0001209191-20-054998.txt : 20201015 0001209191-20-054998.hdr.sgml : 20201015 20201015203208 ACCESSION NUMBER: 0001209191-20-054998 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201013 FILED AS OF DATE: 20201015 DATE AS OF CHANGE: 20201015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shmunis Vladimir CENTRAL INDEX KEY: 0001586647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 201242567 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shmunis Sandra CENTRAL INDEX KEY: 0001587526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 201242568 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA Fund I, LP CENTRAL INDEX KEY: 0001587616 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 201242569 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA Fund II, LP CENTRAL INDEX KEY: 0001587618 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 201242570 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA Fund III, LP CENTRAL INDEX KEY: 0001587622 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 201242571 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA, LLC CENTRAL INDEX KEY: 0001587543 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 201242572 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RingCentral, Inc. CENTRAL INDEX KEY: 0001384905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 943322844 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 FORMER COMPANY: FORMER CONFORMED NAME: RingCentral Inc DATE OF NAME CHANGE: 20070103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-13 0 0001384905 RingCentral, Inc. RNG 0001586647 Shmunis Vladimir C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 1 1 0 0 CEO & Chairman 0001587526 Shmunis Sandra C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 0 1 Wife of Reporting Person 0001587616 ELCA Fund I, LP C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 0 1 Controlled by Reporting Person 0001587618 ELCA Fund II, LP C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 0 1 Controlled by Reporting Person 0001587622 ELCA Fund III, LP C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 0 1 Controlled by Reporting Person 0001587543 ELCA, LLC C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 0 1 Controlled by Reporting Person Class A Common Stock 2020-10-13 4 M 0 10000 17.13 A 198280 D Class A Common Stock 2020-10-13 4 S 0 1081 282.35 D 197199 D Class A Common Stock 2020-10-13 4 S 0 1760 283.33 D 195439 D Class A Common Stock 2020-10-13 4 S 0 3408 284.45 D 192031 D Class A Common Stock 2020-10-13 4 S 0 2022 285.35 D 190009 D Class A Common Stock 2020-10-13 4 S 0 1495 287.22 D 188514 D Class A Common Stock 2020-10-13 4 S 0 34 287.79 D 188480 D Class A Common Stock 2020-10-13 4 S 0 200 290.04 D 188280 D Class A Common Stock 2020-10-14 4 M 0 10000 17.13 A 198280 D Class A Common Stock 2020-10-14 4 S 0 1000 275.77 D 197280 D Class A Common Stock 2020-10-14 4 S 0 2200 277.02 D 195080 D Class A Common Stock 2020-10-14 4 S 0 2151 277.88 D 192929 D Class A Common Stock 2020-10-14 4 S 0 1161 279.19 D 191768 D Class A Common Stock 2020-10-14 4 S 0 1207 280.06 D 190561 D Class A Common Stock 2020-10-14 4 S 0 747 281.51 D 189814 D Class A Common Stock 2020-10-14 4 S 0 834 282.52 D 188980 D Class A Common Stock 2020-10-14 4 S 0 500 283.45 D 188480 D Class A Common Stock 2020-10-14 4 S 0 200 284.43 D 188280 D Class A Common Stock 2020-10-15 4 M 0 10000 17.13 A 198280 D Class A Common Stock 2020-10-15 4 S 0 600 267.79 D 197680 D Class A Common Stock 2020-10-15 4 S 0 800 268.97 D 196880 D Class A Common Stock 2020-10-15 4 S 0 730 270.52 D 196150 D Class A Common Stock 2020-10-15 4 S 0 600 271.79 D 195550 D Class A Common Stock 2020-10-15 4 S 0 2559 273.14 D 192991 D Class A Common Stock 2020-10-15 4 S 0 1646 273.91 D 191345 D Class A Common Stock 2020-10-15 4 S 0 1200 275.18 D 190145 D Class A Common Stock 2020-10-15 4 S 0 1865 275.92 D 188280 D Class A Common Stock 10000 I By ELCA Fund I, L.P. Stock Option (right to buy) 17.13 2020-10-13 4 M 0 10000 0.00 D 2022-05-01 Class A Common Stock 10000 155000 D Stock Option (right to buy) 17.13 2020-10-14 4 M 0 10000 0.00 D 2022-05-01 Class A Common Stock 10000 145000 D Stock Option (right to buy) 17.13 2020-10-15 4 M 0 10000 0.00 D 2022-05-01 Class A Common Stock 10000 135000 D Class B Common Stock Class A Common Stock 5631107 5621107 I By ELCA Fund I, L.P. Class B Common Stock Class A Common Stock 6690 6690 I By ELCA Fund II, L.P. Class B Common Stock Class A Common Stock 6690 6690 I By ELCA Fund III, L.P. Class B Common Stock Class A Common Stock 621 621 I By ELCA, LLC Class B Common Stock Class A Common Stock 510 510 I By Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $281.77 to $282.61, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (25) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $282.84 to $283.83, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $283.905 to $284.88, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $284.91 to $285.87, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $286.72 to $287.52, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $287.745 to $287.79, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $289.81 to $290.31, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $275.34 to $276.13, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $276.41 to $277.40, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $277.48 to $278.46, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $278.66 to $279.39, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $279.85 to $280.50, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $281.13 to $281.91, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $282.24 to $283.23, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $283.24 to $283.61, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $284.35 to $284.715, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.22 to $268.14, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.54 to $269.36, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $270.13 to $270.65, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.25 to $272.08, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.58 to $273.57, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $273.60 to $274.57, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $274.72 to $275.70, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $275.80 to $276.06, inclusive. Vladimir Shmunis and Sandra Shmunis are the managing members of ELCA, LLC. ELCA, LLC is the general partner of ELCA Fund I, L.P., ELCA Fund II, L.P., and ELCA Fund III, L.P. By virtue of this relationship, Mr. Shmunis and Mrs. Shmunis may be deemed to share voting and dispositive power with respect to the shares held by ELCA Fund I, L.P., and certain of the shares held by ELCA Fund II, L.P. and ELCA Fund III, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Shares subject to the option were fully vested and immediately exercisable. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation. Shares are held by the Shmunis Revocable Trust dated June 9, 1998, as amended, for which Vladimir Shmunis and Sandra Shmunis are trustees and beneficiaries. /s/ Bruce P. Johnson, attorney-in-fact for Vladimir Shmunis 2020-10-15 /s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis 2020-10-15 /s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund I, L.P. 2020-10-15 /s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund II, L.P. 2020-10-15 /s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund III, L.P. 2020-10-15 /s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC 2020-10-15