0001140361-17-039684.txt : 20171026 0001140361-17-039684.hdr.sgml : 20171026 20171026155944 ACCESSION NUMBER: 0001140361-17-039684 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171025 FILED AS OF DATE: 20171026 DATE AS OF CHANGE: 20171026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arndt Rebecca M CENTRAL INDEX KEY: 0001385498 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 171156267 MAIL ADDRESS: STREET 1: 11200 W PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 4 1 doc1.xml FORM 4 X0306 4 2017-10-25 0 0001569994 Waterstone Financial, Inc. WSBF 0001385498 Arndt Rebecca M 11200 W PLANK COURT WAUWATOSA WI 53226 0 1 0 0 Sr. Vice President Common Stock 2017-10-25 4 M 0 6000 12.75 A 46489 D Common Stock 2017-10-25 4 S 0 3400 19.75 D 43089 D Common Stock 2017-10-25 4 S 0 200 19.775 D 42889 D Common Stock 2017-10-25 4 S 0 300 19.80 D 42589 D Common Stock 2017-10-25 4 S 0 1647 19.85 D 40942 D Common Stock 2017-10-25 4 S 0 400 19.875 D 40542 D Common Stock 2017-10-25 4 S 0 53 19.90 D 40489 D Common Stock 21806 I By ESOP Common Stock 20039 I By 401(k) Stock Options 12.75 2017-10-25 4 M 0 6000 12.75 D 2016-03-04 2025-03-04 Common Stock 15000 9000 D /s/ William F. Bruss, Attorney in Fact 2017-10-26