For   For
Elect Director Dennis J. Letham   Mgmt   For   For
Elect Director Hari N. Nair   Mgmt   For   For
Elect Director Roger B. Porter   Mgmt   For   For
Elect Director David B. Price, Jr.   Mgmt   For   For
Elect Director Gregg M. Sherrill   Mgmt   For   For
Elect Director Paul T. Stecko   Mgmt   For   For
Elect Director Jane L. Warner   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Unilever NV

 

Meeting Date:    15-May-13    Country:    Netherlands    Security ID:    N8981F271
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N8981F271    ISIN: NL0000009355    SEDOL: B12T3J1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Approve Financial Statements and Allocation of Income   Mgmt   For   For
Approve Discharge of Executive Board Members   Mgmt   For   For
Approve Discharge of Non-Executive Board Members   Mgmt   For   For

Reelect P.G.J.M. Polman as CEO to Board of Directors   Mgmt   For   For
Relect R.J.M.S. Huet as CFO to Board of Directors   Mgmt   For   For
Reelect L.O. Fresco to Board of Directors   Mgmt   For   For
Reelect A.M. Fudge to Board of Directors   Mgmt   For   For
Reelect C.E. Golden to Board of Directors   Mgmt   For   For
Reelect B.E. Grote to Board of Directors   Mgmt   For   For
Reelect H. Nyasulu to Board of Directors   Mgmt   For   For
Reelect M. Rifkind to Board of Directors   Mgmt   For   For
Reelect K.J. Storm to Board of Directors   Mgmt   For   For
Reelect M. Treschow to Board of Directors   Mgmt   For   For
Reelect P.S. Walsh to Board of Directors   Mgmt   For   For
Elect L.M. Cha to Board of Directors   Mgmt   For   For
Elect M.Ma to Board of Directors   Mgmt   For   For
Elect J. Rishton to Board of Directors   Mgmt   For   For
Ratify PricewaterhouseCoopers Accountants NV as Auditors   Mgmt   For   For

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Authorization to Cancel Ordinary Shares   Mgmt   For   For
Allow Questions and Close Meeting   Mgmt    

Unilever plc

 

Meeting Date:    15-May-13    Country:    United Kingdom    Security ID:    G92087165
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    ULVR

 

CUSIP: G92087165    ISIN: GB00B10RZP78    SEDOL: B10RZP7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Paul Polman as Director   Mgmt   For   For
Re-elect Jean-Marc Huet as Director   Mgmt   For   For
Re-elect Louise Fresco as Director   Mgmt   For   For
Re-elect Ann Fudge as Director   Mgmt   For   For
Re-elect Charles Golden as Director   Mgmt   For   For
Re-elect Byron Grote as Director   Mgmt   For   For
Re-elect Hixonia Nyasulu as Director   Mgmt   For   For
Re-elect Sir Malcolm Rifkind as Director   Mgmt   For   For
Re-elect Kees Storm as Director   Mgmt   For   For
Re-elect Michael Treschow as Director   Mgmt   For   For
Re-elect Paul Walsh as Director   Mgmt   For   For
Elect Laura Cha as Director   Mgmt   For   For
Elect Mary Ma as Director   Mgmt   For   For

Elect John Rishton as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Acacia Research Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    003881307
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    ACTG

 

CUSIP: 003881307    ISIN: US0038813079    SEDOL: 2169589

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert L. Harris, II   Mgmt   For   For
Elect Director Fred A. deBoom   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Align Technology, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    016255101
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    ALGN

 

CUSIP: 016255101    ISIN: US0162551016    SEDOL: 2679204

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David E. Collins   Mgmt   For   For
Elect Director Joseph Lacob   Mgmt   For   For
Elect Director C. Raymond Larkin, Jr.   Mgmt   For   For
Elect Director George J. Morrow   Mgmt   For   For
Elect Director David C. Nagel   Mgmt   For   For
Elect Director Thomas M. Prescott   Mgmt   For   For
Elect Director Greg J. Santora   Mgmt   For   For
Elect Director Warren S. Thaler   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Colfax Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    194014106
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    CFX

 

CUSIP: 194014106    ISIN: US1940141062    SEDOL: B2RB4W9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mitchell P. Rales   Mgmt   For   For
Elect Director Steven E. Simms   Mgmt   For   For
Elect Director Clay H. Kiefaber   Mgmt   For   For
Elect Director Patrick W. Allender   Mgmt   For   For
Elect Director Thomas S. Gayner   Mgmt   For   For
Elect Director Rhonda L. Jordan   Mgmt   For   For
Elect Director San W. Orr, III   Mgmt   For   For

Elect Director A. Clayton Perfall   Mgmt   For   For
Elect Director Rajiv Vinnakota   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Credit Acceptance Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    225310101
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    CACC

 

CUSIP: 225310101    ISIN: US2253101016    SEDOL: 2232050

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald A. Foss   Mgmt   For   For
Elect Director Glenda J. Flanagan   Mgmt   For   For
Elect Director Brett A. Roberts   Mgmt   For   For

Elect Director Thomas N. Tryforos   Mgmt   For   For
Elect Director Scott J. Vassalluzzo   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Deutsche Telekom AG

 

Meeting Date:    16-May-13    Country:    Germany    Security ID:    D2035M136
Record Date:       Meeting Type:    Annual    Ticker:    DTE

 

CUSIP: D2035M136    ISIN: DE0005557508    SEDOL: 5842359

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.70 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For

Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For
Elect Sari Baldauf to the Supervisory Board   Mgmt   For   For
Elect Ulrich Lehner to the Supervisory Board   Mgmt   For   For
Ammend Articles Re: Supervisory Board Remuneration   Mgmt   For   For
Approve Cancellation of Conditional Capital Authorization   Mgmt   For   For
Approve Creation of EUR 2.2 Billion Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Affiliation Agreement with PASM Power and Air Condition Solution Management GmbH   Mgmt   For   For
Ammend Affiliation Agreement with GMG Generalmietgesellschaft mbH   Mgmt   For   For
Ammend Affiliation Agreement with DeTeMedien, Deutsche Telekom Medien GmbH   Mgmt   For   For
Ammend Affiliation Agreement with GMG Generalmietgesellschaft mbH   Mgmt   For   For
Ammend Affiliation Agreement with DeTeMedien, Deutsche Telekom Medien GmbH   Mgmt   For   For

Dril-Quip, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    262037104
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    DRQ

 

CUSIP: 262037104    ISIN: US2620371045    SEDOL: 2116767

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alexander P. Shukis   Mgmt   For   For
Elect Director Terence B. Jupp   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Glencore Xstrata plc

 

Meeting Date:    16-May-13    Country:    United Kingdom    Security ID:    G39420107
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    GLEN

 

CUSIP: N/A    ISIN: JE00B4T3BW64    SEDOL: B4T3BW6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Ivan Glasenberg as Director   Mgmt   For   For
Re-elect Anthony Hayward as Director   Mgmt   For   For
Re-elect Leonhard Fischer as Director   Mgmt   For   For
Re-elect William Macaulay as Director   Mgmt   For   Against
Subject to the Merger Becoming Effective, Elect Sir John Bond as Director   Mgmt   For   Abstain

Subject to the Merger Becoming Effective, Elect Sir Steve Robson as Director   Mgmt   For   Against
Subject to the Merger Becoming Effective, Elect Ian Strachan as Director   Mgmt   For   For
Subject to the Merger Becoming Effective, Elect Con Fauconnier as Director   Mgmt   For   Abstain
Subject to the Merger Becoming Effective, Elect Peter Hooley as Director   Mgmt   For   For
Subject to the Merger Not Becoming Effective, Re-elect Simon Murray as Director   Mgmt   For   Abstain
Subject to the Merger Not Becoming Effective, Re-elect Steven Kalmin as Director   Mgmt   For   Abstain
Subject to the Merger Not Becoming Effective, Re-elect Peter Coates as Director   Mgmt   For   Abstain
Subject to the Merger Not Becoming Effective, Re-elect Li Ning as Director   Mgmt   For   Abstain
Approve Remuneration Report   Mgmt   For   Against
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

Hess Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    42809H107
Record Date:    08-Apr-13    Meeting Type:    Proxy Contest    Ticker:    HES

 

CUSIP: 42809H107    ISIN: US42809H1077    SEDOL: 2023748

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proxy (White Card)   Mgmt    
Elect Director J. Krenicki   Mgmt   For   Do Not Vote
Elect Director K. Meyers   Mgmt   For   Do Not Vote

Elect Director Fredric G. Reynolds   Mgmt   For   Do Not Vote
Elect Director William G. Schrader   Mgmt   For   Do Not Vote
Director Mark Williams   Mgmt   For   Do Not Vote
Ratify Auditors   Mgmt   For   Do Not Vote
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Do Not Vote
Declassify the Board of Directors   Mgmt   For   Do Not Vote
Require Independent Board Chairman   SH   Against   Do Not Vote
Reduce Supermajority Vote Requirement   SH   Against   Do Not Vote
Report on Political Contributions   SH   Against   Do Not Vote
Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011   SH   Against   Do Not Vote
Dissident Proxy (Green Card)   Mgmt    
Elect Director Rodney F. Chase   SH   For   For
Elect Director Harvey Golub   SH   For   For
Elect Director Karl F. Kurz   SH   For   For

Elect Director David McManus   SH   For   For
Elect Director Marshall D. Smith   SH   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Against   Against
Declassify the Board of Directors   Mgmt   For   For
Require Independent Board Chairman   SH   For   For
Reduce Supermajority Vote Requirement   SH   For   For
Report on Political Contributions   SH   For   For
Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011   SH   For   For

Kohl’s Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    500255104
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    KSS

 

CUSIP: 500255104    ISIN: US5002551043    SEDOL: 2496113

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter Boneparth   Mgmt   For   For
Elect Director Steven A. Burd   Mgmt   For   For
Elect Director Dale E. Jones   Mgmt   For   For
Elect Director Kevin Mansell   Mgmt   For   For
Elect Director John E. Schlifske   Mgmt   For   For
Elect Director Frank V. Sica   Mgmt   For   For
Elect Director Peter M. Sommerhauser   Mgmt   For   For
Elect Director Stephanie A. Streeter   Mgmt   For   For

Kohl’s Corporation

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nina G. Vaca   Mgmt   For   For
Elect Director Stephen E. Watson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt Policy on Animal Cruelty   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Maidenform Brands, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    560305104
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    MFB

 

CUSIP: 560305104    ISIN: US5603051047    SEDOL: B0DPJT3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Norman Axelrod   Mgmt   For   For
Elect Director Harold F. Compton   Mgmt   For   For
Elect Director Barbara Eisenberg   Mgmt   For   For
Elect Director Nomi Ghez   Mgmt   For   For
Elect Director Richard Johnson   Mgmt   For   For
Elect Director Maurice S. Reznik   Mgmt   For   For
Elect Director Karen Rose   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Marsh & McLennan Companies, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    571748102
Record Date:    18-Mar-13    Meeting Type:    Annual    Ticker:    MMC

 

CUSIP: 571748102    ISIN: US5717481023    SEDOL: 2567741

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Zachary W. Carter   Mgmt   For   For
Elect Director Oscar Fanjul   Mgmt   For   For
Elect Director Daniel S. Glaser   Mgmt   For   For
Elect Director H. Edward Hanway   Mgmt   For   For
Elect Director Lord Lang   Mgmt   For   For
Elect Director Elaine La Roche   Mgmt   For   For
Elect Director Steven A. Mills   Mgmt   For   For
Elect Director Bruce P. Nolop   Mgmt   For   For
Elect Director Marc D. Oken   Mgmt   For   For
Elect Director Morton O. Schapiro   Mgmt   For   For
Elect Director Adele Simmons   Mgmt   For   For
Elect Director Lloyd M. Yates   Mgmt   For   For

Elect Director R. David Yost   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Prudential plc

 

Meeting Date:    16-May-13    Country:    United Kingdom    Security ID:    G72899100
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    PRU

 

CUSIP: G72899100    ISIN: GB0007099541    SEDOL: 0709954

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For

Approve Final Dividend   Mgmt   For   For
Elect Philip Remnant as Director   Mgmt   For   For
Re-elect Sir Howard Davies as Director   Mgmt   For   For
Re-elect Robert Devey as Director   Mgmt   For   For
Re-elect John Foley as Director   Mgmt   For   For
Re-elect Michael Garrett as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Alexander Johnston as Director   Mgmt   For   For
Re-elect Paul Manduca as Director   Mgmt   For   For
Re-elect Michael McLintock as Director   Mgmt   For   For
Re-elect Kaikhushru Nargolwala as Director   Mgmt   For   For
Re-elect Nicolaos Nicandrou as Director   Mgmt   For   For
Re-elect Barry Stowe as Director   Mgmt   For   For
Re-elect Tidjane Thiam as Director   Mgmt   For   For
Re-elect Lord Turnbull as Director   Mgmt   For   For
Re-elect Michael Wells as Director   Mgmt   For   For

Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Approve Savings-Related Share Option Scheme   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

The Williams Companies, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    969457100
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    WMB

 

CUSIP: 969457100    ISIN: US9694571004    SEDOL: 2967181

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan S. Armstrong   Mgmt   For   For
Elect Director Joseph R. Cleveland   Mgmt   For   For
Elect Director Kathleen B. Cooper   Mgmt   For   For
Elect Director John A. Hagg   Mgmt   For   For
Elect Director Juanita H. Hinshaw   Mgmt   For   For
Elect Director Ralph Izzo   Mgmt   For   For
Elect Director Frank T. MacInnis   Mgmt   For   For
Elect Director Steven W. Nance   Mgmt   For   For
Elect Director Murray D. Smith   Mgmt   For   For
Elect Director Janice D. Stoney   Mgmt   For   For

Elect Director Laura A. Sugg   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Union Pacific Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    907818108
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    UNP

 

CUSIP: 907818108    ISIN: US9078181081    SEDOL: 2914734

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrew H. Card, Jr.   Mgmt   For   For
Elect Director Erroll B. Davis, Jr.   Mgmt   For   For
Elect Director Thomas J. Donohue   Mgmt   For   For
Elect Director Archie W. Dunham   Mgmt   For   For

Elect Director Judith Richards Hope   Mgmt   For   For
Elect Director John J. Koraleski   Mgmt   For   For
Elect Director Charles C. Krulak   Mgmt   For   For
Elect Director Michael R. McCarthy   Mgmt   For   For
Elect Director Michael W. McConnell   Mgmt   For   For
Elect Director Thomas F. McLarty, III   Mgmt   For   For
Elect Director Steven R. Rogel   Mgmt   For   For
Elect Director Jose H. Villarreal   Mgmt   For   For
Elect Director James R. Young   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For

Wabash National Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    929566107
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    WNC

 

CUSIP: 929566107    ISIN: US9295661071    SEDOL: 2932048

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard J. Giromini   Mgmt   For   For
Elect Director Martin C. Jischke   Mgmt   For   For
Elect Director James D. Kelly   Mgmt   For   For
Elect Director John E. Kunz   Mgmt   For   For
Elect Director Larry J. Magee   Mgmt   For   For
Elect Director Ann D. Murtlow   Mgmt   For   For
Elect Director Scott K. Sorensen   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Washington Real Estate Investment Trust

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    939653101
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    WRE

 

CUSIP: 939653101    ISIN: US9396531017    SEDOL: 2942304

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William G. Byrnes   Mgmt   For   For
Elect Director John P. McDaniel   Mgmt   For   For
Elect Director George F. McKenzie   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Aetna Inc.

 

Meeting Date:    17-May-13    Country:    USA    Security ID:    00817Y108
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    AET

 

CUSIP: 00817Y108    ISIN: US00817Y1082    SEDOL: 2695921

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Fernando Aguirre   Mgmt   For   Against
Elect Director Mark T. Bertolini   Mgmt   For   Against
Elect Director Frank M. Clark   Mgmt   For   Against
Elect Director Betsy Z. Cohen   Mgmt   For   For
Elect Director Molly J. Coye   Mgmt   For   Against
Elect Director Roger N. Farah   Mgmt   For   Against

Elect Director Barbara Hackman Franklin   Mgmt   For   For
Elect Director Jeffrey E. Garten   Mgmt   For   For
Elect Director Ellen M. Hancock   Mgmt   For   For
Elect Director Richard J. Harrington   Mgmt   For   For
Elect Director Edward J. Ludwig   Mgmt   For   Against
Elect Director Joseph P. Newhouse   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Reduce Supermajority Vote Requirement   SH   Against   For
Enhance Board Oversight of Political Contributions   SH   Against   Against

Aon plc

 

Meeting Date:    17-May-13    Country:    United Kingdom    Security ID:    G0408V102
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    AON

 

CUSIP: 037389103    ISIN: GB00B5BT0K07    SEDOL: B5BT0K0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Lester B. Knight as Director   Mgmt   For   For
Elect Gregory C. Case as Director   Mgmt   For   For
Elect Fulvio Conti as Director   Mgmt   For   For
Elect Cheryl A. Francis as Director   Mgmt   For   For
Elect Edgar D. Jannotta as Director   Mgmt   For   For
Elect J. Michael Losh as Director   Mgmt   For   For
Elect Robert S. Morrison as Director   Mgmt   For   For
Elect Richard B. Myers as Director   Mgmt   For   For
Elect Richard C. Notebaert as Director   Mgmt   For   For

Elect Gloria Santona as Director   Mgmt   For   For
Elect Carolyn Y. Woo as Director   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Ratify Ernst and Young LLP as Aon’s Auditors   Mgmt   For   For
Ratify Ernst and Young LLP as Aon’s U.K. Statutory Auditor   Mgmt   For   For
Authorize Board to Fix Remuneration of Internal Statutory Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote to Ratify Directors’ Remuneration Report   Mgmt   For   For
Approve Nonqualified Employee Stock Purchase Plan   Mgmt   For   For

Meadowbrook Insurance Group, Inc.

 

Meeting Date:    17-May-13    Country:    USA    Security ID:    58319P108
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    MIG

 

CUSIP: 58319P108    ISIN: US58319P1084    SEDOL: 2574945

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David K. Page   Mgmt   For   For
Elect Director Herbert Tyner   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Seattle Genetics, Inc.

 

Meeting Date:    17-May-13    Country:    USA    Security ID:    812578102
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    SGEN

 

CUSIP: 812578102    ISIN: US8125781026    SEDOL: 2738127

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Marc E. Lippman   Mgmt   For   For
Elect Director Franklin M. Berger   Mgmt   For   For
Elect Director Daniel G. Welch   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Tanger Factory Outlet Centers, Inc.

 

Meeting Date:    17-May-13    Country:    USA    Security ID:    875465106
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    SKT

 

CUSIP: 875465106    ISIN: US8754651060    SEDOL: 2874582

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jack Africk   Mgmt   For   For
Elect Director William G. Benton   Mgmt   For   For
Elect Director Bridget Ryan Berman   Mgmt   For   For
Elect Director Donald G. Drapkin   Mgmt   For   For
Elect Director Thomas J. Reddin   Mgmt   For   For
Elect Director Thomas E. Robinson   Mgmt   For   For
Elect Director Allan L. Schuman   Mgmt   For   For
Elect Director Steven B. Tanger   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Total SA

 

Meeting Date:    17-May-13    Country:    France    Security ID:    F92124100
Record Date:    13-May-13    Meeting Type:    Annual/Special    Ticker:    FP

 

CUSIP: F92124100    ISIN: FR0000120271    SEDOL: B15C557

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.34 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Thierry Desmarest as Director   Mgmt   For   For

Reelect Gunnar Brock as Director   Mgmt   For   For
Reelect Gerard Lamarche as Director   Mgmt   For   For
Elect Charles Keller as Representative of Employee Shareholders to the Board   Mgmt   For   For
Elect Philippe Marchandise as Representative of Employee Shareholders to the Board   Mgmt   Against   Against
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.40 Million   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Shareholder Proposals Submitted by UES Amont Total Workers’ Counsel   Mgmt    
Approve the Establishment of an Independent Ethics Committee   SH   Against   Against
Approve to Link Remuneration to Positive Safety Indicators   SH   Against   Against
Acquire the Diversity Label   SH   Against   Against

Approve Nomination of Employees Representative to the Remuneration Committee   SH   Against   Against
Allow Loyalty Dividends to Long-Term Registered Shareholders   SH   Against   Against

Quad/Graphics, Inc.

 

Meeting Date:    20-May-13    Country:    USA    Security ID:    747301109
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    QUAD

 

CUSIP: 747301109    ISIN: US7473011093    SEDOL: B3YM983

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William J. Abraham, Jr.   Mgmt   For   Withhold
Elect Director Douglas P. Buth   Mgmt   For   For
Elect Director Christopher B. Harned   Mgmt   For  

Withhold

Elect Director Betty Ewens Quadracci   Mgmt   For   Withhold
Elect Director J. Joel Quadracci   Mgmt   For   Withhold
Elect Director Thomas O. Ryder   Mgmt   For   For
Elect Director John S. Shiely   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Targa Resources Corp.

 

Meeting Date:    20-May-13    Country:    USA    Security ID:    87612G101
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    TRGP

 

CUSIP: 87612G101    ISIN: US87612G1013    SEDOL: B55PZY3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Rene R. Joyce   Mgmt   For   For
Elect Director Peter R. Kagan   Mgmt   For   For
Elect Director Chris Tong   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Ultimate Software Group, Inc.

 

Meeting Date:    20-May-13    Country:    USA    Security ID:    90385D107
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    ULTI

 

CUSIP: 90385D107    ISIN: US90385D1072    SEDOL: 2249964

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Scott Scherr   Mgmt   For   For
Elect Director Alois T. Leiter   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Tompkins Financial Corporation

 

Meeting Date:    20-May-13    Country:    USA    Security ID:    890110109
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    TMP

 

CUSIP: 890110109    ISIN: US8901101092    SEDOL: 2888613

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John E. Alexander   Mgmt   For   For
Elect Director Paul J. Battaglia   Mgmt   For   For
Elect Director James J. Byrnes   Mgmt   For   For
Elect Director Daniel J. Fessenden   Mgmt   For   For
Elect Director James W. Fulmer   Mgmt   For   For
Elect Director Reeder D. Gates   Mgmt   For   For
Elect Director James R. Hardie   Mgmt   For   For
Elect Director Carl E. Haynes   Mgmt   For   For
Elect Director Susan A. Henry   Mgmt   For   For
Elect Director Patricia A. Johnson   Mgmt   For   For
Elect Director Frank C. Milewski   Mgmt   For   For
Elect Director Sandra A. Parker   Mgmt   For   For
Elect Director Thomas R. Rochon   Mgmt   For   For
Elect Director Stephen S. Romaine   Mgmt   For   For
Elect Director Michael H. Spain   Mgmt   For   For

Elect Director William D. Spain, Jr.   Mgmt   For   For
Elect Director Alfred J. Weber   Mgmt   For   For
Elect Director Craig Yunker   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Watsco, Inc.

 

Meeting Date:    20-May-13    Country:    USA    Security ID:    942622200
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    WSO

 

CUSIP: 942622200    ISIN: US9426222009    SEDOL: 2943039

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David C. Darnell   Mgmt   For   Withhold

American Tower Corporation

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    03027X100
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    AMT

 

CUSIP: 03027X100    ISIN: US03027X1000    SEDOL: B7FBFL2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Raymond P. Dolan   Mgmt   For   For
Elect Director Ronald M. Dykes   Mgmt   For   For
Elect Director Carolyn F. Katz   Mgmt   For   For
Elect Director Gustavo Lara Cantu   Mgmt   For   For
Elect Director JoAnn A. Reed   Mgmt   For   For
Elect Director Pamela D.A. Reeve   Mgmt   For   For
Elect Director David E. Sharbutt   Mgmt   For   For

Elect Director James D. Taiclet, Jr.   Mgmt   For   For
Elect Director Samme L. Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Right to Call Special Meeting   Mgmt   For   For

Boston Properties, Inc.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    101121101
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    BXP

 

CUSIP: 101121101    ISIN: US1011211018    SEDOL: 2019479

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Zoë Baird Budinger   Mgmt   For   For

Elect Director Carol B. Einiger   Mgmt   For   For
Elect Director Jacob A. Frenkel   Mgmt   For   Against
Elect Director Joel I. Klein   Mgmt   For   For
Elect Director Douglas T. Linde   Mgmt   For   For
Elect Director Matthew J. Lustig   Mgmt   For   For
Elect Director Alan J. Patricof   Mgmt   For   For
Elect Director Owen D. Thomas   Mgmt   For   For
Elect Director Martin Turchin   Mgmt   For   For
Elect Director David A. Twardock   Mgmt   For   Against
Elect Director Mortimer B. Zuckerman   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Extra Space Storage Inc.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    30225T102
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    EXR

 

CUSIP: 30225T102    ISIN: US30225T1025    SEDOL: B02HWR9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth M. Woolley   Mgmt   For   For
Elect Director Spencer F. Kirk   Mgmt   For   For
Elect Director Anthony Fanticola   Mgmt   For   For
Elect Director Hugh W. Horne   Mgmt   For   For
Elect Director Joseph D. Margolis   Mgmt   For   For
Elect Director Roger B. Porter   Mgmt   For   For
Elect Director K. Fred Skousen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Hatteras Financial Corp.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    41902R103
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    HTS

 

CUSIP: 41902R103    ISIN: US41902R1032    SEDOL: B2R5SY1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael R. Hough   Mgmt   For   For
Elect Director Benjamin M. Hough   Mgmt   For   For
Elect Director David W. Berson   Mgmt   For   For
Elect Director Ira G. Kawaller   Mgmt   For   For
Elect Director Jeffrey D. Miller   Mgmt   For   For

Elect Director Thomas D. Wren   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   Against   For

Hutchison Whampoa Limited

 

Meeting Date:    21-May-13    Country:    Hong Kong    Security ID:    Y38024108
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    00013

 

CUSIP: Y38024108    ISIN: HK0013000119    SEDOL: 6448068

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For

Elect Li Tzar Kuoi as Director   Mgmt   For   Against
Elect Frank John Sixt as Director   Mgmt   For   Against
Elect Holger Kluge as Director   Mgmt   For   For
Elect George Colin Magnus as Director   Mgmt   For   Against
Elect Lee Wai Mun, Rose as Director   Mgmt   For   For
Elect Lee Yeh Kwong, Charles as Director   Mgmt   For   Against
Appoint Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

JPMorgan Chase & Co.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    46625h100
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    JPM

 

CUSIP: 46625h100    ISIN: US46625H1005    SEDOL: 2190385

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James A. Bell   Mgmt   For   For
Elect Director Crandall C.Bowles   Mgmt   For   For
Elect Director Stephen B. Burke   Mgmt   For   For
Elect Director David M. Cote   Mgmt   For   Against
Elect Director James S. Crown   Mgmt   For   Against
Elect Director James Dimon   Mgmt   For   For
Elect Director Timothy P. Flynn   Mgmt   For   For
Elect Director Ellen V. Futter   Mgmt   For   Against
Elect Director Laban P. Jackson, Jr.   Mgmt   For   For
Elect Director Lee R. Raymond   Mgmt   For   For

Elect Director William C. Weldon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Act by Written Consent   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Stock Retention/Holding Period   SH   Against   Against
Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   Against

Mid-America Apartment Communities, Inc.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    59522J103
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    MAA

 

CUSIP: 59522J103    ISIN: US59522J1034    SEDOL: 2589132

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director H. Eric Bolton, Jr.   Mgmt   For   For
Elect Director Alan B. Graf, Jr.   Mgmt   For   For
Elect Director Ralph Horn   Mgmt   For   For
Elect Director Philip W. Norwood   Mgmt   For   For
Elect Director W. Reid Sanders   Mgmt   For   For
Elect Director William B. Sansom   Mgmt   For   For
Elect Director Gary Shorb   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Mondelez International, Inc.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    609207105
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    MDLZ

 

CUSIP: 609207105    ISIN: US6092071058    SEDOL: B8CKK03

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen F. Bollenbach   Mgmt   For   Against
Elect Director Lewis W.K. Booth   Mgmt   For   For
Elect Director Lois D. Juliber   Mgmt   For   Against
Elect Director Mark D. Ketchum   Mgmt   For   Against
Elect Director Jorge S. Mesquita   Mgmt   For   For
Elect Director Fredric G. Reynolds   Mgmt   For   For
Elect Director Irene B. Rosenfeld   Mgmt   For   For

Elect Director Patrick T. Siewert   Mgmt   For   For
Elect Director Ruth J. Simmons   Mgmt   For   Against
Elect Director Ratan N. Tata   Mgmt   For   For
Elect Director Jean-Francois M. L. van Boxmeer   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Adopting Extended Producer Responsibility Policy   SH   Against   Against

Royal Dutch Shell plc

 

Meeting Date:    21-May-13    Country:    United Kingdom    Security ID:    G7690A100
Record Date:    17-May-13    Meeting Type:    Annual    Ticker:    RDSA

 

CUSIP: G7690A118    ISIN: GB00B03MLX29    SEDOL: B03MLX2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Josef Ackermann as Director   Mgmt   For   For
Re-elect Guy Elliott as Director   Mgmt   For   For
Re-elect Simon Henry as Director   Mgmt   For   For
Re-elect Charles Holliday as Director   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Jorma Ollila as Director   Mgmt   For   For
Re-elect Sir Nigel Sheinwald as Director   Mgmt   For   For
Re-elect Linda Stuntz as Director   Mgmt   For   For
Re-elect Peter Voser as Director   Mgmt   For   For
Re-elect Hans Wijers as Director   Mgmt   For   For
Elect Gerrit Zalm as Director   Mgmt   For   For

Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For

Southwestern Energy Company

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    845467109
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    SWN

 

CUSIP: 845467109    ISIN: US8454671095    SEDOL: 2828619

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Gass   Mgmt   For   For
Elect Director Catherine A. Kehr   Mgmt   For   For
Elect Director Greg D. Kerley   Mgmt   For   For
Elect Director Harold M. Korell   Mgmt   For   For
Elect Director Vello A. Kuuskraa   Mgmt   For   For
Elect Director Kenneth R. Mourton   Mgmt   For   For
Elect Director Steven L. Mueller   Mgmt   For   For
Elect Director Elliott Pew   Mgmt   For   For
Elect Director Alan H. Stevens   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Two Harbors Investment Corp.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    90187B101
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    TWO

 

CUSIP: 90187B101    ISIN: US90187B1017    SEDOL: B563MS9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Bender   Mgmt   For   For
Elect Director Mark D. Ein   Mgmt   For   For
Elect Director William W. Johnson   Mgmt   For   For
Elect Director Stephen G. Kasnet   Mgmt   For   For
Elect Director W. Reid Sanders   Mgmt   For   For
Elect Director Thomas Siering   Mgmt   For   For
Elect Director Brian C. Taylor   Mgmt   For   For
Elect Director Hope B. Woodhouse   Mgmt   For   For

Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Builders FirstSource, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    12008R107
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    BLDR

 

CUSIP: 12008R107    ISIN: US12008R1077    SEDOL: B0BV2M7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel Agroskin   Mgmt   For   Withhold
Elect Director Kevin J. Kruse   Mgmt   For   Withhold
Elect Director Floyd F. Sherman   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For

CenturyLink, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    156700106
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    CTL

 

CUSIP: 156700106    ISIN: US1567001060    SEDOL: 2185046

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. Bruce Hanks   Mgmt   For   For
Elect Director C. G. Melville, Jr.   Mgmt   For   For
Elect Director Fred R. Nichols   Mgmt   For   For
Elect Director William A. Owens   Mgmt   For   For
Elect Director Harvey P. Perry   Mgmt   For   For

Elect Director Glen F. Post, III   Mgmt   For   For
Elect Director Laurie A. Siegel   Mgmt   For   For
Elect Director Joseph R. Zimmel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Share Retention Policy   SH   Against   For
Adopt Policy on Bonus Banking   SH   Against   Against
Proxy Access   SH   Against   Against
Provide for Confidential Voting   SH   Against   For

Genesee & Wyoming Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    371559105
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    GWR

 

CUSIP: 371559105    ISIN: US3715591059    SEDOL: 2374060

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard H. Bott   Mgmt   For   For
Elect Director Oivind Lorentzen, III   Mgmt   For   For
Elect Director Philip J. Ringo   Mgmt   For   For
Elect Director Mark A. Scudder   Mgmt   For   For
Elect Director Gregory S. Ledford   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Graphic Packaging Holding Company

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    388689101
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    GPK

 

CUSIP: 388689101    ISIN: US3886891015    SEDOL: B2Q8249

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George V. Bayly   Mgmt   For   For
Elect Director David D. Campbell   Mgmt   For   For
Elect Director Harold R. Logan, Jr.   Mgmt   For   For
Elect Director David A. Perdue   Mgmt   For   For

Integra LifeSciences Holdings Corporation

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    457985208
Record Date:    29-Mar-13    Meeting Type:    Annual    Ticker:    IART

 

CUSIP: 457985208    ISIN: US4579852082    SEDOL: 2248693

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter J. Arduini   Mgmt   For   For
Elect Director Keith Bradley   Mgmt   For   For
Elect Director Richard E. Caruso   Mgmt   For   For
Elect Director Stuart M. Essig   Mgmt   For   For
Elect Director Barbara B. Hill   Mgmt   For   For
Elect Director Lloyd W. Howell, Jr.   Mgmt   For   For
Elect Director Neal Moszkowski   Mgmt   For   For
Elect Director Raymond G. Murphy   Mgmt   For   For
Elect Director Christian S. Schade   Mgmt   For   For
Elect Director James M. Sullivan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Magellan Health Services, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    559079207
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    MGLN

 

CUSIP: 559079207    ISIN: US5590792074    SEDOL: 2307787

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael P. Ressner   Mgmt   For   For
Elect Director Michael S. Diament   Mgmt   For   Withhold
Elect Director Barry M. Smith   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

MFA Financial, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    55272X102
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    MFA

 

CUSIP: 55272X102    ISIN: US55272X1028    SEDOL: 2418162

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James A. Brodsky   Mgmt   For   For
Elect Director Alan L. Gosule   Mgmt   For   For
Elect Director Stewart Zimmerman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

NetSuite Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    64118Q107
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    N

 

CUSIP: 64118Q107    ISIN: US64118Q1076    SEDOL: B2B0FZ2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William Beane III   Mgmt   For   For
Elect Director Deborah Farrington   Mgmt   For   For
Elect Director Edward Zander   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Primerica, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    74164M108
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    PRI

 

CUSIP: 74164M108    ISIN: US74164M1080    SEDOL: B50K3X8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Declassify the Board of Directors   Mgmt   For   For
Reduce Supermajority Vote Requirement   Mgmt   For   For
Amend Certificate of Incorpoation   Mgmt   For   For
Elect Director John A. Addison, Jr.   Mgmt   For   For
Elect Director Joel M. Babbitt   Mgmt   For   For
Elect Director P. George Benson   Mgmt   For   For
Elect Director Michael E. Martin   Mgmt   For   For
Elect Director Mark Mason   Mgmt   For   For
Elect Director Robert F. McCullough   Mgmt   For   For
Elect Director D. Richard Williams   Mgmt   For   For
Elect Director Barbara A. Yastine   Mgmt   For   For

Elect Director Daniel A. Zilberman   Mgmt   For   For
Elect Director P. George Benson   Mgmt   For   For
Elect Director Michael E. Martin   Mgmt   For   For
Elect Director Mark Mason   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

ProAssurance Corporation

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    74267C106
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    PRA

 

CUSIP: 74267C106    ISIN: US74267C1062    SEDOL: 2612737

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William J. Listwan   Mgmt   For   For
Elect Director John J. McMahon, Jr.   Mgmt   For   For

Elect Director W. Stancil Starnes   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ross Stores, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    778296103
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    ROST

 

CUSIP: 778296103    ISIN: US7782961038    SEDOL: 2746711

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael Balmuth   Mgmt   For   For

Elect Director K. Gunnar Bjorklund   Mgmt   For   For
Elect Director Sharon D. Garrett   Mgmt   For   For
Elect Director Michael J. Bush   Mgmt   For   For
Elect Director Norman A. Ferber   Mgmt   For   For
Elect Director Gregory L. Quesnel   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Sovran Self Storage, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    84610H108
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    SSS

 

CUSIP: 84610H108    ISIN: US84610H1086    SEDOL: 2832212

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert J. Attea   Mgmt   For   For
Elect Director Kenneth F. Myszka   Mgmt   For   For
Elect Director Anthony P. Gammie   Mgmt   For   For
Elect Director Charles E. Lannon   Mgmt   For   For
Elect Director James R. Boldt   Mgmt   For   For
Elect Director Stephen R. Rusmisel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Tredegar Corporation

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    894650100
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    TG

 

CUSIP: 894650100    ISIN: US8946501009    SEDOL: 2903345

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald T. Cowles   Mgmt   For   Withhold
Elect Director George C. Freeman, III   Mgmt   For   Withhold
Elect Director John D. Gottwald   Mgmt   For   Withhold
Elect Director Thomas G. Snead, Jr.   Mgmt   For   For
Elect Director Nancy M. Taylor   Mgmt   For   Withhold
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Alexander’s, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    014752109
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    ALX

 

CUSIP: 014752109    ISIN: US0147521092    SEDOL: 2014021

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven Roth   Mgmt   For   Withhold
Elect Director Thomas R. DiBenedetto   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Amazon.com, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    023135106
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    AMZN

 

CUSIP: 023135106    ISIN: US0231351067    SEDOL: 2000019

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jeffrey P. Bezos   Mgmt   For   For
Elect Director Tom A. Alberg   Mgmt   For   For
Elect Director John Seely Brown   Mgmt   For   For
Elect Director William B. Gordon   Mgmt   For   For
Elect Director Jamie S. Gorelick   Mgmt   For   For
Elect Director Alain Monie   Mgmt   For   For
Elect Director Jonathan J. Rubinstein   Mgmt   For   For
Elect Director Thomas O. Ryder   Mgmt   For   For
Elect Director Patricia Q. Stonesifer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   For

AmSurg Corp.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    03232P405
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    AMSG

 

CUSIP: 03232P405    ISIN: US03232P4054    SEDOL: 2781381

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James A. Deal   Mgmt   For   For
Elect Director Steven I. Geringer   Mgmt   For   For
Elect Director Claire M. Gulmi   Mgmt   For   For
Elect Director Joey A. Jacobs   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

BG Group plc

 

Meeting Date:    23-May-13    Country:    United Kingdom    Security ID:    G1245Z108
Record Date:    21-May-13    Meeting Type:    Annual    Ticker:    BG.

 

CUSIP: G1245Z108    ISIN: GB0008762899    SEDOL: 0876289

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Den Jones as Director   Mgmt   For   For
Elect Lim Haw-Kuang as Director   Mgmt   For   For
Re-elect Peter Backhouse as Director   Mgmt   For   For

Re-elect Vivienne Cox as Director   Mgmt   For   For
Re-elect Chris Finlayson as Director   Mgmt   For   For
Re-elect Andrew Gould as Director   Mgmt   For   For
Re-elect Baroness Hogg as Director   Mgmt   For   For
Re-elect Dr John Hood as Director   Mgmt   For   For
Re-elect Martin Houston as Director   Mgmt   For   For
Re-elect Caio Koch-Weser as Director   Mgmt   For   For
Re-elect Sir David Manning as Director   Mgmt   For   For
Re-elect Mark Seligman as Director   Mgmt   For   For
Re-elect Patrick Thomas as Director   Mgmt   For   For
Appoint Ernst & Young LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Cash America International, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    14754D100
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    CSH

 

CUSIP: 14754D100    ISIN: US14754D1000    SEDOL: 2179425

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel E. Berce   Mgmt   For   For
Elect Director Jack R. Daugherty   Mgmt   For   For

Elect Director Daniel R. Feehan   Mgmt   For   For
Elect Director James H. Graves   Mgmt   For   For
Elect Director B.D. Hunter   Mgmt   For   For
Elect Director Timothy J. McKibben   Mgmt   For   For
Elect Director Alfred M. Micallef   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Chart Industries, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    16115Q308
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    GTLS

 

CUSIP: 16115Q308    ISIN: US16115Q3083    SEDOL: B19HNF4

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Samuel F. Thomas   Mgmt   For   For
Elect Director W. Douglas Brown   Mgmt   For   For
Elect Director Richard E. Goodrich   Mgmt   For   For
Elect Director Steven W. Krablin   Mgmt   For   For
Elect Director Michael W. Press   Mgmt   For   For
Elect Director James M. Tidwell   Mgmt   For   For
Elect Director Thomas L. Williams   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

ChemoCentryx, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    16383L106
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    CCXI

 

CUSIP: 16383L106    ISIN: US16383L1061    SEDOL: B6ZL968

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Geoffrey M. Parker   Mgmt   For   For
Elect Director James L. Tyree   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cinemark Holdings, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    17243V102
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    CNK

 

CUSIP: 17243V102    ISIN: US17243V1026    SEDOL: B1W7RQ0

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Benjamin D. Chereskin   Mgmt   For   For
Elect Director Lee Roy Mitchell   Mgmt   For   For
Elect Director Raymond W. Syufy   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

Citrix Systems, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    177376100
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    CTXS

 

CUSIP: 177376100    ISIN: US1773761002    SEDOL: 2182553

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark B. Templeton   Mgmt   For   For
Elect Director Stephen M. Dow   Mgmt   For   For
Elect Director Godfrey R. Sullivan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

CONMED Corporation

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    207410101
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    CNMD

 

CUSIP: 207410101    ISIN: US2074101013    SEDOL: 2216010

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Eugene R. Corasanti   Mgmt   For   For
Elect Director Joseph J. Corasanti   Mgmt   For   For
Elect Director Bruce F. Daniels   Mgmt   For   For
Elect Director Jo Ann Golden   Mgmt   For   For
Elect Director Stephen M. Mandia   Mgmt   For   For
Elect Director Stuart J. Schwartz   Mgmt   For   For
Elect Director Mark E. Tryniski   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Continental Resources, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    212015101
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    CLR

 

CUSIP: 212015101    ISIN: US2120151012    SEDOL: B1XGWS3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Harold G. Hamm   Mgmt   For   For
Elect Director John T. McNabb, II   Mgmt   For   For
Elect Director David L. Boren   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Deutsche Bank AG

 

Meeting Date:    23-May-13    Country:    Germany    Security ID:    D18190898
Record Date:       Meeting Type:    Annual    Ticker:    DBK

 

CUSIP: D18190898    ISIN: DE0005140008    SEDOL: 5750355

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For
Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For

Approve Remuneration System for Management Board Members   Mgmt   For   For
Approve Remuneration of Supervisory Board   Mgmt   For   For
Elect John Cryan to the Supervisory Board   Mgmt   For   For
Elect Henning Kagermann to the Supervisory Board   Mgmt   For   For
Elect Suzanne Labarge to the Supervisory Board   Mgmt   For   For
Elect Johannes Teyssen to the Supervisory Board   Mgmt   For   For
Elect Georg Thoma to the Supervisory Board   Mgmt   For   For
Elect Tilman Todenhoefer to the Supervisory Board   Mgmt   For   For
Elect Dina Dublon to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 230.4 Million Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Domination Agreement with RREEF Management GmbH   Mgmt   For   For

GNC Holdings, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    36191G107
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    GNC

 

CUSIP: 36191G107    ISIN: US36191G1076    SEDOL: B3VLKV3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Philip E. Mallott   Mgmt   For   For
Elect Director C. Scott O’Hara   Mgmt   For   For
Elect Director Richard J. Wallace   Mgmt   For   For
Eliminate Class of Common Stock   Mgmt   For   For
Establish Range For Board Size   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Amendment to Delete Various Provisions Related to the Company’s Former ‘Sponsors’ which are Now Inapplicable   Mgmt   For   For

Provide Right to Act by Written Consent   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Kilroy Realty Corporation

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    49427F108
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    KRC

 

CUSIP: 49427F108    ISIN: US49427F1084    SEDOL: 2495529

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John B. Kilroy, Jr.   Mgmt   For   For
Elect Director Edward F. Brennan   Mgmt   For   Withhold

Elect Director William P. Dickey   Mgmt   For   Withhold
Elect Director Scott S. Ingraham   Mgmt   For   Withhold
Elect Director Dale F. Kinsella   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

National Retail Properties, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    637417106
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    NNN

 

CUSIP: 637417106    ISIN: US6374171063    SEDOL: 2211811

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Don DeFosset   Mgmt   For   For
Elect Director David M. Fick   Mgmt   For   For
Elect Director Edward J. Fritsch   Mgmt   For   For
Elect Director Kevin B. Habicht   Mgmt   For   For
Elect Director Richard B. Jennings   Mgmt   For   For
Elect Director Ted B. Lanier   Mgmt   For   For
Elect Director Robert C. Legler   Mgmt   For   For
Elect Director Craig Macnab   Mgmt   For   For
Elect Director Robert Martinez   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Onyx Pharmaceuticals, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    683399109
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    ONXX

 

CUSIP: 683399109    ISIN: US6833991093    SEDOL: 2656069

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Corinne H. Nevinny   Mgmt   For   For
Elect Director Thomas G. Wiggans   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Post Properties, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    737464107
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    PPS

 

CUSIP: 737464107    ISIN: US7374641071    SEDOL: 2705262

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert C. Goddard, III   Mgmt   For   For
Elect Director David P. Stockert   Mgmt   For   For
Elect Director Herschel M. Bloom   Mgmt   For   For
Elect Director Walter M. Deriso, Jr.   Mgmt   For   For
Elect Director Russell R. French   Mgmt   For   For
Elect Director Ronald de Waal   Mgmt   For   For
Elect Director Donald C. Wood   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Goldman Sachs Group, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    38141G104
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    GS

 

CUSIP: 38141G104    ISIN: US38141G1040    SEDOL: 2407966

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lloyd C. Blankfein   Mgmt   For   For
Elect Director M. Michele Burns   Mgmt   For   For
Elect Director Gary D. Cohn   Mgmt   For   For
Elect Director Claes Dahlback   Mgmt   For   For
Elect Director William W. George   Mgmt   For   For
Elect Director James A. Johnson   Mgmt   For   For

Elect Director Lakshmi N. Mittal   Mgmt   For   For
Elect Director Adebayo O. Ogunlesi   Mgmt   For   For
Elect Director James J. Schiro   Mgmt   For   For
Elect Director Debora L. Spar   Mgmt   For   For
Elect Director Mark E. Tucker   Mgmt   For   For
Elect Director David A. Viniar   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Establish Board Committee on Human Rights   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   Against
Adopt Proxy Access Right   SH   Against   Against
Employ Investment Bank to Explore Alternatives to Maximize Shareholder Value   SH   Against   Against

Time Warner Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    887317303
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    TWX

 

CUSIP: 887317303    ISIN: US8873173038    SEDOL: B63QTN2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James L. Barksdale   Mgmt   For   Against
Elect Director William P. Barr   Mgmt   For   For
Elect Director Jeffrey L. Bewkes   Mgmt   For   For
Elect Director Stephen F. Bollenbach   Mgmt   For   Against
Elect Director Robert C. Clark   Mgmt   For   Against
Elect Director Mathias Dopfner   Mgmt   For   For
Elect Director Jessica P. Einhorn   Mgmt   For   Against

Elect Director Fred Hassan   Mgmt   For   For
Elect Director Kenneth J. Novack   Mgmt   For   Against
Elect Director Paul D. Wachter   Mgmt   For   For
Elect Director Deborah C. Wright   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

ViroPharma Incorporated

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    928241108
Record Date:    02-Apr-13    Meeting Type:    Annual    Ticker:    VPHM

 

CUSIP: 928241108    ISIN: US9282411084    SEDOL: 2945660

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William D. Claypool   Mgmt   For   For
Elect Director Julie H. McHugh   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

HSBC Holdings plc

 

Meeting Date:    24-May-13    Country:    United Kingdom    Security ID:    G4634U169
Record Date:    23-May-13    Meeting Type:    Annual    Ticker:    HSBA

 

CUSIP: G4634U169    ISIN: GB0005405286    SEDOL: 0540528

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Safra Catz as Director   Mgmt   For   For
Re-elect Laura Cha as Director   Mgmt   For   For
Re-elect Marvin Cheung as Director   Mgmt   For   For
Elect Jim Comey as Director   Mgmt   For   For
Re-elect John Coombe as Director   Mgmt   For   For
Re-elect Joachim Faber as Director   Mgmt   For   For
Re-elect Rona Fairhead as Director   Mgmt   For   For
Elect Renato Fassbind as Director   Mgmt   For   For
Re-elect Douglas Flint as Director   Mgmt   For   For
Re-elect Stuart Gulliver as Director   Mgmt   For   For
Re-elect James Hughes-Hallett as Director   Mgmt   For   For
Re-elect William Laidlaw as Director   Mgmt   For   For
Re-elect John Lipsky as Director   Mgmt   For   For

Re-elect Janis Lomax as Director   Mgmt   For   For
Re-elect Iain Mackay as Director   Mgmt   For   For
Re-elect Sir Simon Robertson as Director   Mgmt   For   For
Re-elect John Thornton as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Questcor Pharmaceuticals, Inc.

 

Meeting Date:    24-May-13    Country:    USA    Security ID:    74835Y101
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    QCOR

 

CUSIP: 74835Y101    ISIN: US74835Y1010    SEDOL: 2242941

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Don M. Bailey   Mgmt   For   For
Elect Director Neal C. Bradsher   Mgmt   For   For
Elect Director Stephen C. Farrell   Mgmt   For   For
Elect Director Louis Silverman   Mgmt   For   For
Elect Director Virgil D. Thompson   Mgmt   For   For
Elect Director Scott M. Whitcup   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

France Telecom

 

Meeting Date:    28-May-13    Country:    France    Security ID:    F4113C103
Record Date:    22-May-13    Meeting Type:    Annual/Special    Ticker:    FTE

 

CUSIP: F4113C103    ISIN: FR0000133308    SEDOL: 5176177

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Treatment of Losses and Dividends of EUR 0.78 per Share   Mgmt   For   For
Approve Transaction with Thales and Caisse des Depots et Consignations Re: Creation of a new Company, “Cloudwatt”   Mgmt   For   For
Elect Fonds Strategique d’Investissement as Director   Mgmt   For   Against

Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Change Company Name to Orange and Amend Articles 1 and 3 of Bylaws Accordingly   Mgmt   For   For
Amend Article 13 of Bylaws Re: Directors’ Mandates   Mgmt   For   For
Amend Article 13.2 of Bylaws Re: Election of Representative of Employee   Mgmt   For   For
Amend Article 13.3 of Bylaws Re: Election of Representative of Employee Shareholders   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for a Private Placement, up to Aggregate Nominal Amount of EUR 1.5 Billion   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11 to 13   Mgmt   For   For

Authorize Capital Increase of Up to EUR 1.5 Billion for Future Exchange Offers   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Capital Increase of up to EUR 1 Million to Holders of Orange Holding SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement   Mgmt   For   For
Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 11 to 17 at EUR 3.5 Billion   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Merck & Co., Inc.

 

Meeting Date:    28-May-13    Country:    USA    Security ID:    58933Y105
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    MRK

 

CUSIP: 58933Y105    ISIN: US58933Y1055    SEDOL: 2778844

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Leslie A. Brun   Mgmt   For   For
Elect Director Thomas R. Cech   Mgmt   For   For
Elect Director Kenneth C. Frazier   Mgmt   For   For
Elect Director Thomas H. Glocer   Mgmt   For   For
Elect Director William B. Harrison Jr.   Mgmt   For   For
Elect Director C. Robert Kidder   Mgmt   For   For
Elect Director Rochelle B. Lazarus   Mgmt   For   For

Elect Director Carlos E. Represas   Mgmt   For   For
Elect Director Patricia F. Russo   Mgmt   For   For
Elect Director Craig B. Thompson   Mgmt   For   For
Elect Director Wendell P. Weeks   Mgmt   For   For
Elect Director Peter C. Wendell   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Act by Written Consent   SH   Against   For
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For
Report on Charitable and Political Contributions   SH   Against   Against
Report on Lobbying Activities   SH   Against   Against

BioMed Realty Trust, Inc.

 

Meeting Date:    29-May-13    Country:    USA    Security ID:    09063H107
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    BMR

 

CUSIP: 09063H107    ISIN: US09063H1077    SEDOL: B02GMQ5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan D. Gold   Mgmt   For   For
Elect Director Daniel M. Bradbury   Mgmt   For   For
Elect Director Barbara R. Cambon   Mgmt   For   For
Elect Director Edward A. Dennis   Mgmt   For   For
Elect Director Richard I. Gilchrist   Mgmt   For   Withhold
Elect Director Gary A. Kreitzer   Mgmt   For   For
Elect Director Theodore D. Roth   Mgmt   For   For
Elect Director M. Faye Wilson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For

Chevron Corporation

 

Meeting Date:    29-May-13    Country:    USA    Security ID:    166764100
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    CVX

 

CUSIP: 166764100    ISIN: US1667641005    SEDOL: 2838555

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Linnet F. Deily   Mgmt   For   For
Elect Director Robert E. Denham   Mgmt   For   For
Elect Director Alice P. Gast   Mgmt   For   For
Elect Director Enrique Hernandez, Jr.   Mgmt   For   For
Elect Director George L. Kirkland   Mgmt   For   For
Elect Director Charles W. Moorman, IV   Mgmt   For   For

Elect Director Kevin W. Sharer   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Ronald D. Sugar   Mgmt   For   For
Elect Director Carl Ware   Mgmt   For   For
Elect Director John S. Watson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Report on Management of Hydraulic Fracturing Risks and Opportunities   SH   Against   For
Report on Offshore Oil Wells and Spill Mitigation Measures   SH   Against   For
Report on Financial Risks of Climate Change   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Prohibit Political Contributions   SH   Against   Against
Provide for Cumulative Voting   SH   Against   Against

Amend Articles/Bylaws/Charter -- Call Special Meetings   SH   Against   For
Require Director Nominee with Environmental Expertise   SH   Against   For
Adopt Guidelines for Country Selection   SH   Against   For

Exxon Mobil Corporation

 

Meeting Date:    29-May-13    Country:    USA    Security ID:    30231G102
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    XOM

 

CUSIP: 30231G102    ISIN: US30231G1022    SEDOL: 2326618

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director M.J. Boskin   Mgmt   For   For
Elect Director P. Brabeck-Letmathe   Mgmt   For   For

Elect Director U.M. Burns   Mgmt   For   For
Elect Director L.R. Faulkner   Mgmt   For   For
Elect Director J.S. Fishman   Mgmt   For   Withhold
Elect Director H.H. Fore   Mgmt   For   For
Elect Director K.C. Frazier   Mgmt   For   For
Elect Director W.W. George   Mgmt   For   Withhold
Elect Director S.J. Palmisano   Mgmt   For   Withhold
Elect Director S.S. Reinemund   Mgmt   For   For
Elect Director R.W. Tillerson   Mgmt   For   For
Elect Director W.C. Weldon   Mgmt   For   For
Elect Director E.E. Whitacre, Jr.   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Require Independent Board Chairman   SH   Against   Against
Require a Majority Vote for the Election of Directors   SH   Against   For

Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Study Feasibility of Prohibiting Political Contributions   SH   Against   Against
Adopt Sexual Orientation Anti-bias Policy   SH   Against   For
Report on Management of Hydraulic Fracturing Risks and Opportunities   SH   Against   For
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For

Fidelity National Information Services, Inc.

 

Meeting Date:    29-May-13    Country:    USA    Security ID:    31620M106
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    FIS

 

CUSIP: 31620M106    ISIN: US31620M1062    SEDOL: 2769796

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephan A. James   Mgmt   For   For
Elect Director Frank R. Martire   Mgmt   For   For
Elect Director Gary A. Norcross   Mgmt   For   For
Elect Director James B. Stallings, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Linde AG

 

Meeting Date:    29-May-13    Country:    Germany    Security ID:    D50348107
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    LIN

 

CUSIP: D50348107    ISIN: DE0006483001    SEDOL: 5740817

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.70 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For

Approve Creation of EUR 47 Million Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 3.5 Billion; Approve Creation of EUR 47 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Approve Cancellation of Conditional Capital   Mgmt   For   For
Elect Ann-Kristin Achleitner to the Supervisory Board   Mgmt   For   For
Elect Clemens Boersig to the Supervisory Board   Mgmt   For   For
Elect Michael Diekmann to the Supervisory Board   Mgmt   For   For
Elect Franz Fehrenbach to the Supervisory Board   Mgmt   For   For
Elect Klaus-Peter Mueller to the Supervisory Board   Mgmt   For   For
Elect Manfred Schneider to the Supervisory Board   Mgmt   For   For
Elect Mathias Otto as Alternate Supervisory Board Member   Mgmt   For   For

Elect Guenter Hugger as Alternate Supervisory Board Member   Mgmt   For   For
Amend Corporate Purpose   Mgmt   For   For
Amend Articles Re: Composition of the Board   Mgmt   For   For
Amend Articles Re: Remuneration of Supervisory Board   Mgmt   For   For
Amend Articles Re: Editorial Changes   Mgmt   For   For

Accelrys, Inc.

 

Meeting Date:    30-May-13    Country:    USA    Security ID:    00430U103
Record Date:    10-Apr-13    Meeting Type:    Annual    Ticker:    ACCL

 

CUSIP: 00430U103    ISIN: US00430U1034    SEDOL: 2687520

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Chris van Ingen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Incyte Corporation

 

Meeting Date:    30-May-13    Country:    USA    Security ID:    45337C102
Record Date:    02-Apr-13    Meeting Type:    Annual    Ticker:    INCY

 

CUSIP: 45337C102    ISIN: US45337C1027    SEDOL: 2471950

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard U. De Schutter   Mgmt   For   For

Elect Director Barry M. Ariko   Mgmt   For   For
Elect Director Julian C. Baker   Mgmt   For   For
Elect Director Paul A. Brooke   Mgmt   For   For
Elect Director Wendy L. Dixon   Mgmt   For   For
Elect Director Paul A. Friedman   Mgmt   For   For
Elect Director Roy A. Whitfield   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Red Robin Gourmet Burgers, Inc.

 

Meeting Date:    30-May-13    Country:    USA    Security ID:    75689M101
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    RRGB

 

CUSIP: 75689M101    ISIN: US75689M1018    SEDOL: 2966144

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert B. Aiken   Mgmt   For   For
Elect Director Lloyd L. Hill   Mgmt   For   For
Elect Director Richard J. Howell   Mgmt   For   For
Elect Director Glenn B. Kaufman   Mgmt   For   For
Elect Director Stuart I. Oran   Mgmt   For   For
Elect Director James T. Rothe   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Taylor Capital Group, Inc.

 

Meeting Date:    30-May-13    Country:    USA    Security ID:    876851106
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    TAYC

 

CUSIP: 876851106    ISIN: US8768511060    SEDOL: 2958561

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bruce W. Taylor   Mgmt   For   For
Elect Director Mark A. Hoppe   Mgmt   For   For
Elect Director Ronald L. Bliwas   Mgmt   For   For
Elect Director C. Bryan Daniels   Mgmt   For   For
Elect Director Ronald Emanuel   Mgmt   For   For
Elect Director M. Hill Hammock   Mgmt   For   For
Elect Director Elzie L. Higginbottom   Mgmt   For   For
Elect Director Michael H. Moskow   Mgmt   For   For
Elect Director Louise O’Sullivan   Mgmt   For   For
Elect Director Shepherd G. Pryor, IV   Mgmt   For   For

Elect Director Harrison I. Steans   Mgmt   For   For
Elect Director Jennifer W. Steans   Mgmt   For   For
Elect Director Jeffrey W. Taylor   Mgmt   For   For
Elect Director Richard W. Tinberg   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year
Ratify Auditors   Mgmt   For   For
Amend Bylaws   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Telefonica S.A.

 

Meeting Date:    30-May-13    Country:    Spain    Security ID:    879382109
Record Date:    23-May-13    Meeting Type:    Annual    Ticker:    TEF

 

CUSIP: 879382109    ISIN: ES0178430E18    SEDOL: 5732524

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors   Mgmt   For   For
Reelect José María Abril Pérez as Director   Mgmt   For   Against
Reelect José Fernando de Almansa Moreno- Barreda as Director   Mgmt   For   Against
Reelect Eva Castillo Sanz as Director   Mgmt   For   Against
Reelect Luiz Fernando Furlán as Director   Mgmt   For   For
Reelect Francisco Javier de Paz Mancho as Director   Mgmt   For   For
Ratify Co-option of and Elect Santiago Fernández Valbuena as Director   Mgmt   For   Against
Renew Appointment of Ernst & Young as Auditor   Mgmt   For   For
Amend Articles   Mgmt   For   For

Amend Articles   Mgmt   For   For
Approve Restated Articles of Association   Mgmt   For   For
Adopt Restated General Meeting Regulations   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 25 Billion   Mgmt   For   Against
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   Against

Lowe’s Companies, Inc.

 

Meeting Date:    31-May-13    Country:    USA    Security ID:    548661107
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    LOW

 

CUSIP: 548661107    ISIN: US5486611073    SEDOL: 2536763

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Raul Alvarez   Mgmt   For   For
Elect Director David W. Bernauer   Mgmt   For   For
Elect Director Leonard L. Berry   Mgmt   For   For
Elect Director Peter C. Browning   Mgmt   For   For
Elect Director Richard W. Dreiling   Mgmt   For   For
Elect Director Dawn E. Hudson   Mgmt   For   Withhold
Elect Director Robert L. Johnson   Mgmt   For   Withhold
Elect Director Marshall O. Larsen   Mgmt   For   Withhold
Elect Director Richard K. Lochridge   Mgmt   For   Withhold
Elect Director Robert A. Niblock   Mgmt   For   For
Elect Director Eric C. Wisemen   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For

NETGEAR, Inc.

 

Meeting Date:    31-May-13    Country:    USA    Security ID:    64111Q104
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    NTGR

 

CUSIP: 64111Q104    ISIN: US64111Q1040    SEDOL: 2688363

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Patrick C.S. Lo   Mgmt   For   For
Elect Director Jocelyn E. Carter-Miller   Mgmt   For   For
Elect Director Ralph E. Faison   Mgmt   For   For
Elect Director A. Timothy Godwin   Mgmt   For   For
Elect Director Jef Graham   Mgmt   For   For

Elect Director Linwood A. Lacy, Jr.   Mgmt   For   For
Elect Director Gregory J. Rossmann   Mgmt   For   For
Elect Director Barbara V. Scherer   Mgmt   For   For
Elect Director Julie A. Shimer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

WORLD FUEL SERVICES CORPORATION

 

Meeting Date:    31-May-13    Country:    USA    Security ID:    981475106
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    INT

 

CUSIP: 981475106    ISIN: US9814751064    SEDOL: 2469450

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Kasbar   Mgmt   For   For
Elect Director Paul H. Stebbins   Mgmt   For   For
Elect Director Ken Bakshi   Mgmt   For   For
Elect Director Richard A. Kassar   Mgmt   For   For
Elect Director Myles Klein   Mgmt   For   For
Elect Director John L. Manley   Mgmt   For   For
Elect Director J. Thomas Presby   Mgmt   For   For
Elect Director Stephen K. Roddenberry   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

McMoRan Exploration Co.

 

Meeting Date:    03-Jun-13    Country:    USA    Security ID:    582411104
Record Date:    04-Apr-13    Meeting Type:    Special    Ticker:    MMR

 

CUSIP: 582411104    ISIN: US5824111042    SEDOL: 2311045

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Certificate of Incorporation of McMoran Exploration Co. to exclude Freeport-McMoran Copper & Gold Inc. from the definition of Interested Stockholder   Mgmt   For   For
Approve Merger Agreement   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Nu Skin Enterprises, Inc.

 

Meeting Date:    03-Jun-13    Country:    USA    Security ID:    67018T105
Record Date:    09-Apr-13    Meeting Type:    Annual    Ticker:    NUS

 

CUSIP: 67018T105    ISIN: US67018T1051    SEDOL: 2616870

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nevin N. Andersen   Mgmt   For   For
Elect Director Daniel W. Campbell   Mgmt   For   For
Elect Director M. Truman Hunt   Mgmt   For   For
Elect Director Andrew D. Lipman   Mgmt   For   For
Elect Director Steven J. Lund   Mgmt   For   For
Elect Director Patricia A. Negron   Mgmt   For   For
Elect Director Neil H. Offen   Mgmt   For   For
Elect Director Thomas R. Pisano   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

UnitedHealth Group Incorporated

 

Meeting Date:    03-Jun-13    Country:    USA    Security ID:    91324P102
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    UNH

 

CUSIP: 91324P102    ISIN: US91324P1021    SEDOL: 2917766

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Ballard, Jr.   Mgmt   For   For
Elect Director Edson Bueno   Mgmt   For   For
Elect Director Richard T. Burke   Mgmt   For   For
Elect Director Robert J. Darretta   Mgmt   For   For

Elect Director Stephen J. Hemsley   Mgmt   For   For
Elect Director Michele J. Hooper   Mgmt   For   For
Elect Director Rodger A. Lawson   Mgmt   For   For
Elect Director Douglas W. Leatherdale   Mgmt   For   For
Elect Director Glenn M. Renwick   Mgmt   For   For
Elect Director Kenneth I. Shine   Mgmt   For   For
Elect Director Gail R. Wilensky   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For

Citizens, Inc.

 

Meeting Date:    04-Jun-13    Country:    USA    Security ID:    174740100
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    CIA

 

CUSIP: 174740100    ISIN: US1747401008    SEDOL: 2199478

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director E. Dean Gage   Mgmt   For   For
Elect Director Steven F. Shelton   Mgmt   For   For
Elect Director Timothy T. Timmerman   Mgmt   For   For
Elect Director Robert B. Sloan, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Columbia Sportswear Company

 

Meeting Date:    04-Jun-13    Country:    USA    Security ID:    198516106
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    COLM

 

CUSIP: 198516106    ISIN: US1985161066    SEDOL: 2229126

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gertrude Boyle   Mgmt   For   For
Elect Director Timothy P. Boyle   Mgmt   For   For
Elect Director Sarah A. Bany   Mgmt   For   For
Elect Director Murrey R. Albers   Mgmt   For   For
Elect Director Stephen E. Babson   Mgmt   For   For
Elect Director Andy D. Bryant   Mgmt   For   For
Elect Director Edward S. George   Mgmt   For   For
Elect Director Walter T. Klenz   Mgmt   For   For
Elect Director Ronald E. Nelson   Mgmt   For   For
Elect Director John W. Stanton   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

CoStar Group, Inc.

 

Meeting Date:    04-Jun-13    Country:    USA    Security ID:    22160N109
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    CSGP

 

CUSIP: 22160N109    ISIN: US22160N1090    SEDOL: 2262864

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael R. Klein   Mgmt   For   Withhold
Elect Director Andrew C. Florance   Mgmt   For   For
Elect Director David Bonderman   Mgmt   For   For
Elect Director Michael J. Glosserman   Mgmt   For   For

Elect Director Warren H. Haber   Mgmt   For   For
Elect Director John W. Hill   Mgmt   For   For
Elect Director Christopher J. Nassetta   Mgmt   For   For
Elect Director David J. Steinberg   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

SAP AG

 

Meeting Date:    04-Jun-13    Country:    Germany    Security ID:    D66992104
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    SAP

 

CUSIP: D66992104    ISIN: DE0007164600    SEDOL: 4846288

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.85 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2013   Mgmt   For   For

Syntel, Inc.

 

Meeting Date:    04-Jun-13    Country:    USA    Security ID:    87162H103
Record Date:    09-Apr-13    Meeting Type:    Annual    Ticker:    SYNT

 

CUSIP: 87162H103    ISIN: US87162H1032    SEDOL: 2095703

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paritosh K. Choksi   Mgmt   For   For
Elect Director Bharat Desai   Mgmt   For   For
Elect Director Thomas Doke   Mgmt   For   For
Elect Director Rajesh Mashruwala   Mgmt   For   For
Elect Director George R. Mrkonic, Jr.   Mgmt   For   For
Elect Director Prashant Ranade   Mgmt   For   For
Elect Director Neerja Sethi   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Fresh Market, Inc.

 

Meeting Date:    04-Jun-13    Country:    USA    Security ID:    35804H106
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    TFM

 

CUSIP: 35804H106    ISIN: US35804H1068    SEDOL: B3MH1K6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ray Berry   Mgmt   For   For
Elect Director Jeffrey Naylor   Mgmt   For   For
Elect Director Jane Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

ARRIS Group, Inc.

 

Meeting Date:    05-Jun-13    Country:    USA    Security ID:    04270V106
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    ARRS

 

CUSIP: 04270V106    ISIN: US04270V1061    SEDOL: B9SMM04

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alex B. Best   Mgmt   For   For
Elect Director Harry L. Bosco   Mgmt   For   For
Elect Director James A. Chiddix   Mgmt   For   For
Elect Director John Anderson Craig   Mgmt   For   For
Elect Director Andrew T. Heller   Mgmt   For   For
Elect Director Matthew B. Kearney   Mgmt   For   For
Elect Director Robert J. Stanzione   Mgmt   For   For
Elect Director Debora J. Wilson   Mgmt   For   For
Elect Director David A. Woodle   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

FTI Consulting, Inc.

 

Meeting Date:    05-Jun-13    Country:    USA    Security ID:    302941109
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    FCN

 

CUSIP: 302941109    ISIN: US3029411093    SEDOL: 2351449

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Brenda J. Bacon   Mgmt   For   For
Elect Director Denis J. Callaghan   Mgmt   For   For

Elect Director Claudio Costamagna   Mgmt   For   For
Elect Director James W. Crownover   Mgmt   For   Withhold
Elect Director Jack B. Dunn, IV   Mgmt   For   For
Elect Director Vernon Ellis   Mgmt   For   For
Elect Director Gerard E. Holthaus   Mgmt   For   For
Elect Director Marc Holtzman   Mgmt   For   For
Elect Director Dennis J. Shaughnessy   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Las Vegas Sands Corp.

 

Meeting Date:    05-Jun-13    Country:    USA    Security ID:    517834107
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    LVS

 

CUSIP: 517834107    ISIN: US5178341070    SEDOL: B02T2J7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sheldon G. Adelson   Mgmt   For   For
Elect Director Irwin Chafetz   Mgmt   For   For
Elect Director Victor Chaltiel   Mgmt   For   Withhold
Elect Director Charles A. Koppelman   Mgmt   For   Withhold
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Saks Incorporated

 

Meeting Date:    05-Jun-13    Country:    USA    Security ID:    79377W108
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    SKS

 

CUSIP: 79377W108    ISIN: US79377W1080    SEDOL: 2704786

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Fabiola R. Arredondo   Mgmt   For   For
Elect Director Robert B. Carter   Mgmt   For   For
Elect Director Michael S. Gross   Mgmt   For   For
Elect Director Donald E. Hess   Mgmt   For   For
Elect Director Marguerite W. Kondracke   Mgmt   For   For
Elect Director Jerry W. Levin   Mgmt   For   For
Elect Director Nora P. McAniff   Mgmt   For   For
Elect Director Stephen I. Sadove   Mgmt   For   For
Elect Director Jack L. Stahl   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Activision Blizzard, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    00507V109
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    ATVI

 

CUSIP: 00507V109    ISIN: US00507V1098    SEDOL: 2575818

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Philippe G. H. Capron   Mgmt   For   Against
Elect Director Jean-Yves Charlier   Mgmt   For   Against
Elect Director Robert J. Corti   Mgmt   For   Against

Activision Blizzard, Inc.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frederic R. Crepin   Mgmt   For   Against
Elect Director Jean-Francois Dubos   Mgmt   For   Against
Elect Director Lucian Grainge   Mgmt   For   Against
Elect Director Brian G. Kelly   Mgmt   For   Against
Elect Director Robert A. Kotick   Mgmt   For   Against
Elect Director Robert J. Morgado   Mgmt   For   Against
Elect Director Richard Sarnoff   Mgmt   For   For
Elect Director Regis Turrini   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

athenahealth, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    04685W103
Record Date:    10-Apr-13    Meeting Type:    Annual    Ticker:    ATHN

 

CUSIP: 04685W103    ISIN: US04685W1036    SEDOL: B24FJV8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles D. Baker   Mgmt   For   For
Elect Director Dev Ittycheria   Mgmt   For   Withhold
Elect Director John A. Kane   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Cheniere Energy, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    16411R208
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    LNG

 

CUSIP: 16411R208    ISIN: US16411R2085    SEDOL: 2654364

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Vicky A. Bailey   Mgmt   For   For
Elect Director David B. Kilpatrick   Mgmt   For   Withhold
Elect Director G. Andrea Botta   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

DTS, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    23335C101
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    DTSI

 

CUSIP: 23335C101    ISIN: US23335C1018    SEDOL: 2641106

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Craig S. Andrews   Mgmt   For   Withhold
Elect Director L. Gregory Ballard   Mgmt   For   For
Elect Director Bradford D. Duea   Mgmt   For   Withhold
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Google Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    38259P508
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    GOOG

 

CUSIP: 38259P508    ISIN: US38259P5089    SEDOL: B020QX2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Larry Page   Mgmt   For   For
Elect Director Sergey Brin   Mgmt   For   For
Elect Director Eric E. Schmidt   Mgmt   For   For
Elect Director L. John Doerr   Mgmt   For   For
Elect Director Diane B. Greene   Mgmt   For   For
Elect Director John L. Hennessy   Mgmt   For   For
Elect Director Ann Mather   Mgmt   For   For

Elect Director Paul S. Otellini   Mgmt   For   For
Elect Director K. Ram Shriram   Mgmt   For   For
Elect Director Shirley M. Tilghman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Reducing Lead Battery Health Hazards   SH   Against   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Stock Retention/Holding Period   SH   Against   For
Adopt Policy on Succession Planning   SH   Against   Against

Ingersoll-Rand plc

 

Meeting Date:    06-Jun-13    Country:    Ireland    Security ID:    G47791101
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    IR

 

CUSIP: G47791101    ISIN: IE00B6330302    SEDOL: B633030

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ann C. Berzin   Mgmt   For   For
Elect Director John Bruton   Mgmt   For   For
Elect Director Jared L. Cohon   Mgmt   For   For
Elect Director Gary D. Forsee   Mgmt   For   For
Elect Director Edward E. Hagenlocker   Mgmt   For   For
Elect Director Constance J. Horner   Mgmt   For   For
Elect Director Michael W. Lamach   Mgmt   For   For
Elect Director Theodore E. Martin   Mgmt   For   For
Elect Director Nelson Peltz   Mgmt   For   For
Elect Director John P. Surma   Mgmt   For   For
Elect Director Richard J. Swift   Mgmt   For   For
Elect Director Tony L. White   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Amend the Company’s Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends   Mgmt   For   For
Capital Reduction and Creation of Distributable Reserves   Mgmt   For   For
Amend the Company’s Articles of Association to Expand the Authority to Execute Instruments of Transfer   Mgmt   For   For
Amend the Company’s Articles of Association to Provide for Escheatment in Accordance with U.S. Laws   Mgmt   For   For

Leap Wireless International, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    521863308
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    LEAP

 

CUSIP: 521863308    ISIN: US5218633080    SEDOL: B02L895

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Harkey, Jr.   Mgmt   For   For
Elect Director S. Douglas Hutcheson   Mgmt   For   For
Elect Director Ronald J. Kramer   Mgmt   For   For
Elect Director Robert V. LaPenta   Mgmt   For   For
Elect Director Mark A. Leavitt   Mgmt   For   For
Elect Director Mark H. Rachesky   Mgmt   For   For
Elect Director Richard R. Roscitt   Mgmt   For   For
Elect Director Robert E. Switz   Mgmt   For   For
Elect Director Michael B. Targoff   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Other Business   Mgmt   For   Abstain

Live Nation Entertainment, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    538034109
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    LYV

 

CUSIP: 538034109    ISIN: US5380341090    SEDOL: B0T7YX2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark Carleton   Mgmt   For   Against
Elect Director Michael Rapino   Mgmt   For   For
Elect Director Mark S. Shapiro   Mgmt   For   Against
Declassify the Board of Directors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Omega Healthcare Investors, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    681936100
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    OHI

 

CUSIP: 681936100    ISIN: US6819361006    SEDOL: 2043274

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edward Lowenthal   Mgmt   For   For
Elect Director Stephen D. Plavin   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against

Progress Software Corporation

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    743312100
Record Date:    10-Apr-13    Meeting Type:    Annual    Ticker:    PRGS

 

CUSIP: 743312100    ISIN: US7433121008    SEDOL: 2705198

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barry N. Bycoff   Mgmt   For   For
Elect Director John R. Egan   Mgmt   For   For
Elect Director Ram Gupta   Mgmt   For   For
Elect Director Charles F. Kane   Mgmt   For   For
Elect Director David A. Krall   Mgmt   For   For
Elect Director Michael L. Mark   Mgmt   For   For
Elect Director Philip M. Pead   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Vonage Holdings Corp.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    92886T201
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    VG

 

CUSIP: 92886T201    ISIN: US92886T2015    SEDOL: B15JLG1

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael A. Krupka   Mgmt   For   Withhold
Elect Director David C. Nagel   Mgmt   For   For
Elect Director Margaret M. Smyth   Mgmt   For   For
Ratify Recent Election of one Class III Director   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend NOL Rights Plan (NOL Pill)   Mgmt   For   For

Wal-Mart Stores, Inc.

 

Meeting Date:    07-Jun-13    Country:    USA    Security ID:    931142103
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    WMT

 

CUSIP: 931142103    ISIN: US9311421039    SEDOL: 2936921

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Aida M. Alvarez   Mgmt   For   For
Elect Director James I. Cash, Jr.   Mgmt   For   For
Elect Director Roger C. Corbett   Mgmt   For   For
Elect Director Douglas N. Daft   Mgmt   For   For
Elect Director Michael T. Duke   Mgmt   For   Against
Elect Director Timothy P. Flynn   Mgmt   For   For
Elect Director Marissa A. Mayer   Mgmt   For   For
Elect Director Gregory B. Penner   Mgmt   For   For
Elect Director Steven S. Reinemund   Mgmt   For   For
Elect Director H. Lee Scott, Jr.   Mgmt   For   For
Elect Director Jim C. Walton   Mgmt   For   For

Elect Director S. Robson Walton   Mgmt   For   Against
Elect Director Christopher J. Williams   Mgmt   For   Against
Elect Director Linda S. Wolf   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Amend Bylaws — Call Special Meetings   SH   Against   For
Stock Retention/Holding Period   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Disclosure of Recoupment Activity from Senior Officers   SH   Against   For

Systemax Inc.

 

Meeting Date:    10-Jun-13    Country:    USA    Security ID:    871851101
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    SYX

 

CUSIP: 871851101    ISIN: US8718511012    SEDOL: 2394712

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard Leeds   Mgmt   For   Withhold
Elect Director Bruce Leeds   Mgmt   For   Withhold
Elect Director Robert Leeds   Mgmt   For   Withhold
Elect Director Lawrence Reinhold   Mgmt   For   Withhold
Elect Director Stacy S. Dick   Mgmt   For   For
Elect Director Robert D. Rosenthal   Mgmt   For   For
Elect Director Marie Adler-Kravecas   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

News Corporation

 

Meeting Date:    11-Jun-13    Country:    USA    Security ID:    65248E104
Record Date:    19-Apr-13    Meeting Type:    Special    Ticker:    NWS

 

CUSIP: 65248E104    ISIN: US65248E1047    SEDOL: B03DQ41

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Certificate of Incorporation Clarifying the Ability to Make Distributions in Comparable Securities in Connection with Separation Transactions   Mgmt   For   For
Amend Certificate of Incorporation Allowing for Certain Distributions on Subsidiary-owned Shares and the Creation of Additional Subsidiary-owned Shares   Mgmt   For   For

Santarus, Inc.

 

Meeting Date:    11-Jun-13    Country:    USA    Security ID:    802817304
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    SNTS

 

CUSIP: 802817304    ISIN: US8028173040    SEDOL: 2303105

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel D. Burgess   Mgmt   For   For
Elect Director Michael G. Carter   Mgmt   For   For
Elect Director Alessandro E. Della Cha   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Sequenom, Inc.

 

Meeting Date:    11-Jun-13    Country:    USA    Security ID:    817337405
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    SQNM

 

CUSIP: 817337405    ISIN: US8173374054    SEDOL: B16CJ10

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ernst-Gunter Afting   Mgmt   For   For
Elect Director Kenneth F. Buechler   Mgmt   For   For
Elect Director John A. Fazio   Mgmt   For   For
Elect Director Harry F. Hixson, Jr.   Mgmt   For   For
Elect Director Myla Lai-Goldman   Mgmt   For   For
Elect Director Richard A. Lerner   Mgmt   For   For
Elect Director Ronald M. Lindsay   Mgmt   For   For

Elect Director David Pendarvis   Mgmt   For   For
Elect Director Charles P. Slacik   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Bankrate, Inc.

 

Meeting Date:    12-Jun-13    Country:    USA    Security ID:    06647F102
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    RATE

 

CUSIP: 06647F102    ISIN: US06647F1021    SEDOL: B4WDWB9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Seth Brody   Mgmt   For   Withhold
Elect Director Thomas R. Evans   Mgmt   For   Withhold
Elect Director Michael J. Kelly   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Caterpillar Inc.

 

Meeting Date:    12-Jun-13    Country:    USA    Security ID:    149123101
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    CAT

 

CUSIP: 149123101    ISIN: US1491231015    SEDOL: 2180201

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Daniel M. Dickinson   Mgmt   For   For
Elect Director Juan Gallardo   Mgmt   For   For
Elect Director David R. Goode   Mgmt   For   For
Elect Director Jesse J. Greene, Jr.   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   For
Elect Director Peter A. Magowan   Mgmt   For   For
Elect Director Dennis A. Muilenburg   Mgmt   For   For
Elect Director Douglas R. Oberhelman   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   For
Elect Director Charles D. Powell   Mgmt   For   For
Elect Director Edward B. Rust, Jr.   Mgmt   For   For
Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Joshua I. Smith   Mgmt   For   For

Elect Director Miles D. White   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Stock Retention/Holding Period   SH   Against   For
Include Sustainability as a Performance Measure for Senior Executive Compensation   SH   Against   Against
Review and Assess Human Rights Policies   SH   Against   For
Prohibit Sales to the Government of Sudan   SH   Against   Against

Mentor Graphics Corporation

 

Meeting Date:    12-Jun-13    Country:    USA    Security ID:    587200106
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    MENT

 

CUSIP: 587200106    ISIN: US5872001061    SEDOL: 2578033

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Keith L. Barnes   Mgmt   For   For
Elect Director Peter L. Bonfield   Mgmt   For   For
Elect Director Gregory K. Hinckley   Mgmt   For   For
Elect Director J. Daniel McCranie   Mgmt   For   For
Elect Director Kevin C. McDonough   Mgmt   For   For
Elect Director Patrick B. McManus   Mgmt   For   For
Elect Director Walden C. Rhines   Mgmt   For   For
Elect Director David S. Schechter   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   None   For
Ratify Auditors   Mgmt   For   For

Target Corporation

 

Meeting Date:    12-Jun-13    Country:    USA    Security ID:    87612E106
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    TGT

 

CUSIP: 87612E106    ISIN: US87612E1064    SEDOL: 2259101

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roxanne S. Austin   Mgmt   For   For
Elect Director Douglas M. Baker, Jr.   Mgmt   For   For
Elect Director Henrique De Castro   Mgmt   For   For
Elect Director Calvin Darden   Mgmt   For   For
Elect Director Mary N. Dillon   Mgmt   For   For
Elect Director James A. Johnson   Mgmt   For   Against

Elect Director Mary E. Minnick   Mgmt   For   For
Elect Director Anne M. Mulcahy   Mgmt   For   For
Elect Director Derica W. Rice   Mgmt   For   For
Elect Director Gregg W. Steinhafel   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Solomon D. Trujillo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Require Independent Board Chairman   SH   Against   Against
Report on Electronics Recycling and Preventing E- Waste Export   SH   Against   Against

Cray Inc.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    225223304
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    CRAY

 

CUSIP: 225223304    ISIN: US2252233042    SEDOL: B16NWY7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Prithviraj (Prith) Banerjee   Mgmt   For   For
Elect Director John B. Jones, Jr.   Mgmt   For   For
Elect Director Stephen C. Kiely   Mgmt   For   For
Elect Director Frank L. Lederman   Mgmt   For   For
Elect Director Sally G. Narodick   Mgmt   For   For
Elect Director Daniel C. Regis   Mgmt   For   For
Elect Director Stephen C. Richards   Mgmt   For   For
Elect Director Peter J. Ungaro   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

CVR Energy, Inc.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    12662P108
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    CVI

 

CUSIP: 12662P108    ISIN: US12662P1084    SEDOL: B23PS12

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bob G. Alexander   Mgmt   For   For
Elect Director SungHwan Cho   Mgmt   For   Withhold
Elect Director Carl C. Icahn   Mgmt   For   Withhold
Elect Director Vincent J. Intrieri   Mgmt   For   Withhold
Elect Director John J. Lipinski   Mgmt   For   Withhold
Elect Director Samuel Merksamer   Mgmt   For   Withhold

Elect Director Stephen Mongillo   Mgmt   For   For
Elect Director Daniel A. Ninivaggi   Mgmt   For   Withhold
Elect Director James M. Strock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

EMCOR Group, Inc.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    29084Q100
Record Date:    18-Apr-13    Meeting Type:    Annual    Ticker:    EME

 

CUSIP: 29084Q100    ISIN: US29084Q1004    SEDOL: 2474164

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen W. Bershad   Mgmt   For   For

Elect Director David A.B. Brown   Mgmt   For   For
Elect Director Larry J. Bump   Mgmt   For   For
Elect Director Albert Fried, Jr.   Mgmt   For   For
Elect Director Anthony J. Guzzi   Mgmt   For   For
Elect Director Richard F. Hamm, Jr.   Mgmt   For   For
Elect Director David H. Laidley   Mgmt   For   For
Elect Director Frank T. MacInnis   Mgmt   For   For
Elect Director Jerry E. Ryan   Mgmt   For   For
Elect Director Michael T. Yonker   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Epiq Systems, Inc.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    26882D109
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    EPIQ

 

CUSIP: 26882D109    ISIN: US26882D1090    SEDOL: 2371339

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Tom W. Olofson   Mgmt   For   For
Elect Director Christopher E. Olofson   Mgmt   For   For
Elect Director W. Bryan Satterlee   Mgmt   For   Withhold
Elect Director Edward M. Connolly   Mgmt   For   Withhold
Elect Director James A. Byrnes   Mgmt   For   Withhold
Elect Director Joel Pelofsky   Mgmt   For   Withhold
Elect Director Charles C. Connely, IV   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Equity Residential

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    29476L107
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    EQR

 

CUSIP: 29476L107    ISIN: US29476L1070    SEDOL: 2319157

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John W. Alexander   Mgmt   For   For
Elect Director Charles L. Atwood   Mgmt   For   For
Elect Director Linda Walker Bynoe   Mgmt   For   For
Elect Director Mary Kay Haben   Mgmt   For   For
Elect Director Bradley A. Keywell   Mgmt   For   For
Elect Director John E. Neal   Mgmt   For   For

Elect Director David J. Neithercut   Mgmt   For   For
Elect Director Mark S. Shapiro   Mgmt   For   For
Elect Director Gerald A. Spector   Mgmt   For   For
Elect Director B. Joseph White   Mgmt   For   For
Elect Director Samuel Zell   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Sustainability   SH   Against   For

Salix Pharmaceuticals, Ltd.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    795435106
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    SLXP

 

CUSIP: 795435106    ISIN: US7954351067    SEDOL: 2693981

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John F. Chappell   Mgmt   For   For
Elect Director Thomas W. D’Alonzo   Mgmt   For   For
Elect Director William P. Keane   Mgmt   For   For
Elect Director Carolyn J. Logan   Mgmt   For   For
Elect Director Mark A. Sirgo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Toyota Motor Corp.

