0001144204-12-059017.txt : 20121101 0001144204-12-059017.hdr.sgml : 20121101 20121101182615 ACCESSION NUMBER: 0001144204-12-059017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120425 FILED AS OF DATE: 20121101 DATE AS OF CHANGE: 20121101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSEN DENNIS CENTRAL INDEX KEY: 0001480740 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53306 FILM NUMBER: 121174674 MAIL ADDRESS: STREET 1: C/O UV FLU TECHNOLOGIES, INC. STREET 2: 1694 FALMOUTH ROAD, SUITE 147 CITY: CENTERVILLE STATE: MA ZIP: 02632-2933 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UV FLU TECHNOLOGIES INC CENTRAL INDEX KEY: 0001385310 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 980496885 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1694 FALMOUTH ROAD, SUITE 147 CITY: CENTERVILLE STATE: MA ZIP: 02632-2933 BUSINESS PHONE: 508-362-5455 MAIL ADDRESS: STREET 1: 1694 FALMOUTH ROAD, SUITE 147 CITY: CENTERVILLE STATE: MA ZIP: 02632-2933 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST CHARIOTS INC DATE OF NAME CHANGE: 20070105 4 1 v327224_4.xml OWNERSHIP DOCUMENT X0306 4 2012-04-25 0 0001385310 UV FLU TECHNOLOGIES INC UVFT 0001480740 ROSEN DENNIS C/O UV FLU TECHNOLOGIES, INC. 1694 FALMOUTH ROAD, SUITE 147 CENTERVILLE MA 02632-2933 1 0 0 0 Common Stock 2012-04-25 4 A 0 150000 .05 A 405000 D Stock Option (right to buy) .03 2012-10-30 4 A 0 500000 0 A 2022-10-30 Common Stock 500000 500000 D Vests 250,000 immediately, 125,000 in six months, and 125,000 in 12 months. /s/ Dennis Rosen 2012-11-01