0001209191-20-062376.txt : 20201208
0001209191-20-062376.hdr.sgml : 20201208
20201208200946
ACCESSION NUMBER: 0001209191-20-062376
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201204
FILED AS OF DATE: 20201208
DATE AS OF CHANGE: 20201208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shmunis Vladimir
CENTRAL INDEX KEY: 0001586647
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 201376639
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shmunis Sandra
CENTRAL INDEX KEY: 0001587526
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 201376640
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA Fund I, LP
CENTRAL INDEX KEY: 0001587616
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 201376641
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA Fund II, LP
CENTRAL INDEX KEY: 0001587618
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 201376642
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA Fund III, LP
CENTRAL INDEX KEY: 0001587622
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 201376643
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA, LLC
CENTRAL INDEX KEY: 0001587543
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 201376644
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RingCentral, Inc.
CENTRAL INDEX KEY: 0001384905
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 943322844
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 DAVIS DRIVE
CITY: BELMONT
STATE: CA
ZIP: 94002
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: 20 DAVIS DRIVE
CITY: BELMONT
STATE: CA
ZIP: 94002
FORMER COMPANY:
FORMER CONFORMED NAME: RingCentral Inc
DATE OF NAME CHANGE: 20070103
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-04
0
0001384905
RingCentral, Inc.
RNG
0001586647
Shmunis Vladimir
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
1
1
0
0
CEO & Chairman
0001587526
Shmunis Sandra
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
0
1
Wife of Reporting Person
0001587616
ELCA Fund I, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
0
1
Controlled by Reporting Person
0001587618
ELCA Fund II, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
0
1
Controlled by Reporting Person
0001587622
ELCA Fund III, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
0
1
Controlled by Reporting Person
0001587543
ELCA, LLC
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
0
1
Controlled by Reporting Person
Class A Common Stock
2020-12-04
4
M
0
50000
17.13
A
209242
D
Class A Common Stock
2020-12-04
4
S
0
1345
327.99
D
207897
D
Class A Common Stock
2020-12-04
4
S
0
2669
328.84
D
205228
D
Class A Common Stock
2020-12-04
4
S
0
2100
330.09
D
203128
D
Class A Common Stock
2020-12-04
4
S
0
4292
330.88
D
198836
D
Class A Common Stock
2020-12-04
4
S
0
4478
332.17
D
194358
D
Class A Common Stock
2020-12-04
4
S
0
13788
332.91
D
180570
D
Class A Common Stock
2020-12-04
4
S
0
7453
333.97
D
173117
D
Class A Common Stock
2020-12-04
4
S
0
5273
335.05
D
167844
D
Class A Common Stock
2020-12-04
4
S
0
7593
336.03
D
160251
D
Class A Common Stock
2020-12-04
4
S
0
1009
336.71
D
159242
D
Class A Common Stock
2020-12-07
4
M
0
23249
17.13
A
182491
D
Class A Common Stock
2020-12-07
4
S
0
300
334.50
D
182191
D
Class A Common Stock
2020-12-07
4
S
0
300
335.55
D
181891
D
Class A Common Stock
2020-12-07
4
S
0
500
336.32
D
181391
D
Class A Common Stock
2020-12-07
4
S
0
400
337.54
D
180991
D
Class A Common Stock
2020-12-07
4
S
0
795
340.13
D
180196
D
Class A Common Stock
2020-12-07
4
S
0
705
341.11
D
179491
D
Class A Common Stock
2020-12-07
4
S
0
900
342.18
D
178591
D
Class A Common Stock
2020-12-07
4
S
0
2380
343.43
D
176211
D
Class A Common Stock
2020-12-07
4
S
0
1020
344.32
D
175191
D
Class A Common Stock
2020-12-07
4
S
0
3203
345.78
D
171988
D
Class A Common Stock
2020-12-07
4
S
0
7643
346.64
D
164345
D
Class A Common Stock
2020-12-07
4
S
0
4902
347.66
D
159443
D
Class A Common Stock
2020-12-07
4
S
0
201
348.40
D
159242
D
Class A Common Stock
2020-12-07
4
C
0
20000
0.00
A
20000
I
By ELCA Fund I, L.P.
Class A Common Stock
2020-12-07
5
G
0
E
20000
0.00
D
0
I
By ELCA Fund I, L.P.
Stock Option (right to buy)
17.13
2020-12-04
4
M
0
50000
0.00
D
2022-05-01
Class A Common Stock
50000
38249
D
Stock Option (right to buy)
17.13
2020-12-07
4
M
0
23249
0.00
D
2022-05-01
Class A Common Stock
23249
15000
D
Class B Common Stock
2020-12-07
4
C
0
20000
0.00
D
Class A Common Stock
20000
5601107
I
By ELCA Fund I, L.P.
Class B Common Stock
Class A Common Stock
6690
6690
I
By ELCA Fund II, L.P.
Class B Common Stock
Class A Common Stock
6690
6690
I
By ELCA Fund III, L.P.
Class B Common Stock
Class A Common Stock
621
621
I
By ELCA, LLC
Class B Common Stock
Class A Common Stock
510
510
I
By Trust
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $327.44 to $328.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (24) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.44 to $329.38, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $329.50 to $330.43, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $330.46 to $331.42, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.51 to $332.505, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $332.51 to $333.50, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $333.51 to $334.50, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $334.51 to $335.50, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $335.515 to $336.48, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $336.53 to $337.01, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $334.04 to $334.99, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $335.08 to $335.95, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $336.20 to $336.66, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $337.32 to $338.14, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.50 to $340.49, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.51 to $341.43, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.905 to $342.77, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $342.95 to $343.94, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $343.95 to $344.71, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.165 to $346.15, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.17 to $347.16, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.22 to $348.17, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $348.255 to $348.41, inclusive.
Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
Vladimir Shmunis and Sandra Shmunis are the managing members of ELCA, LLC. ELCA, LLC is the general partner of ELCA Fund I, L.P., ELCA Fund II, L.P., and ELCA Fund III, L.P. By virtue of this relationship, Mr. Shmunis and Mrs. Shmunis may be deemed to share voting and dispositive power with respect to the shares held by ELCA Fund I, L.P., and certain of the shares held by ELCA Fund II, L.P. and ELCA Fund III, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Shares subject to the option were fully vested and immediately exercisable.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.
Shares are held by the Shmunis Revocable Trust dated June 9, 1998, as amended, for which Vladimir Shmunis and Sandra Shmunis are trustees and beneficiaries.
/s/ Bruce P. Johnson, attorney-in-fact for Vladimir Shmunis
2020-12-08
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis
2020-12-08
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund I, L.P.
2020-12-08
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund II, L.P.
2020-12-08
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund III, L.P.
2020-12-08
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC
2020-12-08