0001140361-16-057175.txt : 20160309
0001140361-16-057175.hdr.sgml : 20160309
20160309161542
ACCESSION NUMBER: 0001140361-16-057175
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160307
FILED AS OF DATE: 20160309
DATE AS OF CHANGE: 20160309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Waterstone Financial, Inc.
CENTRAL INDEX KEY: 0001569994
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11200 WEST PLANK COURT
CITY: WAUWATOSA
STATE: WI
ZIP: 53226
BUSINESS PHONE: (414) 761-1000
MAIL ADDRESS:
STREET 1: 11200 WEST PLANK COURT
CITY: WAUWATOSA
STATE: WI
ZIP: 53226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Arndt Rebecca M
CENTRAL INDEX KEY: 0001385498
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36271
FILM NUMBER: 161494760
MAIL ADDRESS:
STREET 1: 11200 W PLANK COURT
CITY: WAUWATOSA
STATE: WI
ZIP: 53226
4
1
doc1.xml
FORM 4
X0306
4
2016-03-07
0
0001569994
Waterstone Financial, Inc.
WSBF
0001385498
Arndt Rebecca M
11200 W PLANK COURT
WAUWATOSA
WI
53226
0
1
0
0
Senior Vice President
Common Stock
2016-03-07
4
F
0
1292
14.02
D
30915
D
Common Stock
2016-03-07
4
M
0
8778
1.73
A
39693
D
Common Stock
19633
I
By ESOP
Common Stock
19976
I
By 401(k)
Stock Options
16.11
2014-01-22
2017-01-05
Common Stock
27432
27432
D
Employee Stock Option (right to buy)
1.73
2016-03-07
4
M
0
8778
1.73
D
2014-01-22
2022-01-04
Common Stock
8778
4390
D
Stock Options
12.75
2016-03-04
2025-03-04
Common Stock
15000
15000
D
/s/ William F. Bruss, Attorney in Fact
2016-03-09