 

Meeting Date:    14-Jun-13    Country:    Japan    Security ID:    J92676113
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7203

 

CUSIP: J92676113    ISIN: JP3633400001    SEDOL: 6900643

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For
Elect Director Uchiyamada, Takeshi   Mgmt   For   For
Elect Director Toyoda, Akio   Mgmt   For   For
Elect Director Ozawa, Satoshi   Mgmt   For   For
Elect Director Kodaira, Nobuyori   Mgmt   For   For
Elect Director Kato, Mitsuhisa   Mgmt   For   For
Elect Director Maekawa, Masamoto   Mgmt   For   For
Elect Director Furuhashi, Mamoru   Mgmt   For   For
Elect Director Ihara, Yasumori   Mgmt   For   For
Elect Director Sudo, Seiichi   Mgmt   For   For
Elect Director Saga, Koei   Mgmt   For   For

Elect Director Ise, Kiyotaka   Mgmt   For   For
Elect Director Terashi, Shigeki   Mgmt   For   For
Elect Director Ishii, Yoshimasa   Mgmt   For   For
Elect Director Uno, Ikuo   Mgmt   For   For
Elect Director Kato, Haruhiko   Mgmt   For   For
Elect Director Mark T. Hogan   Mgmt   For   For
Amend Articles To Indemnify Directors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Krispy Kreme Doughnuts, Inc.

 

Meeting Date:    18-Jun-13    Country:    USA    Security ID:    501014104
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    KKD

 

CUSIP: 501014104    ISIN: US5010141043    SEDOL: 2576811

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles A. Blixt   Mgmt   For   Withhold
Elect Director Lynn Crump-Caine   Mgmt   For   Withhold
Elect Director Robert S. McCoy, Jr.   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Securities Transfer Restrictions   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

MasterCard Incorporated

 

Meeting Date:    18-Jun-13    Country:    USA    Security ID:    57636Q104
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    MA

 

CUSIP: 57636Q104    ISIN: US57636Q1040    SEDOL: B121557

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard Haythornthwaite   Mgmt   For   For
Elect Director Ajay Banga   Mgmt   For   For
Elect Director Silvio Barzi   Mgmt   For   For
Elect Director David R. Carlucci   Mgmt   For   For
Elect Director Steven J. Freiberg   Mgmt   For   For
Elect Director Nancy J. Karch   Mgmt   For   For
Elect Director Marc Olivie   Mgmt   For   For
Elect Director Rima Qureshi   Mgmt   For   For
Elect Director Jose Octavio Reyes Lagunes   Mgmt   For   For
Elect Director Mark Schwartz   Mgmt   For   For
Elect Director Jackson P. Tai   Mgmt   For   For
Elect Director Edward Suning Tian   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Honda Motor Co. Ltd.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J22302111
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7267

 

CUSIP: J22302111    ISIN: JP3854600008    SEDOL: 6435145

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 19   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Ike, Fumihiko   Mgmt   For   For
Elect Director Ito, Takanobu   Mgmt   For   For
Elect Director Iwamura, Tetsuo   Mgmt   For   For

Elect Director Yamamoto, Takashi   Mgmt   For   For
Elect Director Yamamoto, Yoshiharu   Mgmt   For   For
Elect Director Yoshida, Masahiro   Mgmt   For   For
Elect Director Hogen, Kensaku   Mgmt   For   For
Elect Director Kuroyanagi, Nobuo   Mgmt   For   For
Elect Director Fukui, Takeo   Mgmt   For   For
Elect Director Shiga, Yuuji   Mgmt   For   For
Elect Director Takeuchi, Kohei   Mgmt   For   For
Elect Director Aoyama, Shinji   Mgmt   For   For
Elect Director Kaihara, Noriya   Mgmt   For   For
Appoint Statutory Auditor Endo, Kunio   Mgmt   For   For

Kodiak Oil & Gas Corp.

 

Meeting Date:    19-Jun-13    Country:    Canada    Security ID:    50015Q100
Record Date:    09-May-13    Meeting Type:    Annual    Ticker:    KOG

 

CUSIP: 50015Q100    ISIN: CA50015Q1000    SEDOL: B06MB40

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lynn A. Peterson   Mgmt   For   For
Elect Director James E. Catlin   Mgmt   For   For
Elect Director Rodney D. Knutson   Mgmt   For   For
Elect Director Herrick K. Lidstone, Jr.   Mgmt   For   For
Elect Director William J. Krysiak   Mgmt   For   For
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Komatsu Ltd.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J35759125
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6301

 

CUSIP: J35759125    ISIN: JP3304200003    SEDOL: 6496584

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 24   Mgmt   For   For
Elect Director Noji, Kunio   Mgmt   For   For
Elect Director Ohashi, Tetsuji   Mgmt   For   For
Elect Director Fujitsuka, Mikio   Mgmt   For   For
Elect Director Takamura, Fujitoshi   Mgmt   For   For
Elect Director Hotta, Kensuke   Mgmt   For   For
Elect Director Kano, Noriaki   Mgmt   For   For
Elect Director Ikeda, Koichi   Mgmt   For   For
Elect Director Shinozuka, Hisashi   Mgmt   For   For
Elect Director Kuromoto, Kazunori   Mgmt   For   For
Elect Director Mori, Masanao   Mgmt   For   For
Appoint Statutory Auditor Matsuo, Kunihiro   Mgmt   For   Against

Appoint Statutory Auditor Yamada, Koji   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   For

The Men’s Wearhouse, Inc.

 

Meeting Date:    19-Jun-13    Country:    USA    Security ID:    587118100
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    MW

 

CUSIP: 587118100    ISIN: US5871181005    SEDOL: 2576327

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George Zimmer   Mgmt   For   For
Elect Director David H. Edwab   Mgmt   For   For
Elect Director Douglas S. Ewert   Mgmt   For   For

Elect Director Rinaldo S. Brutoco   Mgmt   For   For
Elect Director Michael L. Ray   Mgmt   For   For
Elect Director Sheldon I. Stein   Mgmt   For   For
Elect Director Deepak Chopra   Mgmt   For   For
Elect Director William B. Sechrest   Mgmt   For   For
Elect Director Grace Nichols   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Report on Sustainability   SH   Against   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

ARIAD Pharmaceuticals, Inc.

 

Meeting Date:    20-Jun-13    Country:    USA    Security ID:    04033A100
Record Date:    25-Apr-13    Meeting Type:    Annual    Ticker:    ARIA

 

CUSIP: 04033A100    ISIN: US04033A1007    SEDOL: 2066624

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Athanase Lavidas   Mgmt   For   For
Elect Director Massimo Radaelli   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Gold Resource Corporation

 

Meeting Date:    20-Jun-13    Country:    USA    Security ID:    38068T105
Record Date:    25-Apr-13    Meeting Type:    Annual    Ticker:    GORO

 

CUSIP: 38068T105    ISIN: US38068T1051    SEDOL: B1DZ912

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William W. Reid   Mgmt   For   Withhold
Elect Director Jason D. Reid   Mgmt   For   For
Elect Director Bill M. Conrad   Mgmt   For   Withhold
Elect Director Tor Falck   Mgmt   For   For
Elect Director Gary C. Huber   Mgmt   For   For
Elect Director Robert C. Muffly   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

East Japan Railway Co.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J1257M109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9020

 

CUSIP: J1257M109    ISIN: JP3783600004    SEDOL: 6298542

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For
Elect Director Nakai, Masahiko   Mgmt   For   For
Appoint Statutory Auditor Yamaguchi, Toshiaki   Mgmt   For   Against
Appoint Statutory Auditor Nitta, Mutsuo   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For
Amend Articles to Allow Shareholder Meeting Resolutions on Drafting and Implementation of Business Plans Related to Tohoku Earthquake Reconstruction   SH   Against   Against
Create, Fund Committee on Drafting Business Plans Related to Earthquake Reconstruction   SH   Against   Against
Amend Articles to Allow Proposals on Compliance Matters at Shareholder Meetings   SH   Against   Against
Mandate Creation of Committee on Compliance   SH   Against   Against

Amend Articles to Require Disclosure of Top Five Individual Director Compensation Levels   SH   Against   For
Amend Articles to Require At Least Three Outsiders on Board of Directors   SH   Against   For
Remove Chairman Satoshi Seino from the Board of Directors   SH   Against   Against
Remove Vice Chairman Masaki Ogata from the Board of Directors   SH   Against   Against
Remove Executive Director Yuuji Fukasawa from the Board of Directors   SH   Against   Against
Remove Executive Director Yasuo Hayashi from the Board of Directors   SH   Against   Against
Remove Executive Director Yuuji Morimoto from the Board of Directors   SH   Against   Against
Reduce Director and Statutory Auditor Compensation by 20 Percent   SH   Against   Against
Approve Alternate Income Allocation to Establish Reserves for Disaster Recovery Fund for the Tohoku Earthquake and for Consolidation of Local Rail Lines   SH   Against   Against

Hitachi Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J20454112
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6501

 

CUSIP: J20454112    ISIN: JP3788600009    SEDOL: 6429104

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kawamura, Takashi   Mgmt   For   For
Elect Director Ota, Yoshie   Mgmt   For   For
Elect Director Katsumata, Nobuo   Mgmt   For   For
Elect Director Cynthia Carroll   Mgmt   For   For
Elect Director Sakakibara, Sadayuki   Mgmt   For   For
Elect Director George Buckley   Mgmt   For   For
Elect Director Mochizuki, Harufumi   Mgmt   For   For
Elect Director Motobayashi, Toru   Mgmt   For   Against
Elect Director Philip Yeo   Mgmt   For   For
Elect Director Kikawa, Michijiro   Mgmt   For   For
Elect Director Stephen Gomersall   Mgmt   For   For
Elect Director Nakanishi, Hiroaki   Mgmt   For   For
Elect Director Hatchoji, Takashi   Mgmt   For   For
Elect Director Miyoshi, Takashi   Mgmt   For   For

Mitsubishi Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J43830116
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8058

 

CUSIP: J43830116    ISIN: JP3898400001    SEDOL: 6596785

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Kobayashi, Ken   Mgmt   For   For
Elect Director Nabeshima, Hideyuki   Mgmt   For   For

Elect Director Nakahara, Hideto   Mgmt   For   For
Elect Director Yanai, Jun   Mgmt   For   For
Elect Director Kinukawa, Jun   Mgmt   For   For
Elect Director Miyauchi, Takahisa   Mgmt   For   For
Elect Director Nagai, Yasuo   Mgmt   For   For
Elect Director Uchino, Shuuma   Mgmt   For   For
Elect Director Ito, Kunio   Mgmt   For   For
Elect Director Tsukuda, Kazuo   Mgmt   For   For
Elect Director Kato, Ryozo   Mgmt   For   For
Elect Director Konno, Hidehiro   Mgmt   For   For
Elect Director Sakie Tachibana Fukushima   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Mitsui & Co.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J44690139
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8031

 

CUSIP: J44690139    ISIN: JP3893600001    SEDOL: 6597302

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 21   Mgmt   For   For
Elect Director Utsuda, Shoei   Mgmt   For   For
Elect Director Iijima, Masami   Mgmt   For   For
Elect Director Tanaka, Seiichi   Mgmt   For   For
Elect Director Kawashima, Fuminobu   Mgmt   For   For
Elect Director Saiga, Daisuke   Mgmt   For   For
Elect Director Okada, Joji   Mgmt   For   For
Elect Director Kinoshita, Masayuki   Mgmt   For   For
Elect Director Anbe, Shintaro   Mgmt   For   For

Elect Director Tanaka, Koichi   Mgmt   For   For
Elect Director Matsubara, Nobuko   Mgmt   For   For
Elect Director Nonaka, Ikujiro   Mgmt   For   For
Elect Director Hirabayashi, Hiroshi   Mgmt   For   For
Elect Director Muto, Toshiro   Mgmt   For   For
Appoint Statutory Auditor Watanabe, Hiroyasu   Mgmt   For   For

SoftBank Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J75963108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9984

 

CUSIP: J75963108    ISIN: JP3436100006    SEDOL: 6770620

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For

Amend Articles To Change Company Name - Amend Business Lines   Mgmt   For   For
Elect Director Son, Masayoshi   Mgmt   For   For
Elect Director Miyauchi, Ken   Mgmt   For   For
Elect Director Kasai, Kazuhiko   Mgmt   For   For
Elect Director Ronald Fisher   Mgmt   For   For
Elect Director Yun Ma   Mgmt   For   For
Elect Director Miyasaka, Manabu   Mgmt   For   For
Elect Director Yanai, Tadashi   Mgmt   For   For
Elect Director Mark Schwartz   Mgmt   For   For
Appoint Statutory Auditor Sano, Mitsuo   Mgmt   For   For
Appoint Statutory Auditor Uno, Soichiro   Mgmt   For   For
Appoint Statutory Auditor Shibayama, Koichi   Mgmt   For   Against
Appoint Statutory Auditor Kubokawa, Hidekazu   Mgmt   For   For

Mizuho Financial Group Inc.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J4599L102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8411

 

CUSIP: J4599L102    ISIN: JP3885780001    SEDOL: 6591014

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3 for Common Shareholders   Mgmt   For   For
Authorize Preferred Share Repurchase Program   Mgmt   For   For
Amend Articles To Create New Classes of Preferred Shares   Mgmt   For   For
Elect Director Sato, Yasuhiro   Mgmt   For   For
Elect Director Tsujita, Yasunori   Mgmt   For   For
Elect Director Okabe, Toshitsugu   Mgmt   For   For
Elect Director Hayashi, Nobuhide   Mgmt   For   For

Elect Director Kanki, Tadashi   Mgmt   For   For
Elect Director Koike, Masakane   Mgmt   For   For
Elect Director Nomiyama, Akihiko   Mgmt   For   For
Elect Director Ohashi, Mitsuo   Mgmt   For   For
Elect Director Anraku, Kanemitsu   Mgmt   For   For
Appoint Statutory Auditor Funaki, Nobukatsu   Mgmt   For   For

Amend Articles to Cap Total Compensation to Any Employee at JPY 30 Million, Require Advance Shareholder Approval for Exceptions   SH   Against   Against
Amend Articles to Require Firm to Urge Railroads to Install Anticrime Cameras in Trains using Mizuho Group Financing   SH   Against   Against
Amend Articles to Require Firm to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately   SH   Against   For
Amend Articles to Require Firm to Post Board Training Policy on Website   SH   Against   Against
Amend Articles to Require Shareholder Approval for Reinvestment of Any Net Profit Not Paid Out as Dividends   SH   Against   Against
Amend Articles to Require Firm to Urge Subsidiaries to Disclose when Sued to Invalidate Shareholder Meeting Resolutions   SH   Against   Against
Amend Articles to Require Firm to Annually Disclose Individual Breakdown of Director, Statutory Auditor Compensation   SH   Against   For
Amend Articles to Require Brokerage Subsidiaries Underwriting an IPO to Disclose Evaluation Documents and their Basis   SH   Against   Against
Amend Articles to Require Firm to Urge Subsidiaries and Affiliates to Conduct Investor Seminars on MBO Countermeasures   SH   Against   Against

Nissan Motor Co. Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J57160129
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7201

 

CUSIP: J57160129    ISIN: JP3672400003    SEDOL: 6642860

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 12.5   Mgmt   For   For
Elect Director Carlos Ghosn   Mgmt   For   For
Elect Director Shiga, Toshiyuki   Mgmt   For   For
Elect Director Saikawa, Hiroto   Mgmt   For   For

Elect Director Colin Dodge   Mgmt   For   For
Elect Director Yamashita, Mitsuhiko   Mgmt   For   For
Elect Director Imazu, Hidetoshi   Mgmt   For   For
Elect Director Greg Kelly   Mgmt   For   For
Elect Director Jean-Baptiste Duzan   Mgmt   For   For
Elect Director Nakamura, Katsumi   Mgmt   For   For
Approve Stock Appreciation Rights Plan for Directors   Mgmt   For   For

Apogee Enterprises, Inc.

 

Meeting Date:    26-Jun-13    Country:    USA    Security ID:    037598109
Record Date:    03-May-13    Meeting Type:    Annual    Ticker:    APOG

 

CUSIP: 037598109    ISIN: US0375981091    SEDOL: 2046176

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jerome L. Davis   Mgmt   For   For
Elect Director Sara L. Hays   Mgmt   For   For
Elect Director Richard V. Reynolds   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Takeda Pharmaceutical Co. Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J8129E108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4502

 

CUSIP: J8129E108    ISIN: JP3463000004    SEDOL: 6870445

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 90   Mgmt   For   For
Elect Director Hasegawa, Yasuchika   Mgmt   For   For
Elect Director Yamanaka, Yasuhiko   Mgmt   For   For
Elect Director Frank Morich   Mgmt   For   For
Elect Director Yamada, Tadataka   Mgmt   For   For
Elect Director Iwasaki, Masato   Mgmt   For   For
Elect Director Sudo, Fumio   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Honda, Shinji   Mgmt   For   For
Appoint Statutory Auditor Kuniya, Shiro   Mgmt   For   Against
Appoint Alternate Statutory Auditor Kuroda, Katsushi   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Coinstar, Inc.

 

Meeting Date:    27-Jun-13    Country:    USA    Security ID:    19259P300
Record Date:    29-Apr-13    Meeting Type:    Annual    Ticker:    CSTR

 

CUSIP: 19259P300    ISIN: US19259P3001    SEDOL: 2037567

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nora M. Denzel   Mgmt   For   For
Elect Director Ronald B. Woodard   Mgmt   For   For
Change Company Name   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Fanuc Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J13440102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6954

 

CUSIP: J13440102    ISIN: JP3802400006    SEDOL: 6356934

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 82.04   Mgmt   For   For
Amend Articles To Authorize Public Announcements in Electronic Format - Indemnify Directors - Increase Maximum Board Size   Mgmt   For   For
Elect Director Inaba, Yoshiharu   Mgmt   For   For
Elect Director Yamaguchi, Kenji   Mgmt   For   For
Elect Director Gonda, Yoshihiro   Mgmt   For   For
Elect Director Richard E. Schneider   Mgmt   For   For
Elect Director Uchida, Hiroyuki   Mgmt   For   For
Elect Director Kosaka, Tetsuya   Mgmt   For   For

Elect Director Matsubara, Shunsuke   Mgmt   For   For
Elect Director Kohari, Katsuo   Mgmt   For   For
Elect Director Okada, Toshiya   Mgmt   For   For
Elect Director Hiramoto, Kazuyuki   Mgmt   For   For
Elect Director Olaf C. Gehrels   Mgmt   For   For

Elect Director Aoyama, Kazunari   Mgmt   For   For
Elect Director Ito, Takayuki   Mgmt   For   For
Elect Director Yamada, Yuusaku   Mgmt   For   For
Elect Director Hishikawa, Tetsuo   Mgmt   For   For
Elect Director Noda, Hiroshi   Mgmt   For   For
Elect Director Inaba, Kiyonori   Mgmt   For   For
Elect Director Ono, Masato   Mgmt   For   For

Mitsubishi Electric Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J43873116
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6503

 

CUSIP: J43873116    ISIN: JP3902400005    SEDOL: 6597045

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Shimomura, Setsuhiro   Mgmt   For   For
Elect Director Yamanishi, Kenichiro   Mgmt   For   For
Elect Director Yoshimatsu, Hiroki   Mgmt   For   For
Elect Director Hashimoto, Noritomo   Mgmt   For   For
Elect Director Fujimoto, Ryosuke   Mgmt   For   Against
Elect Director Okuma, Nobuyuki   Mgmt   For   For
Elect Director Matsuyama, Akihiro   Mgmt   For   For
Elect Director Sasaki, Mikio   Mgmt   For   Against
Elect Director Miki, Shigemitsu   Mgmt   For   Against
Elect Director Makino, Fujiatsu   Mgmt   For   Against
Elect Director Yabunaka, Mitoji   Mgmt   For   For
Elect Director Obayashi, Hiroshi   Mgmt   For   For

Mitsubishi UFJ Financial Group

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J44497105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8306

 

CUSIP: J44497105    ISIN: JP3902900004    SEDOL: 6335171

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 7   Mgmt   For   For
Amend Articles To Amend Provisions on Preferred Shares to Comply with Basel
III - Remove Provisions on Class 3 Preferred Shares to Reflect Cancellation		   Mgmt   For   For
Elect Director Okihara, Takamune   Mgmt   For   For
Elect Director Wakabayashi, Tatsuo   Mgmt   For   For
Elect Director Hirano, Nobuyuki   Mgmt   For   For

Elect Director Tanaka, Masaaki   Mgmt   For   For
Elect Director Yuuki, Taihei   Mgmt   For   For
Elect Director Hamakawa, Ichiro   Mgmt   For   For
Elect Director Kagawa, Akihiko   Mgmt   For   For
Elect Director Toyoizumi, Toshiro   Mgmt   For   For
Elect Director Okamoto, Junichi   Mgmt   For   For
Elect Director Araki, Saburo   Mgmt   For   For
Elect Director Noguchi, Hiroyuki   Mgmt   For   For
Elect Director Tokunari, Muneaki   Mgmt   For   For
Elect Director Araki, Ryuuji   Mgmt   For   For
Elect Director Watanabe, Kazuhiro   Mgmt   For   For
Elect Director Kawamoto, Yuuko   Mgmt   For   For
Appoint Statutory Auditor Mikumo, Takashi   Mgmt   For   For
Appoint Statutory Auditor Okamoto, Kunie   Mgmt   For   Against
Appoint Statutory Auditor Ikeda, Yasushi   Mgmt   For   For

Appoint Statutory Auditor Kojima, Hideo   Mgmt   For   For
Amend Deep Discount Stock Option Plan Approved at 2007 AGM and Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors   Mgmt   For   For

Sumitomo Mitsui Financial Group, Inc.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J7771X109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8316

 

CUSIP: J7771X109    ISIN: JP3890350006    SEDOL: 6563024

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 70   Mgmt   For   For
Amend Articles To Remove Provisions on Class 6 Preferred Shares - Amend Provisions on Preferred Shares to Comply with Basel III   Mgmt   For   For

Elect Director Oku, Masayuki   Mgmt   For   For
Elect Director Kunibe, Takeshi   Mgmt   For   For
Elect Director Kubo, Ken   Mgmt   For   For
Elect Director Ito, Yuujiro   Mgmt   For   For
Elect Director Fuchizaki, Masahiro   Mgmt   For   For
Elect Director Narita, Manabu   Mgmt   For   For
Elect Director Ogino, Kozo   Mgmt   For   For
Elect Director Iwamoto, Shigeru   Mgmt   For   For
Elect Director Nomura, Kuniaki   Mgmt   For   For
Appoint Statutory Auditor Minami, Koichi   Mgmt   For   For
Appoint Statutory Auditor Uno, Ikuo   Mgmt   For   Against
Appoint Statutory Auditor Ito, Satoshi   Mgmt   For   Against
Appoint Alternate Statutory Auditor Tsunoda, Daiken   Mgmt   For   For

Medivation, Inc.

 

Meeting Date:    28-Jun-13    Country:    USA    Security ID:    58501N101
Record Date:    29-Apr-13    Meeting Type:    Annual    Ticker:    MDVN

 

CUSIP: 58501N101    ISIN: US58501N1019    SEDOL: B033T75

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel D. Adams   Mgmt   For   For
Elect Director Kim D. Blickenstaff   Mgmt   For   For
Elect Director Kathryn E. Falberg   Mgmt   For   For
Elect Director Dawn Graham   Mgmt   For   For
Elect Director David T. Hung   Mgmt   For   For
Elect Director W. Anthony Vernon   Mgmt   For   For
Elect Director Wendy L. Yarno   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Tesco plc

 

Meeting Date:    28-Jun-13    Country:    United Kingdom    Security ID:    G87621101
Record Date:    26-Jun-13    Meeting Type:    Annual    Ticker:    TSCO

 

CUSIP: G87621101    ISIN: GB0008847096    SEDOL: 0884709

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For

Approve Final Dividend   Mgmt   For   For
Elect Olivia Garfield as Director   Mgmt   For   For
Re-elect Sir Richard Broadbent as Director   Mgmt   For   For
Re-elect Philip Clarke as Director   Mgmt   For   For
Re-elect Gareth Bullock as Director   Mgmt   For   For
Re-elect Patrick Cescau as Director   Mgmt   For   For
Re-elect Stuart Chambers as Director   Mgmt   For   For
Re-elect Ken Hanna as Director   Mgmt   For   For
Re-elect Laurie Mcllwee as Director   Mgmt   For   For
Re-elect Deanna Oppenheimer as Director   Mgmt   For   For
Re-elect Jacqueline Tammenoms Bakker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

db X-trackers 2040 Target Date Fund (Formerly db-X 2040 Target Date Fund)

Catalyst Health Solutions, Inc.

 

Meeting Date:    02-Jul-12    Country:    USA    Security ID:    14888B103
Record Date:    31-May-12    Meeting Type:    Special    Ticker:    CHSI

 

CUSIP: 14888B103    ISIN: US14888B1035    SEDOL: 2507781

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

The Coca-Cola Company

 

Meeting Date:    10-Jul-12    Country:    USA    Security ID:    191216100
Record Date:    21-May-12    Meeting Type:    Special    Ticker:    KO

 

CUSIP: 191216100    ISIN: US1912161007    SEDOL: 2206657

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Stock Split   Mgmt   For   For

Vantage Drilling Company

 

Meeting Date:    10-Jul-12    Country:    Cayman Islands    Security ID:    G93205113
Record Date:    21-May-12    Meeting Type:    Annual    Ticker:    VTG

 

CUSIP: G93205113    ISIN: KYG932051132    SEDOL: B39YS98

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Paul A. Bragg as Director   Mgmt   For   For
Elect Steven Bradshaw as Director   Mgmt   For   For
Elect Jorge E. Estrada as Director   Mgmt   For   For
Elect Robert F. Grantham as Director   Mgmt   For   For
Elect Marcelo D. Guiscardo as Director   Mgmt   For   For
Elect Ong Tian Khiam as Director   Mgmt   For   For
Elect Duke R. Ligon as Director   Mgmt   For   For
Elect John C.G. O’Leary as Director   Mgmt   For   For
Elect Steinar Thomassen as Director   Mgmt   For   For
Increase Authorized Common Stock to 500 Million Ordinary Shares   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Steelcase Inc.

 

Meeting Date:    11-Jul-12    Country:    USA    Security ID:    858155203
Record Date:    14-May-12    Meeting Type:    Annual    Ticker:    SCS

 

CUSIP: 858155203    ISIN: US8581552036    SEDOL: 2150420

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William P. Crawford   Mgmt   For   For
Elect Director R. David Hoover   Mgmt   For   For
Elect Director Elizabeth Valk Long   Mgmt   For   For
Elect Director Robert C. Pew III   Mgmt   For   For
Elect Director P. Craig Welch, Jr.   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Yahoo! Inc.

 

Meeting Date:    12-Jul-12    Country:    USA    Security ID:    984332106
Record Date:    17-May-12    Meeting Type:    Annual    Ticker:    YHOO

 

CUSIP: 984332106    ISIN: US9843321061    SEDOL: 2986539

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alfred J. Amoroso   Mgmt   For   For
Elect Director John D. Hayes   Mgmt   For   For
Elect Director Susan M. James   Mgmt   For   For
Elect Director David W. Kenny   Mgmt   For   For
Elect Director Peter Liguori   Mgmt   For   For

Elect Director Daniel S. Loeb   Mgmt   For   For
Elect Director Thomas J. McInerney   Mgmt   For   For
Elect Director Brad D. Smith   Mgmt   For   For
Elect Director Maynard G. Webb, Jr.   Mgmt   For   For
Elect Director Harry J. Wilson   Mgmt   For   For
Elect Director Michael J. Wolf   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Non-Employee Director Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Eni Spa

 

Meeting Date:    16-Jul-12    Country:    Italy    Security ID:    T3643A145
Record Date:    05-Jul-12    Meeting Type:    Special    Ticker:    ENI

 

CUSIP: T3643A145    ISIN: IT0003132476    SEDOL: 7145056

Proposal   Proponent   Mgmt Rec   Vote Instruction
Extraordinary Business   Mgmt    
Approve Elimination of Shares’ Par Value and Cancellation of Treasury Shares   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Share Repurchase Program   Mgmt   For   For

Triumph Group, Inc.

 

Meeting Date:    19-Jul-12    Country:    USA    Security ID:    896818101
Record Date:    31-May-12    Meeting Type:    Annual    Ticker:    TGI

 

CUSIP: 896818101    ISIN: US8968181011    SEDOL: 2893071

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul Bourgon   Mgmt   For   For
Elect Director Elmer L. Doty   Mgmt   For   For
Elect Director Ralph E. Eberhart   Mgmt   For   For
Elect Director Jeffry D. Frisby   Mgmt   For   For
Elect Director Richard C. Gozon   Mgmt   For   For
Elect Director Richard C. Ill   Mgmt   For   For
Elect Director Adam J. Palmer   Mgmt   For   For
Elect Director Joseph M. Silvestri   Mgmt   For   For
Elect Director George Simpson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Eliminate Cumulative Voting   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Vodafone Group plc

 

Meeting Date:    24-Jul-12    Country:    United Kingdom    Security ID:    G93882135
Record Date:    20-Jul-12    Meeting Type:    Annual    Ticker:    VOD

 

CUSIP: G93882135    ISIN: GB00B16GWD56    SEDOL: B16GWD5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Vittorio Colao as Director   Mgmt   For   For
Re-elect Andy Halford as Director   Mgmt   For   For
Re-elect Stephen Pusey as Director   Mgmt   For   For
Re-elect Renee James as Director   Mgmt   For   For

Re-elect Alan Jebson as Director   Mgmt   For   For
Re-elect Samuel Jonah as Director   Mgmt   For   For
Re-elect Nick Land as Director   Mgmt   For   For
Re-elect Anne Lauvergeon as Director   Mgmt   For   For
Re-elect Luc Vandevelde as Director   Mgmt   For   For
Re-elect Anthony Watson as Director   Mgmt   For   For
Re-elect Philip Yea as Director   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit and Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

EnerSys

 

Meeting Date:    26-Jul-12    Country:    USA    Security ID:    29275Y102
Record Date:    06-Jun-12    Meeting Type:    Annual    Ticker:    ENS

 

CUSIP: 29275Y102    ISIN: US29275Y1029    SEDOL: B020GQ5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Hwan-yoon F. Chung   Mgmt   For   For
Elect Director Arthur T. Katsaros   Mgmt   For   For
Elect Director Robert Magnus   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

National Grid plc

 

Meeting Date:    30-Jul-12    Country:    United Kingdom    Security ID:    G6375K151
Record Date:    28-Jul-12    Meeting Type:    Annual    Ticker:    NG.

 

CUSIP: G6375K151    ISIN: GB00B08SNH34    SEDOL: B08SNH3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Sir Peter Gershon as Director   Mgmt   For   For
Re-elect Steve Holliday as Director   Mgmt   For   For
Re-elect Andrew Bonfield as Director   Mgmt   For   For

Re-elect Tom King as Director   Mgmt   For   For
Re-elect Nick Winser as Director   Mgmt   For   For
Re-elect Ken Harvey as Director   Mgmt   For   For
Re-elect Linda Adamany as Director   Mgmt   For   For
Re-elect Philip Aiken as Director   Mgmt   For   For
Elect Nora Brownell as Director   Mgmt   For   For
Elect Paul Golby as Director   Mgmt   For   For
Elect Ruth Kelly as Director   Mgmt   For   For
Re-elect Maria Richter as Director   Mgmt   For   For
Re-elect George Rose as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For

Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

The J. M. Smucker Company

 

Meeting Date:    15-Aug-12    Country:    USA    Security ID:    832696405
Record Date:    18-Jun-12    Meeting Type:    Annual    Ticker:    SJM

 

CUSIP: 832696405    ISIN: US8326964058    SEDOL: 2951452

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul J. Dolan   Mgmt   For   For
Elect Director Nancy Lopez Knight   Mgmt   For   For

Elect Director Gary A. Oatey   Mgmt   For   For
Elect Director Alex Shumate   Mgmt   For   For
Elect Director Timothy P. Smucker   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   SH   Against   For
Prepare Coffee Sustainability Plan   SH   Against   Against

Quality Systems, Inc.

 

Meeting Date:    16-Aug-12    Country:    USA    Security ID:    747582104
Record Date:    18-Jun-12    Meeting Type:    Proxy Contest    Ticker:    QSII

 

CUSIP: 747582104    ISIN: US7475821044    SEDOL: 2715391

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proxy (White Card)   Mgmt    
Elect Director Craig A. Barbarosh   Mgmt   For   For
Elect Director George H. Bristol   Mgmt   For   For
Elect Director Mark H. Davis   Mgmt   For   For
Elect Director D. Russell Pflueger   Mgmt   For   For
Elect Director Steven T. Plochocki   Mgmt   For   For
Elect Director Sheldon Razin   Mgmt   For   For
Elect Director Lance E. Rosenzweig   Mgmt   For   For
Elect Director Maureen A. Spivack   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Dissident Proxy (Gold Card)   Mgmt    
Elect Director Ahmed D. Hussein   SH   For   Do Not Vote
Elect Director Murray F. Brennan   SH   For   Do Not Vote
Elect Director Patrick B. Cline   SH   For   Do Not Vote
Elect Director John J. Mueller   SH   For   Do Not Vote
Elect Director John M. McDuffie   SH   For   Do Not Vote
Elect Director Thomas R. DiBenedetto   SH   For   Do Not Vote
Elect Director Ian A. Gordon   SH   For   Do Not Vote
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   None   Do Not Vote
Ratify Auditors   Mgmt   None   Do Not Vote

Ariba, Inc.

 

Meeting Date:    29-Aug-12    Country:    USA    Security ID:    04033V203
Record Date:    19-Jul-12    Meeting Type:    Special    Ticker:    ARBA

 

CUSIP: 04033V203    ISIN: US04033V2034    SEDOL: B01RQB2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

Apollo Investment Corporation

 

Meeting Date:    05-Sep-12    Country:    USA    Security ID:    03761U106
Record Date:    13-Jun-12    Meeting Type:    Annual    Ticker:    AINV

 

CUSIP: 03761U106    ISIN: US03761U1060    SEDOL: B00NWP7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John J. Hannan   Mgmt   For   For
Elect Director James C. Zelter   Mgmt   For   For
Elect Director Ashok N. Bakhru   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Issuance of Shares Below Net Asset Value (NAV)   Mgmt   For   For

ASML Holding NV

 

Meeting Date:    07-Sep-12    Country:    Netherlands    Security ID:    N07059178
Record Date:    10-Aug-12    Meeting Type:    Special    Ticker:    ASML

 

CUSIP: N07059178    ISIN: NL0006034001    SEDOL: 5949368

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    

Open Meeting   Mgmt    
Receive Announcements Re: Customer Co-Investment Program   Mgmt    
Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital Re: Customer Co- Investment Program   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 3a   Mgmt   For   For
Amend Articles to Create New Share Class: Ordinary Shares M   Mgmt   For   For
Increase Par Value per Ordinary Share   Mgmt   For   For
Approve Reduction in Share Capital by Decreasing Nominal Value per Share   Mgmt   For   For
Amend Articles Re: Consolidation of Ordinary Shares A at an Exchange Ratio   Mgmt   For   For
Amend Articles to Eliminate Two Ordinary Share Classes A and M and Convert into One Ordinary Share Class   Mgmt   For   For
Authorize each Director and any Lawyer and Paralegals from De Brauw Blackstone Westbroek NV to Execute the Notarial Deeds of Amendments   Mgmt   For   For

Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 6c   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

Teva Pharmaceutical Industries Ltd.

 

Meeting Date:    12-Sep-12    Country:    Israel    Security ID:    M8769Q102
Record Date:    13-Aug-12    Meeting Type:    Annual    Ticker:    TEVA

 

CUSIP: M8769Q102    ISIN: IL0006290147    SEDOL: 6882172

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive and Discuss Consolidated Balance Sheet as of Dec. 31, 2011 and Consolidated Income Statements for 2011   Mgmt    
Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share   Mgmt   For   For
Reelect Phillip Frost as Director   Mgmt   For   For
Reelect Roger Abravanel as Director   Mgmt   For   For
Elect Galia Maor as Director   Mgmt   For   For
Reelect Richard A. Lerner as Director   Mgmt   For   For
Reelect Erez Vigodman as Director   Mgmt   For   For
Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee   Mgmt   For   For
Approve Annual Fee and Reimbursement of Expenses of Chairman   Mgmt   For   For

Approve Annual Fee and Reimbursement of Expenses of Vice Chairman   Mgmt   For   For
Approve Certain Amendments to Articles of Association   Mgmt   For   For
Approve Indemnification and Release Agreements for Directors of the Company   Mgmt   For   For
Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation   Mgmt   For   For

Measurement Specialties, Inc.

 

Meeting Date:    13-Sep-12    Country:    USA    Security ID:    583421102
Record Date:    20-Jul-12    Meeting Type:    Annual    Ticker:    MEAS

 

CUSIP: 583421102    ISIN: US5834211022    SEDOL: 2572358

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director R. Barry Uber   Mgmt   For   For
Elect Director Satish Rishi   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

NIKE, Inc.

 

Meeting Date:    20-Sep-12    Country:    USA    Security ID:    654106103
Record Date:    23-Jul-12    Meeting Type:    Annual    Ticker:    NKE

 

CUSIP: 654106103    ISIN: US6541061031    SEDOL: 2640147

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan B. Graf, Jr.   Mgmt   For   For
Elect Director John C. Lechleiter   Mgmt   For   For
Elect Director Phyllis M. Wise   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   Against

ViaSat, Inc.

 

Meeting Date:    20-Sep-12    Country:    USA    Security ID:    92552V100
Record Date:    23-Jul-12    Meeting Type:    Annual    Ticker:    VSAT

 

CUSIP: 92552V100    ISIN: US92552V1008    SEDOL: 2946243

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert Johnson   Mgmt   For   For
Elect Director John Stenbit   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against

Golar LNG Ltd

 

Meeting Date:    21-Sep-12    Country:    Bermuda    Security ID:    G9456A100
Record Date:    16-Jul-12    Meeting Type:    Annual    Ticker:    GOL

 

CUSIP: G9456A100    ISIN: BMG9456A1009    SEDOL: 7139695

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Reelect John Fredriksen as Director   Mgmt   For   Against
Reelect Kate Blankenship as Director   Mgmt   For   For
Reelect Hans Petter Aas as Director   Mgmt   For   For
Reelect Kathrine Fredriksen as Director   Mgmt   For   Against
Reelect Tor Olav Troim as Director   Mgmt   For   Against
Reappoint PricewaterhouseCoopers of London, England as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For

FedEx Corporation

 

Meeting Date:    24-Sep-12    Country:    USA    Security ID:    31428X106
Record Date:    30-Jul-12    Meeting Type:    Annual    Ticker:    FDX

 

CUSIP: 31428X106    ISIN: US31428X1063    SEDOL: 2142784

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James L. Barksdale   Mgmt   For   Against
Elect Director John A. Edwardson   Mgmt   For   For
Elect Director Shirley Ann Jackson   Mgmt   For   Against
Elect Director Steven R. Loranger   Mgmt   For   Against
Elect Director Gary W. Loveman   Mgmt   For   For
Elect Director R. Brad Martin   Mgmt   For   Against
Elect Director Joshua Cooper Ramo   Mgmt   For   For

Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Frederick W. Smith   Mgmt   For   For
Elect Director Joshua I. Smith   Mgmt   For   For
Elect Director David P. Steiner   Mgmt   For   For
Elect Director Paul S. Walsh   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Political Contributions   SH   Against   Against

Gaylord Entertainment Company

 

Meeting Date:    25-Sep-12    Country:    USA    Security ID:    367905106
Record Date:    08-Aug-12    Meeting Type:    Special    Ticker:    GET

 

CUSIP: 367905106    ISIN: US3679051066    SEDOL: 2103576

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Reorganization Plan   Mgmt   For   For
Authorize the Potential Issuance of Additional Common Stock in Compliance of Listing Rules   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Smith & Wesson Holding Corporation

 

Meeting Date:    01-Oct-12    Country:    USA    Security ID:    831756101
Record Date:    06-Aug-12    Meeting Type:    Annual    Ticker:    SWHC

 

CUSIP: 831756101    ISIN: US8317561012    SEDOL: 2568164

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barry M. Monheit   Mgmt   For   For
Elect Director Robert L. Scott   Mgmt   For   For
Elect Director Michael F. Golden   Mgmt   For   For
Elect Director Robert H. Brust   Mgmt   For   For
Elect Director P. James Debney   Mgmt   For   For
Elect Director John B. Furman   Mgmt   For   For
Elect Director Mitchell A. Saltz   Mgmt   For   For
Elect Director I. Marie Wadecki   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Procter & Gamble Company

 

Meeting Date:    09-Oct-12    Country:    USA    Security ID:    742718109
Record Date:    10-Aug-12    Meeting Type:    Annual    Ticker:    PG

 

CUSIP: 742718109    ISIN: US7427181091    SEDOL: 2704407

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Angela F. Braly   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Scott D. Cook   Mgmt   For   For
Elect Director Susan Desmond-Hellmann   Mgmt   For   For
Elect Director Robert A. McDonald   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director Johnathan A. Rodgers   Mgmt   For   For
Elect Director Margaret C. Whitman   Mgmt   For   For
Elect Director Mary Agnes Wilderotter   Mgmt   For   For
Elect Director Patricia A. Woertz   Mgmt   For   For

Elect Director Ernesto Zedillo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote   SH   Against   Against
Report on Adopting Extended Producer Responsibility Policy   SH   Against   Against
Reduce Supermajority Vote Requirement   SH   Against   For

Ruby Tuesday, Inc.

 

Meeting Date:    10-Oct-12    Country:    USA    Security ID:    781182100
Record Date:    13-Aug-12    Meeting Type:    Annual    Ticker:    RT

 

CUSIP: 781182100    ISIN: US7811821005    SEDOL: 2757616

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director F. Lane Cardwell, Jr   Mgmt   For   For
Elect Director Kevin T. Clayton   Mgmt   For   For
Elect Director Jeffrey J. O’Neill   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CSL Ltd.

 

Meeting Date:    17-Oct-12    Country:    Australia    Security ID:    Q3018U109
Record Date:    15-Oct-12    Meeting Type:    Annual    Ticker:    CSL

 

CUSIP: Q3018U109    ISIN: AU000000CSL8    SEDOL: 6185495

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Maurice Renshaw as a Director   Mgmt   For   For
Elect David Anstice as a Director   Mgmt   For   For
Approve the Adoption of Remuneration Report   Mgmt   For   For
Approve the Adoption of a New Constitution   Mgmt   For   For
Amend the Company’s Constitution to Insert Proportional Takeover Provisions in the New Constitution   Mgmt   For   For
Amend the Company’s Constitution to Re-Insert Proportional Takeover Provisions in the Existing Constitution   Mgmt   For   For

Diageo plc

 

Meeting Date:    17-Oct-12    Country:    United Kingdom    Security ID:    G42089113
Record Date:    15-Oct-12    Meeting Type:    Annual    Ticker:    DGE

 

CUSIP: G42089113    ISIN: GB0002374006    SEDOL: 0237400

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Peggy Bruzelius as Director   Mgmt   For   For
Re-elect Laurence Danon as Director   Mgmt   For   For
Re-elect Lord Davies of Abersoch as Director   Mgmt   For   For
Re-elect Betsy Holden as Director   Mgmt   For   For
Re-elect Dr Franz Humer as Director   Mgmt   For   For
Re-elect Deirdre Mahlan as Director   Mgmt   For   For
Re-elect Philip Scott as Director   Mgmt   For   For
Re-elect Todd Stitzer as Director   Mgmt   For   For
Re-elect Paul Walsh as Director   Mgmt   For   For

Elect Ho KwonPing as Director   Mgmt   For   For
Elect Ivan Menezes as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

BHP Billiton plc

 

Meeting Date:    25-Oct-12    Country:    United Kingdom    Security ID:    G10877101
Record Date:    23-Oct-12    Meeting Type:    Annual    Ticker:    BLT

 

CUSIP: G10877101    ISIN: GB0000566504    SEDOL: 0056650

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Elect Pat Davies as Director   Mgmt   For   For
Re-elect Malcolm Broomhead as Director   Mgmt   For   For
Re-elect Sir John Buchanan as Director   Mgmt   For   For
Re-elect Carlos Cordeiro as Director   Mgmt   For   For
Re-elect David Crawford as Director   Mgmt   For   For
Re-elect Carolyn Hewson as Director   Mgmt   For   For
Re-elect Marius Kloppers as Director   Mgmt   For   For
Re-elect Lindsay Maxsted as Director   Mgmt   For   For
Re-elect Wayne Murdy as Director   Mgmt   For   For
Re-elect Keith Rumble as Director   Mgmt   For   For

Re-elect John Schubert as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect Jac Nasser as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve the Grant of Long-Term Incentive Performance Shares to Marius Kloppers   Mgmt   For   For

Eaton Corporation

 

Meeting Date:    26-Oct-12    Country:    USA    Security ID:    278058102
Record Date:    13-Sep-12    Meeting Type:    Special    Ticker:    ETN

 

CUSIP: 278058102    ISIN: US2780581029    SEDOL: 2300883

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Approve Reduction of Capital of New Eaton to Allow Creation of Distributable Reserves of New Eaton which are Required Under Irish Law to Allow New Eaton to Make Distributions and to Pay Dividends and Repurchase or Redeem Shares   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Commonwealth Bank Of Australia

 

Meeting Date:    30-Oct-12    Country:    Australia    Security ID:    Q26915100
Record Date:    28-Oct-12    Meeting Type:    Annual    Ticker:    CBA

 

CUSIP: Q26915100    ISIN: AU000000CBA7    SEDOL: 6215035

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proposals for Ordinary Shareholders   Mgmt    
Elect David Turner as a Director   Mgmt   For   For
Elect Carolyn Kay as a Director   Mgmt   For   For
Elect Harrison Young as a Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 78,681 Reward Rights to Ian Mark Narev, CEO and Managing Director of the Company   Mgmt   For   For
Management Proposal for Ordinary Shareholders and Holders of PERLS IV Stapled Securities   Mgmt    
Approve the Selective Buyback of Up to 100 Percent of the Preference Shares that Form Part of the Perpetual Exchangeable Resaleable Listed Securities   Mgmt   For   For

Energy XXI (Bermuda) Limited

 

Meeting Date:    06-Nov-12    Country:    Bermuda    Security ID:    G10082140
Record Date:    17-Sep-12    Meeting Type:    Annual    Ticker:    5E3B

 

CUSIP: N/A    ISIN: BMG100821401    SEDOL: B2QVPS3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Paul Davison as Director   Mgmt   For   For
Elect Hill Feinberg as Director   Mgmt   For   For
Approve UHY LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Meredith Corporation

 

Meeting Date:    07-Nov-12    Country:    USA    Security ID:    589433101
Record Date:    06-Sep-12    Meeting Type:    Annual    Ticker:    MDP

 

CUSIP: 589433101    ISIN: US5894331017    SEDOL: 2578516

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James R. Craigie   Mgmt   For   For
Elect Director Frederick B. Henry   Mgmt   For   For
Elect Director Joel W. Johnson   Mgmt   For   For

Elect Director Donald C. Berg   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Pharmacyclics, Inc.

 

Meeting Date:    09-Nov-12    Country:    USA    Security ID:    716933106
Record Date:    12-Sep-12    Meeting Type:    Annual    Ticker:    PCYC

 

CUSIP: 716933106    ISIN: US7169331060    SEDOL: 2689690

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert F. Booth   Mgmt   For   For

Elect Director Kenneth A. Clark   Mgmt   For   For
Elect Director Robert W. Duggan   Mgmt   For   For
Elect Director Eric H. Halvorson   Mgmt   For   For
Elect Director Minesh P. Mehta   Mgmt   For   For
Elect Director David D. Smith   Mgmt   For   For
Elect Director Richard A. van den Broek   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

JDA Software Group, Inc.

 

Meeting Date:    13-Nov-12    Country:    USA    Security ID:    46612K108
Record Date:    21-Sep-12    Meeting Type:    Annual    Ticker:    JDAS

 

CUSIP: 46612K108    ISIN: US46612K1088    SEDOL: 2478478

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Michael Gullard   Mgmt   For   For
Elect Director Richard Haddrill   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Restricted Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Jack Henry & Associates, Inc.

 

Meeting Date:    14-Nov-12    Country:    USA    Security ID:    426281101
Record Date:    20-Sep-12    Meeting Type:    Annual    Ticker:    JKHY

 

CUSIP: 426281101    ISIN: US4262811015    SEDOL: 2469193

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jerry D. Hall   Mgmt   For   For
Elect Director Matthew C. Flanigan   Mgmt   For   For
Elect Director Wesley A. Brown   Mgmt   For   For
Elect Director Marla K. Shepard   Mgmt   For   For
Elect Director John F. Prim   Mgmt   For   For
Elect Director Thomas H. Wilson, Jr.   Mgmt   For   For
Elect Director Jacque R. Fiegel   Mgmt   For   For
Elect Director Thomas A. Wimsett   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CACI International Inc

 

Meeting Date:    15-Nov-12    Country:    USA    Security ID:    127190304
Record Date:    17-Sep-12    Meeting Type:    Annual    Ticker:    CACI

 

CUSIP: 127190304    ISIN: US1271903049    SEDOL: 2159267

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel D. Allen   Mgmt   For   For
Elect Director James S. Gilmore, III   Mgmt   For   For
Elect Director Gregory G. Johnson   Mgmt   For   For
Elect Director Richard L. Leatherwood   Mgmt   For   For
Elect Director J. Phillip London   Mgmt   For   For
Elect Director James L. Pavitt   Mgmt   For   For
Elect Director Warren R. Phillips   Mgmt   For   For
Elect Director Charles P. Revoile   Mgmt   For   For
Elect Director William S. Wallace   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cisco Systems, Inc.

 

Meeting Date:    15-Nov-12    Country:    USA    Security ID:    17275R102
Record Date:    17-Sep-12    Meeting Type:    Annual    Ticker:    CSCO

 

CUSIP: 17275R102    ISIN: US17275R1023    SEDOL: 2198163

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Carol A. Bartz   Mgmt   For   For
Elect Director Marc Benioff   Mgmt   For   For
Elect Director M. Michele Burns   Mgmt   For   For
Elect Director Michael D. Capellas   Mgmt   For   For
Elect Director Larry R. Carter   Mgmt   For   For
Elect Director John T. Chambers   Mgmt   For   For

Elect Director Brian L. Halla   Mgmt   For   For
Elect Director John L. Hennessy   Mgmt   For   For
Elect Director Kristina M. Johnson   Mgmt   For   For
Elect Director Richard M. Kovacevich   Mgmt   For   For
Elect Director Roderick C. McGeary   Mgmt   For   For
Elect Director Arun Sarin   Mgmt   For   For
Elect Director Steven M. West   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Eliminating Conflict Minerals from Supply Chain   SH   Against   Against

The Hain Celestial Group, Inc.

 

Meeting Date:    15-Nov-12    Country:    USA    Security ID:    405217100
Record Date:    20-Sep-12    Meeting Type:    Annual    Ticker:    HAIN

 

CUSIP: 405217100    ISIN: US4052171000    SEDOL: 2492337

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Irwin D. Simon   Mgmt   For   For
Elect Director Richard C. Berke   Mgmt   For   For
Elect Director Jack Futterman   Mgmt   For   For
Elect Director Marina Hahn   Mgmt   For   For
Elect Director Andrew R. Heyer   Mgmt   For   For
Elect Director Brett Icahn   Mgmt   For   For
Elect Director Roger Meltzer   Mgmt   For   For
Elect Director Scott M. O’Neil   Mgmt   For   For
Elect Director David Schechter   Mgmt   For   For

Elect Director Lawrence S. Zilavy   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Xstrata plc

 

Meeting Date:    20-Nov-12    Country:    United Kingdom    Security ID:    G9826T102
Record Date:    16-Nov-12    Meeting Type:    Special    Ticker:    XTA

 

CUSIP: G9826T102    ISIN: GB0031411001    SEDOL: 3141100

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Further General Meeting (This is a Third Call of the General Meeting Originally Convened on 12 July 2012 Which Has Been Adjourned)   Mgmt    

Approve Matters Relating to Merger with Glencore International plc   Mgmt   For   For
Approve the Revised Management Incentive Arrangements and the Revised New Xstrata 2012 Plan   Mgmt   For   Against

Xstrata plc

 

Meeting Date:    20-Nov-12    Country:    United Kingdom    Security ID:    G9826T102
Record Date:    16-Nov-12    Meeting Type:    Court    Ticker:    XTA

 

CUSIP: G9826T102    ISIN: GB0031411001    SEDOL: 3141100

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
New Court Meeting (This is a Third Call of the Court Meeting Originally Convened on 12 July 2012 Which Has Been Adjourned)   Mgmt    

Approve Scheme of Arrangement Subject to the Revised Management Incentive Arrangements Resolution Being Passed   Mgmt   For   For
Approve Scheme of Arrangement Subject to the Revised Management Incentive Arrangements Resolution Not Being Passed   Mgmt   Against   For

Woolworths Ltd.

 

Meeting Date:    22-Nov-12    Country:    Australia    Security ID:    Q98418108
Record Date:    20-Nov-12    Meeting Type:    Annual    Ticker:    WOW

 

CUSIP: Q98418108    ISIN: AU000000WOW2    SEDOL: 6981239

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect John Frederick Astbury as a Director   Mgmt   For   For
Elect Thomas William Pockett as a Director   Mgmt   For   For
Elect Christine Cross as a Director   Mgmt   For   For

Elect Allan Douglas Mackay as a Director   Mgmt   For   For
Elect Michael James Ullmer as a Director   Mgmt   For   For
Approve the Grant of 122,470 Performance Rights to Grant O’Brien, Managing Director and Chief Executive Officer of the Company   Mgmt   For   For
Approve the Grant of 88,401 Performance Rights to Tom Pockett, Finance Director of the Company   Mgmt   For   For
Approve the Renewal of the Proportional Takeover Provisions   Mgmt   For   For
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Reduction of Share Capital   Mgmt   For   For

Woolworths Ltd.

 

Meeting Date:    22-Nov-12    Country:    Australia    Security ID:    Q98418108
Record Date:    20-Nov-12    Meeting Type:    Special    Ticker:    WOW

 

CUSIP: Q98418108    ISIN: AU000000WOW2    SEDOL: 6981239

Proposal   Proponent   Mgmt Rec   Vote Instruction
Shareholder Proposal   Mgmt    
Approve the Amendments to the Company’s Constitution   SH   Against   Against

Microsoft Corporation

 

Meeting Date:    28-Nov-12    Country:    USA    Security ID:    594918104
Record Date:    14-Sep-12    Meeting Type:    Annual    Ticker:    MSFT

 

CUSIP: 594918104    ISIN: US5949181045    SEDOL: 2588173

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven A. Ballmer   Mgmt   For   For
Elect Director Dina Dublon   Mgmt   For   For
Elect Director William H. Gates, III   Mgmt   For   For
Elect Director Maria M. Klawe   Mgmt   For   For

Elect Director Stephen J. Luczo   Mgmt   For   For
Elect Director David F. Marquardt   Mgmt   For   For
Elect Director Charles H. Noski   Mgmt   For   For
Elect Director Helmut Panke   Mgmt   For   For
Elect Director John W. Thompson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against

BHP Billiton Limited

 

Meeting Date:    29-Nov-12    Country:    Australia    Security ID:    Q1498M100
Record Date:    27-Nov-12    Meeting Type:    Annual    Ticker:    BHP

 

CUSIP: Q1498M100    ISIN: AU000000BHP4    SEDOL: 6144690

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept the Financial Statements and Statutory Reports for BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Pat Davies as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Malcolm Broomhead as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect John Buchanan as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Carlos Cordeiro as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect David Crawford as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Carolyn Hewson as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Marius Kloppers as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Lindsay Maxsted as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For

Elect Wayne Murdy as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Keith Rumble as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect John Schubert as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Shriti Vadera as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Jac Nasser as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Appoint KPMG Audit Plc as Auditor of BHP Billiton Plc   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc for Cash   Mgmt   For   For
Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Long Term Incentive Performance Shares to Marius Kloppers, Executive Director of the Company   Mgmt   For   For

Accuray Incorporated

 

Meeting Date:    30-Nov-12    Country:    USA    Security ID:    004397105
Record Date:    05-Oct-12    Meeting Type:    Annual    Ticker:    ARAY

 

CUSIP: 004397105    ISIN: US0043971052    SEDOL: B1R2HW6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Elizabeth Davila   Mgmt   For   For
Elect Director Joshua H. Levine   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Finisar Corporation

 

Meeting Date:    03-Dec-12    Country:    USA    Security ID:    31787A507
Record Date:    10-Oct-12    Meeting Type:    Annual    Ticker:    FNSR

 

CUSIP: 31787A507    ISIN: US31787A5074    SEDOL: 2517832

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael C. Child   Mgmt   For   For
Elect Director Roger C. Ferguson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Aspen Technology, Inc.

 

Meeting Date:    06-Dec-12    Country:    USA    Security ID:    045327103
Record Date:    15-Oct-12    Meeting Type:    Annual    Ticker:    AZPN

 

CUSIP: 045327103    ISIN: US0453271035    SEDOL: 2051868

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark E. Fusco   Mgmt   For   Withhold
Elect Director Gary E. Haroian   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ascena Retail Group, Inc.

 

Meeting Date:    11-Dec-12    Country:    USA    Security ID:    04351G101
Record Date:    12-Oct-12    Meeting Type:    Annual    Ticker:    ASNA

 

CUSIP: 04351G101    ISIN: US04351G1013    SEDOL: B65D9Z3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Usdan   Mgmt   For   For
Elect Director Randy L. Pearce   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

United Natural Foods, Inc.

 

Meeting Date:    12-Dec-12    Country:    USA    Security ID:    911163103
Record Date:    19-Oct-12    Meeting Type:    Annual    Ticker:    UNFI

 

CUSIP: 911163103    ISIN: US9111631035    SEDOL: 2895163

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter A. Roy   Mgmt   For   For
Elect Director Richard J. Schnieders   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Declassify the Board of Directors   SH   Against   For

National Australia Bank Limited

 

Meeting Date:    13-Dec-12    Country:    Australia    Security ID:    Q65336119
Record Date:    11-Dec-12    Meeting Type:    Annual    Ticker:    NAB

 

CUSIP: Q65336119    ISIN: AU000000NAB4    SEDOL: 6624608

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Michael Chaney as a Director   Mgmt   For   For
Elect Mark Joiner as a Director   Mgmt   For   For
Elect Paul Rizzo as a Director   Mgmt   For   For
Elect John Waller as a Director   Mgmt   For   For
Approve the Grant of Performance Rights to Cameron Clyne, Group Chief Executive Officer   Mgmt   For   For
Approve the Grant of Performance Rights to Mark Joiner, Executive Director of Finance   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For

Westpac Banking Corporation

 

Meeting Date:    13-Dec-12    Country:    Australia    Security ID:    Q97417101
Record Date:    11-Dec-12    Meeting Type:    Annual    Ticker:    WBC

 

CUSIP: Q97417101    ISIN: AU000000WBC1    SEDOL: 6076146

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Elect Gordon Cairns as a Director   Mgmt   For   For
Elect Robert Elstone as a Director   Mgmt   For   For
Approve the Amendments to the Company’s Constitution Relating to Preference Shares   Mgmt   For   For
Approve the Amendments to the Company’s Constitution Relating to General Meeting, Meetings of Directors, and Other Matters   Mgmt   For   For

Australia and New Zealand Banking Group Ltd.

 

Meeting Date:    19-Dec-12    Country:    Australia    Security ID:    Q09504137
Record Date:    17-Dec-12    Meeting Type:    Annual    Ticker:    ANZ

 

CUSIP: Q09504137    ISIN: AU000000ANZ3    SEDOL: 6065586

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company   Mgmt   For   For
Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   For   For
Elect P.J. Dwyer as a Director   Mgmt   For   For
Elect J.P. Morschel as a Director   Mgmt   For   For
Elect Lee Hsien Yang as a Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect R.J. Reeves as a Director   SH   Against   Against

Fabrinet

 

Meeting Date:    20-Dec-12    Country:    Cayman Islands    Security ID:    G3323L100
Record Date:    12-Oct-12    Meeting Type:    Annual    Ticker:    FN

 

CUSIP: N/A    ISIN: KYG3323L1005    SEDOL: B4JSZL8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David T. Mitchell   Mgmt   For   For
Elect Director William J. Perry   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors   Mgmt   For   For

Robbins & Myers, Inc.

 

Meeting Date:    27-Dec-12    Country:    USA    Security ID:    770196103
Record Date:    26-Nov-12    Meeting Type:    Special    Ticker:    RBN

 

CUSIP: 770196103    ISIN: US7701961036    SEDOL: 2743206

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

Acuity Brands, Inc.

 

Meeting Date:    04-Jan-13    Country:    USA    Security ID:    00508Y102
Record Date:    07-Nov-12    Meeting Type:    Annual    Ticker:    AYI

 

CUSIP: 00508Y102    ISIN: US00508Y1029    SEDOL: 2818461

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dominic J. Pileggi   Mgmt   For   For
Elect Director George C. Guynn   Mgmt   For   For
Elect Director Vernon J. Nagel   Mgmt   For   For
Elect Director Julia B. North   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Actuant Corporation

 

Meeting Date:    15-Jan-13    Country:    USA    Security ID:    00508X203
Record Date:    15-Nov-12    Meeting Type:    Annual    Ticker:    ATU

 

CUSIP: 00508X203    ISIN: US00508X2036    SEDOL: 2716792

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert C. Arzbaecher   Mgmt   For   For
Elect Director Gurminder S. Bedi   Mgmt   For   For
Elect Director Gustav H.P. Boel   Mgmt   For   For
Elect Director Thomas J. Fischer   Mgmt   For   For
Elect Director William K. Hall   Mgmt   For   For
Elect Director R. Alan Hunter, Jr.   Mgmt   For   For
Elect Director Robert A. Peterson   Mgmt   For   For
Elect Director Holly A. Van Deursen   Mgmt   For   For

Elect Director Dennis K. Williams   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

New Jersey Resources Corporation

 

Meeting Date:    23-Jan-13    Country:    USA    Security ID:    646025106
Record Date:    27-Nov-12    Meeting Type:    Annual    Ticker:    NJR

 

CUSIP: 646025106    ISIN: US6460251068    SEDOL: 2630513

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lawrence R. Codey   Mgmt   For   For
Elect Director Laurence M. Downes   Mgmt   For   For
Elect Director Robert B. Evans   Mgmt   For   For
Elect Director Alfred C. Koeppe   Mgmt   For   For
Elect Director Sharon C. Taylor   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Siemens AG

 

Meeting Date:    23-Jan-13    Country:    Germany    Security ID:    D69671218
Record Date:       Meeting Type:    Annual    Ticker:    SIE

 

CUSIP: D69671218    ISIN: DE0007236101    SEDOL: 5727973

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 3.00 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2011/2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2011/2012   Mgmt   For   For
Ratify Ernst & Young GmbH as Auditors for Fiscal 2012   Mgmt   For   For
Reelect Josef Ackermann to the Supervisory Board   Mgmt   For   For
Reelect Gerd von Brandenstein to the Supervisory Board   Mgmt   For   For
Reelect Gerhard Cromme to the Supervisory Board   Mgmt   For   For
Reelect Michael Diekmann to the Supervisory Board   Mgmt   For   For
Reelect Hans Michael Gaul to the Supervisory Board   Mgmt   For   For

Reelect Peter Gruss to the Supervisory Board   Mgmt   For   For
Reelect Nicola Leibinger-Kammueller to the Supervisory Board   Mgmt   For   For
Elect Gerard Mestrallet to the Supervisory Board   Mgmt   For   For
Elect Gueler Sabanci to the Supervisory Board   Mgmt   For   For
Elect Werner Wenning to the Supervisory Board   Mgmt   For   For
Approve Settlement Agreement Between Siemens AG and Thomas Ganswindt Concluded on November 20/28, 2012   Mgmt   For   For
Approve Spin-Off and Takeover Agreement with Osram Licht AG   Mgmt   For   For

Woodward, Inc.

 

Meeting Date:    23-Jan-13    Country:    USA    Security ID:    980745103
Record Date:    26-Nov-12    Meeting Type:    Annual    Ticker:    WWD

 

CUSIP: 980745103    ISIN: US9807451037    SEDOL: 2948089

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James R. Rulseh   Mgmt   For   Withhold
Elect Director Gregg C. Sengstack   Mgmt   For   For
Elect Director John D. Cohn   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

D.R. Horton, Inc.

 

Meeting Date:    24-Jan-13    Country:    USA    Security ID:    23331A109
Record Date:    30-Nov-12    Meeting Type:    Annual    Ticker:    DHI

 

CUSIP: 23331A109    ISIN: US23331A1097    SEDOL: 2250687

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald R. Horton   Mgmt   For   For
Elect Director Bradley S. Anderson   Mgmt   For   For
Elect Director Michael R. Buchanan   Mgmt   For   For
Elect Director Michael W. Hewatt   Mgmt   For   For
Elect Director Bob G. Scott   Mgmt   For   For
Elect Director Donald J. Tomnitz   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Becton, Dickinson and Company

 

Meeting Date:    29-Jan-13    Country:    USA    Security ID:    075887109
Record Date:    07-Dec-12    Meeting Type:    Annual    Ticker:    BDX

 

CUSIP: 075887109    ISIN: US0758871091    SEDOL: 2087807

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Basil L. Anderson   Mgmt   For   For
Elect Director Henry P. Becton, Jr.   Mgmt   For   For
Elect Director Catherine M. Burzik   Mgmt   For   For
Elect Director Edward F. DeGraan   Mgmt   For   For
Elect Director Vincent A. Forlenza   Mgmt   For   For
Elect Director Claire M. Fraser   Mgmt   For   For
Elect Director Christopher Jones   Mgmt   For   For
Elect Director Marshall O. Larsen   Mgmt   For   For
Elect Director Adel A.F. Mahmoud   Mgmt   For   For
Elect Director Gary A. Mecklenburg   Mgmt   For   For
Elect Director James F. Orr   Mgmt   For   For

Elect Director Willard J. Overlock, Jr.   Mgmt   For   For
Elect Director Rebecca W. Rimel   Mgmt   For   For
Elect Director Bertram L. Scott   Mgmt   For   For
Elect Director Alfred Sommer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Rescind Fair Price Provision   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Imperial Tobacco Group plc

 

Meeting Date:    30-Jan-13    Country:    United Kingdom    Security ID:    G4721W102
Record Date:    28-Jan-13    Meeting Type:    Annual    Ticker:    IMT

 

CUSIP: G4721W102    ISIN: GB0004544929    SEDOL: 0454492

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Dr Ken Burnett as Director   Mgmt   For   For
Re-elect Alison Cooper as Director   Mgmt   For   For
Re-elect Robert Dyrbus as Director   Mgmt   For   For
Elect David Haines as Director   Mgmt   For   For
Re-elect Michael Herlihy as Director   Mgmt   For   For
Re-elect Susan Murray as Director   Mgmt   For   For
Re-elect Iain Napier as Director   Mgmt   For   For
Elect Matthew Phillips as Director   Mgmt   For   For
Re-elect Berge Setrakian as Director   Mgmt   For   For

Re-elect Mark Williamson as Director   Mgmt   For   For
Re-elect Malcolm Wyman as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Approve Share Matching Scheme   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Approve International Sharesave Plan   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Visa Inc.

 

Meeting Date:    30-Jan-13    Country:    USA    Security ID:    92826C839
Record Date:    04-Dec-12    Meeting Type:    Annual    Ticker:    V

 

CUSIP: 92826C839    ISIN: US92826C8394    SEDOL: B2PZN04

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gary P. Coughlan   Mgmt   For   For
Elect Director Mary B. Cranston   Mgmt   For   For
Elect Director Francisco Javier Fernandez-Carbajal   Mgmt   For   For
Elect Director Robert W. Matschullat   Mgmt   For   For
Elect Director Cathy E. Minehan   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director David J. Pang   Mgmt   For   For
Elect Director Joseph W. Saunders   Mgmt   For   For

Elect Director Charles W. Scharf   Mgmt   For   For
Elect Director William S. Shanahan   Mgmt   For   For
Elect Director John A. Swainson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   Against

Monsanto Company

 

Meeting Date:    31-Jan-13    Country:    USA    Security ID:    61166W101
Record Date:    03-Dec-12    Meeting Type:    Annual    Ticker:    MON

 

CUSIP: 61166W101    ISIN: US61166W1018    SEDOL: 2654320

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Chicoine   Mgmt   For   For
Elect Director Arthur H. Harper   Mgmt   For   For
Elect Director Gwendolyn S. King   Mgmt   For   For
Elect Director Jon R. Moeller   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Report on Risk of Genetically Engineered Products   SH   Against   Against

Cheniere Energy, Inc.

 

Meeting Date:    01-Feb-13    Country:    USA    Security ID:    16411R208
Record Date:    17-Dec-12    Meeting Type:    Special    Ticker:    LNG

 

CUSIP: 16411R208    ISIN: US16411R2085    SEDOL: 2654364

Proposal   Proponent   Mgmt Rec   Vote Instruction
Declassify the Board of Directors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Other Business   Mgmt   For   Abstain

Emerson Electric Co.

 

Meeting Date:    05-Feb-13    Country:    USA    Security ID:    291011104
Record Date:    27-Nov-12    Meeting Type:    Annual    Ticker:    EMR

 

CUSIP: 291011104    ISIN: US2910111044    SEDOL: 2313405

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director C. A. H. Boersig   Mgmt   For   For
Elect Director J. B. Bolten   Mgmt   For   For
Elect Director M. S. Levatich   Mgmt   For   For
Elect Director R. L. Stephenson   Mgmt   For   For
Elect Director A.A. Busch, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Report on Sustainability   SH   Against   For

Compass Group plc

 

Meeting Date:    07-Feb-13    Country:    United Kingdom    Security ID:    G23296182
Record Date:    05-Feb-13    Meeting Type:    Annual    Ticker:    CPG

 

CUSIP: G23296182    ISIN: GB0005331532    SEDOL: 0533153

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Roy Gardner as Director   Mgmt   For   For
Elect Dominic Blakemore as Director   Mgmt   For   For
Re-elect Richard Cousins as Director   Mgmt   For   For
Re-elect Gary Green as Director   Mgmt   For   For
Re-elect Andrew Martin as Director   Mgmt   For   For
Re-elect John Bason as Director   Mgmt   For   For
Re-elect Sir James Crosby as Director   Mgmt   For   For
Re-elect Susan Murray as Director   Mgmt   For   For
Re-elect Don Robert as Director   Mgmt   For   For

Re-elect Sir Ian Robinson as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Amend Long Term Incentive Plan 2010   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

MICROSEMI CORPORATION

 

Meeting Date:    12-Feb-13    Country:    USA    Security ID:    595137100
Record Date:    14-Dec-12    Meeting Type:    Annual    Ticker:    MSCC

 

CUSIP: 595137100    ISIN: US5951371005    SEDOL: 2588140

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Peterson   Mgmt   For   For
Elect Director Dennis R. Leibel   Mgmt   For   For
Elect Director Thomas R. Anderson   Mgmt   For   For
Elect Director William E. Bendush   Mgmt   For   For
Elect Director Paul F. Folino   Mgmt   For   For
Elect Director William L. Healey   Mgmt   For   For
Elect Director Matthew E. Massengill   Mgmt   For   For
Elect Director James V. Mazzo   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Warnaco Group, Inc.

 

Meeting Date:    13-Feb-13    Country:    USA    Security ID:    934390402
Record Date:    14-Jan-13    Meeting Type:    Special    Ticker:    WRC

 

CUSIP: 934390402    ISIN: US9343904028    SEDOL: 2352668

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Avanir Pharmaceuticals, Inc.

 

Meeting Date:    14-Feb-13    Country:    USA    Security ID:    05348P401
Record Date:    18-Dec-12    Meeting Type:    Annual    Ticker:    AVNR

 

CUSIP: 05348P401    ISIN: US05348P4019    SEDOL: B0WR7L8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David J. Mazzo   Mgmt   For   For
Elect Director Craig A. Wheeler   Mgmt   For   For
Elect Director Scott M. Whitcup   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

TNS, Inc.

 

Meeting Date:    15-Feb-13    Country:    USA    Security ID:    872960109
Record Date:    11-Jan-13    Meeting Type:    Special    Ticker:    TNS

 

CUSIP: 872960109    ISIN: US8729601091    SEDOL: 2303495

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For

Powell Industries, Inc.

 

Meeting Date:    20-Feb-13    Country:    USA    Security ID:    739128106
Record Date:    03-Jan-13    Meeting Type:    Annual    Ticker:    POWL

 

CUSIP: 739128106    ISIN: US7391281067    SEDOL: 2697422

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joseph L. Becherer   Mgmt   For   Withhold
Elect Director Michael A. Lucas   Mgmt   For   Withhold
Elect Director Thomas W. Powell   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Harris Teeter Supermarkets, Inc.

 

Meeting Date:    21-Feb-13    Country:    USA    Security ID:    414585109
Record Date:    14-Dec-12    Meeting Type:    Annual    Ticker:    HTSI

 

CUSIP: 414585109    ISIN: US4145851097    SEDOL: B7GH6J4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John R. Belk   Mgmt   For   For
Elect Director John P. Derham Cato   Mgmt   For   For
Elect Director Thomas W. Dickson   Mgmt   For   For
Elect Director James E. S. Hynes   Mgmt   For   For
Elect Director Anna Spangler Nelson   Mgmt   For   For
Elect Director Mark S. Ordan   Mgmt   For   For
Elect Director Bailey W. Patrick   Mgmt   For   For
Elect Director Robert H. Spilman, Jr.   Mgmt   For   For
Elect Director Harold C. Stowe   Mgmt   For   For

Elect Director Isaiah Tidwell   Mgmt   For   For
Elect Director William C. Warden, Jr.   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Alterra Capital Holdings Limited

 

Meeting Date:    26-Feb-13    Country:    Bermuda    Security ID:    G0229R108
Record Date:    08-Jan-13    Meeting Type:    Special    Ticker:    ALTE

 

CUSIP: G6052F103    ISIN: BMG0229R1088    SEDOL: B4KTGD9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Bylaws   Mgmt   For   For

Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Transact Other Business (Voting)   Mgmt   For   Abstain

Tetra Tech, Inc.

 

Meeting Date:    26-Feb-13    Country:    USA    Security ID:    88162G103
Record Date:    03-Jan-13    Meeting Type:    Annual    Ticker:    TTEK

 

CUSIP: 88162G103    ISIN: US88162G1031    SEDOL: 2883890

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dan L. Batrack   Mgmt   For   For
Elect Director Hugh M. Grant   Mgmt   For   For
Elect Director Patrick C. Haden   Mgmt   For   For
Elect Director J. Christopher Lewis   Mgmt   For   For

Elect Director Albert E. Smith   Mgmt   For   For
Elect Director J. Kenneth Thompson   Mgmt   For   For
Elect Director Richard H. Truly   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Apple Inc.

 

Meeting Date:    27-Feb-13    Country:    USA    Security ID:    037833100
Record Date:    02-Jan-13    Meeting Type:    Annual    Ticker:    AAPL

 

CUSIP: 037833100    ISIN: US0378331005    SEDOL: 2046251

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William Campbell   Mgmt   For   Withhold

Elect Director Timothy Cook   Mgmt   For   For
Elect Director Millard Drexler   Mgmt   For   Withhold
Elect Director Al Gore   Mgmt   For   Withhold
Elect Director Robert Iger   Mgmt   For   Withhold
Elect Director Andrea Jung   Mgmt   For   Withhold
Elect Director Arthur Levinson   Mgmt   For   For
Elect Director Ronald Sugar   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Stock Retention/Holding Period   SH   Against   For
Establish Board Committee on Human Rights   SH   Against   Against

Spectrum Brands Holdings, Inc.

 

Meeting Date:    01-Mar-13    Country:    USA    Security ID:    84763R101
Record Date:    14-Jan-13    Meeting Type:    Annual    Ticker:    SPB

 

CUSIP: 84763R101    ISIN: US84763R1014    SEDOL: B3MYPN8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Norman S. Matthews   Mgmt   For   For
Amend Articles the Company’s Restated Certificate of Incorporation to Dissolve the Special Nominating Committee of the Board of Directors   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Applied Materials, Inc.

 

Meeting Date:    05-Mar-13    Country:    USA    Security ID:    038222105
Record Date:    09-Jan-13    Meeting Type:    Annual    Ticker:    AMAT

 

CUSIP: 038222105    ISIN: US0382221051    SEDOL: 2046552

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Aart J. de Geus   Mgmt   For   For
Elect Director Stephen R. Forrest   Mgmt   For   For
Elect Director Thomas J. Iannotti   Mgmt   For   For
Elect Director Susan M. James   Mgmt   For   For
Elect Director Alexander A. Karsner   Mgmt   For   For
Elect Director Gerhard H. Parker   Mgmt   For   For
Elect Director Dennis D. Powell   Mgmt   For   For
Elect Director Willem P. Roelandts   Mgmt   For   For
Elect Director James E. Rogers   Mgmt   For   For
Elect Director Michael R. Splinter   Mgmt   For   For
Elect Director Robert H. Swan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Piedmont Natural Gas Company, Inc.

 

Meeting Date:    06-Mar-13    Country:    USA    Security ID:    720186105
Record Date:    02-Jan-13    Meeting Type:    Annual    Ticker:    PNY

 

CUSIP: 720186105    ISIN: US7201861058    SEDOL: 2688147

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frankie T. Jones, Sr.   Mgmt   For   For
Elect Director Vicki McElreath   Mgmt   For   For
Elect Director Thomas E. Skains   Mgmt   For   For
Elect Director Phillip D. Wright   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

PTC Inc

 

Meeting Date:    06-Mar-13    Country:    USA    Security ID:    69370C100
Record Date:    07-Jan-13    Meeting Type:    Annual    Ticker:    PMTC

 

CUSIP: 69370C100    ISIN: US69370C1009    SEDOL: B95N910

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas F. Bogan   Mgmt   For   For
Elect Director Michael E. Porter   Mgmt   For   For
Elect Director Robert P. Schechter   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Walt Disney Company

 

Meeting Date:    06-Mar-13    Country:    USA    Security ID:    254687106
Record Date:    07-Jan-13    Meeting Type:    Annual    Ticker:    DIS

 

CUSIP: 254687106    ISIN: US2546871060    SEDOL: 2270726

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Susan E. Arnold   Mgmt   For   Against
Elect Director John S. Chen   Mgmt   For   Against
Elect Director Judith L. Estrin   Mgmt   For   For
Elect Director Robert A. Iger   Mgmt   For   For

Elect Director Fred H. Langhammer   Mgmt   For   Against
Elect Director Aylwin B. Lewis   Mgmt   For   Against
Elect Director Monica C. Lozano   Mgmt   For   For
Elect Director Robert W. Matschullat   Mgmt   For   For
Elect Director Sheryl K. Sandberg   Mgmt   For   For
Elect Director Orin C. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Adopt Proxy Access Right   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

WGL Holdings, Inc.

 

Meeting Date:    07-Mar-13    Country:    USA    Security ID:    92924F106
Record Date:    07-Jan-13    Meeting Type:    Annual    Ticker:    WGL

 

CUSIP: 92924F106    ISIN: US92924F1066    SEDOL: 2942100

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael D. Barnes   Mgmt   For   For
Elect Director George P. Clancy, Jr.   Mgmt   For   For
Elect Director James W. Dyke, Jr.   Mgmt   For   For
Elect Director Melvyn J. Estrin   Mgmt   For   For
Elect Director Nancy C. Floyd   Mgmt   For   For
Elect Director James F. Lafond   Mgmt   For   For
Elect Director Debra L. Lee   Mgmt   For   For
Elect Director Terry D. McCallister   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Concur Technologies, Inc.

 

Meeting Date:    13-Mar-13    Country:    USA    Security ID:    206708109
Record Date:    18-Jan-13    Meeting Type:    Annual    Ticker:    CNQR

 

CUSIP: 206708109    ISIN: US2067081099    SEDOL: 2325091

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gordon Eubanks   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Franklin Resources, Inc.

 

Meeting Date:    13-Mar-13    Country:    USA    Security ID:    354613101
Record Date:    16-Jan-13    Meeting Type:    Annual    Ticker:    BEN

 

CUSIP: 354613101    ISIN: US3546131018    SEDOL: 2350684

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Samuel H. Armacost   Mgmt   For   For
Elect Director Peter K. Barker   Mgmt   For   For
Elect Director Charles Crocker   Mgmt   For   For
Elect Director Charles B. Johnson   Mgmt   For   For
Elect Director Gregory E. Johnson   Mgmt   For   For
Elect Director Rupert H. Johnson, Jr.   Mgmt   For   For
Elect Director Mark C. Pigott   Mgmt   For   For
Elect Director Chutta Ratnathicam   Mgmt   For   For
Elect Director Laura Stein   Mgmt   For   For

Elect Director Anne M. Tatlock   Mgmt   For   For
Elect Director Geoffrey Y. Yang   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity   SH   Against   Against

Banco Bilbao Vizcaya Argentaria, S.A.

 

Meeting Date:    14-Mar-13    Country:    Spain    Security ID:    E11805103
Record Date:    07-Mar-13    Meeting Type:    Annual    Ticker:    BBVA

 

CUSIP: E11805103    ISIN: ES0113211835    SEDOL: 5501906

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Standalone and Consolidated Financial Statements, Allocation of Income, Distribution of Dividend, and Discharge Directors   Mgmt   For   For

Reelect Francisco González Rodríguez as Director   Mgmt   For   Against
Reelect Ángel Cano Fernández as Director   Mgmt   For   Against
Reelect Ramón Bustamante y de la Mora as Director   Mgmt   For   Against
Reelect Ignacio Ferrero Jordi as Director   Mgmt   For   Against
Approve Merger by Absorption of Unnim Banc SA   Mgmt   For   For
Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves   Mgmt   For   For
Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves   Mgmt   For   For
Approve Deferred Share Bonus Plan for FY 2013   Mgmt   For   For
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Approve Company’s Corporate Web Site   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

M.D.C. Holdings, Inc.

