0001140361-16-057175.txt : 20160309 0001140361-16-057175.hdr.sgml : 20160309 20160309161542 ACCESSION NUMBER: 0001140361-16-057175 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160307 FILED AS OF DATE: 20160309 DATE AS OF CHANGE: 20160309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arndt Rebecca M CENTRAL INDEX KEY: 0001385498 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 161494760 MAIL ADDRESS: STREET 1: 11200 W PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 4 1 doc1.xml FORM 4 X0306 4 2016-03-07 0 0001569994 Waterstone Financial, Inc. WSBF 0001385498 Arndt Rebecca M 11200 W PLANK COURT WAUWATOSA WI 53226 0 1 0 0 Senior Vice President Common Stock 2016-03-07 4 F 0 1292 14.02 D 30915 D Common Stock 2016-03-07 4 M 0 8778 1.73 A 39693 D Common Stock 19633 I By ESOP Common Stock 19976 I By 401(k) Stock Options 16.11 2014-01-22 2017-01-05 Common Stock 27432 27432 D Employee Stock Option (right to buy) 1.73 2016-03-07 4 M 0 8778 1.73 D 2014-01-22 2022-01-04 Common Stock 8778 4390 D Stock Options 12.75 2016-03-04 2025-03-04 Common Stock 15000 15000 D /s/ William F. Bruss, Attorney in Fact 2016-03-09