0001140361-15-029106.txt : 20150730 0001140361-15-029106.hdr.sgml : 20150730 20150730145842 ACCESSION NUMBER: 0001140361-15-029106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150727 FILED AS OF DATE: 20150730 DATE AS OF CHANGE: 20150730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arndt Rebecca M CENTRAL INDEX KEY: 0001385498 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 151015795 MAIL ADDRESS: STREET 1: 11200 W PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 4 1 doc1.xml FORM 4 X0306 4 2015-07-27 0 0001569994 Waterstone Financial, Inc. WSBF 0001385498 Arndt Rebecca M 11200 W PLANK COURT WAUWATOSA WI 53226 0 1 0 0 Vice President Common Stock 2015-07-27 4 S 0 1000 13.00 D 39780 D Common Stock 2015-07-29 4 S 0 100 13.02 D 39680 D Common Stock 2015-07-29 4 S 0 1600 13.0001 D 38080 D Common Stock 17249 I By ESOP Common Stock 19998 I By 401(k) plan Stock Options 16.11 2014-01-22 2017-01-05 Common Stock 27432 27432 D Stock Options 1.73 2014-01-22 2022-01-04 Common Stock 13168 13168 D Stock Options 12.75 2016-03-04 2025-03-04 Common Stock 15000 15000 D /s/ William F. Bruss, Attorney in Fact 2015-07-30