 

Meeting Date:    18-Mar-13    Country:    USA    Security ID:    552676108
Record Date:    30-Jan-13    Meeting Type:    Annual    Ticker:    MDC

 

CUSIP: 552676108    ISIN: US5526761086    SEDOL: 2561204

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael A. Berman   Mgmt   For   For
Elect Director Herbert T. Buchwald   Mgmt   For   For
Elect Director Larry A. Mizel   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Vantage Drilling Company

 

Meeting Date:    18-Mar-13    Country:    Cayman Islands    Security ID:    G93205113
Record Date:    22-Jan-13    Meeting Type:    Annual    Ticker:    VTG

 

CUSIP: G93205113    ISIN: KYG932051132    SEDOL: B39YS98

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Paul A. Bragg as Director   Mgmt   For   For
Elect Steven Bradshaw as Director   Mgmt   For   For
Elect Jorge E. Estrada as Director   Mgmt   For   For
Elect Robert F. Grantham as Director   Mgmt   For   For
Elect Marcelo D. Guiscardo as Director   Mgmt   For   For

Elect Ong Tian Khiam as Director   Mgmt   For   For
Elect Duke R. Ligon as Director   Mgmt   For   For
Elect John C.G. O’Leary as Director   Mgmt   For   For
Elect Steinar Thomassen as Director   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Approve Material Terms of Executive Officer Performance Goals   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SYNNEX Corporation

 

Meeting Date:    19-Mar-13    Country:    USA    Security ID:    87162W100
Record Date:    07-Feb-13    Meeting Type:    Annual    Ticker:    SNX

 

CUSIP: 87162W100    ISIN: US87162W1009    SEDOL: 2002554

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dwight Steffensen   Mgmt   For   For
Elect Director Kevin Murai   Mgmt   For   For
Elect Director Fred Breidenbach   Mgmt   For   For
Elect Director Hau Lee   Mgmt   For   For
Elect Director Matthew Miau   Mgmt   For   For
Elect Director Dennis Polk   Mgmt   For   For
Elect Director Gregory Quesnel   Mgmt   For   For
Elect Director Thomas Wurster   Mgmt   For   For
Elect Director Duane Zitzner   Mgmt   For   For
Elect Director Andrea Zulberti   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Hewlett-Packard Company

 

Meeting Date:    20-Mar-13    Country:    USA    Security ID:    428236103
Record Date:    22-Jan-13    Meeting Type:    Annual    Ticker:    HPQ

 

CUSIP: 428236103    ISIN: US4282361033    SEDOL: 2424006

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Marc L. Andreessen   Mgmt   For   For
Elect Director Shumeet Banerji   Mgmt   For   For
Elect Director Rajiv L. Gupta   Mgmt   For   For
Elect Director John H. Hammergren   Mgmt   For   Against
Elect Director Raymond J. Lane   Mgmt   For   Against
Elect Director Ann M. Livermore   Mgmt   For   For

Elect Director Gary M. Reiner   Mgmt   For   For
Elect Director Patricia F. Russo   Mgmt   For   For
Elect Director G. Kennedy Thompson   Mgmt   For   Against
Elect Director Margaret C. Whitman   Mgmt   For   For
Elect Director Ralph V. Whitworth   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Proxy Access Right   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Establish Environmental/Social Issue Board Committee   SH   Against   Against
Amend Human Rights Policies   SH   Against   Against
Stock Retention/Holding Period   SH   Against   For

Novo Nordisk A/S

 

Meeting Date:    20-Mar-13    Country:    Denmark    Security ID:    K7314N152
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    NOVO B

 

CUSIP: K7314N152    ISIN: DK0060102614    SEDOL: 7077524

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Report of Board   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration of Directors for 2012 in the Aggregate Amount of DKK 9.4 Million   Mgmt   For   For
Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work   Mgmt   For   For
Approve Allocation of Income and Dividends of DKK 18 per Share   Mgmt   For   For

Elect Goran Ando (Chairman) as Director   Mgmt   For   For
Elect Jeppe Christiansen (Vice Chairman) as New Director   Mgmt   For   For
Elect Bruno Angelici as Director   Mgmt   For   For
Elect Henrik Gürtler as Director   Mgmt   For   For
Elect Liz Hewitt as Director   Mgmt   For   For
Elect Thomas Koestler as Director   Mgmt   For   For
Elect Hannu Ryöppönen as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve DKK 10 Million Reduction in Class B Share Capital via Share Cancellation   Mgmt   For   For
Approve Creation of up to DKK 78 Million Pool of Capital with or without Preemptive Rights   Mgmt   For   For
Authorize Repurchase up to 10 Percent of Share Capital   Mgmt   For   For
Approve Guidelines for Incentive-Based Compensation for Executive Management and Board   Mgmt   For   For
Other Business   Mgmt    

Banco Santander S.A.

 

Meeting Date:    21-Mar-13    Country:    Spain    Security ID:    E19790109
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    SAN

 

CUSIP: E19790109    ISIN: ES0113900J37    SEDOL: 5705946

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Reelect Guillermo de la Dehesa Romero as Director   Mgmt   For   For
Reelect Abel Matutes Juan as Director   Mgmt   For   For

Reelect Ángel Jado Becerro de Bengoa as Director   Mgmt   For   For
Reelect Javier Botín-Sanz de Sautuola y O’Shea as Director   Mgmt   For   Against
Reelect Isabel Tocino Biscarolasaga as Director   Mgmt   For   For
Reelect Fernando de Asúa Álvarez as Director   Mgmt   For   Against
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Approve Company’s Corporate Website   Mgmt   For   For
Approve Acquisition of Banco Español de Crédito SA   Mgmt   For   For
Approve Merger by Absorption of Banif Sa   Mgmt   For   For
Amend Article 58 Re: Board Remuneration   Mgmt   For   For
Amend Article 61 Re: Company’s Corporate Website   Mgmt   For   For
Approve Capital Raising   Mgmt   For   For
Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For

Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion   Mgmt   For   For
Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

Canon Inc.

 

Meeting Date:    28-Mar-13    Country:    Japan    Security ID:    J05124144
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    7751

 

CUSIP: J05124144    ISIN: JP3242800005    SEDOL: 6172323

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 70   Mgmt   For   For
Elect Director Mitarai, Fujio   Mgmt   For   Against
Elect Director Tanaka, Toshizo   Mgmt   For   For
Elect Director Ikoma, Toshiaki   Mgmt   For   For
Elect Director Watanabe, Kunio   Mgmt   For   For
Elect Director Adachi, Yoroku   Mgmt   For   For
Elect Director Mitsuhashi, Yasuo   Mgmt   For   For

Elect Director Matsumoto, Shigeyuki   Mgmt   For   For
Elect Director Homma, Toshio   Mgmt   For   For
Elect Director Nakaoka, Masaki   Mgmt   For   For
Elect Director Honda, Haruhisa   Mgmt   For   For
Elect Director Ozawa, Hideki   Mgmt   For   For
Elect Director Maeda, Masaya   Mgmt   For   For
Elect Director Tani, Yasuhiro   Mgmt   For   For
Elect Director Araki, Makoto   Mgmt   For   For
Elect Director Suematsu, Hiroyuki   Mgmt   For   For
Elect Director Uzawa, Shigeyuki   Mgmt   For   For
Elect Director Nagasawa, Kenichi   Mgmt   For   For
Elect Director Otsuka, Naoji   Mgmt   For   For
Elect Director Yamada, Masanori   Mgmt   For   For
Elect Director Wakiya, Aitake   Mgmt   For   For
Elect Director Ono, Kazuto   Mgmt   For   For
Approve Special Payments in Connection with Abolition of Retirement Bonus System   Mgmt   For   Against
Approve Adjustment to Aggregate Compensation Ceiling for Directors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Ericsson

 

Meeting Date:    09-Apr-13    Country:    Sweden    Security ID:    W26049119
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    ERICB

 

CUSIP: W26049119    ISIN: SE0000108656    SEDOL: 5959378

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For

Acknowledge Proper Convening of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Receive President’s Report   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 2.75 per Share   Mgmt   For   For
Presentation of Nominating Committee’s Proposals   Mgmt    
Determine Number of Members (12) and Deputy Members of Board (0)   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 3.85 Million to the Chairman and SEK 900,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work   Mgmt   For   For
Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, A. Izosimov, U. Johansson, S. Martin- Lof, H. Vestberg, and J. Wallenberg as Directors; Elect N. Denzel, K. Lund, and P. Ostberg as New Directors   Mgmt   For   For

Approve Remuneration of Auditors   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve Remuneration Policy And Other Terms   Mgmt   For   For
of Employment For Executive Management      
Approve 2013 Share Matching Plan for All Employees   Mgmt   For   For
Authorize Reissuance of 11.9 Million Repurchased Class B Shares for 2013 Share Matching Plan for All Employees   Mgmt   For   For
Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2   Mgmt   For   Against
Approve 2013 Share Matching Plan for Key Contributors   Mgmt   For   For
Authorize Reissuance of 8.7 Million Repurchased Class B Shares for 2013 Share Matching Plan for Key Contributors   Mgmt   For   For
Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5   Mgmt   For   Against

Approve 2013 Restricted Stock Plan for Executives   Mgmt   For   For
Authorize Reissuance of 6 Million Repurchased Class B Shares for 2013 Restricted Stock Plan for Executives   Mgmt   For   For
Approve Swap Agreement with Third Party as Alternative to Item 11.8   Mgmt   For   Against
Authorize Reissuance of up to 18.2 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2009, 2010, 2011 and 2012 Long-Term Variable Compensation Plans   Mgmt   For   For
Shareholder Proposal   Mgmt    
Amend Articles Re: Insert Gender Quota for Board of Directors   SH   None   For
Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting   SH   None   For
Request Board to Take Necessary Action to Create a Shareholders Association   SH   None   Against

Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies   SH   None   Against
Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders   SH   None   Against
Close Meeting   Mgmt    

Daimler AG

 

Meeting Date:    10-Apr-13    Country:    Germany    Security ID:    D1668R123
Record Date:       Meeting Type:    Annual    Ticker:    DAI

 

CUSIP: D1668R123    ISIN: DE0007100000    SEDOL: 5529027

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.20 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2012   Mgmt   For   For

Relect Sari Baldauf to the Supervisory Board   Mgmt   For   For
Relect Juergen Hambrecht to the Supervisory Board   Mgmt   For   For
Elect Andrea Jung to the Supervisory Board   Mgmt   For   For

Lennar Corporation

 

Meeting Date:    10-Apr-13    Country:    USA    Security ID:    526057104
Record Date:    15-Feb-13    Meeting Type:    Annual    Ticker:    LEN

 

CUSIP: 526057104    ISIN: US5260571048    SEDOL: 2511920

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Irving Bolotin   Mgmt   For   For
Elect Director Steven L. Gerard   Mgmt   For   Withhold
Elect Director Theron I. (Tig) Gilliam   Mgmt   For   Withhold

Elect Director Sherrill W. Hudson   Mgmt   For   Withhold
Elect Director R. Kirk Landon   Mgmt   For   Withhold
Elect Director Sidney Lapidus   Mgmt   For   For
Elect Director Stuart A. Miller   Mgmt   For   For
Elect Director Jeffrey Sonnenfeld   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Schlumberger Limited

 

Meeting Date:    10-Apr-13    Country:    Curacao    Security ID:    806857108
Record Date:    20-Feb-13    Meeting Type:    Annual    Ticker:    SLB

 

CUSIP: 806857108    ISIN: AN8068571086    SEDOL: 2779201

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter L.S. Currie   Mgmt   For   For
Elect Director Tony Isaac   Mgmt   For   For
Elect Director K. Vaman Kamath   Mgmt   For   For
Elect Director Paal Kibsgaard   Mgmt   For   For
Elect Director Nikolay Kudryavtsev   Mgmt   For   For
Elect Director Adrian Lajous   Mgmt   For   For
Elect Director Michael E. Marks   Mgmt   For   For
Elect Director Lubna S. Olayan   Mgmt   For   For
Elect Director L. Rafael Reif   Mgmt   For   For
Elect Director Tore I. Sandvold   Mgmt   For   For
Elect Director Henri Seydoux   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt and Approve Financials and Dividends   Mgmt   For   For
Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Amend Employee Stock Purchase Plan   Mgmt   For   For

BP plc

 

Meeting Date:    11-Apr-13    Country:    United Kingdom    Security ID:    G12793108
Record Date:    09-Apr-13    Meeting Type:    Annual    Ticker:    BP.

 

CUSIP: G12793108    ISIN: GB0007980591    SEDOL: 0798059

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Bob Dudley as Director   Mgmt   For   For
Re-elect Iain Conn as Director   Mgmt   For   For

Re-elect Dr Brian Gilvary as Director   Mgmt   For   For
Re-elect Paul Anderson as Director   Mgmt   For   For
Re-elect Frank Bowman as Director   Mgmt   For   For
Re-elect Antony Burgmans as Director   Mgmt   For   For
Re-elect Cynthia Carroll as Director   Mgmt   For   For
Re-elect George David as Director   Mgmt   For   For
Re-elect Ian Davis as Director   Mgmt   For   For
Re-elect Dame Ann Dowling as Director   Mgmt   For   For
Re-elect Brendan Nelson as Director   Mgmt   For   For
Re-elect Phuthuma Nhleko as Director   Mgmt   For   For
Re-elect Andrew Shilston as Director   Mgmt   For   For
Re-elect Carl-Henric Svanberg as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive RightsMgmt   For   For  
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Deutsche Bank AG

 

Meeting Date:    11-Apr-13    Country:    Germany    Security ID:    D18190898
Record Date:       Meeting Type:    Special    Ticker:    DBK

 

CUSIP: D18190898    ISIN: DE0005140008    SEDOL: 5750355

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Confirm 2012 AGM Resolution to Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For
Confirm 2012 AGM Resolution to Ratify KPMG AG as Auditors for Fiscal 2012   Mgmt   For   For

Confirm 2012 AGM Resolution to Elect Paul Achleitner to the Supervisory Board   Mgmt   For   For
Confirm 2012 AGM Resolution to Elect Peter Loescher to the Supervisory Board   Mgmt   For   For
Confirm 2012 AGM Resolution to Elect Klaus Ruediger Truetzschler to the Supervisory Board   Mgmt   For   For

H.B. Fuller Company

 

Meeting Date:    11-Apr-13    Country:    USA    Security ID:    359694106
Record Date:    13-Feb-13    Meeting Type:    Annual    Ticker:    FUL

 

CUSIP: 359694106    ISIN: US3596941068    SEDOL: 2354664

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dante C. Parrini   Mgmt   For   For
Elect Director John C. van Roden, Jr.   Mgmt   For   For
Elect Director James J. Owens   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against

Hancock Holding Company

 

Meeting Date:    12-Apr-13    Country:    USA    Security ID:    410120109
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    HBHC

 

CUSIP: 410120109    ISIN: US4101201097    SEDOL: 2415497

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James B. Estabrook, Jr.   Mgmt   For   For
Elect Director Hardy B. Fowler   Mgmt   For   For
Elect Director Randall W. Hanna   Mgmt   For   For
Elect Director Eric J. Nickelsen   Mgmt   For   For
Elect Director Robert W. Roseberry   Mgmt   For   For
Elect Director Anthony J. Topazi   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

A. O. Smith Corporation

 

Meeting Date:    15-Apr-13    Country:    USA    Security ID:    831865209
Record Date:    18-Feb-13    Meeting Type:    Annual    Ticker:    AOS

 

CUSIP: 831865209    ISIN: US8318652091    SEDOL: 2816023

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gloster B. Current, Jr.   Mgmt   For   For
Elect Director William P. Greubel   Mgmt   For   For
Elect Director Idelle K. Wolf   Mgmt   For   For
Elect Director Gene C. Wulf   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Reduce Authorized Class A Common Stock   Mgmt   For   For

Stanley Black & Decker, Inc.

 

Meeting Date:    16-Apr-13    Country:    USA    Security ID:    854502101
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    SWK

 

CUSIP: 854502101    ISIN: US8545021011    SEDOL: B3Q2FJ4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George W. Buckley   Mgmt   For   For
Elect Director Patrick D. Campbell   Mgmt   For   For
Elect Director Carlos M. Cardoso   Mgmt   For   For

Elect Director Robert B. Coutts   Mgmt   For   For
Elect Director Benjamin H. Griswold, IV   Mgmt   For   For
Elect Director John F. Lundgren   Mgmt   For   For
Elect Director Anthony Luiso   Mgmt   For   For
Elect Director Marianne M. Parrs   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

U.S. Bancorp

 

Meeting Date:    16-Apr-13    Country:    USA    Security ID:    902973304
Record Date:    20-Feb-13    Meeting Type:    Annual    Ticker:    USB

 

CUSIP: 902973304    ISIN: US9029733048    SEDOL: 2736035

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Douglas M. Baker, Jr.   Mgmt   For   For
Elect Director Y. Marc Belton   Mgmt   For   For
Elect Director Victoria Buyniski Gluckman   Mgmt   For   For
Elect Director Arthur D. Collins, Jr.   Mgmt   For   For
Elect Director Richard K. Davis   Mgmt   For   For
Elect Director Roland A. Hernandez   Mgmt   For   For
Elect Director Doreen Woo Ho   Mgmt   For   For
Elect Director Joel W. Johnson   Mgmt   For   For
Elect Director Olivia F. Kirtley   Mgmt   For   For
Elect Director Jerry W. Levin   Mgmt   For   For
Elect Director David B. O’Maley   Mgmt   For   For
Elect Director O’dell M. Owens   Mgmt   For   For
Elect Director Craig D. Schnuck   Mgmt   For   For

Elect Director Patrick T. Stokes   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Vinci

 

Meeting Date:    16-Apr-13    Country:    France    Security ID:    F5879X108
Record Date:    10-Apr-13    Meeting Type:    Annual/Special    Ticker:    DG

 

CUSIP: F5879X108    ISIN: FR0000125486    SEDOL: B1XH026

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Accept Consolidated Financial Statements and Statutory Reports   Mgmt   For   For

Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.77 per Share   Mgmt   For   For
Approve Stock Dividend Program (Cash or Shares)   Mgmt   For   For

Reelect Michael Pragnell as Director   Mgmt   For   For
Elect Yannick Assouad as Director   Mgmt   For   For
Elect Graziella Gavezotti as Director   Mgmt   For   For
Renew Appointment of Deloitte et Associes as Auditor   Mgmt   For   For
Appoint KPMG Audit IS as Auditor   Mgmt   For   For
Renew Appointment of BEAS Sarl as Alternate Auditor   Mgmt   For   For
Appoint KPMG Audit ID as Alternate Auditor   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Transaction with Vinci Energies Re: Participation in Cegelec Entreprise   Mgmt   For   For
Approve Transaction with YTSeuropaconsultants Re: Consulting Services   Mgmt   For   Against
Approve Transaction with Vinci Deutschland   Mgmt   For   For
Extraordinary Business   Mgmt    

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million   Mgmt   For   For
Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   For   For
Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   Against
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

The Sherwin-Williams Company

 

Meeting Date:    17-Apr-13    Country:    USA    Security ID:    824348106
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    SHW

 

CUSIP: 824348106    ISIN: US8243481061    SEDOL: 2804211

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arthur F. Anton   Mgmt   For   For
Elect Director Christopher M. Connor   Mgmt   For   For
Elect Director David F. Hodnik   Mgmt   For   For
Elect Director Thomas G. Kadien   Mgmt   For   For
Elect Director Richard J. Kramer   Mgmt   For   For
Elect Director Susan J. Kropf   Mgmt   For   For
Elect Director Richard K. Smucker   Mgmt   For   For

Elect Director John M. Stropki   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date:    18-Apr-13    Country:    France    Security ID:    F58485115
Record Date:    12-Apr-13    Meeting Type:    Annual/Special    Ticker:    MC

 

CUSIP: F58485115    ISIN: FR0000121014    SEDOL: 4061412

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For

Accept Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Auditors’ Special Report on Related- Party Transactions   Mgmt   For   Against
Approve Allocation of Income and Dividends of EUR 2.90 per Share   Mgmt   For   For
Reelect Bernard Arnault as Director   Mgmt   For   Against
Reelect Bernadette Chirac as Director   Mgmt   For   For
Reelect Nicholas Clive Worms as Director   Mgmt   For   Against
Reelect Charles de Croisset as Director   Mgmt   For   For
Reelect Francesco Trapani as Director   Mgmt   For   Against
Reelect Hubert Vedrine as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Approve Reduction in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For

Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   For   Against
Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year up to EUR 50 Million Reserved for Qualified Investors or Restricted Number of Investors   Mgmt   For   Against
Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 15 and 16 Above   Mgmt   For   Against
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15 to 17   Mgmt   For   Against
Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers   Mgmt   For   Against
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For

Approve Employee Stock Purchase Plan   Mgmt   For   For
Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million   Mgmt   For   For
Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Amend Article 18 and 29 of Bylaws Re: Related- Party Transactions, Stock Dividend Program   Mgmt   For   Against

Rio Tinto plc

 

Meeting Date:    18-Apr-13    Country:    United Kingdom    Security ID:    G75754104
Record Date:    16-Apr-13    Meeting Type:    Annual    Ticker:    RIO

 

CUSIP: G75754104    ISIN: GB0007188757    SEDOL: 0718875

Proposal   Proponent   Mgmt Rec   Vote Instruction
Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Robert Brown as Director   Mgmt   For   For
Re-elect Vivienne Cox as Director   Mgmt   For   For
Re-elect Jan du Plessis as Director   Mgmt   For   For
Re-elect Guy Elliott as Director   Mgmt   For   For
Re-elect Michael Fitzpatrick as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Richard Goodmanson as Director   Mgmt   For   For
Re-elect Lord Kerr as Director   Mgmt   For   For
Re-elect Chris Lynch as Director   Mgmt   For   For
Re-elect Paul Tellier as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For

Re-elect Sam Walsh as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Approve Performance Share Plan   Mgmt   For   For
Resolutions 18 to 21 will be Voted on by Rio Tinto plc Shareholders Only   Mgmt    
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Anglo American plc

 

Meeting Date:    19-Apr-13    Country:    United Kingdom    Security ID:    G03764134
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    AAL

 

CUSIP: G03764134    ISIN: GB00B1XZS820    SEDOL: B1XZS82

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Mark Cutifani as Director   Mgmt   For   For
Elect Byron Grote as Director   Mgmt   For   For
Elect Anne Stevens as Director   Mgmt   For   For
Re-elect David Challen as Director   Mgmt   For   For
Re-elect Sir CK Chow as Director   Mgmt   For   For
Re-elect Sir Philip Hampton as Director   Mgmt   For   For
Re-elect Rene Medori as Director   Mgmt   For   For
Re-elect Phuthuma Nhleko as Director   Mgmt   For   For

Re-elect Ray O’Rourke as Director   Mgmt   For   For
Re-elect Sir John Parker as Director   Mgmt   For   For
Re-elect Jack Thompson as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Seaboard Corporation

 

Meeting Date:    22-Apr-13    Country:    USA    Security ID:    811543107
Record Date:    08-Mar-13    Meeting Type:    Annual    Ticker:    SEB

 

CUSIP: 811543107    ISIN: US8115431079    SEDOL: 2786687

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven J. Bresky   Mgmt   For   Withhold
Elect Director David A. Adamsen   Mgmt   For   Withhold
Elect Director Douglas W. Baena   Mgmt   For   Withhold
Elect Director Joseph E. Rodrigues   Mgmt   For   Withhold
Elect Director Edward I. Shifman, Jr.   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Report on Charitable, Political and Lobbying Contributions   SH   Against   For

Centene Corporation

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    15135B101
Record Date:    22-Feb-13    Meeting Type:    Annual    Ticker:    CNC

 

CUSIP: 15135B101    ISIN: US15135B1017    SEDOL: 2807061

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Orlando Ayala   Mgmt   For   For
Elect Director Pamela A. Joseph   Mgmt   For   For
Elect Director Tommy G. Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Dana Holding Corporation

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    235825205
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    DAN

 

CUSIP: 235825205    ISIN: US2358252052    SEDOL: B2PFJR3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Virginia A. Kamsky   Mgmt   For   For
Elect Director Terrence J. Keating   Mgmt   For   For
Elect Director Joseph C. Muscari   Mgmt   For   For
Elect Director Steven B. Schwarzwaelder   Mgmt   For   For
Elect Director Richard F. Wallman   Mgmt   For   For
Elect Director Keith E. Wandell   Mgmt   For   For
Elect Director Roger J. Wood   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For

GDF Suez

 

Meeting Date:    23-Apr-13    Country:    France    Security ID:    F42768105
Record Date:    17-Apr-13    Meeting Type:    Annual/Special    Ticker:    GSZ

 

CUSIP: F42768105    ISIN: FR0010208488    SEDOL: B0C2CQ3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related- Party Transactions Regarding New Transactions   Mgmt   For   For

Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Ratify Appointment of Ann-Kristin Achleitner as Director   Mgmt   For   For
Elect Jonathan Reynolds as Representative of Employee Shareholders to the Board   Mgmt   None   Against
Elect Caroline Simon as Representative of Employee Shareholders to the Board   Mgmt   None   Against
Extraordinary Business   Mgmt    
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for A few Employees and Corporate Officers   Mgmt   For   For
Amend Article 13.3 of Bylaws Re: Representative of Employee Shareholders Length of Term   Mgmt   For   For

Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Shareholder Proposal Submitted by Link France FCPE, French employee mutual fund   Mgmt    
Approve Dividends of EUR 0.83 per Share   SH   Against   Against

H & M Hennes & Mauritz

 

Meeting Date:    23-Apr-13    Country:    Sweden    Security ID:    W41422101
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    HMB

 

CUSIP: W41422101    ISIN: SE0000106270    SEDOL: 5687431

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Receive President’s Report; Allow Questions   Mgmt    

Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Receive Auditor Report   Mgmt    
Receive Chairman Report   Mgmt    
Receive Nominating Committee Report   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 9.50 per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Determine Number of Members (8) and Deputy Members (0) of Board   Mgmt   For   For
Approve Remuneration of Directors; Approve Remuneration of Auditors   Mgmt   For   For

Reelect Mia Brunell Livfors, Anders Dahlvig, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson (Chair), Melker Schörling and Christian Sievert as Directors   Mgmt   For   Against
Ratify Ernst & Young as Auditors   Mgmt   For   For
Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson to the Nominating Committee; Approve Nominating Committee Guidelines   Mgmt   For   Against
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Amend All-Employee Incentive Plan   Mgmt   For   For
Close Meeting   Mgmt    

ROLLINS, INC.

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    775711104
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    ROL

 

CUSIP: 775711104    ISIN: US7757111049    SEDOL: 2747305

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bill J. Dismuke   Mgmt   For   For
Elect Director Thomas J. Lawley   Mgmt   For   For
Elect Director John F. Wilson   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

T. Rowe Price Group, Inc.

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    74144T108
Record Date:    21-Feb-13    Meeting Type:    Annual    Ticker:    TROW

 

CUSIP: 74144T108    ISIN: US74144T1088    SEDOL: 2702337

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edward C. Bernard   Mgmt   For   For
Elect Director James T. Brady   Mgmt   For   For
Elect Director Mary K. Bush   Mgmt   For   For
Elect Director Donald B. Hebb, Jr.   Mgmt   For   For
Elect Director Freeman A. Hrabowski, III   Mgmt   For   For
Elect Director James A.C. Kennedy   Mgmt   For   For
Elect Director Robert F. MacLellan   Mgmt   For   For
Elect Director Brian C. Rogers   Mgmt   For   For
Elect Director Alfred Sommer   Mgmt   For   For
Elect Director Dwight S. Taylor   Mgmt   For   For
Elect Director Anne Marie Whittemore   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

VF Corporation

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    918204108
Record Date:    05-Mar-13    Meeting Type:    Annual    Ticker:    VFC

 

CUSIP: 918204108    ISIN: US9182041080    SEDOL: 2928683

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard T. Carucci   Mgmt   For   For
Elect Director Juliana L. Chugg   Mgmt   For   For
Elect Director George Fellows   Mgmt   For   For
Elect Director Clarence Otis, Jr.   Mgmt   For   For
Elect Director Matthew J. Shattock   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Wells Fargo & Company

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    949746101
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    WFC

 

CUSIP: 949746101    ISIN: US9497461015    SEDOL: 2649100

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Baker, II   Mgmt   For   For
Elect Director Elaine L. Chao   Mgmt   For   For
Elect Director John S. Chen   Mgmt   For   For
Elect Director Lloyd H. Dean   Mgmt   For   For
Elect Director Susan E. Engel   Mgmt   For   For
Elect Director Enrique Hernandez, Jr.   Mgmt   For   For

 

Elect Director Donald M. James   Mgmt   For   For
Elect Director Cynthia H. Milligan   Mgmt   For   For
Elect Director Federico F. Pena   Mgmt   For   For
Elect Director Howard V. Richardson   Mgmt   For   For
Elect Director Judith M. Runstad   Mgmt   For   For
Elect Director Stephen W. Sanger   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Susan G. Swenson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   Against
Review Fair Housing and Fair Lending Compliance   SH   Against   For

Anheuser-Busch InBev SA

 

Meeting Date:    24-Apr-13    Country:    Belgium    Security ID:    B6399C107
Record Date:    10-Apr-13    Meeting Type:    Annual/Special    Ticker:    ABI

 

CUSIP: B6399C107    ISIN: BE0003793107    SEDOL: 4755317

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    
Receive Special Board Report   Mgmt    
Receive Special Auditor Report   Mgmt    
Eliminate Preemptive Rights Re: Issuance of Subscription Rights   Mgmt   For   Against
Approve Non-Employee Director Stock Option Plan: Issuance of 185,000 Warrants   Mgmt   For   Against
Renew Authorization to Increase Share Capital within the Framework of Authorized Capital: Issuance of Warrants under item A1d   Mgmt   For   Against

 

Approve Deviation from Belgian Company Law Provision Re: Grant of Warrants to Non- Executive Directors   Mgmt   For   Against
Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   For   Against
Annual Meeting   Mgmt    
Receive Directors’ Reports (Non-Voting)   Mgmt    
Receive Auditors’ Reports (Non-Voting)   Mgmt    
Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.70 per Share   Mgmt   For   For
Approve Discharge of Directors   Mgmt   For   For
Approve Discharge of Auditors   Mgmt   For   For
Reelect Kees Storm as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors and Approve Auditors’ Remuneration of EUR 75,000   Mgmt   For   For

Approve Remuneration Report   Mgmt   For   Against
Approve Stock Option Plan Grants   Mgmt   For   Against
Approve Remuneration of Directors   Mgmt   For   For
Approve Change-of-Control Clause Re : Updated EMTN Program   Mgmt   For   For
Approve Change-of-Control Clause Re : Senior Facilities Agreement   Mgmt   For   For
Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   For   For

ASML Holding NV

 

Meeting Date:    24-Apr-13    Country:    Netherlands    Security ID:    N0026A102
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N07059178    ISIN: NL0010273215    SEDOL: B929F46

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Discuss the Company’s Business, Financial Situation and Sustainability   Mgmt    
Adopt Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 0.53 Per Share   Mgmt   For   For
Approve Remuneration Policy 2014 for Management Board Members   Mgmt   For   For
Approve Performance Share Arrangement According to Remuneration Policy 2010   Mgmt   For   For
Approve Performance Share Arrangement According to Remuneration Policy 2014   Mgmt   For   For

Approve Numbers of Stock Options, Respectively Shares, for Employees   Mgmt   For   For
Announce Intention to Reappoint F.J. van Hout to Management Board   Mgmt    
Reelect H.C.J. van den Burg to Supervisory Board   Mgmt   For   For
Reelect P.F.M. van der Meer Mohr to Supervisory Board   Mgmt   For   For
Reelect W.H. Ziebart to Supervisory Board   Mgmt   For   For
Elect D.A. Grose to Supervisory Board   Mgmt   For   For
Elect C.M.S. Smits-Nusteling to Supervisory Board   Mgmt   For   For
Announcement of Retirement of Supervisory Board Members F.W. Fröhlich and OB Bilous by Rotation in 2014   Mgmt    
Ratify Deloitte Accountants as Auditors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 15a   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For

Authorize Board to Exclude Preemptive Rights from Issuance under Item 15c   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Cancellation of Repurchased Shares   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

Citigroup Inc.

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    172967424
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    C

 

CUSIP: 172967424    ISIN: US1729674242    SEDOL: 2297907

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael L. Corbat   Mgmt   For   For
Elect Director Franz B. Humer   Mgmt   For   For
Elect Director Robert L. Joss   Mgmt   For   For
Elect Director Michael E. O’Neill   Mgmt   For   For
Elect Director Judith Rodin   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For
Elect Director Anthony M. Santomero   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director Diana L. Taylor   Mgmt   For   For
Elect Director William S. Thompson, Jr.   Mgmt   For   For
Elect Director Ernesto Zedillo Ponce de Leon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Amend Omnibus Stock Plan   Mgmt   For   Against
Stock Retention/Holding Period   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Amend Indemnifications Provisions   SH   Against   Against

E. I. DU PONT DE NEMOURS AND COMPANY

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    263534109
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    DD

 

CUSIP: 263534109    ISIN: US2635341090    SEDOL: 2018175

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lamberto Andreotti   Mgmt   For   For
Elect Director Richard H. Brown   Mgmt   For   For
Elect Director Robert A. Brown   Mgmt   For   For

Elect Director Bertrand P. Collomb   Mgmt   For   For
Elect Director Curtis J. Crawford   Mgmt   For   For
Elect Director Alexander M. Cutler   Mgmt   For   For
Elect Director Eleuthere I. Du Pont   Mgmt   For   For
Elect Director Marillyn A. Hewson   Mgmt   For   For
Elect Director Lois D. Juliber   Mgmt   For   For
Elect Director Ellen J. Kullman   Mgmt   For   For
Elect Director Lee M. Thomas   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Report on Genetically Engineered Seed   SH   Against   Against
Report on Pay Disparity   SH   Against   Against

Eaton Corporation plc

 

Meeting Date:    24-Apr-13    Country:    Ireland    Security ID:    G29183103
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    ETN

 

CUSIP: 278058102    ISIN: IE00B8KQN827    SEDOL: B8KQN82

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George S. Barrett   Mgmt   For   For
Elect Director Todd M. Bluedorn   Mgmt   For   For
Elect Director Christopher M. Connor   Mgmt   For   For
Elect Director Michael J. Critelli   Mgmt   For   For
Elect Director Alexander M. Cutler   Mgmt   For   For
Elect Director Charles E. Golden   Mgmt   For   For
Elect Director Linda A. Hill   Mgmt   For   For

Elect Director Arthur E. Johnson   Mgmt   For   For
Elect Director Ned C. Lautenbach   Mgmt   For   For
Elect Director Deborah L. McCoy   Mgmt   For   For
Elect Director Gregory R. Page   Mgmt   For   For
Elect Director Gerald B. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approval of Overseas Market Purchases of the Company Shares   Mgmt   For   For
Approve the Price Range for the Reissuance of Shares   Mgmt   For   For

General Electric Company

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    369604103
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    GE

 

CUSIP: 369604103    ISIN: US3696041033    SEDOL: 2380498

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. Geoffrey Beattie   Mgmt   For   For
Elect Director John J. Brennan   Mgmt   For   For
Elect Director James I. Cash, Jr.   Mgmt   For   For
Elect Director Francisco D’Souza   Mgmt   For   For
Elect Director Marijn E. Dekkers   Mgmt   For   For
Elect Director Ann M. Fudge   Mgmt   For   For
Elect Director Susan Hockfield   Mgmt   For   For
Elect Director Jeffrey R. Immelt   Mgmt   For   For
Elect Director Andrea Jung   Mgmt   For   For

Elect Director Robert W. Lane   Mgmt   For   For
Elect Director Ralph S. Larsen   Mgmt   For   For
Elect Director Rochelle B. Lazarus   Mgmt   For   For
Elect Director James J. Mulva   Mgmt   For   For
Elect Director Mary L. Schapiro   Mgmt   For   For
Elect Director Robert J. Swieringa   Mgmt   For   For
Elect Director James S. Tisch   Mgmt   For   For
Elect Director Douglas A. Warner, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Cessation of All Stock Options and Bonuses   SH   Against   Against
Establish Term Limits for Directors   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against
Provide Right to Act by Written Consent   SH   Against   Against
Stock Retention/Holding Period   SH   Against   For
Require More Director Nominations Than Open Seats   SH   Against   Against

Signature Bank

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    82669G104
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    SBNY

 

CUSIP: 82669G104    ISIN: US82669G1040    SEDOL: B00JQL9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Judith Huntington   Mgmt   For   For
Elect Director Michael Pappagallo   Mgmt   For   For
Elect Director John Tamberlane   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SJW Corp.

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    784305104
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    SJW

 

CUSIP: 784305104    ISIN: US7843051043    SEDOL: 2811932

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Katharine Armstrong   Mgmt   For   For
Elect Director Walter J. Bishop   Mgmt   For   For
Elect Director Mark L. Cali   Mgmt   For   For
Elect Director Douglas R. King   Mgmt   For   For
Elect Director Ronald B. Moskovitz   Mgmt   For   For

Elect Director George E. Moss   Mgmt   For   For
Elect Director W. Richard Roth   Mgmt   For   For
Elect Director Robert A. Van Valer   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Coca-Cola Company

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    191216100
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    KO

 

CUSIP: 191216100    ISIN: US1912161007    SEDOL: 2206657

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Herbert A. Allen   Mgmt   For   For

Elect Director Ronald W. Allen   Mgmt   For   For
Elect Director Howard G. Buffett   Mgmt   For   For
Elect Director Richard M. Daley   Mgmt   For   For
Elect Director Barry Diller   Mgmt   For   For
Elect Director Helene D. Gayle   Mgmt   For   For
Elect Director Evan G. Greenberg   Mgmt   For   For
Elect Director Alexis M. Herman   Mgmt   For   For
Elect Director Muhtar Kent   Mgmt   For   For
Elect Director Robert A. Kotick   Mgmt   For   For
Elect Director Maria Elena Lagomasino   Mgmt   For   Against
Elect Director Donald F. McHenry   Mgmt   For   For
Elect Director Sam Nunn   Mgmt   For   For
Elect Director James D. Robinson, III   Mgmt   For   For
Elect Director Peter V. Ueberroth   Mgmt   For   For
Elect Director Jacob Wallenberg   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Provide Right to Call Special Meeting   Mgmt   For   For
Establish Board Committee on Human Rights   SH   Against   Against

Woodside Petroleum Ltd.

 

Meeting Date:    24-Apr-13    Country:    Australia    Security ID:    980228100
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    WPL

 

CUSIP: 980228100    ISIN: AU000000WPL2    SEDOL: 6979728

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Frank Cooper as a Director   Mgmt   For   For
Elect Andrew Jamieson as a Director   Mgmt   For   For
Elect Sarah Ryan as a Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For

Altra Holdings, Inc.

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    02208R106
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    AIMC

 

CUSIP: 02208R106    ISIN: US02208R1068    SEDOL: B1L82T2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edmund M. Carpenter   Mgmt   For   For
Elect Director Carl R. Christenson   Mgmt   For   For
Elect Director Lyle G. Ganske   Mgmt   For   For
Elect Director Michael L. Hurt   Mgmt   For   For
Elect Director Michael S. Lipscomb   Mgmt   For   For

Elect Director Larry McPherson   Mgmt   For   For
Elect Director James H. Woodward, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

AstraZeneca plc

 

Meeting Date:    25-Apr-13    Country:    United Kingdom    Security ID:    G0593M107
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    AZN

 

CUSIP: G0593M107    ISIN: GB0009895292    SEDOL: 0989529

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Dividends   Mgmt   For   For

Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Re-elect Leif Johansson as Director   Mgmt   For   For
Elect Pascal Soriot as Director   Mgmt   For   For
Re-elect Simon Lowth as Director   Mgmt   For   For
Re-elect Genevieve Berger as Director   Mgmt   For   For
Re-elect Bruce Burlington as Director   Mgmt   For   For
Re-elect Graham Chipchase as Director   Mgmt   For   For
Re-elect Jean-Philippe Courtois as Director   Mgmt   For   For
Re-elect Rudy Markham as Director   Mgmt   For   For
Re-elect Nancy Rothwell as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For
Re-elect Marcus Wallenberg as Director   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For

Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Barclays plc

 

Meeting Date:    25-Apr-13    Country:    United Kingdom    Security ID:    G08036124
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    BARC

 

CUSIP: G08036124    ISIN: GB0031348658    SEDOL: 3134865

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Approve Remuneration Report   Mgmt   For   For
Elect Sir David Walker as Director   Mgmt   For   For
Elect Tim Breedon as Director   Mgmt   For   For
Elect Antony Jenkins as Director   Mgmt   For   For
Elect Diane de Saint Victor as Director   Mgmt   For   For
Re-elect David Booth as Director   Mgmt   For   For
Re-elect Fulvio Conti as Director   Mgmt   For   For
Re-elect Simon Fraser as Director   Mgmt   For   For
Re-elect Reuben Jeffery III as Director   Mgmt   For   For
Re-elect Chris Lucas as Director   Mgmt   For   For
Re-elect Dambisa Moyo as Director   Mgmt   For   For
Re-elect Sir Michael Rake as Director   Mgmt   For   For
Re-elect Sir John Sunderland as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For

Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Scrip Dividend Programme   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

British American Tobacco plc

 

Meeting Date:    25-Apr-13    Country:    United Kingdom    Security ID:    G1510J102
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    BATS

 

CUSIP: G1510J102    ISIN: GB0002875804    SEDOL: 0287580

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For

Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Re-elect Richard Burrows as Director   Mgmt   For   For
Re-elect John Daly as Director   Mgmt   For   For
Re-elect Karen de Segundo as Director   Mgmt   For   For
Re-elect Nicandro Durante as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Christine Morin-Postel as Director   Mgmt   For   For
Re-elect Gerry Murphy as Director   Mgmt   For   For
Re-elect Kieran Poynter as Director   Mgmt   For   For
Re-elect Anthony Ruys as Director   Mgmt   For   For
Re-elect Ben Stevens as Director   Mgmt   For   For
Elect Richard Tubb as Director   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For

Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Corning Incorporated

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    219350105
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    GLW

 

CUSIP: 219350105    ISIN: US2193501051    SEDOL: 2224701

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Seely Brown   Mgmt   For   For
Elect Director Stephanie A. Burns   Mgmt   For   For
Elect Director John A. Canning, Jr.   Mgmt   For   For

Elect Director Richard T. Clark   Mgmt   For   For
Elect Director Robert F. Cummings, Jr.   Mgmt   For   For
Elect Director James B. Flaws   Mgmt   For   For
Elect Director Kurt M. Landgraf   Mgmt   For   For
Elect Director Kevin J. Martin   Mgmt   For   For
Elect Director Deborah D. Rieman   Mgmt   For   Against
Elect Director Hansel E. Tookes, II   Mgmt   For   For
Elect Director Wendell P. Weeks   Mgmt   For   For
Elect Director Mark S. Wrighton   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Danone

 

Meeting Date:    25-Apr-13    Country:    France    Security ID:    F12033134
Record Date:    19-Apr-13    Meeting Type:    Annual/Special    Ticker:    BN

 

CUSIP: F12033134    ISIN: FR0000120644    SEDOL: B1Y9TB3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.45 per Share   Mgmt   For   For
Relect Franck Riboud as Director   Mgmt   For   For
Relect Emmanuel Faber as Director   Mgmt   For   For
Approve Auditors’ Special Report Regarding New Related-Party Transactions   Mgmt   For   For
Approve Transaction with J.P. Morgan   Mgmt   For   Against
Approve Severance Payment Agreement with Franck Riboud   Mgmt   For   For

Approve Severance Payment Agreement with Emmanuel Faber   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 55.3 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 23.6 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capital Increase of Up to EUR 15.7 Million for Future Exchange Offers   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 40.7 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For

Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Amend Article 5 of Bylaws Re: Company’s Duration   Mgmt   For   For
Amend Article 22.II of Bylaws Re: Proxy Voting   Mgmt   For   For
Amend Article 24.I of Bylaws Re: Convening of General Meetings   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Edison International

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    281020107
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    EIX

 

CUSIP: 281020107    ISIN: US2810201077    SEDOL: 2829515

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jagjeet S. Bindra   Mgmt   For   For
Elect Director Vanessa C.L. Chang   Mgmt   For   For
Elect Director France A. Cordova   Mgmt   For   For
Elect Director Theodore F. Craver, Jr.   Mgmt   For   For
Elect Director Bradford M. Freeman   Mgmt   For   For
Elect Director Luis G. Nogales   Mgmt   For   For
Elect Director Ronald L. Olson   Mgmt   For   For
Elect Director Richard T. Schlosberg, III   Mgmt   For   For
Elect Director Thomas C. Sutton   Mgmt   For   For
Elect Director Peter J. Taylor   Mgmt   For   For
Elect Director Brett White   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Johnson & Johnson

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    478160104
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    JNJ

 

CUSIP: 478160104    ISIN: US4781601046    SEDOL: 2475833

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary Sue Coleman   Mgmt   For   For
Elect Director James G. Cullen   Mgmt   For   For
Elect Director Ian E.L. Davis   Mgmt   For   For

Elect Director Alex Gorsky   Mgmt   For   For
Elect Director Michael M.E. Johns   Mgmt   For   For
Elect Director Susan L. Lindquist   Mgmt   For   For
Elect Director Anne M. Mulcahy   Mgmt   For   For
Elect Director Leo F. Mullin   Mgmt   For   For
Elect Director William D. Perez   Mgmt   For   For
Elect Director Charles Prince   Mgmt   For   For
Elect Director A. Eugene Washington   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For
Screen Political Contributions for Consistency with Corporate Values   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Life Time Fitness, Inc.

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    53217R207
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    LTM

 

CUSIP: 53217R207    ISIN: US53217R2076    SEDOL: B01R1Z1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bahram Akradi   Mgmt   For   For
Elect Director Giles H. Bateman   Mgmt   For   For
Elect Director Jack W. Eugster   Mgmt   For   For
Elect Director Guy C. Jackson   Mgmt   For   For
Elect Director John K. Lloyd   Mgmt   For   For
Elect Director Martha A. Morfitt   Mgmt   For   For
Elect Director John B. Richards   Mgmt   For   For

Elect Director Joseph S. Vassalluzzo   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Muenchener Rueckversicherungs-Gesellschaft AG

 

Meeting Date:    25-Apr-13    Country:    Germany    Security ID:    D55535104
Record Date:       Meeting Type:    Annual    Ticker:    MUV2

 

CUSIP: D55535104    ISIN: DE0008430026    SEDOL: 5294121

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports, Including Corporate Governance and Remuneration Reports for Fiscal 2012(Non-Voting)   Mgmt    

Approve Allocation of Income and Dividends of EUR 7 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Elect Ann-Kristin Achleitner to the Supervisory Board   Mgmt   For   For
Amend Articles Re: Supervisory Board Remuneration   Mgmt   For   For
Approve Creation of EUR 280 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For

NewMarket Corporation

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    651587107
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    NEU

 

CUSIP: 651587107    ISIN: US6515871076    SEDOL: B01CGF1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Phyllis L. Cothran   Mgmt   For   For
Elect Director Mark M. Gambill   Mgmt   For   For
Elect Director Bruce C. Gottwald   Mgmt   For   For
Elect Director Thomas E. Gottwald   Mgmt   For   For
Elect Director Patrick D. Hanley   Mgmt   For   For
Elect Director James E. Rogers   Mgmt   For   For
Elect Director Charles B. Walker   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

 

Pfizer Inc.

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    717081103
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    PFE

 

CUSIP: 717081103    ISIN: US7170811035    SEDOL: 2684703

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dennis A. Ausiello   Mgmt   For   Against
Elect Director M. Anthony Burns   Mgmt   For   Against
Elect Director W. Don Cornwell   Mgmt   For   For
Elect Director Frances D. Fergusson   Mgmt   For   For
Elect Director William H. Gray, III   Mgmt   For   Against
Elect Director Helen H. Hobbs   Mgmt   For   Against
Elect Director Constance J. Horner   Mgmt   For   Against

Elect Director James M. Kilts   Mgmt   For   For
Elect Director George A. Lorch   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director Ian C. Read   Mgmt   For   For
Elect Director Stephen W. Sanger   Mgmt   For   Against
Elect Director Marc Tessier-Lavigne   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For

Republic Bancorp, Inc./KY

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    760281204
Record Date:    15-Feb-13    Meeting Type:    Annual    Ticker:    RBCAA

 

CUSIP: 760281204    ISIN: US7602812049    SEDOL: 2277114

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Craig A. Greenberg   Mgmt   For   For
Elect Director Michael T. Rust   Mgmt   For   For
Elect Director Sandra Metts Snowden   Mgmt   For   For
Elect Director R. Wayne Stratton   Mgmt   For   For
Elect Director Susan Stout Tamme   Mgmt   For   For
Elect Director A. Scott Trager   Mgmt   For   For
Elect Director Steven E. Trager   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Schneider Electric SA

 

Meeting Date:    25-Apr-13    Country:    France    Security ID:    F86921107
Record Date:    19-Apr-13    Meeting Type:    Annual/Special    Ticker:    SU

 

CUSIP: F86921107    ISIN: FR0000121972    SEDOL: 4834108

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.87 per Share   Mgmt   For   For
Approve Additional Pension Scheme Agreement with the Members of the Management Board and the Chairman of the Supervisory Board   Mgmt   For   For
Approve Severance Payment Agreement with Jean-Pascal Tricoire   Mgmt   For   For

Reelect Gerard de La Martiniere as Supervisory Board Member   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Adopt One-Tiered Board Structure and Amend Articles 1, 11-21 and 22-28 of Bylaws Accordingly   Mgmt   For   Against
Transfer Outstanding Delegations of Powers to Issue Capital under Stock Purchase Plans from Management Board to Board of Directors   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million   Mgmt   For   For
Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 220 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 10 and 12   Mgmt   For   For

Authorize Capital Increase of up to 9.9 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 110 Million   Mgmt   For   For
Authorize up to 1.8 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Ordinary Business   Mgmt    
Elect Jean-Pascal Tricoire as Director   Mgmt   For   Against
Elect Henri Lachmann as Director   Mgmt   For   For
Elect Leo Apotheker as Director   Mgmt   For   For
Elect Betsy Atkins as Director   Mgmt   For   For

Elect Gerard de La Martiniere as Director   Mgmt   For   For
Elect Xavier Fontanet Director   Mgmt   For   For
Elect Noel Forgeard as Director   Mgmt   For   For
Elect Antoine Gosset-Grainville as Director   Mgmt   For   For
Elect Willy R. Kissling as Director   Mgmt   For   For
Elect Cathy Kopp as Director   Mgmt   For   For
Elect Dominique Senequier as Director   Mgmt   For   For
Elect M.G. Richard Thoman as Director   Mgmt   For   For
Elect Serge Weinberg as Director   Mgmt   For   For
Elect Claude Briquet as Representative of Employee Shareholders to the Board   Mgmt   Against   Against
Elect Magali Herbaut as Representative of Employee Shareholders to the Board   Mgmt   For   For
Elect Thierry Jacquet as Representative of Employee Shareholders to the Board   Mgmt   Against   Against
Elect Jean-Michel Vedrine as Representative of Employee Shareholders to the Board   Mgmt   Against   Against
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Sensient Technologies Corporation

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    81725T100
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    SXT

 

CUSIP: 81725T100    ISIN: US81725T1007    SEDOL: 2923741

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Hank Brown   Mgmt   For   For
Elect Director Edward H. Cichurski   Mgmt   For   For
Elect Director Fergus M. Clydesdale   Mgmt   For   For
Elect Director James A. D. Croft   Mgmt   For   Withhold

Elect Director William V. Hickey   Mgmt   For   For
Elect Director Kenneth P. Manning   Mgmt   For   For
Elect Director Paul Manning   Mgmt   For   For
Elect Director Elaine R. Wedral   Mgmt   For   For
Elect Director Essie Whitelaw   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

SVB Financial Group

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    78486Q101
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    SIVB

 

CUSIP: 78486Q101    ISIN: US78486Q1013    SEDOL: 2808053

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Greg W. Becker   Mgmt   For   For
Elect Director Eric A. Benhamou   Mgmt   For   For
Elect Director David M. Clapper   Mgmt   For   For
Elect Director Roger F. Dunbar   Mgmt   For   For
Elect Director Joel P. Friedman   Mgmt   For   For
Elect Director C. Richard Kramlich   Mgmt   For   For
Elect Director Lata Krishnan   Mgmt   For   For

Elect Director Jeffrey N. Maggioncalda   Mgmt   For   For
Elect Director Kate D. Mitchell   Mgmt   For   For
Elect Director John F. Robinson   Mgmt   For   For
Elect Director Garen K. Staglin   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

TreeHouse Foods, Inc.

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    89469A104
Record Date:    05-Mar-13    Meeting Type:    Annual    Ticker:    THS

 

CUSIP: 89469A104    ISIN: US89469A1043    SEDOL: B095X84

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George V. Bayly   Mgmt   For   For
Elect Director Diana S. Ferguson   Mgmt   For   For
Elect Director Gary D. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Abbott Laboratories

 

Meeting Date:    26-Apr-13    Country:    USA    Security ID:    002824100
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    ABT

 

CUSIP: 002824100    ISIN: US0028241000    SEDOL: 2002305

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert J. Alpern   Mgmt   For   For

Elect Director Roxanne S. Austin   Mgmt   For   For
Elect Director Sally E. Blount   Mgmt   For   For
Elect Director W. James Farrell   Mgmt   For   For
Elect Director Edward M. Liddy   Mgmt   For   For
Elect Director Nancy McKinstry   Mgmt   For   For
Elect Director Phebe N. Novakovic   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   For
Elect Director Samuel C. Scott, III   Mgmt   For   For
Elect Director Glenn F. Tilton   Mgmt   For   For
Elect Director Miles D. White   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Label and Eliminate GMO Ingredients in Products   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Require Independent Board Chairman   SH   Against   Against

Stock Retention/Holding Period   SH   Against   For
Cease Compliance Adjustments to Performance Criteria   SH   Against   For
Pro-rata Vesting of Equity Awards   SH   Against   Against

AT&T Inc.

 

Meeting Date:    26-Apr-13    Country:    USA    Security ID:    00206R102
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    T

 

CUSIP: 00206R102    ISIN: US00206R1023    SEDOL: 2831811

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Randall L. Stephenson   Mgmt   For   For
Elect Director Gilbert F. Amelio   Mgmt   For   For
Elect Director Reuben V. Anderson   Mgmt   For   For

Elect Director James H. Blanchard   Mgmt   For   For
Elect Director Jaime Chico Pardo   Mgmt   For   For
Elect Director Scott T. Ford   Mgmt   For   For
Elect Director James P. Kelly   Mgmt   For   For
Elect Director Jon C. Madonna   Mgmt   For   For
Elect Director Michael B. McCallister   Mgmt   For   For
Elect Director John B. McCoy   Mgmt   For   For
Elect Director Joyce M. Roche   Mgmt   For   For
Elect Director Matthew K. Rose   Mgmt   For   For
Elect Director Laura D’Andrea Tyson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Stock Purchase and Deferral Plan   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Report on Reducing Lead Battery Health Hazards   SH   Against   For
Submit Severance Agreement (Change-in-Control) to Shareholder Vote   SH   Against   For
Require Independent Board Chairman   SH   Against   Against

BASF SE

 

Meeting Date:    26-Apr-13    Country:    Germany    Security ID:    D06216317
Record Date:       Meeting Type:    Annual    Ticker:    BAS

 

CUSIP: D06216101    ISIN: DE000BASF111    SEDOL: 5086577

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.60 per Share   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For

Bayer AG

 

Meeting Date:    26-Apr-13    Country:    Germany    Security ID:    D0712D163
Record Date:       Meeting Type:    Annual    Ticker:    BAYN

 

CUSIP: D0712D163    ISIN: DE000BAY0017    SEDOL: 5069211

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.90 per Share for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Affiliation Agreement with Bayer Beteiligungsverwaltung Goslar GmbH   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For

Cleco Corporation

 

Meeting Date:    26-Apr-13    Country:    USA    Security ID:    12561W105
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    CNL

 

CUSIP: 12561W105    ISIN: US12561W1053    SEDOL: 2182445

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Logan W. Kruger   Mgmt   For   For
ElectDirector Bruce A. Williamson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Bylaws to Eliminate Cumulative Voting and Declassify the Board   Mgmt   For   For
Eliminate Cumulative Voting   Mgmt   For   For
Report on Sustainability   SH   Against   For

Convergys Corporation

 

Meeting Date:    26-Apr-13    Country:    USA    Security ID:    212485106
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    CVG

 

CUSIP: 212485106    ISIN: US2124851062    SEDOL: 2284761

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrea J. Ayers   Mgmt   For   For
Elect Director John F. Barrett   Mgmt   For   For
Elect Director Richard R. Devenuti   Mgmt   For   For
Elect Director Jeffrey H. Fox   Mgmt   For   For

Elect Director Joseph E. Gibbs   Mgmt   For   For
Elect Director Joan E. Herman   Mgmt   For   For
Elect Director Thomas L. Monahan, III   Mgmt   For   For
Elect Director Ronald L. Nelson   Mgmt   For   For
Elect Director Richard F. Wallman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

American Express Company

 

Meeting Date:    29-Apr-13    Country:    USA    Security ID:    025816109
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    AXP

 

CUSIP: 025816109    ISIN: US0258161092    SEDOL: 2026082

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charlene Barshefsky   Mgmt   For   For
Elect Director Ursula M. Burns   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Peter Chernin   Mgmt   For   For
Elect Director Anne Lauvergeon   Mgmt   For   For
Elect Director Theodore J. Leonsis   Mgmt   For   For
Elect Director Richard C. Levin   Mgmt   For   For
Elect Director Richard A. McGinn   Mgmt   For   For
Elect Director Samuel J. Palmisano   Mgmt   For   For
Elect Director Steven S Reinemund   Mgmt   For   For
Elect Director Daniel L. Vasella   Mgmt   For   For
Elect Director Robert D. Walter   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

The Boeing Company

 

Meeting Date:    29-Apr-13    Country:    USA    Security ID:    097023105
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    BA

 

CUSIP: 097023105    ISIN: US0970231058    SEDOL: 2108601

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Arthur D. Collins, Jr.   Mgmt   For   For
Elect Director Linda Z. Cook   Mgmt   For   For

Elect Director Kenneth M. Duberstein   Mgmt   For   For
Elect Director Edmund P. Giambastiani, Jr.   Mgmt   For   For
Elect Director Lawrence W. Kellner   Mgmt   For   For
Elect Director Edward M. Liddy   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Elect Director Mike S. Zafirovski   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Submit SERP to Shareholder Vote   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Stock Retention/Holding Period   SH   Against   For
Require Independent Board Chairman   SH   Against   Against

United Technologies Corporation

 

Meeting Date:    29-Apr-13    Country:    USA    Security ID:    913017109
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    UTX

 

CUSIP: 913017109    ISIN: US9130171096    SEDOL: 2915500

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Louis R. Chênevert   Mgmt   For   For
Elect Director John V. Faraci   Mgmt   For   For
Elect Director Jean-Pierre Garnier   Mgmt   For   For
Elect Director Jamie S. Gorelick   Mgmt   For   For
Elect Director Edward A. Kangas   Mgmt   For   For
Elect Director Ellen J. Kullman   Mgmt   For   For
Elect Director Marshall O. Larsen   Mgmt   For   For
Elect Director Harold McGraw, III   Mgmt   For   For
Elect Director Richard B. Myers   Mgmt   For   For
Elect Director H. Patrick Swygert   Mgmt   For   For
Elect Director Andre Villeneuve   Mgmt   For   For
Elect Director Christine Todd Whitman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Cepheid

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    15670R107
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    CPHD

 

CUSIP: 15670R107    ISIN: US15670R1077    SEDOL: 2589143

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas L. Gutshall   Mgmt   For   For
Elect Director Cristina H. Kepner   Mgmt   For   For
Elect Director David H. Persing   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Home Properties, Inc.

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    437306103
Record Date:    05-Mar-13    Meeting Type:    Annual    Ticker:    HME

 

CUSIP: 437306103    ISIN: US4373061039    SEDOL: 2414074

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen R. Blank   Mgmt   For   For
Elect Director Alan L. Gosule   Mgmt   For   For
Elect Director Leonard F. Helbig, III   Mgmt   For   For
Elect Director Thomas P. Lydon, Jr.   Mgmt   For   For
Elect Director Edward J. Pettinella   Mgmt   For   For

Elect Director Clifford W. Smith, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

International Business Machines Corporation

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    459200101
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    IBM

 

CUSIP: 459200101    ISIN: US4592001014    SEDOL: 2005973

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alain J.P. Belda   Mgmt   For   For
Elect Director William R. Brody   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For

Elect Director Michael L. Eskew   Mgmt   For   For
Elect Director David N. Farr   Mgmt   For   For
Elect Director Shirley Ann Jackson   Mgmt   For   For
Elect Director Andrew N. Liveris   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director James W. Owens   Mgmt   For   For
Elect Director Virginia M. Rometty   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director Sidney Taurel   Mgmt   For   For
Elect Director Lorenzo H. Zambrano   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Stock Retention/Holding Period   SH   Against   For

LaSalle Hotel Properties

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    517942108
Record Date:    20-Feb-13    Meeting Type:    Annual    Ticker:    LHO

 

CUSIP: 517942108    ISIN: US5179421087    SEDOL: 2240161

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Denise M. Coll   Mgmt   For   For
Elect Director Stuart L. Scott   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Select Medical Holdings Corporation

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    81619Q105
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    SEM

 

CUSIP: 81619Q105    ISIN: US81619Q1058    SEDOL: B4MF0Q6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Russell L. Carson   Mgmt   For   For
Elect Director James S. Ely III   Mgmt   For   For
Elect Director William H. Frist   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

EMC Corporation

 

Meeting Date:    01-May-13    Country:    USA    Security ID:    268648102
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    EMC

 

CUSIP: 268648102    ISIN: US2686481027    SEDOL: 2295172

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael W. Brown   Mgmt   For   For
Elect Director Randolph L. Cowen   Mgmt   For   For
Elect Director Gail Deegan   Mgmt   For   Against
Elect Director James S. DiStasio   Mgmt   For   For
Elect Director John R. Egan   Mgmt   For   For
Elect Director Edmund F. Kelly   Mgmt   For   For
Elect Director Judith A. Miscik   Mgmt   For   Against

Elect Director Windle B. Priem   Mgmt   For   Against
Elect Director Paul Sagan   Mgmt   For   For
Elect Director David N. Strohm   Mgmt   For   Against
Elect Director Joseph M. Tucci   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Provide Right to Act by Written Consent   Mgmt   For   For
Require Consistency with Corporate Values and Report on Political Contributions   SH   Against   Against

Fresh Del Monte Produce Inc.

 

Meeting Date:    01-May-13    Country:    Cayman Islands    Security ID:    G36738105
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    FDP

 

CUSIP: G36738105    ISIN: KYG367381053    SEDOL: 2118707

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Amir Abu-Ghazaleh as Director   Mgmt   For   Against
Elect Salvatore H. Alfiero as Director   Mgmt   For   Against
Elect Edward L. Boykin as Director   Mgmt   For   Against
Accept Financial Statements and Statutory Reports (Voting)   Mgmt   For   For
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

General Dynamics Corporation

 

Meeting Date:    01-May-13    Country:    USA    Security ID:    369550108
Record Date:    07-Mar-13    Meeting Type:    Annual    Ticker:    GD

 

CUSIP: 369550108    ISIN: US3695501086    SEDOL: 2365161

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary T. Barra   Mgmt   For   For
Elect Director Nicholas D. Chabraja   Mgmt   For   For
Elect Director James S. Crown   Mgmt   For   For
Elect Director William P. Fricks   Mgmt   For   For
Elect Director Paul G. Kaminski   Mgmt   For   For
Elect Director John M. Keane   Mgmt   For   For
Elect Director Lester L. Lyles   Mgmt   For   For
Elect Director Phebe N. Novakovic   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   Against
Elect Director Robert Walmsley   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Report on Lobbying Payments and Policy   SH   Against   For
Review and Assess Human Rights Policy   SH   Against   For

GlaxoSmithKline plc

 

Meeting Date:    01-May-13    Country:    United Kingdom    Security ID:    G3910J112
Record Date:    29-Apr-13    Meeting Type:    Annual    Ticker:    GSK

 

CUSIP: G3910J112    ISIN: GB0009252882    SEDOL: 0925288

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Approve Remuneration Report   Mgmt   For   For
Elect Lynn Elsenhans as Director   Mgmt   For   For
Elect Jing Ulrich as Director   Mgmt   For   For
Elect Hans Wijers as Director   Mgmt   For   For
Re-elect Sir Christopher Gent as Director   Mgmt   For   For
Re-elect Sir Andrew Witty as Director   Mgmt   For   For
Re-elect Sir Roy Anderson as Director   Mgmt   For   For
Re-elect Dr Stephanie Burns as Director   Mgmt   For   For
Re-elect Stacey Cartwright as Director   Mgmt   For   For
Re-elect Simon Dingemans as Director   Mgmt   For   For
Re-elect Judy Lewent as Director   Mgmt   For   For
Re-elect Sir Deryck Maughan as Director   Mgmt   For   For
Re-elect Dr Daniel Podolsky as Director   Mgmt   For   For
Re-elect Dr Moncef Slaoui as Director   Mgmt   For   For
Re-elect Tom de Swaan as Director   Mgmt   For   For
Re-elect Sir Robert Wilson as Director   Mgmt   For   For

Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit & Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Invesco Mortgage Capital Inc.

 

Meeting Date:    01-May-13    Country:    USA    Security ID:    46131B100
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    IVR

 

CUSIP: 46131B100    ISIN: US46131B1008    SEDOL: B5ZW0F0

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director G. Mark Armour   Mgmt   For   For
Elect Director James S. Balloun   Mgmt   For   For
Elect Director John S. Day   Mgmt   For   For
Elect Director Karen Dunn Kelley   Mgmt   For   For
Elect Director James R. Lientz, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Molina Healthcare, Inc.

 

Meeting Date:    01-May-13    Country:    USA    Security ID:    60855R100
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    MOH

 

CUSIP: 60855R100    ISIN: US60855R1005    SEDOL: 2212706

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles Z. Fedak   Mgmt   For   For
Elect Director Steven James   Mgmt   For   For
Elect Director John C. Molina   Mgmt   For   For
Elect Director Daniel Cooperman   Mgmt   For   For
Elect Director Dale Wolf   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Approve Issuance of Shares for a Private Placement   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

American Campus Communities, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    024835100
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    ACC

 

CUSIP: 024835100    ISIN: US0248351001    SEDOL: B02H871

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Bayless Jr.   Mgmt   For   For
Elect Director R.D. Burck   Mgmt   For   For
Elect Director G. Steven Dawson   Mgmt   For   For
Elect Director Cydney C. Donnell   Mgmt   For   For
Elect Director Edward Lowenthal   Mgmt   For   For
Elect Director Oliver Luck   Mgmt   For   For
Elect Director Winston W. Walker   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Hexcel Corporation

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    428291108
Record Date:    07-Mar-13    Meeting Type:    Annual    Ticker:    HXL

 

CUSIP: 428291108    ISIN: US4282911084    SEDOL: 2416779

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David E. Berges   Mgmt   For   For
Elect Director Joel S. Beckman   Mgmt   For   For
Elect Director Lynn Brubaker   Mgmt   For   For
Elect Director Jeffrey C. Campbell   Mgmt   For   For
Elect Director Sandra L. Derickson   Mgmt   For   For

Elect Director W. Kim Foster   Mgmt   For   For
Elect Director Thomas A. Gendron   Mgmt   For   For
Elect Director Jeffrey A. Graves   Mgmt   For   For
Elect Director David C. Hill   Mgmt   For   For
Elect Director David L. Pugh   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Monmouth Real Estate Investment Corporation

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    609720107
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    MNR

 

CUSIP: 609720107    ISIN: US6097201072    SEDOL: 2504072

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Anna T. Chew   Mgmt   For   For
Elect Director Daniel D. Cronheim   Mgmt   For   For
Elect Director Scott L. Robinson   Mgmt   For   For
Elect Director Eugene Rothenberg   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   Against   For

Mueller Industries, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    624756102
Record Date:    07-Mar-13    Meeting Type:    Annual    Ticker:    MLI

 

CUSIP: 624756102    ISIN: US6247561029    SEDOL: 2609717

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gregory L. Christopher   Mgmt   For   For
Elect Director Paul J. Flaherty   Mgmt   For   For
Elect Director Gennaro J. Fulvio   Mgmt   For   For
Elect Director Gary S. Gladstein   Mgmt   For   For
Elect Director Scott J. Goldman   Mgmt   For   For
Elect Director Terry Hermanson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Prologis, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    74340W103
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    PLD

 

CUSIP: 74340W103    ISIN: US74340W1036    SEDOL: B44WZD7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Hamid R. Moghadam   Mgmt   For   For
Elect Director George L. Fotiades   Mgmt   For   Against
Elect Director Christine N. Garvey   Mgmt   For   For
Elect Director Lydia H. Kennard   Mgmt   For   For
Elect Director J. Michael Losh   Mgmt   For   For

Elect Director Irving F. Lyons III   Mgmt   For   For
Elect Director Jeffrey L. Skelton   Mgmt   For   For
Elect Director D. Michael Steuert   Mgmt   For   For
Elect Director Carl B. Webb   Mgmt   For   For
Elect Director William D. Zollars   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Reckitt Benckiser Group plc

 

Meeting Date:    02-May-13    Country:    United Kingdom    Security ID:    G74079107
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    RB.

 

CUSIP: G74079107    ISIN: GB00B24CGK77    SEDOL: B24CGK7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Adrian Bellamy as Director   Mgmt   For   For
Re-elect Peter Harf as Director   Mgmt   For   For
Re-elect Richard Cousins as Director   Mgmt   For   For
Re-elect Kenneth Hydon as Director   Mgmt   For   For
Re-elect Rakesh Kapoor as Director   Mgmt   For   For
Re-elect Andre Lacroix as Director   Mgmt   For   For
Re-elect Graham Mackay as Director   Mgmt   For   For
Re-elect Judith Sprieser as Director   Mgmt   For   For
Re-elect Warren Tucker as Director   Mgmt   For   For
Elect Adrian Hennah as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For

Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Rolls-Royce Holdings plc

 

Meeting Date:    02-May-13    Country:    United Kingdom    Security ID:    G76225104
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: G7630U109    ISIN: GB00B63H8491    SEDOL: B63H849

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Ian Davis as Director   Mgmt   For   For
Elect Jasmin Staiblin as Director   Mgmt   For   For
Re-elect John Rishton as Director   Mgmt   For   For
Re-elect Dame Helen Alexander as Director   Mgmt   For   For
Re-elect Lewis Booth as Director   Mgmt   For   For
Re-elect Sir Frank Chapman as Director   Mgmt   For   For
Re-elect Iain Conn as Director   Mgmt   For   For
Re-elect James Guyette as Director   Mgmt   For   For
Re-elect John McAdam as Director   Mgmt   For   For
Re-elect Mark Morris as Director   Mgmt   For   For
Re-elect John Neill as Director   Mgmt   For   For
Re-elect Colin Smith as Director   Mgmt   For   For

Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Payment to Shareholders   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Adopt New Articles of Association   Mgmt   For   For

Starwood Property Trust, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    85571B105
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    STWD

 

CUSIP: 85571B105    ISIN: US85571B1052    SEDOL: B3PQ520

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard D. Bronson   Mgmt   For   For
Elect Director Jeffrey F. DiModica   Mgmt   For   For
Elect Director Jeffrey G. Dishner   Mgmt   For   For
Elect Director Camille J. Douglas   Mgmt   For   For
Elect Director Boyd W. Fellows   Mgmt   For   For
Elect Director Barry S. Sternlicht   Mgmt   For   For
Elect Director Strauss Zelnick   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against

United Parcel Service, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    911312106
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    UPS

 

CUSIP: 911312106    ISIN: US9113121068    SEDOL: 2517382

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director F. Duane Ackerman   Mgmt   For   For
Elect Director Michael J. Burns   Mgmt   For   For
Elect Director D. Scott Davis   Mgmt   For   For
Elect Director Stuart E. Eizenstat   Mgmt   For   For
Elect Director Michael L. Eskew   Mgmt   For   For
Elect Director William R. Johnson   Mgmt   For   For
Elect Director Candace Kendle   Mgmt   For   For
Elect Director Ann M. Livermore   Mgmt   For   For
Elect Director Rudy H. P. Markham   Mgmt   For   For
Elect Director Clark T. Randt, Jr.   Mgmt   For   For

Elect Director Carol B. Tome   Mgmt   For   For
Elect Director Kevin M. Warsh   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   Against
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For

Verizon Communications Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    92343V104
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    VZ

 

CUSIP: 92343V104    ISIN: US92343V1044    SEDOL: 2090571

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard L. Carrion   Mgmt   For   Against
Elect Director Melanie L. Healey   Mgmt   For   For

Elect Director M. Frances Keeth   Mgmt   For   For
Elect Director Robert W. Lane   Mgmt   For   For
Elect Director Lowell C. McAdam   Mgmt   For   For
Elect Director Sandra O. Moose   Mgmt   For   Against
Elect Director Joseph Neubauer   Mgmt   For   For
Elect Director Donald T. Nicolaisen   Mgmt   For   Against
Elect Director Clarence Otis, Jr.   Mgmt   For   For
Elect Director Hugh B. Price   Mgmt   For   Against
Elect Director Rodney E. Slater   Mgmt   For   Against
Elect Director Kathryn A. Tesija   Mgmt   For   For
Elect Director Gregory D. Wasson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Commit to Wireless Network Neutrality   SH   Against   For

Report on Lobbying Payments and Policy   SH   Against   For
Adopt Proxy Access Right   SH   Against   Against
Submit Severance Agreement (Change-in-Control) to Shareholder Vote   SH   Against   For
Amend Articles/Bylaws/Charter- Call Special Meetings   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For

Wisconsin Energy Corporation

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    976657106
Record Date:    21-Feb-13    Meeting Type:    Annual    Ticker:    WEC

 

CUSIP: 976657106    ISIN: US9766571064    SEDOL: 2973995

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John F. Bergstrom   Mgmt   For   For

Elect Director Barbara L. Bowles   Mgmt   For   For
Elect Director Patricia W. Chadwick   Mgmt   For   For
Elect Director Curt S. Culver   Mgmt   For   For
Elect Director Thomas J. Fischer   Mgmt   For   For
Elect Director Gale E. Klappa   Mgmt   For   For
Elect Director Henry W. Knueppel   Mgmt   For   For
Elect Director Ulice Payne, Jr.   Mgmt   For   For
Elect Director Mary Ellen Stanek   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Dominion Resources, Inc.

 

Meeting Date:    03-May-13    Country:    USA    Security ID:    25746U109
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    D

 

CUSIP: 25746U109    ISIN: US25746U1097    SEDOL: 2542049

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William P. Barr   Mgmt   For   For
Elect Director Peter W. Brown   Mgmt   For   For
Elect Director Helen E. Dragas   Mgmt   For   For
Elect Director James O. Ellis, Jr.   Mgmt   For   For
Elect Director Thomas F. Farrell, II   Mgmt   For   For
Elect Director John W. Harris   Mgmt   For   For
Elect Director Robert S. Jepson, Jr.   Mgmt   For   For
Elect Director Mark J. Kington   Mgmt   For   For
Elect Director Pamela J. Royal   Mgmt   For   For
Elect Director Robert H. Spilman, Jr.   Mgmt   For   For
Elect Director Michael E. Szymanczyk   Mgmt   For   For

Elect Director David A. Wollard   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Call Special Meeting   Mgmt   For   For
Report on Coal Use from Mountaintop Removal Mining   SH   Against   Against
Include Sustainability as a Performance Measure for Senior Executive Compensation   SH   Against   Against
Minimize Pool Storage of Spent Nuclear Fuel   SH   Against   Against
Report on Financial Risks of Climate Change   SH   Against   For

E.ON SE

 

Meeting Date:    03-May-13    Country:    Germany    Security ID:    D24914133
Record Date:       Meeting Type:    Annual    Ticker:    EOAN

 

CUSIP: D24914133    ISIN: DE000ENAG999    SEDOL: 4942904

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.10 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2013   Mgmt   For   For
Elect Denise Kingsmill to the Supervisory Board   Mgmt   For   For
Elect Ulrich Lehner to the Supervisory Board   Mgmt   For   For

Elect Rene Obermann to the Supervisory Board   Mgmt   For   For
Elect Karen de Segundo to the Supervisory Board   Mgmt   For   For
Elect Theo Siegert to the Supervisory Board   Mgmt   For   For
Elect Werner Wenning to the Supervisory Board   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Approve Remuneration of Supervisory Board   Mgmt   For   For

Koninklijke Philips Electronics

 

Meeting Date:    03-May-13    Country:    Netherlands    Security ID:    N6817P109
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N6817P109    ISIN: NL0000009538    SEDOL: 5986622

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
President’s Speech   Mgmt    
Adopt Financial Statements   Mgmt   For   For

Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 0.75 Per Share   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Reelect C.A. Poon to Supervisory Board   Mgmt   For   For
Reelect J.J. Schiro to Supervisory Board   Mgmt   For   For
Reelect J. van der Veer to Supervisory Board   Mgmt   For   For
Amend Long-Term Incentive Plan   Mgmt   For   For
Approve Performance Share and Performance Stock Option Grants   Mgmt   For   For
Change Company Name to Koninklijke Philips N.V.   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a   Mgmt   For   For

Authorize Repurchase of Shares   Mgmt   For   For
Approve Cancellation of Repurchased Shares   Mgmt   For   For
Allow Questions   Mgmt    

Oasis Petroleum Inc.

 

Meeting Date:    03-May-13    Country:    USA    Security ID:    674215108
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    OAS

 

CUSIP: 674215108    ISIN: US6742151086    SEDOL: B64R5J2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael McShane   Mgmt   For   For
Elect Director Thomas B. Nusz   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Pilgrim’s Pride Corporation

 

Meeting Date:    03-May-13    Country:    USA    Security ID:    72147K108
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    PPC

 

CUSIP: 72147K108    ISIN: US72147K1088    SEDOL: B5L3PZ2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Wesley Mendonca Batista   Mgmt   For   For
Elect Director Joesley Mendonca Batista   Mgmt   For   Withhold
Elect Director Don Jackson   Mgmt   For   For
Elect Director William W. Lovette   Mgmt   For   For
Elect Director Marcus Vinicius Pratini de Moraes   Mgmt   For   For

Elect Director Wallim Cruz De Vasconcellos Junior   Mgmt   For   For
Elect Director Michael L. Cooper   Mgmt   For   For
Elect Director Charles Macaluso   Mgmt   For   For
Elect Director David E. Bell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Sanofi

 

Meeting Date:    03-May-13    Country:    France    Security ID:    F5548N101
Record Date:    26-Apr-13    Meeting Type:    Annual/Special    Ticker:    SAN

 

CUSIP: F5548N101    ISIN: FR0000120578    SEDOL: 5671735

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.77 per Share   Mgmt   For   For
Elect Fabienne Lecorvaisier as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For

Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans   Mgmt   For   For
Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Berkshire Hathaway Inc.

 

Meeting Date:    04-May-13    Country:    USA    Security ID:    084670702
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    BRK.B

 

CUSIP: 084670702    ISIN: US0846707026    SEDOL: 2073390

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Warren E. Buffett   Mgmt   For   For
Elect Director Charles T. Munger   Mgmt   For   For
Elect Director Howard G. Buffett   Mgmt   For   For
Elect Director Stephen B. Burke   Mgmt   For   For
Elect Director Susan L. Decker   Mgmt   For   For
Elect Director William H. Gates III   Mgmt   For   For
Elect Director David S. Gottesman   Mgmt   For   For
Elect Director Charlotte Guyman   Mgmt   For   For
Elect Director Donald R. Keough   Mgmt   For   For
Elect Director Thomas S. Murphy   Mgmt   For   For
Elect Director Ronald L. Olson   Mgmt   For   For
Elect Director Walter Scott, Jr.   Mgmt   For   For
Elect Director Meryl B. Witmer   Mgmt   For   For
Adopt Quantitative Goals for GHG and Other Air Emissions   SH   Against   For

Clean Harbors, Inc.

 

Meeting Date:    06-May-13    Country:    USA    Security ID:    184496107
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    CLH

 

CUSIP: 184496107    ISIN: US1844961078    SEDOL: 2202473

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John P. DeVillars   Mgmt   For   For
Elect Director Daniel J. McCarthy   Mgmt   For   For
Elect Director Andrea Robertson   Mgmt   For   For
Elect Director James M. Rutledge   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

MKS INSTRUMENTS, INC.

 

Meeting Date:    06-May-13    Country:    USA    Security ID:    55306N104
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    MKSI

 

CUSIP: 55306N104    ISIN: US55306N1046    SEDOL: 2404871

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Cristina H. Amon   Mgmt   For   For
Elect Director Richard S. Chute   Mgmt   For   For
Elect Director Peter R. Hanley   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

PS Business Parks, Inc.

 

Meeting Date:    06-May-13    Country:    USA    Security ID:    69360J107
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    PSB

 

CUSIP: 69360J107    ISIN: US69360J1079    SEDOL: 2707956

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald L. Havner, Jr.   Mgmt   For   For
Elect Director Joseph D. Russell, Jr.   Mgmt   For   For
Elect Director Jennifer Holden Dunbar   Mgmt   For   For
Elect Director James H. Kropp   Mgmt   For   For
Elect Director Sara Grootwassink Lewis   Mgmt   For   For
Elect Director Michael V. McGee   Mgmt   For   For

Elect Director Gary E. Pruitt   Mgmt   For   For
Elect Director Peter Schultz   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Allianz SE

 

Meeting Date:    07-May-13    Country:    Germany    Security ID:    D03080112
Record Date:       Meeting Type:    Annual    Ticker:    ALV

 

CUSIP: D03080112    ISIN: DE0008404005    SEDOL: 5231485

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 4.50 per Share   Mgmt   For   For

Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Elect Christine Bosse to the Supervisory Board   Mgmt   For   For

BioScrip, Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    09069N108
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    BIOS

 

CUSIP: 09069N108    ISIN: US09069N1081    SEDOL: 2594857

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard M. Smith   Mgmt   For   For
Elect Director Charlotte W. Collins   Mgmt   For   For
Elect Director Samuel P. Frieder   Mgmt   For   For
Elect Director Myron Z. Holubiak   Mgmt   For   For
Elect Director David R. Hubers   Mgmt   For   For
Elect Director Richard L. Robbins   Mgmt   For   For
Elect Director Stuart A. Samuels   Mgmt   For   For
Elect Director Gordon H. Woodward   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Bristol-Myers Squibb Company

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    110122108
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    BMY

 

CUSIP: 110122108    ISIN: US1101221083    SEDOL: 2126335

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lamberto Andreotti   Mgmt   For   For
Elect Director Lewis B. Campbell   Mgmt   For   Against
Elect Director James M. Cornelius   Mgmt   For   For
Elect Director Laurie H. Glimcher   Mgmt   For   For
Elect Director Michael Grobstein   Mgmt   For   For
Elect Director Alan J. Lacy   Mgmt   For   Against
Elect Director Vicki L. Sato   Mgmt   For   For
Elect Director Elliott Sigal   Mgmt   For   For
Elect Director Gerald L. Storch   Mgmt   For   For
Elect Director Togo D. West, Jr.   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Capella Education Company

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    139594105
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    CPLA

 

CUSIP: 139594105    ISIN: US1395941057    SEDOL: B0GWDP5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Kevin Gilligan   Mgmt   For   For
Elect Director Michael A. Linton   Mgmt   For   For
Elect Director Michael L. Lomax   Mgmt   For   For
Elect Director Jody G. Miller   Mgmt   For   For
Elect Director Hilary C. Pennington   Mgmt   For   For

Elect Director Stephen G. Shank   Mgmt   For   For
Elect Director Andrew M. Slavitt   Mgmt   For   For
Elect Director David W. Smith   Mgmt   For   For
Elect Director Jeffrey W. Taylor   Mgmt   For   For
Elect Director Darrell R. Tukua   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Consolidated Communications Holdings, Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    209034107
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    CNSL

 

CUSIP: 209034107    ISIN: US2090341072    SEDOL: B07LSQ7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roger H. Moore   Mgmt   For   For
Elect Director Thomas A. Gerke   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Darling International Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    237266101
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    DAR

 

CUSIP: 237266101    ISIN: US2372661015    SEDOL: 2250289

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Randall C. Stuewe   Mgmt   For   For
Elect Director O. Thomas Albrecht   Mgmt   For   For
Elect Director D. Eugene Ewing   Mgmt   For   For

Elect Director Charles Macaluso   Mgmt   For   For
Elect Director John D. March   Mgmt   For   For
Elect Director Michael Rescoe   Mgmt   For   For
Elect Director Michael Urbut   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Helix Energy Solutions Group, Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    42330P107
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    HLX

 

CUSIP: 42330P107    ISIN: US42330P1075    SEDOL: 2037062

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Owen Kratz   Mgmt   For   For
Elect Director John V. Lovoi   Mgmt   For   For
Elect Director Jan Rask   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

L Air Liquide

 

Meeting Date:    07-May-13    Country:    France    Security ID:    F01764103
Record Date:    30-Apr-13    Meeting Type:    Annual/Special    Ticker:    AI

 

CUSIP: F01764103    ISIN: FR0000120073    SEDOL: B1YXBJ7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.50 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Thierry Desmarest as Director   Mgmt   For   For
Reelect Thierry Peugeot as Director   Mgmt   For   For
Approve Severance Payment Agreement with Benoit Potier   Mgmt   For   For
Approve Severance Payment Agreement with Pierre Dufour   Mgmt   For   For
Authorize Issuance of Bonds/Debentures   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For

Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 430 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

The GEO Group, Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    36159R103
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    GEO

 

CUSIP: 36159R103    ISIN: US36159R1032    SEDOL: 2943299

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Clarence E. Anthony   Mgmt   For   For
Elect Director Norman A. Carlson   Mgmt   For   For
Elect Director Anne N. Foreman   Mgmt   For   Withhold
Elect Director Richard H. Glanton   Mgmt   For   Withhold
Elect Director Christopher C. Wheeler   Mgmt   For   Withhold
Elect Director George C. Zoley   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Report on Lobbying Payments and Policy   SH   Against   For
Other Business   Mgmt   For   Abstain

Bank of America Corporation

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    060505104
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    BAC

 

CUSIP: 060505104    ISIN: US0605051046    SEDOL: 2295677

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sharon L. Allen   Mgmt   For   For
Elect Director Susan S. Bies   Mgmt   For   For
Elect Director Jack O. Bovender, Jr.   Mgmt   For   For
Elect Director Frank P. Bramble, Sr.   Mgmt   For   For
Elect Director Arnold W. Donald   Mgmt   For   For
Elect Director Charles K. Gifford   Mgmt   For   For
Elect Director Charles O. Holliday, Jr.   Mgmt   For   For

Elect Director Linda P. Hudson   Mgmt   For   For
Elect Director Monica C. Lozano   Mgmt   For   For
Elect Director Thomas J. May   Mgmt   For   For
Elect Director Brian T. Moynihan   Mgmt   For   For
Elect Director Lionel L. Nowell, III   Mgmt   For   For
Elect Director R. David Yost   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Adopt Proxy Access Right   SH   Against   Against
Amend Bylaw to Limit Multiple Board Service   SH   Against   Against
Report on Feasibility of Prohibiting Political Contributions   SH   Against   Against
Review Fair Housing and Fair Lending Compliance   SH   Against   For

Cameron International Corporation

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    13342B105
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    CAM

 

CUSIP: 13342B105    ISIN: US13342B1052    SEDOL: 2222233

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James T. Hackett   Mgmt   For   For
Elect Director Michael E. Patrick   Mgmt   For   For
Elect Director Jon Erik Reinhardsen   Mgmt   For   For
Elect Director Bruce W. Wilkinson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Equity LifeStyle Properties, Inc.

