0001209191-19-032175.txt : 20190522 0001209191-19-032175.hdr.sgml : 20190522 20190522201055 ACCESSION NUMBER: 0001209191-19-032175 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190520 FILED AS OF DATE: 20190522 DATE AS OF CHANGE: 20190522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shmunis Vladimir CENTRAL INDEX KEY: 0001586647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 19847497 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shmunis Sandra CENTRAL INDEX KEY: 0001587526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 19847498 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA Fund I, LP CENTRAL INDEX KEY: 0001587616 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 19847499 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA Fund II, LP CENTRAL INDEX KEY: 0001587618 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 19847500 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA Fund III, LP CENTRAL INDEX KEY: 0001587622 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 19847501 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA, LLC CENTRAL INDEX KEY: 0001587543 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 19847502 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RingCentral Inc CENTRAL INDEX KEY: 0001384905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-20 0 0001384905 RingCentral Inc RNG 0001586647 Shmunis Vladimir C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 1 1 1 0 CEO & Chairman 0001587526 Shmunis Sandra C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 0001587616 ELCA Fund I, LP C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 0001587618 ELCA Fund II, LP C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 0001587622 ELCA Fund III, LP C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 0001587543 ELCA, LLC C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 Class A Common Stock 2019-05-20 4 C 0 16898 0.00 A 325018 D Class A Common Stock 2019-05-20 4 S 0 13307 120.14 D 311711 D Class A Common Stock 2019-05-20 4 S 0 30684 120.97 D 281027 D Class A Common Stock 2019-05-20 4 S 0 7932 121.72 D 273095 D Class A Common Stock 2019-05-21 4 C 0 16901 0.00 A 289996 D Class A Common Stock 2019-05-21 4 S 0 1720 121.46 D 288276 D Class A Common Stock 2019-05-21 4 S 0 18504 122.61 D 269772 D Class A Common Stock 2019-05-21 4 S 0 4373 123.12 D 265399 D Class A Common Stock 2019-05-22 4 C 0 16901 0.00 A 282300 D Class A Common Stock 2019-05-22 4 S 0 3105 122.56 D 279195 D Class A Common Stock 2019-05-22 4 S 0 12797 123.29 D 266398 D Class A Common Stock 2019-05-22 4 S 0 999 123.96 D 265399 D Stock Option (right to buy) 1.10 2019-05-20 4 M 0 4677 0.00 D 2020-01-18 Class B Common Stock 4677 37423 D Class B Common Stock 2019-05-20 4 M 0 4677 0.00 A Class A Common Stock 4677 4677 D Class B Common Stock 2019-05-20 4 C 0 4677 0.00 D Class A Common Stock 4677 0 D Stock Option (right to buy) 6.78 2019-05-20 4 M 0 12221 0.00 D 2022-09-25 Class B Common Stock 12221 560003 D Class B Common Stock 2019-05-20 4 M 0 12221 0.00 A Class A Common Stock 12221 12221 D Class B Common Stock 2019-05-20 4 C 0 12221 0.00 D Class A Common Stock 12221 0 D Stock Option (right to buy) 1.10 2019-05-21 4 M 0 4678 0.00 D 2020-01-18 Class B Common Stock 4678 32745 D Class B Common Stock 2019-05-21 4 M 0 4678 0.00 A Class A Common Stock 4678 4678 D Class B Common Stock 2019-05-21 4 C 0 4678 0.00 D Class A Common Stock 4678 0 D Stock Option (right to buy) 6.78 2019-05-21 4 M 0 12223 0.00 D 2022-09-25 Class B Common Stock 12223 547780 D Class B Common Stock 2019-05-21 4 M 0 12223 0.00 A Class A Common Stock 12223 12223 D Class B Common Stock 2019-05-21 4 C 0 12223 0.00 D Class A Common Stock 12223 0 D Stock Option (right to buy) 1.10 2019-05-22 4 M 0 4678 0.00 D 2020-01-18 Class B Common Stock 4678 28067 D Class B Common Stock 2019-05-22 4 M 0 4678 0.00 A Class A Common Stock 4678 4678 D Class B Common Stock 2019-05-22 4 C 0 4678 0.00 D Class A Common Stock 4678 0 D Stock Option (right to buy) 6.78 2019-05-22 4 M 0 12223 0.00 D 2022-09-25 Class B Common Stock 12223 535557 D Class B Common Stock 2019-05-22 4 M 0 12223 0.00 A Class A Common Stock 12223 12223 D Class B Common Stock 2019-05-22 4 C 0 12223 0.00 D Class A Common Stock 12223 0 D Class B Common Stock Class A Common Stock 5883107 5883107 I By ELCA Fund I, L.P. Class B Common Stock Class A Common Stock 7200 7200 I By ELCA Fund II, L.P. Class B Common Stock Class A Common Stock 7200 7200 I By ELCA Fund III, L.P. Class B Common Stock Class A Common Stock 111 111 I By ELCA, LLC Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2018. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.53 to $120.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (11) to this Form 4. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $120.53 to $121.52, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $121.53 to $122.35, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $120.94 to $121.92, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $121.94 to $122.93, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $122.94 to $123.62, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $121.87 to $122.86, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $122.87 to $123.86, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $123.89 to $124.18, inclusive. Shares subject to the option are fully vested and immediately exercisable. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation. Vladimir Shmunis and Sandra Shmunis are the managing members of ELCA, LLC. ELCA, LLC is the general partner of ELCA Fund I, L.P., ELCA Fund II, L.P., and ELCA Fund III, L.P. By virtue of this relationship, Mr. Shmunis and Mrs. Shmunis may be deemed to share voting and dispositive power with respect to the shares held by ELCA Fund I, L.P., and certain of the shares held by ELCA Fund II, L.P. and ELCA Fund III, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. /s/ Bruce P. Johnson, attorney-in-fact for Vladimir Shmunis 2019-05-22 /s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis 2019-05-22 /s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund I, L.P. 2019-05-22 /s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund II, L.P. 2019-05-22 /s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund III, L.P. 2019-05-22 /s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC 2019-05-22