0001209191-20-018313.txt : 20200311 0001209191-20-018313.hdr.sgml : 20200311 20200311213147 ACCESSION NUMBER: 0001209191-20-018313 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200309 FILED AS OF DATE: 20200311 DATE AS OF CHANGE: 20200311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shmunis Vladimir CENTRAL INDEX KEY: 0001586647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 20707021 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shmunis Sandra CENTRAL INDEX KEY: 0001587526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 20707022 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA Fund I, LP CENTRAL INDEX KEY: 0001587616 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 20707023 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA Fund II, LP CENTRAL INDEX KEY: 0001587618 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 20707024 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA Fund III, LP CENTRAL INDEX KEY: 0001587622 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 20707025 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA, LLC CENTRAL INDEX KEY: 0001587543 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 20707026 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RingCentral, Inc. CENTRAL INDEX KEY: 0001384905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 943322844 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 FORMER COMPANY: FORMER CONFORMED NAME: RingCentral Inc DATE OF NAME CHANGE: 20070103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-09 0 0001384905 RingCentral, Inc. RNG 0001586647 Shmunis Vladimir C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 1 1 0 0 CEO & Chairman 0001587526 Shmunis Sandra C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 0 1 Wife of Reporting Person 0001587616 ELCA Fund I, LP C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 0 1 Controlled by Reporting Person 0001587618 ELCA Fund II, LP C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 0 1 Controlled by Reporting Person 0001587622 ELCA Fund III, LP C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 0 1 Controlled by Reporting Person 0001587543 ELCA, LLC C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 0 1 Controlled by Reporting Person Class A Common Stock 2020-03-09 4 M 0 25000 17.13 A 179197 D Class A Common Stock 2020-03-09 4 S 0 549 198.46 D 178648 D Class A Common Stock 2020-03-09 4 S 0 183 199.47 D 178465 D Class A Common Stock 2020-03-09 4 S 0 366 201.59 D 178099 D Class A Common Stock 2020-03-09 4 S 0 61 202.99 D 178038 D Class A Common Stock 2020-03-09 4 S 0 1946 204.96 D 176092 D Class A Common Stock 2020-03-09 4 S 0 1498 206.13 D 174594 D Class A Common Stock 2020-03-09 4 S 0 2344 207.18 D 172250 D Class A Common Stock 2020-03-09 4 S 0 3428 208.22 D 168822 D Class A Common Stock 2020-03-09 4 S 0 3583 209.31 D 165239 D Class A Common Stock 2020-03-09 4 S 0 5124 210.18 D 160115 D Class A Common Stock 2020-03-09 4 S 0 3173 211.16 D 156942 D Class A Common Stock 2020-03-09 4 S 0 2562 212.10 D 154380 D Class A Common Stock 2020-03-09 4 S 0 183 212.79 D 154197 D Class A Common Stock 2020-03-09 4 C 0 16000 0.00 A 16000 I By ELCA Fund I, L.P. Class A Common Stock 2020-03-09 4 S 0 351 198.46 D 15649 I By ELCA Fund I, L.P. Class A Common Stock 2020-03-09 4 S 0 117 199.47 D 15532 I By ELCA Fund I, L.P. Class A Common Stock 2020-03-09 4 S 0 234 201.59 D 15298 I By ELCA Fund I, L.P. Class A Common Stock 2020-03-09 4 S 0 39 202.99 D 15259 I By ELCA Fund I, L.P. Class A Common Stock 2020-03-09 4 S 0 1244 204.96 D 14015 I By ELCA Fund I, L.P. Class A Common Stock 2020-03-09 4 S 0 959 206.13 D 13056 I By ELCA Fund I, L.P. Class A Common Stock 2020-03-09 4 S 0 1509 207.18 D 11547 I By ELCA Fund I, L.P. Class A Common Stock 2020-03-09 4 S 0 2195 208.22 D 9352 I By ELCA Fund I, L.P. Class A Common Stock 2020-03-09 4 S 0 2289 209.31 D 7063 I By ELCA Fund I, L.P. Class A Common Stock 2020-03-09 4 S 0 3281 210.18 D 3782 I By ELCA Fund I, L.P. Class A Common Stock 2020-03-09 4 S 0 2027 211.16 D 1756 I By ELCA Fund I, L.P. Class A Common Stock 2020-03-09 4 S 0 1638 212.10 D 117 I By ELCA Fund I, L.P. Class A Common Stock 2020-03-09 4 S 0 117 212.79 D 0 I By ELCA Fund I, L.P. Stock Option (right to buy) 17.13 2020-03-09 4 M 0 25000 0.00 D 2022-05-01 Class A Common Stock 25000 425000 D Class B Common Stock 2020-03-09 4 C 0 16000 0.00 D Class A Common Stock 16000 5759107 I By ELCA Fund I, L.P. Class B Common Stock Class A Common Stock 6690 6690 I By ELCA Fund II, L.P. Class B Common Stock Class A Common Stock 6690 6690 I By ELCA Fund III, L.P. Class B Common Stock Class A Common Stock 621 621 I By ELCA, LLC Class B Common Stock Class A Common Stock 510 510 I By Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.33 to $198.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.58 to $201.60, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.53 to $205.51, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.59 to $206.49, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.72 to $207.65, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $207.74 to $208.67, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.75 to $209.74, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.75 to $210.73, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.78 to $211.77, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $211.78 to $212.69, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $212.79 to $212.80, inclusive. Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. Vladimir Shmunis and Sandra Shmunis are the managing members of ELCA, LLC. ELCA, LLC is the general partner of ELCA Fund I, L.P., ELCA Fund II, L.P., and ELCA Fund III, L.P. By virtue of this relationship, Mr. Shmunis and Mrs. Shmunis may be deemed to share voting and dispositive power with respect to the shares held by ELCA Fund I, L.P., and certain of the shares held by ELCA Fund II, L.P. and ELCA Fund III, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Shares subject to the option were fully vested and immediately exercisable. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation. Shares are held by the Shmunis Revocable Trust dated June 9, 1998, as amended, for which Vladimir Shmunis and Sandra Shmunis are trustees and beneficiaries. /s/ Bruce P. Johnson, attorney-in-fact for Vladimir Shmunis 2020-03-11 /s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis 2020-03-11 /s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund I, L.P. 2020-03-11 /s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund II, L.P. 2020-03-11 /s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund III, L.P. 2020-03-11 /s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC 2020-03-11