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    29472R108
Record Date:    08-Mar-13    Meeting Type:    Annual    Ticker:    ELS

 

CUSIP: 29472R108    ISIN: US29472R1086    SEDOL: 2563125

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Philip Calian   Mgmt   For   For
Elect Director David Contis   Mgmt   For   For
Elect Director Thomas Dobrowski   Mgmt   For   For
Elect Director Thomas Heneghan   Mgmt   For   For
Elect Director Marguerite Nader   Mgmt   For   For
Elect Director Sheli Rosenberg   Mgmt   For   For

Elect Director Howard Walker   Mgmt   For   For
Elect Director Gary Waterman   Mgmt   For   For
Elect Director William Young   Mgmt   For   For
Elect Director Samuel Zell   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions and Lobbying Communications   SH   Against   For

Ocwen Financial Corporation

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    675746309
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    OCN

 

CUSIP: 675746309    ISIN: US6757463095    SEDOL: B14PL71

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Erbey   Mgmt   For   For
Elect Director Ronald M. Faris   Mgmt   For   For
Elect Director Ronald J. Korn   Mgmt   For   For
Elect Director William H. Lacy   Mgmt   For   For
Elect Director Wilbur L. Ross, Jr.   Mgmt   For   For
Elect Director Robert A. Salcetti   Mgmt   For   For
Elect Director Barry N. Wish   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Six Flags Entertainment Corporation

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    83001A102
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    SIX

 

CUSIP: 83001A102    ISIN: US83001A1025    SEDOL: B43VKB8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John W. Baker   Mgmt   For   For
Elect Director Kurt M. Cellar   Mgmt   For   For
Elect Director Charles A. Koppelman   Mgmt   For   For
Elect Director Jon L. Luther   Mgmt   For   For
Elect Director Usman Nabi   Mgmt   For   For
Elect Director Stephen D. Owens   Mgmt   For   For
Elect Director James Reid-Anderson   Mgmt   For   For
Elect Director Richard W. Roedel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Standard Chartered plc

 

Meeting Date:    08-May-13    Country:    United Kingdom    Security ID:    G84228157
Record Date:    03-May-13    Meeting Type:    Annual    Ticker:    STAN

 

CUSIP: G84228157    ISIN: GB0004082847    SEDOL: 0408284

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Om Bhatt as Director   Mgmt   For   For
Elect Dr Louis Chi-Yan Cheung as Director   Mgmt   For   For
Elect Margaret Ewing as Director   Mgmt   For   For
Elect Dr Lars Thunell as Director   Mgmt   For   For

Re-elect Stefano Bertamini as Director   Mgmt   For   For
Re-elect Jaspal Bindra as Director   Mgmt   For   For
Re-elect James Dundas as Director   Mgmt   For   For
Re-elect Dr Han Seung-soo as Director   Mgmt   For   For
Re-elect Simon Lowth as Director   Mgmt   For   For
Re-elect Rudolph Markham as Director   Mgmt   For   For
Re-elect Ruth Markland as Director   Mgmt   For   For
Re-elect Richard Meddings as Director   Mgmt   For   For
Re-elect John Paynter as Director   Mgmt   For   For
Re-elect Sir John Peace as Director   Mgmt   For   For
Re-elect Alun Rees as Director   Mgmt   For   For
Re-elect Peter Sands as Director   Mgmt   For   For
Re-elect Viswanathan Shankar as Director   Mgmt   For   For
Re-elect Paul Skinner as Director   Mgmt   For   For
Re-elect Oliver Stocken as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For

Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Market Purchase of Preference Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Sharesave Plan   Mgmt   For   For

Thomson Reuters Corporation

 

Meeting Date:    08-May-13    Country:    Canada    Security ID:    884903105
Record Date:    22-Mar-13    Meeting Type:    Annual/Special    Ticker:    TRI

 

CUSIP: 884903105    ISIN: CA8849031056    SEDOL: 2889371

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David Thomson   Mgmt   For   For
Elect Director James C. Smith   Mgmt   For   For
Elect Director Manvinder S. Banga   Mgmt   For   For
Elect Director David W. Binet   Mgmt   For   For
Elect Director Mary Cirillo   Mgmt   For   Withhold
Elect Director Steven A. Denning   Mgmt   For   For
Elect Director Lawton W. Fitt   Mgmt   For   For
Elect Director Sir Deryck Maughan   Mgmt   For   For
Elect Director Ken Olisa   Mgmt   For   For
Elect Director Vance K. Opperman   Mgmt   For   For
Elect Director John M. Thompson   Mgmt   For   For

Elect Director Peter J. Thomson   Mgmt   For   For
Elect Director Wulf von Schimmelmann   Mgmt   For   For
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Amend U.S. Employee Stock Purchase Plan   Mgmt   For   Against
Advisory Vote on Executive Compensation Approach   Mgmt   For   Against

Anixter International Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    035290105
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    AXE

 

CUSIP: 035290105    ISIN: US0352901054    SEDOL: 2468844

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lord James Blyth   Mgmt   For   For
Elect Director Frederic F. Brace   Mgmt   For   For
Elect Director Linda Walker Bynoe   Mgmt   For   For
Elect Director Robert J. Eck   Mgmt   For   For
Elect Director Robert W. Grubbs   Mgmt   For   For
Elect Director F. Philip Handy   Mgmt   For   For
Elect Director Melvyn N. Klein   Mgmt   For   For
Elect Director George Munoz   Mgmt   For   For
Elect Director Stuart M. Sloan   Mgmt   For   For
Elect Director Matthew Zell   Mgmt   For   For
Elect Director Samuel Zell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Carter’s, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    146229109
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    CRI

 

CUSIP: 146229109    ISIN: US1462291097    SEDOL: 2980939

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Vanessa J. Castagna   Mgmt   For   For
Elect Director William J. Montgoris   Mgmt   For   For
Elect Director David Pulver   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CVS Caremark Corporation

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    126650100
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    CVS

 

CUSIP: 126650100    ISIN: US1266501006    SEDOL: 2577609

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director C. David Brown II   Mgmt   For   Against
Elect Director David W. Dorman   Mgmt   For   Against
Elect Director Anne M. Finucane   Mgmt   For   Against
Elect Director Kristen Gibney Williams   Mgmt   For   For
Elect Director Larry J. Merlo   Mgmt   For   For
Elect Director Jean-Pierre Millon   Mgmt   For   For
Elect Director Richard J. Swift   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   For

Elect Director Tony L. White   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Reduce Vote Requirement Under the Fair Price Provision   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Pro-rata Vesting of Equity Awards   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For

Equity One, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    294752100
Record Date:    05-Mar-13    Meeting Type:    Annual    Ticker:    EQY

 

CUSIP: 294752100    ISIN: US2947521009    SEDOL: 2246329

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James S. Cassel   Mgmt   For   Withhold
Elect Director Cynthia R. Cohen   Mgmt   For   Withhold
Elect Director Neil Flanzraich   Mgmt   For   For
Elect Director Chaim Katzman   Mgmt   For   For
Elect Director Peter Linneman   Mgmt   For   For
Elect Director Galia Maor   Mgmt   For   For
Elect Director Jeffrey S. Olson   Mgmt   For   For
Elect Director Dori Segal   Mgmt   For   For
Elect Director David Fischel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Other Business   Mgmt   For   Abstain

FEI Company

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    30241L109
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    FEIC

 

CUSIP: 30241L109    ISIN: US30241L1098    SEDOL: 2355764

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arie Huijser   Mgmt   For   For
Elect Director Don R. Kania   Mgmt   For   For
Elect Director Thomas F. Kelly   Mgmt   For   For
Elect Director Jan C. Lobbezoo   Mgmt   For   For
Elect Director Gerhard H. Parker   Mgmt   For   For
Elect Director James T. Richardson   Mgmt   For   For
Elect Director Richard H. Wills   Mgmt   For   For
Elect Director Homa Bahrami   Mgmt   For   For

Elect Director Jami K. Nachtsheim   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ford Motor Company

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    345370860
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    F

 

CUSIP: 345370860    ISIN: US3453708600    SEDOL: 2615468

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen G. Butler   Mgmt   For   For

Elect Director Kimberly A. Casiano   Mgmt   For   For
Elect Director Anthony F. Earley, Jr.   Mgmt   For   For
Elect Director Edsel B. Ford II   Mgmt   For   For
Elect Director William Clay Ford, Jr.   Mgmt   For   For
Elect Director Richard A. Gephardt   Mgmt   For   For
Elect Director James H. Hance, Jr.   Mgmt   For   For

Elect Director William W. Helman IV   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   For
Elect Director Richard A. Manoogian   Mgmt   For   For
Elect Director Ellen R. Marram   Mgmt   For   For
Elect Director Alan Mulally   Mgmt   For   For
Elect Director Homer A. Neal   Mgmt   For   For
Elect Director Gerald L. Shaheen   Mgmt   For   For
Elect Director John L. Thornton   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For
Approval of Tax Benefits Preservation Plan   Mgmt   For   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Amend Bylaws -- Call Special Meetings   SH   Against   For

Hanger, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    41043F208
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    HGR

 

CUSIP: 41043F208    ISIN: US41043F2083    SEDOL: 2796653

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Vinit K. Asar   Mgmt   For   For
Elect Director Thomas P. Cooper   Mgmt   For   For
Elect Director Cynthia L. Feldmann   Mgmt   For   For
Elect Director Eric A. Green   Mgmt   For   For
Elect Director Stephen E. Hare   Mgmt   For   For

Elect Director Isaac Kaufman   Mgmt   For   For
Elect Director Thomas F. Kirk   Mgmt   For   For
Elect Director Patricia B. Shrader   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

JetBlue Airways Corporation

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    477143101
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    JBLU

 

CUSIP: 477143101    ISIN: US4771431016    SEDOL: 2852760

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David Barger   Mgmt   For   For

Elect Director Jens Bischof   Mgmt   For   For
Elect Director Peter Boneparth   Mgmt   For   For
Elect Director David Checketts   Mgmt   For   For
Elect Director Virginia Gambale   Mgmt   For   For
Elect Director Stephan Gemkow   Mgmt   For   For
Elect Director Ellen Jewett   Mgmt   For   For
Elect Director Stanley McChrystal   Mgmt   For   For
Elect Director Joel Peterson   Mgmt   For   For
Elect Director Ann Rhoades   Mgmt   For   For
Elect Director Frank Sica   Mgmt   For   For
Elect Director Thomas Winkelmann   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Penske Automotive Group, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    70959W103
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    PAG

 

CUSIP: 70959W103    ISIN: US70959W1036    SEDOL: 2943523

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Barr   Mgmt   For   For
Elect Director Michael R. Eisenson   Mgmt   For   For
Elect Director Robert H. Kurnick, Jr.   Mgmt   For   For
Elect Director William J. Lovejoy   Mgmt   For   For
Elect Director Kimberly J. McWaters   Mgmt   For   For
Elect Director Yoshimi Namba   Mgmt   For   For
Elect Director Lucio A. Noto   Mgmt   For   For
Elect Director Roger S. Penske   Mgmt   For   For

Elect Director Richard J. Peters   Mgmt   For   For
Elect Director Sandra E. Pierce   Mgmt   For   For
Elect Director Ronald G. Steinhart   Mgmt   For   For
Elect Director H. Brian Thompson   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Other Business   Mgmt   For   Abstain

Pharmacyclics, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    716933106
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    PCYC

 

CUSIP: 716933106    ISIN: US7169331060    SEDOL: 2689690

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert F. Booth   Mgmt   For   For
Elect Director Kenneth A. Clark   Mgmt   For   For
Elect Director Robert W. Duggan   Mgmt   For   For
Elect Director Eric H. Halvorson   Mgmt   For   For
Elect Director Minesh P. Mehta   Mgmt   For   For
Elect Director David D. Smith   Mgmt   For   For
Elect Director Richard A. van den Broek   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Public Storage

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    74460D109
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    PSA

 

CUSIP: 74460D109    ISIN: US74460D1090    SEDOL: 2852533

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald L. Havner, Jr.   Mgmt   For   For
Elect Director Tamara Hughes Gustavson   Mgmt   For   For
Elect Director Uri P. Harkham   Mgmt   For   For
Elect Director B. Wayne Hughes, Jr.   Mgmt   For   For
Elect Director Avedick B. Poladian   Mgmt   For   Withhold
Elect Director Gary E. Pruitt   Mgmt   For   Withhold
Elect Director Ronald P. Spogli   Mgmt   For   For
Elect Director Daniel C. Staton   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Rent-A-Center, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    76009N100
Record Date:    19-Mar-13    Meeting Type:    Annual    Ticker:    RCII

 

CUSIP: 76009N100    ISIN: US76009N1000    SEDOL: 2733092

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mitchell E. Fadel   Mgmt   For   For
Elect Director Paula Stern, Ph.D.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Rio Tinto Ltd.

 

Meeting Date:    09-May-13    Country:    Australia    Security ID:    Q81437107
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    RIO

 

CUSIP: Q81437107    ISIN: AU000000RIO1    SEDOL: 6220103

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Financial Statements and Reports of the Directors and Auditors for the Year Ended Dec. 31, 2012   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Elect Robert Brown as a Director   Mgmt   For   For
Elect Vivienne Cox as a Director   Mgmt   For   For
Elect Jan du Plessis as a Director   Mgmt   For   For
Elect Guy Elliott as a Director   Mgmt   For   For
Elect Michael Fitzpatrick as a Director   Mgmt   For   For
Elect Ann Godbehere as a Director   Mgmt   For   For

Elect Richard Goodmanson as a Director   Mgmt   For   For
Elect John Kerr as a Director   Mgmt   For   For
Elect Chris Lynch as a Director   Mgmt   For   For
Elect Paul Tellier as a Director   Mgmt   For   For
Elect John Varley as a Director   Mgmt   For   For
Elect Sam Walsh as a Director   Mgmt   For   For
Appoint PricewaterhouseCoopers LLP as Auditors of Rio Tinto plc   Mgmt   For   For
Authorize the Audit Committee to Determine the Remuneration of Auditors   Mgmt   For   For
Approve the Performance Share Plan 2013   Mgmt   For   For
Approve the Renewal of the Off-Market and On- Market Share Buyback Authorities   Mgmt   For   For

Ryman Hospitality Properties, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    78377T107
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    RHP

 

CUSIP: 78377T107    ISIN: US78377T1079    SEDOL: B8QV5C9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Bender   Mgmt   For   For
Elect Director E. K. Gaylord, II   Mgmt   For   For
Elect Director Ralph Horn   Mgmt   For   For
Elect Director Ellen Levine   Mgmt   For   For
Elect Director Robert S. Prather, Jr.   Mgmt   For   For
Elect Director Colin V. Reed   Mgmt   For   For
Elect Director Michael D. Rose   Mgmt   For   For
Elect Director Michael I. Roth   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SolarWinds, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    83416B109
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    SWI

 

CUSIP: 83416B109    ISIN: US83416B1098    SEDOL: B4MTR12

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Benjamin Nye   Mgmt   For   For
Elect Director Kevin B. Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Tesco Corporation

 

Meeting Date:    09-May-13    Country:    Canada    Security ID:    88157K101
Record Date:    02-Apr-13    Meeting Type:    Annual    Ticker:    TESO

 

CUSIP: 88157K101    ISIN: CA88157K1012    SEDOL: 2237022

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John U. Clarke   Mgmt   For   For
Elect Director Fred J. Dyment   Mgmt   For   For
Elect Director Gary L. Kott   Mgmt   For   For
Elect Director R. Vance Milligan   Mgmt   For   For
Elect Director Julio M. Quintana   Mgmt   For   For
Elect Director John T. Reynolds   Mgmt   For   For
Elect Director Norman W. Robertson   Mgmt   For   For
Elect Director Michael W. Sutherlin   Mgmt   For   For
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Dow Chemical Company

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    260543103
Record Date:    18-Mar-13    Meeting Type:    Annual    Ticker:    DOW

 

CUSIP: 260543103    ISIN: US2605431038    SEDOL: 2278719

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arnold A. Allemang   Mgmt   For   For
Elect Director Ajay Banga   Mgmt   For   For
Elect Director Jacqueline K. Barton   Mgmt   For   For
Elect Director James A. Bell   Mgmt   For   Against
Elect Director Jeff M. Fettig   Mgmt   For   Against
Elect Director Andrew N. Liveris   Mgmt   For   For
Elect Director Paul Polman   Mgmt   For   For

Elect Director Dennis H. Reilley   Mgmt   For   Against
Elect Director James M. Ringler   Mgmt   For   For
Elect Director Ruth G. Shaw   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Stock Retention   SH   Against   For

AIA Group Ltd.

 

Meeting Date:    10-May-13    Country:    Hong Kong    Security ID:    Y002A1105
Record Date:    06-May-13    Meeting Type:    Annual    Ticker:    01299

 

CUSIP: N/A    ISIN: HK0000069689    SEDOL: B4TX8S1

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Barry Chun-Yuen Cheung as Director   Mgmt   For   For
Elect George Yong-Boon Yeo as Director   Mgmt   For   For
Elect Narongchai Akrasanee as Director   Mgmt   For   For
Elect Qin Xiao as Director   Mgmt   For   For
Elect Mark Edward Tucker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme   Mgmt   For   For
Amend Articles of Association of the Company   Mgmt   For   For

Brightcove Inc.

 

Meeting Date:    10-May-13    Country:    USA    Security ID:    10921T101
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    BCOV

 

CUSIP: 10921T101    ISIN: US10921T1016    SEDOL: B4XS3D2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Deborah Besemer   Mgmt   For   For
Elect Director Scott Kurnit   Mgmt   For   For
Elect Director David Orfao   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Eni S.p.A.

 

Meeting Date:    10-May-13    Country:    Italy    Security ID:    T3643A145
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    ENI

 

CUSIP: T3643A145    ISIN: IT0003132476    SEDOL: 7145056

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For

CBL & Associates Properties, Inc.

 

Meeting Date:    13-May-13    Country:    USA    Security ID:    124830100
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    CBL

 

CUSIP: 124830100    ISIN: US1248301004    SEDOL: 2167475

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen D. Lebovitz   Mgmt   For   For
Elect Director Thomas J. DeRosa   Mgmt   For   For
Elect Director Matthew S. Dominski   Mgmt   For   Withhold
Elect Director Kathleen M. Nelson   Mgmt   For   For
Elect Director Winston W. Walker   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Centrica plc

 

Meeting Date:    13-May-13    Country:    United Kingdom    Security ID:    G2018Z143
Record Date:    09-May-13    Meeting Type:    Annual    Ticker:    CNA

 

CUSIP: G2018Z143    ISIN: GB00B033F229    SEDOL: B033F22

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Roger Carr as Director   Mgmt   For   For
Re-elect Sam Laidlaw as Director   Mgmt   For   For
Re-elect Phil Bentley as Director   Mgmt   For   For
Re-elect Margherita Della Valle as Director   Mgmt   For   For
Re-elect Mary Francis as Director   Mgmt   For   For
Re-elect Mark Hanafin as Director   Mgmt   For   For

Re-elect Lesley Knox as Director   Mgmt   For   For
Re-elect Nick Luff as Director   Mgmt   For   For
Re-elect Ian Meakins as Director   Mgmt   For   For
Re-elect Paul Rayner as Director   Mgmt   For   For
Re-elect Chris Weston as Director   Mgmt   For   For

Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

ING Groep NV

 

Meeting Date:    13-May-13    Country:    Netherlands    Security ID:    N4578E413
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N4578E413    ISIN: NL0000303600    SEDOL: 7154182

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Receive Report of Supervisory Board (Non-Voting)   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Receive Announcement Re: Discontinuation of Dutch Translation Annual Reports   Mgmt    
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Discuss Remuneration Report Containing Remuneration Policy for Management Board Members   Mgmt    
Discussion on Company’s Corporate Governance Structure   Mgmt    

Receive Announcements on Sustainability   Mgmt    
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Ratify Ernst & Young as Auditors   Mgmt   For   For
Reelect Jan Hommen to Executive Board   Mgmt   For   For
Reelect Patrick Flynn to Executive Board   Mgmt   For   For
Elect Ralph Hamers to Executive Board   Mgmt   For   For
Reelect Jeroen van der Veer to Supervisory Board   Mgmt   For   For
Reelect Tine Bahlmann to Supervisory Board   Mgmt   For   For
Elect Carin Gorter to Supervisory Board   Mgmt   For   For
Elect Hermann-Josef Lamberti to Supervisory Board   Mgmt   For   For
Elect Isabel Martin Castella to Supervisory Board   Mgmt   For   For
Grant Board Authority to Issue Up To 380 Million Shares and Restricting/Excluding Preemptive Rights   Mgmt   For   For

Grant Board Authority to Issue 380 Million Shares in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring   Mgmt   For   For
Close Meeting   Mgmt    

International Paper Company

 

Meeting Date:    13-May-13    Country:    USA    Security ID:    460146103
Record Date:    19-Mar-13    Meeting Type:    Annual    Ticker:    IP

 

CUSIP: 460146103    ISIN: US4601461035    SEDOL: 2465254

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David J. Bronczek   Mgmt   For   For
Elect Director Ahmet C. Dorduncu   Mgmt   For   For
Elect Director John V. Faraci   Mgmt   For   For
Elect Director Ilene S. Gordon   Mgmt   For   For
Elect Director Stacey J. Mobley   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director John L. Townsend, III   Mgmt   For   For
Elect Director John F. Turner   Mgmt   For   For
Elect Director William G. Walter   Mgmt   For   For
Elect Director J. Steven Whisler   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide Right to Act by Written Consent   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Pro-rata Vesting of Equity Plans   SH   Against   Against

BMW Group Bayerische Motoren Werke AG

 

Meeting Date:    14-May-13    Country:    Germany    Security ID:    D12096109
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    BMW

 

CUSIP: D12096109    ISIN: DE0005190003    SEDOL: 5756029

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.52 per Preferred Share and EUR 2.50 per Ordinary Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For

Ratify KPMG AG as Auditors for Fiscal 2013   Mgmt   For   For
Elect Reinhard Huettl to the Supervisory Board   Mgmt   For   For
Elect Karl-Ludwig Kley to the Supervisory Board   Mgmt   For   For
Elect Renate Koecher to the Supervisory Board   Mgmt   For   For
Elect Joachim Milberg to the Supervisory Board   Mgmt   For   For
Amend Articles Re: Remuneration of the Supervisory Board   Mgmt   For   For

Coeur d’Alene Mines Corporation

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    192108504
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    CDE

 

CUSIP: 192108504    ISIN: US1921085049    SEDOL: 2208136

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Linda L. Adamany   Mgmt   For   For
Elect Director Kevin S. Crutchfield   Mgmt   For   For
Elect Director Sebastian Edwards   Mgmt   For   For
Elect Director Randolph E. Gress   Mgmt   For   For
Elect Director Mitchell J. Krebs   Mgmt   For   For
Elect Director Robert E. Mellor   Mgmt   For   For
Elect Director John H. Robinson   Mgmt   For   For
Elect Director J. Kenneth Thompson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Change State of Incorporation [from Idaho to Delaware]   Mgmt   For   For

ConocoPhillips

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    20825C104
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    COP

 

CUSIP: 20825C104    ISIN: US20825C1045    SEDOL: 2685717

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard L. Armitage   Mgmt   For   For
Elect Director Richard H. Auchinleck   Mgmt   For   For
Elect Director James E. Copeland, Jr.   Mgmt   For   For
Elect Director Jody L. Freeman   Mgmt   For   For
Elect Director Gay Huey Evans   Mgmt   For   For
Elect Director Ryan M. Lance   Mgmt   For   For
Elect Director Mohd H. Marican   Mgmt   For   For
Elect Director Robert A. Niblock   Mgmt   For   For
Elect Director Harald J. Norvik   Mgmt   For   For
Elect Director William E. Wade, Jr.   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For
Amend EEO Policy to Prohibit Discrimination based on Gender Identity   SH   Against   For

Cummins Inc.

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    231021106
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    CMI

 

CUSIP: 231021106    ISIN: US2310211063    SEDOL: 2240202

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director N. Thomas Linebarger   Mgmt   For   For
Elect Director William I. Miller   Mgmt   For   For
Elect Director Alexis M. Herman   Mgmt   For   For
Elect Director Georgia R. Nelson   Mgmt   For   For
Elect Director Carl Ware   Mgmt   For   For
Elect Director Robert K. Herdman   Mgmt   For   For
Elect Director Robert J. Bernhard   Mgmt   For   For
Elect Director Franklin R. Chang Diaz   Mgmt   For   For
Elect Director Stephen B. Dobbs   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Simon Property Group, Inc.

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    828806109
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    SPG

 

CUSIP: 828806109    ISIN: US8288061091    SEDOL: 2812452

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Melvyn E. Bergstein   Mgmt   For   Against
Elect Director Larry C. Glasscock   Mgmt   For   For
Elect Director Karen N. Horn   Mgmt   For   For
Elect Director Allan Hubbard   Mgmt   For   Against
Elect Director Reuben S. Leibowitz   Mgmt   For   Against
Elect Director Daniel C. Smith   Mgmt   For   Against
Elect Director J. Albert Smith, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Statoil ASA

 

Meeting Date:    14-May-13    Country:    Norway    Security ID:    R8413J103
Record Date:       Meeting Type:    Annual    Ticker:    STL

 

CUSIP: R4446E112    ISIN: NO0010096985    SEDOL: 7133608

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Registration of Attending Shareholders and Proxies   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Approve Notice of Meeting and Agenda   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.75 per Share   Mgmt   For   For

Shareholder Proposals   Mgmt    
Withdraw Company from Tar Sands Activities in Canada   SH   Against   Against
Withdraw Company from Ice-Laden Activities in the Arctic   SH   Against   Against
Management Proposals   Mgmt    
Approve Board of Directors’ Statement on Company Corporate Governance   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   Against
Approve Remuneration of Auditors   Mgmt   For   For
Amend Articles Re: Appointment of Nominating Committee Members   Mgmt   For   For
Approve Remuneration of Corporate Assembly in the Amount of NOK 112,200 for the Chairman, NOK 59,100 for the Vice Chairman, NOK 41,500 for Other Members, and NOK 5,900 for Deputy Members   Mgmt   For   For
Elect Elisabeth Berge and Johan Alstad as Member and Deputy Member of Nominating Committee   Mgmt   For   For

Approve Remuneration of Nominating Committee in the Amount of NOK 11,200 for the Chairman and NOK 8,300 for Other Members   Mgmt   For   For
Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 27.5 Million in Connection with Share Saving Scheme for Employees   Mgmt   For   Against
Authorize Repurchase of up to 75 Million Shares For Cancellation Purposes   Mgmt   For   For

Texas Capital Bancshares, Inc.

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    88224Q107
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    TCBI

 

CUSIP: 88224Q107    ISIN: US88224Q1076    SEDOL: 2977209

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George F. Jones, Jr.   Mgmt   For   For

Elect Director Peter B. Bartholow   Mgmt   For   For
Elect Director James H. Browning   Mgmt   For   For
Elect Director Preston M. Geren, III   Mgmt   For   For
Elect Director Frederick B. Hegi, Jr.   Mgmt   For   For
Elect Director Larry L. Helm   Mgmt   For   For
Elect Director James R. Holland, Jr.   Mgmt   For   For
Elect Director W. W. McAllister, III   Mgmt   For   For
Elect Director Elysia Holt Ragusa   Mgmt   For   For
Elect Director Steven P. Rosenberg   Mgmt   For   For
Elect Director Grant E. Sims   Mgmt   For   For
Elect Director Robert W. Stallings   Mgmt   For   For
Elect Director Dale W. Tremblay   Mgmt   For   For
Elect Director Ian J. Turpin   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Middleby Corporation

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    596278101
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    MIDD

 

CUSIP: 596278101    ISIN: US5962781010    SEDOL: 2590930

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Selim A. Bassoul   Mgmt   For   For
Elect Director Robert B. Lamb   Mgmt   For   For
Elect Director John R. Miller, III   Mgmt   For   Withhold
Elect Director Gordon O’Brien   Mgmt   For   Withhold
Elect Director Philip G. Putnam   Mgmt   For   For
Elect Director Sabin C. Streeter   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Require Majority Vote for the Election of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Wright Medical Group, Inc.

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    98235T107
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    WMGI

 

CUSIP: 98235T107    ISIN: US98235T1079    SEDOL: 2771252

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Increase in Size of Board   Mgmt   For   For
Elect Director Gary D. Blackford   Mgmt   For   For
Elect Director Martin J. Emerson   Mgmt   For   For
Elect Director Lawrence W. Hamilton   Mgmt   For   For
Elect Director Ronald K. Labrum   Mgmt   For   For

Elect Director John L. Miclot   Mgmt   For   For
Elect Director Robert J. Palmisano   Mgmt   For   For
Elect Director Amy S. Paul   Mgmt   For   For
Elect Director Robert J. Quillinan   Mgmt   For   For
Elect Director David D. Stevens   Mgmt   For   For
Elect Director Douglas G. Watson   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

AMERICAN INTERNATIONAL GROUP, INC.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    026874784
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    AIG

 

CUSIP: 026874784    ISIN: US0268747849    SEDOL: 2027342

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert H. Benmosche   Mgmt   For   For
Elect Director W. Don Cornwell   Mgmt   For   For
Elect Director John H. Fitzpatrick   Mgmt   For   For
Elect Director William G. Jurgensen   Mgmt   For   For
Elect Director Christopher S. Lynch   Mgmt   For   For
Elect Director Arthur C. Martinez   Mgmt   For   For
Elect Director George L. Miles, Jr.   Mgmt   For   For
Elect Director Henry S. Miller   Mgmt   For   For
Elect Director Robert S. Miller   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For

Elect Director Ronald A. Rittenmeyer   Mgmt   For   For
Elect Director Douglas M. Steenland   Mgmt   For   For
Elect Director Theresa M. Stone   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year
Ratify Auditors   Mgmt   For   For
Limit Total Number of Boards on Which Company Directors May Serve   SH   Against   Against

BNP Paribas SA

 

Meeting Date:    15-May-13    Country:    France    Security ID:    F1058Q238
Record Date:    09-May-13    Meeting Type:    Annual/Special    Ticker:    BNP

 

CUSIP: F1058Q238    ISIN: FR0000131104    SEDOL: 7309681

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Acknowledge Auditors’ Special Report on Related- Party Transactions   Mgmt   For   For
Approve Severance Payment Agreement with Jean-Laurent Bonnafe   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Jean-Laurent Bonnafe as Director   Mgmt   For   Against
Reelect Michel Tilmant as Director   Mgmt   For   Against
Reelect Emiel Van Broekhoven as Director   Mgmt   For   Against

Elect Christophe de Margerie as Director   Mgmt   For   For
Elect Marion Guillou as Director   Mgmt   For   For
Authorize Auditors to File Required Documents at the Court’s Clerk Office   Mgmt   For   For
Extraordinary Business   Mgmt    
Amend New Set of Bylaws   Mgmt   For   Against
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Comcast Corporation

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    20030N101
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    CMCSA

 

CUSIP: 20030N101    ISIN: US20030N1019    SEDOL: 2044545

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth J. Bacon   Mgmt   For   For
Elect Director Sheldon M. Bonovitz   Mgmt   For   For
Elect Director Joseph J. Collins   Mgmt   For   For

Elect Director J. Michael Cook   Mgmt   For   For
Elect Director Gerald L. Hassell   Mgmt   For   For
Elect Director Jeffrey A. Honickman   Mgmt   For   For
Elect Director Eduardo G. Mestre   Mgmt   For   For
Elect Director Brian L. Roberts   Mgmt   For   For
Elect Director Ralph J. Roberts   Mgmt   For   For
Elect Director Johnathan A. Rodgers   Mgmt   For   For
Elect Director Judith Rodin   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Pro-rata Vesting of Equity Awards   SH   Against   Against
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For

Highwoods Properties, Inc.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    431284108
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    HIW

 

CUSIP: 431284108    ISIN: US4312841087    SEDOL: 2420640

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas W. Adler   Mgmt   For   For
Elect Director Gene H. Anderson   Mgmt   For   For
Elect Director Edward J. Fritsch   Mgmt   For   For
Elect Director David J. Hartzell   Mgmt   For   For
Elect Director Sherry A. Kellett   Mgmt   For   For
Elect Director Mark F. Mulhern   Mgmt   For   For
Elect Director L. Glenn Orr, Jr.   Mgmt   For   For
Elect Director O. Temple Sloan, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Qlik Technologies Inc.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    74733T105
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    QLIK

 

CUSIP: 74733T105    ISIN: US74733T1051    SEDOL: B3WPL22

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Gavin, Jr.   Mgmt   For   For
Elect Director Alexander Ott   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Southwest Airlines Co.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    844741108
Record Date:    19-Mar-13    Meeting Type:    Annual    Ticker:    LUV

 

CUSIP: 844741108    ISIN: US8447411088    SEDOL: 2831543

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David W. Biegler   Mgmt   For   For
Elect Director J. Veronica Biggins   Mgmt   For   For
Elect Director Douglas H. Brooks   Mgmt   For   For
Elect Director William H. Cunningham   Mgmt   For   For
Elect Director John G. Denison   Mgmt   For   For
Elect Director Gary C. Kelly   Mgmt   For   For
Elect Director Nancy B. Loeffler   Mgmt   For   For
Elect Director John T. Montford   Mgmt   For   For

Elect Director Thomas M. Nealon   Mgmt   For   For
Elect Director Daniel D. Villanueva   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Tenneco Inc.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    880349105
Record Date:    18-Mar-13    Meeting Type:    Annual    Ticker:    TEN

 

CUSIP: 880349105    ISIN: US8803491054    SEDOL: 2512600

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas C. Freyman   Mgmt   For   For

Elect Director Dennis J. Letham   Mgmt   For   For
Elect Director Hari N. Nair   Mgmt   For   For
Elect Director Roger B. Porter   Mgmt   For   For
Elect Director David B. Price, Jr.   Mgmt   For   For
Elect Director Gregg M. Sherrill   Mgmt   For   For
Elect Director Paul T. Stecko   Mgmt   For   For
Elect Director Jane L. Warner   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Unilever NV

 

Meeting Date:    15-May-13    Country:    Netherlands    Security ID:    N8981F271
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N8981F271    ISIN: NL0000009355    SEDOL: B12T3J1

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Approve Financial Statements and Allocation of Income   Mgmt   For   For
Approve Discharge of Executive Board Members   Mgmt   For   For
Approve Discharge of Non-Executive Board Members   Mgmt   For   For
Reelect P.G.J.M. Polman as CEO to Board of Directors   Mgmt   For   For
Relect R.J.M.S. Huet as CFO to Board of Directors   Mgmt   For   For
Reelect L.O. Fresco to Board of Directors   Mgmt   For   For
Reelect A.M. Fudge to Board of Directors   Mgmt   For   For
Reelect C.E. Golden to Board of Directors   Mgmt   For   For

Reelect B.E. Grote to Board of Directors   Mgmt   For   For
Reelect H. Nyasulu to Board of Directors   Mgmt   For   For
Reelect M. Rifkind to Board of Directors   Mgmt   For   For
Reelect K.J. Storm to Board of Directors   Mgmt   For   For
Reelect M. Treschow to Board of Directors   Mgmt   For   For
Reelect P.S. Walsh to Board of Directors   Mgmt   For   For
Elect L.M. Cha to Board of Directors   Mgmt   For   For
Elect M.Ma to Board of Directors   Mgmt   For   For
Elect J. Rishton to Board of Directors   Mgmt   For   For
Ratify PricewaterhouseCoopers Accountants NV as Auditors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Authorization to Cancel Ordinary Shares   Mgmt   For   For
Allow Questions and Close Meeting   Mgmt    

Unilever plc

 

Meeting Date:    15-May-13    Country:    United Kingdom    Security ID:    G92087165
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    ULVR

 

CUSIP: G92087165    ISIN: GB00B10RZP78    SEDOL: B10RZP7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Paul Polman as Director   Mgmt   For   For
Re-elect Jean-Marc Huet as Director   Mgmt   For   For
Re-elect Louise Fresco as Director   Mgmt   For   For
Re-elect Ann Fudge as Director   Mgmt   For   For

Re-elect Charles Golden as Director   Mgmt   For   For
Re-elect Byron Grote as Director   Mgmt   For   For
Re-elect Hixonia Nyasulu as Director   Mgmt   For   For
Re-elect Sir Malcolm Rifkind as Director   Mgmt   For   For
Re-elect Kees Storm as Director   Mgmt   For   For
Re-elect Michael Treschow as Director   Mgmt   For   For
Re-elect Paul Walsh as Director   Mgmt   For   For
Elect Laura Cha as Director   Mgmt   For   For
Elect Mary Ma as Director   Mgmt   For   For
Elect John Rishton as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For

Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Acacia Research Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    003881307
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    ACTG

 

CUSIP: 003881307    ISIN: US0038813079    SEDOL: 2169589

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert L. Harris, II   Mgmt   For   For
Elect Director Fred A. deBoom   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Align Technology, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    016255101
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    ALGN

 

CUSIP: 016255101    ISIN: US0162551016    SEDOL: 2679204

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David E. Collins   Mgmt   For   For
Elect Director Joseph Lacob   Mgmt   For   For
Elect Director C. Raymond Larkin, Jr.   Mgmt   For   For
Elect Director George J. Morrow   Mgmt   For   For

Elect Director David C. Nagel   Mgmt   For   For
Elect Director Thomas M. Prescott   Mgmt   For   For
Elect Director Greg J. Santora   Mgmt   For   For
Elect Director Warren S. Thaler   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Colfax Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    194014106
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    CFX

 

CUSIP: 194014106    ISIN: US1940141062    SEDOL: B2RB4W9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mitchell P. Rales   Mgmt   For   For
Elect Director Steven E. Simms   Mgmt   For   For
Elect Director Clay H. Kiefaber   Mgmt   For   For
Elect Director Patrick W. Allender   Mgmt   For   For
Elect Director Thomas S. Gayner   Mgmt   For   For
Elect Director Rhonda L. Jordan   Mgmt   For   For
Elect Director San W. Orr, III   Mgmt   For   For
Elect Director A. Clayton Perfall   Mgmt   For   For
Elect Director Rajiv Vinnakota   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Credit Acceptance Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    225310101
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    CACC

 

CUSIP: 225310101    ISIN: US2253101016    SEDOL: 2232050

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald A. Foss   Mgmt   For   For
Elect Director Glenda J. Flanagan   Mgmt   For   For
Elect Director Brett A. Roberts   Mgmt   For   For
Elect Director Thomas N. Tryforos   Mgmt   For   For
Elect Director Scott J. Vassalluzzo   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Deutsche Telekom AG

 

Meeting Date:    16-May-13    Country:    Germany    Security ID:    D2035M136
Record Date:       Meeting Type:    Annual    Ticker:    DTE

 

CUSIP: D2035M136    ISIN: DE0005557508    SEDOL: 5842359

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.70 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For

Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For
Elect Sari Baldauf to the Supervisory Board   Mgmt   For   For
Elect Ulrich Lehner to the Supervisory Board   Mgmt   For   For
Ammend Articles Re: Supervisory Board Remuneration   Mgmt   For   For
Approve Cancellation of Conditional Capital Authorization   Mgmt   For   For
Approve Creation of EUR 2.2 Billion Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Affiliation Agreement with PASM Power and Air Condition Solution Management GmbH   Mgmt   For   For
Ammend Affiliation Agreement with GMG Generalmietgesellschaft mbH   Mgmt   For   For
Ammend Affiliation Agreement with DeTeMedien, Deutsche Telekom Medien GmbH   Mgmt   For   For
Ammend Affiliation Agreement with GMG Generalmietgesellschaft mbH   Mgmt   For   For
Ammend Affiliation Agreement with DeTeMedien, Deutsche Telekom Medien GmbH   Mgmt   For   For

Dril-Quip, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    262037104
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    DRQ

 

CUSIP: 262037104    ISIN: US2620371045    SEDOL: 2116767

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alexander P. Shukis   Mgmt   For   For
Elect Director Terence B. Jupp   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Glencore Xstrata plc

 

Meeting Date:    16-May-13    Country:    United Kingdom    Security ID:    G39420107
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    GLEN

 

CUSIP: N/A    ISIN: JE00B4T3BW64    SEDOL: B4T3BW6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Ivan Glasenberg as Director   Mgmt   For   For
Re-elect Anthony Hayward as Director   Mgmt   For   For
Re-elect Leonhard Fischer as Director   Mgmt   For   For
Re-elect William Macaulay as Director   Mgmt   For   Against
Subject to the Merger Becoming Effective, Elect Sir John Bond as Director   Mgmt   For   Abstain

Subject to the Merger Becoming Effective, Elect Sir Steve Robson as Director   Mgmt   For   Against
Subject to the Merger Becoming Effective, Elect Ian Strachan as Director   Mgmt   For   For
Subject to the Merger Becoming Effective, Elect Con Fauconnier as Director   Mgmt   For   Abstain
Subject to the Merger Becoming Effective, Elect Peter Hooley as Director   Mgmt   For   For
Subject to the Merger Not Becoming Effective, Re-elect Simon Murray as Director   Mgmt   For   Abstain
Subject to the Merger Not Becoming Effective, Re-elect Steven Kalmin as Director   Mgmt   For   Abstain
Subject to the Merger Not Becoming Effective, Re-elect Peter Coates as Director   Mgmt   For   Abstain
Subject to the Merger Not Becoming Effective, Re-elect Li Ning as Director   Mgmt   For   Abstain
Approve Remuneration Report   Mgmt   For   Against
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

Hess Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    42809H107
Record Date:    08-Apr-13    Meeting Type:    Proxy Contest    Ticker:    HES

 

CUSIP: 42809H107    ISIN: US42809H1077    SEDOL: 2023748

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proxy (White Card)   Mgmt    
Elect Director J. Krenicki   Mgmt   For   Do Not Vote
Elect Director K. Meyers   Mgmt   For   Do Not Vote
Elect Director Fredric G. Reynolds   Mgmt   For   Do Not Vote

Elect Director William G. Schrader   Mgmt   For   Do Not Vote
Director Mark Williams   Mgmt   For   Do Not Vote
Ratify Auditors   Mgmt   For   Do Not Vote
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Do Not Vote
Declassify the Board of Directors   Mgmt   For   Do Not Vote
Require Independent Board Chairman   SH   Against   Do Not Vote
Reduce Supermajority Vote Requirement   SH   Against   Do Not Vote
Report on Political Contributions   SH   Against   Do Not Vote
Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011   SH   Against   Do Not Vote
Dissident Proxy (Green Card)   Mgmt    
Elect Director Rodney F. Chase   SH   For   For
Elect Director Harvey Golub   SH   For   For
Elect Director Karl F. Kurz   SH   For   For
Elect Director David McManus   SH   For   For

Elect Director Marshall D. Smith   SH   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Against   Against
Declassify the Board of Directors   Mgmt   For   For
Require Independent Board Chairman   SH   For   For
Reduce Supermajority Vote Requirement   SH   For   For
Report on Political Contributions   SH   For   For
Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011   SH   For   For

Kohl’s Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    500255104
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    KSS

 

CUSIP: 500255104    ISIN: US5002551043    SEDOL: 2496113

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter Boneparth   Mgmt   For   For
Elect Director Steven A. Burd   Mgmt   For   For
Elect Director Dale E. Jones   Mgmt   For   For
Elect Director Kevin Mansell   Mgmt   For   For
Elect Director John E. Schlifske   Mgmt   For   For
Elect Director Frank V. Sica   Mgmt   For   For
Elect Director Peter M. Sommerhauser   Mgmt   For   For
Elect Director Stephanie A. Streeter   Mgmt   For   For
Elect Director Nina G. Vaca   Mgmt   For   For
Elect Director Stephen E. Watson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt Policy on Animal Cruelty   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Maidenform Brands, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    560305104
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    MFB

 

CUSIP: 560305104    ISIN: US5603051047    SEDOL: B0DPJT3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Norman Axelrod   Mgmt   For   For
Elect Director Harold F. Compton   Mgmt   For   For
Elect Director Barbara Eisenberg   Mgmt   For   For
Elect Director Nomi Ghez   Mgmt   For   For
Elect Director Richard Johnson   Mgmt   For   For

Elect Director Maurice S. Reznik   Mgmt   For   For
Elect Director Karen Rose   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Marsh & McLennan Companies, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    571748102
Record Date:    18-Mar-13    Meeting Type:    Annual    Ticker:    MMC

 

CUSIP: 571748102    ISIN: US5717481023    SEDOL: 2567741

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Zachary W. Carter   Mgmt   For   For
Elect Director Oscar Fanjul   Mgmt   For   For

Elect Director Daniel S. Glaser   Mgmt   For   For
Elect Director H. Edward Hanway   Mgmt   For   For
Elect Director Lord Lang   Mgmt   For   For
Elect Director Elaine La Roche   Mgmt   For   For
Elect Director Steven A. Mills   Mgmt   For   For
Elect Director Bruce P. Nolop   Mgmt   For   For
Elect Director Marc D. Oken   Mgmt   For   For
Elect Director Morton O. Schapiro   Mgmt   For   For
Elect Director Adele Simmons   Mgmt   For   For
Elect Director Lloyd M. Yates   Mgmt   For   For
Elect Director R. David Yost   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Prudential plc

 

Meeting Date:    16-May-13    Country:    United Kingdom    Security ID:    G72899100
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    PRU

 

CUSIP: G72899100    ISIN: GB0007099541    SEDOL: 0709954

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Philip Remnant as Director   Mgmt   For   For
Re-elect Sir Howard Davies as Director   Mgmt   For   For
Re-elect Robert Devey as Director   Mgmt   For   For
Re-elect John Foley as Director   Mgmt   For   For

Re-elect Michael Garrett as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Alexander Johnston as Director   Mgmt   For   For
Re-elect Paul Manduca as Director   Mgmt   For   For
Re-elect Michael McLintock as Director   Mgmt   For   For
Re-elect Kaikhushru Nargolwala as Director   Mgmt   For   For
Re-elect Nicolaos Nicandrou as Director   Mgmt   For   For
Re-elect Barry Stowe as Director   Mgmt   For   For
Re-elect Tidjane Thiam as Director   Mgmt   For   For
Re-elect Lord Turnbull as Director   Mgmt   For   For
Re-elect Michael Wells as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Approve Savings-Related Share Option Scheme   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

The Williams Companies, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    969457100
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    WMB

 

CUSIP: 969457100    ISIN: US9694571004    SEDOL: 2967181

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan S. Armstrong   Mgmt   For   For
Elect Director Joseph R. Cleveland   Mgmt   For   For
Elect Director Kathleen B. Cooper   Mgmt   For   For
Elect Director John A. Hagg   Mgmt   For   For
Elect Director Juanita H. Hinshaw   Mgmt   For   For
Elect Director Ralph Izzo   Mgmt   For   For
Elect Director Frank T. MacInnis   Mgmt   For   For
Elect Director Steven W. Nance   Mgmt   For   For
Elect Director Murray D. Smith   Mgmt   For   For
Elect Director Janice D. Stoney   Mgmt   For   For
Elect Director Laura A. Sugg   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Union Pacific Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    907818108
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    UNP

 

CUSIP: 907818108    ISIN: US9078181081    SEDOL: 2914734

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrew H. Card, Jr.   Mgmt   For   For
Elect Director Erroll B. Davis, Jr.   Mgmt   For   For
Elect Director Thomas J. Donohue   Mgmt   For   For
Elect Director Archie W. Dunham   Mgmt   For   For
Elect Director Judith Richards Hope   Mgmt   For   For
Elect Director John J. Koraleski   Mgmt   For   For
Elect Director Charles C. Krulak   Mgmt   For   For
Elect Director Michael R. McCarthy   Mgmt   For   For
Elect Director Michael W. McConnell   Mgmt   For   For

Elect Director Thomas F. McLarty, III   Mgmt   For   For
Elect Director Steven R. Rogel   Mgmt   For   For
Elect Director Jose H. Villarreal   Mgmt   For   For
Elect Director James R. Young   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For

Wabash National Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    929566107
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    WNC

 

CUSIP: 929566107    ISIN: US9295661071    SEDOL: 2932048

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard J. Giromini   Mgmt   For   For
Elect Director Martin C. Jischke   Mgmt   For   For
Elect Director James D. Kelly   Mgmt   For   For
Elect Director John E. Kunz   Mgmt   For   For
Elect Director Larry J. Magee   Mgmt   For   For
Elect Director Ann D. Murtlow   Mgmt   For   For
Elect Director Scott K. Sorensen   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Washington Real Estate Investment Trust

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    939653101
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    WRE

 

CUSIP: 939653101    ISIN: US9396531017    SEDOL: 2942304

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William G. Byrnes   Mgmt   For   For
Elect Director John P. McDaniel   Mgmt   For   For
Elect Director George F. McKenzie   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Aetna Inc.

 

Meeting Date:    17-May-13    Country:    USA    Security ID:    00817Y108
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    AET

 

CUSIP: 00817Y108    ISIN: US00817Y1082    SEDOL: 2695921

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Fernando Aguirre   Mgmt   For   Against
Elect Director Mark T. Bertolini   Mgmt   For   Against
Elect Director Frank M. Clark   Mgmt   For   Against
Elect Director Betsy Z. Cohen   Mgmt   For   For
Elect Director Molly J. Coye   Mgmt   For   Against
Elect Director Roger N. Farah   Mgmt   For   Against
Elect Director Barbara Hackman Franklin   Mgmt   For   For
Elect Director Jeffrey E. Garten   Mgmt   For   For
Elect Director Ellen M. Hancock   Mgmt   For   For

Elect Director Richard J. Harrington   Mgmt   For   For
Elect Director Edward J. Ludwig   Mgmt   For   Against
Elect Director Joseph P. Newhouse   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Reduce Supermajority Vote Requirement   SH   Against   For
Enhance Board Oversight of Political Contributions   SH   Against   Against

Aon plc

 

Meeting Date:    17-May-13    Country:    United Kingdom    Security ID:    G0408V102
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    AON

 

CUSIP: 037389103    ISIN: GB00B5BT0K07    SEDOL: B5BT0K0

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Lester B. Knight as Director   Mgmt   For   For
Elect Gregory C. Case as Director   Mgmt   For   For
Elect Fulvio Conti as Director   Mgmt   For   For
Elect Cheryl A. Francis as Director   Mgmt   For   For
Elect Edgar D. Jannotta as Director   Mgmt   For   For
Elect J. Michael Losh as Director   Mgmt   For   For
Elect Robert S. Morrison as Director   Mgmt   For   For
Elect Richard B. Myers as Director   Mgmt   For   For
Elect Richard C. Notebaert as Director   Mgmt   For   For
Elect Gloria Santona as Director   Mgmt   For   For
Elect Carolyn Y. Woo as Director   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Ratify Ernst and Young LLP as Aon’s Auditors   Mgmt   For   For
Ratify Ernst and Young LLP as Aon’s U.K. Statutory Auditor   Mgmt   For   For
Authorize Board to Fix Remuneration of Internal Statutory Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote to Ratify Directors’ Remuneration Report   Mgmt   For   For
Approve Nonqualified Employee Stock Purchase Plan   Mgmt   For   For

Meadowbrook Insurance Group, Inc.

 

Meeting Date:    17-May-13    Country:    USA    Security ID:    58319P108
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    MIG

 

CUSIP: 58319P108    ISIN: US58319P1084    SEDOL: 2574945

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David K. Page   Mgmt   For   For
Elect Director Herbert Tyner   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Seattle Genetics, Inc.

 

Meeting Date:    17-May-13    Country:    USA    Security ID:    812578102
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    SGEN

 

CUSIP: 812578102    ISIN: US8125781026    SEDOL: 2738127

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Marc E. Lippman   Mgmt   For   For
Elect Director Franklin M. Berger   Mgmt   For   For
Elect Director Daniel G. Welch   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Tanger Factory Outlet Centers, Inc.

 

Meeting Date:    17-May-13    Country:    USA    Security ID:    875465106
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    SKT

 

CUSIP: 875465106    ISIN: US8754651060    SEDOL: 2874582

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jack Africk   Mgmt   For   For

Elect Director William G. Benton   Mgmt   For   For
Elect Director Bridget Ryan Berman   Mgmt   For   For
Elect Director Donald G. Drapkin   Mgmt   For   For
Elect Director Thomas J. Reddin   Mgmt   For   For
Elect Director Thomas E. Robinson   Mgmt   For   For
Elect Director Allan L. Schuman   Mgmt   For   For
Elect Director Steven B. Tanger   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Total SA

 

Meeting Date:    17-May-13    Country:    France    Security ID:    F92124100
Record Date:    13-May-13    Meeting Type:    Annual/Special    Ticker:    FP

 

CUSIP: F92124100    ISIN: FR0000120271    SEDOL: B15C557

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.34 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Thierry Desmarest as Director   Mgmt   For   For
Reelect Gunnar Brock as Director   Mgmt   For   For
Reelect Gerard Lamarche as Director   Mgmt   For   For
Elect Charles Keller as Representative of Employee Shareholders to the Board   Mgmt   For   For
Elect Philippe Marchandise as Representative of Employee Shareholders to the Board   Mgmt   Against   Against

Approve Remuneration of Directors in the Aggregate Amount of EUR 1.40 Million   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Shareholder Proposals Submitted by UES Amont Total Workers’ Counsel   Mgmt    
Approve the Establishment of an Independent Ethics Committee   SH   Against   Against
Approve to Link Remuneration to Positive Safety Indicators   SH   Against   Against
Acquire the Diversity Label   SH   Against   Against
Approve Nomination of Employees Representative to the Remuneration Committee   SH   Against   Against
Allow Loyalty Dividends to Long-Term Registered Shareholders   SH   Against   Against

Quad/Graphics, Inc.

 

Meeting Date:    20-May-13    Country:    USA    Security ID:    747301109
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    QUAD

 

CUSIP: 747301109    ISIN: US7473011093    SEDOL: B3YM983

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William J. Abraham, Jr.   Mgmt   For   Withhold
Elect Director Douglas P. Buth   Mgmt   For   For
Elect Director Christopher B. Harned   Mgmt   For   Withhold
Elect Director Betty Ewens Quadracci   Mgmt   For   Withhold
Elect Director J. Joel Quadracci   Mgmt   For   Withhold
Elect Director Thomas O. Ryder   Mgmt   For   For
Elect Director John S. Shiely   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Targa Resources Corp.

 

Meeting Date:    20-May-13    Country:    USA    Security ID:    87612G101
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    TRGP

 

CUSIP: 87612G101    ISIN: US87612G1013    SEDOL: B55PZY3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Rene R. Joyce   Mgmt   For   For
Elect Director Peter R. Kagan   Mgmt   For   For
Elect Director Chris Tong   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Ultimate Software Group, Inc.

 

Meeting Date:    20-May-13    Country:    USA    Security ID:    90385D107
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    ULTI

 

CUSIP: 90385D107    ISIN: US90385D1072    SEDOL: 2249964

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Scott Scherr   Mgmt   For   For
Elect Director Alois T. Leiter   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Tompkins Financial Corporation

 

Meeting Date:    20-May-13    Country:    USA    Security ID:    890110109
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    TMP

 

CUSIP: 890110109    ISIN: US8901101092    SEDOL: 2888613

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John E. Alexander   Mgmt   For   For
Elect Director Paul J. Battaglia   Mgmt   For   For
Elect Director James J. Byrnes   Mgmt   For   For
Elect Director Daniel J. Fessenden   Mgmt   For   For
Elect Director James W. Fulmer   Mgmt   For   For
Elect Director Reeder D. Gates   Mgmt   For   For
Elect Director James R. Hardie   Mgmt   For   For
Elect Director Carl E. Haynes   Mgmt   For   For
Elect Director Susan A. Henry   Mgmt   For   For
Elect Director Patricia A. Johnson   Mgmt   For   For

Elect Director Frank C. Milewski   Mgmt   For   For
Elect Director Sandra A. Parker   Mgmt   For   For
Elect Director Thomas R. Rochon   Mgmt   For   For
Elect Director Stephen S. Romaine   Mgmt   For   For
Elect Director Michael H. Spain   Mgmt   For   For
Elect Director William D. Spain, Jr.   Mgmt   For   For
Elect Director Alfred J. Weber   Mgmt   For   For
Elect Director Craig Yunker   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Watsco, Inc.

 

Meeting Date:    20-May-13    Country:    USA    Security ID:    942622200
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    WSO

 

CUSIP: 942622200    ISIN: US9426222009    SEDOL: 2943039

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David C. Darnell   Mgmt   For   Withhold

American Tower Corporation

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    03027X100
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    AMT

 

CUSIP: 03027X100    ISIN: US03027X1000    SEDOL: B7FBFL2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Raymond P. Dolan   Mgmt   For   For
Elect Director Ronald M. Dykes   Mgmt   For   For

Elect Director Carolyn F. Katz   Mgmt   For   For
Elect Director Gustavo Lara Cantu   Mgmt   For   For
Elect Director JoAnn A. Reed   Mgmt   For   For
Elect Director Pamela D.A. Reeve   Mgmt   For   For
Elect Director David E. Sharbutt   Mgmt   For   For
Elect Director James D. Taiclet, Jr.   Mgmt   For   For
Elect Director Samme L. Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Right to Call Special Meeting   Mgmt   For   For

Boston Properties, Inc.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    101121101
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    BXP

 

CUSIP: 101121101    ISIN: US1011211018    SEDOL: 2019479

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Zoë Baird Budinger   Mgmt   For   For
Elect Director Carol B. Einiger   Mgmt   For   For
Elect Director Jacob A. Frenkel   Mgmt   For   Against
Elect Director Joel I. Klein   Mgmt   For   For
Elect Director Douglas T. Linde   Mgmt   For   For
Elect Director Matthew J. Lustig   Mgmt   For   For
Elect Director Alan J. Patricof   Mgmt   For   For
Elect Director Owen D. Thomas   Mgmt   For   For
Elect Director Martin Turchin   Mgmt   For   For
Elect Director David A. Twardock   Mgmt   For   Against
Elect Director Mortimer B. Zuckerman   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Extra Space Storage Inc.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    30225T102
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    EXR

 

CUSIP: 30225T102    ISIN: US30225T1025    SEDOL: B02HWR9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth M. Woolley   Mgmt   For   For
Elect Director Spencer F. Kirk   Mgmt   For   For
Elect Director Anthony Fanticola   Mgmt   For   For
Elect Director Hugh W. Horne   Mgmt   For   For

Elect Director Joseph D. Margolis   Mgmt   For   For
Elect Director Roger B. Porter   Mgmt   For   For
Elect Director K. Fred Skousen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Hatteras Financial Corp.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    41902R103
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    HTS

 

CUSIP: 41902R103    ISIN: US41902R1032    SEDOL: B2R5SY1

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael R. Hough   Mgmt   For   For
Elect Director Benjamin M. Hough   Mgmt   For   For
Elect Director David W. Berson   Mgmt   For   For
Elect Director Ira G. Kawaller   Mgmt   For   For
Elect Director Jeffrey D. Miller   Mgmt   For   For
Elect Director Thomas D. Wren   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   Against   For

Hutchison Whampoa Limited

 

Meeting Date:    21-May-13    Country:    Hong Kong    Security ID:    Y38024108
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    00013

 

CUSIP: Y38024108    ISIN: HK0013000119    SEDOL: 6448068

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Li Tzar Kuoi as Director   Mgmt   For   Against
Elect Frank John Sixt as Director   Mgmt   For   Against
Elect Holger Kluge as Director   Mgmt   For   For
Elect George Colin Magnus as Director   Mgmt   For   Against
Elect Lee Wai Mun, Rose as Director   Mgmt   For   For
Elect Lee Yeh Kwong, Charles as Director   Mgmt   For   Against
Appoint Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

JPMorgan Chase & Co.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    46625h100
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    JPM

 

CUSIP: 46625h100    ISIN: US46625H1005    SEDOL: 2190385

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James A. Bell   Mgmt   For   For
Elect Director Crandall C.Bowles   Mgmt   For   For
Elect Director Stephen B. Burke   Mgmt   For   For
Elect Director David M. Cote   Mgmt   For   Against
Elect Director James S. Crown   Mgmt   For   Against

Elect Director James Dimon   Mgmt   For   For
Elect Director Timothy P. Flynn   Mgmt   For   For
Elect Director Ellen V. Futter   Mgmt   For   Against
Elect Director Laban P. Jackson, Jr.   Mgmt   For   For
Elect Director Lee R. Raymond   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Act by Written Consent   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Stock Retention/Holding Period   SH   Against   Against
Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   Against

Mid-America Apartment Communities, Inc.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    59522J103
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    MAA

 

CUSIP: 59522J103    ISIN: US59522J1034    SEDOL: 2589132

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director H. Eric Bolton, Jr.   Mgmt   For   For
Elect Director Alan B. Graf, Jr.   Mgmt   For   For
Elect Director Ralph Horn   Mgmt   For   For
Elect Director Philip W. Norwood   Mgmt   For   For
Elect Director W. Reid Sanders   Mgmt   For   For
Elect Director William B. Sansom   Mgmt   For   For
Elect Director Gary Shorb   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Mondelez International, Inc.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    609207105
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    MDLZ

 

CUSIP: 609207105    ISIN: US6092071058    SEDOL: B8CKK03

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen F. Bollenbach   Mgmt   For   Against
Elect Director Lewis W.K. Booth   Mgmt   For   For
Elect Director Lois D. Juliber   Mgmt   For   Against
Elect Director Mark D. Ketchum   Mgmt   For   Against
Elect Director Jorge S. Mesquita   Mgmt   For   For
Elect Director Fredric G. Reynolds   Mgmt   For   For
Elect Director Irene B. Rosenfeld   Mgmt   For   For
Elect Director Patrick T. Siewert   Mgmt   For   For
Elect Director Ruth J. Simmons   Mgmt   For   Against
Elect Director Ratan N. Tata   Mgmt   For   For

Elect Director Jean-Francois M. L. van Boxmeer   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Adopting Extended Producer Responsibility Policy   SH   Against   Against

Royal Dutch Shell plc

 

Meeting Date:    21-May-13    Country:    United Kingdom    Security ID:    G7690A100
Record Date:    17-May-13    Meeting Type:    Annual    Ticker:    RDSA

 

CUSIP: G7690A118    ISIN: GB00B03MLX29    SEDOL: B03MLX2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Approve Remuneration Report   Mgmt   For   For
Re-elect Josef Ackermann as Director   Mgmt   For   For
Re-elect Guy Elliott as Director   Mgmt   For   For
Re-elect Simon Henry as Director   Mgmt   For   For
Re-elect Charles Holliday as Director   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Jorma Ollila as Director   Mgmt   For   For
Re-elect Sir Nigel Sheinwald as Director   Mgmt   For   For
Re-elect Linda Stuntz as Director   Mgmt   For   For
Re-elect Peter Voser as Director   Mgmt   For   For
Re-elect Hans Wijers as Director   Mgmt   For   For
Elect Gerrit Zalm as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For

Southwestern Energy Company

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    845467109
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    SWN

 

CUSIP: 845467109    ISIN: US8454671095    SEDOL: 2828619

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Gass   Mgmt   For   For
Elect Director Catherine A. Kehr   Mgmt   For   For
Elect Director Greg D. Kerley   Mgmt   For   For

Elect Director Harold M. Korell   Mgmt   For   For
Elect Director Vello A. Kuuskraa   Mgmt   For   For
Elect Director Kenneth R. Mourton   Mgmt   For   For
Elect Director Steven L. Mueller   Mgmt   For   For
Elect Director Elliott Pew   Mgmt   For   For
Elect Director Alan H. Stevens   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Two Harbors Investment Corp.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    90187B101
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    TWO

 

CUSIP: 90187B101    ISIN: US90187B1017    SEDOL: B563MS9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Bender   Mgmt   For   For
Elect Director Mark D. Ein   Mgmt   For   For
Elect Director William W. Johnson   Mgmt   For   For
Elect Director Stephen G. Kasnet   Mgmt   For   For
Elect Director W. Reid Sanders   Mgmt   For   For
Elect Director Thomas Siering   Mgmt   For   For
Elect Director Brian C. Taylor   Mgmt   For   For
Elect Director Hope B. Woodhouse   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Builders FirstSource, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    12008R107
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    BLDR

 

CUSIP: 12008R107    ISIN: US12008R1077    SEDOL: B0BV2M7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel Agroskin   Mgmt   For   Withhold
Elect Director Kevin J. Kruse   Mgmt   For   Withhold
Elect Director Floyd F. Sherman   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For

CenturyLink, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    156700106
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    CTL

 

CUSIP: 156700106    ISIN: US1567001060    SEDOL: 2185046

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. Bruce Hanks   Mgmt   For   For
Elect Director C. G. Melville, Jr.   Mgmt   For   For
Elect Director Fred R. Nichols   Mgmt   For   For
Elect Director William A. Owens   Mgmt   For   For
Elect Director Harvey P. Perry   Mgmt   For   For
Elect Director Glen F. Post, III   Mgmt   For   For
Elect Director Laurie A. Siegel   Mgmt   For   For
Elect Director Joseph R. Zimmel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Share Retention Policy   SH   Against   For
Adopt Policy on Bonus Banking   SH   Against   Against
Proxy Access   SH   Against   Against
Provide for Confidential Voting   SH   Against   For

Genesee & Wyoming Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    371559105
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    GWR

 

CUSIP: 371559105    ISIN: US3715591059    SEDOL: 2374060

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard H. Bott   Mgmt   For   For
Elect Director Oivind Lorentzen, III   Mgmt   For   For
Elect Director Philip J. Ringo   Mgmt   For   For
Elect Director Mark A. Scudder   Mgmt   For   For
Elect Director Gregory S. Ledford   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Graphic Packaging Holding Company

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    388689101
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    GPK

 

CUSIP: 388689101    ISIN: US3886891015    SEDOL: B2Q8249

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George V. Bayly   Mgmt   For   For
Elect Director David D. Campbell   Mgmt   For   For
Elect Director Harold R. Logan, Jr.   Mgmt   For   For
Elect Director David A. Perdue   Mgmt   For   For

Integra LifeSciences Holdings Corporation

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    457985208
Record Date:    29-Mar-13    Meeting Type:    Annual    Ticker:    IART

 

CUSIP: 457985208    ISIN: US4579852082    SEDOL: 2248693

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter J. Arduini   Mgmt   For   For
Elect Director Keith Bradley   Mgmt   For   For
Elect Director Richard E. Caruso   Mgmt   For   For
Elect Director Stuart M. Essig   Mgmt   For   For
Elect Director Barbara B. Hill   Mgmt   For   For
Elect Director Lloyd W. Howell, Jr.   Mgmt   For   For
Elect Director Neal Moszkowski   Mgmt   For   For
Elect Director Raymond G. Murphy   Mgmt   For   For
Elect Director Christian S. Schade   Mgmt   For   For

Elect Director James M. Sullivan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Magellan Health Services, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    559079207
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    MGLN

 

CUSIP: 559079207    ISIN: US5590792074    SEDOL: 2307787

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael P. Ressner   Mgmt   For   For
Elect Director Michael S. Diament   Mgmt   For   Withhold

Elect Director Barry M. Smith   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

MFA Financial, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    55272X102
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    MFA

 

CUSIP: 55272X102    ISIN: US55272X1028    SEDOL: 2418162

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James A. Brodsky   Mgmt   For   For
Elect Director Alan L. Gosule   Mgmt   For   For
Elect Director Stewart Zimmerman   Mgmt   For   For

NetSuite Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    64118Q107
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    N

 

CUSIP: 64118Q107    ISIN: US64118Q1076    SEDOL: B2B0FZ2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William Beane III   Mgmt   For   For
Elect Director Deborah Farrington   Mgmt   For   For
Elect Director Edward Zander   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Primerica, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    74164M108
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    PRI

 

CUSIP: 74164M108    ISIN: US74164M1080    SEDOL: B50K3X8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Declassify the Board of Directors   Mgmt   For   For
Reduce Supermajority Vote Requirement   Mgmt   For   For
Amend Certificate of Incorpoation   Mgmt   For   For
Elect Director John A. Addison, Jr.   Mgmt   For   For
Elect Director Joel M. Babbitt   Mgmt   For   For
Elect Director P. George Benson   Mgmt   For   For
Elect Director Michael E. Martin   Mgmt   For   For
Elect Director Mark Mason   Mgmt   For   For

Elect Director Robert F. McCullough   Mgmt   For   For
Elect Director D. Richard Williams   Mgmt   For   For
Elect Director Barbara A. Yastine   Mgmt   For   For
Elect Director Daniel A. Zilberman   Mgmt   For   For
Elect Director P. George Benson   Mgmt   For   For
Elect Director Michael E. Martin   Mgmt   For   For
Elect Director Mark Mason   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

ProAssurance Corporation

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    74267C106
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    PRA

 

CUSIP: 74267C106    ISIN: US74267C1062    SEDOL: 2612737

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William J. Listwan   Mgmt   For   For
Elect Director John J. McMahon, Jr.   Mgmt   For   For
Elect Director W. Stancil Starnes   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ross Stores, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    778296103
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    ROST

 

CUSIP: 778296103    ISIN: US7782961038    SEDOL: 2746711

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael Balmuth   Mgmt   For   For
Elect Director K. Gunnar Bjorklund   Mgmt   For   For
Elect Director Sharon D. Garrett   Mgmt   For   For
Elect Director Michael J. Bush   Mgmt   For   For
Elect Director Norman A. Ferber   Mgmt   For   For
Elect Director Gregory L. Quesnel   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Sovran Self Storage, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    84610H108
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    SSS

 

CUSIP: 84610H108    ISIN: US84610H1086    SEDOL: 2832212

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert J. Attea   Mgmt   For   For
Elect Director Kenneth F. Myszka   Mgmt   For   For
Elect Director Anthony P. Gammie   Mgmt   For   For
Elect Director Charles E. Lannon   Mgmt   For   For
Elect Director James R. Boldt   Mgmt   For   For
Elect Director Stephen R. Rusmisel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Tredegar Corporation

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    894650100
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    TG

 

CUSIP: 894650100    ISIN: US8946501009    SEDOL: 2903345

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald T. Cowles   Mgmt   For   Withhold
Elect Director George C. Freeman, III   Mgmt   For   Withhold
Elect Director John D. Gottwald   Mgmt   For   Withhold
Elect Director Thomas G. Snead, Jr.   Mgmt   For   For
Elect Director Nancy M. Taylor   Mgmt   For   Withhold
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Alexander’s, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    014752109
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    ALX

 

CUSIP: 014752109    ISIN: US0147521092    SEDOL: 2014021

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven Roth   Mgmt   For   Withhold
Elect Director Thomas R. DiBenedetto   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Amazon.com, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    023135106
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    AMZN

 

CUSIP: 023135106    ISIN: US0231351067    SEDOL: 2000019

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jeffrey P. Bezos   Mgmt   For   For
Elect Director Tom A. Alberg   Mgmt   For   For
Elect Director John Seely Brown   Mgmt   For   For
Elect Director William B. Gordon   Mgmt   For   For
Elect Director Jamie S. Gorelick   Mgmt   For   For
Elect Director Alain Monie   Mgmt   For   For
Elect Director Jonathan J. Rubinstein   Mgmt   For   For

Elect Director Thomas O. Ryder   Mgmt   For   For
Elect Director Patricia Q. Stonesifer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   For

AmSurg Corp.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    03232P405
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    AMSG

 

CUSIP: 03232P405    ISIN: US03232P4054    SEDOL: 2781381

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James A. Deal   Mgmt   For   For
Elect Director Steven I. Geringer   Mgmt   For   For

Elect Director Claire M. Gulmi   Mgmt   For   For
Elect Director Joey A. Jacobs   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

BG Group plc

 

Meeting Date:    23-May-13    Country:    United Kingdom    Security ID:    G1245Z108
Record Date:    21-May-13    Meeting Type:    Annual    Ticker:    BG.

 

CUSIP: G1245Z108    ISIN: GB0008762899    SEDOL: 0876289

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For

Approve Final Dividend   Mgmt   For   For
Elect Den Jones as Director   Mgmt   For   For
Elect Lim Haw-Kuang as Director   Mgmt   For   For
Re-elect Peter Backhouse as Director   Mgmt   For   For
Re-elect Vivienne Cox as Director   Mgmt   For   For
Re-elect Chris Finlayson as Director   Mgmt   For   For
Re-elect Andrew Gould as Director   Mgmt   For   For
Re-elect Baroness Hogg as Director   Mgmt   For   For
Re-elect Dr John Hood as Director   Mgmt   For   For
Re-elect Martin Houston as Director   Mgmt   For   For
Re-elect Caio Koch-Weser as Director   Mgmt   For   For
Re-elect Sir David Manning as Director   Mgmt   For   For
Re-elect Mark Seligman as Director   Mgmt   For   For
Re-elect Patrick Thomas as Director   Mgmt   For   For
Appoint Ernst & Young LLP as Auditors   Mgmt   For   For

Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Cash America International, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    14754D100
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    CSH

 

CUSIP: 14754D100    ISIN: US14754D1000    SEDOL: 2179425

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel E. Berce   Mgmt   For   For
Elect Director Jack R. Daugherty   Mgmt   For   For
Elect Director Daniel R. Feehan   Mgmt   For   For
Elect Director James H. Graves   Mgmt   For   For
Elect Director B.D. Hunter   Mgmt   For   For
Elect Director Timothy J. McKibben   Mgmt   For   For
Elect Director Alfred M. Micallef   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Chart Industries, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    16115Q308
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    GTLS

 

CUSIP: 16115Q308    ISIN: US16115Q3083    SEDOL: B19HNF4

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Samuel F. Thomas   Mgmt   For   For
Elect Director W. Douglas Brown   Mgmt   For   For
Elect Director Richard E. Goodrich   Mgmt   For   For
Elect Director Steven W. Krablin   Mgmt   For   For
Elect Director Michael W. Press   Mgmt   For   For
Elect Director James M. Tidwell   Mgmt   For   For
Elect Director Thomas L. Williams   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

ChemoCentryx, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    16383L106
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    CCXI

 

CUSIP: 16383L106    ISIN: US16383L1061    SEDOL: B6ZL968

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Geoffrey M. Parker   Mgmt   For   For
Elect Director James L. Tyree   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cinemark Holdings, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    17243V102
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    CNK

 

CUSIP: 17243V102    ISIN: US17243V1026    SEDOL: B1W7RQ0

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Benjamin D. Chereskin   Mgmt   For   For
Elect Director Lee Roy Mitchell   Mgmt   For   For
Elect Director Raymond W. Syufy   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

Citrix Systems, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    177376100
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    CTXS

 

CUSIP: 177376100    ISIN: US1773761002    SEDOL: 2182553

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark B. Templeton   Mgmt   For   For
Elect Director Stephen M. Dow   Mgmt   For   For
Elect Director Godfrey R. Sullivan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

CONMED Corporation

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    207410101
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    CNMD

 

CUSIP: 207410101    ISIN: US2074101013    SEDOL: 2216010

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Eugene R. Corasanti   Mgmt   For   For
Elect Director Joseph J. Corasanti   Mgmt   For   For
Elect Director Bruce F. Daniels   Mgmt   For   For
Elect Director Jo Ann Golden   Mgmt   For   For
Elect Director Stephen M. Mandia   Mgmt   For   For
Elect Director Stuart J. Schwartz   Mgmt   For   For
Elect Director Mark E. Tryniski   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Continental Resources, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    212015101
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    CLR

 

CUSIP: 212015101    ISIN: US2120151012    SEDOL: B1XGWS3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Harold G. Hamm   Mgmt   For   For
Elect Director John T. McNabb, II   Mgmt   For   For
Elect Director David L. Boren   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Deutsche Bank AG

 

Meeting Date:    23-May-13    Country:    Germany    Security ID:    D18190898
Record Date:       Meeting Type:    Annual    Ticker:    DBK

 

CUSIP: D18190898    ISIN: DE0005140008    SEDOL: 5750355

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For
Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes   Mgmt   For   For

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Approve Remuneration of Supervisory Board   Mgmt   For   For
Elect John Cryan to the Supervisory Board   Mgmt   For   For
Elect Henning Kagermann to the Supervisory Board   Mgmt   For   For
Elect Suzanne Labarge to the Supervisory Board   Mgmt   For   For
Elect Johannes Teyssen to the Supervisory Board   Mgmt   For   For
Elect Georg Thoma to the Supervisory Board   Mgmt   For   For
Elect Tilman Todenhoefer to the Supervisory Board   Mgmt   For   For
Elect Dina Dublon to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 230.4 Million Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Domination Agreement with RREEF Management GmbH   Mgmt   For   For

GNC Holdings, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    36191G107
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    GNC

 

CUSIP: 36191G107    ISIN: US36191G1076    SEDOL: B3VLKV3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Philip E. Mallott   Mgmt   For   For
Elect Director C. Scott O’Hara   Mgmt   For   For
Elect Director Richard J. Wallace   Mgmt   For   For
Eliminate Class of Common Stock   Mgmt   For   For
Establish Range For Board Size   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Amendment to Delete Various Provisions Related to the Company’s Former ‘Sponsors’ which are Now Inapplicable   Mgmt   For   For

Provide Right to Act by Written Consent   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Kilroy Realty Corporation

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    49427F108
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    KRC

 

CUSIP: 49427F108    ISIN: US49427F1084    SEDOL: 2495529

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John B. Kilroy, Jr.   Mgmt   For   For
Elect Director Edward F. Brennan   Mgmt   For   Withhold

Elect Director William P. Dickey   Mgmt   For   Withhold
Elect Director Scott S. Ingraham   Mgmt   For   Withhold
Elect Director Dale F. Kinsella   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

National Retail Properties, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    637417106
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    NNN

 

CUSIP: 637417106    ISIN: US6374171063    SEDOL: 2211811

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Don DeFosset   Mgmt   For   For
Elect Director David M. Fick   Mgmt   For   For
Elect Director Edward J. Fritsch   Mgmt   For   For
Elect Director Kevin B. Habicht   Mgmt   For   For
Elect Director Richard B. Jennings   Mgmt   For   For
Elect Director Ted B. Lanier   Mgmt   For   For
Elect Director Robert C. Legler   Mgmt   For   For
Elect Director Craig Macnab   Mgmt   For   For
Elect Director Robert Martinez   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Onyx Pharmaceuticals, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    683399109
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    ONXX

 

CUSIP: 683399109    ISIN: US6833991093    SEDOL: 2656069

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Corinne H. Nevinny   Mgmt   For   For
Elect Director Thomas G. Wiggans   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Post Properties, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    737464107
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    PPS

 

CUSIP: 737464107    ISIN: US7374641071    SEDOL: 2705262

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert C. Goddard, III   Mgmt   For   For
Elect Director David P. Stockert   Mgmt   For   For
Elect Director Herschel M. Bloom   Mgmt   For   For
Elect Director Walter M. Deriso, Jr.   Mgmt   For   For
Elect Director Russell R. French   Mgmt   For   For
Elect Director Ronald de Waal   Mgmt   For   For
Elect Director Donald C. Wood   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Goldman Sachs Group, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    38141G104
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    GS

 

CUSIP: 38141G104    ISIN: US38141G1040    SEDOL: 2407966

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lloyd C. Blankfein   Mgmt   For   For
Elect Director M. Michele Burns   Mgmt   For   For
Elect Director Gary D. Cohn   Mgmt   For   For
Elect Director Claes Dahlback   Mgmt   For   For
Elect Director William W. George   Mgmt   For   For
Elect Director James A. Johnson   Mgmt   For   For
Elect Director Lakshmi N. Mittal   Mgmt   For   For

Elect Director Adebayo O. Ogunlesi   Mgmt   For   For
Elect Director James J. Schiro   Mgmt   For   For
Elect Director Debora L. Spar   Mgmt   For   For
Elect Director Mark E. Tucker   Mgmt   For   For
Elect Director David A. Viniar   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Establish Board Committee on Human Rights   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   Against
Adopt Proxy Access Right   SH   Against   Against
Employ Investment Bank to Explore Alternatives to Maximize Shareholder Value   SH   Against   Against

Time Warner Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    887317303
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    TWX

 

CUSIP: 887317303    ISIN: US8873173038    SEDOL: B63QTN2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James L. Barksdale   Mgmt   For   Against
Elect Director William P. Barr   Mgmt   For   For
Elect Director Jeffrey L. Bewkes   Mgmt   For   For
Elect Director Stephen F. Bollenbach   Mgmt   For   Against
Elect Director Robert C. Clark   Mgmt   For   Against
Elect Director Mathias Dopfner   Mgmt   For   For
Elect Director Jessica P. Einhorn   Mgmt   For   Against
Elect Director Fred Hassan   Mgmt   For   For
Elect Director Kenneth J. Novack   Mgmt   For   Against

Elect Director Paul D. Wachter   Mgmt   For   For
Elect Director Deborah C. Wright   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

ViroPharma Incorporated

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    928241108
Record Date:    02-Apr-13    Meeting Type:    Annual    Ticker:    VPHM

 

CUSIP: 928241108    ISIN: US9282411084    SEDOL: 2945660

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William D. Claypool   Mgmt   For   For
Elect Director Julie H. McHugh   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

HSBC Holdings plc

 

Meeting Date:    24-May-13    Country:    United Kingdom    Security ID:    G4634U169
Record Date:    23-May-13    Meeting Type:    Annual    Ticker:    HSBA

 

CUSIP: G4634U169    ISIN: GB0005405286    SEDOL: 0540528

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Safra Catz as Director   Mgmt   For   For
Re-elect Laura Cha as Director   Mgmt   For   For
Re-elect Marvin Cheung as Director   Mgmt   For   For
Elect Jim Comey as Director   Mgmt   For   For
Re-elect John Coombe as Director   Mgmt   For   For
Re-elect Joachim Faber as Director   Mgmt   For   For

Re-elect Rona Fairhead as Director   Mgmt   For   For
Elect Renato Fassbind as Director   Mgmt   For   For
Re-elect Douglas Flint as Director   Mgmt   For   For
Re-elect Stuart Gulliver as Director   Mgmt   For   For
Re-elect James Hughes-Hallett as Director   Mgmt   For   For
Re-elect William Laidlaw as Director   Mgmt   For   For
Re-elect John Lipsky as Director   Mgmt   For   For
Re-elect Janis Lomax as Director   Mgmt   For   For
Re-elect Iain Mackay as Director   Mgmt   For   For
Re-elect Sir Simon Robertson as Director   Mgmt   For   For
Re-elect John Thornton as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Questcor Pharmaceuticals, Inc.

 

Meeting Date:    24-May-13    Country:    USA    Security ID:    74835Y101
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    QCOR

 

CUSIP: 74835Y101    ISIN: US74835Y1010    SEDOL: 2242941

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Don M. Bailey   Mgmt   For   For
Elect Director Neal C. Bradsher   Mgmt   For   For
Elect Director Stephen C. Farrell   Mgmt   For   For
Elect Director Louis Silverman   Mgmt   For   For

Elect Director Virgil D. Thompson   Mgmt   For   For
Elect Director Scott M. Whitcup   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

France Telecom

 

Meeting Date:    28-May-13    Country:    France    Security ID:    F4113C103
Record Date:    22-May-13    Meeting Type:    Annual/Special    Ticker:    FTE

 

CUSIP: F4113C103    ISIN: FR0000133308    SEDOL: 5176177

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Treatment of Losses and Dividends of EUR 0.78 per Share   Mgmt   For   For
Approve Transaction with Thales and Caisse des Depots et Consignations Re: Creation of a new Company, “Cloudwatt”   Mgmt   For   For
Elect Fonds Strategique d’Investissement as Director   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Change Company Name to Orange and Amend Articles 1 and 3 of Bylaws Accordingly   Mgmt   For   For
Amend Article 13 of Bylaws Re: Directors’ Mandates   Mgmt   For   For
Amend Article 13.2 of Bylaws Re: Election of Representative of Employee   Mgmt   For   For
Amend Article 13.3 of Bylaws Re: Election of Representative of Employee Shareholders   Mgmt   For   For

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for a Private Placement, up to Aggregate Nominal Amount of EUR 1.5 Billion   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11 to 13   Mgmt   For   For
Authorize Capital Increase of Up to EUR 1.5 Billion for Future Exchange Offers   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Capital Increase of up to EUR 1 Million to Holders of Orange Holding SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement   Mgmt   For   For
Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 11 to 17 at EUR 3.5 Billion   Mgmt   For   For

Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Merck & Co., Inc.

