0001209191-19-024050.txt : 20190408 0001209191-19-024050.hdr.sgml : 20190408 20190408194632 ACCESSION NUMBER: 0001209191-19-024050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190404 FILED AS OF DATE: 20190408 DATE AS OF CHANGE: 20190408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marlow John H CENTRAL INDEX KEY: 0001586695 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 19738296 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RingCentral Inc CENTRAL INDEX KEY: 0001384905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-04-04 0 0001384905 RingCentral Inc RNG 0001586695 Marlow John H C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 1 0 0 SVP, CAO & General Counsel Class A Common Stock 2019-04-04 4 C 0 13500 0.00 A 111627 D Class A Common Stock 2019-04-04 4 S 0 7629 104.66 D 103998 D Class A Common Stock 2019-04-04 4 S 0 2500 105.63 D 101498 D Class A Common Stock 2019-04-04 4 S 0 1971 106.90 D 99527 D Class A Common Stock 2019-04-04 4 S 0 800 108.41 D 98727 D Class A Common Stock 2019-04-04 4 S 0 600 109.62 D 98127 D Class A Common Stock 2018-04-05 4 C 0 13500 0.00 A 111627 D Class A Common Stock 2019-04-05 4 S 0 7500 106.18 D 104127 D Class A Common Stock 2019-04-05 4 S 0 6000 106.84 D 98127 D Stock Options (right to buy) 10.42 2019-04-04 4 M 0 13500 0.00 D 2023-06-12 Class B Common Stock 13500 52000 D Class B Common Stock 2019-04-04 4 M 0 13500 10.42 A Class A Common Stock 13500 337334 D Class B Common Stock 2019-04-04 4 C 0 13500 0.00 D Class A Common Stock 13500 323834 D Stock Options (right to buy) 10.42 2019-04-05 4 M 0 13500 0.00 D 2023-06-12 Class B Common Stock 13500 38500 D Class B Common Stock 2019-04-05 4 M 0 13500 10.42 A Class A Common Stock 13500 337334 D Class B Common Stock 2019-04-05 4 C 0 13500 0.00 D Class A Common Stock 13500 323834 D Class B Common Stock Class A Common Stock 12500 12500 I By Trust Class B Common Stock Class A Common Stock 12500 12500 I By Trust Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.10 to $105.09, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (9) to this Form 4. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $105.10 to $106.03, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $106.575 to $107.42, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $107.92 to $108.75, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $109.10 to $110.03, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $105.50 to $106.48, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $106.56 to $107.205, inclusive. Options were fully vested and exercisable. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation. Shares held in a trust for the benefit of the Reporting Person's children. The Reporting Person and his spouse are co-trustees of this trust. /s/ Bruce Johnson as Attorney-in-fact for John Marlow 2019-04-08