0001225208-17-016631.txt : 20171027 0001225208-17-016631.hdr.sgml : 20171027 20171027172040 ACCESSION NUMBER: 0001225208-17-016631 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171025 FILED AS OF DATE: 20171027 DATE AS OF CHANGE: 20171027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVATICH MATTHEW S CENTRAL INDEX KEY: 0001385208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09183 FILM NUMBER: 171160222 MAIL ADDRESS: STREET 1: HARLEY-DAVIDSON MOTOR COMPANY STREET 2: 3700 WEST JUNEAU AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARLEY DAVIDSON INC CENTRAL INDEX KEY: 0000793952 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 391382325 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3700 W JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 BUSINESS PHONE: 414-343-8553 MAIL ADDRESS: STREET 1: 3700 W. JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 4 1 doc4.xml X0306 4 2017-10-25 0000793952 HARLEY DAVIDSON INC HOG 0001385208 LEVATICH MATTHEW S HARLEY-DAVIDSON, INC. 3700 WEST JUNEAU AVENUE MILWAUKEE WI 53208 1 1 President & CEO Common Stock 2017-10-25 4 M 0 19447.0000 39.0400 A 88646.0000 D Common Stock 2017-10-25 4 S 0 19447.0000 48.3564 D 69199.0000 D Common Stock 739.6508 I By 401(k) Common Stock 10.1459 I By ESPP Stock Option (right to buy) 39.0400 2017-10-25 4 M 0 19447.0000 39.0400 D 2009-02-13 2018-02-13 Common Stock 19447.0000 0.0000 D Restricted Stock Units 0.0000 Common Stock 62750.0000 62750.0000 D Stock Option (right to buy) 41.3300 2012-02-09 2021-02-09 Common Stock 26247.0000 26247.0000 D Stock Option (right to buy) 45.3200 2013-02-06 2022-02-06 Common Stock 32198.0000 32198.0000 D Stock Option (right to buy) 51.7800 2014-02-04 2023-02-04 Common Stock 34567.0000 34567.0000 D Stock Option (right to buy) 62.3300 2015-02-04 2024-02-04 Common Stock 32926.0000 32926.0000 D Stock Option (right to buy) 63.4900 2016-02-03 2025-02-03 Common Stock 75602.0000 75602.0000 D The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $48.20 to 48.49 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. All options are currently exercisable. Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan. Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015, 2/2/2016 and February 1, 2017 (granted pursuant to the 2014 Incentive Stock Plan) each vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. /s/ Stephen W. Boettinger, as Power of Attorney 2017-10-27