 

Meeting Date:    28-May-13    Country:    USA    Security ID:    58933Y105
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    MRK

 

CUSIP: 58933Y105    ISIN: US58933Y1055    SEDOL: 2778844

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Leslie A. Brun   Mgmt   For   For
Elect Director Thomas R. Cech   Mgmt   For   For
Elect Director Kenneth C. Frazier   Mgmt   For   For
Elect Director Thomas H. Glocer   Mgmt   For   For
Elect Director William B. Harrison Jr.   Mgmt   For   For
Elect Director C. Robert Kidder   Mgmt   For   For
Elect Director Rochelle B. Lazarus   Mgmt   For   For

Elect Director Carlos E. Represas   Mgmt   For   For
Elect Director Patricia F. Russo   Mgmt   For   For
Elect Director Craig B. Thompson   Mgmt   For   For
Elect Director Wendell P. Weeks   Mgmt   For   For
Elect Director Peter C. Wendell   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Act by Written Consent   SH   Against   For
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For
Report on Charitable and Political Contributions   SH   Against   Against
Report on Lobbying Activities   SH   Against   Against

BioMed Realty Trust, Inc.

 

Meeting Date:    29-May-13    Country:    USA    Security ID:    09063H107
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    BMR

 

CUSIP: 09063H107    ISIN: US09063H1077    SEDOL: B02GMQ5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan D. Gold   Mgmt   For   For
Elect Director Daniel M. Bradbury   Mgmt   For   For
Elect Director Barbara R. Cambon   Mgmt   For   For
Elect Director Edward A. Dennis   Mgmt   For   For
Elect Director Richard I. Gilchrist   Mgmt   For   Withhold
Elect Director Gary A. Kreitzer   Mgmt   For   For
Elect Director Theodore D. Roth   Mgmt   For   For
Elect Director M. Faye Wilson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For

Chevron Corporation

 

Meeting Date:    29-May-13    Country:    USA    Security ID:    166764100
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    CVX

 

CUSIP: 166764100    ISIN: US1667641005    SEDOL: 2838555

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Linnet F. Deily   Mgmt   For   For
Elect Director Robert E. Denham   Mgmt   For   For
Elect Director Alice P. Gast   Mgmt   For   For
Elect Director Enrique Hernandez, Jr.   Mgmt   For   For
Elect Director George L. Kirkland   Mgmt   For   For

Elect Director Charles W. Moorman, IV   Mgmt   For   For
Elect Director Kevin W. Sharer   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Ronald D. Sugar   Mgmt   For   For
Elect Director Carl Ware   Mgmt   For   For
Elect Director John S. Watson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Report on Management of Hydraulic Fracturing Risks and Opportunities   SH   Against   For
Report on Offshore Oil Wells and Spill Mitigation Measures   SH   Against   For
Report on Financial Risks of Climate Change   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Prohibit Political Contributions   SH   Against   Against

Provide for Cumulative Voting   SH   Against   Against
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For
Require Director Nominee with Environmental Expertise   SH   Against   For
Adopt Guidelines for Country Selection   SH   Against   For

Exxon Mobil Corporation

 

Meeting Date:    29-May-13    Country:    USA    Security ID:    30231G102
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    XOM

 

CUSIP: 30231G102    ISIN: US30231G1022    SEDOL: 2326618

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director M.J. Boskin   Mgmt   For   For
Elect Director P. Brabeck-Letmathe   Mgmt   For   For
Elect Director U.M. Burns   Mgmt   For   For
Elect Director L.R. Faulkner   Mgmt   For   For
Elect Director J.S. Fishman   Mgmt   For   Withhold
Elect Director H.H. Fore   Mgmt   For   For
Elect Director K.C. Frazier   Mgmt   For   For
Elect Director W.W. George   Mgmt   For   Withhold
Elect Director S.J. Palmisano   Mgmt   For   Withhold
Elect Director S.S. Reinemund   Mgmt   For   For
Elect Director R.W. Tillerson   Mgmt   For   For
Elect Director W.C. Weldon   Mgmt   For   For
Elect Director E.E. Whitacre, Jr.   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Require Independent Board Chairman   SH   Against   Against

Require a Majority Vote for the Election of Directors   SH   Against   For
Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Study Feasibility of Prohibiting Political Contributions   SH   Against   Against
Adopt Sexual Orientation Anti-bias Policy   SH   Against   For
Report on Management of Hydraulic Fracturing Risks and Opportunities   SH   Against   For
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For

Fidelity National Information Services, Inc.

 

Meeting Date:    29-May-13    Country:    USA    Security ID:    31620M106
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    FIS

 

CUSIP: 31620M106    ISIN: US31620M1062    SEDOL: 2769796

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephan A. James   Mgmt   For   For
Elect Director Frank R. Martire   Mgmt   For   For
Elect Director Gary A. Norcross   Mgmt   For   For
Elect Director James B. Stallings, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Linde AG

 

Meeting Date:    29-May-13    Country:    Germany    Security ID:    D50348107
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    LIN

 

CUSIP: D50348107    ISIN: DE0006483001    SEDOL: 5740817

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.70 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For

Approve Creation of EUR 47 Million Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 3.5 Billion; Approve Creation of EUR 47 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Approve Cancellation of Conditional Capital   Mgmt   For   For
Elect Ann-Kristin Achleitner to the Supervisory Board   Mgmt   For   For
Elect Clemens Boersig to the Supervisory Board   Mgmt   For   For
Elect Michael Diekmann to the Supervisory Board   Mgmt   For   For
Elect Franz Fehrenbach to the Supervisory Board   Mgmt   For   For
Elect Klaus-Peter Mueller to the Supervisory Board   Mgmt   For   For
Elect Manfred Schneider to the Supervisory Board   Mgmt   For   For
Elect Mathias Otto as Alternate Supervisory Board Member   Mgmt   For   For

Elect Guenter Hugger as Alternate Supervisory Board Member   Mgmt   For   For
Amend Corporate Purpose   Mgmt   For   For
Amend Articles Re: Composition of the Board   Mgmt   For   For
Amend Articles Re: Remuneration of Supervisory Board   Mgmt   For   For
Amend Articles Re: Editorial Changes   Mgmt   For   For

Accelrys, Inc.

 

Meeting Date:    30-May-13    Country:    USA    Security ID:    00430U103
Record Date:    10-Apr-13    Meeting Type:    Annual    Ticker:    ACCL

 

CUSIP: 00430U103    ISIN: US00430U1034    SEDOL: 2687520

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Chris van Ingen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Incyte Corporation

 

Meeting Date:    30-May-13    Country:    USA    Security ID:    45337C102
Record Date:    02-Apr-13    Meeting Type:    Annual    Ticker:    INCY

 

CUSIP: 45337C102    ISIN: US45337C1027    SEDOL: 2471950

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard U. De Schutter   Mgmt   For   For
Elect Director Barry M. Ariko   Mgmt   For   For
Elect Director Julian C. Baker   Mgmt   For   For

Elect Director Paul A. Brooke   Mgmt   For   For
Elect Director Wendy L. Dixon   Mgmt   For   For
Elect Director Paul A. Friedman   Mgmt   For   For
Elect Director Roy A. Whitfield   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Red Robin Gourmet Burgers, Inc.

 

Meeting Date:    30-May-13    Country:    USA    Security ID:    75689M101
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    RRGB

 

CUSIP: 75689M101    ISIN: US75689M1018    SEDOL: 2966144

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert B. Aiken   Mgmt   For   For
Elect Director Lloyd L. Hill   Mgmt   For   For
Elect Director Richard J. Howell   Mgmt   For   For
Elect Director Glenn B. Kaufman   Mgmt   For   For
Elect Director Stuart I. Oran   Mgmt   For   For
Elect Director James T. Rothe   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Taylor Capital Group, Inc.

 

Meeting Date:    30-May-13    Country:    USA    Security ID:    876851106
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    TAYC

 

CUSIP: 876851106    ISIN: US8768511060    SEDOL: 2958561

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bruce W. Taylor   Mgmt   For   For
Elect Director Mark A. Hoppe   Mgmt   For   For
Elect Director Ronald L. Bliwas   Mgmt   For   For
Elect Director C. Bryan Daniels   Mgmt   For   For
Elect Director Ronald Emanuel   Mgmt   For   For
Elect Director M. Hill Hammock   Mgmt   For   For
Elect Director Elzie L. Higginbottom   Mgmt   For   For
Elect Director Michael H. Moskow   Mgmt   For   For
Elect Director Louise O’Sullivan   Mgmt   For   For
Elect Director Shepherd G. Pryor, IV   Mgmt   For   For
Elect Director Harrison I. Steans   Mgmt   For   For
Elect Director Jennifer W. Steans   Mgmt   For   For
Elect Director Jeffrey W. Taylor   Mgmt   For   For

Elect Director Richard W. Tinberg   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year
Ratify Auditors   Mgmt   For   For
Amend Bylaws   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Telefonica S.A.

 

Meeting Date:    30-May-13    Country:    Spain    Security ID:    879382109
Record Date:    23-May-13    Meeting Type:    Annual    Ticker:    TEF

 

CUSIP: 879382109    ISIN: ES0178430E18    SEDOL: 5732524

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors   Mgmt   For   For
Reelect José María Abril Pérez as Director   Mgmt   For   Against
Reelect José Fernando de Almansa Moreno-Barreda as Director   Mgmt   For   Against
Reelect Eva Castillo Sanz as Director   Mgmt   For   Against

Reelect Luiz Fernando Furlán as Director   Mgmt   For   For
Reelect Francisco Javier de Paz Mancho as Director   Mgmt   For   For
Ratify Co-option of and Elect Santiago Fernández Valbuena as Director   Mgmt   For   Against
Renew Appointment of Ernst & Young as Auditor   Mgmt   For   For
Amend Articles   Mgmt   For   For
Amend Articles   Mgmt   For   For
Approve Restated Articles of Association   Mgmt   For   For
Adopt Restated General Meeting Regulations   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 25 Billion   Mgmt   For   Against
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   Against

Lowe’s Companies, Inc.

 

Meeting Date:    31-May-13    Country:    USA    Security ID:    548661107
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    LOW

 

CUSIP: 548661107    ISIN: US5486611073    SEDOL: 2536763

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Raul Alvarez   Mgmt   For   For
Elect Director David W. Bernauer   Mgmt   For   For
Elect Director Leonard L. Berry   Mgmt   For   For
Elect Director Peter C. Browning   Mgmt   For   For
Elect Director Richard W. Dreiling   Mgmt   For   For
Elect Director Dawn E. Hudson   Mgmt   For   Withhold

Elect Director Robert L. Johnson   Mgmt   For   Withhold
Elect Director Marshall O. Larsen   Mgmt   For   Withhold
Elect Director Richard K. Lochridge   Mgmt   For   Withhold
Elect Director Robert A. Niblock   Mgmt   For   For
Elect Director Eric C. Wisemen   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For

NETGEAR, Inc.

 

Meeting Date:    31-May-13    Country:    USA    Security ID:    64111Q104
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    NTGR

 

CUSIP: 64111Q104    ISIN: US64111Q1040    SEDOL: 2688363

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Patrick C.S. Lo   Mgmt   For   For
Elect Director Jocelyn E. Carter-Miller   Mgmt   For   For
Elect Director Ralph E. Faison   Mgmt   For   For
Elect Director A. Timothy Godwin   Mgmt   For   For
Elect Director Jef Graham   Mgmt   For   For
Elect Director Linwood A. Lacy, Jr.   Mgmt   For   For
Elect Director Gregory J. Rossmann   Mgmt   For   For
Elect Director Barbara V. Scherer   Mgmt   For   For
Elect Director Julie A. Shimer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

WORLD FUEL SERVICES CORPORATION

 

Meeting Date:    31-May-13    Country:    USA    Security ID:    981475106
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    INT

 

CUSIP: 981475106    ISIN: US9814751064    SEDOL: 2469450

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Kasbar   Mgmt   For   For
Elect Director Paul H. Stebbins   Mgmt   For   For
Elect Director Ken Bakshi   Mgmt   For   For
Elect Director Richard A. Kassar   Mgmt   For   For
Elect Director Myles Klein   Mgmt   For   For
Elect Director John L. Manley   Mgmt   For   For
Elect Director J. Thomas Presby   Mgmt   For   For
Elect Director Stephen K. Roddenberry   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

McMoRan Exploration Co.

 

Meeting Date:    03-Jun-13    Country:    USA    Security ID:    582411104
Record Date:    04-Apr-13    Meeting Type:    Special    Ticker:    MMR

 

CUSIP: 582411104    ISIN: US5824111042    SEDOL: 2311045

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Certificate of Incorporation of McMoran Exploration Co. to exclude Freeport-McMoran Copper & Gold Inc. from the definition of Interested Stockholder   Mgmt   For   For
Approve Merger Agreement   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Nu Skin Enterprises, Inc.

 

Meeting Date:    03-Jun-13    Country:    USA    Security ID:    67018T105
Record Date:    09-Apr-13    Meeting Type:    Annual    Ticker:    NUS

 

CUSIP: 67018T105    ISIN: US67018T1051    SEDOL: 2616870

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nevin N. Andersen   Mgmt   For   For
Elect Director Daniel W. Campbell   Mgmt   For   For
Elect Director M. Truman Hunt   Mgmt   For   For
Elect Director Andrew D. Lipman   Mgmt   For   For
Elect Director Steven J. Lund   Mgmt   For   For

Elect Director Patricia A. Negron   Mgmt   For   For
Elect Director Neil H. Offen   Mgmt   For   For
Elect Director Thomas R. Pisano   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

UnitedHealth Group Incorporated

 

Meeting Date:    03-Jun-13    Country:    USA    Security ID:    91324P102
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    UNH

 

CUSIP: 91324P102    ISIN: US91324P1021    SEDOL: 2917766

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Ballard, Jr.   Mgmt   For   For
Elect Director Edson Bueno   Mgmt   For   For
Elect Director Richard T. Burke   Mgmt   For   For
Elect Director Robert J. Darretta   Mgmt   For   For

Elect Director Stephen J. Hemsley   Mgmt   For   For
Elect Director Michele J. Hooper   Mgmt   For   For
Elect Director Rodger A. Lawson   Mgmt   For   For
Elect Director Douglas W. Leatherdale   Mgmt   For   For
Elect Director Glenn M. Renwick   Mgmt   For   For
Elect Director Kenneth I. Shine   Mgmt   For   For
Elect Director Gail R. Wilensky   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For

Citizens, Inc.

 

Meeting Date:    04-Jun-13    Country:    USA    Security ID:    174740100
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    CIA

 

CUSIP: 174740100    ISIN: US1747401008    SEDOL: 2199478

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director E. Dean Gage   Mgmt   For   For
Elect Director Steven F. Shelton   Mgmt   For   For
Elect Director Timothy T. Timmerman   Mgmt   For   For
Elect Director Robert B. Sloan, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Columbia Sportswear Company

 

Meeting Date:    04-Jun-13    Country:    USA    Security ID:    198516106
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    COLM

 

CUSIP: 198516106    ISIN: US1985161066    SEDOL: 2229126

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gertrude Boyle   Mgmt   For   For
Elect Director Timothy P. Boyle   Mgmt   For   For
Elect Director Sarah A. Bany   Mgmt   For   For
Elect Director Murrey R. Albers   Mgmt   For   For
Elect Director Stephen E. Babson   Mgmt   For   For
Elect Director Andy D. Bryant   Mgmt   For   For
Elect Director Edward S. George   Mgmt   For   For
Elect Director Walter T. Klenz   Mgmt   For   For
Elect Director Ronald E. Nelson   Mgmt   For   For
Elect Director John W. Stanton   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

CoStar Group, Inc.

 

Meeting Date:    04-Jun-13    Country:    USA    Security ID:    22160N109
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    CSGP

 

CUSIP: 22160N109    ISIN: US22160N1090    SEDOL: 2262864

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael R. Klein   Mgmt   For   Withhold
Elect Director Andrew C. Florance   Mgmt   For   For
Elect Director David Bonderman   Mgmt   For   For
Elect Director Michael J. Glosserman   Mgmt   For   For
Elect Director Warren H. Haber   Mgmt   For   For

Elect Director John W. Hill   Mgmt   For   For
Elect Director Christopher J. Nassetta   Mgmt   For   For
Elect Director David J. Steinberg   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

SAP AG

 

Meeting Date:    04-Jun-13    Country:    Germany    Security ID:    D66992104
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    SAP

 

CUSIP: D66992104    ISIN: DE0007164600    SEDOL: 4846288

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.85 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2013   Mgmt   For   For

Syntel, Inc.

 

Meeting Date:    04-Jun-13    Country:    USA    Security ID:    87162H103
Record Date:    09-Apr-13    Meeting Type:    Annual    Ticker:    SYNT

 

CUSIP: 87162H103    ISIN: US87162H1032    SEDOL: 2095703

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paritosh K. Choksi   Mgmt   For   For
Elect Director Bharat Desai   Mgmt   For   For
Elect Director Thomas Doke   Mgmt   For   For
Elect Director Rajesh Mashruwala   Mgmt   For   For
Elect Director George R. Mrkonic, Jr.   Mgmt   For   For

Syntel, Inc.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Prashant Ranade   Mgmt   For   For
Elect Director Neerja Sethi   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Fresh Market, Inc.

 

Meeting Date:    04-Jun-13    Country:    USA    Security ID:    35804H106
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    TFM

 

CUSIP: 35804H106    ISIN: US35804H1068    SEDOL: B3MH1K6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ray Berry   Mgmt   For   For
Elect Director Jeffrey Naylor   Mgmt   For   For
Elect Director Jane Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

ARRIS Group, Inc.

 

Meeting Date:    05-Jun-13    Country:    USA    Security ID:    04270V106
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    ARRS

 

CUSIP: 04270V106    ISIN: US04270V1061    SEDOL: B9SMM04

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alex B. Best   Mgmt   For   For
Elect Director Harry L. Bosco   Mgmt   For   For
Elect Director James A. Chiddix   Mgmt   For   For

Elect Director John Anderson Craig   Mgmt   For   For
Elect Director Andrew T. Heller   Mgmt   For   For
Elect Director Matthew B. Kearney   Mgmt   For   For
Elect Director Robert J. Stanzione   Mgmt   For   For
Elect Director Debora J. Wilson   Mgmt   For   For
Elect Director David A. Woodle   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

FTI Consulting, Inc.

 

Meeting Date:    05-Jun-13    Country:    USA    Security ID:    302941109
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    FCN

 

CUSIP: 302941109    ISIN: US3029411093    SEDOL: 2351449

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Brenda J. Bacon   Mgmt   For   For
Elect Director Denis J. Callaghan   Mgmt   For   For
Elect Director Claudio Costamagna   Mgmt   For   For
Elect Director James W. Crownover   Mgmt   For   Withhold
Elect Director Jack B. Dunn, IV   Mgmt   For   For
Elect Director Vernon Ellis   Mgmt   For   For
Elect Director Gerard E. Holthaus   Mgmt   For   For
Elect Director Marc Holtzman   Mgmt   For   For
Elect Director Dennis J. Shaughnessy   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Las Vegas Sands Corp.

 

Meeting Date:    05-Jun-13    Country:    USA    Security ID:    517834107
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    LVS

 

CUSIP: 517834107    ISIN: US5178341070    SEDOL: B02T2J7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sheldon G. Adelson   Mgmt   For   For
Elect Director Irwin Chafetz   Mgmt   For   For
Elect Director Victor Chaltiel   Mgmt   For   Withhold
Elect Director Charles A. Koppelman   Mgmt   For   Withhold

Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Saks Incorporated

 

Meeting Date:    05-Jun-13    Country:    USA    Security ID:    79377W108
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    SKS

 

CUSIP: 79377W108    ISIN: US79377W1080    SEDOL: 2704786

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Fabiola R. Arredondo   Mgmt   For   For
Elect Director Robert B. Carter   Mgmt   For   For
Elect Director Michael S. Gross   Mgmt   For   For
Elect Director Donald E. Hess   Mgmt   For   For

Elect Director Marguerite W. Kondracke   Mgmt   For   For
Elect Director Jerry W. Levin   Mgmt   For   For
Elect Director Nora P. McAniff   Mgmt   For   For
Elect Director Stephen I. Sadove   Mgmt   For   For
Elect Director Jack L. Stahl   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Activision Blizzard, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    00507V109
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    ATVI

 

CUSIP: 00507V109    ISIN: US00507V1098    SEDOL: 2575818

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Philippe G. H. Capron   Mgmt   For   Against
Elect Director Jean-Yves Charlier   Mgmt   For   Against
Elect Director Robert J. Corti   Mgmt   For   Against
Elect Director Frederic R. Crepin   Mgmt   For   Against
Elect Director Jean-Francois Dubos   Mgmt   For   Against
Elect Director Lucian Grainge   Mgmt   For   Against
Elect Director Brian G. Kelly   Mgmt   For   Against
Elect Director Robert A. Kotick   Mgmt   For   Against
Elect Director Robert J. Morgado   Mgmt   For   Against
Elect Director Richard Sarnoff   Mgmt   For   For
Elect Director Regis Turrini   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

athenahealth, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    04685W103
Record Date:    10-Apr-13    Meeting Type:    Annual    Ticker:    ATHN

 

CUSIP: 04685W103    ISIN: US04685W1036    SEDOL: B24FJV8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles D. Baker   Mgmt   For   For
Elect Director Dev Ittycheria   Mgmt   For   Withhold
Elect Director John A. Kane   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Cheniere Energy, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    16411R208
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    LNG

 

CUSIP: 16411R208    ISIN: US16411R2085    SEDOL: 2654364

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Vicky A. Bailey   Mgmt   For   For
Elect Director David B. Kilpatrick   Mgmt   For   Withhold
Elect Director G. Andrea Botta   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

DTS, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    23335C101
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    DTSI

 

CUSIP: 23335C101    ISIN: US23335C1018    SEDOL: 2641106

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Craig S. Andrews   Mgmt   For   Withhold
Elect Director L. Gregory Ballard   Mgmt   For   For
Elect Director Bradford D. Duea   Mgmt   For   Withhold
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Google Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    38259P508
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    GOOG

 

CUSIP: 38259P508    ISIN: US38259P5089    SEDOL: B020QX2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Larry Page   Mgmt   For   For
Elect Director Sergey Brin   Mgmt   For   For
Elect Director Eric E. Schmidt   Mgmt   For   For
Elect Director L. John Doerr   Mgmt   For   For
Elect Director Diane B. Greene   Mgmt   For   For
Elect Director John L. Hennessy   Mgmt   For   For
Elect Director Ann Mather   Mgmt   For   For

Elect Director Paul S. Otellini   Mgmt   For   For
Elect Director K. Ram Shriram   Mgmt   For   For
Elect Director Shirley M. Tilghman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Reducing Lead Battery Health Hazards   SH   Against   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Stock Retention/Holding Period   SH   Against   For
Adopt Policy on Succession Planning   SH   Against   Against

Ingersoll-Rand plc

 

Meeting Date:    06-Jun-13    Country:    Ireland    Security ID:    G47791101
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    IR

 

CUSIP: G47791101    ISIN: IE00B6330302    SEDOL: B633030

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ann C. Berzin   Mgmt   For   For
Elect Director John Bruton   Mgmt   For   For
Elect Director Jared L. Cohon   Mgmt   For   For
Elect Director Gary D. Forsee   Mgmt   For   For
Elect Director Edward E. Hagenlocker   Mgmt   For   For
Elect Director Constance J. Horner   Mgmt   For   For
Elect Director Michael W. Lamach   Mgmt   For   For
Elect Director Theodore E. Martin   Mgmt   For   For
Elect Director Nelson Peltz   Mgmt   For   For
Elect Director John P. Surma   Mgmt   For   For
Elect Director Richard J. Swift   Mgmt   For   For
Elect Director Tony L. White   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Amend the Company’s Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends   Mgmt   For   For
Capital Reduction and Creation of Distributable Reserves   Mgmt   For   For
Amend the Company’s Articles of Association to Expand the Authority to Execute Instruments of Transfer   Mgmt   For   For
Amend the Company’s Articles of Association to Provide for Escheatment in Accordance with U.S. Laws   Mgmt   For   For

Leap Wireless International, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    521863308
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    LEAP

 

CUSIP: 521863308    ISIN: US5218633080    SEDOL: B02L895

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Harkey, Jr.   Mgmt   For   For
Elect Director S. Douglas Hutcheson   Mgmt   For   For
Elect Director Ronald J. Kramer   Mgmt   For   For
Elect Director Robert V. LaPenta   Mgmt   For   For
Elect Director Mark A. Leavitt   Mgmt   For   For
Elect Director Mark H. Rachesky   Mgmt   For   For
Elect Director Richard R. Roscitt   Mgmt   For   For
Elect Director Robert E. Switz   Mgmt   For   For
Elect Director Michael B. Targoff   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Other Business   Mgmt   For   Abstain

Live Nation Entertainment, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    538034109
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    LYV

 

CUSIP: 538034109    ISIN: US5380341090    SEDOL: B0T7YX2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark Carleton   Mgmt   For   Against
Elect Director Michael Rapino   Mgmt   For   For

Elect Director Mark S. Shapiro   Mgmt   For   Against
Declassify the Board of Directors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Omega Healthcare Investors, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    681936100
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    OHI

 

CUSIP: 681936100    ISIN: US6819361006    SEDOL: 2043274

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edward Lowenthal   Mgmt   For   For
Elect Director Stephen D. Plavin   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against

Progress Software Corporation

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    743312100
Record Date:    10-Apr-13    Meeting Type:    Annual    Ticker:    PRGS

 

CUSIP: 743312100    ISIN: US7433121008    SEDOL: 2705198

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barry N. Bycoff   Mgmt   For   For
Elect Director John R. Egan   Mgmt   For   For
Elect Director Ram Gupta   Mgmt   For   For
Elect Director Charles F. Kane   Mgmt   For   For
Elect Director David A. Krall   Mgmt   For   For
Elect Director Michael L. Mark   Mgmt   For   For
Elect Director Philip M. Pead   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Vonage Holdings Corp.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    92886T201
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    VG

 

CUSIP: 92886T201    ISIN: US92886T2015    SEDOL: B15JLG1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael A. Krupka   Mgmt   For   Withhold
Elect Director David C. Nagel   Mgmt   For   For
Elect Director Margaret M. Smyth   Mgmt   For   For
Ratify Recent Election of one Class III Director   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend NOL Rights Plan (NOL Pill)   Mgmt   For   For

Wal-Mart Stores, Inc.

 

Meeting Date:    07-Jun-13    Country:    USA    Security ID:    931142103
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    WMT

 

CUSIP: 931142103    ISIN: US9311421039    SEDOL: 2936921

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Aida M. Alvarez   Mgmt   For   For
Elect Director James I. Cash, Jr.   Mgmt   For   For
Elect Director Roger C. Corbett   Mgmt   For   For
Elect Director Douglas N. Daft   Mgmt   For   For
Elect Director Michael T. Duke   Mgmt   For   Against
Elect Director Timothy P. Flynn   Mgmt   For   For
Elect Director Marissa A. Mayer   Mgmt   For   For

Elect Director Gregory B. Penner   Mgmt   For   For
Elect Director Steven S. Reinemund   Mgmt   For   For
Elect Director H. Lee Scott, Jr.   Mgmt   For   For
Elect Director Jim C. Walton   Mgmt   For   For
Elect Director S. Robson Walton   Mgmt   For   Against
Elect Director Christopher J. Williams   Mgmt   For   Against
Elect Director Linda S. Wolf   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Amend Bylaws — Call Special Meetings   SH   Against   For
Stock Retention/Holding Period   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Disclosure of Recoupment Activity from Senior Officers   SH   Against   For

Systemax Inc.

 

Meeting Date:    10-Jun-13    Country:    USA    Security ID:    871851101
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    SYX

 

CUSIP: 871851101    ISIN: US8718511012    SEDOL: 2394712

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard Leeds   Mgmt   For   Withhold
Elect Director Bruce Leeds   Mgmt   For   Withhold
Elect Director Robert Leeds   Mgmt   For   Withhold
Elect Director Lawrence Reinhold   Mgmt   For   Withhold
Elect Director Stacy S. Dick   Mgmt   For   For
Elect Director Robert D. Rosenthal   Mgmt   For   For
Elect Director Marie Adler-Kravecas   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

News Corporation

 

Meeting Date:    11-Jun-13    Country:    USA    Security ID:    65248E104
Record Date:    19-Apr-13    Meeting Type:    Special    Ticker:    NWS

 

CUSIP: 65248E104    ISIN: US65248E1047    SEDOL: B03DQ41

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Certificate of Incorporation Clarifying the Ability to Make Distributions in Comparable Securities in Connection with Separation Transactions   Mgmt   For   For
Amend Certificate of Incorporation Allowing for Certain Distributions on Subsidiary-owned Shares and the Creation of Additional Subsidiary-owned Shares   Mgmt   For   For

Santarus, Inc.

 

Meeting Date:    11-Jun-13    Country:    USA    Security ID:    802817304
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    SNTS

 

CUSIP: 802817304    ISIN: US8028173040    SEDOL: 2303105

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel D. Burgess   Mgmt   For   For
Elect Director Michael G. Carter   Mgmt   For   For
Elect Director Alessandro E. Della Cha   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Sequenom, Inc.

 

Meeting Date:    11-Jun-13    Country:    USA    Security ID:    817337405
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    SQNM

 

CUSIP: 817337405    ISIN: US8173374054    SEDOL: B16CJ10

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ernst-Gunter Afting   Mgmt   For   For
Elect Director Kenneth F. Buechler   Mgmt   For   For
Elect Director John A. Fazio   Mgmt   For   For
Elect Director Harry F. Hixson, Jr.   Mgmt   For   For
Elect Director Myla Lai-Goldman   Mgmt   For   For
Elect Director Richard A. Lerner   Mgmt   For   For
Elect Director Ronald M. Lindsay   Mgmt   For   For

Elect Director David Pendarvis   Mgmt   For   For
Elect Director Charles P. Slacik   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Bankrate, Inc.

 

Meeting Date:    12-Jun-13    Country:    USA    Security ID:    06647F102
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    RATE

 

CUSIP: 06647F102    ISIN: US06647F1021    SEDOL: B4WDWB9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Seth Brody   Mgmt   For   Withhold
Elect Director Thomas R. Evans   Mgmt   For   Withhold
Elect Director Michael J. Kelly   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Caterpillar Inc.

 

Meeting Date:    12-Jun-13    Country:    USA    Security ID:    149123101
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    CAT

 

CUSIP: 149123101    ISIN: US1491231015    SEDOL: 2180201

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Daniel M. Dickinson   Mgmt   For   For
Elect Director Juan Gallardo   Mgmt   For   For
Elect Director David R. Goode   Mgmt   For   For
Elect Director Jesse J. Greene, Jr.   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   For
Elect Director Peter A. Magowan   Mgmt   For   For
Elect Director Dennis A. Muilenburg   Mgmt   For   For
Elect Director Douglas R. Oberhelman   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   For
Elect Director Charles D. Powell   Mgmt   For   For
Elect Director Edward B. Rust, Jr.   Mgmt   For   For

Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Joshua I. Smith   Mgmt   For   For
Elect Director Miles D. White   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Stock Retention/Holding Period   SH   Against   For
Include Sustainability as a Performance Measure for Senior Executive Compensation   SH   Against   Against
Review and Assess Human Rights Policies   SH   Against   For
Prohibit Sales to the Government of Sudan   SH   Against   Against

Mentor Graphics Corporation

 

Meeting Date:    12-Jun-13    Country:    USA    Security ID:    587200106
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    MENT

 

CUSIP: 587200106    ISIN: US5872001061    SEDOL: 2578033

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Keith L. Barnes   Mgmt   For   For
Elect Director Peter L. Bonfield   Mgmt   For   For
Elect Director Gregory K. Hinckley   Mgmt   For   For
Elect Director J. Daniel McCranie   Mgmt   For   For
Elect Director Kevin C. McDonough   Mgmt   For   For
Elect Director Patrick B. McManus   Mgmt   For   For
Elect Director Walden C. Rhines   Mgmt   For   For
Elect Director David S. Schechter   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   None   For
Ratify Auditors   Mgmt   For   For

Target Corporation

 

Meeting Date:    12-Jun-13    Country:    USA    Security ID:    87612E106
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    TGT

 

CUSIP: 87612E106    ISIN: US87612E1064    SEDOL: 2259101

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roxanne S. Austin   Mgmt   For   For
Elect Director Douglas M. Baker, Jr.   Mgmt   For   For
Elect Director Henrique De Castro   Mgmt   For   For
Elect Director Calvin Darden   Mgmt   For   For
Elect Director Mary N. Dillon   Mgmt   For   For

Elect Director James A. Johnson   Mgmt   For   Against
Elect Director Mary E. Minnick   Mgmt   For   For
Elect Director Anne M. Mulcahy   Mgmt   For   For
Elect Director Derica W. Rice   Mgmt   For   For
Elect Director Gregg W. Steinhafel   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Solomon D. Trujillo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Require Independent Board Chairman   SH   Against   Against
Report on Electronics Recycling and Preventing E-Waste Export   SH   Against   Against

Cray Inc.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    225223304
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    CRAY

 

CUSIP: 225223304    ISIN: US2252233042    SEDOL: B16NWY7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Prithviraj (Prith) Banerjee   Mgmt   For   For
Elect Director John B. Jones, Jr.   Mgmt   For   For
Elect Director Stephen C. Kiely   Mgmt   For   For
Elect Director Frank L. Lederman   Mgmt   For   For
Elect Director Sally G. Narodick   Mgmt   For   For
Elect Director Daniel C. Regis   Mgmt   For   For
Elect Director Stephen C. Richards   Mgmt   For   For
Elect Director Peter J. Ungaro   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

CVR Energy, Inc.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    12662P108
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    CVI

 

CUSIP: 12662P108    ISIN: US12662P1084    SEDOL: B23PS12

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bob G. Alexander   Mgmt   For   For
Elect Director SungHwan Cho   Mgmt   For   Withhold
Elect Director Carl C. Icahn   Mgmt   For   Withhold
Elect Director Vincent J. Intrieri   Mgmt   For   Withhold
Elect Director John J. Lipinski   Mgmt   For   Withhold

Elect Director Samuel Merksamer   Mgmt   For   Withhold
Elect Director Stephen Mongillo   Mgmt   For   For
Elect Director Daniel A. Ninivaggi   Mgmt   For   Withhold
Elect Director James M. Strock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

EMCOR Group, Inc.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    29084Q100
Record Date:    18-Apr-13    Meeting Type:    Annual    Ticker:    EME

 

CUSIP: 29084Q100    ISIN: US29084Q1004    SEDOL: 2474164

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen W. Bershad   Mgmt   For   For
Elect Director David A.B. Brown   Mgmt   For   For
Elect Director Larry J. Bump   Mgmt   For   For
Elect Director Albert Fried, Jr.   Mgmt   For   For
Elect Director Anthony J. Guzzi   Mgmt   For   For
Elect Director Richard F. Hamm, Jr.   Mgmt   For   For
Elect Director David H. Laidley   Mgmt   For   For

Elect Director Frank T. MacInnis   Mgmt   For   For
Elect Director Jerry E. Ryan   Mgmt   For   For
Elect Director Michael T. Yonker   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Epiq Systems, Inc.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    26882D109
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    EPIQ

 

CUSIP: 26882D109    ISIN: US26882D1090    SEDOL: 2371339

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Tom W. Olofson   Mgmt   For   For
Elect Director Christopher E. Olofson   Mgmt   For   For
Elect Director W. Bryan Satterlee   Mgmt   For   Withhold
Elect Director Edward M. Connolly   Mgmt   For   Withhold
Elect Director James A. Byrnes   Mgmt   For   Withhold
Elect Director Joel Pelofsky   Mgmt   For   Withhold
Elect Director Charles C. Connely, IV   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Equity Residential

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    29476L107
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    EQR

 

CUSIP: 29476L107    ISIN: US29476L1070    SEDOL: 2319157

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John W. Alexander   Mgmt   For   For
Elect Director Charles L. Atwood   Mgmt   For   For
Elect Director Linda Walker Bynoe   Mgmt   For   For
Elect Director Mary Kay Haben   Mgmt   For   For
Elect Director Bradley A. Keywell   Mgmt   For   For
Elect Director John E. Neal   Mgmt   For   For
Elect Director David J. Neithercut   Mgmt   For   For
Elect Director Mark S. Shapiro   Mgmt   For   For
Elect Director Gerald A. Spector   Mgmt   For   For
Elect Director B. Joseph White   Mgmt   For   For
Elect Director Samuel Zell   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Sustainability   SH   Against   For

Salix Pharmaceuticals, Ltd.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    795435106
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    SLXP

 

CUSIP: 795435106    ISIN: US7954351067    SEDOL: 2693981

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John F. Chappell   Mgmt   For   For
Elect Director Thomas W. D’Alonzo   Mgmt   For   For
Elect Director William P. Keane   Mgmt   For   For
Elect Director Carolyn J. Logan   Mgmt   For   For

Elect Director Mark A. Sirgo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Toyota Motor Corp.

 

Meeting Date:    14-Jun-13    Country:    Japan    Security ID:    J92676113
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7203

 

CUSIP: J92676113    ISIN: JP3633400001    SEDOL: 6900643

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For

Elect Director Uchiyamada, Takeshi   Mgmt   For   For
Elect Director Toyoda, Akio   Mgmt   For   For
Elect Director Ozawa, Satoshi   Mgmt   For   For
Elect Director Kodaira, Nobuyori   Mgmt   For   For
Elect Director Kato, Mitsuhisa   Mgmt   For   For
Elect Director Maekawa, Masamoto   Mgmt   For   For
Elect Director Furuhashi, Mamoru   Mgmt   For   For
Elect Director Ihara, Yasumori   Mgmt   For   For
Elect Director Sudo, Seiichi   Mgmt   For   For
Elect Director Saga, Koei   Mgmt   For   For
Elect Director Ise, Kiyotaka   Mgmt   For   For
Elect Director Terashi, Shigeki   Mgmt   For   For
Elect Director Ishii, Yoshimasa   Mgmt   For   For
Elect Director Uno, Ikuo   Mgmt   For   For
Elect Director Kato, Haruhiko   Mgmt   For   For
Elect Director Mark T. Hogan   Mgmt   For   For
Amend Articles To Indemnify Directors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Krispy Kreme Doughnuts, Inc.

 

Meeting Date:    18-Jun-13    Country:    USA    Security ID:    501014104
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    KKD

 

CUSIP: 501014104    ISIN: US5010141043    SEDOL: 2576811

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles A. Blixt   Mgmt   For   Withhold

Elect Director Lynn Crump-Caine   Mgmt   For   Withhold
Elect Director Robert S. McCoy, Jr.   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Securities Transfer Restrictions   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

MasterCard Incorporated

 

Meeting Date:    18-Jun-13    Country:    USA    Security ID:    57636Q104
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    MA

 

CUSIP: 57636Q104    ISIN: US57636Q1040    SEDOL: B121557

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard Haythornthwaite   Mgmt   For   For

Elect Director Ajay Banga   Mgmt   For   For
Elect Director Silvio Barzi   Mgmt   For   For
Elect Director David R. Carlucci   Mgmt   For   For
Elect Director Steven J. Freiberg   Mgmt   For   For
Elect Director Nancy J. Karch   Mgmt   For   For
Elect Director Marc Olivie   Mgmt   For   For
Elect Director Rima Qureshi   Mgmt   For   For
Elect Director Jose Octavio Reyes Lagunes   Mgmt   For   For
Elect Director Mark Schwartz   Mgmt   For   For
Elect Director Jackson P. Tai   Mgmt   For   For

MasterCard Incorporated

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edward Suning Tian   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Honda Motor Co. Ltd.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J22302111
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7267

 

CUSIP: J22302111    ISIN: JP3854600008    SEDOL: 6435145

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 19   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Ike, Fumihiko   Mgmt   For   For
Elect Director Ito, Takanobu   Mgmt   For   For
Elect Director Iwamura, Tetsuo   Mgmt   For   For
Elect Director Yamamoto, Takashi   Mgmt   For   For
Elect Director Yamamoto, Yoshiharu   Mgmt   For   For
Elect Director Yoshida, Masahiro   Mgmt   For   For
Elect Director Hogen, Kensaku   Mgmt   For   For
Elect Director Kuroyanagi, Nobuo   Mgmt   For   For
Elect Director Fukui, Takeo   Mgmt   For   For
Elect Director Shiga, Yuuji   Mgmt   For   For
Elect Director Takeuchi, Kohei   Mgmt   For   For
Elect Director Aoyama, Shinji   Mgmt   For   For
Elect Director Kaihara, Noriya   Mgmt   For   For
Appoint Statutory Auditor Endo, Kunio   Mgmt   For   For

Kodiak Oil & Gas Corp.

 

Meeting Date:    19-Jun-13    Country:    Canada    Security ID:    50015Q100
Record Date:    09-May-13    Meeting Type:    Annual    Ticker:    KOG

 

CUSIP: 50015Q100    ISIN: CA50015Q1000    SEDOL: B06MB40

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lynn A. Peterson   Mgmt   For   For
Elect Director James E. Catlin   Mgmt   For   For
Elect Director Rodney D. Knutson   Mgmt   For   For
Elect Director Herrick K. Lidstone, Jr.   Mgmt   For   For
Elect Director William J. Krysiak   Mgmt   For   For
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Komatsu Ltd.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J35759125
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6301

 

CUSIP: J35759125    ISIN: JP3304200003    SEDOL: 6496584

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 24   Mgmt   For   For
Elect Director Noji, Kunio   Mgmt   For   For

Elect Director Ohashi, Tetsuji   Mgmt   For   For
Elect Director Fujitsuka, Mikio   Mgmt   For   For
Elect Director Takamura, Fujitoshi   Mgmt   For   For
Elect Director Hotta, Kensuke   Mgmt   For   For
Elect Director Kano, Noriaki   Mgmt   For   For
Elect Director Ikeda, Koichi   Mgmt   For   For
Elect Director Shinozuka, Hisashi   Mgmt   For   For
Elect Director Kuromoto, Kazunori   Mgmt   For   For
Elect Director Mori, Masanao   Mgmt   For   For
Appoint Statutory Auditor Matsuo, Kunihiro   Mgmt   For   Against
Appoint Statutory Auditor Yamada, Koji   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   For

The Men’s Wearhouse, Inc.

 

Meeting Date:    19-Jun-13    Country:    USA    Security ID:    587118100
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    MW

 

CUSIP: 587118100    ISIN: US5871181005    SEDOL: 2576327

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George Zimmer   Mgmt   For   For
Elect Director David H. Edwab   Mgmt   For   For
Elect Director Douglas S. Ewert   Mgmt   For   For
Elect Director Rinaldo S. Brutoco   Mgmt   For   For
Elect Director Michael L. Ray   Mgmt   For   For
Elect Director Sheldon I. Stein   Mgmt   For   For
Elect Director Deepak Chopra   Mgmt   For   For
Elect Director William B. Sechrest   Mgmt   For   For
Elect Director Grace Nichols   Mgmt   For   For

Amend Omnibus Stock Plan   Mgmt   For   For
Report on Sustainability   SH   Against   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

ARIAD Pharmaceuticals, Inc.

 

Meeting Date:    20-Jun-13    Country:    USA    Security ID:    04033A100
Record Date:    25-Apr-13    Meeting Type:    Annual    Ticker:    ARIA

 

CUSIP: 04033A100    ISIN: US04033A1007    SEDOL: 2066624

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Athanase Lavidas   Mgmt   For   For
Elect Director Massimo Radaelli   Mgmt   For   For

Increase Authorized Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Gold Resource Corporation

 

Meeting Date:    20-Jun-13    Country:    USA    Security ID:    38068T105
Record Date:    25-Apr-13    Meeting Type:    Annual    Ticker:    GORO

 

CUSIP: 38068T105    ISIN: US38068T1051    SEDOL: B1DZ912

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William W. Reid   Mgmt   For   Withhold
Elect Director Jason D. Reid   Mgmt   For   For
Elect Director Bill M. Conrad   Mgmt   For   Withhold
Elect Director Tor Falck   Mgmt   For   For
Elect Director Gary C. Huber   Mgmt   For   For
Elect Director Robert C. Muffly   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

East Japan Railway Co.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J1257M109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9020

 

CUSIP: J1257M109    ISIN: JP3783600004    SEDOL: 6298542

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For
Elect Director Nakai, Masahiko   Mgmt   For   For
Appoint Statutory Auditor Yamaguchi, Toshiaki   Mgmt   For   Against
Appoint Statutory Auditor Nitta, Mutsuo   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For

Amend Articles to Allow Shareholder Meeting Resolutions on Drafting and Implementation of Business Plans Related to Tohoku Earthquake Reconstruction   SH   Against   Against
Create, Fund Committee on Drafting Business Plans Related to Earthquake Reconstruction   SH   Against   Against
Amend Articles to Allow Proposals on Compliance Matters at Shareholder Meetings   SH   Against   Against
Mandate Creation of Committee on Compliance   SH   Against   Against
Amend Articles to Require Disclosure of Top Five Individual Director Compensation Levels   SH   Against   For
Amend Articles to Require At Least Three Outsiders on Board of Directors   SH   Against   For
Remove Chairman Satoshi Seino from the Board of Directors   SH   Against   Against
Remove Vice Chairman Masaki Ogata from the Board of Directors   SH   Against   Against
Remove Executive Director Yuuji Fukasawa from the Board of Directors   SH   Against   Against
Remove Executive Director Yasuo Hayashi from the Board of Directors   SH   Against   Against
Remove Executive Director Yuuji Morimoto from the Board of Directors   SH   Against   Against
Reduce Director and Statutory Auditor Compensation by 20 Percent   SH   Against   Against
Approve Alternate Income Allocation to Establish Reserves for Disaster Recovery Fund for the Tohoku Earthquake and for Consolidation of Local Rail Lines   SH   Against   Against

Hitachi Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J20454112
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6501

 

CUSIP: J20454112    ISIN: JP3788600009    SEDOL: 6429104

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kawamura, Takashi   Mgmt   For   For

Elect Director Ota, Yoshie   Mgmt   For   For
Elect Director Katsumata, Nobuo   Mgmt   For   For
Elect Director Cynthia Carroll   Mgmt   For   For
Elect Director Sakakibara, Sadayuki   Mgmt   For   For
Elect Director George Buckley   Mgmt   For   For
Elect Director Mochizuki, Harufumi   Mgmt   For   For
Elect Director Motobayashi, Toru   Mgmt   For   Against
Elect Director Philip Yeo   Mgmt   For   For
Elect Director Kikawa, Michijiro   Mgmt   For   For
Elect Director Stephen Gomersall   Mgmt   For   For
Elect Director Nakanishi, Hiroaki   Mgmt   For   For
Elect Director Hatchoji, Takashi   Mgmt   For   For
Elect Director Miyoshi, Takashi   Mgmt   For   For

Mitsubishi Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J43830116
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8058

 

CUSIP: J43830116    ISIN: JP3898400001    SEDOL: 6596785

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Kobayashi, Ken   Mgmt   For   For
Elect Director Nabeshima, Hideyuki   Mgmt   For   For
Elect Director Nakahara, Hideto   Mgmt   For   For
Elect Director Yanai, Jun   Mgmt   For   For
Elect Director Kinukawa, Jun   Mgmt   For   For
Elect Director Miyauchi, Takahisa   Mgmt   For   For

Elect Director Nagai, Yasuo   Mgmt   For   For
Elect Director Uchino, Shuuma   Mgmt   For   For
Elect Director Ito, Kunio   Mgmt   For   For
Elect Director Tsukuda, Kazuo   Mgmt   For   For
Elect Director Kato, Ryozo   Mgmt   For   For
Elect Director Konno, Hidehiro   Mgmt   For   For
Elect Director Sakie Tachibana Fukushima   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Mitsui & Co.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J44690139
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8031

 

CUSIP: J44690139    ISIN: JP3893600001    SEDOL: 6597302

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 21   Mgmt   For   For
Elect Director Utsuda, Shoei   Mgmt   For   For
Elect Director Iijima, Masami   Mgmt   For   For
Elect Director Tanaka, Seiichi   Mgmt   For   For
Elect Director Kawashima, Fuminobu   Mgmt   For   For
Elect Director Saiga, Daisuke   Mgmt   For   For
Elect Director Okada, Joji   Mgmt   For   For
Elect Director Kinoshita, Masayuki   Mgmt   For   For
Elect Director Anbe, Shintaro   Mgmt   For   For
Elect Director Tanaka, Koichi   Mgmt   For   For
Elect Director Matsubara, Nobuko   Mgmt   For   For
Elect Director Nonaka, Ikujiro   Mgmt   For   For
Elect Director Hirabayashi, Hiroshi   Mgmt   For   For
Elect Director Muto, Toshiro   Mgmt   For   For
Appoint Statutory Auditor Watanabe, Hiroyasu   Mgmt   For   For

SoftBank Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J75963108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9984

 

CUSIP: J75963108    ISIN: JP3436100006    SEDOL: 6770620

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Amend Articles To Change Company Name - Amend Business Lines   Mgmt   For   For
Elect Director Son, Masayoshi   Mgmt   For   For
Elect Director Miyauchi, Ken   Mgmt   For   For

Elect Director Kasai, Kazuhiko   Mgmt   For   For
Elect Director Ronald Fisher   Mgmt   For   For
Elect Director Yun Ma   Mgmt   For   For
Elect Director Miyasaka, Manabu   Mgmt   For   For
Elect Director Yanai, Tadashi   Mgmt   For   For
Elect Director Mark Schwartz   Mgmt   For   For
Appoint Statutory Auditor Sano, Mitsuo   Mgmt   For   For
Appoint Statutory Auditor Uno, Soichiro   Mgmt   For   For
Appoint Statutory Auditor Shibayama, Koichi   Mgmt   For   Against
Appoint Statutory Auditor Kubokawa, Hidekazu   Mgmt   For   For

Mizuho Financial Group Inc.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J4599L102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8411

 

CUSIP: J4599L102    ISIN: JP3885780001    SEDOL: 6591014

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3 for Common Shareholders   Mgmt   For   For
Authorize Preferred Share Repurchase Program   Mgmt   For   For
Amend Articles To Create New Classes of Preferred Shares   Mgmt   For   For
Elect Director Sato, Yasuhiro   Mgmt   For   For
Elect Director Tsujita, Yasunori   Mgmt   For   For
Elect Director Okabe, Toshitsugu   Mgmt   For   For
Elect Director Hayashi, Nobuhide   Mgmt   For   For
Elect Director Kanki, Tadashi   Mgmt   For   For
Elect Director Koike, Masakane   Mgmt   For   For
Elect Director Nomiyama, Akihiko   Mgmt   For   For
Elect Director Ohashi, Mitsuo   Mgmt   For   For

Elect Director Anraku, Kanemitsu   Mgmt   For   For
Appoint Statutory Auditor Funaki, Nobukatsu   Mgmt   For   For
Amend Articles to Cap Total Compensation to Any Employee at JPY 30 Million, Require Advance Shareholder Approval for Exceptions   SH   Against   Against
Amend Articles to Require Firm to Urge Railroads to Install Anticrime Cameras in Trains using Mizuho Group Financing   SH   Against   Against
Amend Articles to Require Firm to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately   SH   Against   For
Amend Articles to Require Firm to Post Board Training Policy on Website   SH   Against   Against
Amend Articles to Require Shareholder Approval for Reinvestment of Any Net Profit Not Paid Out as Dividends   SH   Against   Against
Amend Articles to Require Firm to Urge Subsidiaries to Disclose when Sued to Invalidate Shareholder Meeting Resolutions   SH   Against   Against
Amend Articles to Require Firm to Annually Disclose Individual Breakdown of Director, Statutory Auditor Compensation   SH   Against   For

Amend Articles to Require Brokerage Subsidiaries Underwriting an IPO to Disclose Evaluation Documents and their Basis   SH   Against   Against
Amend Articles to Require Firm to Urge Subsidiaries and Affiliates to Conduct Investor Seminars on MBO Countermeasures   SH   Against   Against

Nissan Motor Co. Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J57160129
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7201

 

CUSIP: J57160129    ISIN: JP3672400003    SEDOL: 6642860

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 12.5   Mgmt   For   For
Elect Director Carlos Ghosn   Mgmt   For   For

Elect Director Shiga, Toshiyuki   Mgmt   For   For
Elect Director Saikawa, Hiroto   Mgmt   For   For
Elect Director Colin Dodge   Mgmt   For   For
Elect Director Yamashita, Mitsuhiko   Mgmt   For   For
Elect Director Imazu, Hidetoshi   Mgmt   For   For
Elect Director Greg Kelly   Mgmt   For   For
Elect Director Jean-Baptiste Duzan   Mgmt   For   For
Elect Director Nakamura, Katsumi   Mgmt   For   For
Approve Stock Appreciation Rights Plan for Directors   Mgmt   For   For

Apogee Enterprises, Inc.

 

Meeting Date:    26-Jun-13    Country:    USA    Security ID:    037598109
Record Date:    03-May-13    Meeting Type:    Annual    Ticker:    APOG

 

CUSIP: 037598109    ISIN: US0375981091    SEDOL: 2046176

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jerome L. Davis   Mgmt   For   For
Elect Director Sara L. Hays   Mgmt   For   For
Elect Director Richard V. Reynolds   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Takeda Pharmaceutical Co. Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J8129E108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4502

 

CUSIP: J8129E108    ISIN: JP3463000004    SEDOL: 6870445

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 90   Mgmt   For   For
Elect Director Hasegawa, Yasuchika   Mgmt   For   For
Elect Director Yamanaka, Yasuhiko   Mgmt   For   For
Elect Director Frank Morich   Mgmt   For   For
Elect Director Yamada, Tadataka   Mgmt   For   For
Elect Director Iwasaki, Masato   Mgmt   For   For
Elect Director Sudo, Fumio   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Honda, Shinji   Mgmt   For   For
Appoint Statutory Auditor Kuniya, Shiro   Mgmt   For   Against
Appoint Alternate Statutory Auditor Kuroda, Katsushi   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Coinstar, Inc.

 

Meeting Date:    27-Jun-13    Country:    USA    Security ID:    19259P300
Record Date:    29-Apr-13    Meeting Type:    Annual    Ticker:    CSTR

 

CUSIP: 19259P300    ISIN: US19259P3001    SEDOL: 2037567

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nora M. Denzel   Mgmt   For   For
Elect Director Ronald B. Woodard   Mgmt   For   For
Change Company Name   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Fanuc Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J13440102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6954

 

CUSIP: J13440102    ISIN: JP3802400006    SEDOL: 6356934

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 82.04   Mgmt   For   For
Amend Articles To Authorize Public Announcements in Electronic Format - Indemnify Directors - Increase Maximum Board Size   Mgmt   For   For
Elect Director Inaba, Yoshiharu   Mgmt   For   For
Elect Director Yamaguchi, Kenji   Mgmt   For   For
Elect Director Gonda, Yoshihiro   Mgmt   For   For

Elect Director Richard E. Schneider   Mgmt   For   For
Elect Director Uchida, Hiroyuki   Mgmt   For   For
Elect Director Kosaka, Tetsuya   Mgmt   For   For
Elect Director Matsubara, Shunsuke   Mgmt   For   For
Elect Director Kohari, Katsuo   Mgmt   For   For
Elect Director Okada, Toshiya   Mgmt   For   For
Elect Director Hiramoto, Kazuyuki   Mgmt   For   For
Elect Director Olaf C. Gehrels   Mgmt   For   For
Elect Director Aoyama, Kazunari   Mgmt   For   For
Elect Director Ito, Takayuki   Mgmt   For   For
Elect Director Yamada, Yuusaku   Mgmt   For   For
Elect Director Hishikawa, Tetsuo   Mgmt   For   For
Elect Director Noda, Hiroshi   Mgmt   For   For
Elect Director Inaba, Kiyonori   Mgmt   For   For
Elect Director Ono, Masato   Mgmt   For   For

Mitsubishi Electric Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J43873116
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6503

 

CUSIP: J43873116    ISIN: JP3902400005    SEDOL: 6597045

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Shimomura, Setsuhiro   Mgmt   For   For
Elect Director Yamanishi, Kenichiro   Mgmt   For   For
Elect Director Yoshimatsu, Hiroki   Mgmt   For   For
Elect Director Hashimoto, Noritomo   Mgmt   For   For
Elect Director Fujimoto, Ryosuke   Mgmt   For   Against
Elect Director Okuma, Nobuyuki   Mgmt   For   For
Elect Director Matsuyama, Akihiro   Mgmt   For   For

Elect Director Sasaki, Mikio   Mgmt   For   Against
Elect Director Miki, Shigemitsu   Mgmt   For   Against
Elect Director Makino, Fujiatsu   Mgmt   For   Against
Elect Director Yabunaka, Mitoji   Mgmt   For   For
Elect Director Obayashi, Hiroshi   Mgmt   For   For

Mitsubishi UFJ Financial Group

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J44497105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8306

 

CUSIP: J44497105    ISIN: JP3902900004    SEDOL: 6335171

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 7   Mgmt   For   For

Amend Articles To Amend Provisions on Preferred Shares to Comply with Basel III - Remove Provisions on Class 3 Preferred Shares to Reflect Cancellation   Mgmt   For   For
Elect Director Okihara, Takamune   Mgmt   For   For
Elect Director Wakabayashi, Tatsuo   Mgmt   For   For
Elect Director Hirano, Nobuyuki   Mgmt   For   For
Elect Director Tanaka, Masaaki   Mgmt   For   For
Elect Director Yuuki, Taihei   Mgmt   For   For
Elect Director Hamakawa, Ichiro   Mgmt   For   For
Elect Director Kagawa, Akihiko   Mgmt   For   For
Elect Director Toyoizumi, Toshiro   Mgmt   For   For
Elect Director Okamoto, Junichi   Mgmt   For   For
Elect Director Araki, Saburo   Mgmt   For   For
Elect Director Noguchi, Hiroyuki   Mgmt   For   For
Elect Director Tokunari, Muneaki   Mgmt   For   For
Elect Director Araki, Ryuuji   Mgmt   For   For

Elect Director Watanabe, Kazuhiro   Mgmt   For   For
Elect Director Kawamoto, Yuuko   Mgmt   For   For
Appoint Statutory Auditor Mikumo, Takashi   Mgmt   For   For
Appoint Statutory Auditor Okamoto, Kunie   Mgmt   For   Against
Appoint Statutory Auditor Ikeda, Yasushi   Mgmt   For   For
Appoint Statutory Auditor Kojima, Hideo   Mgmt   For   For

Amend Deep Discount Stock Option Plan Approved at 2007 AGM and Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors   Mgmt   For   For

Sumitomo Mitsui Financial Group, Inc.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J7771X109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8316

 

CUSIP: J7771X109    ISIN: JP3890350006    SEDOL: 6563024

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 70   Mgmt   For   For
Amend Articles To Remove Provisions on Class 6 Preferred Shares - Amend Provisions on Preferred Shares to Comply with Basel III   Mgmt   For   For

Elect Director Oku, Masayuki   Mgmt   For   For
Elect Director Kunibe, Takeshi   Mgmt   For   For
Elect Director Kubo, Ken   Mgmt   For   For
Elect Director Ito, Yuujiro   Mgmt   For   For
Elect Director Fuchizaki, Masahiro   Mgmt   For   For
Elect Director Narita, Manabu   Mgmt   For   For
Elect Director Ogino, Kozo   Mgmt   For   For
Elect Director Iwamoto, Shigeru   Mgmt   For   For
Elect Director Nomura, Kuniaki   Mgmt   For   For
Appoint Statutory Auditor Minami, Koichi   Mgmt   For   For
Appoint Statutory Auditor Uno, Ikuo   Mgmt   For   Against
Appoint Statutory Auditor Ito, Satoshi   Mgmt   For   Against
Appoint Alternate Statutory Auditor Tsunoda, Daiken   Mgmt   For   For

Medivation, Inc.

 

Meeting Date:    28-Jun-13    Country:    USA    Security ID:    58501N101
Record Date:    29-Apr-13    Meeting Type:    Annual    Ticker:    MDVN

 

CUSIP: 58501N101    ISIN: US58501N1019    SEDOL: B033T75

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel D. Adams   Mgmt   For   For
Elect Director Kim D. Blickenstaff   Mgmt   For   For
Elect Director Kathryn E. Falberg   Mgmt   For   For
Elect Director Dawn Graham   Mgmt   For   For
Elect Director David T. Hung   Mgmt   For   For
Elect Director W. Anthony Vernon   Mgmt   For   For
Elect Director Wendy L. Yarno   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Tesco plc

 

Meeting Date:    28-Jun-13    Country:    United Kingdom    Security ID:    G87621101
Record Date:    26-Jun-13    Meeting Type:    Annual    Ticker:    TSCO

 

CUSIP: G87621101    ISIN: GB0008847096    SEDOL: 0884709

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Olivia Garfield as Director   Mgmt   For   For
Re-elect Sir Richard Broadbent as Director   Mgmt   For   For
Re-elect Philip Clarke as Director   Mgmt   For   For
Re-elect Gareth Bullock as Director   Mgmt   For   For
Re-elect Patrick Cescau as Director   Mgmt   For   For
Re-elect Stuart Chambers as Director   Mgmt   For   For
Re-elect Ken Hanna as Director   Mgmt   For   For
Re-elect Laurie Mcllwee as Director   Mgmt   For   For
Re-elect Deanna Oppenheimer as Director   Mgmt   For   For
Re-elect Jacqueline Tammenoms Bakker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

 

db X-trackers In-Target Date Fund (Formerly db-X In-Target Date Fund)

Catalyst Health Solutions, Inc.

 

Meeting Date:    02-Jul-12    Country:    USA    Security ID:    14888B103
Record Date:    31-May-12    Meeting Type:    Special    Ticker:    CHSI

 

CUSIP: 14888B103    ISIN: US14888B1035    SEDOL: 2507781

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

The Coca-Cola Company

 

Meeting Date:    10-Jul-12    Country:    USA    Security ID:    191216100
Record Date:    21-May-12    Meeting Type:    Special    Ticker:    KO

 

CUSIP: 191216100    ISIN: US1912161007    SEDOL: 2206657

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Stock Split   Mgmt   For   For

Vantage Drilling Company

 

Meeting Date:    10-Jul-12    Country:    Cayman Islands    Security ID:    G93205113
Record Date:    21-May-12    Meeting Type:    Annual    Ticker:    VTG

 

CUSIP: G93205113    ISIN: KYG932051132    SEDOL: B39YS98

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Paul A. Bragg as Director   Mgmt   For   For
Elect Steven Bradshaw as Director   Mgmt   For   For
Elect Jorge E. Estrada as Director   Mgmt   For   For
Elect Robert F. Grantham as Director   Mgmt   For   For
Elect Marcelo D. Guiscardo as Director   Mgmt   For   For
Elect Ong Tian Khiam as Director   Mgmt   For   For
Elect Duke R. Ligon as Director   Mgmt   For   For
Elect John C.G. O’Leary as Director   Mgmt   For   For
Elect Steinar Thomassen as Director   Mgmt   For   For
Increase Authorized Common Stock to 500 Million Ordinary Shares   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Steelcase Inc.

 

Meeting Date:    11-Jul-12    Country:    USA    Security ID:    858155203
Record Date:    14-May-12    Meeting Type:    Annual    Ticker:    SCS

 

CUSIP: 858155203    ISIN: US8581552036    SEDOL: 2150420

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William P. Crawford   Mgmt   For   For
Elect Director R. David Hoover   Mgmt   For   For
Elect Director Elizabeth Valk Long   Mgmt   For   For
Elect Director Robert C. Pew III   Mgmt   For   For
Elect Director P. Craig Welch, Jr.   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Yahoo! Inc.

 

Meeting Date:    12-Jul-12    Country:    USA    Security ID:    984332106
Record Date:    17-May-12    Meeting Type:    Annual    Ticker:    YHOO

 

CUSIP: 984332106    ISIN: US9843321061    SEDOL: 2986539

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alfred J. Amoroso   Mgmt   For   For
Elect Director John D. Hayes   Mgmt   For   For
Elect Director Susan M. James   Mgmt   For   For
Elect Director David W. Kenny   Mgmt   For   For
Elect Director Peter Liguori   Mgmt   For   For
Elect Director Daniel S. Loeb   Mgmt   For   For

Elect Director Thomas J. McInerney   Mgmt   For   For
Elect Director Brad D. Smith   Mgmt   For   For
Elect Director Maynard G. Webb, Jr.   Mgmt   For   For
Elect Director Harry J. Wilson   Mgmt   For   For
Elect Director Michael J. Wolf   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Non-Employee Director Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Eni Spa

 

Meeting Date:    16-Jul-12    Country:    Italy    Security ID:    T3643A145
Record Date:    05-Jul-12    Meeting Type:    Special    Ticker:    ENI

 

CUSIP: T3643A145    ISIN: IT0003132476    SEDOL: 7145056

Proposal   Proponent   Mgmt Rec   Vote Instruction
Extraordinary Business   Mgmt    
Approve Elimination of Shares’ Par Value and Cancellation of Treasury Shares   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Share Repurchase Program   Mgmt   For   For

Triumph Group, Inc.

 

Meeting Date:    19-Jul-12    Country:    USA    Security ID:    896818101
Record Date:    31-May-12    Meeting Type:    Annual    Ticker:    TGI

 

CUSIP: 896818101    ISIN: US8968181011    SEDOL: 2893071

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul Bourgon   Mgmt   For   For
Elect Director Elmer L. Doty   Mgmt   For   For
Elect Director Ralph E. Eberhart   Mgmt   For   For
Elect Director Jeffry D. Frisby   Mgmt   For   For
Elect Director Richard C. Gozon   Mgmt   For   For
Elect Director Richard C. Ill   Mgmt   For   For
Elect Director Adam J. Palmer   Mgmt   For   For
Elect Director Joseph M. Silvestri   Mgmt   For   For
Elect Director George Simpson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Eliminate Cumulative Voting   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Vodafone Group plc

 

Meeting Date:    24-Jul-12    Country:    United Kingdom    Security ID:    G93882135
Record Date:    20-Jul-12    Meeting Type:    Annual    Ticker:    VOD

 

CUSIP: G93882135    ISIN: GB00B16GWD56    SEDOL: B16GWD5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Vittorio Colao as Director   Mgmt   For   For
Re-elect Andy Halford as Director   Mgmt   For   For
Re-elect Stephen Pusey as Director   Mgmt   For   For
Re-elect Renee James as Director   Mgmt   For   For

Re-elect Alan Jebson as Director   Mgmt   For   For
Re-elect Samuel Jonah as Director   Mgmt   For   For
Re-elect Nick Land as Director   Mgmt   For   For
Re-elect Anne Lauvergeon as Director   Mgmt   For   For
Re-elect Luc Vandevelde as Director   Mgmt   For   For
Re-elect Anthony Watson as Director   Mgmt   For   For
Re-elect Philip Yea as Director   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For

Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit and Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

EnerSys

 

Meeting Date:    26-Jul-12    Country:    USA    Security ID:    29275Y102
Record Date:    06-Jun-12    Meeting Type:    Annual    Ticker:    ENS

 

CUSIP: 29275Y102    ISIN: US29275Y1029    SEDOL: B020GQ5

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Hwan-yoon F. Chung   Mgmt   For   For
Elect Director Arthur T. Katsaros   Mgmt   For   For
Elect Director Robert Magnus   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

National Grid plc

 

Meeting Date:    30-Jul-12    Country:    United Kingdom    Security ID:    G6375K151
Record Date:    28-Jul-12    Meeting Type:    Annual    Ticker:    NG.

 

CUSIP: G6375K151    ISIN: GB00B08SNH34    SEDOL: B08SNH3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Sir Peter Gershon as Director   Mgmt   For   For
Re-elect Steve Holliday as Director   Mgmt   For   For
Re-elect Andrew Bonfield as Director   Mgmt   For   For
Re-elect Tom King as Director   Mgmt   For   For
Re-elect Nick Winser as Director   Mgmt   For   For
Re-elect Ken Harvey as Director   Mgmt   For   For
Re-elect Linda Adamany as Director   Mgmt   For   For
Re-elect Philip Aiken as Director   Mgmt   For   For
Elect Nora Brownell as Director   Mgmt   For   For
Elect Paul Golby as Director   Mgmt   For   For
Elect Ruth Kelly as Director   Mgmt   For   For

Re-elect Maria Richter as Director   Mgmt   For   For
Re-elect George Rose as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

The J. M. Smucker Company

 

Meeting Date:    15-Aug-12    Country:    USA    Security ID:    832696405
Record Date:    18-Jun-12    Meeting Type:    Annual    Ticker:    SJM

 

CUSIP: 832696405    ISIN: US8326964058    SEDOL: 2951452

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul J. Dolan   Mgmt   For   For
Elect Director Nancy Lopez Knight   Mgmt   For   For
Elect Director Gary A. Oatey   Mgmt   For   For
Elect Director Alex Shumate   Mgmt   For   For
Elect Director Timothy P. Smucker   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   SH   Against   For
Prepare Coffee Sustainability Plan   SH   Against   Against

Ariba, Inc.

 

Meeting Date:    29-Aug-12    Country:    USA    Security ID:    04033V203
Record Date:    19-Jul-12    Meeting Type:    Special    Ticker:    ARBA

 

CUSIP: 04033V203    ISIN: US04033V2034    SEDOL: B01RQB2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

Apollo Investment Corporation

 

Meeting Date:    05-Sep-12    Country:    USA    Security ID:    03761U106
Record Date:    13-Jun-12    Meeting Type:    Annual    Ticker:    AINV

 

CUSIP: 03761U106    ISIN: US03761U1060    SEDOL: B00NWP7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John J. Hannan   Mgmt   For   For
Elect Director James C. Zelter   Mgmt   For   For
Elect Director Ashok N. Bakhru   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Issuance of Shares Below Net Asset Value (NAV)   Mgmt   For   For

ASML Holding NV

 

Meeting Date:    07-Sep-12    Country:    Netherlands    Security ID:    N07059178
Record Date:    10-Aug-12    Meeting Type:    Special    Ticker:    ASML

 

CUSIP: N07059178    ISIN: NL0006034001    SEDOL: 5949368

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    
Open Meeting   Mgmt    
Receive Announcements Re: Customer Co-Investment Program   Mgmt    
Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital Re: Customer Co-Investment Program   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 3a   Mgmt   For   For
Amend Articles to Create New Share Class: Ordinary Shares M   Mgmt   For   For
Increase Par Value per Ordinary Share   Mgmt   For   For
Approve Reduction in Share Capital by Decreasing Nominal Value per Share   Mgmt   For   For
Amend Articles Re: Consolidation of Ordinary Shares A at an Exchange Ratio   Mgmt   For   For
Amend Articles to Eliminate Two Ordinary Share Classes A and M and Convert into One Ordinary Share Class   Mgmt   For   For

Authorize each Director and any Lawyer and Paralegals from De Brauw Blackstone Westbroek NV to Execute the Notarial Deeds of Amendments   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 6c   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

Teva Pharmaceutical Industries Ltd.

 

Meeting Date:    12-Sep-12    Country:    Israel    Security ID:    M8769Q102
Record Date:    13-Aug-12    Meeting Type:    Annual    Ticker:    TEVA

 

CUSIP: M8769Q102    ISIN: IL0006290147    SEDOL: 6882172

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive and Discuss Consolidated Balance Sheet as of Dec. 31, 2011 and Consolidated Income Statements for 2011   Mgmt    
Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share   Mgmt   For   For
Reelect Phillip Frost as Director   Mgmt   For   For
Reelect Roger Abravanel as Director   Mgmt   For   For
Elect Galia Maor as Director   Mgmt   For   For
Reelect Richard A. Lerner as Director   Mgmt   For   For
Reelect Erez Vigodman as Director   Mgmt   For   For

Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee   Mgmt   For   For
Approve Annual Fee and Reimbursement of Expenses of Chairman   Mgmt   For   For
Approve Annual Fee and Reimbursement of Expenses of Vice Chairman   Mgmt   For   For
Approve Certain Amendments to Articles of Association   Mgmt   For   For
Approve Indemnification and Release Agreements for Directors of the Company   Mgmt   For   For
Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firmof the Company and Authorize Board To Determine Its Compensation   Mgmt   For   For

Measurement Specialties, Inc.

 

Meeting Date:    13-Sep-12    Country:    USA    Security ID:    583421102
Record Date:    20-Jul-12    Meeting Type:    Annual    Ticker:    MEAS

 

CUSIP: 583421102    ISIN: US5834211022    SEDOL: 2572358

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director R. Barry Uber   Mgmt   For   For
Elect Director Satish Rishi   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

NIKE, Inc.

 

Meeting Date:    20-Sep-12    Country:    USA    Security ID:    654106103
Record Date:    23-Jul-12    Meeting Type:    Annual    Ticker:    NKE

 

CUSIP: 654106103    ISIN: US6541061031    SEDOL: 2640147

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan B. Graf, Jr.   Mgmt   For   For
Elect Director John C. Lechleiter   Mgmt   For   For
Elect Director Phyllis M. Wise   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   Against

ViaSat, Inc.

 

Meeting Date:    20-Sep-12    Country:    USA    Security ID:    92552V100
Record Date:    23-Jul-12    Meeting Type:    Annual    Ticker:    VSAT

 

CUSIP: 92552V100    ISIN: US92552V1008    SEDOL: 2946243

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert Johnson   Mgmt   For   For
Elect Director John Stenbit   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against

Golar LNG Ltd

 

Meeting Date:    21-Sep-12    Country:    Bermuda    Security ID:    G9456A100
Record Date:    16-Jul-12    Meeting Type:    Annual    Ticker:    GOL

 

CUSIP: G9456A100    ISIN: BMG9456A1009    SEDOL: 7139695

Proposal   Proponent   Mgmt Rec   Vote Instruction
Reelect John Fredriksen as Director   Mgmt   For   Against
Reelect Kate Blankenship as Director   Mgmt   For   For
Reelect Hans Petter Aas as Director   Mgmt   For   For
Reelect Kathrine Fredriksen as Director   Mgmt   For   Against
Reelect Tor Olav Troim as Director   Mgmt   For   Against
Reappoint PricewaterhouseCoopers of London, England as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For

FedEx Corporation

 

Meeting Date:    24-Sep-12    Country:    USA    Security ID:    31428X106
Record Date:    30-Jul-12    Meeting Type:    Annual    Ticker:    FDX

 

CUSIP: 31428X106    ISIN: US31428X1063    SEDOL: 2142784

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James L. Barksdale   Mgmt   For   Against
Elect Director John A. Edwardson   Mgmt   For   For
Elect Director Shirley Ann Jackson   Mgmt   For   Against
Elect Director Steven R. Loranger   Mgmt   For   Against
Elect Director Gary W. Loveman   Mgmt   For   For
Elect Director R. Brad Martin   Mgmt   For   Against
Elect Director Joshua Cooper Ramo   Mgmt   For   For
Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Frederick W. Smith   Mgmt   For   For
Elect Director Joshua I. Smith   Mgmt   For   For

Elect Director David P. Steiner   Mgmt   For   For
Elect Director Paul S. Walsh   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Political Contributions   SH   Against   Against

Gaylord Entertainment Company

 

Meeting Date:    25-Sep-12    Country:    USA    Security ID:    367905106
Record Date:    08-Aug-12    Meeting Type:    Special    Ticker:    GET

 

CUSIP: 367905106    ISIN: US3679051066    SEDOL: 2103576

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Reorganization Plan   Mgmt   For   For
Authorize the Potential Issuance of Additional Common Stock in Compliance of Listing Rules   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Smith & Wesson Holding Corporation

 

Meeting Date:    01-Oct-12    Country:    USA    Security ID:    831756101
Record Date:    06-Aug-12    Meeting Type:    Annual    Ticker:    SWHC

 

CUSIP: 831756101    ISIN: US8317561012    SEDOL: 2568164

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barry M. Monheit   Mgmt   For   For
Elect Director Robert L. Scott   Mgmt   For   For

Elect Director Michael F. Golden   Mgmt   For   For
Elect Director Robert H. Brust   Mgmt   For   For
Elect Director P. James Debney   Mgmt   For   For
Elect Director John B. Furman   Mgmt   For   For
Elect Director Mitchell A. Saltz   Mgmt   For   For
Elect Director I. Marie Wadecki   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Procter & Gamble Company

 

Meeting Date:    09-Oct-12    Country:    USA    Security ID:    742718109
Record Date:    10-Aug-12    Meeting Type:    Annual    Ticker:    PG

 

CUSIP: 742718109    ISIN: US7427181091    SEDOL: 2704407

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Angela F. Braly   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Scott D. Cook   Mgmt   For   For
Elect Director Susan Desmond-Hellmann   Mgmt   For   For
Elect Director Robert A. McDonald   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director Johnathan A. Rodgers   Mgmt   For   For

Elect Director Margaret C. Whitman   Mgmt   For   For
Elect Director Mary Agnes Wilderotter   Mgmt   For   For
Elect Director Patricia A. Woertz   Mgmt   For   For
Elect Director Ernesto Zedillo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote   SH   Against   Against
Report on Adopting Extended Producer Responsibility Policy   SH   Against   Against
Reduce Supermajority Vote Requirement   SH   Against   For

Ruby Tuesday, Inc.

 

Meeting Date:    10-Oct-12    Country:    USA    Security ID:    781182100
Record Date:    13-Aug-12    Meeting Type:    Annual    Ticker:    RT

 

CUSIP: 781182100    ISIN: US7811821005    SEDOL: 2757616

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director F. Lane Cardwell, Jr   Mgmt   For   For
Elect Director Kevin T. Clayton   Mgmt   For   For
Elect Director Jeffrey J. O’Neill   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CSL Ltd.

 

Meeting Date:    17-Oct-12    Country:    Australia    Security ID:    Q3018U109
Record Date:    15-Oct-12    Meeting Type:    Annual    Ticker:    CSL

 

CUSIP: Q3018U109    ISIN: AU000000CSL8    SEDOL: 6185495

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Maurice Renshaw as a Director   Mgmt   For   For
Elect David Anstice as a Director   Mgmt   For   For
Approve the Adoption of Remuneration Report   Mgmt   For   For
Approve the Adoption of a New Constitution   Mgmt   For   For
Amend the Company’s Constitution to Insert Proportional Takeover Provisions in the New Constitution   Mgmt   For   For
Amend the Company’s Constitution to Re-Insert Proportional Takeover Provisions in the Existing Constitution   Mgmt   For   For

Diageo plc

 

Meeting Date:    17-Oct-12    Country:    United Kingdom    Security ID:    G42089113
Record Date:    15-Oct-12    Meeting Type:    Annual    Ticker:    DGE

 

CUSIP: G42089113    ISIN: GB0002374006    SEDOL: 0237400

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Peggy Bruzelius as Director   Mgmt   For   For
Re-elect Laurence Danon as Director   Mgmt   For   For
Re-elect Lord Davies of Abersoch as Director   Mgmt   For   For
Re-elect Betsy Holden as Director   Mgmt   For   For
Re-elect Dr Franz Humer as Director   Mgmt   For   For
Re-elect Deirdre Mahlan as Director   Mgmt   For   For
Re-elect Philip Scott as Director   Mgmt   For   For
Re-elect Todd Stitzer as Director   Mgmt   For   For

Re-elect Paul Walsh as Director   Mgmt   For   For
Elect Ho KwonPing as Director   Mgmt   For   For
Elect Ivan Menezes as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

BHP Billiton plc

 

Meeting Date:    25-Oct-12    Country:    United Kingdom    Security ID:    G10877101
Record Date:    23-Oct-12    Meeting Type:    Annual    Ticker:    BLT

 

CUSIP: G10877101    ISIN: GB0000566504    SEDOL: 0056650

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Elect Pat Davies as Director   Mgmt   For   For
Re-elect Malcolm Broomhead as Director   Mgmt   For   For
Re-elect Sir John Buchanan as Director   Mgmt   For   For
Re-elect Carlos Cordeiro as Director   Mgmt   For   For
Re-elect David Crawford as Director   Mgmt   For   For
Re-elect Carolyn Hewson as Director   Mgmt   For   For
Re-elect Marius Kloppers as Director   Mgmt   For   For
Re-elect Lindsay Maxsted as Director   Mgmt   For   For
Re-elect Wayne Murdy as Director   Mgmt   For   For

Re-elect Keith Rumble as Director   Mgmt   For   For
Re-elect John Schubert as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect Jac Nasser as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve the Grant of Long-Term Incentive Performance Shares to Marius Kloppers   Mgmt   For   For

Eaton Corporation

 

Meeting Date:    26-Oct-12    Country:    USA    Security ID:    278058102
Record Date:    13-Sep-12    Meeting Type:    Special    Ticker:    ETN

 

CUSIP: 278058102    ISIN: US2780581029    SEDOL: 2300883

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Approve Reduction of Capital of New Eaton to Allow Creation of Distributable Reserves of New Eaton which are Required Under Irish Law to Allow New Eaton to Make Distributions and to Pay Dividends and Repurchase or Redeem Shares   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Commonwealth Bank Of Australia

 

Meeting Date:    30-Oct-12    Country:    Australia    Security ID:    Q26915100
Record Date:    28-Oct-12    Meeting Type:    Annual    Ticker:    CBA

 

CUSIP: Q26915100    ISIN: AU000000CBA7    SEDOL: 6215035

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proposals for Ordinary Shareholders   Mgmt    
Elect David Turner as a Director   Mgmt   For   For
Elect Carolyn Kay as a Director   Mgmt   For   For
Elect Harrison Young as a Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 78,681 Reward Rights to Ian Mark Narev, CEO and Managing Director of the Company   Mgmt   For   For
Management Proposal for Ordinary Shareholders and Holders of PERLS IV Stapled Securities   Mgmt    
Approve the Selective Buyback of Up to 100 Percent of the Preference Shares that Form Part of the Perpetual Exchangeable Resaleable Listed Securities   Mgmt   For   For

Energy XXI (Bermuda) Limited

 

Meeting Date:    06-Nov-12    Country:    Bermuda    Security ID:    G10082140
Record Date:    17-Sep-12    Meeting Type:    Annual    Ticker:    5E3B

 

CUSIP: N/A    ISIN: BMG100821401    SEDOL: B2QVPS3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Paul Davison as Director   Mgmt   For   For
Elect Hill Feinberg as Director   Mgmt   For   For
Approve UHY LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Meredith Corporation

 

Meeting Date:    07-Nov-12    Country:    USA    Security ID:    589433101
Record Date:    06-Sep-12    Meeting Type:    Annual    Ticker:    MDP

 

CUSIP: 589433101    ISIN: US5894331017    SEDOL: 2578516

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James R. Craigie   Mgmt   For   For
Elect Director Frederick B. Henry   Mgmt   For   For
Elect Director Joel W. Johnson   Mgmt   For   For
Elect Director Donald C. Berg   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Pharmacyclics, Inc.

 

Meeting Date:    09-Nov-12    Country:    USA    Security ID:    716933106
Record Date:    12-Sep-12    Meeting Type:    Annual    Ticker:    PCYC

 

CUSIP: 716933106    ISIN: US7169331060    SEDOL: 2689690

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert F. Booth   Mgmt   For   For
Elect Director Kenneth A. Clark   Mgmt   For   For
Elect Director Robert W. Duggan   Mgmt   For   For
Elect Director Eric H. Halvorson   Mgmt   For   For
Elect Director Minesh P. Mehta   Mgmt   For   For
Elect Director David D. Smith   Mgmt   For   For
Elect Director Richard A. van den Broek   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

JDA Software Group, Inc.

 

Meeting Date:    13-Nov-12    Country:    USA    Security ID:    46612K108
Record Date:    21-Sep-12    Meeting Type:    Annual    Ticker:    JDAS

 

CUSIP: 46612K108    ISIN: US46612K1088    SEDOL: 2478478

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Michael Gullard   Mgmt   For   For
Elect Director Richard Haddrill   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Restricted Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Jack Henry & Associates, Inc.

 

Meeting Date:    14-Nov-12    Country:    USA    Security ID:    426281101
Record Date:    20-Sep-12    Meeting Type:    Annual    Ticker:    JKHY

 

CUSIP: 426281101    ISIN: US4262811015    SEDOL: 2469193

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jerry D. Hall   Mgmt   For   For
Elect Director Matthew C. Flanigan   Mgmt   For   For
Elect Director Wesley A. Brown   Mgmt   For   For
Elect Director Marla K. Shepard   Mgmt   For   For
Elect Director John F. Prim   Mgmt   For   For
Elect Director Thomas H. Wilson, Jr.   Mgmt   For   For
Elect Director Jacque R. Fiegel   Mgmt   For   For

Elect Director Thomas A. Wimsett   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cisco Systems, Inc.

 

Meeting Date:    15-Nov-12    Country:    USA    Security ID:    17275R102
Record Date:    17-Sep-12    Meeting Type:    Annual    Ticker:    CSCO

 

CUSIP: 17275R102    ISIN: US17275R1023    SEDOL: 2198163

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Carol A. Bartz   Mgmt   For   For
Elect Director Marc Benioff   Mgmt   For   For

Elect Director M. Michele Burns   Mgmt   For   For
Elect Director Michael D. Capellas   Mgmt   For   For
Elect Director Larry R. Carter   Mgmt   For   For
Elect Director John T. Chambers   Mgmt   For   For
Elect Director Brian L. Halla   Mgmt   For   For
Elect Director John L. Hennessy   Mgmt   For   For
Elect Director Kristina M. Johnson   Mgmt   For   For
Elect Director Richard M. Kovacevich   Mgmt   For   For
Elect Director Roderick C. McGeary   Mgmt   For   For
Elect Director Arun Sarin   Mgmt   For   For
Elect Director Steven M. West   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Eliminating Conflict Minerals from Supply Chain   SH   Against   Against

The Hain Celestial Group, Inc.

 

Meeting Date:    15-Nov-12    Country:    USA    Security ID:    405217100
Record Date:    20-Sep-12    Meeting Type:    Annual    Ticker:    HAIN

 

CUSIP: 405217100    ISIN: US4052171000    SEDOL: 2492337

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Irwin D. Simon   Mgmt   For   For
Elect Director Richard C. Berke   Mgmt   For   For
Elect Director Jack Futterman   Mgmt   For   For
Elect Director Marina Hahn   Mgmt   For   For
Elect Director Andrew R. Heyer   Mgmt   For   For

Elect Director Brett Icahn   Mgmt   For   For
Elect Director Roger Meltzer   Mgmt   For   For
Elect Director Scott M. O’Neil   Mgmt   For   For
Elect Director David Schechter   Mgmt   For   For
Elect Director Lawrence S. Zilavy   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Xstrata plc

 

Meeting Date:    20-Nov-12    Country:    United Kingdom    Security ID:    G9826T102
Record Date:    16-Nov-12    Meeting Type:    Special    Ticker:    XTA

 

CUSIP: G9826T102    ISIN: GB0031411001    SEDOL: 3141100

Proposal   Proponent   Mgmt Rec   Vote Instruction
Further General Meeting (This is a Third Call of the General Meeting Originally Convened on 12 July 2012 Which Has Been Adjourned)   Mgmt    
Approve Matters Relating to Merger with Glencore International plc   Mgmt   For   For
Approve the Revised Management Incentive Arrangements and the Revised New Xstrata 2012 Plan   Mgmt   For   Against

Xstrata plc

 

Meeting Date:    20-Nov-12    Country:    United Kingdom    Security ID:    G9826T102
Record Date:    16-Nov-12    Meeting Type:    Court    Ticker:    XTA

 

CUSIP: G9826T102    ISIN: GB0031411001    SEDOL: 3141100

Proposal   Proponent   Mgmt Rec   Vote Instruction
New Court Meeting (This is a Third Call of the Court Meeting Originally Convened on 12 July 2012 Which Has Been Adjourned)   Mgmt    
Approve Scheme of Arrangement Subject to the Revised Management Incentive Arrangements Resolution Being Passed   Mgmt   For   For
Approve Scheme of Arrangement Subject to the Revised Management Incentive Arrangements Resolution Not Being Passed   Mgmt   Against   For

Woolworths Ltd.

 

Meeting Date:    22-Nov-12    Country:    Australia    Security ID:    Q98418108
Record Date:    20-Nov-12    Meeting Type:    Annual    Ticker:    WOW

 

CUSIP: Q98418108    ISIN: AU000000WOW2    SEDOL: 6981239

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect John Frederick Astbury as a Director   Mgmt   For   For
Elect Thomas William Pockett as a Director   Mgmt   For   For
Elect Christine Cross as a Director   Mgmt   For   For
Elect Allan Douglas Mackay as a Director   Mgmt   For   For
Elect Michael James Ullmer as a Director   Mgmt   For   For
Approve the Grant of 122,470 Performance Rights to Grant O’Brien, Managing Director and Chief Executive Officer of the Company   Mgmt   For   For

Approve the Grant of 88,401 Performance Rights to Tom Pockett, Finance Director of the Company   Mgmt   For   For
Approve the Renewal of the Proportional Takeover Provisions   Mgmt   For   For
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Reduction of Share Capital   Mgmt   For   For

Woolworths Ltd.

 

Meeting Date:    22-Nov-12    Country:    Australia    Security ID:    Q98418108
Record Date:    20-Nov-12    Meeting Type:    Special    Ticker:    WOW

 

CUSIP: Q98418108    ISIN: AU000000WOW2    SEDOL: 6981239

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Shareholder Proposal   Mgmt    
Approve the Amendments to the Company’s Constitution   SH   Against   Against

Microsoft Corporation

 

Meeting Date:    28-Nov-12    Country:    USA    Security ID:    594918104
Record Date:    14-Sep-12    Meeting Type:    Annual    Ticker:    MSFT

 

CUSIP: 594918104    ISIN: US5949181045    SEDOL: 2588173

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven A. Ballmer   Mgmt   For   For
Elect Director Dina Dublon   Mgmt   For   For
Elect Director William H. Gates, III   Mgmt   For   For

Elect Director Maria M. Klawe   Mgmt   For   For
Elect Director Stephen J. Luczo   Mgmt   For   For
Elect Director David F. Marquardt   Mgmt   For   For
Elect Director Charles H. Noski   Mgmt   For   For
Elect Director Helmut Panke   Mgmt   For   For
Elect Director John W. Thompson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against

BHP Billiton Limited

 

Meeting Date:    29-Nov-12    Country:    Australia    Security ID:    Q1498M100
Record Date:    27-Nov-12    Meeting Type:    Annual    Ticker:    BHP

 

CUSIP: Q1498M100    ISIN: AU000000BHP4    SEDOL: 6144690

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept the Financial Statements and Statutory Reports for BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Pat Davies as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Malcolm Broomhead as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect John Buchanan as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Carlos Cordeiro as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect David Crawford as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Carolyn Hewson as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Marius Kloppers as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For

Elect Lindsay Maxsted as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Wayne Murdy as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Keith Rumble as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect John Schubert as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Shriti Vadera as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Jac Nasser as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Appoint KPMG Audit Plc as Auditor of BHP Billiton Plc   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc for Cash   Mgmt   For   For
Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc   Mgmt   For   For

Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Long Term Incentive Performance Shares to Marius Kloppers, Executive Director of the Company   Mgmt   For   For

Accuray Incorporated

 

Meeting Date:    30-Nov-12    Country:    USA    Security ID:    004397105
Record Date:    05-Oct-12    Meeting Type:    Annual    Ticker:    ARAY

 

CUSIP: 004397105    ISIN: US0043971052    SEDOL: B1R2HW6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Elizabeth Davila   Mgmt   For   For
Elect Director Joshua H. Levine   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Finisar Corporation

 

Meeting Date:    03-Dec-12    Country:    USA    Security ID:    31787A507
Record Date:    10-Oct-12    Meeting Type:    Annual    Ticker:    FNSR

 

CUSIP: 31787A507    ISIN: US31787A5074    SEDOL: 2517832

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael C. Child   Mgmt   For   For
Elect Director Roger C. Ferguson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Aspen Technology, Inc.

 

Meeting Date:    06-Dec-12    Country:    USA    Security ID:    045327103
Record Date:    15-Oct-12    Meeting Type:    Annual    Ticker:    AZPN

 

CUSIP: 045327103    ISIN: US0453271035    SEDOL: 2051868

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark E. Fusco   Mgmt   For   Withhold
Elect Director Gary E. Haroian   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ascena Retail Group, Inc.

 

Meeting Date:    11-Dec-12    Country:    USA    Security ID:    04351G101
Record Date:    12-Oct-12    Meeting Type:    Annual    Ticker:    ASNA

 

CUSIP: 04351G101    ISIN: US04351G1013    SEDOL: B65D9Z3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Usdan   Mgmt   For   For
Elect Director Randy L. Pearce   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

United Natural Foods, Inc.

 

Meeting Date:    12-Dec-12    Country:    USA    Security ID:    911163103
Record Date:    19-Oct-12    Meeting Type:    Annual    Ticker:    UNFI

 

CUSIP: 911163103    ISIN: US9111631035    SEDOL: 2895163

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter A. Roy   Mgmt   For   For
Elect Director Richard J. Schnieders   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Declassify the Board of Directors   SH   Against   For

National Australia Bank Limited

 

Meeting Date:    13-Dec-12    Country:    Australia    Security ID:    Q65336119
Record Date:    11-Dec-12    Meeting Type:    Annual    Ticker:    NAB

 

CUSIP: Q65336119    ISIN: AU000000NAB4    SEDOL: 6624608

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Michael Chaney as a Director   Mgmt   For   For
Elect Mark Joiner as a Director   Mgmt   For   For
Elect Paul Rizzo as a Director   Mgmt   For   For
Elect John Waller as a Director   Mgmt   For   For
Approve the Grant of Performance Rights to Cameron Clyne, Group Chief Executive Officer   Mgmt   For   For
Approve the Grant of Performance Rights to Mark Joiner, Executive Director of Finance   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For

Westpac Banking Corporation

 

Meeting Date:    13-Dec-12    Country:    Australia    Security ID:    Q97417101
Record Date:    11-Dec-12    Meeting Type:    Annual    Ticker:    WBC

 

CUSIP: Q97417101    ISIN: AU000000WBC1    SEDOL: 6076146

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Elect Gordon Cairns as a Director   Mgmt   For   For
Elect Robert Elstone as a Director   Mgmt   For   For
Approve the Amendments to the Company’s Constitution Relating to Preference Shares   Mgmt   For   For
Approve the Amendments to the Company’s Constitution Relating to General Meeting, Meetings of Directors, and Other Matters   Mgmt   For   For

Australia and New Zealand Banking Group Ltd.

 

Meeting Date:    19-Dec-12    Country:    Australia    Security ID:    Q09504137
Record Date:    17-Dec-12    Meeting Type:    Annual    Ticker:    ANZ

 

CUSIP: Q09504137    ISIN: AU000000ANZ3    SEDOL: 6065586

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company   Mgmt   For   For
Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   For   For
Elect P.J. Dwyer as a Director   Mgmt   For   For
Elect J.P. Morschel as a Director   Mgmt   For   For
Elect Lee Hsien Yang as a Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect R.J. Reeves as a Director   SH   Against   Against

Fabrinet

 

Meeting Date:    20-Dec-12    Country:    Cayman Islands    Security ID:    G3323L100
Record Date:    12-Oct-12    Meeting Type:    Annual    Ticker:    FN

 

CUSIP: N/A    ISIN: KYG3323L1005    SEDOL: B4JSZL8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David T. Mitchell   Mgmt   For   For
Elect Director William J. Perry   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors   Mgmt   For   For

Robbins & Myers, Inc.

 

Meeting Date:    27-Dec-12    Country:    USA    Security ID:    770196103
Record Date:    26-Nov-12    Meeting Type:    Special    Ticker:    RBN

 

CUSIP: 770196103    ISIN: US7701961036    SEDOL: 2743206

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

Acuity Brands, Inc.

 

Meeting Date:    04-Jan-13    Country:    USA    Security ID:    00508Y102
Record Date:    07-Nov-12    Meeting Type:    Annual    Ticker:    AYI

 

CUSIP: 00508Y102    ISIN: US00508Y1029    SEDOL: 2818461

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dominic J. Pileggi   Mgmt   For   For
Elect Director George C. Guynn   Mgmt   For   For
Elect Director Vernon J. Nagel   Mgmt   For   For
Elect Director Julia B. North   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Actuant Corporation

 

Meeting Date:    15-Jan-13    Country:    USA    Security ID:    00508X203
Record Date:    15-Nov-12    Meeting Type:    Annual    Ticker:    ATU

 

CUSIP: 00508X203    ISIN: US00508X2036    SEDOL: 2716792

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert C. Arzbaecher   Mgmt   For   For
Elect Director Gurminder S. Bedi   Mgmt   For   For
Elect Director Gustav H.P. Boel   Mgmt   For   For
Elect Director Thomas J. Fischer   Mgmt   For   For
Elect Director William K. Hall   Mgmt   For   For
Elect Director R. Alan Hunter, Jr.   Mgmt   For   For
Elect Director Robert A. Peterson   Mgmt   For   For
Elect Director Holly A. Van Deursen   Mgmt   For   For
Elect Director Dennis K. Williams   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

New Jersey Resources Corporation

 

Meeting Date:    23-Jan-13    Country:    USA    Security ID:    646025106
Record Date:    27-Nov-12    Meeting Type:    Annual    Ticker:    NJR

 

CUSIP: 646025106    ISIN: US6460251068    SEDOL: 2630513

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lawrence R. Codey   Mgmt   For   For
Elect Director Laurence M. Downes   Mgmt   For   For

Elect Director Robert B. Evans   Mgmt   For   For
Elect Director Alfred C. Koeppe   Mgmt   For   For
Elect Director Sharon C. Taylor   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Siemens AG

 

Meeting Date:    23-Jan-13    Country:    Germany    Security ID:    D69671218
Record Date:       Meeting Type:    Annual    Ticker:    SIE

 

CUSIP: D69671218    ISIN: DE0007236101    SEDOL: 5727973

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 3.00 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2011/2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2011/2012   Mgmt   For   For
Ratify Ernst & Young GmbH as Auditors for Fiscal 2012   Mgmt   For   For
Reelect Josef Ackermann to the Supervisory Board   Mgmt   For   For
Reelect Gerd von Brandenstein to the Supervisory Board   Mgmt   For   For
Reelect Gerhard Cromme to the Supervisory Board   Mgmt   For   For
Reelect Michael Diekmann to the Supervisory Board   Mgmt   For   For
Reelect Hans Michael Gaul to the Supervisory Board   Mgmt   For   For

Reelect Peter Gruss to the Supervisory Board   Mgmt   For   For
Reelect Nicola Leibinger-Kammueller to the Supervisory Board   Mgmt   For   For
Elect Gerard Mestrallet to the Supervisory Board   Mgmt   For   For
Elect Gueler Sabanci to the Supervisory Board   Mgmt   For   For
Elect Werner Wenning to the Supervisory Board   Mgmt   For   For
Approve Settlement Agreement Between Siemens AG and Thomas Ganswindt Concluded on November 20/28, 2012   Mgmt   For   For
Approve Spin-Off and Takeover Agreement with Osram Licht AG   Mgmt   For   For

Woodward, Inc.

 

Meeting Date:    23-Jan-13    Country:    USA    Security ID:    980745103
Record Date:    26-Nov-12    Meeting Type:    Annual    Ticker:    WWD

 

CUSIP: 980745103    ISIN: US9807451037    SEDOL: 2948089

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James R. Rulseh   Mgmt   For   Withhold
Elect Director Gregg C. Sengstack   Mgmt   For   For
Elect Director John D. Cohn   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

D.R. Horton, Inc.

 

Meeting Date:    24-Jan-13    Country:    USA    Security ID:    23331A109
Record Date:    30-Nov-12    Meeting Type:    Annual    Ticker:    DHI

 

CUSIP: 23331A109    ISIN: US23331A1097    SEDOL: 2250687

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald R. Horton   Mgmt   For   For
Elect Director Bradley S. Anderson   Mgmt   For   For
Elect Director Michael R. Buchanan   Mgmt   For   For
Elect Director Michael W. Hewatt   Mgmt   For   For
Elect Director Bob G. Scott   Mgmt   For   For
Elect Director Donald J. Tomnitz   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

D.R. Horton, Inc.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ratify Auditors   Mgmt   For   For

Becton, Dickinson and Company

 

Meeting Date:    29-Jan-13    Country:    USA    Security ID:    075887109
Record Date:    07-Dec-12    Meeting Type:    Annual    Ticker:    BDX

 

CUSIP: 075887109    ISIN: US0758871091    SEDOL: 2087807

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Basil L. Anderson   Mgmt   For   For
Elect Director Henry P. Becton, Jr.   Mgmt   For   For
Elect Director Catherine M. Burzik   Mgmt   For   For
Elect Director Edward F. DeGraan   Mgmt   For   For
Elect Director Vincent A. Forlenza   Mgmt   For   For
Elect Director Claire M. Fraser   Mgmt   For   For
Elect Director Christopher Jones   Mgmt   For   For

Elect Director Marshall O. Larsen   Mgmt   For   For
Elect Director Adel A.F. Mahmoud   Mgmt   For   For
Elect Director Gary A. Mecklenburg   Mgmt   For   For
Elect Director James F. Orr   Mgmt   For   For
Elect Director Willard J. Overlock, Jr.   Mgmt   For   For
Elect Director Rebecca W. Rimel   Mgmt   For   For
Elect Director Bertram L. Scott   Mgmt   For   For
Elect Director Alfred Sommer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Rescind Fair Price Provision   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Imperial Tobacco Group plc

 

Meeting Date:    30-Jan-13    Country:    United Kingdom    Security ID:    G4721W102
Record Date:    28-Jan-13    Meeting Type:    Annual    Ticker:    IMT

 

CUSIP: G4721W102    ISIN: GB0004544929    SEDOL: 0454492

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Dr Ken Burnett as Director   Mgmt   For   For
Re-elect Alison Cooper as Director   Mgmt   For   For
Re-elect Robert Dyrbus as Director   Mgmt   For   For
Elect David Haines as Director   Mgmt   For   For
Re-elect Michael Herlihy as Director   Mgmt   For   For
Re-elect Susan Murray as Director   Mgmt   For   For

Re-elect Iain Napier as Director   Mgmt   For   For
Elect Matthew Phillips as Director   Mgmt   For   For
Re-elect Berge Setrakian as Director   Mgmt   For   For
Re-elect Mark Williamson as Director   Mgmt   For   For
Re-elect Malcolm Wyman as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Approve Share Matching Scheme   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Approve International Sharesave Plan   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Visa Inc.

 

Meeting Date:    30-Jan-13    Country:    USA    Security ID:    92826C839
Record Date:    04-Dec-12    Meeting Type:    Annual    Ticker:    V

 

CUSIP: 92826C839    ISIN: US92826C8394    SEDOL: B2PZN04

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gary P. Coughlan   Mgmt   For   For
Elect Director Mary B. Cranston   Mgmt   For   For
Elect Director Francisco Javier Fernandez-Carbajal   Mgmt   For   For
Elect Director Robert W. Matschullat   Mgmt   For   For
Elect Director Cathy E. Minehan   Mgmt   For   For

Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director David J. Pang   Mgmt   For   For
Elect Director Joseph W. Saunders   Mgmt   For   For
Elect Director Charles W. Scharf   Mgmt   For   For
Elect Director William S. Shanahan   Mgmt   For   For
Elect Director John A. Swainson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   Against

Monsanto Company

 

Meeting Date:    31-Jan-13    Country:    USA    Security ID:    61166W101
Record Date:    03-Dec-12    Meeting Type:    Annual    Ticker:    MON

 

CUSIP: 61166W101    ISIN: US61166W1018    SEDOL: 2654320

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Chicoine   Mgmt   For   For
Elect Director Arthur H. Harper   Mgmt   For   For
Elect Director Gwendolyn S. King   Mgmt   For   For
Elect Director Jon R. Moeller   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Report on Risk of Genetically Engineered Products   SH   Against   Against

Cheniere Energy, Inc.

 

Meeting Date:    01-Feb-13    Country:    USA    Security ID:    16411R208
Record Date:    17-Dec-12    Meeting Type:    Special    Ticker:    LNG

 

CUSIP: 16411R208    ISIN: US16411R2085    SEDOL: 2654364

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Declassify the Board of Directors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Other Business   Mgmt   For   Abstain

Emerson Electric Co.

 

Meeting Date:    05-Feb-13    Country:    USA    Security ID:    291011104
Record Date:    27-Nov-12    Meeting Type:    Annual    Ticker:    EMR

 

CUSIP: 291011104    ISIN: US2910111044    SEDOL: 2313405

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director C. A. H. Boersig   Mgmt   For   For
Elect Director J. B. Bolten   Mgmt   For   For
Elect Director M. S. Levatich   Mgmt   For   For
Elect Director R. L. Stephenson   Mgmt   For   For
Elect Director A.A. Busch, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Report on Sustainability   SH   Against   For

Compass Group plc

 

Meeting Date:    07-Feb-13    Country:    United Kingdom    Security ID:    G23296182
Record Date:    05-Feb-13    Meeting Type:    Annual    Ticker:    CPG

 

CUSIP: G23296182    ISIN: GB0005331532    SEDOL: 0533153

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Roy Gardner as Director   Mgmt   For   For
Elect Dominic Blakemore as Director   Mgmt   For   For
Re-elect Richard Cousins as Director   Mgmt   For   For

Re-elect Gary Green as Director   Mgmt   For   For
Re-elect Andrew Martin as Director   Mgmt   For   For
Re-elect John Bason as Director   Mgmt   For   For
Re-elect Sir James Crosby as Director   Mgmt   For   For
Re-elect Susan Murray as Director   Mgmt   For   For
Re-elect Don Robert as Director   Mgmt   For   For
Re-elect Sir Ian Robinson as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Amend Long Term Incentive Plan 2010   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

MICROSEMI CORPORATION

 

Meeting Date:    12-Feb-13    Country:    USA    Security ID:    595137100
Record Date:    14-Dec-12    Meeting Type:    Annual    Ticker:    MSCC

 

CUSIP: 595137100    ISIN: US5951371005    SEDOL: 2588140

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Peterson   Mgmt   For   For
Elect Director Dennis R. Leibel   Mgmt   For   For
Elect Director Thomas R. Anderson   Mgmt   For   For
Elect Director William E. Bendush   Mgmt   For   For
Elect Director Paul F. Folino   Mgmt   For   For
Elect Director William L. Healey   Mgmt   For   For
Elect Director Matthew E. Massengill   Mgmt   For   For

Elect Director James V. Mazzo   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Warnaco Group, Inc.

 

Meeting Date:    13-Feb-13    Country:    USA    Security ID:    934390402
Record Date:    14-Jan-13    Meeting Type:    Special    Ticker:    WRC

 

CUSIP: 934390402    ISIN: US9343904028    SEDOL: 2352668

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Avanir Pharmaceuticals, Inc.

 

Meeting Date:    14-Feb-13    Country:    USA    Security ID:    05348P401
Record Date:    18-Dec-12    Meeting Type:    Annual    Ticker:    AVNR

 

CUSIP: 05348P401    ISIN: US05348P4019    SEDOL: B0WR7L8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David J. Mazzo   Mgmt   For   For
Elect Director Craig A. Wheeler   Mgmt   For   For
Elect Director Scott M. Whitcup   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

TNS, Inc.

 

Meeting Date:    15-Feb-13    Country:    USA    Security ID:    872960109
Record Date:    11-Jan-13    Meeting Type:    Special    Ticker:    TNS

 

CUSIP: 872960109    ISIN: US8729601091    SEDOL: 2303495

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For

Powell Industries, Inc.

 

Meeting Date:    20-Feb-13    Country:    USA    Security ID:    739128106
Record Date:    03-Jan-13    Meeting Type:    Annual    Ticker:    POWL

 

CUSIP: 739128106    ISIN: US7391281067    SEDOL: 2697422

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joseph L. Becherer   Mgmt   For   Withhold
Elect Director Michael A. Lucas   Mgmt   For   Withhold
Elect Director Thomas W. Powell   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Harris Teeter Supermarkets, Inc.

 

Meeting Date:    21-Feb-13    Country:    USA    Security ID:    414585109
Record Date:    14-Dec-12    Meeting Type:    Annual    Ticker:    HTSI

 

CUSIP: 414585109    ISIN: US4145851097    SEDOL: B7GH6J4

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John R. Belk   Mgmt   For   For
Elect Director John P. Derham Cato   Mgmt   For   For
Elect Director Thomas W. Dickson   Mgmt   For   For
Elect Director James E. S. Hynes   Mgmt   For   For
Elect Director Anna Spangler Nelson   Mgmt   For   For
Elect Director Mark S. Ordan   Mgmt   For   For
Elect Director Bailey W. Patrick   Mgmt   For   For
Elect Director Robert H. Spilman, Jr.   Mgmt   For   For
Elect Director Harold C. Stowe   Mgmt   For   For
Elect Director Isaiah Tidwell   Mgmt   For   For
Elect Director William C. Warden, Jr.   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Alterra Capital Holdings Limited

 

Meeting Date:    26-Feb-13    Country:    Bermuda    Security ID:    G0229R108
Record Date:    08-Jan-13    Meeting Type:    Special    Ticker:    ALTE

 

CUSIP: G6052F103    ISIN: BMG0229R1088    SEDOL: B4KTGD9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Bylaws   Mgmt   For   For
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Transact Other Business (Voting)   Mgmt   For   Abstain

Tetra Tech, Inc.

 

Meeting Date:    26-Feb-13    Country:    USA    Security ID:    88162G103
Record Date:    03-Jan-13    Meeting Type:    Annual    Ticker:    TTEK

 

CUSIP: 88162G103    ISIN: US88162G1031    SEDOL: 2883890

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dan L. Batrack   Mgmt   For   For
Elect Director Hugh M. Grant   Mgmt   For   For
Elect Director Patrick C. Haden   Mgmt   For   For
Elect Director J. Christopher Lewis   Mgmt   For   For
Elect Director Albert E. Smith   Mgmt   For   For
Elect Director J. Kenneth Thompson   Mgmt   For   For
Elect Director Richard H. Truly   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Apple Inc.

 

Meeting Date:    27-Feb-13    Country:    USA    Security ID:    037833100
Record Date:    02-Jan-13    Meeting Type:    Annual    Ticker:    AAPL

 

CUSIP: 037833100    ISIN: US0378331005    SEDOL: 2046251

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William Campbell   Mgmt   For   Withhold
Elect Director Timothy Cook   Mgmt   For   For
Elect Director Millard Drexler   Mgmt   For   Withhold
Elect Director Al Gore   Mgmt   For   Withhold
Elect Director Robert Iger   Mgmt   For   Withhold

Elect Director Andrea Jung   Mgmt   For   Withhold
Elect Director Arthur Levinson   Mgmt   For   For
Elect Director Ronald Sugar   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Stock Retention/Holding Period   SH   Against   For
Establish Board Committee on Human Rights   SH   Against   Against

Spectrum Brands Holdings, Inc.

 

Meeting Date:    01-Mar-13    Country:    USA    Security ID:    84763R101
Record Date:    14-Jan-13    Meeting Type:    Annual    Ticker:    SPB

 

CUSIP: 84763R101    ISIN: US84763R1014    SEDOL: B3MYPN8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Norman S. Matthews   Mgmt   For   For
Amend Articles the Company’s Restated Certificate of Incorporation to Dissolve the Special Nominating Committee of the Board of Directors   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Applied Materials, Inc.

 

Meeting Date:    05-Mar-13    Country:    USA    Security ID:    038222105
Record Date:    09-Jan-13    Meeting Type:    Annual    Ticker:    AMAT

 

CUSIP: 038222105    ISIN: US0382221051    SEDOL: 2046552

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Aart J. de Geus   Mgmt   For   For
Elect Director Stephen R. Forrest   Mgmt   For   For
Elect Director Thomas J. Iannotti   Mgmt   For   For
Elect Director Susan M. James   Mgmt   For   For
Elect Director Alexander A. Karsner   Mgmt   For   For
Elect Director Gerhard H. Parker   Mgmt   For   For
Elect Director Dennis D. Powell   Mgmt   For   For
Elect Director Willem P. Roelandts   Mgmt   For   For
Elect Director James E. Rogers   Mgmt   For   For
Elect Director Michael R. Splinter   Mgmt   For   For
Elect Director Robert H. Swan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Piedmont Natural Gas Company, Inc.

 

Meeting Date:    06-Mar-13    Country:    USA    Security ID:    720186105
Record Date:    02-Jan-13    Meeting Type:    Annual    Ticker:    PNY

 

CUSIP: 720186105    ISIN: US7201861058    SEDOL: 2688147

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frankie T. Jones, Sr.   Mgmt   For   For
Elect Director Vicki McElreath   Mgmt   For   For
Elect Director Thomas E. Skains   Mgmt   For   For
Elect Director Phillip D. Wright   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

PTC Inc

 

Meeting Date:    06-Mar-13    Country:    USA    Security ID:    69370C100
Record Date:    07-Jan-13    Meeting Type:    Annual    Ticker:    PMTC

 

CUSIP: 69370C100    ISIN: US69370C1009    SEDOL: B95N910

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas F. Bogan   Mgmt   For   For
Elect Director Michael E. Porter   Mgmt   For   For
Elect Director Robert P. Schechter   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Walt Disney Company

 

Meeting Date:    06-Mar-13    Country:    USA    Security ID:    254687106
Record Date:    07-Jan-13    Meeting Type:    Annual    Ticker:    DIS

 

CUSIP: 254687106    ISIN: US2546871060    SEDOL: 2270726

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Susan E. Arnold   Mgmt   For   Against
Elect Director John S. Chen   Mgmt   For   Against
Elect Director Judith L. Estrin   Mgmt   For   For
Elect Director Robert A. Iger   Mgmt   For   For
Elect Director Fred H. Langhammer   Mgmt   For   Against
Elect Director Aylwin B. Lewis   Mgmt   For   Against
Elect Director Monica C. Lozano   Mgmt   For   For

Elect Director Robert W. Matschullat   Mgmt   For   For
Elect Director Sheryl K. Sandberg   Mgmt   For   For
Elect Director Orin C. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Adopt Proxy Access Right   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

WGL Holdings, Inc.

 

Meeting Date:    07-Mar-13    Country:    USA    Security ID:    92924F106
Record Date:    07-Jan-13    Meeting Type:    Annual    Ticker:    WGL

 

CUSIP: 92924F106    ISIN: US92924F1066    SEDOL: 2942100

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael D. Barnes   Mgmt   For   For
Elect Director George P. Clancy, Jr.   Mgmt   For   For
Elect Director James W. Dyke, Jr.   Mgmt   For   For
Elect Director Melvyn J. Estrin   Mgmt   For   For
Elect Director Nancy C. Floyd   Mgmt   For   For
Elect Director James F. Lafond   Mgmt   For   For
Elect Director Debra L. Lee   Mgmt   For   For
Elect Director Terry D. McCallister   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Concur Technologies, Inc.

 

Meeting Date:    13-Mar-13    Country:    USA    Security ID:    206708109
Record Date:    18-Jan-13    Meeting Type:    Annual    Ticker:    CNQR

 

CUSIP: 206708109    ISIN: US2067081099    SEDOL: 2325091

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gordon Eubanks   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Franklin Resources, Inc.

 

Meeting Date:    13-Mar-13    Country:    USA    Security ID:    354613101
Record Date:    16-Jan-13    Meeting Type:    Annual    Ticker:    BEN

 

CUSIP: 354613101    ISIN: US3546131018    SEDOL: 2350684

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Samuel H. Armacost   Mgmt   For   For
Elect Director Peter K. Barker   Mgmt   For   For
Elect Director Charles Crocker   Mgmt   For   For
Elect Director Charles B. Johnson   Mgmt   For   For
Elect Director Gregory E. Johnson   Mgmt   For   For
Elect Director Rupert H. Johnson, Jr.   Mgmt   For   For
Elect Director Mark C. Pigott   Mgmt   For   For
Elect Director Chutta Ratnathicam   Mgmt   For   For
Elect Director Laura Stein   Mgmt   For   For
Elect Director Anne M. Tatlock   Mgmt   For   For
Elect Director Geoffrey Y. Yang   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity   SH   Against   Against

Banco Bilbao Vizcaya Argentaria, S.A.

 

Meeting Date:    14-Mar-13    Country:    Spain    Security ID:    E11805103
Record Date:    07-Mar-13    Meeting Type:    Annual    Ticker:    BBVA

 

CUSIP: E11805103    ISIN: ES0113211835    SEDOL: 5501906

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Standalone and Consolidated Financial Statements, Allocation of Income, Distribution of Dividend, and Discharge Directors   Mgmt   For   For
Reelect Francisco González Rodríguez as Director   Mgmt   For   Against
Reelect Ángel Cano Fernández as Director   Mgmt   For   Against

Reelect Ramón Bustamante y de la Mora as Director   Mgmt   For   Against
Reelect Ignacio Ferrero Jordi as Director   Mgmt   For   Against
Approve Merger by Absorption of Unnim Banc SA   Mgmt   For   For
Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves   Mgmt   For   For
Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves   Mgmt   For   For
Approve Deferred Share Bonus Plan for FY 2013   Mgmt   For   For
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Approve Company’s Corporate Web Site   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

M.D.C. Holdings, Inc.

 

Meeting Date:    18-Mar-13    Country:    USA    Security ID:    552676108
Record Date:    30-Jan-13    Meeting Type:    Annual    Ticker:    MDC

 

CUSIP: 552676108    ISIN: US5526761086    SEDOL: 2561204

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael A. Berman   Mgmt   For   For
Elect Director Herbert T. Buchwald   Mgmt   For   For
Elect Director Larry A. Mizel   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Vantage Drilling Company

 

Meeting Date:    18-Mar-13    Country:    Cayman Islands    Security ID:    G93205113
Record Date:    22-Jan-13    Meeting Type:    Annual    Ticker:    VTG

 

CUSIP: G93205113    ISIN: KYG932051132    SEDOL: B39YS98

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Paul A. Bragg as Director   Mgmt   For   For
Elect Steven Bradshaw as Director   Mgmt   For   For
Elect Jorge E. Estrada as Director   Mgmt   For   For
Elect Robert F. Grantham as Director   Mgmt   For   For
Elect Marcelo D. Guiscardo as Director   Mgmt   For   For
Elect Ong Tian Khiam as Director   Mgmt   For   For

Elect Duke R. Ligon as Director   Mgmt   For   For
Elect John C.G. O’Leary as Director   Mgmt   For   For
Elect Steinar Thomassen as Director   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Approve Material Terms of Executive Officer Performance Goals   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SYNNEX Corporation

 

Meeting Date:    19-Mar-13    Country:    USA    Security ID:    87162W100
Record Date:    07-Feb-13    Meeting Type:    Annual    Ticker:    SNX

 

CUSIP: 87162W100    ISIN: US87162W1009    SEDOL: 2002554

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dwight Steffensen   Mgmt   For   For
Elect Director Kevin Murai   Mgmt   For   For
Elect Director Fred Breidenbach   Mgmt   For   For
Elect Director Hau Lee   Mgmt   For   For
Elect Director Matthew Miau   Mgmt   For   For
Elect Director Dennis Polk   Mgmt   For   For
Elect Director Gregory Quesnel   Mgmt   For   For
Elect Director Thomas Wurster   Mgmt   For   For
Elect Director Duane Zitzner   Mgmt   For   For
Elect Director Andrea Zulberti   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Hewlett-Packard Company

 

Meeting Date:    20-Mar-13    Country:    USA    Security ID:    428236103
Record Date:    22-Jan-13    Meeting Type:    Annual    Ticker:    HPQ

 

CUSIP: 428236103    ISIN: US4282361033    SEDOL: 2424006

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Marc L. Andreessen   Mgmt   For   For
Elect Director Shumeet Banerji   Mgmt   For   For
Elect Director Rajiv L. Gupta   Mgmt   For   For
Elect Director John H. Hammergren   Mgmt   For   Against
Elect Director Raymond J. Lane   Mgmt   For   Against
Elect Director Ann M. Livermore   Mgmt   For   For

Elect Director Gary M. Reiner   Mgmt   For   For
Elect Director Patricia F. Russo   Mgmt   For   For
Elect Director G. Kennedy Thompson   Mgmt   For   Against
Elect Director Margaret C. Whitman   Mgmt   For   For
Elect Director Ralph V. Whitworth   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Proxy Access Right   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Establish Environmental/Social Issue Board Committee   SH   Against   Against
Amend Human Rights Policies   SH   Against   Against
Stock Retention/Holding Period   SH   Against   For

Novo Nordisk A/S

 

Meeting Date:    20-Mar-13    Country:    Denmark    Security ID:    K7314N152
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    NOVO B

 

CUSIP: K7314N152    ISIN: DK0060102614    SEDOL: 7077524

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Report of Board   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration of Directors for 2012 in the Aggregate Amount of DKK 9.4 Million   Mgmt   For   For
Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work   Mgmt   For   For
Approve Allocation of Income and Dividends of DKK 18 per Share   Mgmt   For   For

Elect Goran Ando (Chairman) as Director   Mgmt   For   For
Elect Jeppe Christiansen (Vice Chairman) as New Director   Mgmt   For   For
Elect Bruno Angelici as Director   Mgmt   For   For
Elect Henrik Gürtler as Director   Mgmt   For   For
Elect Liz Hewitt as Director   Mgmt   For   For
Elect Thomas Koestler as Director   Mgmt   For   For
Elect Hannu Ryöppönen as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve DKK 10 Million Reduction in Class B Share Capital via Share Cancellation   Mgmt   For   For
Approve Creation of up to DKK 78 Million Pool of Capital with or without Preemptive Rights   Mgmt   For   For
Authorize Repurchase up to 10 Percent of Share Capital   Mgmt   For   For
Approve Guidelines for Incentive-Based Compensation for Executive Management and Board   Mgmt   For   For
Other Business   Mgmt    

Banco Santander S.A.

 

Meeting Date:    21-Mar-13    Country:    Spain    Security ID:    E19790109
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    SAN

 

CUSIP: E19790109    ISIN: ES0113900J37    SEDOL: 5705946

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Reelect Guillermo de la Dehesa Romero as Director   Mgmt   For   For
Reelect Abel Matutes Juan as Director   Mgmt   For   For

Reelect Ángel Jado Becerro de Bengoa as Director   Mgmt   For   For
Reelect Javier Botín-Sanz de Sautuola y O’Shea as Director   Mgmt   For   Against
Reelect Isabel Tocino Biscarolasaga as Director   Mgmt   For   For
Reelect Fernando de Asúa Álvarez as Director   Mgmt   For   Against
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Approve Company’s Corporate Website   Mgmt   For   For
Approve Acquisition of Banco Español de Crédito SA   Mgmt   For   For
Approve Merger by Absorption of Banif Sa   Mgmt   For   For
Amend Article 58 Re: Board Remuneration   Mgmt   For   For
Amend Article 61 Re: Company’s Corporate Website   Mgmt   For   For
Approve Capital Raising   Mgmt   For   For
Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For

Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion   Mgmt   For   For
Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

Canon Inc.

 

Meeting Date:    28-Mar-13    Country:    Japan    Security ID:    J05124144
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    7751

 

CUSIP: J05124144    ISIN: JP3242800005    SEDOL: 6172323

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 70   Mgmt   For   For
Elect Director Mitarai, Fujio   Mgmt   For   Against
Elect Director Tanaka, Toshizo   Mgmt   For   For
Elect Director Ikoma, Toshiaki   Mgmt   For   For
Elect Director Watanabe, Kunio   Mgmt   For   For
Elect Director Adachi, Yoroku   Mgmt   For   For
Elect Director Mitsuhashi, Yasuo   Mgmt   For   For
Elect Director Matsumoto, Shigeyuki   Mgmt   For   For
Elect Director Homma, Toshio   Mgmt   For   For
Elect Director Nakaoka, Masaki   Mgmt   For   For
Elect Director Honda, Haruhisa   Mgmt   For   For
Elect Director Ozawa, Hideki   Mgmt   For   For
Elect Director Maeda, Masaya   Mgmt   For   For

Elect Director Tani, Yasuhiro   Mgmt   For   For
Elect Director Araki, Makoto   Mgmt   For   For
Elect Director Suematsu, Hiroyuki   Mgmt   For   For
Elect Director Uzawa, Shigeyuki   Mgmt   For   For
Elect Director Nagasawa, Kenichi   Mgmt   For   For
Elect Director Otsuka, Naoji   Mgmt   For   For
Elect Director Yamada, Masanori   Mgmt   For   For
Elect Director Wakiya, Aitake   Mgmt   For   For
Elect Director Ono, Kazuto   Mgmt   For   For
Approve Special Payments in Connection with Abolition of Retirement Bonus System   Mgmt   For   Against
Approve Adjustment to Aggregate Compensation Ceiling for Directors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Ericsson

 

Meeting Date:    09-Apr-13    Country:    Sweden    Security ID:    W26049119
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    ERICB

 

CUSIP: W26049119    ISIN: SE0000108656    SEDOL: 5959378

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    

Receive President’s Report   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 2.75 per Share   Mgmt   For   For
Presentation of Nominating Committee’s Proposals   Mgmt    
Determine Number of Members (12) and Deputy Members of Board (0)   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 3.85 Million to the Chairman and SEK 900,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work   Mgmt   For   For
Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, A. Izosimov, U. Johansson, S. Martin- Lof, H. Vestberg, and J. Wallenberg as Directors; Elect N. Denzel, K. Lund, and P. Ostberg as New Directors   Mgmt   For   For
Approve Remuneration of Auditors   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For

Approve 2013 Share Matching Plan for All Employees   Mgmt   For   For
Authorize Reissuance of 11.9 Million Repurchased Class B Shares for 2013 Share Matching Plan for All Employees   Mgmt   For   For
Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2   Mgmt   For   Against
Approve 2013 Share Matching Plan for Key Contributors   Mgmt   For   For
Authorize Reissuance of 8.7 Million Repurchased Class B Shares for 2013 Share Matching Plan for Key Contributors   Mgmt   For   For
Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5   Mgmt   For   Against
Approve 2013 Restricted Stock Plan for Executives   Mgmt   For   For
Authorize Reissuance of 6 Million Repurchased Class B Shares for 2013 Restricted Stock Plan for Executives   Mgmt   For   For
Approve Swap Agreement with Third Party as Alternative to Item 11.8   Mgmt   For   Against

Authorize Reissuance of up to 18.2 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2009, 2010, 2011 and 2012 Long-Term Variable Compensation Plans   Mgmt   For   For
Shareholder Proposal   Mgmt    
Amend Articles Re: Insert Gender Quota for Board of Directors   SH   None   For
Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting   SH   None   For
Request Board to Take Necessary Action to Create a Shareholders Association   SH   None   Against
Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies   SH   None   Against
Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders   SH   None   Against
Close Meeting   Mgmt    

Daimler AG

 

Meeting Date:    10-Apr-13    Country:    Germany    Security ID:    D1668R123
Record Date:       Meeting Type:    Annual    Ticker:    DAI

 

CUSIP: D1668R123    ISIN: DE0007100000    SEDOL: 5529027

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.20 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2012   Mgmt   For   For

Relect Sari Baldauf to the Supervisory Board   Mgmt   For   For
Relect Juergen Hambrecht to the Supervisory Board   Mgmt   For   For
Elect Andrea Jung to the Supervisory Board   Mgmt   For   For

Lennar Corporation

 

Meeting Date:    10-Apr-13    Country:    USA    Security ID:    526057104
Record Date:    15-Feb-13    Meeting Type:    Annual    Ticker:    LEN

 

CUSIP: 526057104    ISIN: US5260571048    SEDOL: 2511920

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Irving Bolotin   Mgmt   For   For
Elect Director Steven L. Gerard   Mgmt   For   Withhold
Elect Director Theron I. (Tig) Gilliam   Mgmt   For   Withhold

Elect Director Sherrill W. Hudson   Mgmt   For   Withhold
Elect Director R. Kirk Landon   Mgmt   For   Withhold
Elect Director Sidney Lapidus   Mgmt   For   For
Elect Director Stuart A. Miller   Mgmt   For   For
Elect Director Jeffrey Sonnenfeld   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Schlumberger Limited

 

Meeting Date:    10-Apr-13    Country:    Curacao    Security ID:    806857108
Record Date:    20-Feb-13    Meeting Type:    Annual    Ticker:    SLB

 

CUSIP: 806857108    ISIN: AN8068571086    SEDOL: 2779201

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter L.S. Currie   Mgmt   For   For
Elect Director Tony Isaac   Mgmt   For   For
Elect Director K. Vaman Kamath   Mgmt   For   For
Elect Director Paal Kibsgaard   Mgmt   For   For
Elect Director Nikolay Kudryavtsev   Mgmt   For   For
Elect Director Adrian Lajous   Mgmt   For   For
Elect Director Michael E. Marks   Mgmt   For   For
Elect Director Lubna S. Olayan   Mgmt   For   For
Elect Director L. Rafael Reif   Mgmt   For   For
Elect Director Tore I. Sandvold   Mgmt   For   For
Elect Director Henri Seydoux   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt and Approve Financials and Dividends   Mgmt   For   For
Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Amend Employee Stock Purchase Plan   Mgmt   For   For

BP plc

 

Meeting Date:    11-Apr-13    Country:    United Kingdom    Security ID:    G12793108
Record Date:    09-Apr-13    Meeting Type:    Annual    Ticker:    BP.

 

CUSIP: G12793108    ISIN: GB0007980591    SEDOL: 0798059

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Bob Dudley as Director   Mgmt   For   For
Re-elect Iain Conn as Director   Mgmt   For   For

Re-elect Dr Brian Gilvary as Director   Mgmt   For   For
Re-elect Paul Anderson as Director   Mgmt   For   For
Re-elect Frank Bowman as Director   Mgmt   For   For
Re-elect Antony Burgmans as Director   Mgmt   For   For
Re-elect Cynthia Carroll as Director   Mgmt   For   For
Re-elect George David as Director   Mgmt   For   For
Re-elect Ian Davis as Director   Mgmt   For   For
Re-elect Dame Ann Dowling as Director   Mgmt   For   For
Re-elect Brendan Nelson as Director   Mgmt   For   For
Re-elect Phuthuma Nhleko as Director   Mgmt   For   For
Re-elect Andrew Shilston as Director   Mgmt   For   For
Re-elect Carl-Henric Svanberg as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Deutsche Bank AG

 

Meeting Date:    11-Apr-13    Country:    Germany    Security ID:    D18190898
Record Date:       Meeting Type:    Special    Ticker:    DBK

 

CUSIP: D18190898    ISIN: DE0005140008    SEDOL: 5750355

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Confirm 2012 AGM Resolution to Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For
Confirm 2012 AGM Resolution to Ratify KPMG AG as Auditors for Fiscal 2012   Mgmt   For   For

Confirm 2012 AGM Resolution to Elect Paul Achleitner to the Supervisory Board   Mgmt   For   For
Confirm 2012 AGM Resolution to Elect Peter Loescher to the Supervisory Board   Mgmt   For   For
Confirm 2012 AGM Resolution to Elect Klaus Ruediger Truetzschler to the Supervisory Board   Mgmt   For   For

H.B. Fuller Company

 

Meeting Date:    11-Apr-13    Country:    USA    Security ID:    359694106
Record Date:    13-Feb-13    Meeting Type:    Annual    Ticker:    FUL

 

CUSIP: 359694106    ISIN: US3596941068    SEDOL: 2354664

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dante C. Parrini   Mgmt   For   For
Elect Director John C. van Roden, Jr.   Mgmt   For   For

Elect Director James J. Owens   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against

Hancock Holding Company

 

Meeting Date:    12-Apr-13    Country:    USA    Security ID:    410120109
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    HBHC

 

CUSIP: 410120109    ISIN: US4101201097    SEDOL: 2415497

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James B. Estabrook, Jr.   Mgmt   For   For
Elect Director Hardy B. Fowler   Mgmt   For   For

Elect Director Randall W. Hanna   Mgmt   For   For
Elect Director Eric J. Nickelsen   Mgmt   For   For
Elect Director Robert W. Roseberry   Mgmt   For   For
Elect Director Anthony J. Topazi   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

A. O. Smith Corporation

 

Meeting Date:    15-Apr-13    Country:    USA    Security ID:    831865209
Record Date:    18-Feb-13    Meeting Type:    Annual    Ticker:    AOS

 

CUSIP: 831865209    ISIN: US8318652091    SEDOL: 2816023

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gloster B. Current, Jr.   Mgmt   For   For
Elect Director William P. Greubel   Mgmt   For   For
Elect Director Idelle K. Wolf   Mgmt   For   For
Elect Director Gene C. Wulf   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Reduce Authorized Class A Common Stock   Mgmt   For   For

Stanley Black & Decker, Inc.

 

Meeting Date:    16-Apr-13    Country:    USA    Security ID:    854502101
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    SWK

 

CUSIP: 854502101    ISIN: US8545021011    SEDOL: B3Q2FJ4

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George W. Buckley   Mgmt   For   For
Elect Director Patrick D. Campbell   Mgmt   For   For
Elect Director Carlos M. Cardoso   Mgmt   For   For
Elect Director Robert B. Coutts   Mgmt   For   For
Elect Director Benjamin H. Griswold, IV   Mgmt   For   For
Elect Director John F. Lundgren   Mgmt   For   For
Elect Director Anthony Luiso   Mgmt   For   For
Elect Director Marianne M. Parrs   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

U.S. Bancorp

 

Meeting Date:    16-Apr-13    Country:    USA    Security ID:    902973304
Record Date:    20-Feb-13    Meeting Type:    Annual    Ticker:    USB

 

CUSIP: 902973304    ISIN: US9029733048    SEDOL: 2736035

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Douglas M. Baker, Jr.   Mgmt   For   For
Elect Director Y. Marc Belton   Mgmt   For   For
Elect Director Victoria Buyniski Gluckman   Mgmt   For   For
Elect Director Arthur D. Collins, Jr.   Mgmt   For   For
Elect Director Richard K. Davis   Mgmt   For   For
Elect Director Roland A. Hernandez   Mgmt   For   For
Elect Director Doreen Woo Ho   Mgmt   For   For

Elect Director Joel W. Johnson   Mgmt   For   For
Elect Director Olivia F. Kirtley   Mgmt   For   For
Elect Director Jerry W. Levin   Mgmt   For   For
Elect Director David B. O’Maley   Mgmt   For   For
Elect Director O’dell M. Owens   Mgmt   For   For
Elect Director Craig D. Schnuck   Mgmt   For   For
Elect Director Patrick T. Stokes   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Vinci

 

Meeting Date:    16-Apr-13    Country:    France    Security ID:    F5879X108
Record Date:    10-Apr-13    Meeting Type:    Annual/Special    Ticker:    DG

 

CUSIP: F5879X108    ISIN: FR0000125486    SEDOL: B1XH026

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Accept Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.77 per Share   Mgmt   For   For
Approve Stock Dividend Program (Cash or Shares)   Mgmt   For   For
Reelect Michael Pragnell as Director   Mgmt   For   For
Elect Yannick Assouad as Director   Mgmt   For   For
Elect Graziella Gavezotti as Director   Mgmt   For   For
Renew Appointment of Deloitte et Associes as Auditor   Mgmt   For   For

Appoint KPMG Audit IS as Auditor   Mgmt   For   For
Renew Appointment of BEAS Sarl as Alternate Auditor   Mgmt   For   For
Appoint KPMG Audit ID as Alternate Auditor   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Transaction with Vinci Energies Re: Participation in Cegelec Entreprise   Mgmt   For   For
Approve Transaction with YTSeuropaconsultants Re: Consulting Services   Mgmt   For   Against
Approve Transaction with Vinci Deutschland   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million   Mgmt   For   For
Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   For   For

Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   Against
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

The Sherwin-Williams Company

 

Meeting Date:    17-Apr-13    Country:    USA    Security ID:    824348106
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    SHW

 

CUSIP: 824348106    ISIN: US8243481061    SEDOL: 2804211

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arthur F. Anton   Mgmt   For   For
Elect Director Christopher M. Connor   Mgmt   For   For
Elect Director David F. Hodnik   Mgmt   For   For
Elect Director Thomas G. Kadien   Mgmt   For   For
Elect Director Richard J. Kramer   Mgmt   For   For
Elect Director Susan J. Kropf   Mgmt   For   For
Elect Director Richard K. Smucker   Mgmt   For   For

Elect Director John M. Stropki   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date:    18-Apr-13    Country:    France    Security ID:    F58485115
Record Date:    12-Apr-13    Meeting Type:    Annual/Special    Ticker:    MC

 

CUSIP: F58485115    ISIN: FR0000121014    SEDOL: 4061412

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For

Accept Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   Against
Approve Allocation of Income and Dividends of EUR 2.90 per Share   Mgmt   For   For
Reelect Bernard Arnault as Director   Mgmt   For   Against
Reelect Bernadette Chirac as Director   Mgmt   For   For
Reelect Nicholas Clive Worms as Director   Mgmt   For   Against
Reelect Charles de Croisset as Director   Mgmt   For   For
Reelect Francesco Trapani as Director   Mgmt   For   Against
Reelect Hubert Vedrine as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Approve Reduction in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For

Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   For   Against
Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year up to EUR 50 Million Reserved for Qualified Investors or Restricted Number of Investors   Mgmt   For   Against
Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 15 and 16 Above   Mgmt   For   Against
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15to 17   Mgmt   For   Against
Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers   Mgmt   For   Against
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions  

Mgmt

  

For

   For

Approve Employee Stock Purchase Plan   Mgmt   For   For
Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million   Mgmt   For   For
Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Amend Article 18 and 29 of Bylaws Re: Related-Party Transactions, Stock Dividend Program   Mgmt   For   Against

Rio Tinto plc

 

Meeting Date:    18-Apr-13    Country:    United Kingdom    Security ID:    G75754104
Record Date:    16-Apr-13    Meeting Type:    Annual    Ticker:    RIO

 

CUSIP: G75754104    ISIN: GB0007188757    SEDOL: 0718875

Proposal   Proponent   Mgmt Rec   Vote Instruction
Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Robert Brown as Director   Mgmt   For   For
Re-elect Vivienne Cox as Director   Mgmt   For   For
Re-elect Jan du Plessis as Director   Mgmt   For   For
Re-elect Guy Elliott as Director   Mgmt   For   For
Re-elect Michael Fitzpatrick as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Richard Goodmanson as Director   Mgmt   For   For
Re-elect Lord Kerr as Director   Mgmt   For   For
Re-elect Chris Lynch as Director   Mgmt   For   For
Re-elect Paul Tellier as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For

Re-elect Sam Walsh as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Approve Performance Share Plan   Mgmt   For   For
Resolutions 18 to 21 will be Voted on by Rio Tinto plc Shareholders Only   Mgmt    
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Anglo American plc

 

Meeting Date:    19-Apr-13    Country:    United Kingdom    Security ID:    G03764134
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    AAL

 

CUSIP: G03764134    ISIN: GB00B1XZS820    SEDOL: B1XZS82

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Mark Cutifani as Director   Mgmt   For   For
Elect Byron Grote as Director   Mgmt   For   For
Elect Anne Stevens as Director   Mgmt   For   For
Re-elect David Challen as Director   Mgmt   For   For
Re-elect Sir CK Chow as Director   Mgmt   For   For
Re-elect Sir Philip Hampton as Director   Mgmt   For   For
Re-elect Rene Medori as Director   Mgmt   For   For
Re-elect Phuthuma Nhleko as Director   Mgmt   For   For

Re-elect Ray O’Rourke as Director   Mgmt   For   For
Re-elect Sir John Parker as Director   Mgmt   For   For
Re-elect Jack Thompson as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Seaboard Corporation

 

Meeting Date:    22-Apr-13    Country:    USA    Security ID:    811543107
Record Date:    08-Mar-13    Meeting Type:    Annual    Ticker:    SEB

 

CUSIP: 811543107    ISIN: US8115431079    SEDOL: 2786687

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven J. Bresky   Mgmt   For   Withhold
Elect Director David A. Adamsen   Mgmt   For   Withhold
Elect Director Douglas W. Baena   Mgmt   For   Withhold

Elect Director Joseph E. Rodrigues   Mgmt   For   Withhold
Elect Director Edward I. Shifman, Jr.   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Report on Charitable, Political and Lobbying Contributions   SH   Against   For

Centene Corporation

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    15135B101
Record Date:    22-Feb-13    Meeting Type:    Annual    Ticker:    CNC

 

CUSIP: 15135B101    ISIN: US15135B1017    SEDOL: 2807061

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Orlando Ayala   Mgmt   For   For
Elect Director Pamela A. Joseph   Mgmt   For   For

Elect Director Tommy G. Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Dana Holding Corporation

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    235825205
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    DAN

 

CUSIP: 235825205    ISIN: US2358252052    SEDOL: B2PFJR3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Virginia A. Kamsky   Mgmt   For   For
Elect Director Terrence J. Keating   Mgmt   For   For
Elect Director Joseph C. Muscari   Mgmt   For   For

Elect Director Steven B. Schwarzwaelder   Mgmt   For   For
Elect Director Richard F. Wallman   Mgmt   For   For
Elect Director Keith E. Wandell   Mgmt   For   For
Elect Director Roger J. Wood   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For

GDF Suez

 

Meeting Date:    23-Apr-13    Country:    France    Security ID:    F42768105
Record Date:    17-Apr-13    Meeting Type:    Annual/Special    Ticker:    GSZ

 

CUSIP: F42768105    ISIN: FR0010208488    SEDOL: B0C2CQ3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Ratify Appointment of Ann-Kristin Achleitner as Director   Mgmt   For   For
Elect Jonathan Reynolds as Representative of Employee Shareholders to the Board   Mgmt   None   Against
Elect Caroline Simon as Representative of Employee Shareholders to the Board   Mgmt   None   Against
Extraordinary Business   Mgmt    
Approve Employee Stock Purchase Plan   Mgmt   For   For

Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for A few Employees and Corporate Officers   Mgmt   For   For
Amend Article 13.3 of Bylaws Re: Representative of Employee Shareholders Length of Term   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Shareholder Proposal Submitted by Link France FCPE, French employee mutual fund   Mgmt    
Approve Dividends of EUR 0.83 per Share   SH   Against   Against

 

H & M Hennes & Mauritz

 

Meeting Date:    23-Apr-13    Country:    Sweden    Security ID:    W41422101
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    HMB

 

CUSIP: W41422101    ISIN: SE0000106270    SEDOL: 5687431

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Receive President’s Report; Allow Questions   Mgmt    
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Receive Auditor Report   Mgmt    
Receive Chairman Report   Mgmt    

Receive Nominating Committee Report   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 9.50 per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Determine Number of Members (8) and Deputy Members (0) of Board   Mgmt   For   For
Approve Remuneration of Directors; Approve Remuneration of Auditors   Mgmt   For   For
Reelect Mia Brunell Livfors, Anders Dahlvig, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson (Chair), Melker Schörling and Christian Sievert as Directors   Mgmt   For   Against
Ratify Ernst & Young as Auditors   Mgmt   For   For
Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson to the Nominating Committee; Approve Nominating Committee Guidelines   Mgmt   For   Against
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Amend All-Employee Incentive Plan   Mgmt   For   For
Close Meeting   Mgmt    

 

ROLLINS, INC.

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    775711104
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    ROL

 

CUSIP: 775711104    ISIN: US7757111049    SEDOL: 2747305

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bill J. Dismuke   Mgmt   For   For
Elect Director Thomas J. Lawley   Mgmt   For   For
Elect Director John F. Wilson   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

T. Rowe Price Group, Inc.

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    74144T108
Record Date:    21-Feb-13    Meeting Type:    Annual    Ticker:    TROW

 

CUSIP: 74144T108    ISIN: US74144T1088    SEDOL: 2702337

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edward C. Bernard   Mgmt   For   For
Elect Director James T. Brady   Mgmt   For   For
Elect Director Mary K. Bush   Mgmt   For   For
Elect Director Donald B. Hebb, Jr.   Mgmt   For   For
Elect Director Freeman A. Hrabowski, III   Mgmt   For   For
Elect Director James A.C. Kennedy   Mgmt   For   For
Elect Director Robert F. MacLellan   Mgmt   For   For
Elect Director Brian C. Rogers   Mgmt   For   For

Elect Director Alfred Sommer   Mgmt   For   For
Elect Director Dwight S. Taylor   Mgmt   For   For
Elect Director Anne Marie Whittemore   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

VF Corporation

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    918204108
Record Date:    05-Mar-13    Meeting Type:    Annual    Ticker:    VFC

 

CUSIP: 918204108    ISIN: US9182041080    SEDOL: 2928683

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard T. Carucci   Mgmt   For   For
Elect Director Juliana L. Chugg   Mgmt   For   For
Elect Director George Fellows   Mgmt   For   For
Elect Director Clarence Otis, Jr.   Mgmt   For   For
Elect Director Matthew J. Shattock   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Wells Fargo & Company

 

Meeting Date:    23-Apr-13    Country:    USA    Security ID:    949746101
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    WFC

 

CUSIP: 949746101    ISIN: US9497461015    SEDOL: 2649100

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Baker, II   Mgmt   For   For
Elect Director Elaine L. Chao   Mgmt   For   For
Elect Director John S. Chen   Mgmt   For   For
Elect Director Lloyd H. Dean   Mgmt   For   For
Elect Director Susan E. Engel   Mgmt   For   For
Elect Director Enrique Hernandez, Jr.   Mgmt   For   For
Elect Director Donald M. James   Mgmt   For   For
Elect Director Cynthia H. Milligan   Mgmt   For   For
Elect Director Federico F. Pena   Mgmt   For   For
Elect Director Howard V. Richardson   Mgmt   For   For
Elect Director Judith M. Runstad   Mgmt   For   For
Elect Director Stephen W. Sanger   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Susan G. Swenson   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   Against
Review Fair Housing and Fair Lending Compliance   SH   Against   For

Anheuser-Busch InBev SA

 

Meeting Date:    24-Apr-13    Country:    Belgium    Security ID:    B6399C107
Record Date:    10-Apr-13    Meeting Type:    Annual/Special    Ticker:    ABI

 

CUSIP: B6399C107    ISIN: BE0003793107    SEDOL: 4755317

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    
Receive Special Board Report   Mgmt    
Receive Special Auditor Report   Mgmt    
Eliminate Preemptive Rights Re: Issuance of Subscription Rights   Mgmt   For   Against
Approve Non-Employee Director Stock Option Plan: Issuance of 185,000 Warrants   Mgmt   For   Against
Renew Authorization to Increase Share Capital within the Framework of Authorized Capital: Issuance of Warrants under item A1d   Mgmt   For   Against
Approve Deviation from Belgian Company Law Provision Re: Grant of Warrants to Non- Executive Directors   Mgmt   For   Against
Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   For   Against
Annual Meeting   Mgmt    
Receive Directors’ Reports (Non-Voting)   Mgmt    
Receive Auditors’ Reports (Non-Voting) Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Mgmt    

Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.70 per Share   Mgmt   For   For
Approve Discharge of Directors   Mgmt   For   For
Approve Discharge of Auditors   Mgmt   For   For
Reelect Kees Storm as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors and Approve Auditors’ Remuneration of EUR 75,000   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Stock Option Plan Grants   Mgmt   For   Against
Approve Remuneration of Directors   Mgmt   For   For
Approve Change-of-Control Clause Re : Updated EMTN Program   Mgmt   For   For
Approve Change-of-Control Clause Re : Senior Facilities Agreement   Mgmt   For   For
Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   For   For

ASML Holding NV

 

Meeting Date:    24-Apr-13    Country:    Netherlands    Security ID:    N0026A102
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N07059178    ISIN: NL0010273215    SEDOL: B929F46

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Discuss the Company’s Business, Financial Situation and Sustainability   Mgmt    
Adopt Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For

Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 0.53 Per Share   Mgmt   For   For
Approve Remuneration Policy 2014 for Management Board Members   Mgmt   For   For
Approve Performance Share Arrangement According to Remuneration Policy 2010   Mgmt   For   For
Approve Performance Share Arrangement According to Remuneration Policy 2014   Mgmt   For   For

Approve Numbers of Stock Options, Respectively Shares, for Employees   Mgmt   For   For
Announce Intention to Reappoint F.J. van Hout to Management Board   Mgmt    
Reelect H.C.J. van den Burg to Supervisory Board   Mgmt   For   For
Reelect P.F.M. van der Meer Mohr to Supervisory Board   Mgmt   For   For
Reelect W.H. Ziebart to Supervisory Board   Mgmt   For   For
Elect D.A. Grose to Supervisory Board   Mgmt   For   For
Elect C.M.S. Smits-Nusteling to Supervisory Board   Mgmt   For   For
Announcement of Retirement of Supervisory Board Members F.W. Fröhlich and OB Bilous by Rotation in 2014   Mgmt    
Ratify Deloitte Accountants as Auditors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 15a   Mgmt   For   For

Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 15c   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Cancellation of Repurchased Shares   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

Citigroup Inc.

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    172967424
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    C

 

CUSIP: 172967424    ISIN: US1729674242    SEDOL: 2297907

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael L. Corbat   Mgmt   For   For
Elect Director Franz B. Humer   Mgmt   For   For
Elect Director Robert L. Joss   Mgmt   For   For
Elect Director Michael E. O’Neill   Mgmt   For   For
Elect Director Judith Rodin   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For
Elect Director Anthony M. Santomero   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director Diana L. Taylor   Mgmt   For   For
Elect Director William S. Thompson, Jr.   Mgmt   For   For
Elect Director Ernesto Zedillo Ponce de Leon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Amend Omnibus Stock Plan   Mgmt   For   Against
Stock Retention/Holding Period   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Amend Indemnifications Provisions   SH   Against   Against

E. I. DU PONT DE NEMOURS AND COMPANY

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    263534109
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    DD

 

CUSIP: 263534109    ISIN: US2635341090    SEDOL: 2018175

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lamberto Andreotti   Mgmt   For   For
Elect Director Richard H. Brown   Mgmt   For   For

Elect Director Robert A. Brown   Mgmt   For   For
Elect Director Bertrand P. Collomb   Mgmt   For   For
Elect Director Curtis J. Crawford   Mgmt   For   For
Elect Director Alexander M. Cutler   Mgmt   For   For
Elect Director Eleuthere I. Du Pont   Mgmt   For   For
Elect Director Marillyn A. Hewson   Mgmt   For   For
Elect Director Lois D. Juliber   Mgmt   For   For
Elect Director Ellen J. Kullman   Mgmt   For   For
Elect Director Lee M. Thomas   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Report on Genetically Engineered Seed   SH   Against   Against
Report on Pay Disparity   SH   Against   Against

Eaton Corporation plc

 

Meeting Date:    24-Apr-13    Country:    Ireland    Security ID:    G29183103
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    ETN

 

CUSIP: 278058102    ISIN: IE00B8KQN827    SEDOL: B8KQN82

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George S. Barrett   Mgmt   For   For
Elect Director Todd M. Bluedorn   Mgmt   For   For
Elect Director Christopher M. Connor   Mgmt   For   For
Elect Director Michael J. Critelli   Mgmt   For   For
Elect Director Alexander M. Cutler   Mgmt   For   For
Elect Director Charles E. Golden   Mgmt   For   For

Elect Director Linda A. Hill   Mgmt   For   For
Elect Director Arthur E. Johnson   Mgmt   For   For
Elect Director Ned C. Lautenbach   Mgmt   For   For
Elect Director Deborah L. McCoy   Mgmt   For   For
Elect Director Gregory R. Page   Mgmt   For   For
Elect Director Gerald B. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approval of Overseas Market Purchases of the Company Shares   Mgmt   For   For
Approve the Price Range for the Reissuance of Shares   Mgmt   For   For

General Electric Company

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    369604103
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    GE

 

CUSIP: 369604103    ISIN: US3696041033    SEDOL: 2380498

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. Geoffrey Beattie   Mgmt   For   For
Elect Director John J. Brennan   Mgmt   For   For
Elect Director James I. Cash, Jr.   Mgmt   For   For
Elect Director Francisco D’Souza   Mgmt   For   For
Elect Director Marijn E. Dekkers   Mgmt   For   For
Elect Director Ann M. Fudge   Mgmt   For   For
Elect Director Susan Hockfield   Mgmt   For   For

Elect Director Jeffrey R. Immelt   Mgmt   For   For
Elect Director Andrea Jung   Mgmt   For   For
Elect Director Robert W. Lane   Mgmt   For   For
Elect Director Ralph S. Larsen   Mgmt   For   For
Elect Director Rochelle B. Lazarus   Mgmt   For   For
Elect Director James J. Mulva   Mgmt   For   For
Elect Director Mary L. Schapiro   Mgmt   For   For
Elect Director Robert J. Swieringa   Mgmt   For   For
Elect Director James S. Tisch   Mgmt   For   For
Elect Director Douglas A. Warner, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Cessation of All Stock Options and Bonuses   SH   Against   Against
Establish Term Limits for Directors   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Provide Right to Act by Written Consent   SH   Against   Against
Stock Retention/Holding Period   SH   Against   For
Require More Director Nominations Than Open Seats   SH   Against   Against

Signature Bank

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    82669G104
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    SBNY

 

CUSIP: 82669G104    ISIN: US82669G1040    SEDOL: B00JQL9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Judith Huntington   Mgmt   For   For
Elect Director Michael Pappagallo   Mgmt   For   For

Elect Director John Tamberlane   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SJW Corp.

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    784305104
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    SJW

 

CUSIP: 784305104    ISIN: US7843051043    SEDOL: 2811932

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Katharine Armstrong   Mgmt   For   For
Elect Director Walter J. Bishop   Mgmt   For   For

Elect Director Mark L. Cali   Mgmt   For   For
Elect Director Douglas R. King   Mgmt   For   For
Elect Director Ronald B. Moskovitz   Mgmt   For   For
Elect Director George E. Moss   Mgmt   For   For
Elect Director W. Richard Roth   Mgmt   For   For
Elect Director Robert A. Van Valer   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Coca-Cola Company

 

Meeting Date:    24-Apr-13    Country:    USA    Security ID:    191216100
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    KO

 

CUSIP: 191216100    ISIN: US1912161007    SEDOL: 2206657

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Herbert A. Allen   Mgmt   For   For
Elect Director Ronald W. Allen   Mgmt   For   For
Elect Director Howard G. Buffett   Mgmt   For   For
Elect Director Richard M. Daley   Mgmt   For   For
Elect Director Barry Diller   Mgmt   For   For
Elect Director Helene D. Gayle   Mgmt   For   For
Elect Director Evan G. Greenberg   Mgmt   For   For
Elect Director Alexis M. Herman   Mgmt   For   For
Elect Director Muhtar Kent   Mgmt   For   For
Elect Director Robert A. Kotick   Mgmt   For   For
Elect Director Maria Elena Lagomasino   Mgmt   For   Against
Elect Director Donald F. McHenry   Mgmt   For   For

Elect Director Sam Nunn   Mgmt   For   For
Elect Director James D. Robinson, III   Mgmt   For   For
Elect Director Peter V. Ueberroth   Mgmt   For   For
Elect Director Jacob Wallenberg   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Provide Right to Call Special Meeting   Mgmt   For   For
Establish Board Committee on Human Rights   SH   Against   Against

Woodside Petroleum Ltd.

 

Meeting Date:    24-Apr-13    Country:    Australia    Security ID:    980228100
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    WPL

 

CUSIP: 980228100    ISIN: AU000000WPL2    SEDOL: 6979728

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Frank Cooper as a Director   Mgmt   For   For
Elect Andrew Jamieson as a Director   Mgmt   For   For
Elect Sarah Ryan as a Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For

Altra Holdings, Inc.

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    02208R106
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    AIMC

 

CUSIP: 02208R106    ISIN: US02208R1068    SEDOL: B1L82T2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edmund M. Carpenter   Mgmt   For   For

Elect Director Carl R. Christenson   Mgmt   For   For
Elect Director Lyle G. Ganske   Mgmt   For   For
Elect Director Michael L. Hurt   Mgmt   For   For
Elect Director Michael S. Lipscomb   Mgmt   For   For
Elect Director Larry McPherson   Mgmt   For   For
Elect Director James H. Woodward, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

AstraZeneca plc

 

Meeting Date:    25-Apr-13    Country:    United Kingdom    Security ID:    G0593M107
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    AZN

 

CUSIP: G0593M107    ISIN: GB0009895292    SEDOL: 0989529

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For

Re-elect Leif Johansson as Director   Mgmt   For   For
Elect Pascal Soriot as Director   Mgmt   For   For
Re-elect Simon Lowth as Director   Mgmt   For   For
Re-elect Genevieve Berger as Director   Mgmt   For   For
Re-elect Bruce Burlington as Director   Mgmt   For   For
Re-elect Graham Chipchase as Director   Mgmt   For   For
Re-elect Jean-Philippe Courtois as Director   Mgmt   For   For
Re-elect Rudy Markham as Director   Mgmt   For   For
Re-elect Nancy Rothwell as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For
Re-elect Marcus Wallenberg as Director   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Barclays plc

 

Meeting Date:    25-Apr-13    Country:    United Kingdom    Security ID:    G08036124
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    BARC

 

CUSIP: G08036124    ISIN: GB0031348658    SEDOL: 3134865

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Approve Remuneration Report   Mgmt   For   For
Elect Sir David Walker as Director   Mgmt   For   For
Elect Tim Breedon as Director   Mgmt   For   For
Elect Antony Jenkins as Director   Mgmt   For   For
Elect Diane de Saint Victor as Director   Mgmt   For   For
Re-elect David Booth as Director   Mgmt   For   For
Re-elect Fulvio Conti as Director   Mgmt   For   For
Re-elect Simon Fraser as Director   Mgmt   For   For
Re-elect Reuben Jeffery III as Director   Mgmt   For   For
Re-elect Chris Lucas as Director   Mgmt   For   For
Re-elect Dambisa Moyo as Director   Mgmt   For   For
Re-elect Sir Michael Rake as Director   Mgmt   For   For
Re-elect Sir John Sunderland as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For

Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Scrip Dividend Programme   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

British American Tobacco plc

 

Meeting Date:    25-Apr-13    Country:    United Kingdom    Security ID:    G1510J102
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    BATS

 

CUSIP: G1510J102    ISIN: GB0002875804    SEDOL: 0287580

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Re-elect Richard Burrows as Director   Mgmt   For   For
Re-elect John Daly as Director   Mgmt   For   For
Re-elect Karen de Segundo as Director   Mgmt   For   For
Re-elect Nicandro Durante as Director   Mgmt   For   For

Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Christine Morin-Postel as Director   Mgmt   For   For
Re-elect Gerry Murphy as Director   Mgmt   For   For
Re-elect Kieran Poynter as Director   Mgmt   For   For
Re-elect Anthony Ruys as Director   Mgmt   For   For
Re-elect Ben Stevens as Director   Mgmt   For   For
Elect Richard Tubb as Director   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Corning Incorporated

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    219350105
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    GLW

 

CUSIP: 219350105    ISIN: US2193501051    SEDOL: 2224701

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Seely Brown   Mgmt   For   For
Elect Director Stephanie A. Burns   Mgmt   For   For
Elect Director John A. Canning, Jr.   Mgmt   For   For
Elect Director Richard T. Clark   Mgmt   For   For
Elect Director Robert F. Cummings, Jr.   Mgmt   For   For
Elect Director James B. Flaws   Mgmt   For   For
Elect Director Kurt M. Landgraf   Mgmt   For   For
Elect Director Kevin J. Martin   Mgmt   For   For
Elect Director Deborah D. Rieman   Mgmt   For   Against

Elect Director Hansel E. Tookes, II   Mgmt   For   For
Elect Director Wendell P. Weeks   Mgmt   For   For
Elect Director Mark S. Wrighton   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Danone

 

Meeting Date:    25-Apr-13    Country:    France    Security ID:    F12033134
Record Date:    19-Apr-13    Meeting Type:    Annual/Special    Ticker:    BN

 

CUSIP: F12033134    ISIN: FR0000120644    SEDOL: B1Y9TB3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.45 per Share   Mgmt   For   For
Relect Franck Riboud as Director   Mgmt   For   For

Relect Emmanuel Faber as Director   Mgmt   For   For
Approve Auditors’ Special Report Regarding New Related-Party Transactions   Mgmt   For   For
Approve Transaction with J.P. Morgan   Mgmt   For   Against
Approve Severance Payment Agreement with Franck Riboud   Mgmt   For   For
Approve Severance Payment Agreement with Emmanuel Faber   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 55.3 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 23.6 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capital Increase of Up to EUR 15.7 Million for Future Exchange Offers   Mgmt   For   For

Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 40.7 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Amend Article 5 of Bylaws Re: Company’s Duration   Mgmt   For   For
Amend Article 22.II of Bylaws Re: Proxy Voting   Mgmt   For   For
Amend Article 24.I of Bylaws Re: Convening of General Meetings   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Edison International

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    281020107
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    EIX

 

CUSIP: 281020107    ISIN: US2810201077    SEDOL: 2829515

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jagjeet S. Bindra   Mgmt   For   For
Elect Director Vanessa C.L. Chang   Mgmt   For   For
Elect Director France A. Cordova   Mgmt   For   For
Elect Director Theodore F. Craver, Jr.   Mgmt   For   For
Elect Director Bradford M. Freeman   Mgmt   For   For
Elect Director Luis G. Nogales   Mgmt   For   For
Elect Director Ronald L. Olson   Mgmt   For   For
Elect Director Richard T. Schlosberg, III   Mgmt   For   For
Elect Director Thomas C. Sutton   Mgmt   For   For

Elect Director Peter J. Taylor   Mgmt   For   For
Elect Director Brett White   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Johnson & Johnson

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    478160104
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    JNJ

 

CUSIP: 478160104    ISIN: US4781601046    SEDOL: 2475833

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary Sue Coleman   Mgmt   For   For
Elect Director James G. Cullen   Mgmt   For   For
Elect Director Ian E.L. Davis   Mgmt   For   For
Elect Director Alex Gorsky   Mgmt   For   For
Elect Director Michael M.E. Johns   Mgmt   For   For
Elect Director Susan L. Lindquist   Mgmt   For   For
Elect Director Anne M. Mulcahy   Mgmt   For   For
Elect Director Leo F. Mullin   Mgmt   For   For
Elect Director William D. Perez   Mgmt   For   For
Elect Director Charles Prince   Mgmt   For   For
Elect Director A. Eugene Washington   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For
Screen Political Contributions for Consistency with Corporate Values   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Life Time Fitness, Inc.

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    53217R207
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    LTM

 

CUSIP: 53217R207    ISIN: US53217R2076    SEDOL: B01R1Z1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bahram Akradi   Mgmt   For   For
Elect Director Giles H. Bateman   Mgmt   For   For
Elect Director Jack W. Eugster   Mgmt   For   For
Elect Director Guy C. Jackson   Mgmt   For   For
Elect Director John K. Lloyd   Mgmt   For   For

Elect Director Martha A. Morfitt   Mgmt   For   For
Elect Director John B. Richards   Mgmt   For   For
Elect Director Joseph S. Vassalluzzo   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Muenchener Rueckversicherungs-Gesellschaft AG

 

Meeting Date:    25-Apr-13    Country:    Germany    Security ID:    D55535104
Record Date:       Meeting Type:    Annual    Ticker:    MUV2

 

CUSIP: D55535104    ISIN: DE0008430026    SEDOL: 5294121

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports, Including Corporate Governance and Remuneration Reports for Fiscal 2012(Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 7 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Elect Ann-Kristin Achleitner to the Supervisory Board   Mgmt   For   For
Amend Articles Re: Supervisory Board Remuneration   Mgmt   For   For
Approve Creation of EUR 280 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For

Pfizer Inc.

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    717081103
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    PFE

 

CUSIP: 717081103    ISIN: US7170811035    SEDOL: 2684703

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dennis A. Ausiello   Mgmt   For   Against
Elect Director M. Anthony Burns   Mgmt   For   Against
Elect Director W. Don Cornwell   Mgmt   For   For
Elect Director Frances D. Fergusson   Mgmt   For   For
Elect Director William H. Gray, III   Mgmt   For   Against
Elect Director Helen H. Hobbs   Mgmt   For   Against
Elect Director Constance J. Horner   Mgmt   For   Against
Elect Director James M. Kilts   Mgmt   For   For

Elect Director George A. Lorch   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director Ian C. Read   Mgmt   For   For
Elect Director Stephen W. Sanger   Mgmt   For   Against
Elect Director Marc Tessier-Lavigne   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For

Republic Bancorp, Inc./KY

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    760281204
Record Date:    15-Feb-13    Meeting Type:    Annual    Ticker:    RBCAA

 

CUSIP: 760281204    ISIN: US7602812049    SEDOL: 2277114

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Craig A. Greenberg   Mgmt   For   For
Elect Director Michael T. Rust   Mgmt   For   For
Elect Director Sandra Metts Snowden   Mgmt   For   For

Elect Director R. Wayne Stratton   Mgmt   For   For
Elect Director Susan Stout Tamme   Mgmt   For   For
Elect Director A. Scott Trager   Mgmt   For   For
Elect Director Steven E. Trager   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Schneider Electric SA

 

Meeting Date:    25-Apr-13    Country:    France    Security ID:    F86921107
Record Date:    19-Apr-13    Meeting Type:    Annual/Special    Ticker:    SU

 

CUSIP: F86921107    ISIN: FR0000121972    SEDOL: 4834108

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.87 per Share   Mgmt   For   For
Approve Additional Pension Scheme Agreement with the Members of the Management Board andthe Chairman of the Supervisory Board   Mgmt   For   For
Approve Severance Payment Agreement with Jean-Pascal Tricoire   Mgmt   For   For
Reelect Gerard de La Martiniere as Supervisory Board Member   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Adopt One-Tiered Board Structure and Amend Articles 1, 11-21 and 22-28 of Bylaws Accordingly   Mgmt   For   Against

Transfer Outstanding Delegations of Powers to Issue Capital under Stock Purchase Plans from Management Board to Board of Directors   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million   Mgmt   For   For
Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 220 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 10and 12   Mgmt   For   For
Authorize Capital Increase of up to 9.9 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 110 Million   Mgmt   For   For
Authorize up to 1.8 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For

Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Ordinary Business   Mgmt    
Elect Jean-Pascal Tricoire as Director   Mgmt   For   Against
Elect Henri Lachmann as Director   Mgmt   For   For
Elect Leo Apotheker as Director   Mgmt   For   For
Elect Betsy Atkins as Director   Mgmt   For   For
Elect Gerard de La Martiniere as Director   Mgmt   For   For
Elect Xavier Fontanet Director   Mgmt   For   For
Elect Noel Forgeard as Director   Mgmt   For   For
Elect Antoine Gosset-Grainville as Director   Mgmt   For   For
Elect Willy R. Kissling as Director   Mgmt   For   For
Elect Cathy Kopp as Director   Mgmt   For   For

Elect Dominique Senequier as Director   Mgmt   For   For
Elect M.G. Richard Thoman as Director   Mgmt   For   For
Elect Serge Weinberg as Director   Mgmt   For   For
Elect Claude Briquet as Representative of Employee Shareholders to the Board   Mgmt   Against   Against
Elect Magali Herbaut as Representative of Employee Shareholders to the Board   Mgmt   For   For
Elect Thierry Jacquet as Representative of Employee Shareholders to the Board   Mgmt   Against   Against
Elect Jean-Michel Vedrine as Representative of Employee Shareholders to the Board   Mgmt   Against   Against
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Sensient Technologies Corporation

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    81725T100
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    SXT

 

CUSIP: 81725T100    ISIN: US81725T1007    SEDOL: 2923741

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Hank Brown   Mgmt   For   For
Elect Director Edward H. Cichurski   Mgmt   For   For
Elect Director Fergus M. Clydesdale   Mgmt   For   For
Elect Director James A. D. Croft   Mgmt   For   Withhold
Elect Director William V. Hickey   Mgmt   For   For
Elect Director Kenneth P. Manning   Mgmt   For   For
Elect Director Paul Manning   Mgmt   For   For
Elect Director Elaine R. Wedral   Mgmt   For   For

Elect Director Essie Whitelaw   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

SVB Financial Group

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    78486Q101
Record Date:    26-Feb-13    Meeting Type:    Annual    Ticker:    SIVB

 

CUSIP: 78486Q101    ISIN: US78486Q1013    SEDOL: 2808053

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Greg W. Becker   Mgmt   For   For
Elect Director Eric A. Benhamou   Mgmt   For   For

Elect Director David M. Clapper   Mgmt   For   For
Elect Director Roger F. Dunbar   Mgmt   For   For
Elect Director Joel P. Friedman   Mgmt   For   For
Elect Director C. Richard Kramlich   Mgmt   For   For
Elect Director Lata Krishnan   Mgmt   For   For
Elect Director Jeffrey N. Maggioncalda   Mgmt   For   For
Elect Director Kate D. Mitchell   Mgmt   For   For
Elect Director John F. Robinson   Mgmt   For   For
Elect Director Garen K. Staglin   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

TreeHouse Foods, Inc.

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    89469A104
Record Date:    05-Mar-13    Meeting Type:    Annual    Ticker:    THS

 

CUSIP: 89469A104    ISIN: US89469A1043    SEDOL: B095X84

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George V. Bayly   Mgmt   For   For
Elect Director Diana S. Ferguson   Mgmt   For   For
Elect Director Gary D. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive   Mgmt   For   For
Officers’ Compensation      

Abbott Laboratories

 

Meeting Date:    26-Apr-13    Country:    USA    Security ID:    002824100
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    ABT

 

CUSIP: 002824100    ISIN: US0028241000    SEDOL: 2002305

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert J. Alpern   Mgmt   For   For
Elect Director Roxanne S. Austin   Mgmt   For   For
Elect Director Sally E. Blount   Mgmt   For   For
Elect Director W. James Farrell   Mgmt   For   For
Elect Director Edward M. Liddy   Mgmt   For   For
Elect Director Nancy McKinstry   Mgmt   For   For
Elect Director Phebe N. Novakovic   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   For
Elect Director Samuel C. Scott, III   Mgmt   For   For
Elect Director Glenn F. Tilton   Mgmt   For   For
Elect Director Miles D. White   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Label and Eliminate GMO Ingredients in Products   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Stock Retention/Holding Period   SH   Against   For
Cease Compliance Adjustments to Performance Criteria   SH   Against   For
Pro-rata Vesting of Equity Awards   SH   Against   Against

AT&T Inc.

 

Meeting Date:    26-Apr-13    Country:    USA    Security ID:    00206R102
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    T

 

CUSIP: 00206R102    ISIN: US00206R1023    SEDOL: 2831811

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Randall L. Stephenson   Mgmt   For   For
Elect Director Gilbert F. Amelio   Mgmt   For   For
Elect Director Reuben V. Anderson   Mgmt   For   For
Elect Director James H. Blanchard   Mgmt   For   For
Elect Director Jaime Chico Pardo   Mgmt   For   For
Elect Director Scott T. Ford   Mgmt   For   For
Elect Director James P. Kelly   Mgmt   For   For
Elect Director Jon C. Madonna   Mgmt   For   For
Elect Director Michael B. McCallister   Mgmt   For   For
Elect Director John B. McCoy   Mgmt   For   For
Elect Director Joyce M. Roche   Mgmt   For   For
Elect Director Matthew K. Rose   Mgmt   For   For
Elect Director Laura D’Andrea Tyson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Stock Purchase and Deferral Plan   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Report on Reducing Lead Battery Health Hazards   SH   Against   For
Submit Severance Agreement (Change-in-Control) to Shareholder Vote   SH   Against   For
Require Independent Board Chairman   SH   Against   Against

BASF SE

 

Meeting Date:    26-Apr-13    Country:    Germany    Security ID:    D06216317
Record Date:       Meeting Type:    Annual    Ticker:    BAS

 

CUSIP: D06216101    ISIN: DE000BASF111    SEDOL: 5086577

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.60 per Share   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For

Bayer AG

 

Meeting Date:    26-Apr-13    Country:    Germany    Security ID:    D0712D163
Record Date:       Meeting Type:    Annual    Ticker:    BAYN

 

CUSIP: D0712D163    ISIN: DE000BAY0017    SEDOL: 5069211

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.90 per Share for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Affiliation Agreement with Bayer Beteiligungsverwaltung Goslar GmbH   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For

Cleco Corporation

 

Meeting Date:    26-Apr-13    Country:    USA    Security ID:    12561W105
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    CNL

 

CUSIP: 12561W105    ISIN: US12561W1053    SEDOL: 2182445

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Logan W. Kruger   Mgmt   For   For
ElectDirector Bruce A. Williamson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Bylaws to Eliminate Cumulative Voting and Declassify the Board   Mgmt   For   For
Eliminate Cumulative Voting   Mgmt   For   For
Report on Sustainability   SH   Against   For

Convergys Corporation

 

Meeting Date:    26-Apr-13    Country:    USA    Security ID:    212485106
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    CVG

 

CUSIP: 212485106    ISIN: US2124851062    SEDOL: 2284761

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrea J. Ayers   Mgmt   For   For
Elect Director John F. Barrett   Mgmt   For   For
Elect Director Richard R. Devenuti   Mgmt   For   For
Elect Director Jeffrey H. Fox   Mgmt   For   For
Elect Director Joseph E. Gibbs   Mgmt   For   For
Elect Director Joan E. Herman   Mgmt   For   For

Elect Director Thomas L. Monahan, III   Mgmt   For   For
Elect Director Ronald L. Nelson   Mgmt   For   For
Elect Director Richard F. Wallman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

American Express Company

 

Meeting Date:    29-Apr-13    Country:    USA    Security ID:    025816109
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    AXP

 

CUSIP: 025816109    ISIN: US0258161092    SEDOL: 2026082

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charlene Barshefsky   Mgmt   For   For
Elect Director Ursula M. Burns   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Peter Chernin   Mgmt   For   For
Elect Director Anne Lauvergeon   Mgmt   For   For
Elect Director Theodore J. Leonsis   Mgmt   For   For
Elect Director Richard C. Levin   Mgmt   For   For
Elect Director Richard A. McGinn   Mgmt   For   For
Elect Director Samuel J. Palmisano   Mgmt   For   For
Elect Director Steven S Reinemund   Mgmt   For   For
Elect Director Daniel L. Vasella   Mgmt   For   For
Elect Director Robert D. Walter   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

The Boeing Company

 

Meeting Date:    29-Apr-13    Country:    USA    Security ID:    097023105
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    BA

 

CUSIP: 097023105    ISIN: US0970231058    SEDOL: 2108601

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Arthur D. Collins, Jr.   Mgmt   For   For
Elect Director Linda Z. Cook   Mgmt   For   For
Elect Director Kenneth M. Duberstein   Mgmt   For   For
Elect Director Edmund P. Giambastiani, Jr.   Mgmt   For   For

Elect Director Lawrence W. Kellner   Mgmt   For   For
Elect Director Edward M. Liddy   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Elect Director Mike S. Zafirovski   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Submit SERP to Shareholder Vote   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Stock Retention/Holding Period   SH   Against   For
Require Independent Board Chairman   SH   Against   Against

United Technologies Corporation

 

Meeting Date:    29-Apr-13    Country:    USA    Security ID:    913017109
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    UTX

 

CUSIP: 913017109    ISIN: US9130171096    SEDOL: 2915500

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Louis R. Chênevert   Mgmt   For   For
Elect Director John V. Faraci   Mgmt   For   For
Elect Director Jean-Pierre Garnier   Mgmt   For   For
Elect Director Jamie S. Gorelick   Mgmt   For   For
Elect Director Edward A. Kangas   Mgmt   For   For
Elect Director Ellen J. Kullman   Mgmt   For   For
Elect Director Marshall O. Larsen   Mgmt   For   For
Elect Director Harold McGraw, III   Mgmt   For   For
Elect Director Richard B. Myers   Mgmt   For   For
Elect Director H. Patrick Swygert   Mgmt   For   For

Elect Director Andre Villeneuve   Mgmt   For   For
Elect Director Christine Todd Whitman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Cepheid

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    15670R107
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    CPHD

 

CUSIP: 15670R107    ISIN: US15670R1077    SEDOL: 2589143

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas L. Gutshall   Mgmt   For   For
Elect Director Cristina H. Kepner   Mgmt   For   For

Elect Director David H. Persing   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Home Properties, Inc.

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    437306103
Record Date:    05-Mar-13    Meeting Type:    Annual    Ticker:    HME

 

CUSIP: 437306103    ISIN: US4373061039    SEDOL: 2414074

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen R. Blank   Mgmt   For   For
Elect Director Alan L. Gosule   Mgmt   For   For
Elect Director Leonard F. Helbig, III   Mgmt   For   For

Elect Director Thomas P. Lydon, Jr.   Mgmt   For   For
Elect Director Edward J. Pettinella   Mgmt   For   For
Elect Director Clifford W. Smith, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

International Business Machines Corporation

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    459200101
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    IBM

 

CUSIP: 459200101    ISIN: US4592001014    SEDOL: 2005973

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alain J.P. Belda   Mgmt   For   For
Elect Director William R. Brody   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Michael L. Eskew   Mgmt   For   For
Elect Director David N. Farr   Mgmt   For   For
Elect Director Shirley Ann Jackson   Mgmt   For   For
Elect Director Andrew N. Liveris   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director James W. Owens   Mgmt   For   For
Elect Director Virginia M. Rometty   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director Sidney Taurel   Mgmt   For   For
Elect Director Lorenzo H. Zambrano   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For

Provide Right to Act by Written Consent   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Stock Retention/Holding Period   SH   Against   For

LaSalle Hotel Properties

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    517942108
Record Date:    20-Feb-13    Meeting Type:    Annual    Ticker:    LHO

 

CUSIP: 517942108    ISIN: US5179421087    SEDOL: 2240161

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Denise M. Coll   Mgmt   For   For
Elect Director Stuart L. Scott   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Select Medical Holdings Corporation

 

Meeting Date:    30-Apr-13    Country:    USA    Security ID:    81619Q105
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    SEM

 

CUSIP: 81619Q105    ISIN: US81619Q1058    SEDOL: B4MF0Q6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Russell L. Carson   Mgmt   For   For
Elect Director James S. Ely III   Mgmt   For   For
Elect Director William H. Frist   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

EMC Corporation

 

Meeting Date:    01-May-13    Country:    USA    Security ID:    268648102
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    EMC

 

CUSIP: 268648102    ISIN: US2686481027    SEDOL: 2295172

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael W. Brown   Mgmt   For   For
Elect Director Randolph L. Cowen   Mgmt   For   For
Elect Director Gail Deegan   Mgmt   For   Against
Elect Director James S. DiStasio   Mgmt   For   For
Elect Director John R. Egan   Mgmt   For   For
Elect Director Edmund F. Kelly   Mgmt   For   For
Elect Director Judith A. Miscik   Mgmt   For   Against
Elect Director Windle B. Priem   Mgmt   For   Against
Elect Director Paul Sagan   Mgmt   For   For

Elect Director David N. Strohm   Mgmt   For   Against
Elect Director Joseph M. Tucci   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Provide Right to Act by Written Consent   Mgmt   For   For
Require Consistency with Corporate Values and Report on Political Contributions   SH   Against   Against

Fresh Del Monte Produce Inc.

 

Meeting Date:    01-May-13    Country:    Cayman Islands    Security ID:    G36738105
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    FDP

 

CUSIP: G36738105    ISIN: KYG367381053    SEDOL: 2118707

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Amir Abu-Ghazaleh as Director   Mgmt   For   Against
Elect Salvatore H. Alfiero as Director   Mgmt   For   Against
Elect Edward L. Boykin as Director   Mgmt   For   Against
Accept Financial Statements and Statutory Reports (Voting)   Mgmt   For   For
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

General Dynamics Corporation

 

Meeting Date:    01-May-13    Country:    USA    Security ID:    369550108
Record Date:    07-Mar-13    Meeting Type:    Annual    Ticker:    GD

 

CUSIP: 369550108    ISIN: US3695501086    SEDOL: 2365161

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary T. Barra   Mgmt   For   For
Elect Director Nicholas D. Chabraja   Mgmt   For   For
Elect Director James S. Crown   Mgmt   For   For
Elect Director William P. Fricks   Mgmt   For   For
Elect Director Paul G. Kaminski   Mgmt   For   For
Elect Director John M. Keane   Mgmt   For   For
Elect Director Lester L. Lyles   Mgmt   For   For
Elect Director Phebe N. Novakovic   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   Against
Elect Director Robert Walmsley   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Report on Lobbying Payments and Policy   SH   Against   For
Review and Assess Human Rights Policy   SH   Against   For

GlaxoSmithKline plc

 

Meeting Date:    01-May-13    Country:    United Kingdom    Security ID:    G3910J112
Record Date:    29-Apr-13    Meeting Type:    Annual    Ticker:    GSK

 

CUSIP: G3910J112    ISIN: GB0009252882    SEDOL: 0925288

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Lynn Elsenhans as Director   Mgmt   For   For

Elect Jing Ulrich as Director   Mgmt   For   For
Elect Hans Wijers as Director   Mgmt   For   For
Re-elect Sir Christopher Gent as Director   Mgmt   For   For
Re-elect Sir Andrew Witty as Director   Mgmt   For   For
Re-elect Sir Roy Anderson as Director   Mgmt   For   For
Re-elect Dr Stephanie Burns as Director   Mgmt   For   For
Re-elect Stacey Cartwright as Director   Mgmt   For   For
Re-elect Simon Dingemans as Director   Mgmt   For   For
Re-elect Judy Lewent as Director   Mgmt   For   For
Re-elect Sir Deryck Maughan as Director   Mgmt   For   For
Re-elect Dr Daniel Podolsky as Director   Mgmt   For   For
Re-elect Dr Moncef Slaoui as Director   Mgmt   For   For
Re-elect Tom de Swaan as Director   Mgmt   For   For
Re-elect Sir Robert Wilson as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For

Authorise the Audit & Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Invesco Mortgage Capital Inc.

 

Meeting Date:    01-May-13    Country:    USA    Security ID:    46131B100
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    IVR

 

CUSIP: 46131B100    ISIN: US46131B1008    SEDOL: B5ZW0F0

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director G. Mark Armour   Mgmt   For   For
Elect Director James S. Balloun   Mgmt   For   For

Elect Director John S. Day   Mgmt   For   For
Elect Director Karen Dunn Kelley   Mgmt   For   For
Elect Director James R. Lientz, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Molina Healthcare, Inc.

 

Meeting Date:    01-May-13    Country:    USA    Security ID:    60855R100
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    MOH

 

CUSIP: 60855R100    ISIN: US60855R1005    SEDOL: 2212706

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles Z. Fedak   Mgmt   For   For
Elect Director Steven James   Mgmt   For   For
Elect Director John C. Molina   Mgmt   For   For
Elect Director Daniel Cooperman   Mgmt   For   For
Elect Director Dale Wolf   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Approve Issuance of Shares for a Private Placement   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

American Campus Communities, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    024835100
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    ACC

 

CUSIP: 024835100    ISIN: US0248351001    SEDOL: B02H871

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Bayless Jr.   Mgmt   For   For
Elect Director R.D. Burck   Mgmt   For   For
Elect Director G. Steven Dawson   Mgmt   For   For
Elect Director Cydney C. Donnell   Mgmt   For   For
Elect Director Edward Lowenthal   Mgmt   For   For
Elect Director Oliver Luck   Mgmt   For   For
Elect Director Winston W. Walker   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Hexcel Corporation

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    428291108
Record Date:    07-Mar-13    Meeting Type:    Annual    Ticker:    HXL

 

CUSIP: 428291108    ISIN: US4282911084    SEDOL: 2416779

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David E. Berges   Mgmt   For   For
Elect Director Joel S. Beckman   Mgmt   For   For
Elect Director Lynn Brubaker   Mgmt   For   For
Elect Director Jeffrey C. Campbell   Mgmt   For   For
Elect Director Sandra L. Derickson   Mgmt   For   For
Elect Director W. Kim Foster   Mgmt   For   For
Elect Director Thomas A. Gendron   Mgmt   For   For
Elect Director Jeffrey A. Graves   Mgmt   For   For
Elect Director David C. Hill   Mgmt   For   For
Elect Director David L. Pugh   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Monmouth Real Estate Investment Corporation

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    609720107
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    MNR

 

CUSIP: 609720107    ISIN: US6097201072    SEDOL: 2504072

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Anna T. Chew   Mgmt   For   For
Elect Director Daniel D. Cronheim   Mgmt   For   For
Elect Director Scott L. Robinson   Mgmt   For   For

Elect Director Eugene Rothenberg   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   Against   For

Prologis, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    74340W103
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    PLD

 

CUSIP: 74340W103    ISIN: US74340W1036    SEDOL: B44WZD7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Hamid R. Moghadam   Mgmt   For   For
Elect Director George L. Fotiades   Mgmt   For   Against
Elect Director Christine N. Garvey   Mgmt   For   For

Elect Director Lydia H. Kennard   Mgmt   For   For
Elect Director J. Michael Losh   Mgmt   For   For
Elect Director Irving F. Lyons III   Mgmt   For   For
Elect Director Jeffrey L. Skelton   Mgmt   For   For
Elect Director D. Michael Steuert   Mgmt   For   For
Elect Director Carl B. Webb   Mgmt   For   For
Elect Director William D. Zollars   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Reckitt Benckiser Group plc

 

Meeting Date:    02-May-13    Country:    United Kingdom    Security ID:    G74079107
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    RB.

 

CUSIP: G74079107    ISIN: GB00B24CGK77    SEDOL: B24CGK7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Adrian Bellamy as Director   Mgmt   For   For
Re-elect Peter Harf as Director   Mgmt   For   For
Re-elect Richard Cousins as Director   Mgmt   For   For
Re-elect Kenneth Hydon as Director   Mgmt   For   For
Re-elect Rakesh Kapoor as Director   Mgmt   For   For
Re-elect Andre Lacroix as Director   Mgmt   For   For
Re-elect Graham Mackay as Director   Mgmt   For   For
Re-elect Judith Sprieser as Director   Mgmt   For   For
Re-elect Warren Tucker as Director   Mgmt   For   For

Elect Adrian Hennah as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Rolls-Royce Holdings plc

 

Meeting Date:    02-May-13    Country:    United Kingdom    Security ID:    G76225104
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: G7630U109    ISIN: GB00B63H8491    SEDOL: B63H849

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Ian Davis as Director   Mgmt   For   For
Elect Jasmin Staiblin as Director   Mgmt   For   For
Re-elect John Rishton as Director   Mgmt   For   For
Re-elect Dame Helen Alexander as Director   Mgmt   For   For
Re-elect Lewis Booth as Director   Mgmt   For   For
Re-elect Sir Frank Chapman as Director   Mgmt   For   For
Re-elect Iain Conn as Director   Mgmt   For   For
Re-elect James Guyette as Director   Mgmt   For   For
Re-elect John McAdam as Director   Mgmt   For   For

Re-elect Mark Morris as Director   Mgmt   For   For
Re-elect John Neill as Director   Mgmt   For   For
Re-elect Colin Smith as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Payment to Shareholders   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Adopt New Articles of Association   Mgmt   For   For

Starwood Property Trust, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    85571B105
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    STWD

 

CUSIP: 85571B105    ISIN: US85571B1052    SEDOL: B3PQ520

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard D. Bronson   Mgmt   For   For
Elect Director Jeffrey F. DiModica   Mgmt   For   For
Elect Director Jeffrey G. Dishner   Mgmt   For   For
Elect Director Camille J. Douglas   Mgmt   For   For
Elect Director Boyd W. Fellows   Mgmt   For   For
Elect Director Barry S. Sternlicht   Mgmt   For   For
Elect Director Strauss Zelnick   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against

United Parcel Service, Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    911312106
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    UPS

 

CUSIP: 911312106    ISIN: US9113121068    SEDOL: 2517382

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director F. Duane Ackerman   Mgmt   For   For
Elect Director Michael J. Burns   Mgmt   For   For
Elect Director D. Scott Davis   Mgmt   For   For
Elect Director Stuart E. Eizenstat   Mgmt   For   For
Elect Director Michael L. Eskew   Mgmt   For   For
Elect Director William R. Johnson   Mgmt   For   For
Elect Director Candace Kendle   Mgmt   For   For

Elect Director Ann M. Livermore   Mgmt   For   For
Elect Director Rudy H. P. Markham   Mgmt   For   For
Elect Director Clark T. Randt, Jr.   Mgmt   For   For
Elect Director Carol B. Tome   Mgmt   For   For
Elect Director Kevin M. Warsh   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   Against
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For

Verizon Communications Inc.

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    92343V104
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    VZ

 

CUSIP: 92343V104    ISIN: US92343V1044    SEDOL: 2090571

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard L. Carrion   Mgmt   For   Against
Elect Director Melanie L. Healey   Mgmt   For   For
Elect Director M. Frances Keeth   Mgmt   For   For
Elect Director Robert W. Lane   Mgmt   For   For
Elect Director Lowell C. McAdam   Mgmt   For   For
Elect Director Sandra O. Moose   Mgmt   For   Against
Elect Director Joseph Neubauer   Mgmt   For   For
Elect Director Donald T. Nicolaisen   Mgmt   For   Against
Elect Director Clarence Otis, Jr.   Mgmt   For   For
Elect Director Hugh B. Price   Mgmt   For   Against
Elect Director Rodney E. Slater   Mgmt   For   Against
Elect Director Kathryn A. Tesija   Mgmt   For   For
Elect Director Gregory D. Wasson   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Commit to Wireless Network Neutrality   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Adopt Proxy Access Right   SH   Against   Against
Submit Severance Agreement (Change-in-Control) to Shareholder Vote   SH   Against   For
Amend Articles/Bylaws/Charter- Call Special Meetings   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For

Wisconsin Energy Corporation

 

Meeting Date:    02-May-13    Country:    USA    Security ID:    976657106
Record Date:    21-Feb-13    Meeting Type:    Annual    Ticker:    WEC

 

CUSIP: 976657106    ISIN: US9766571064    SEDOL: 2973995

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John F. Bergstrom   Mgmt   For   For
Elect Director Barbara L. Bowles   Mgmt   For   For
Elect Director Patricia W. Chadwick   Mgmt   For   For
Elect Director Curt S. Culver   Mgmt   For   For

Elect Director Thomas J. Fischer   Mgmt   For   For
Elect Director Gale E. Klappa   Mgmt   For   For
Elect Director Henry W. Knueppel   Mgmt   For   For
Elect Director Ulice Payne, Jr.   Mgmt   For   For
Elect Director Mary Ellen Stanek   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Dominion Resources, Inc.

 

Meeting Date:    03-May-13    Country:    USA    Security ID:    25746U109
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    D

 

CUSIP: 25746U109    ISIN: US25746U1097    SEDOL: 2542049

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William P. Barr   Mgmt   For   For
Elect Director Peter W. Brown   Mgmt   For   For
Elect Director Helen E. Dragas   Mgmt   For   For
Elect Director James O. Ellis, Jr.   Mgmt   For   For
Elect Director Thomas F. Farrell, II   Mgmt   For   For
Elect Director John W. Harris   Mgmt   For   For
Elect Director Robert S. Jepson, Jr.   Mgmt   For   For
Elect Director Mark J. Kington   Mgmt   For   For
Elect Director Pamela J. Royal   Mgmt   For   For
Elect Director Robert H. Spilman, Jr.   Mgmt   For   For
Elect Director Michael E. Szymanczyk   Mgmt   For   For
Elect Director David A. Wollard   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Call Special Meeting   Mgmt   For   For
Report on Coal Use from Mountaintop Removal Mining   SH   Against   Against
Include Sustainability as a Performance Measure for Senior Executive Compensation   SH   Against   Against
Minimize Pool Storage of Spent Nuclear Fuel   SH   Against   Against
Report on Financial Risks of Climate Change   SH   Against   For

E.ON SE

 

Meeting Date:    03-May-13    Country:    Germany    Security ID:    D24914133
Record Date:       Meeting Type:    Annual    Ticker:    EOAN

 

CUSIP: D24914133    ISIN: DE000ENAG999    SEDOL: 4942904

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.10 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2013   Mgmt   For   For
Elect Denise Kingsmill to the Supervisory Board   Mgmt   For   For
Elect Ulrich Lehner to the Supervisory Board   Mgmt   For   For
Elect Rene Obermann to the Supervisory Board   Mgmt   For   For
Elect Karen de Segundo to the Supervisory Board   Mgmt   For   For
Elect Theo Siegert to the Supervisory Board   Mgmt   For   For

Elect Werner Wenning to the Supervisory Board   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Approve Remuneration of Supervisory Board   Mgmt   For   For

Koninklijke Philips Electronics

 

Meeting Date:    03-May-13    Country:    Netherlands    Security ID:    N6817P109
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N6817P109    ISIN: NL0000009538    SEDOL: 5986622

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
President’s Speech   Mgmt    
Adopt Financial Statements   Mgmt   For   For

Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 0.75 Per Share   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Reelect C.A. Poon to Supervisory Board   Mgmt   For   For
Reelect J.J. Schiro to Supervisory Board   Mgmt   For   For
Reelect J. van der Veer to Supervisory Board   Mgmt   For   For
Amend Long-Term Incentive Plan   Mgmt   For   For
Approve Performance Share and Performance Stock Option Grants   Mgmt   For   For
Change Company Name to Koninklijke Philips N.V.   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a   Mgmt   For   For
Authorize Repurchase of Shares   Mgmt   For   For

Approve Cancellation of Repurchased Shares   Mgmt   For   For
Allow Questions   Mgmt    

Oasis Petroleum Inc.

 

Meeting Date:    03-May-13    Country:    USA    Security ID:    674215108
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    OAS

 

CUSIP: 674215108    ISIN: US6742151086    SEDOL: B64R5J2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael McShane   Mgmt   For   For
Elect Director Thomas B. Nusz   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Pilgrim’s Pride Corporation

 

Meeting Date:    03-May-13    Country:    USA    Security ID:    72147K108
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    PPC

 

CUSIP: 72147K108    ISIN: US72147K1088    SEDOL: B5L3PZ2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Wesley Mendonca Batista   Mgmt   For   For
Elect Director Joesley Mendonca Batista   Mgmt   For   Withhold
Elect Director Don Jackson   Mgmt   For   For
Elect Director William W. Lovette   Mgmt   For   For
Elect Director Marcus Vinicius Pratini de Moraes   Mgmt   For   For

Elect Director Wallim Cruz De Vasconcellos Junior   Mgmt   For   For
Elect Director Michael L. Cooper   Mgmt   For   For
Elect Director Charles Macaluso   Mgmt   For   For
Elect Director David E. Bell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Sanofi

 

Meeting Date:    03-May-13    Country:    France    Security ID:    F5548N101
Record Date:    26-Apr-13    Meeting Type:    Annual/Special    Ticker:    SAN

 

CUSIP: F5548N101    ISIN: FR0000120578    SEDOL: 5671735

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.77 per Share   Mgmt   For   For
Elect Fabienne Lecorvaisier as Director   Mgmt   For   For

Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitutionfor Discount under Capital Increases for Employee Stock Purchase Plans   Mgmt   For   For

Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Berkshire Hathaway Inc.

 

Meeting Date:    04-May-13    Country:    USA    Security ID:    084670702
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    BRK.B

 

CUSIP: 084670702    ISIN: US0846707026    SEDOL: 2073390

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Warren E. Buffett   Mgmt   For   For
Elect Director Charles T. Munger   Mgmt   For   For

Elect Director Howard G. Buffett   Mgmt   For   For
Elect Director Stephen B. Burke   Mgmt   For   For
Elect Director Susan L. Decker   Mgmt   For   For
Elect Director William H. Gates III   Mgmt   For   For
Elect Director David S. Gottesman   Mgmt   For   For
Elect Director Charlotte Guyman   Mgmt   For   For
Elect Director Donald R. Keough   Mgmt   For   For
Elect Director Thomas S. Murphy   Mgmt   For   For
Elect Director Ronald L. Olson   Mgmt   For   For
Elect Director Walter Scott, Jr.   Mgmt   For   For
Elect Director Meryl B. Witmer   Mgmt   For   For
Adopt Quantitative Goals for GHG and Other Air Emissions   SH   Against   For

Clean Harbors, Inc.

 

Meeting Date:    06-May-13    Country:    USA    Security ID:    184496107
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    CLH

 

CUSIP: 184496107    ISIN: US1844961078    SEDOL: 2202473

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John P. DeVillars   Mgmt   For   For
Elect Director Daniel J. McCarthy   Mgmt   For   For
Elect Director Andrea Robertson   Mgmt   For   For
Elect Director James M. Rutledge   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

MKS INSTRUMENTS, INC.

 

Meeting Date:    06-May-13    Country:    USA    Security ID:    55306N104
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    MKSI

 

CUSIP: 55306N104    ISIN: US55306N1046    SEDOL: 2404871

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Cristina H. Amon   Mgmt   For   For
Elect Director Richard S. Chute   Mgmt   For   For
Elect Director Peter R. Hanley   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Allianz SE

 

Meeting Date:    07-May-13    Country:    Germany    Security ID:    D03080112
Record Date:       Meeting Type:    Annual    Ticker:    ALV

 

CUSIP: D03080112    ISIN: DE0008404005    SEDOL: 5231485

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 4.50 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Elect Christine Bosse to the Supervisory Board   Mgmt   For   For

BioScrip, Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    09069N108
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    BIOS

 

CUSIP: 09069N108    ISIN: US09069N1081    SEDOL: 2594857

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard M. Smith   Mgmt   For   For
Elect Director Charlotte W. Collins   Mgmt   For   For
Elect Director Samuel P. Frieder   Mgmt   For   For
Elect Director Myron Z. Holubiak   Mgmt   For   For
Elect Director David R. Hubers   Mgmt   For   For
Elect Director Richard L. Robbins   Mgmt   For   For
Elect Director Stuart A. Samuels   Mgmt   For   For

Elect Director Gordon H. Woodward   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Bristol-Myers Squibb Company

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    110122108
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    BMY

 

CUSIP: 110122108    ISIN: US1101221083    SEDOL: 2126335

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lamberto Andreotti   Mgmt   For   For
Elect Director Lewis B. Campbell   Mgmt   For   Against
Elect Director James M. Cornelius   Mgmt   For   For
Elect Director Laurie H. Glimcher   Mgmt   For   For

Elect Director Michael Grobstein   Mgmt   For   For
Elect Director Alan J. Lacy   Mgmt   For   Against
Elect Director Vicki L. Sato   Mgmt   For   For
Elect Director Elliott Sigal   Mgmt   For   For
Elect Director Gerald L. Storch   Mgmt   For   For
Elect Director Togo D. West, Jr.   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Capella Education Company

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    139594105
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    CPLA

 

CUSIP: 139594105    ISIN: US1395941057    SEDOL: B0GWDP5

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Kevin Gilligan   Mgmt   For   For
Elect Director Michael A. Linton   Mgmt   For   For
Elect Director Michael L. Lomax   Mgmt   For   For
Elect Director Jody G. Miller   Mgmt   For   For
Elect Director Hilary C. Pennington   Mgmt   For   For
Elect Director Stephen G. Shank   Mgmt   For   For
Elect Director Andrew M. Slavitt   Mgmt   For   For
Elect Director David W. Smith   Mgmt   For   For
Elect Director Jeffrey W. Taylor   Mgmt   For   For
Elect Director Darrell R. Tukua   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Consolidated Communications Holdings, Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    209034107
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    CNSL

 

CUSIP: 209034107    ISIN: US2090341072    SEDOL: B07LSQ7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roger H. Moore   Mgmt   For   For
Elect Director Thomas A. Gerke   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Darling International Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    237266101
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    DAR

 

CUSIP: 237266101    ISIN: US2372661015    SEDOL: 2250289

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Randall C. Stuewe   Mgmt   For   For
Elect Director O. Thomas Albrecht   Mgmt   For   For
Elect Director D. Eugene Ewing   Mgmt   For   For
Elect Director Charles Macaluso   Mgmt   For   For
Elect Director John D. March   Mgmt   For   For
Elect Director Michael Rescoe   Mgmt   For   For
Elect Director Michael Urbut   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt   For   For

Helix Energy Solutions Group, Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    42330P107
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    HLX

 

CUSIP: 42330P107    ISIN: US42330P1075    SEDOL: 2037062

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Owen Kratz   Mgmt   For   For
Elect Director John V. Lovoi   Mgmt   For   For
Elect Director Jan Rask   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

L Air Liquide

 

Meeting Date:    07-May-13    Country:    France    Security ID:    F01764103
Record Date:    30-Apr-13    Meeting Type:    Annual/Special    Ticker:    AI

 

CUSIP: F01764103    ISIN: FR0000120073    SEDOL: B1YXBJ7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.50 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Thierry Desmarest as Director   Mgmt   For   For

Reelect Thierry Peugeot as Director   Mgmt   For   For
Approve Severance Payment Agreement with Benoit Potier   Mgmt   For   For
Approve Severance Payment Agreement with Pierre Dufour   Mgmt   For   For
Authorize Issuance of Bonds/Debentures   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 430 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For

Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

The GEO Group, Inc.

 

Meeting Date:    07-May-13    Country:    USA    Security ID:    36159R103
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    GEO

 

CUSIP: 36159R103    ISIN: US36159R1032    SEDOL: 2943299

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Clarence E. Anthony   Mgmt   For   For
Elect Director Norman A. Carlson   Mgmt   For   For
Elect Director Anne N. Foreman   Mgmt   For   Withhold

Elect Director Richard H. Glanton   Mgmt   For   Withhold
Elect Director Christopher C. Wheeler   Mgmt   For   Withhold
Elect Director George C. Zoley   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Report on Lobbying Payments and Policy   SH   Against   For
Other Business   Mgmt   For   Abstain

Bank of America Corporation

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    060505104
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    BAC

 

CUSIP: 060505104    ISIN: US0605051046    SEDOL: 2295677

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sharon L. Allen   Mgmt   For   For
Elect Director Susan S. Bies   Mgmt   For   For
Elect Director Jack O. Bovender, Jr.   Mgmt   For   For
Elect Director Frank P. Bramble, Sr.   Mgmt   For   For
Elect Director Arnold W. Donald   Mgmt   For   For
Elect Director Charles K. Gifford   Mgmt   For   For
Elect Director Charles O. Holliday, Jr.   Mgmt   For   For
Elect Director Linda P. Hudson   Mgmt   For   For
Elect Director Monica C. Lozano   Mgmt   For   For
Elect Director Thomas J. May   Mgmt   For   For
Elect Director Brian T. Moynihan   Mgmt   For   For
Elect Director Lionel L. Nowell, III   Mgmt   For   For
Elect Director R. David Yost   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Adopt Proxy Access Right   SH   Against   Against
Amend Bylaw to Limit Multiple Board Service   SH   Against   Against
Report on Feasibility of Prohibiting Political Contributions   SH   Against   Against
Review Fair Housing and Fair Lending Compliance   SH   Against   For

Cameron International Corporation

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    13342B105
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    CAM

 

CUSIP: 13342B105    ISIN: US13342B1052    SEDOL: 2222233

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James T. Hackett   Mgmt   For   For
Elect Director Michael E. Patrick   Mgmt   For   For
Elect Director Jon Erik Reinhardsen   Mgmt   For   For
Elect Director Bruce W. Wilkinson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Equity LifeStyle Properties, Inc.

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    29472R108
Record Date:    08-Mar-13    Meeting Type:    Annual    Ticker:    ELS

 

CUSIP: 29472R108    ISIN: US29472R1086    SEDOL: 2563125

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Philip Calian   Mgmt   For   For
Elect Director David Contis   Mgmt   For   For
Elect Director Thomas Dobrowski   Mgmt   For   For
Elect Director Thomas Heneghan   Mgmt   For   For
Elect Director Marguerite Nader   Mgmt   For   For
Elect Director Sheli Rosenberg   Mgmt   For   For
Elect Director Howard Walker   Mgmt   For   For
Elect Director Gary Waterman   Mgmt   For   For
Elect Director William Young   Mgmt   For   For
Elect Director Samuel Zell   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions and Lobbying Communications   SH   Against   For

Ocwen Financial Corporation

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    675746309
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    OCN

 

CUSIP: 675746309    ISIN: US6757463095    SEDOL: B14PL71

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Erbey   Mgmt   For   For
Elect Director Ronald M. Faris   Mgmt   For   For
Elect Director Ronald J. Korn   Mgmt   For   For
Elect Director William H. Lacy   Mgmt   For   For
Elect Director Wilbur L. Ross, Jr.   Mgmt   For   For
Elect Director Robert A. Salcetti   Mgmt   For   For

Elect Director Barry N. Wish   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Six Flags Entertainment Corporation

 

Meeting Date:    08-May-13    Country:    USA    Security ID:    83001A102
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    SIX

 

CUSIP: 83001A102    ISIN: US83001A1025    SEDOL: B43VKB8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John W. Baker   Mgmt   For   For
Elect Director Kurt M. Cellar   Mgmt   For   For
Elect Director Charles A. Koppelman   Mgmt   For   For

Elect Director Jon L. Luther   Mgmt   For   For
Elect Director Usman Nabi   Mgmt   For   For
Elect Director Stephen D. Owens   Mgmt   For   For
Elect Director James Reid-Anderson   Mgmt   For   For
Elect Director Richard W. Roedel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Standard Chartered plc

 

Meeting Date:    08-May-13    Country:    United Kingdom    Security ID:    G84228157
Record Date:    03-May-13    Meeting Type:    Annual    Ticker:    STAN

 

CUSIP: G84228157    ISIN: GB0004082847    SEDOL: 0408284

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Om Bhatt as Director   Mgmt   For   For
Elect Dr Louis Chi-Yan Cheung as Director   Mgmt   For   For
Elect Margaret Ewing as Director   Mgmt   For   For
Elect Dr Lars Thunell as Director   Mgmt   For   For
Re-elect Stefano Bertamini as Director   Mgmt   For   For
Re-elect Jaspal Bindra as Director   Mgmt   For   For
Re-elect James Dundas as Director   Mgmt   For   For
Re-elect Dr Han Seung-soo as Director   Mgmt   For   For
Re-elect Simon Lowth as Director   Mgmt   For   For
Re-elect Rudolph Markham as Director   Mgmt   For   For
Re-elect Ruth Markland as Director   Mgmt   For   For
Re-elect Richard Meddings as Director   Mgmt   For   For

Re-elect John Paynter as Director   Mgmt   For   For
Re-elect Sir John Peace as Director   Mgmt   For   For
Re-elect Alun Rees as Director   Mgmt   For   For
Re-elect Peter Sands as Director   Mgmt   For   For
Re-elect Viswanathan Shankar as Director   Mgmt   For   For
Re-elect Paul Skinner as Director   Mgmt   For   For
Re-elect Oliver Stocken as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Market Purchase of Preference Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Sharesave Plan   Mgmt   For   For

Thomson Reuters Corporation

 

Meeting Date:    08-May-13    Country:    Canada    Security ID:    884903105
Record Date:    22-Mar-13    Meeting Type:    Annual/Special    Ticker:    TRI

 

CUSIP: 884903105    ISIN: CA8849031056    SEDOL: 2889371

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David Thomson   Mgmt   For   For
Elect Director James C. Smith   Mgmt   For   For
Elect Director Manvinder S. Banga   Mgmt   For   For
Elect Director David W. Binet   Mgmt   For   For

Elect Director Mary Cirillo   Mgmt   For   Withhold
Elect Director Steven A. Denning   Mgmt   For   For
Elect Director Lawton W. Fitt   Mgmt   For   For
Elect Director Sir Deryck Maughan   Mgmt   For   For
Elect Director Ken Olisa   Mgmt   For   For
Elect Director Vance K. Opperman   Mgmt   For   For
Elect Director John M. Thompson   Mgmt   For   For
Elect Director Peter J. Thomson   Mgmt   For   For
Elect Director Wulf von Schimmelmann   Mgmt   For   For
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Amend U.S. Employee Stock Purchase Plan   Mgmt   For   Against
Advisory Vote on Executive Compensation Approach   Mgmt   For   Against

Anixter International Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    035290105
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    AXE

 

CUSIP: 035290105    ISIN: US0352901054    SEDOL: 2468844

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lord James Blyth   Mgmt   For   For
Elect Director Frederic F. Brace   Mgmt   For   For
Elect Director Linda Walker Bynoe   Mgmt   For   For
Elect Director Robert J. Eck   Mgmt   For   For
Elect Director Robert W. Grubbs   Mgmt   For   For
Elect Director F. Philip Handy   Mgmt   For   For
Elect Director Melvyn N. Klein   Mgmt   For   For
Elect Director George Munoz   Mgmt   For   For

Elect Director Stuart M. Sloan   Mgmt   For   For
Elect Director Matthew Zell   Mgmt   For   For
Elect Director Samuel Zell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Carter’s, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    146229109
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    CRI

 

CUSIP: 146229109    ISIN: US1462291097    SEDOL: 2980939

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Vanessa J. Castagna   Mgmt   For   For
Elect Director William J. Montgoris   Mgmt   For   For
Elect Director David Pulver   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CVS Caremark Corporation

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    126650100
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    CVS

 

CUSIP: 126650100    ISIN: US1266501006    SEDOL: 2577609

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director C. David Brown II   Mgmt   For   Against
Elect Director David W. Dorman   Mgmt   For   Against

Elect Director Anne M. Finucane   Mgmt   For   Against
Elect Director Kristen Gibney Williams   Mgmt   For   For
Elect Director Larry J. Merlo   Mgmt   For   For
Elect Director Jean-Pierre Millon   Mgmt   For   For
Elect Director Richard J. Swift   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   For
Elect Director Tony L. White   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Reduce Vote Requirement Under the Fair Price Provision   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Pro-rata Vesting of Equity Awards   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For

Equity One, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    294752100
Record Date:    05-Mar-13    Meeting Type:    Annual    Ticker:    EQY

 

CUSIP: 294752100    ISIN: US2947521009    SEDOL: 2246329

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James S. Cassel   Mgmt   For   Withhold
Elect Director Cynthia R. Cohen   Mgmt   For   Withhold
Elect Director Neil Flanzraich   Mgmt   For   For
Elect Director Chaim Katzman   Mgmt   For   For
Elect Director Peter Linneman   Mgmt   For   For
Elect Director Galia Maor   Mgmt   For   For

Elect Director Jeffrey S. Olson   Mgmt   For   For
Elect Director Dori Segal   Mgmt   For   For
Elect Director David Fischel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Other Business   Mgmt   For   Abstain

Ford Motor Company

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    345370860
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    F

 

CUSIP: 345370860    ISIN: US3453708600    SEDOL: 2615468

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen G. Butler   Mgmt   For   For
Elect Director Kimberly A. Casiano   Mgmt   For   For
Elect Director Anthony F. Earley, Jr.   Mgmt   For   For
Elect Director Edsel B. Ford II   Mgmt   For   For
Elect Director William Clay Ford, Jr.   Mgmt   For   For
Elect Director Richard A. Gephardt   Mgmt   For   For
Elect Director James H. Hance, Jr.   Mgmt   For   For
Elect Director William W. Helman IV   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   For
Elect Director Richard A. Manoogian   Mgmt   For   For
Elect Director Ellen R. Marram   Mgmt   For   For
Elect Director Alan Mulally   Mgmt   For   For
Elect Director Homer A. Neal   Mgmt   For   For
Elect Director Gerald L. Shaheen   Mgmt   For   For
Elect Director John L. Thornton   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For
Approval of Tax Benefits Preservation Plan   Mgmt   For   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Amend Bylaws — Call Special Meetings   SH   Against   For

Hanger, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    41043F208
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    HGR

 

CUSIP: 41043F208    ISIN: US41043F2083    SEDOL: 2796653

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Vinit K. Asar   Mgmt   For   For
Elect Director Thomas P. Cooper   Mgmt   For   For
Elect Director Cynthia L. Feldmann   Mgmt   For   For
Elect Director Eric A. Green   Mgmt   For   For
Elect Director Stephen E. Hare   Mgmt   For   For
Elect Director Isaac Kaufman   Mgmt   For   For
Elect Director Thomas F. Kirk   Mgmt   For   For
Elect Director Patricia B. Shrader   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

JetBlue Airways Corporation

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    477143101
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    JBLU

 

CUSIP: 477143101    ISIN: US4771431016    SEDOL: 2852760

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David Barger   Mgmt   For   For
Elect Director Jens Bischof   Mgmt   For   For
Elect Director Peter Boneparth   Mgmt   For   For
Elect Director David Checketts   Mgmt   For   For
Elect Director Virginia Gambale   Mgmt   For   For
Elect Director Stephan Gemkow   Mgmt   For   For
Elect Director Ellen Jewett   Mgmt   For   For
Elect Director Stanley McChrystal   Mgmt   For   For
Elect Director Joel Peterson   Mgmt   For   For
Elect Director Ann Rhoades   Mgmt   For   For

Elect Director Frank Sica   Mgmt   For   For
Elect Director Thomas Winkelmann   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Penske Automotive Group, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    70959W103
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    PAG

 

CUSIP: 70959W103    ISIN: US70959W1036    SEDOL: 2943523

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Barr   Mgmt   For   For
Elect Director Michael R. Eisenson   Mgmt   For   For
Elect Director Robert H. Kurnick, Jr.   Mgmt   For   For
Elect Director William J. Lovejoy   Mgmt   For   For
Elect Director Kimberly J. McWaters   Mgmt   For   For
Elect Director Yoshimi Namba   Mgmt   For   For
Elect Director Lucio A. Noto   Mgmt   For   For
Elect Director Roger S. Penske   Mgmt   For   For
Elect Director Richard J. Peters   Mgmt   For   For
Elect Director Sandra E. Pierce   Mgmt   For   For
Elect Director Ronald G. Steinhart   Mgmt   For   For
Elect Director H. Brian Thompson   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Other Business   Mgmt   For   Abstain

Pharmacyclics, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    716933106
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    PCYC

 

CUSIP: 716933106    ISIN: US7169331060    SEDOL: 2689690

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert F. Booth   Mgmt   For   For
Elect Director Kenneth A. Clark   Mgmt   For   For
Elect Director Robert W. Duggan   Mgmt   For   For
Elect Director Eric H. Halvorson   Mgmt   For   For
Elect Director Minesh P. Mehta   Mgmt   For   For
Elect Director David D. Smith   Mgmt   For   For

Elect Director Richard A. van den Broek   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Public Storage

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    74460D109
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    PSA

 

CUSIP: 74460D109    ISIN: US74460D1090    SEDOL: 2852533

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald L. Havner, Jr.   Mgmt   For   For
Elect Director Tamara Hughes Gustavson   Mgmt   For   For

Elect Director Uri P. Harkham   Mgmt   For   For
Elect Director B. Wayne Hughes, Jr.   Mgmt   For   For
Elect Director Avedick B. Poladian   Mgmt   For   Withhold
Elect Director Gary E. Pruitt   Mgmt   For   Withhold
Elect Director Ronald P. Spogli   Mgmt   For   For
Elect Director Daniel C. Staton   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Rent-A-Center, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    76009N100
Record Date:    19-Mar-13    Meeting Type:    Annual    Ticker:    RCII

 

CUSIP: 76009N100    ISIN: US76009N1000    SEDOL: 2733092

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mitchell E. Fadel   Mgmt   For   For
Elect Director Paula Stern, Ph.D.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Rio Tinto Ltd.

 

Meeting Date:    09-May-13    Country:    Australia    Security ID:    Q81437107
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    RIO

 

CUSIP: Q81437107    ISIN: AU000000RIO1    SEDOL: 6220103

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Financial Statements and Reports of the Directors and Auditors for the Year Ended Dec. 31, 2012   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Elect Robert Brown as a Director   Mgmt   For   For
Elect Vivienne Cox as a Director   Mgmt   For   For
Elect Jan du Plessis as a Director   Mgmt   For   For
Elect Guy Elliott as a Director   Mgmt   For   For
Elect Michael Fitzpatrick as a Director   Mgmt   For   For
Elect Ann Godbehere as a Director   Mgmt   For   For
Elect Richard Goodmanson as a Director   Mgmt   For   For
Elect John Kerr as a Director   Mgmt   For   For
Elect Chris Lynch as a Director   Mgmt   For   For
Elect Paul Tellier as a Director   Mgmt   For   For
Elect John Varley as a Director   Mgmt   For   For

Elect Sam Walsh as a Director   Mgmt   For   For
Appoint PricewaterhouseCoopers LLP as Auditors of Rio Tinto plc   Mgmt   For   For
Authorize the Audit Committee to Determine the Remuneration of Auditors   Mgmt   For   For
Approve the Performance Share Plan 2013   Mgmt   For   For
Approve the Renewal of the Off-Market and On-Market Share Buyback Authorities   Mgmt   For   For

Ryman Hospitality Properties, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    78377T107
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    RHP

 

CUSIP: 78377T107    ISIN: US78377T1079    SEDOL: B8QV5C9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Bender   Mgmt   For   For
Elect Director E. K. Gaylord, II   Mgmt   For   For
Elect Director Ralph Horn   Mgmt   For   For
Elect Director Ellen Levine   Mgmt   For   For
Elect Director Robert S. Prather, Jr.   Mgmt   For   For
Elect Director Colin V. Reed   Mgmt   For   For
Elect Director Michael D. Rose   Mgmt   For   For
Elect Director Michael I. Roth   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SolarWinds, Inc.

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    83416B109
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    SWI

 

CUSIP: 83416B109    ISIN: US83416B1098    SEDOL: B4MTR12

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Benjamin Nye   Mgmt   For   For
Elect Director Kevin B. Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Tesco Corporation

 

Meeting Date:    09-May-13    Country:    Canada    Security ID:    88157K101
Record Date:    02-Apr-13    Meeting Type:    Annual    Ticker:    TESO

 

CUSIP: 88157K101    ISIN: CA88157K1012    SEDOL: 2237022

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John U. Clarke   Mgmt   For   For
Elect Director Fred J. Dyment   Mgmt   For   For
Elect Director Gary L. Kott   Mgmt   For   For
Elect Director R. Vance Milligan   Mgmt   For   For
Elect Director Julio M. Quintana   Mgmt   For   For
Elect Director John T. Reynolds   Mgmt   For   For
Elect Director Norman W. Robertson   Mgmt   For   For
Elect Director Michael W. Sutherlin   Mgmt   For   For
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Dow Chemical Company

 

Meeting Date:    09-May-13    Country:    USA    Security ID:    260543103
Record Date:    18-Mar-13    Meeting Type:    Annual    Ticker:    DOW

 

CUSIP: 260543103    ISIN: US2605431038    SEDOL: 2278719

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arnold A. Allemang   Mgmt   For   For
Elect Director Ajay Banga   Mgmt   For   For
Elect Director Jacqueline K. Barton   Mgmt   For   For
Elect Director James A. Bell   Mgmt   For   Against
Elect Director Jeff M. Fettig   Mgmt   For   Against
Elect Director Andrew N. Liveris   Mgmt   For   For
Elect Director Paul Polman   Mgmt   For   For

Elect Director Dennis H. Reilley   Mgmt   For   Against
Elect Director James M. Ringler   Mgmt   For   For
Elect Director Ruth G. Shaw   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Stock Retention   SH   Against   For

AIA Group Ltd.

 

Meeting Date:    10-May-13    Country:    Hong Kong    Security ID:    Y002A1105
Record Date:    06-May-13    Meeting Type:    Annual    Ticker:    01299

 

CUSIP: N/A    ISIN: HK0000069689    SEDOL: B4TX8S1

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Barry Chun-Yuen Cheung as Director   Mgmt   For   For
Elect George Yong-Boon Yeo as Director   Mgmt   For   For
Elect Narongchai Akrasanee as Director   Mgmt   For   For
Elect Qin Xiao as Director   Mgmt   For   For
Elect Mark Edward Tucker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme   Mgmt   For   For
Amend Articles of Association of the Company   Mgmt   For   For

Brightcove Inc.

 

Meeting Date:    10-May-13    Country:    USA    Security ID:    10921T101
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    BCOV

 

CUSIP: 10921T101    ISIN: US10921T1016    SEDOL: B4XS3D2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Deborah Besemer   Mgmt   For   For
Elect Director Scott Kurnit   Mgmt   For   For
Elect Director David Orfao   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Eni S.p.A.

 

Meeting Date:    10-May-13    Country:    Italy    Security ID:    T3643A145
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    ENI

 

CUSIP: T3643A145    ISIN: IT0003132476    SEDOL: 7145056

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For

CBL & Associates Properties, Inc.

 

Meeting Date:    13-May-13    Country:    USA    Security ID:    124830100
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    CBL

 

CUSIP: 124830100    ISIN: US1248301004    SEDOL: 2167475

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen D. Lebovitz   Mgmt   For   For
Elect Director Thomas J. DeRosa   Mgmt   For   For
Elect Director Matthew S. Dominski   Mgmt   For   Withhold
Elect Director Kathleen M. Nelson   Mgmt   For   For
Elect Director Winston W. Walker   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Centrica plc

 

Meeting Date:    13-May-13    Country:    United Kingdom    Security ID:    G2018Z143
Record Date:    09-May-13    Meeting Type:    Annual    Ticker:    CNA

 

CUSIP: G2018Z143    ISIN: GB00B033F229    SEDOL: B033F22

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Roger Carr as Director   Mgmt   For   For
Re-elect Sam Laidlaw as Director   Mgmt   For   For
Re-elect Phil Bentley as Director   Mgmt   For   For
Re-elect Margherita Della Valle as Director   Mgmt   For   For
Re-elect Mary Francis as Director   Mgmt   For   For
Re-elect Mark Hanafin as Director   Mgmt   For   For

Re-elect Lesley Knox as Director   Mgmt   For   For
Re-elect Nick Luff as Director   Mgmt   For   For
Re-elect Ian Meakins as Director   Mgmt   For   For
Re-elect Paul Rayner as Director   Mgmt   For   For
Re-elect Chris Weston as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

ING Groep NV

 

Meeting Date:    13-May-13    Country:    Netherlands    Security ID:    N4578E413
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N4578E413    ISIN: NL0000303600    SEDOL: 7154182

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Receive Report of Supervisory Board (Non-Voting)   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Receive Announcement Re: Discontinuation of Dutch Translation Annual Reports   Mgmt    

Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Discuss Remuneration Report Containing Remuneration Policy for Management Board Members   Mgmt    
Discussion on Company’s Corporate Governance Structure   Mgmt    
Receive Announcements on Sustainability   Mgmt    
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Ratify Ernst & Young as Auditors   Mgmt   For   For
Reelect Jan Hommen to Executive Board   Mgmt   For   For
Reelect Patrick Flynn to Executive Board   Mgmt   For   For
Elect Ralph Hamers to Executive Board   Mgmt   For   For
Reelect Jeroen van der Veer to Supervisory Board   Mgmt   For   For
Reelect Tine Bahlmann to Supervisory Board   Mgmt   For   For
Elect Carin Gorter to Supervisory Board   Mgmt   For   For

Elect Hermann-Josef Lamberti to Supervisory Board   Mgmt   For   For
Elect Isabel Martin Castella to Supervisory Board   Mgmt   For   For
Grant Board Authority to Issue Up To 380 Million Shares and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Grant Board Authority to Issue 380 Million Shares in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring   Mgmt   For   For
Close Meeting   Mgmt    

International Paper Company

 

Meeting Date:    13-May-13    Country:    USA    Security ID:    460146103
Record Date:    19-Mar-13    Meeting Type:    Annual    Ticker:    IP

 

CUSIP: 460146103    ISIN: US4601461035    SEDOL: 2465254

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David J. Bronczek   Mgmt   For   For
Elect Director Ahmet C. Dorduncu   Mgmt   For   For
Elect Director John V. Faraci   Mgmt   For   For
Elect Director Ilene S. Gordon   Mgmt   For   For
Elect Director Stacey J. Mobley   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director John L. Townsend, III   Mgmt   For   For
Elect Director John F. Turner   Mgmt   For   For
Elect Director William G. Walter   Mgmt   For   For
Elect Director J. Steven Whisler   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

 

Provide Right to Act by Written Consent   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Pro-rata Vesting of Equity Plans   SH   Against   Against

BMW Group Bayerische Motoren Werke AG

 

Meeting Date:    14-May-13    Country:    Germany    Security ID:    D12096109
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    BMW

 

CUSIP: D12096109    ISIN: DE0005190003    SEDOL: 5756029

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.52 per Preferred Share and EUR 2.50 per Ordinary Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2013   Mgmt   For   For
Elect Reinhard Huettl to the Supervisory Board   Mgmt   For   For
Elect Karl-Ludwig Kley to the Supervisory Board   Mgmt   For   For
Elect Renate Koecher to the Supervisory Board   Mgmt   For   For
Elect Joachim Milberg to the Supervisory Board   Mgmt   For   For
Amend Articles Re: Remuneration of the Supervisory Board   Mgmt   For   For

Coeur d’Alene Mines Corporation

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    192108504
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    CDE

 

CUSIP: 192108504    ISIN: US1921085049    SEDOL: 2208136

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Linda L. Adamany   Mgmt   For   For
Elect Director Kevin S. Crutchfield   Mgmt   For   For
Elect Director Sebastian Edwards   Mgmt   For   For
Elect Director Randolph E. Gress   Mgmt   For   For
Elect Director Mitchell J. Krebs   Mgmt   For   For
Elect Director Robert E. Mellor   Mgmt   For   For
Elect Director John H. Robinson   Mgmt   For   For

Elect Director J. Kenneth Thompson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Change State of Incorporation [from Idaho to Delaware]   Mgmt   For   For

ConocoPhillips

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    20825C104
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    COP

 

CUSIP: 20825C104    ISIN: US20825C1045    SEDOL: 2685717

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard L. Armitage   Mgmt   For   For
Elect Director Richard H. Auchinleck   Mgmt   For   For

Elect Director James E. Copeland, Jr.   Mgmt   For   For
Elect Director Jody L. Freeman   Mgmt   For   For
Elect Director Gay Huey Evans   Mgmt   For   For
Elect Director Ryan M. Lance   Mgmt   For   For
Elect Director Mohd H. Marican   Mgmt   For   For
Elect Director Robert A. Niblock   Mgmt   For   For
Elect Director Harald J. Norvik   Mgmt   For   For
Elect Director William E. Wade, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For
Amend EEO Policy to Prohibit Discrimination based on Gender Identity   SH   Against   For

Simon Property Group, Inc.

 

Meeting Date:    14-May-13    Country:    USA    Security ID:    828806109
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    SPG

 

CUSIP: 828806109    ISIN: US8288061091    SEDOL: 2812452

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Melvyn E. Bergstein   Mgmt   For   Against
Elect Director Larry C. Glasscock   Mgmt   For   For
Elect Director Karen N. Horn   Mgmt   For   For
Elect Director Allan Hubbard   Mgmt   For   Against
Elect Director Reuben S. Leibowitz   Mgmt   For   Against
Elect Director Daniel C. Smith   Mgmt   For   Against
Elect Director J. Albert Smith, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Statoil ASA

 

Meeting Date:    14-May-13    Country:    Norway    Security ID:    R8413J103
Record Date:       Meeting Type:    Annual    Ticker:    STL

 

CUSIP: R4446E112    ISIN: NO0010096985    SEDOL: 7133608

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Registration of Attending Shareholders and Proxies   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Approve Notice of Meeting and Agenda   Mgmt   For   For

Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.75 per Share   Mgmt   For   For
Shareholder Proposals   Mgmt    
Withdraw Company from Tar Sands Activities in Canada   SH   Against   Against
Withdraw Company from Ice-Laden Activities in the Arctic   SH   Against   Against
Management Proposals   Mgmt    
Approve Board of Directors’ Statement on Company Corporate Governance   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   Against
Approve Remuneration of Auditors   Mgmt   For   For
Amend Articles Re: Appointment of Nominating Committee Members   Mgmt   For   For
Approve Remuneration of Corporate Assembly in the Amount of NOK 112,200 for the Chairman, NOK 59,100 for the Vice Chairman, NOK 41,500 for Other Members, and NOK 5,900 for Deputy Members   Mgmt   For   For

Elect Elisabeth Berge and Johan Alstad as Member and Deputy Member of Nominating Committee   Mgmt   For   For
Approve Remuneration of Nominating Committee in the Amount of NOK 11,200 for the Chairmanand NOK 8,300 for Other Members   Mgmt   For   For
Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 27.5 Million in Connection with Share Saving Scheme for Employees   Mgmt   For   Against
Authorize Repurchase of up to 75 Million Shares For Cancellation Purposes   Mgmt   For   For

AMERICAN INTERNATIONAL GROUP, INC.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    026874784
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    AIG

 

CUSIP: 026874784    ISIN: US0268747849    SEDOL: 2027342

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert H. Benmosche   Mgmt   For   For
Elect Director W. Don Cornwell   Mgmt   For   For
Elect Director John H. Fitzpatrick   Mgmt   For   For
Elect Director William G. Jurgensen   Mgmt   For   For
Elect Director Christopher S. Lynch   Mgmt   For   For
Elect Director Arthur C. Martinez   Mgmt   For   For
Elect Director George L. Miles, Jr.   Mgmt   For   For
Elect Director Henry S. Miller   Mgmt   For   For
Elect Director Robert S. Miller   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director Ronald A. Rittenmeyer   Mgmt   For   For
Elect Director Douglas M. Steenland   Mgmt   For   For
Elect Director Theresa M. Stone   Mgmt   For   For

Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year
Ratify Auditors   Mgmt   For   For
Limit Total Number of Boards on Which Company Directors May Serve   SH   Against   Against

BNP Paribas SA

 

Meeting Date:    15-May-13    Country:    France    Security ID:    F1058Q238
Record Date:    09-May-13    Meeting Type:    Annual/Special    Ticker:    BNP

 

CUSIP: F1058Q238    ISIN: FR0000131104    SEDOL: 7309681

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Acknowledge Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For
Approve Severance Payment Agreement with Jean-Laurent Bonnafe   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Jean-Laurent Bonnafe as Director   Mgmt   For   Against
Reelect Michel Tilmant as Director   Mgmt   For   Against
Reelect Emiel Van Broekhoven as Director   Mgmt   For   Against
Elect Christophe de Margerie as Director   Mgmt   For   For
Elect Marion Guillou as Director   Mgmt   For   For

Authorize Auditors to File Required Documents at the Court’s Clerk Office   Mgmt   For   For
Extraordinary Business   Mgmt    
Amend New Set of Bylaws   Mgmt   For   Against
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Comcast Corporation

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    20030N101
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    CMCSA

 

CUSIP: 20030N101    ISIN: US20030N1019    SEDOL: 2044545

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth J. Bacon   Mgmt   For   For
Elect Director Sheldon M. Bonovitz   Mgmt   For   For
Elect Director Joseph J. Collins   Mgmt   For   For
Elect Director J. Michael Cook   Mgmt   For   For
Elect Director Gerald L. Hassell   Mgmt   For   For
Elect Director Jeffrey A. Honickman   Mgmt   For   For
Elect Director Eduardo G. Mestre   Mgmt   For   For
Elect Director Brian L. Roberts   Mgmt   For   For
Elect Director Ralph J. Roberts   Mgmt   For   For
Elect Director Johnathan A. Rodgers   Mgmt   For   For
Elect Director Judith Rodin   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Pro-rata Vesting of Equity Awards   SH   Against   Against
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For

Highwoods Properties, Inc.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    431284108
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    HIW

 

CUSIP: 431284108    ISIN: US4312841087    SEDOL: 2420640

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas W. Adler   Mgmt   For   For
Elect Director Gene H. Anderson   Mgmt   For   For
Elect Director Edward J. Fritsch   Mgmt   For   For
Elect Director David J. Hartzell   Mgmt   For   For
Elect Director Sherry A. Kellett   Mgmt   For   For
Elect Director Mark F. Mulhern   Mgmt   For   For
Elect Director L. Glenn Orr, Jr.   Mgmt   For   For

Elect Director O. Temple Sloan, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Qlik Technologies Inc.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    74733T105
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    QLIK

 

CUSIP: 74733T105    ISIN: US74733T1051    SEDOL: B3WPL22

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Gavin, Jr.   Mgmt   For   For
Elect Director Alexander Ott   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Southwest Airlines Co.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    844741108
Record Date:    19-Mar-13    Meeting Type:    Annual    Ticker:    LUV

 

CUSIP: 844741108    ISIN: US8447411088    SEDOL: 2831543

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David W. Biegler   Mgmt   For   For
Elect Director J. Veronica Biggins   Mgmt   For   For
Elect Director Douglas H. Brooks   Mgmt   For   For
Elect Director William H. Cunningham   Mgmt   For   For
Elect Director John G. Denison   Mgmt   For   For

Elect Director Gary C. Kelly   Mgmt   For   For
Elect Director Nancy B. Loeffler   Mgmt   For   For
Elect Director John T. Montford   Mgmt   For   For
Elect Director Thomas M. Nealon   Mgmt   For   For
Elect Director Daniel D. Villanueva   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Tenneco Inc.

 

Meeting Date:    15-May-13    Country:    USA    Security ID:    880349105
Record Date:    18-Mar-13    Meeting Type:    Annual    Ticker:    TEN

 

CUSIP: 880349105    ISIN: US8803491054    SEDOL: 2512600

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas C. Freyman   Mgmt   For   For
Elect Director Dennis J. Letham   Mgmt   For   For
Elect Director Hari N. Nair   Mgmt   For   For
Elect Director Roger B. Porter   Mgmt   For   For
Elect Director David B. Price, Jr.   Mgmt   For   For
Elect Director Gregg M. Sherrill   Mgmt   For   For
Elect Director Paul T. Stecko   Mgmt   For   For

Elect Director Jane L. Warner   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Unilever NV

 

Meeting Date:    15-May-13    Country:    Netherlands    Security ID:    N8981F271
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N8981F271    ISIN: NL0000009355    SEDOL: B12T3J1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    

Approve Financial Statements and Allocation of Income   Mgmt   For   For
Approve Discharge of Executive Board Members   Mgmt   For   For
Approve Discharge of Non-Executive Board Members   Mgmt   For   For
Reelect P.G.J.M. Polman as CEO to Board of Directors   Mgmt   For   For
Relect R.J.M.S. Huet as CFO to Board of Directors   Mgmt   For   For
Reelect L.O. Fresco to Board of Directors   Mgmt   For   For
Reelect A.M. Fudge to Board of Directors   Mgmt   For   For
Reelect C.E. Golden to Board of Directors   Mgmt   For   For
Reelect B.E. Grote to Board of Directors   Mgmt   For   For
Reelect H. Nyasulu to Board of Directors   Mgmt   For   For
Reelect M. Rifkind to Board of Directors   Mgmt   For   For
Reelect K.J. Storm to Board of Directors   Mgmt   For   For
Reelect M. Treschow to Board of Directors   Mgmt   For   For
Reelect P.S. Walsh to Board of Directors   Mgmt   For   For

Elect L.M. Cha to Board of Directors   Mgmt   For   For
Elect M.Ma to Board of Directors   Mgmt   For   For
Elect J. Rishton to Board of Directors   Mgmt   For   For
Ratify PricewaterhouseCoopers Accountants NV as Auditors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Authorization to Cancel Ordinary Shares   Mgmt   For   For
Allow Questions and Close Meeting   Mgmt    

Unilever plc

 

Meeting Date:    15-May-13    Country:    United Kingdom    Security ID:    G92087165
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    ULVR

 

CUSIP: G92087165    ISIN: GB00B10RZP78    SEDOL: B10RZP7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Paul Polman as Director   Mgmt   For   For
Re-elect Jean-Marc Huet as Director   Mgmt   For   For
Re-elect Louise Fresco as Director   Mgmt   For   For
Re-elect Ann Fudge as Director   Mgmt   For   For
Re-elect Charles Golden as Director   Mgmt   For   For
Re-elect Byron Grote as Director   Mgmt   For   For
Re-elect Hixonia Nyasulu as Director   Mgmt   For   For
Re-elect Sir Malcolm Rifkind as Director   Mgmt   For   For
Re-elect Kees Storm as Director   Mgmt   For   For

Re-elect Michael Treschow as Director   Mgmt   For   For
Re-elect Paul Walsh as Director   Mgmt   For   For
Elect Laura Cha as Director   Mgmt   For   For
Elect Mary Ma as Director   Mgmt   For   For
Elect John Rishton as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Acacia Research Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    003881307
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    ACTG

 

CUSIP: 003881307    ISIN: US0038813079    SEDOL: 2169589

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert L. Harris, II   Mgmt   For   For
Elect Director Fred A. deBoom   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Align Technology, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    016255101
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    ALGN

 

CUSIP: 016255101    ISIN: US0162551016    SEDOL: 2679204

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David E. Collins   Mgmt   For   For
Elect Director Joseph Lacob   Mgmt   For   For
Elect Director C. Raymond Larkin, Jr.   Mgmt   For   For
Elect Director George J. Morrow   Mgmt   For   For
Elect Director David C. Nagel   Mgmt   For   For
Elect Director Thomas M. Prescott   Mgmt   For   For
Elect Director Greg J. Santora   Mgmt   For   For
Elect Director Warren S. Thaler   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Colfax Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    194014106
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    CFX

 

CUSIP: 194014106    ISIN: US1940141062    SEDOL: B2RB4W9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mitchell P. Rales   Mgmt   For   For
Elect Director Steven E. Simms   Mgmt   For   For
Elect Director Clay H. Kiefaber   Mgmt   For   For
Elect Director Patrick W. Allender   Mgmt   For   For

Elect Director Thomas S. Gayner   Mgmt   For   For
Elect Director Rhonda L. Jordan   Mgmt   For   For
Elect Director San W. Orr, III   Mgmt   For   For
Elect Director A. Clayton Perfall   Mgmt   For   For
Elect Director Rajiv Vinnakota   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Credit Acceptance Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    225310101
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    CACC

 

CUSIP: 225310101    ISIN: US2253101016    SEDOL: 2232050

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald A. Foss   Mgmt   For   For
Elect Director Glenda J. Flanagan   Mgmt   For   For
Elect Director Brett A. Roberts   Mgmt   For   For
Elect Director Thomas N. Tryforos   Mgmt   For   For
Elect Director Scott J. Vassalluzzo   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Deutsche Telekom AG

 

Meeting Date:    16-May-13    Country:    Germany    Security ID:    D2035M136
Record Date:       Meeting Type:    Annual    Ticker:    DTE

 

CUSIP: D2035M136    ISIN: DE0005557508    SEDOL: 5842359

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.70 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For

Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For
Elect Sari Baldauf to the Supervisory Board   Mgmt   For   For
Elect Ulrich Lehner to the Supervisory Board   Mgmt   For   For
Ammend Articles Re: Supervisory Board Remuneration   Mgmt   For   For
Approve Cancellation of Conditional Capital Authorization   Mgmt   For   For
Approve Creation of EUR 2.2 Billion Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Affiliation Agreement with PASM Power and Air Condition Solution Management GmbH   Mgmt   For   For
Ammend Affiliation Agreement with GMG Generalmietgesellschaft mbH   Mgmt   For   For
Ammend Affiliation Agreement with DeTeMedien, Deutsche Telekom Medien GmbH   Mgmt   For   For
Ammend Affiliation Agreement with GMG Generalmietgesellschaft mbH   Mgmt   For   For

Ammend Affiliation Agreement with DeTeMedien,

Deutsche Telekom Medien GmbH

   Mgmt   For   For

 

Dril-Quip, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    262037104
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    DRQ

 

CUSIP: 262037104    ISIN: US2620371045    SEDOL: 2116767

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alexander P. Shukis   Mgmt   For   For
Elect Director Terence B. Jupp   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Glencore Xstrata plc

 

Meeting Date:    16-May-13    Country:    United Kingdom    Security ID:    G39420107
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    GLEN

 

CUSIP: N/A    ISIN: JE00B4T3BW64    SEDOL: B4T3BW6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Ivan Glasenberg as Director   Mgmt   For   For
Re-elect Anthony Hayward as Director   Mgmt   For   For
Re-elect Leonhard Fischer as Director   Mgmt   For   For
Re-elect William Macaulay as Director   Mgmt   For   Against

Subject to the Merger Becoming Effective, Elect Sir John Bond as Director   Mgmt   For   Abstain
Subject to the Merger Becoming Effective, Elect Sir Steve Robson as Director   Mgmt   For   Against
Subject to the Merger Becoming Effective, Elect Ian Strachan as Director   Mgmt   For   For
Subject to the Merger Becoming Effective, Elect Con Fauconnier as Director   Mgmt   For   Abstain
Subject to the Merger Becoming Effective, Elect Peter Hooley as Director   Mgmt   For   For
Subject to the Merger Not Becoming Effective, Re-elect Simon Murray as Director   Mgmt   For   Abstain
Subject to the Merger Not Becoming Effective, Re-elect Steven Kalmin as Director   Mgmt   For   Abstain
Subject to the Merger Not Becoming Effective, Re-elect Peter Coates as Director   Mgmt   For   Abstain
Subject to the Merger Not Becoming Effective, Re-elect Li Ning as Director   Mgmt   For   Abstain
Approve Remuneration Report   Mgmt   For   Against
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

Hess Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    42809H107
Record Date:    08-Apr-13    Meeting Type:    Proxy Contest    Ticker:    HES

 

CUSIP: 42809H107    ISIN: US42809H1077    SEDOL: 2023748

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proxy (White Card)   Mgmt    
Elect Director J. Krenicki   Mgmt   For   Do Not Vote
Elect Director K. Meyers   Mgmt   For   Do Not Vote
Elect Director Fredric G. Reynolds   Mgmt   For   Do Not Vote

Elect Director William G. Schrader   Mgmt   For   Do Not Vote
Director Mark Williams   Mgmt   For   Do Not Vote
Ratify Auditors   Mgmt   For   Do Not Vote
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Do Not Vote
Declassify the Board of Directors   Mgmt   For   Do Not Vote
Require Independent Board Chairman   SH   Against   Do Not Vote
Reduce Supermajority Vote Requirement   SH   Against   Do Not Vote
Report on Political Contributions   SH   Against   Do Not Vote
Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011   SH   Against   Do Not Vote
Dissident Proxy (Green Card)   Mgmt    
Elect Director Rodney F. Chase   SH   For   For
Elect Director Harvey Golub   SH   For   For
Elect Director Karl F. Kurz   SH   For   For
Elect Director David McManus   SH   For   For

Elect Director Marshall D. Smith   SH   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Against   Against
Declassify the Board of Directors   Mgmt   For   For
Require Independent Board Chairman   SH   For   For
Reduce Supermajority Vote Requirement   SH   For   For
Report on Political Contributions   SH   For   For
Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011   SH   For   For

Kohl’s Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    500255104
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    KSS

 

CUSIP: 500255104    ISIN: US5002551043    SEDOL: 2496113

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter Boneparth   Mgmt   For   For
Elect Director Steven A. Burd   Mgmt   For   For
Elect Director Dale E. Jones   Mgmt   For   For
Elect Director Kevin Mansell   Mgmt   For   For
Elect Director John E. Schlifske   Mgmt   For   For
Elect Director Frank V. Sica   Mgmt   For   For
Elect Director Peter M. Sommerhauser   Mgmt   For   For
Elect Director Stephanie A. Streeter   Mgmt   For   For
Elect Director Nina G. Vaca   Mgmt   For   For
Elect Director Stephen E. Watson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt Policy on Animal Cruelty   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Maidenform Brands, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    560305104
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    MFB

 

CUSIP: 560305104    ISIN: US5603051047    SEDOL: B0DPJT3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Norman Axelrod   Mgmt   For   For
Elect Director Harold F. Compton   Mgmt   For   For
Elect Director Barbara Eisenberg   Mgmt   For   For
Elect Director Nomi Ghez   Mgmt   For   For
Elect Director Richard Johnson   Mgmt   For   For

Elect Director Maurice S. Reznik   Mgmt   For   For
Elect Director Karen Rose   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Marsh & McLennan Companies, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    571748102
Record Date:    18-Mar-13    Meeting Type:    Annual    Ticker:    MMC

 

CUSIP: 571748102    ISIN: US5717481023    SEDOL: 2567741

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Zachary W. Carter   Mgmt   For   For
Elect Director Oscar Fanjul   Mgmt   For   For

Elect Director Daniel S. Glaser   Mgmt   For   For
Elect Director H. Edward Hanway   Mgmt   For   For
Elect Director Lord Lang   Mgmt   For   For
Elect Director Elaine La Roche   Mgmt   For   For
Elect Director Steven A. Mills   Mgmt   For   For
Elect Director Bruce P. Nolop   Mgmt   For   For
Elect Director Marc D. Oken   Mgmt   For   For
Elect Director Morton O. Schapiro   Mgmt   For   For
Elect Director Adele Simmons   Mgmt   For   For
Elect Director Lloyd M. Yates   Mgmt   For   For
Elect Director R. David Yost   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Prudential plc

 

Meeting Date:    16-May-13    Country:    United Kingdom    Security ID:    G72899100
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    PRU

 

CUSIP: G72899100    ISIN: GB0007099541    SEDOL: 0709954

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Philip Remnant as Director   Mgmt   For   For
Re-elect Sir Howard Davies as Director   Mgmt   For   For
Re-elect Robert Devey as Director   Mgmt   For   For
Re-elect John Foley as Director   Mgmt   For   For

Re-elect Michael Garrett as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Alexander Johnston as Director   Mgmt   For   For
Re-elect Paul Manduca as Director   Mgmt   For   For
Re-elect Michael McLintock as Director   Mgmt   For   For
Re-elect Kaikhushru Nargolwala as Director   Mgmt   For   For
Re-elect Nicolaos Nicandrou as Director   Mgmt   For   For
Re-elect Barry Stowe as Director   Mgmt   For   For
Re-elect Tidjane Thiam as Director   Mgmt   For   For
Re-elect Lord Turnbull as Director   Mgmt   For   For
Re-elect Michael Wells as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Approve Savings-Related Share Option Scheme   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

The Williams Companies, Inc.

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    969457100
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    WMB

 

CUSIP: 969457100    ISIN: US9694571004    SEDOL: 2967181

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan S. Armstrong   Mgmt   For   For
Elect Director Joseph R. Cleveland   Mgmt   For   For
Elect Director Kathleen B. Cooper   Mgmt   For   For
Elect Director John A. Hagg   Mgmt   For   For
Elect Director Juanita H. Hinshaw   Mgmt   For   For
Elect Director Ralph Izzo   Mgmt   For   For
Elect Director Frank T. MacInnis   Mgmt   For   For
Elect Director Steven W. Nance   Mgmt   For   For
Elect Director Murray D. Smith   Mgmt   For   For
Elect Director Janice D. Stoney   Mgmt   For   For
Elect Director Laura A. Sugg   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Union Pacific Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    907818108
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    UNP

 

CUSIP: 907818108    ISIN: US9078181081    SEDOL: 2914734

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrew H. Card, Jr.   Mgmt   For   For
Elect Director Erroll B. Davis, Jr.   Mgmt   For   For
Elect Director Thomas J. Donohue   Mgmt   For   For
Elect Director Archie W. Dunham   Mgmt   For   For
Elect Director Judith Richards Hope   Mgmt   For   For
Elect Director John J. Koraleski   Mgmt   For   For
Elect Director Charles C. Krulak   Mgmt   For   For

Elect Director Michael R. McCarthy   Mgmt   For   For
Elect Director Michael W. McConnell   Mgmt   For   For
Elect Director Thomas F. McLarty, III   Mgmt   For   For
Elect Director Steven R. Rogel   Mgmt   For   For
Elect Director Jose H. Villarreal   Mgmt   For   For
Elect Director James R. Young   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For

Wabash National Corporation

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    929566107
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    WNC

 

CUSIP: 929566107    ISIN: US9295661071    SEDOL: 2932048

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard J. Giromini   Mgmt   For   For
Elect Director Martin C. Jischke   Mgmt   For   For
Elect Director James D. Kelly   Mgmt   For   For
Elect Director John E. Kunz   Mgmt   For   For
Elect Director Larry J. Magee   Mgmt   For   For
Elect Director Ann D. Murtlow   Mgmt   For   For
Elect Director Scott K. Sorensen   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Washington Real Estate Investment Trust

 

Meeting Date:    16-May-13    Country:    USA    Security ID:    939653101
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    WRE

 

CUSIP: 939653101    ISIN: US9396531017    SEDOL: 2942304

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William G. Byrnes   Mgmt   For   For
Elect Director John P. McDaniel   Mgmt   For   For
Elect Director George F. McKenzie   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Aetna Inc.

 

Meeting Date:    17-May-13    Country:    USA    Security ID:    00817Y108
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    AET

 

CUSIP: 00817Y108    ISIN: US00817Y1082    SEDOL: 2695921

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Fernando Aguirre   Mgmt   For   Against
Elect Director Mark T. Bertolini   Mgmt   For   Against
Elect Director Frank M. Clark   Mgmt   For   Against
Elect Director Betsy Z. Cohen   Mgmt   For   For
Elect Director Molly J. Coye   Mgmt   For   Against
Elect Director Roger N. Farah   Mgmt   For   Against
Elect Director Barbara Hackman Franklin   Mgmt   For   For
Elect Director Jeffrey E. Garten   Mgmt   For   For
Elect Director Ellen M. Hancock   Mgmt   For   For

Elect Director Richard J. Harrington   Mgmt   For   For
Elect Director Edward J. Ludwig   Mgmt   For   Against
Elect Director Joseph P. Newhouse   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Reduce Supermajority Vote Requirement   SH   Against   For
Enhance Board Oversight of Political Contributions   SH   Against   Against

Aon plc

 

Meeting Date:    17-May-13    Country:    United Kingdom    Security ID:    G0408V102
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    AON

 

CUSIP: 037389103    ISIN: GB00B5BT0K07    SEDOL: B5BT0K0

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Lester B. Knight as Director   Mgmt   For   For
Elect Gregory C. Case as Director   Mgmt   For   For
Elect Fulvio Conti as Director   Mgmt   For   For
Elect Cheryl A. Francis as Director   Mgmt   For   For
Elect Edgar D. Jannotta as Director   Mgmt   For   For
Elect J. Michael Losh as Director   Mgmt   For   For
Elect Robert S. Morrison as Director   Mgmt   For   For
Elect Richard B. Myers as Director   Mgmt   For   For
Elect Richard C. Notebaert as Director   Mgmt   For   For
Elect Gloria Santona as Director   Mgmt   For   For
Elect Carolyn Y. Woo as Director   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Ratify Ernst and Young LLP as Aon’s Auditors   Mgmt   For   For
Ratify Ernst and Young LLP as Aon’s U.K. Statutory Auditor   Mgmt   For   For
Authorize Board to Fix Remuneration of Internal Statutory Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote to Ratify Directors’ Remuneration Report   Mgmt   For   For
Approve Nonqualified Employee Stock Purchase Plan   Mgmt   For   For

Meadowbrook Insurance Group, Inc.

 

Meeting Date:    17-May-13    Country:    USA    Security ID:    58319P108
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    MIG

 

CUSIP: 58319P108    ISIN: US58319P1084    SEDOL: 2574945

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David K. Page   Mgmt   For   For
Elect Director Herbert Tyner   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Seattle Genetics, Inc.

 

Meeting Date:    17-May-13    Country:    USA    Security ID:    812578102
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    SGEN

 

CUSIP: 812578102    ISIN: US8125781026    SEDOL: 2738127

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Marc E. Lippman   Mgmt   For   For
Elect Director Franklin M. Berger   Mgmt   For   For
Elect Director Daniel G. Welch   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Tanger Factory Outlet Centers, Inc.

 

Meeting Date:    17-May-13    Country:    USA    Security ID:    875465106
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    SKT

 

CUSIP: 875465106    ISIN: US8754651060    SEDOL: 2874582

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jack Africk   Mgmt   For   For
Elect Director William G. Benton   Mgmt   For   For
Elect Director Bridget Ryan Berman   Mgmt   For   For
Elect Director Donald G. Drapkin   Mgmt   For   For
Elect Director Thomas J. Reddin   Mgmt   For   For
Elect Director Thomas E. Robinson   Mgmt   For   For
Elect Director Allan L. Schuman   Mgmt   For   For
Elect Director Steven B. Tanger   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Total SA

 

Meeting Date:    17-May-13    Country:    France    Security ID:    F92124100
Record Date:    13-May-13    Meeting Type:    Annual/Special    Ticker:    FP

 

CUSIP: F92124100    ISIN: FR0000120271    SEDOL: B15C557

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.34 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Thierry Desmarest as Director   Mgmt   For   For
Reelect Gunnar Brock as Director   Mgmt   For   For
Reelect Gerard Lamarche as Director   Mgmt   For   For
Elect Charles Keller as Representative of Employee Shareholders to the Board   Mgmt   For   For

Elect Philippe Marchandise as Representative of Employee Shareholders to the Board   Mgmt   Against   Against
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.40 Million   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Shareholder Proposals Submitted by UES Amont Total Workers’ Counsel   Mgmt    
Approve the Establishment of an Independent Ethics Committee   SH   Against   Against
Approve to Link Remuneration to Positive Safety Indicators   SH   Against   Against
Acquire the Diversity Label   SH   Against   Against
Approve Nomination of Employees Representative to the Remuneration Committee   SH   Against   Against
Allow Loyalty Dividends to Long-Term Registered Shareholders   SH   Against   Against

Quad/Graphics, Inc.

 

Meeting Date:    20-May-13    Country:    USA    Security ID:    747301109
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    QUAD

 

CUSIP: 747301109    ISIN: US7473011093    SEDOL: B3YM983

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William J. Abraham, Jr.   Mgmt   For   Withhold
Elect Director Douglas P. Buth   Mgmt   For   For
Elect Director Christopher B. Harned   Mgmt   For   Withhold
Elect Director Betty Ewens Quadracci   Mgmt   For   Withhold
Elect Director J. Joel Quadracci   Mgmt   For   Withhold
Elect Director Thomas O. Ryder   Mgmt   For   For
Elect Director John S. Shiely   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Targa Resources Corp.

 

Meeting Date:    20-May-13    Country:    USA    Security ID:    87612G101
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    TRGP

 

CUSIP: 87612G101    ISIN: US87612G1013    SEDOL: B55PZY3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Rene R. Joyce   Mgmt   For   For
Elect Director Peter R. Kagan   Mgmt   For   For
Elect Director Chris Tong   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Tompkins Financial Corporation

 

Meeting Date:    20-May-13    Country:    USA    Security ID:    890110109
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    TMP

 

CUSIP: 890110109    ISIN: US8901101092    SEDOL: 2888613

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John E. Alexander   Mgmt   For   For
Elect Director Paul J. Battaglia   Mgmt   For   For
Elect Director James J. Byrnes   Mgmt   For   For
Elect Director Daniel J. Fessenden   Mgmt   For   For
Elect Director James W. Fulmer   Mgmt   For   For
Elect Director Reeder D. Gates   Mgmt   For   For
Elect Director James R. Hardie   Mgmt   For   For
Elect Director Carl E. Haynes   Mgmt   For   For

Elect Director Susan A. Henry   Mgmt   For   For
Elect Director Patricia A. Johnson   Mgmt   For   For
Elect Director Frank C. Milewski   Mgmt   For   For
Elect Director Sandra A. Parker   Mgmt   For   For
Elect Director Thomas R. Rochon   Mgmt   For   For
Elect Director Stephen S. Romaine   Mgmt   For   For
Elect Director Michael H. Spain   Mgmt   For   For
Elect Director William D. Spain, Jr.   Mgmt   For   For
Elect Director Alfred J. Weber   Mgmt   For   For
Elect Director Craig Yunker   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Watsco, Inc.

 

Meeting Date:    20-May-13    Country:    USA    Security ID:    942622200
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    WSO

 

CUSIP: 942622200    ISIN: US9426222009    SEDOL: 2943039

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David C. Darnell   Mgmt   For   Withhold

American Tower Corporation

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    03027X100
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    AMT

 

CUSIP: 03027X100    ISIN: US03027X1000    SEDOL: B7FBFL2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Raymond P. Dolan   Mgmt   For   For
Elect Director Ronald M. Dykes   Mgmt   For   For
Elect Director Carolyn F. Katz   Mgmt   For   For
Elect Director Gustavo Lara Cantu   Mgmt   For   For
Elect Director JoAnn A. Reed   Mgmt   For   For
Elect Director Pamela D.A. Reeve   Mgmt   For   For
Elect Director David E. Sharbutt   Mgmt   For   For
Elect Director James D. Taiclet, Jr.   Mgmt   For   For
Elect Director Samme L. Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Right to Call Special Meeting   Mgmt   For   For

Boston Properties, Inc.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    101121101
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    BXP

 

CUSIP: 101121101    ISIN: US1011211018    SEDOL: 2019479

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Zoë Baird Budinger   Mgmt   For   For
Elect Director Carol B. Einiger   Mgmt   For   For
Elect Director Jacob A. Frenkel   Mgmt   For   Against
Elect Director Joel I. Klein   Mgmt   For   For
Elect Director Douglas T. Linde   Mgmt   For   For
Elect Director Matthew J. Lustig   Mgmt   For   For
Elect Director Alan J. Patricof   Mgmt   For   For
Elect Director Owen D. Thomas   Mgmt   For   For
Elect Director Martin Turchin   Mgmt   For   For
Elect Director David A. Twardock   Mgmt   For   Against

Elect Director Mortimer B. Zuckerman   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Extra Space Storage Inc.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    30225T102
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    EXR

 

CUSIP: 30225T102    ISIN: US30225T1025    SEDOL: B02HWR9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth M. Woolley   Mgmt   For   For
Elect Director Spencer F. Kirk   Mgmt   For   For
Elect Director Anthony Fanticola   Mgmt   For   For

Elect Director Hugh W. Horne   Mgmt   For   For
Elect Director Joseph D. Margolis   Mgmt   For   For
Elect Director Roger B. Porter   Mgmt   For   For
Elect Director K. Fred Skousen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Hatteras Financial Corp.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    41902R103
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    HTS

 

CUSIP: 41902R103    ISIN: US41902R1032    SEDOL: B2R5SY1

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael R. Hough   Mgmt   For   For
Elect Director Benjamin M. Hough   Mgmt   For   For
Elect Director David W. Berson   Mgmt   For   For
Elect Director Ira G. Kawaller   Mgmt   For   For
Elect Director Jeffrey D. Miller   Mgmt   For   For
Elect Director Thomas D. Wren   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   Against   For

JPMorgan Chase & Co.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    46625h100
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    JPM

 

CUSIP: 46625h100    ISIN: US46625H1005    SEDOL: 2190385

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James A. Bell   Mgmt   For   For
Elect Director Crandall C.Bowles   Mgmt   For   For
Elect Director Stephen B. Burke   Mgmt   For   For
Elect Director David M. Cote   Mgmt   For   Against
Elect Director James S. Crown   Mgmt   For   Against
Elect Director James Dimon   Mgmt   For   For
Elect Director Timothy P. Flynn   Mgmt   For   For
Elect Director Ellen V. Futter   Mgmt   For   Against
Elect Director Laban P. Jackson, Jr.   Mgmt   For   For
Elect Director Lee R. Raymond   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Act by Written Consent   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Stock Retention/Holding Period   SH   Against   Against
Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   Against

Mid-America Apartment Communities, Inc.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    59522J103
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    MAA

 

CUSIP: 59522J103    ISIN: US59522J1034    SEDOL: 2589132

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director H. Eric Bolton, Jr.   Mgmt   For   For
Elect Director Alan B. Graf, Jr.   Mgmt   For   For
Elect Director Ralph Horn   Mgmt   For   For
Elect Director Philip W. Norwood   Mgmt   For   For
Elect Director W. Reid Sanders   Mgmt   For   For
Elect Director William B. Sansom   Mgmt   For   For
Elect Director Gary Shorb   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Mondelez International, Inc.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    609207105
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    MDLZ

 

CUSIP: 609207105    ISIN: US6092071058    SEDOL: B8CKK03

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen F. Bollenbach   Mgmt   For   Against
Elect Director Lewis W.K. Booth   Mgmt   For   For
Elect Director Lois D. Juliber   Mgmt   For   Against
Elect Director Mark D. Ketchum   Mgmt   For   Against
Elect Director Jorge S. Mesquita   Mgmt   For   For
Elect Director Fredric G. Reynolds   Mgmt   For   For
Elect Director Irene B. Rosenfeld   Mgmt   For   For
Elect Director Patrick T. Siewert   Mgmt   For   For
Elect Director Ruth J. Simmons   Mgmt   For   Against
Elect Director Ratan N. Tata   Mgmt   For   For

Elect Director Jean-Francois M. L. van Boxmeer   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Adopting Extended Producer Responsibility Policy   SH   Against   Against

Royal Dutch Shell plc

 

Meeting Date:    21-May-13    Country:    United Kingdom    Security ID:    G7690A100
Record Date:    17-May-13    Meeting Type:    Annual    Ticker:    RDSA

 

CUSIP: G7690A118    ISIN: GB00B03MLX29    SEDOL: B03MLX2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Josef Ackermann as Director   Mgmt   For   For
Re-elect Guy Elliott as Director   Mgmt   For   For
Re-elect Simon Henry as Director   Mgmt   For   For
Re-elect Charles Holliday as Director   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Jorma Ollila as Director   Mgmt   For   For
Re-elect Sir Nigel Sheinwald as Director   Mgmt   For   For
Re-elect Linda Stuntz as Director   Mgmt   For   For
Re-elect Peter Voser as Director   Mgmt   For   For
Re-elect Hans Wijers as Director   Mgmt   For   For
Elect Gerrit Zalm as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For

Southwestern Energy Company

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    845467109
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    SWN

 

CUSIP: 845467109    ISIN: US8454671095    SEDOL: 2828619

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Gass   Mgmt   For   For
Elect Director Catherine A. Kehr   Mgmt   For   For

Elect Director Greg D. Kerley   Mgmt   For   For
Elect Director Harold M. Korell   Mgmt   For   For
Elect Director Vello A. Kuuskraa   Mgmt   For   For
Elect Director Kenneth R. Mourton   Mgmt   For   For
Elect Director Steven L. Mueller   Mgmt   For   For
Elect Director Elliott Pew   Mgmt   For   For
Elect Director Alan H. Stevens   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Two Harbors Investment Corp.

 

Meeting Date:    21-May-13    Country:    USA    Security ID:    90187B101
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    TWO

 

CUSIP: 90187B101    ISIN: US90187B1017    SEDOL: B563MS9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Bender   Mgmt   For   For
Elect Director Mark D. Ein   Mgmt   For   For
Elect Director William W. Johnson   Mgmt   For   For
Elect Director Stephen G. Kasnet   Mgmt   For   For
Elect Director W. Reid Sanders   Mgmt   For   For
Elect Director Thomas Siering   Mgmt   For   For
Elect Director Brian C. Taylor   Mgmt   For   For
Elect Director Hope B. Woodhouse   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Builders FirstSource, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    12008R107
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    BLDR

 

CUSIP: 12008R107    ISIN: US12008R1077    SEDOL: B0BV2M7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel Agroskin   Mgmt   For   Withhold
Elect Director Kevin J. Kruse   Mgmt   For   Withhold
Elect Director Floyd F. Sherman   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For

CenturyLink, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    156700106
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    CTL

 

CUSIP: 156700106    ISIN: US1567001060    SEDOL: 2185046

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. Bruce Hanks   Mgmt   For   For
Elect Director C. G. Melville, Jr.   Mgmt   For   For
Elect Director Fred R. Nichols   Mgmt   For   For
Elect Director William A. Owens   Mgmt   For   For
Elect Director Harvey P. Perry   Mgmt   For   For
Elect Director Glen F. Post, III   Mgmt   For   For
Elect Director Laurie A. Siegel   Mgmt   For   For
Elect Director Joseph R. Zimmel   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Share Retention Policy   SH   Against   For
Adopt Policy on Bonus Banking   SH   Against   Against
Proxy Access   SH   Against   Against
Provide for Confidential Voting   SH   Against   For

Genesee & Wyoming Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    371559105
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    GWR

 

CUSIP: 371559105    ISIN: US3715591059    SEDOL: 2374060

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard H. Bott   Mgmt   For   For
Elect Director Oivind Lorentzen, III   Mgmt   For   For
Elect Director Philip J. Ringo   Mgmt   For   For
Elect Director Mark A. Scudder   Mgmt   For   For
Elect Director Gregory S. Ledford   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Graphic Packaging Holding Company

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    388689101
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    GPK

 

CUSIP: 388689101    ISIN: US3886891015    SEDOL: B2Q8249

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George V. Bayly   Mgmt   For   For
Elect Director David D. Campbell   Mgmt   For   For
Elect Director Harold R. Logan, Jr.   Mgmt   For   For
Elect Director David A. Perdue   Mgmt   For   For

Integra LifeSciences Holdings Corporation

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    457985208
Record Date:    29-Mar-13    Meeting Type:    Annual    Ticker:    IART

 

CUSIP: 457985208    ISIN: US4579852082    SEDOL: 2248693

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter J. Arduini   Mgmt   For   For
Elect Director Keith Bradley   Mgmt   For   For
Elect Director Richard E. Caruso   Mgmt   For   For
Elect Director Stuart M. Essig   Mgmt   For   For
Elect Director Barbara B. Hill   Mgmt   For   For
Elect Director Lloyd W. Howell, Jr.   Mgmt   For   For
Elect Director Neal Moszkowski   Mgmt   For   For

Elect Director Raymond G. Murphy   Mgmt   For   For
Elect Director Christian S. Schade   Mgmt   For   For
Elect Director James M. Sullivan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Magellan Health Services, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    559079207
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    MGLN

 

CUSIP: 559079207    ISIN: US5590792074    SEDOL: 2307787

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael P. Ressner   Mgmt   For   For
Elect Director Michael S. Diament   Mgmt   For   Withhold
Elect Director Barry M. Smith   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

MFA Financial, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    55272X102
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    MFA

 

CUSIP: 55272X102    ISIN: US55272X1028    SEDOL: 2418162

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James A. Brodsky   Mgmt   For   For
Elect Director Alan L. Gosule   Mgmt   For   For

Elect Director Stewart Zimmerman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

NetSuite Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    64118Q107
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    N

 

CUSIP: 64118Q107    ISIN: US64118Q1076    SEDOL: B2B0FZ2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William Beane III   Mgmt   For   For
Elect Director Deborah Farrington   Mgmt   For   For
Elect Director Edward Zander   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Primerica, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    74164M108
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    PRI

 

CUSIP: 74164M108    ISIN: US74164M1080    SEDOL: B50K3X8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Declassify the Board of Directors   Mgmt   For   For
Reduce Supermajority Vote Requirement   Mgmt   For   For
Amend Certificate of Incorpoation   Mgmt   For   For
Elect Director John A. Addison, Jr.   Mgmt   For   For
Elect Director Joel M. Babbitt   Mgmt   For   For

Elect Director P. George Benson   Mgmt   For   For
Elect Director Michael E. Martin   Mgmt   For   For
Elect Director Mark Mason   Mgmt   For   For
Elect Director Robert F. McCullough   Mgmt   For   For
Elect Director D. Richard Williams   Mgmt   For   For
Elect Director Barbara A. Yastine   Mgmt   For   For
Elect Director Daniel A. Zilberman   Mgmt   For   For
Elect Director P. George Benson   Mgmt   For   For
Elect Director Michael E. Martin   Mgmt   For   For
Elect Director Mark Mason   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

ProAssurance Corporation

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    74267C106
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    PRA

 

CUSIP: 74267C106    ISIN: US74267C1062    SEDOL: 2612737

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William J. Listwan   Mgmt   For   For
Elect Director John J. McMahon, Jr.   Mgmt   For   For
Elect Director W. Stancil Starnes   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ross Stores, Inc.

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    778296103
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    ROST

 

CUSIP: 778296103    ISIN: US7782961038    SEDOL: 2746711

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael Balmuth   Mgmt   For   For
Elect Director K. Gunnar Bjorklund   Mgmt   For   For
Elect Director Sharon D. Garrett   Mgmt   For   For
Elect Director Michael J. Bush   Mgmt   For   For
Elect Director Norman A. Ferber   Mgmt   For   For
Elect Director Gregory L. Quesnel   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Tredegar Corporation

 

Meeting Date:    22-May-13    Country:    USA    Security ID:    894650100
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    TG

 

CUSIP: 894650100    ISIN: US8946501009    SEDOL: 2903345

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald T. Cowles   Mgmt   For   Withhold
Elect Director George C. Freeman, III   Mgmt   For   Withhold
Elect Director John D. Gottwald   Mgmt   For   Withhold
Elect Director Thomas G. Snead, Jr.   Mgmt   For   For
Elect Director Nancy M. Taylor   Mgmt   For   Withhold
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Alexander’s, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    014752109
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    ALX

 

CUSIP: 014752109    ISIN: US0147521092    SEDOL: 2014021

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven Roth   Mgmt   For   Withhold
Elect Director Thomas R. DiBenedetto   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Amazon.com, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    023135106
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    AMZN

 

CUSIP: 023135106    ISIN: US0231351067    SEDOL: 2000019

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jeffrey P. Bezos   Mgmt   For   For
Elect Director Tom A. Alberg   Mgmt   For   For
Elect Director John Seely Brown   Mgmt   For   For
Elect Director William B. Gordon   Mgmt   For   For
Elect Director Jamie S. Gorelick   Mgmt   For   For
Elect Director Alain Monie   Mgmt   For   For
Elect Director Jonathan J. Rubinstein   Mgmt   For   For
Elect Director Thomas O. Ryder   Mgmt   For   For
Elect Director Patricia Q. Stonesifer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   For

BG Group plc

 

Meeting Date:    23-May-13    Country:    United Kingdom    Security ID:    G1245Z108
Record Date:    21-May-13    Meeting Type:    Annual    Ticker:    BG.

 

CUSIP: G1245Z108    ISIN: GB0008762899    SEDOL: 0876289

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Den Jones as Director   Mgmt   For   For
Elect Lim Haw-Kuang as Director   Mgmt   For   For
Re-elect Peter Backhouse as Director   Mgmt   For   For

Re-elect Vivienne Cox as Director   Mgmt   For   For
Re-elect Chris Finlayson as Director   Mgmt   For   For
Re-elect Andrew Gould as Director   Mgmt   For   For
Re-elect Baroness Hogg as Director   Mgmt   For   For
Re-elect Dr John Hood as Director   Mgmt   For   For
Re-elect Martin Houston as Director   Mgmt   For   For
Re-elect Caio Koch-Weser as Director   Mgmt   For   For
Re-elect Sir David Manning as Director   Mgmt   For   For
Re-elect Mark Seligman as Director   Mgmt   For   For
Re-elect Patrick Thomas as Director   Mgmt   For   For
Appoint Ernst & Young LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Cash America International, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    14754D100
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    CSH

 

CUSIP: 14754D100    ISIN: US14754D1000    SEDOL: 2179425

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel E. Berce   Mgmt   For   For
Elect Director Jack R. Daugherty   Mgmt   For   For

Elect Director Daniel R. Feehan   Mgmt   For   For
Elect Director James H. Graves   Mgmt   For   For
Elect Director B.D. Hunter   Mgmt   For   For
Elect Director Timothy J. McKibben   Mgmt   For   For
Elect Director Alfred M. Micallef   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

ChemoCentryx, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    16383L106
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    CCXI

 

CUSIP: 16383L106    ISIN: US16383L1061    SEDOL: B6ZL968

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Geoffrey M. Parker   Mgmt   For   For
Elect Director James L. Tyree   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cinemark Holdings, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    17243V102
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    CNK

 

CUSIP: 17243V102    ISIN: US17243V1026    SEDOL: B1W7RQ0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Benjamin D. Chereskin   Mgmt   For   For
Elect Director Lee Roy Mitchell   Mgmt   For   For
Elect Director Raymond W. Syufy   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

Citrix Systems, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    177376100
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    CTXS

 

CUSIP: 177376100    ISIN: US1773761002    SEDOL: 2182553

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark B. Templeton   Mgmt   For   For
Elect Director Stephen M. Dow   Mgmt   For   For

Elect Director Godfrey R. Sullivan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive   Mgmt   For   For
Officers’ Compensation      

Continental Resources, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    212015101
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    CLR

 

CUSIP: 212015101    ISIN: US2120151012    SEDOL: B1XGWS3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Harold G. Hamm   Mgmt   For   For
Elect Director John T. McNabb, II   Mgmt   For   For
Elect Director David L. Boren   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Deutsche Bank AG

 

Meeting Date:    23-May-13    Country:    Germany    Security ID:    D18190898
Record Date:       Meeting Type:    Annual    Ticker:    DBK

 

CUSIP: D18190898    ISIN: DE0005140008    SEDOL: 5750355

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For

Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For
Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Approve Remuneration of Supervisory Board   Mgmt   For   For
Elect John Cryan to the Supervisory Board   Mgmt   For   For
Elect Henning Kagermann to the Supervisory Board   Mgmt   For   For
Elect Suzanne Labarge to the Supervisory Board   Mgmt   For   For

Elect Johannes Teyssen to the Supervisory Board   Mgmt   For   For
Elect Georg Thoma to the Supervisory Board   Mgmt   For   For
Elect Tilman Todenhoefer to the Supervisory Board   Mgmt   For   For
Elect Dina Dublon to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 230.4 Million Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Domination Agreement with RREEF Management GmbH   Mgmt   For   For

GNC Holdings, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    36191G107
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    GNC

 

CUSIP: 36191G107    ISIN: US36191G1076    SEDOL: B3VLKV3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Philip E. Mallott   Mgmt   For   For
Elect Director C. Scott O’Hara   Mgmt   For   For
Elect Director Richard J. Wallace   Mgmt   For   For
Eliminate Class of Common Stock   Mgmt   For   For
Establish Range For Board Size   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

Amendment to Delete Various Provisions Related to the Company’s Former ‘Sponsors’ which are Now Inapplicable   Mgmt   For   For
Provide Right to Act by Written Consent   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Kilroy Realty Corporation

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    49427F108
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    KRC

 

CUSIP: 49427F108    ISIN: US49427F1084    SEDOL: 2495529

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John B. Kilroy, Jr.   Mgmt   For   For
Elect Director Edward F. Brennan   Mgmt   For   Withhold
Elect Director William P. Dickey   Mgmt   For   Withhold
Elect Director Scott S. Ingraham   Mgmt   For   Withhold
Elect Director Dale F. Kinsella   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

National Retail Properties, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    637417106
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    NNN

 

CUSIP: 637417106    ISIN: US6374171063    SEDOL: 2211811

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Don DeFosset   Mgmt   For   For
Elect Director David M. Fick   Mgmt   For   For
Elect Director Edward J. Fritsch   Mgmt   For   For
Elect Director Kevin B. Habicht   Mgmt   For   For
Elect Director Richard B. Jennings   Mgmt   For   For
Elect Director Ted B. Lanier   Mgmt   For   For
Elect Director Robert C. Legler   Mgmt   For   For
Elect Director Craig Macnab   Mgmt   For   For
Elect Director Robert Martinez   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Onyx Pharmaceuticals, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    683399109
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    ONXX

 

CUSIP: 683399109    ISIN: US6833991093    SEDOL: 2656069

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Corinne H. Nevinny   Mgmt   For   For
Elect Director Thomas G. Wiggans   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Post Properties, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    737464107
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    PPS

 

CUSIP: 737464107    ISIN: US7374641071    SEDOL: 2705262

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert C. Goddard, III   Mgmt   For   For
Elect Director David P. Stockert   Mgmt   For   For
Elect Director Herschel M. Bloom   Mgmt   For   For
Elect Director Walter M. Deriso, Jr.   Mgmt   For   For
Elect Director Russell R. French   Mgmt   For   For
Elect Director Ronald de Waal   Mgmt   For   For
Elect Director Donald C. Wood   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Goldman Sachs Group, Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    38141G104
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    GS

 

CUSIP: 38141G104    ISIN: US38141G1040    SEDOL: 2407966

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lloyd C. Blankfein   Mgmt   For   For
Elect Director M. Michele Burns   Mgmt   For   For
Elect Director Gary D. Cohn   Mgmt   For   For
Elect Director Claes Dahlback   Mgmt   For   For
Elect Director William W. George   Mgmt   For   For

Elect Director James A. Johnson   Mgmt   For   For
Elect Director Lakshmi N. Mittal   Mgmt   For   For
Elect Director Adebayo O. Ogunlesi   Mgmt   For   For
Elect Director James J. Schiro   Mgmt   For   For
Elect Director Debora L. Spar   Mgmt   For   For
Elect Director Mark E. Tucker   Mgmt   For   For
Elect Director David A. Viniar   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Establish Board Committee on Human Rights   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   Against
Adopt Proxy Access Right   SH   Against   Against
Employ Investment Bank to Explore Alternatives to Maximize Shareholder Value   SH   Against   Against

Time Warner Inc.

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    887317303
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    TWX

 

CUSIP: 887317303    ISIN: US8873173038    SEDOL: B63QTN2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James L. Barksdale   Mgmt   For   Against
Elect Director William P. Barr   Mgmt   For   For
Elect Director Jeffrey L. Bewkes   Mgmt   For   For
Elect Director Stephen F. Bollenbach   Mgmt   For   Against
Elect Director Robert C. Clark   Mgmt   For   Against
Elect Director Mathias Dopfner   Mgmt   For   For
Elect Director Jessica P. Einhorn   Mgmt   For   Against

Elect Director Fred Hassan   Mgmt   For   For
Elect Director Kenneth J. Novack   Mgmt   For   Against
Elect Director Paul D. Wachter   Mgmt   For   For
Elect Director Deborah C. Wright   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

ViroPharma Incorporated

 

Meeting Date:    23-May-13    Country:    USA    Security ID:    928241108
Record Date:    02-Apr-13    Meeting Type:    Annual    Ticker:    VPHM

 

CUSIP: 928241108    ISIN: US9282411084    SEDOL: 2945660

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William D. Claypool   Mgmt   For   For
Elect Director Julie H. McHugh   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

HSBC Holdings plc

 

Meeting Date:    24-May-13    Country:    United Kingdom    Security ID:    G4634U169
Record Date:    23-May-13    Meeting Type:    Annual    Ticker:    HSBA

 

CUSIP: G4634U169    ISIN: GB0005405286    SEDOL: 0540528

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Safra Catz as Director   Mgmt   For   For
Re-elect Laura Cha as Director   Mgmt   For   For
Re-elect Marvin Cheung as Director   Mgmt   For   For
Elect Jim Comey as Director   Mgmt   For   For
Re-elect John Coombe as Director   Mgmt   For   For
Re-elect Joachim Faber as Director   Mgmt   For   For

Re-elect Rona Fairhead as Director   Mgmt   For   For
Elect Renato Fassbind as Director   Mgmt   For   For
Re-elect Douglas Flint as Director   Mgmt   For   For
Re-elect Stuart Gulliver as Director   Mgmt   For   For
Re-elect James Hughes-Hallett as Director   Mgmt   For   For
Re-elect William Laidlaw as Director   Mgmt   For   For
Re-elect John Lipsky as Director   Mgmt   For   For
Re-elect Janis Lomax as Director   Mgmt   For   For
Re-elect Iain Mackay as Director   Mgmt   For   For
Re-elect Sir Simon Robertson as Director   Mgmt   For   For
Re-elect John Thornton as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Questcor Pharmaceuticals, Inc.

 

Meeting Date:    24-May-13    Country:    USA    Security ID:    74835Y101
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    QCOR

 

CUSIP: 74835Y101    ISIN: US74835Y1010    SEDOL: 2242941

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Don M. Bailey   Mgmt   For   For
Elect Director Neal C. Bradsher   Mgmt   For   For
Elect Director Stephen C. Farrell   Mgmt   For   For
Elect Director Louis Silverman   Mgmt   For   For

Elect Director Virgil D. Thompson   Mgmt   For   For
Elect Director Scott M. Whitcup   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

France Telecom

 

Meeting Date:    28-May-13    Country:    France    Security ID:    F4113C103
Record Date:    22-May-13    Meeting Type:    Annual/Special    Ticker:    FTE

 

CUSIP: F4113C103    ISIN: FR0000133308    SEDOL: 5176177

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For

Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Treatment of Losses and Dividends of EUR 0.78 per Share   Mgmt   For   For
Approve Transaction with Thales and Caisse des Depots et Consignations Re: Creation of a new Company, “Cloudwatt”   Mgmt   For   For
Elect Fonds Strategique d’Investissement as Director   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Change Company Name to Orange and Amend Articles 1 and 3 of Bylaws Accordingly   Mgmt   For   For
Amend Article 13 of Bylaws Re: Directors’ Mandates   Mgmt   For   For
Amend Article 13.2 of Bylaws Re: Election of Representative of Employee   Mgmt   For   For
Amend Article 13.3 of Bylaws Re: Election of Representative of Employee Shareholders   Mgmt   For   For

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for a Private Placement, up to Aggregate Nominal Amount of EUR 1.5 Billion   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11to 13   Mgmt   For   For
Authorize Capital Increase of Up to EUR 1.5 Billion for Future Exchange Offers   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Capital Increase of up to EUR 1 Million to Holders of Orange Holding SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement   Mgmt   For   For
Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 11 to 17 at EUR 3.5 Billion   Mgmt   For   For

Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Merck & Co., Inc.

 

Meeting Date:    28-May-13    Country:    USA    Security ID:    58933Y105
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    MRK

 

CUSIP: 58933Y105    ISIN: US58933Y1055    SEDOL: 2778844

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Leslie A. Brun   Mgmt   For   For
Elect Director Thomas R. Cech   Mgmt   For   For
Elect Director Kenneth C. Frazier   Mgmt   For   For
Elect Director Thomas H. Glocer   Mgmt   For   For
Elect Director William B. Harrison Jr.   Mgmt   For   For
Elect Director C. Robert Kidder   Mgmt   For   For
Elect Director Rochelle B. Lazarus   Mgmt   For   For
Elect Director Carlos E. Represas   Mgmt   For   For
Elect Director Patricia F. Russo   Mgmt   For   For
Elect Director Craig B. Thompson   Mgmt   For   For
Elect Director Wendell P. Weeks   Mgmt   For   For
Elect Director Peter C. Wendell   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Act by Written Consent   SH   Against   For

Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For
Report on Charitable and Political Contributions   SH   Against   Against
Report on Lobbying Activities   SH   Against   Against

BioMed Realty Trust, Inc.

 

Meeting Date:    29-May-13    Country:    USA    Security ID:    09063H107
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    BMR

 

CUSIP: 09063H107    ISIN: US09063H1077    SEDOL: B02GMQ5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan D. Gold   Mgmt   For   For
Elect Director Daniel M. Bradbury   Mgmt   For   For
Elect Director Barbara R. Cambon   Mgmt   For   For

Elect Director Edward A. Dennis   Mgmt   For   For
Elect Director Richard I. Gilchrist   Mgmt   For   Withhold
Elect Director Gary A. Kreitzer   Mgmt   For   For
Elect Director Theodore D. Roth   Mgmt   For   For
Elect Director M. Faye Wilson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For

Chevron Corporation

 

Meeting Date:    29-May-13    Country:    USA    Security ID:    166764100
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    CVX

 

CUSIP: 166764100    ISIN: US1667641005    SEDOL: 2838555

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Linnet F. Deily   Mgmt   For   For
Elect Director Robert E. Denham   Mgmt   For   For
Elect Director Alice P. Gast   Mgmt   For   For
Elect Director Enrique Hernandez, Jr.   Mgmt   For   For
Elect Director George L. Kirkland   Mgmt   For   For
Elect Director Charles W. Moorman, IV   Mgmt   For   For
Elect Director Kevin W. Sharer   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Ronald D. Sugar   Mgmt   For   For
Elect Director Carl Ware   Mgmt   For   For
Elect Director John S. Watson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Amend Omnibus Stock Plan   Mgmt   For   For
Report on Management of Hydraulic Fracturing Risks and Opportunities   SH   Against   For
Report on Offshore Oil Wells and Spill Mitigation Measures   SH   Against   For
Report on Financial Risks of Climate Change   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Prohibit Political Contributions   SH   Against   Against
Provide for Cumulative Voting   SH   Against   Against
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For
Require Director Nominee with Environmental Expertise   SH   Against   For
Adopt Guidelines for Country Selection   SH   Against   For

Exxon Mobil Corporation

 

Meeting Date:    29-May-13    Country:    USA    Security ID:    30231G102
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    XOM

 

CUSIP: 30231G102    ISIN: US30231G1022    SEDOL: 2326618

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director M.J. Boskin   Mgmt   For   For
Elect Director P. Brabeck-Letmathe   Mgmt   For   For
Elect Director U.M. Burns   Mgmt   For   For
Elect Director L.R. Faulkner   Mgmt   For   For
Elect Director J.S. Fishman   Mgmt   For   Withhold
Elect Director H.H. Fore   Mgmt   For   For
Elect Director K.C. Frazier   Mgmt   For   For
Elect Director W.W. George   Mgmt   For   Withhold
Elect Director S.J. Palmisano   Mgmt   For   Withhold
Elect Director S.S. Reinemund   Mgmt   For   For
Elect Director R.W. Tillerson   Mgmt   For   For

Elect Director W.C. Weldon   Mgmt   For   For
Elect Director E.E. Whitacre, Jr.   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Require Independent Board Chairman   SH   Against   Against
Require a Majority Vote for the Election of Directors   SH   Against   For
Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Study Feasibility of Prohibiting Political Contributions   SH   Against   Against
Adopt Sexual Orientation Anti-bias Policy   SH   Against   For
Report on Management of Hydraulic Fracturing Risks and Opportunities   SH   Against   For
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For

Fidelity National Information Services, Inc.

 

Meeting Date:    29-May-13    Country:    USA    Security ID:    31620M106
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    FIS

 

CUSIP: 31620M106    ISIN: US31620M1062    SEDOL: 2769796

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephan A. James   Mgmt   For   For
Elect Director Frank R. Martire   Mgmt   For   For
Elect Director Gary A. Norcross   Mgmt   For   For
Elect Director James B. Stallings, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Linde AG

 

Meeting Date:    29-May-13    Country:    Germany    Security ID:    D50348107
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    LIN

 

CUSIP: D50348107    ISIN: DE0006483001    SEDOL: 5740817

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.70 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For

Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For
Approve Creation of EUR 47 Million Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 3.5 Billion; Approve Creation of EUR 47 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Approve Cancellation of Conditional Capital   Mgmt   For   For
Elect Ann-Kristin Achleitner to the Supervisory Board   Mgmt   For   For
Elect Clemens Boersig to the Supervisory Board   Mgmt   For   For
Elect Michael Diekmann to the Supervisory Board   Mgmt   For   For
Elect Franz Fehrenbach to the Supervisory Board   Mgmt   For   For
Elect Klaus-Peter Mueller to the Supervisory Board   Mgmt   For   For
Elect Manfred Schneider to the Supervisory Board   Mgmt   For   For

Elect Mathias Otto as Alternate Supervisory Board Member   Mgmt   For   For
Elect Guenter Hugger as Alternate Supervisory Board Member   Mgmt   For   For
Amend Corporate Purpose   Mgmt   For   For
Amend Articles Re: Composition of the Board   Mgmt   For   For
Amend Articles Re: Remuneration of Supervisory Board   Mgmt   For   For
Amend Articles Re: Editorial Changes   Mgmt   For   For

Accelrys, Inc.

 

Meeting Date:    30-May-13    Country:    USA    Security ID:    00430U103
Record Date:    10-Apr-13    Meeting Type:    Annual    Ticker:    ACCL

 

CUSIP: 00430U103    ISIN: US00430U1034    SEDOL: 2687520

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Chris van Ingen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Incyte Corporation

 

Meeting Date:    30-May-13    Country:    USA    Security ID:    45337C102
Record Date:    02-Apr-13    Meeting Type:    Annual    Ticker:    INCY

 

CUSIP: 45337C102    ISIN: US45337C1027    SEDOL: 2471950

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard U. De Schutter   Mgmt   For   For
Elect Director Barry M. Ariko   Mgmt   For   For
Elect Director Julian C. Baker   Mgmt   For   For
Elect Director Paul A. Brooke   Mgmt   For   For
Elect Director Wendy L. Dixon   Mgmt   For   For
Elect Director Paul A. Friedman   Mgmt   For   For
Elect Director Roy A. Whitfield   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Red Robin Gourmet Burgers, Inc.

 

Meeting Date:    30-May-13    Country:    USA    Security ID:    75689M101
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    RRGB

 

CUSIP: 75689M101    ISIN: US75689M1018    SEDOL: 2966144

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert B. Aiken   Mgmt   For   For
Elect Director Lloyd L. Hill   Mgmt   For   For
Elect Director Richard J. Howell   Mgmt   For   For
Elect Director Glenn B. Kaufman   Mgmt   For   For
Elect Director Stuart I. Oran   Mgmt   For   For
Elect Director James T. Rothe   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Taylor Capital Group, Inc.

 

Meeting Date:    30-May-13    Country:    USA    Security ID:    876851106
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    TAYC

 

CUSIP: 876851106    ISIN: US8768511060    SEDOL: 2958561

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bruce W. Taylor   Mgmt   For   For
Elect Director Mark A. Hoppe   Mgmt   For   For
Elect Director Ronald L. Bliwas   Mgmt   For   For
Elect Director C. Bryan Daniels   Mgmt   For   For
Elect Director Ronald Emanuel   Mgmt   For   For
Elect Director M. Hill Hammock   Mgmt   For   For
Elect Director Elzie L. Higginbottom   Mgmt   For   For
Elect Director Michael H. Moskow   Mgmt   For   For
Elect Director Louise O’Sullivan   Mgmt   For   For

Elect Director Shepherd G. Pryor, IV   Mgmt   For   For
Elect Director Harrison I. Steans   Mgmt   For   For
Elect Director Jennifer W. Steans   Mgmt   For   For
Elect Director Jeffrey W. Taylor   Mgmt   For   For
Elect Director Richard W. Tinberg   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year
Ratify Auditors   Mgmt   For   For
Amend Bylaws   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Telefonica S.A.

 

Meeting Date:    30-May-13    Country:    Spain    Security ID:    879382109
Record Date:    23-May-13    Meeting Type:    Annual    Ticker:    TEF

 

CUSIP: 879382109    ISIN: ES0178430E18    SEDOL: 5732524

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors   Mgmt   For   For
Reelect José María Abril Pérez as Director   Mgmt   For   Against
Reelect José Fernando de Almansa Moreno-Barreda as Director   Mgmt   For   Against
Reelect Eva Castillo Sanz as Director   Mgmt   For   Against
Reelect Luiz Fernando Furlán as Director   Mgmt   For   For
Reelect Francisco Javier de Paz Mancho as Director   Mgmt   For   For
Ratify Co-option of and Elect Santiago Fernández Valbuena as Director   Mgmt   For   Against
Renew Appointment of Ernst & Young as Auditor   Mgmt   For   For
Amend Articles   Mgmt   For   For

Amend Articles   Mgmt   For   For
Approve Restated Articles of Association   Mgmt   For   For
Adopt Restated General Meeting Regulations   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 25 Billion   Mgmt   For   Against
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   Against

Lowe’s Companies, Inc.

 

Meeting Date:    31-May-13    Country:    USA    Security ID:    548661107
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    LOW

 

CUSIP: 548661107    ISIN: US5486611073    SEDOL: 2536763

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Raul Alvarez   Mgmt   For   For
Elect Director David W. Bernauer   Mgmt   For   For
Elect Director Leonard L. Berry   Mgmt   For   For
Elect Director Peter C. Browning   Mgmt   For   For
Elect Director Richard W. Dreiling   Mgmt   For   For

Elect Director Dawn E. Hudson   Mgmt   For   Withhold
Elect Director Robert L. Johnson   Mgmt   For   Withhold
Elect Director Marshall O. Larsen   Mgmt   For   Withhold
Elect Director Richard K. Lochridge   Mgmt   For   Withhold
Elect Director Robert A. Niblock   Mgmt   For   For
Elect Director Eric C. Wisemen   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For

NETGEAR, Inc.

 

Meeting Date:    31-May-13    Country:    USA    Security ID:    64111Q104
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    NTGR

 

CUSIP: 64111Q104    ISIN: US64111Q1040    SEDOL: 2688363

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Patrick C.S. Lo   Mgmt   For   For
Elect Director Jocelyn E. Carter-Miller   Mgmt   For   For
Elect Director Ralph E. Faison   Mgmt   For   For
Elect Director A. Timothy Godwin   Mgmt   For   For
Elect Director Jef Graham   Mgmt   For   For
Elect Director Linwood A. Lacy, Jr.   Mgmt   For   For
Elect Director Gregory J. Rossmann   Mgmt   For   For
Elect Director Barbara V. Scherer   Mgmt   For   For
Elect Director Julie A. Shimer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

WORLD FUEL SERVICES CORPORATION

 

Meeting Date:    31-May-13    Country:    USA    Security ID:    981475106
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    INT

 

CUSIP: 981475106    ISIN: US9814751064    SEDOL: 2469450

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Kasbar   Mgmt   For   For
Elect Director Paul H. Stebbins   Mgmt   For   For
Elect Director Ken Bakshi   Mgmt   For   For
Elect Director Richard A. Kassar   Mgmt   For   For
Elect Director Myles Klein   Mgmt   For   For
Elect Director John L. Manley   Mgmt   For   For

Elect Director J. Thomas Presby   Mgmt   For   For
Elect Director Stephen K. Roddenberry   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

McMoRan Exploration Co.

 

Meeting Date:    03-Jun-13    Country:    USA    Security ID:    582411104
Record Date:    04-Apr-13    Meeting Type:    Special    Ticker:    MMR

 

CUSIP: 582411104    ISIN: US5824111042    SEDOL: 2311045

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Certificate of Incorporation of McMoran Exploration Co. to exclude Freeport-McMoran Copper & Gold Inc. from the definition of Interested Stockholder   Mgmt   For   For
Approve Merger Agreement   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Nu Skin Enterprises, Inc.

 

Meeting Date:    03-Jun-13    Country:    USA    Security ID:    67018T105
Record Date:    09-Apr-13    Meeting Type:    Annual    Ticker:    NUS

 

CUSIP: 67018T105    ISIN: US67018T1051    SEDOL: 2616870

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nevin N. Andersen   Mgmt   For   For
Elect Director Daniel W. Campbell   Mgmt   For   For

Elect Director M. Truman Hunt   Mgmt   For   For
Elect Director Andrew D. Lipman   Mgmt   For   For
Elect Director Steven J. Lund   Mgmt   For   For
Elect Director Patricia A. Negron   Mgmt   For   For
Elect Director Neil H. Offen   Mgmt   For   For
Elect Director Thomas R. Pisano   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

UnitedHealth Group Incorporated

 

Meeting Date:    03-Jun-13    Country:    USA    Security ID:    91324P102
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    UNH

 

CUSIP: 91324P102    ISIN: US91324P1021    SEDOL: 2917766

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Ballard, Jr.   Mgmt   For   For
Elect Director Edson Bueno   Mgmt   For   For
Elect Director Richard T. Burke   Mgmt   For   For
Elect Director Robert J. Darretta   Mgmt   For   For
Elect Director Stephen J. Hemsley   Mgmt   For   For
Elect Director Michele J. Hooper   Mgmt   For   For
Elect Director Rodger A. Lawson   Mgmt   For   For
Elect Director Douglas W. Leatherdale   Mgmt   For   For
Elect Director Glenn M. Renwick   Mgmt   For   For
Elect Director Kenneth I. Shine   Mgmt   For   For
Elect Director Gail R. Wilensky   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For

Citizens, Inc.

 

Meeting Date:    04-Jun-13    Country:    USA    Security ID:    174740100
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    CIA

 

CUSIP: 174740100    ISIN: US1747401008    SEDOL: 2199478

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director E. Dean Gage   Mgmt   For   For
Elect Director Steven F. Shelton   Mgmt   For   For
Elect Director Timothy T. Timmerman   Mgmt   For   For
Elect Director Robert B. Sloan, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Columbia Sportswear Company

 

Meeting Date:    04-Jun-13    Country:    USA    Security ID:    198516106
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    COLM

 

CUSIP: 198516106    ISIN: US1985161066    SEDOL: 2229126

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gertrude Boyle   Mgmt   For   For
Elect Director Timothy P. Boyle   Mgmt   For   For
Elect Director Sarah A. Bany   Mgmt   For   For
Elect Director Murrey R. Albers   Mgmt   For   For
Elect Director Stephen E. Babson   Mgmt   For   For
Elect Director Andy D. Bryant   Mgmt   For   For
Elect Director Edward S. George   Mgmt   For   For

Elect Director Walter T. Klenz   Mgmt   For   For
Elect Director Ronald E. Nelson   Mgmt   For   For
Elect Director John W. Stanton   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

SAP AG

 

Meeting Date:    04-Jun-13    Country:    Germany    Security ID:    D66992104
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    SAP

 

CUSIP: D66992104    ISIN: DE0007164600    SEDOL: 4846288

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.85 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2013   Mgmt   For   For

Syntel, Inc.

 

Meeting Date:    04-Jun-13    Country:    USA    Security ID:    87162H103
Record Date:    09-Apr-13    Meeting Type:    Annual    Ticker:    SYNT

 

CUSIP: 87162H103    ISIN: US87162H1032    SEDOL: 2095703

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paritosh K. Choksi   Mgmt   For   For
Elect Director Bharat Desai   Mgmt   For   For
Elect Director Thomas Doke   Mgmt   For   For
Elect Director Rajesh Mashruwala   Mgmt   For   For
Elect Director George R. Mrkonic, Jr.   Mgmt   For   For
Elect Director Prashant Ranade   Mgmt   For   For
Elect Director Neerja Sethi   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Fresh Market, Inc.

 

Meeting Date:    04-Jun-13    Country:    USA    Security ID:    35804H106
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    TFM

 

CUSIP: 35804H106    ISIN: US35804H1068    SEDOL: B3MH1K6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ray Berry   Mgmt   For   For
Elect Director Jeffrey Naylor   Mgmt   For   For
Elect Director Jane Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

ARRIS Group, Inc.

 

Meeting Date:    05-Jun-13    Country:    USA    Security ID:    04270V106
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    ARRS

 

CUSIP: 04270V106    ISIN: US04270V1061    SEDOL: B9SMM04

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alex B. Best   Mgmt   For   For
Elect Director Harry L. Bosco   Mgmt   For   For
Elect Director James A. Chiddix   Mgmt   For   For
Elect Director John Anderson Craig   Mgmt   For   For
Elect Director Andrew T. Heller   Mgmt   For   For
Elect Director Matthew B. Kearney   Mgmt   For   For
Elect Director Robert J. Stanzione   Mgmt   For   For
Elect Director Debora J. Wilson   Mgmt   For   For
Elect Director David A. Woodle   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For

Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

FTI Consulting, Inc.

 

Meeting Date:    05-Jun-13    Country:    USA    Security ID:    302941109
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    FCN

 

CUSIP: 302941109    ISIN: US3029411093    SEDOL: 2351449

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Brenda J. Bacon   Mgmt   For   For
Elect Director Denis J. Callaghan   Mgmt   For   For

Elect Director Claudio Costamagna   Mgmt   For   For
Elect Director James W. Crownover   Mgmt   For   Withhold
Elect Director Jack B. Dunn, IV   Mgmt   For   For
Elect Director Vernon Ellis   Mgmt   For   For
Elect Director Gerard E. Holthaus   Mgmt   For   For
Elect Director Marc Holtzman   Mgmt   For   For
Elect Director Dennis J. Shaughnessy   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Las Vegas Sands Corp.

 

Meeting Date:    05-Jun-13    Country:    USA    Security ID:    517834107
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    LVS

 

CUSIP: 517834107    ISIN: US5178341070    SEDOL: B02T2J7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sheldon G. Adelson   Mgmt   For   For
Elect Director Irwin Chafetz   Mgmt   For   For
Elect Director Victor Chaltiel   Mgmt   For   Withhold
Elect Director Charles A. Koppelman   Mgmt   For   Withhold
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Saks Incorporated

 

Meeting Date:    05-Jun-13    Country:    USA    Security ID:    79377W108
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    SKS

 

CUSIP: 79377W108    ISIN: US79377W1080    SEDOL: 2704786

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Fabiola R. Arredondo   Mgmt   For   For
Elect Director Robert B. Carter   Mgmt   For   For
Elect Director Michael S. Gross   Mgmt   For   For
Elect Director Donald E. Hess   Mgmt   For   For
Elect Director Marguerite W. Kondracke   Mgmt   For   For
Elect Director Jerry W. Levin   Mgmt   For   For
Elect Director Nora P. McAniff   Mgmt   For   For
Elect Director Stephen I. Sadove   Mgmt   For   For
Elect Director Jack L. Stahl   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Activision Blizzard, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    00507V109
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    ATVI

 

CUSIP: 00507V109    ISIN: US00507V1098    SEDOL: 2575818

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Philippe G. H. Capron   Mgmt   For   Against
Elect Director Jean-Yves Charlier   Mgmt   For   Against
Elect Director Robert J. Corti   Mgmt   For   Against
Elect Director Frederic R. Crepin   Mgmt   For   Against
Elect Director Jean-Francois Dubos   Mgmt   For   Against
Elect Director Lucian Grainge   Mgmt   For   Against
Elect Director Brian G. Kelly   Mgmt   For   Against

Elect Director Robert A. Kotick   Mgmt   For   Against
Elect Director Robert J. Morgado   Mgmt   For   Against
Elect Director Richard Sarnoff   Mgmt   For   For
Elect Director Regis Turrini   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

athenahealth, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    04685W103
Record Date:    10-Apr-13    Meeting Type:    Annual    Ticker:    ATHN

 

CUSIP: 04685W103    ISIN: US04685W1036    SEDOL: B24FJV8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles D. Baker   Mgmt   For   For
Elect Director Dev Ittycheria   Mgmt   For   Withhold
Elect Director John A. Kane   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Cheniere Energy, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    16411R208
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    LNG

 

CUSIP: 16411R208    ISIN: US16411R2085    SEDOL: 2654364

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Vicky A. Bailey   Mgmt   For   For
Elect Director David B. Kilpatrick   Mgmt   For   Withhold
Elect Director G. Andrea Botta   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

DTS, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    23335C101
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    DTSI

 

CUSIP: 23335C101    ISIN: US23335C1018    SEDOL: 2641106

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Craig S. Andrews   Mgmt   For   Withhold
Elect Director L. Gregory Ballard   Mgmt   For   For
Elect Director Bradford D. Duea   Mgmt   For   Withhold
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Google Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    38259P508
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    GOOG

 

CUSIP: 38259P508    ISIN: US38259P5089    SEDOL: B020QX2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Larry Page   Mgmt   For   For
Elect Director Sergey Brin   Mgmt   For   For
Elect Director Eric E. Schmidt   Mgmt   For   For
Elect Director L. John Doerr   Mgmt   For   For
Elect Director Diane B. Greene   Mgmt   For   For
Elect Director John L. Hennessy   Mgmt   For   For
Elect Director Ann Mather   Mgmt   For   For
Elect Director Paul S. Otellini   Mgmt   For   For
Elect Director K. Ram Shriram   Mgmt   For   For
Elect Director Shirley M. Tilghman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Reducing Lead Battery Health Hazards   SH   Against   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Stock Retention/Holding Period   SH   Against   For
Adopt Policy on Succession Planning   SH   Against   Against

Ingersoll-Rand plc

 

Meeting Date:    06-Jun-13    Country:    Ireland    Security ID:    G47791101
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    IR

 

CUSIP: G47791101    ISIN: IE00B6330302    SEDOL: B633030

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ann C. Berzin   Mgmt   For   For
Elect Director John Bruton   Mgmt   For   For
Elect Director Jared L. Cohon   Mgmt   For   For
Elect Director Gary D. Forsee   Mgmt   For   For
Elect Director Edward E. Hagenlocker   Mgmt   For   For
Elect Director Constance J. Horner   Mgmt   For   For

Elect Director Michael W. Lamach   Mgmt   For   For
Elect Director Theodore E. Martin   Mgmt   For   For
Elect Director Nelson Peltz   Mgmt   For   For
Elect Director John P. Surma   Mgmt   For   For
Elect Director Richard J. Swift   Mgmt   For   For
Elect Director Tony L. White   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Amend the Company’s Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends   Mgmt   For   For
Capital Reduction and Creation of Distributable Reserves   Mgmt   For   For
Amend the Company’s Articles of Association to Expand the Authority to Execute Instruments of Transfer   Mgmt   For   For
Amend the Company’s Articles of Association to Provide for Escheatment in Accordance with U.S. Laws   Mgmt   For   For

Leap Wireless International, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    521863308
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    LEAP

 

CUSIP: 521863308    ISIN: US5218633080    SEDOL: B02L895

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Harkey, Jr.   Mgmt   For   For
Elect Director S. Douglas Hutcheson   Mgmt   For   For
Elect Director Ronald J. Kramer   Mgmt   For   For
Elect Director Robert V. LaPenta   Mgmt   For   For
Elect Director Mark A. Leavitt   Mgmt   For   For

Elect Director Mark H. Rachesky   Mgmt   For   For
Elect Director Richard R. Roscitt   Mgmt   For   For
Elect Director Robert E. Switz   Mgmt   For   For
Elect Director Michael B. Targoff   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Other Business   Mgmt   For   Abstain

Live Nation Entertainment, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    538034109
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    LYV

 

CUSIP: 538034109    ISIN: US5380341090    SEDOL: B0T7YX2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark Carleton   Mgmt   For   Against
Elect Director Michael Rapino   Mgmt   For   For
Elect Director Mark S. Shapiro   Mgmt   For   Against
Declassify the Board of Directors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Omega Healthcare Investors, Inc.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    681936100
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    OHI

 

CUSIP: 681936100    ISIN: US6819361006    SEDOL: 2043274

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edward Lowenthal   Mgmt   For   For
Elect Director Stephen D. Plavin   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against

Progress Software Corporation

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    743312100
Record Date:    10-Apr-13    Meeting Type:    Annual    Ticker:    PRGS

 

CUSIP: 743312100    ISIN: US7433121008    SEDOL: 2705198

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barry N. Bycoff   Mgmt   For   For
Elect Director John R. Egan   Mgmt   For   For
Elect Director Ram Gupta   Mgmt   For   For
Elect Director Charles F. Kane   Mgmt   For   For
Elect Director David A. Krall   Mgmt   For   For
Elect Director Michael L. Mark   Mgmt   For   For
Elect Director Philip M. Pead   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Vonage Holdings Corp.

 

Meeting Date:    06-Jun-13    Country:    USA    Security ID:    92886T201
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    VG

 

CUSIP: 92886T201    ISIN: US92886T2015    SEDOL: B15JLG1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael A. Krupka   Mgmt   For   Withhold
Elect Director David C. Nagel   Mgmt   For   For
Elect Director Margaret M. Smyth   Mgmt   For   For
Ratify Recent Election of one Class III Director   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend NOL Rights Plan (NOL Pill)   Mgmt   For   For

Wal-Mart Stores, Inc.

 

Meeting Date:    07-Jun-13    Country:    USA    Security ID:    931142103
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    WMT

 

CUSIP: 931142103    ISIN: US9311421039    SEDOL: 2936921

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Aida M. Alvarez   Mgmt   For   For
Elect Director James I. Cash, Jr.   Mgmt   For   For
Elect Director Roger C. Corbett   Mgmt   For   For
Elect Director Douglas N. Daft   Mgmt   For   For
Elect Director Michael T. Duke   Mgmt   For   Against
Elect Director Timothy P. Flynn   Mgmt   For   For
Elect Director Marissa A. Mayer   Mgmt   For   For
Elect Director Gregory B. Penner   Mgmt   For   For
Elect Director Steven S. Reinemund   Mgmt   For   For

Elect Director H. Lee Scott, Jr.   Mgmt   For   For
Elect Director Jim C. Walton   Mgmt   For   For
Elect Director S. Robson Walton   Mgmt   For   Against
Elect Director Christopher J. Williams   Mgmt   For   Against
Elect Director Linda S. Wolf   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Amend Bylaws — Call Special Meetings   SH   Against   For
Stock Retention/Holding Period   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Disclosure of Recoupment Activity from Senior Officers   SH   Against   For

Systemax Inc.

 

Meeting Date:    10-Jun-13    Country:    USA    Security ID:    871851101
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    SYX

 

CUSIP: 871851101    ISIN: US8718511012    SEDOL: 2394712

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard Leeds   Mgmt   For   Withhold
Elect Director Bruce Leeds   Mgmt   For   Withhold
Elect Director Robert Leeds   Mgmt   For   Withhold
Elect Director Lawrence Reinhold   Mgmt   For   Withhold
Elect Director Stacy S. Dick   Mgmt   For   For
Elect Director Robert D. Rosenthal   Mgmt   For   For
Elect Director Marie Adler-Kravecas   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

News Corporation

 

Meeting Date:    11-Jun-13    Country:    USA    Security ID:    65248E104
Record Date:    19-Apr-13    Meeting Type:    Special    Ticker:    NWS

 

CUSIP: 65248E104    ISIN: US65248E1047    SEDOL: B03DQ41

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Certificate of Incorporation Clarifying the Ability to Make Distributions in Comparable Securities in Connection with Separation Transactions   Mgmt   For   For
Amend Certificate of Incorporation Allowing for Certain Distributions on Subsidiary-owned Sharesand the Creation of Additional Subsidiary-owned Shares   Mgmt   For   For

Santarus, Inc.

 

Meeting Date:    11-Jun-13    Country:    USA    Security ID:    802817304
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    SNTS

 

CUSIP: 802817304    ISIN: US8028173040    SEDOL: 2303105

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Daniel D. Burgess   Mgmt   For   For
Elect Director Michael G. Carter   Mgmt   For   For
Elect Director Alessandro E. Della Cha   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Sequenom, Inc.

 

Meeting Date:    11-Jun-13    Country:    USA    Security ID:    817337405
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    SQNM

 

CUSIP: 817337405    ISIN: US8173374054    SEDOL: B16CJ10

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ernst-Gunter Afting   Mgmt   For   For
Elect Director Kenneth F. Buechler   Mgmt   For   For
Elect Director John A. Fazio   Mgmt   For   For
Elect Director Harry F. Hixson, Jr.   Mgmt   For   For
Elect Director Myla Lai-Goldman   Mgmt   For   For
Elect Director Richard A. Lerner   Mgmt   For   For
Elect Director Ronald M. Lindsay   Mgmt   For   For
Elect Director David Pendarvis   Mgmt   For   For

Elect Director Charles P. Slacik   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Bankrate, Inc.

 

Meeting Date:    12-Jun-13    Country:    USA    Security ID:    06647F102
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    RATE

 

CUSIP: 06647F102    ISIN: US06647F1021    SEDOL: B4WDWB9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Seth Brody   Mgmt   For   Withhold
Elect Director Thomas R. Evans   Mgmt   For   Withhold
Elect Director Michael J. Kelly   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Caterpillar Inc.

 

Meeting Date:    12-Jun-13    Country:    USA    Security ID:    149123101
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    CAT

 

CUSIP: 149123101    ISIN: US1491231015    SEDOL: 2180201

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Daniel M. Dickinson   Mgmt   For   For
Elect Director Juan Gallardo   Mgmt   For   For

Elect Director David R. Goode   Mgmt   For   For
Elect Director Jesse J. Greene, Jr.   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   For
Elect Director Peter A. Magowan   Mgmt   For   For
Elect Director Dennis A. Muilenburg   Mgmt   For   For
Elect Director Douglas R. Oberhelman   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   For
Elect Director Charles D. Powell   Mgmt   For   For
Elect Director Edward B. Rust, Jr.   Mgmt   For   For
Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Joshua I. Smith   Mgmt   For   For
Elect Director Miles D. White   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   Against   For

Provide Right to Act by Written Consent   SH   Against   For
Stock Retention/Holding Period   SH   Against   For
Include Sustainability as a Performance Measure for Senior Executive Compensation   SH   Against   Against
Review and Assess Human Rights Policies   SH   Against   For
Prohibit Sales to the Government of Sudan   SH   Against   Against

Mentor Graphics Corporation

 

Meeting Date:    12-Jun-13    Country:    USA    Security ID:    587200106
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    MENT

 

CUSIP: 587200106    ISIN: US5872001061    SEDOL: 2578033

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Keith L. Barnes   Mgmt   For   For
Elect Director Peter L. Bonfield   Mgmt   For   For
Elect Director Gregory K. Hinckley   Mgmt   For   For
Elect Director J. Daniel McCranie   Mgmt   For   For
Elect Director Kevin C. McDonough   Mgmt   For   For
Elect Director Patrick B. McManus   Mgmt   For   For
Elect Director Walden C. Rhines   Mgmt   For   For
Elect Director David S. Schechter   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   None   For
Ratify Auditors   Mgmt   For   For

Target Corporation

 

Meeting Date:    12-Jun-13    Country:    USA    Security ID:    87612E106
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    TGT

 

CUSIP: 87612E106    ISIN: US87612E1064    SEDOL: 2259101

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roxanne S. Austin   Mgmt   For   For
Elect Director Douglas M. Baker, Jr.   Mgmt   For   For
Elect Director Henrique De Castro   Mgmt   For   For
Elect Director Calvin Darden   Mgmt   For   For
Elect Director Mary N. Dillon   Mgmt   For   For
Elect Director James A. Johnson   Mgmt   For   Against
Elect Director Mary E. Minnick   Mgmt   For   For
Elect Director Anne M. Mulcahy   Mgmt   For   For
Elect Director Derica W. Rice   Mgmt   For   For
Elect Director Gregg W. Steinhafel   Mgmt   For   For

Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Solomon D. Trujillo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Require Independent Board Chairman   SH   Against   Against
Report on Electronics Recycling and Preventing E-Waste Export   SH   Against   Against

Cray Inc.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    225223304
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    CRAY

 

CUSIP: 225223304    ISIN: US2252233042    SEDOL: B16NWY7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Prithviraj (Prith) Banerjee   Mgmt   For   For
Elect Director John B. Jones, Jr.   Mgmt   For   For
Elect Director Stephen C. Kiely   Mgmt   For   For
Elect Director Frank L. Lederman   Mgmt   For   For
Elect Director Sally G. Narodick   Mgmt   For   For
Elect Director Daniel C. Regis   Mgmt   For   For
Elect Director Stephen C. Richards   Mgmt   For   For
Elect Director Peter J. Ungaro   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

CVR Energy, Inc.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    12662P108
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    CVI

 

CUSIP: 12662P108    ISIN: US12662P1084    SEDOL: B23PS12

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bob G. Alexander   Mgmt   For   For
Elect Director SungHwan Cho   Mgmt   For   Withhold
Elect Director Carl C. Icahn   Mgmt   For   Withhold
Elect Director Vincent J. Intrieri   Mgmt   For   Withhold
Elect Director John J. Lipinski   Mgmt   For   Withhold
Elect Director Samuel Merksamer   Mgmt   For   Withhold
Elect Director Stephen Mongillo   Mgmt   For   For
Elect Director Daniel A. Ninivaggi   Mgmt   For   Withhold
Elect Director James M. Strock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

EMCOR Group, Inc.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    29084Q100
Record Date:    18-Apr-13    Meeting Type:    Annual    Ticker:    EME

 

CUSIP: 29084Q100    ISIN: US29084Q1004    SEDOL: 2474164

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen W. Bershad   Mgmt   For   For
Elect Director David A.B. Brown   Mgmt   For   For
Elect Director Larry J. Bump   Mgmt   For   For
Elect Director Albert Fried, Jr.   Mgmt   For   For
Elect Director Anthony J. Guzzi   Mgmt   For   For
Elect Director Richard F. Hamm, Jr.   Mgmt   For   For
Elect Director David H. Laidley   Mgmt   For   For

Elect Director Frank T. MacInnis   Mgmt   For   For
Elect Director Jerry E. Ryan   Mgmt   For   For
Elect Director Michael T. Yonker   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Epiq Systems, Inc.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    26882D109
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    EPIQ

 

CUSIP: 26882D109    ISIN: US26882D1090    SEDOL: 2371339

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Tom W. Olofson   Mgmt   For   For
Elect Director Christopher E. Olofson   Mgmt   For   For
Elect Director W. Bryan Satterlee   Mgmt   For   Withhold
Elect Director Edward M. Connolly   Mgmt   For   Withhold
Elect Director James A. Byrnes   Mgmt   For   Withhold
Elect Director Joel Pelofsky   Mgmt   For   Withhold
Elect Director Charles C. Connely, IV   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Equity Residential

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    29476L107
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    EQR

 

CUSIP: 29476L107    ISIN: US29476L1070    SEDOL: 2319157

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John W. Alexander   Mgmt   For   For
Elect Director Charles L. Atwood   Mgmt   For   For
Elect Director Linda Walker Bynoe   Mgmt   For   For
Elect Director Mary Kay Haben   Mgmt   For   For
Elect Director Bradley A. Keywell   Mgmt   For   For
Elect Director John E. Neal   Mgmt   For   For
Elect Director David J. Neithercut   Mgmt   For   For
Elect Director Mark S. Shapiro   Mgmt   For   For
Elect Director Gerald A. Spector   Mgmt   For   For
Elect Director B. Joseph White   Mgmt   For   For
Elect Director Samuel Zell   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Sustainability   SH   Against   For

Salix Pharmaceuticals, Ltd.

 

Meeting Date:    13-Jun-13    Country:    USA    Security ID:    795435106
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    SLXP

 

CUSIP: 795435106    ISIN: US7954351067    SEDOL: 2693981

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John F. Chappell   Mgmt   For   For
Elect Director Thomas W. D’Alonzo   Mgmt   For   For
Elect Director William P. Keane   Mgmt   For   For
Elect Director Carolyn J. Logan   Mgmt   For   For

Elect Director Mark A. Sirgo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Toyota Motor Corp.

 

Meeting Date:    14-Jun-13    Country:    Japan    Security ID:    J92676113
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7203

 

CUSIP: J92676113    ISIN: JP3633400001    SEDOL: 6900643

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For
Elect Director Uchiyamada, Takeshi   Mgmt   For   For
Elect Director Toyoda, Akio   Mgmt   For   For

Elect Director Ozawa, Satoshi   Mgmt   For   For
Elect Director Kodaira, Nobuyori   Mgmt   For   For
Elect Director Kato, Mitsuhisa   Mgmt   For   For
Elect Director Maekawa, Masamoto   Mgmt   For   For
Elect Director Furuhashi, Mamoru   Mgmt   For   For
Elect Director Ihara, Yasumori   Mgmt   For   For
Elect Director Sudo, Seiichi   Mgmt   For   For
Elect Director Saga, Koei   Mgmt   For   For
Elect Director Ise, Kiyotaka   Mgmt   For   For
Elect Director Terashi, Shigeki   Mgmt   For   For
Elect Director Ishii, Yoshimasa   Mgmt   For   For
Elect Director Uno, Ikuo   Mgmt   For   For
Elect Director Kato, Haruhiko   Mgmt   For   For
Elect Director Mark T. Hogan   Mgmt   For   For
Amend Articles To Indemnify Directors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Krispy Kreme Doughnuts, Inc.

 

Meeting Date:    18-Jun-13    Country:    USA    Security ID:    501014104
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    KKD

 

CUSIP: 501014104    ISIN: US5010141043    SEDOL: 2576811

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles A. Blixt   Mgmt   For   Withhold
Elect Director Lynn Crump-Caine   Mgmt   For   Withhold
Elect Director Robert S. McCoy, Jr.   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Securities Transfer Restrictions   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

MasterCard Incorporated

 

Meeting Date:    18-Jun-13    Country:    USA    Security ID:    57636Q104
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    MA

 

CUSIP: 57636Q104    ISIN: US57636Q1040    SEDOL: B121557

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard Haythornthwaite   Mgmt   For   For
Elect Director Ajay Banga   Mgmt   For   For
Elect Director Silvio Barzi   Mgmt   For   For
Elect Director David R. Carlucci   Mgmt   For   For
Elect Director Steven J. Freiberg   Mgmt   For   For
Elect Director Nancy J. Karch   Mgmt   For   For

Elect Director Marc Olivie   Mgmt   For   For
Elect Director Rima Qureshi   Mgmt   For   For
Elect Director Jose Octavio Reyes Lagunes   Mgmt   For   For
Elect Director Mark Schwartz   Mgmt   For   For
Elect Director Jackson P. Tai   Mgmt   For   For
Elect Director Edward Suning Tian   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Honda Motor Co. Ltd.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J22302111
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7267

 

CUSIP: J22302111    ISIN: JP3854600008    SEDOL: 6435145

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 19   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Ike, Fumihiko   Mgmt   For   For
Elect Director Ito, Takanobu   Mgmt   For   For
Elect Director Iwamura, Tetsuo   Mgmt   For   For
Elect Director Yamamoto, Takashi   Mgmt   For   For
Elect Director Yamamoto, Yoshiharu   Mgmt   For   For
Elect Director Yoshida, Masahiro   Mgmt   For   For
Elect Director Hogen, Kensaku   Mgmt   For   For
Elect Director Kuroyanagi, Nobuo   Mgmt   For   For
Elect Director Fukui, Takeo   Mgmt   For   For
Elect Director Shiga, Yuuji   Mgmt   For   For

Elect Director Takeuchi, Kohei   Mgmt   For   For
Elect Director Aoyama, Shinji   Mgmt   For   For
Elect Director Kaihara, Noriya   Mgmt   For   For
Appoint Statutory Auditor Endo, Kunio   Mgmt   For   For

Kodiak Oil & Gas Corp.

 

Meeting Date:    19-Jun-13    Country:    Canada    Security ID:    50015Q100
Record Date:    09-May-13    Meeting Type:    Annual    Ticker:    KOG

 

CUSIP: 50015Q100    ISIN: CA50015Q1000    SEDOL: B06MB40

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lynn A. Peterson   Mgmt   For   For
Elect Director James E. Catlin   Mgmt   For   For
Elect Director Rodney D. Knutson   Mgmt   For   For

Elect Director Herrick K. Lidstone, Jr.   Mgmt   For   For
Elect Director William J. Krysiak   Mgmt   For   For
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Komatsu Ltd.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J35759125
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6301

 

CUSIP: J35759125    ISIN: JP3304200003    SEDOL: 6496584

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 24   Mgmt   For   For
Elect Director Noji, Kunio   Mgmt   For   For

Elect Director Ohashi, Tetsuji   Mgmt   For   For
Elect Director Fujitsuka, Mikio   Mgmt   For   For
Elect Director Takamura, Fujitoshi   Mgmt   For   For
Elect Director Hotta, Kensuke   Mgmt   For   For
Elect Director Kano, Noriaki   Mgmt   For   For
Elect Director Ikeda, Koichi   Mgmt   For   For
Elect Director Shinozuka, Hisashi   Mgmt   For   For
Elect Director Kuromoto, Kazunori   Mgmt   For   For
Elect Director Mori, Masanao   Mgmt   For   For
Appoint Statutory Auditor Matsuo, Kunihiro   Mgmt   For   Against
Appoint Statutory Auditor Yamada, Koji   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   For

The Men’s Wearhouse, Inc.

 

Meeting Date:    19-Jun-13    Country:    USA    Security ID:    587118100
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    MW

 

CUSIP: 587118100    ISIN: US5871181005    SEDOL: 2576327

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George Zimmer   Mgmt   For   For
Elect Director David H. Edwab   Mgmt   For   For
Elect Director Douglas S. Ewert   Mgmt   For   For
Elect Director Rinaldo S. Brutoco   Mgmt   For   For
Elect Director Michael L. Ray   Mgmt   For   For
Elect Director Sheldon I. Stein   Mgmt   For   For
Elect Director Deepak Chopra   Mgmt   For   For
Elect Director William B. Sechrest   Mgmt   For   For

Elect Director Grace Nichols   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Report on Sustainability   SH   Against   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

ARIAD Pharmaceuticals, Inc.

 

Meeting Date:    20-Jun-13    Country:    USA    Security ID:    04033A100
Record Date:    25-Apr-13    Meeting Type:    Annual    Ticker:    ARIA

 

CUSIP: 04033A100    ISIN: US04033A1007    SEDOL: 2066624

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Athanase Lavidas   Mgmt   For   For
Elect Director Massimo Radaelli   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Gold Resource Corporation

 

Meeting Date:    20-Jun-13    Country:    USA    Security ID:    38068T105
Record Date:    25-Apr-13    Meeting Type:    Annual    Ticker:    GORO

 

CUSIP: 38068T105    ISIN: US38068T1051    SEDOL: B1DZ912

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William W. Reid   Mgmt   For   Withhold
Elect Director Jason D. Reid   Mgmt   For   For

Elect Director Bill M. Conrad   Mgmt   For   Withhold
Elect Director Tor Falck   Mgmt   For   For
Elect Director Gary C. Huber   Mgmt   For   For
Elect Director Robert C. Muffly   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

East Japan Railway Co.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J1257M109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9020

 

CUSIP: J1257M109    ISIN: JP3783600004    SEDOL: 6298542

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For
Elect Director Nakai, Masahiko   Mgmt   For   For
Appoint Statutory Auditor Yamaguchi, Toshiaki   Mgmt   For   Against
Appoint Statutory Auditor Nitta, Mutsuo   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For
Amend Articles to Allow Shareholder Meeting Resolutions on Drafting and Implementation of Business Plans Related to Tohoku Earthquake Reconstruction   SH   Against   Against
Create, Fund Committee on Drafting Business Plans Related to Earthquake Reconstruction   SH   Against   Against
Amend Articles to Allow Proposals on Compliance Matters at Shareholder Meetings   SH   Against   Against
Mandate Creation of Committee on Compliance   SH   Against   Against
Amend Articles to Require Disclosure of Top Five Individual Director Compensation Levels   SH   Against   For
Amend Articles to Require At Least Three Outsiders on Board of Directors   SH   Against   For
Remove Chairman Satoshi Seino from the Board of Directors   SH   Against   Against

Remove Vice Chairman Masaki Ogata from the Board of Directors   SH   Against   Against
Remove Executive Director Yuuji Fukasawa from the Board of Directors   SH   Against   Against
Remove Executive Director Yasuo Hayashi from the Board of Directors   SH   Against   Against
Remove Executive Director Yuuji Morimoto from the Board of Directors   SH   Against   Against
Reduce Director and Statutory Auditor Compensation by 20 Percent   SH   Against   Against
Approve Alternate Income Allocation to Establish Reserves for Disaster Recovery Fund for the Tohoku Earthquake and for Consolidation of Local Rail Lines   SH   Against   Against

Hitachi Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J20454112
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6501

 

CUSIP: J20454112    ISIN: JP3788600009    SEDOL: 6429104

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kawamura, Takashi   Mgmt   For   For
Elect Director Ota, Yoshie   Mgmt   For   For
Elect Director Katsumata, Nobuo   Mgmt   For   For
Elect Director Cynthia Carroll   Mgmt   For   For
Elect Director Sakakibara, Sadayuki   Mgmt   For   For
Elect Director George Buckley   Mgmt   For   For
Elect Director Mochizuki, Harufumi   Mgmt   For   For
Elect Director Motobayashi, Toru   Mgmt   For   Against
Elect Director Philip Yeo   Mgmt   For   For
Elect Director Kikawa, Michijiro   Mgmt   For   For
Elect Director Stephen Gomersall   Mgmt   For   For
Elect Director Nakanishi, Hiroaki   Mgmt   For   For
Elect Director Hatchoji, Takashi   Mgmt   For   For
Elect Director Miyoshi, Takashi   Mgmt   For   For

Mitsubishi Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J43830116
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8058

 

CUSIP: J43830116    ISIN: JP3898400001    SEDOL: 6596785

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Kobayashi, Ken   Mgmt   For   For
Elect Director Nabeshima, Hideyuki   Mgmt   For   For

Elect Director Nakahara, Hideto   Mgmt   For   For
Elect Director Yanai, Jun   Mgmt   For   For
Elect Director Kinukawa, Jun   Mgmt   For   For
Elect Director Miyauchi, Takahisa   Mgmt   For   For
Elect Director Nagai, Yasuo   Mgmt   For   For
Elect Director Uchino, Shuuma   Mgmt   For   For
Elect Director Ito, Kunio   Mgmt   For   For
Elect Director Tsukuda, Kazuo   Mgmt   For   For
Elect Director Kato, Ryozo   Mgmt   For   For
Elect Director Konno, Hidehiro   Mgmt   For   For
Elect Director Sakie Tachibana Fukushima   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Mitsui & Co.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J44690139
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8031

 

CUSIP: J44690139    ISIN: JP3893600001    SEDOL: 6597302

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 21   Mgmt   For   For
Elect Director Utsuda, Shoei   Mgmt   For   For
Elect Director Iijima, Masami   Mgmt   For   For
Elect Director Tanaka, Seiichi   Mgmt   For   For
Elect Director Kawashima, Fuminobu   Mgmt   For   For
Elect Director Saiga, Daisuke   Mgmt   For   For
Elect Director Okada, Joji   Mgmt   For   For
Elect Director Kinoshita, Masayuki   Mgmt   For   For
Elect Director Anbe, Shintaro   Mgmt   For   For

Elect Director Tanaka, Koichi   Mgmt   For   For
Elect Director Matsubara, Nobuko   Mgmt   For   For
Elect Director Nonaka, Ikujiro   Mgmt   For   For
Elect Director Hirabayashi, Hiroshi   Mgmt   For   For
Elect Director Muto, Toshiro   Mgmt   For   For
Appoint Statutory Auditor Watanabe, Hiroyasu   Mgmt   For   For

SoftBank Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J75963108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9984

 

CUSIP: J75963108    ISIN: JP3436100006    SEDOL: 6770620

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Amend Articles To Change Company Name - Amend Business Lines   Mgmt   For   For
Elect Director Son, Masayoshi   Mgmt   For   For
Elect Director Miyauchi, Ken   Mgmt   For   For
Elect Director Kasai, Kazuhiko   Mgmt   For   For
Elect Director Ronald Fisher   Mgmt   For   For
Elect Director Yun Ma   Mgmt   For   For
Elect Director Miyasaka, Manabu   Mgmt   For   For
Elect Director Yanai, Tadashi   Mgmt   For   For
Elect Director Mark Schwartz   Mgmt   For   For
Appoint Statutory Auditor Sano, Mitsuo   Mgmt   For   For
Appoint Statutory Auditor Uno, Soichiro   Mgmt   For   For
Appoint Statutory Auditor Shibayama, Koichi   Mgmt   For   Against
Appoint Statutory Auditor Kubokawa, Hidekazu   Mgmt   For   For

Mizuho Financial Group Inc.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J4599L102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8411

 

CUSIP: J4599L102    ISIN: JP3885780001    SEDOL: 6591014

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3 for Common Shareholders   Mgmt   For   For
Authorize Preferred Share Repurchase Program   Mgmt   For   For
Amend Articles To Create New Classes of Preferred Shares   Mgmt   For   For
Elect Director Sato, Yasuhiro   Mgmt   For   For
Elect Director Tsujita, Yasunori   Mgmt   For   For
Elect Director Okabe, Toshitsugu   Mgmt   For   For
Elect Director Hayashi, Nobuhide   Mgmt   For   For

Elect Director Kanki, Tadashi   Mgmt   For   For
Elect Director Koike, Masakane   Mgmt   For   For
Elect Director Nomiyama, Akihiko   Mgmt   For   For
Elect Director Ohashi, Mitsuo   Mgmt   For   For
Elect Director Anraku, Kanemitsu   Mgmt   For   For
Appoint Statutory Auditor Funaki, Nobukatsu   Mgmt   For   For
Amend Articles to Cap Total Compensation to Any Employee at JPY 30 Million, Require Advance Shareholder Approval for Exceptions   SH   Against   Against
Amend Articles to Require Firm to Urge Railroads to Install Anticrime Cameras in Trains using Mizuho Group Financing   SH   Against   Against
Amend Articles to Require Firm to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately   SH   Against   For
Amend Articles to Require Firm to Post Board Training Policy on Website   SH   Against   Against
Amend Articles to Require Shareholder Approval for Reinvestment of Any Net Profit Not Paid Out as Dividends   SH   Against   Against

Amend Articles to Require Firm to Urge Subsidiaries to Disclose when Sued to Invalidate Shareholder Meeting Resolutions   SH   Against   Against
Amend Articles to Require Firm to Annually Disclose Individual Breakdown of Director, Statutory Auditor Compensation   SH   Against   For
Amend Articles to Require Brokerage Subsidiaries Underwriting an IPO to Disclose Evaluation Documents and their Basis   SH   Against   Against
Amend Articles to Require Firm to Urge Subsidiaries and Affiliates to Conduct Investor Seminars on MBO Countermeasures   SH   Against   Against

Nissan Motor Co. Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J57160129
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7201

 

CUSIP: J57160129    ISIN: JP3672400003    SEDOL: 6642860

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 12.5   Mgmt   For   For
Elect Director Carlos Ghosn   Mgmt   For   For
Elect Director Shiga, Toshiyuki   Mgmt   For   For
Elect Director Saikawa, Hiroto   Mgmt   For   For
Elect Director Colin Dodge   Mgmt   For   For
Elect Director Yamashita, Mitsuhiko   Mgmt   For   For
Elect Director Imazu, Hidetoshi   Mgmt   For   For
Elect Director Greg Kelly   Mgmt   For   For
Elect Director Jean-Baptiste Duzan   Mgmt   For   For
Elect Director Nakamura, Katsumi   Mgmt   For   For
Approve Stock Appreciation Rights Plan for Directors   Mgmt   For   For

Apogee Enterprises, Inc.

 

Meeting Date:    26-Jun-13    Country:    USA    Security ID:    037598109
Record Date:    03-May-13    Meeting Type:    Annual    Ticker:    APOG

 

CUSIP: 037598109    ISIN: US0375981091    SEDOL: 2046176

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jerome L. Davis   Mgmt   For   For
Elect Director Sara L. Hays   Mgmt   For   For
Elect Director Richard V. Reynolds   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Takeda Pharmaceutical Co. Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J8129E108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4502

 

CUSIP: J8129E108    ISIN: JP3463000004    SEDOL: 6870445

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 90   Mgmt   For   For
Elect Director Hasegawa, Yasuchika   Mgmt   For   For
Elect Director Yamanaka, Yasuhiko   Mgmt   For   For
Elect Director Frank Morich   Mgmt   For   For
Elect Director Yamada, Tadataka   Mgmt   For   For
Elect Director Iwasaki, Masato   Mgmt   For   For

Elect Director Sudo, Fumio   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Honda, Shinji   Mgmt   For   For
Appoint Statutory Auditor Kuniya, Shiro   Mgmt   For   Against
Appoint Alternate Statutory Auditor Kuroda, Katsushi   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Fanuc Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J13440102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6954

 

CUSIP: J13440102    ISIN: JP3802400006    SEDOL: 6356934

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 82.04   Mgmt   For   For
Amend Articles To Authorize Public Announcements in Electronic Format - Indemnify Directors - Increase Maximum Board Size   Mgmt   For   For
Elect Director Inaba, Yoshiharu   Mgmt   For   For
Elect Director Yamaguchi, Kenji   Mgmt   For   For
Elect Director Gonda, Yoshihiro   Mgmt   For   For
Elect Director Richard E. Schneider   Mgmt   For   For
Elect Director Uchida, Hiroyuki   Mgmt   For   For
Elect Director Kosaka, Tetsuya   Mgmt   For   For
Elect Director Matsubara, Shunsuke   Mgmt   For   For
Elect Director Kohari, Katsuo   Mgmt   For   For
Elect Director Okada, Toshiya   Mgmt   For   For
Elect Director Hiramoto, Kazuyuki   Mgmt   For   For
Elect Director Olaf C. Gehrels   Mgmt   For   For
Elect Director Aoyama, Kazunari   Mgmt   For   For

Elect Director Ito, Takayuki   Mgmt   For   For
Elect Director Yamada, Yuusaku   Mgmt   For   For
Elect Director Hishikawa, Tetsuo   Mgmt   For   For
Elect Director Noda, Hiroshi   Mgmt   For   For
Elect Director Inaba, Kiyonori   Mgmt   For   For
Elect Director Ono, Masato   Mgmt   For   For

Mitsubishi UFJ Financial Group

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J44497105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8306

 

CUSIP: J44497105    ISIN: JP3902900004    SEDOL: 6335171

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 7   Mgmt   For   For
Amend Articles To Amend Provisions on Preferred Shares to Comply with Basel III - Remove Provisions on Class 3 Preferred Shares to Reflect Cancellation   Mgmt   For   For
Elect Director Okihara, Takamune   Mgmt   For   For
Elect Director Wakabayashi, Tatsuo   Mgmt   For   For
Elect Director Hirano, Nobuyuki   Mgmt   For   For
Elect Director Tanaka, Masaaki   Mgmt   For   For
Elect Director Yuuki, Taihei   Mgmt   For   For
Elect Director Hamakawa, Ichiro   Mgmt   For   For
Elect Director Kagawa, Akihiko   Mgmt   For   For
Elect Director Toyoizumi, Toshiro   Mgmt   For   For
Elect Director Okamoto, Junichi   Mgmt   For   For
Elect Director Araki, Saburo   Mgmt   For   For
Elect Director Noguchi, Hiroyuki   Mgmt   For   For
Elect Director Tokunari, Muneaki   Mgmt   For   For

Elect Director Araki, Ryuuji   Mgmt   For   For
Elect Director Watanabe, Kazuhiro   Mgmt   For   For
Elect Director Kawamoto, Yuuko   Mgmt   For   For
Appoint Statutory Auditor Mikumo, Takashi   Mgmt   For   For
Appoint Statutory Auditor Okamoto, Kunie   Mgmt   For   Against
Appoint Statutory Auditor Ikeda, Yasushi   Mgmt   For   For
Appoint Statutory Auditor Kojima, Hideo   Mgmt   For   For
Amend Deep Discount Stock Option Plan Approved at 2007 AGM and Approve Adjustmentto Aggregate Compensation Ceilings for Directors and Statutory Auditors   Mgmt   For   For

Sumitomo Mitsui Financial Group, Inc.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J7771X109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8316

 

CUSIP: J7771X109    ISIN: JP3890350006    SEDOL: 6563024

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 70   Mgmt   For   For
Amend Articles To Remove Provisions on Class 6 Preferred Shares - Amend Provisions on Preferred Shares to Comply with Basel III   Mgmt   For   For
Elect Director Oku, Masayuki   Mgmt   For   For
Elect Director Kunibe, Takeshi   Mgmt   For   For
Elect Director Kubo, Ken   Mgmt   For   For
Elect Director Ito, Yuujiro   Mgmt   For   For
Elect Director Fuchizaki, Masahiro   Mgmt   For   For
Elect Director Narita, Manabu   Mgmt   For   For
Elect Director Ogino, Kozo   Mgmt   For   For
Elect Director Iwamoto, Shigeru   Mgmt   For   For
Elect Director Nomura, Kuniaki   Mgmt   For   For

Appoint Statutory Auditor Minami, Koichi   Mgmt   For   For
Appoint Statutory Auditor Uno, Ikuo   Mgmt   For   Against
Appoint Statutory Auditor Ito, Satoshi   Mgmt   For   Against
Appoint Alternate Statutory Auditor Tsunoda, Daiken   Mgmt   For   For

Tesco plc

 

Meeting Date:    28-Jun-13    Country:    United Kingdom    Security ID:    G87621101
Record Date:    26-Jun-13    Meeting Type:    Annual    Ticker:    TSCO

 

CUSIP: G87621101    ISIN: GB0008847096    SEDOL: 0884709

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Olivia Garfield as Director   Mgmt   For   For
Re-elect Sir Richard Broadbent as Director   Mgmt   For   For
Re-elect Philip Clarke as Director   Mgmt   For   For
Re-elect Gareth Bullock as Director   Mgmt   For   For
Re-elect Patrick Cescau as Director   Mgmt   For   For
Re-elect Stuart Chambers as Director   Mgmt   For   For
Re-elect Ken Hanna as Director   Mgmt   For   For
Re-elect Laurie Mcllwee as Director   Mgmt   For   For
Re-elect Deanna Oppenheimer as Director   Mgmt   For   For
Re-elect Jacqueline Tammenoms Bakker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For

Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant       db-X Exchange-Traded Funds Inc.

 

By (Signature and Title)*  

/s/ Alex Depetris

    
  Alex Depetris, President and Chief Executive Officer and Secretary  
Date  

8/20/13

  

*Print the name and title of each signing officer under his or her signature.