0001209191-19-019577.txt : 20190314
0001209191-19-019577.hdr.sgml : 20190314
20190314214431
ACCESSION NUMBER: 0001209191-19-019577
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190313
FILED AS OF DATE: 20190314
DATE AS OF CHANGE: 20190314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marlow John H
CENTRAL INDEX KEY: 0001586695
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 19682754
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RingCentral Inc
CENTRAL INDEX KEY: 0001384905
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 DAVIS DRIVE
CITY: BELMONT
STATE: CA
ZIP: 94002
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: 20 DAVIS DRIVE
CITY: BELMONT
STATE: CA
ZIP: 94002
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-13
0
0001384905
RingCentral Inc
RNG
0001586695
Marlow John H
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
1
0
0
SVP, CAO & General Counsel
Class A Common Stock
2019-03-13
4
C
0
13500
0.00
A
114959
D
Class A Common Stock
2019-03-13
4
S
0
4348
105.74
D
110611
D
Class A Common Stock
2019-03-13
4
S
0
10418
106.43
D
100193
D
Class A Common Stock
2019-03-13
4
S
0
400
107.00
D
99793
D
Class A Common Stock
2019-03-14
4
C
0
13500
0.00
A
113293
D
Class A Common Stock
2019-03-14
4
S
0
10062
106.55
D
103231
D
Class A Common Stock
2019-03-14
4
S
0
5104
107.50
D
98127
D
Stock Options (right to buy)
2.73
2019-03-13
4
M
0
12500
0.00
D
2022-03-02
Class B Common Stock
12500
100399
D
Class B Common Stock
2019-03-13
4
M
0
12500
2.73
A
Class A Common Stock
12500
336334
D
Stock Options (right to buy)
10.42
2019-03-13
4
M
0
1000
0.00
D
2023-06-12
Class B Common Stock
1000
79000
D
Class B Common Stock
2019-03-13
4
M
0
1000
10.42
A
Class A Common Stock
1000
337334
D
Class B Common Stock
2019-03-13
4
C
0
13500
0.00
D
Class A Common Stock
13500
323834
D
Stock Options (right to buy)
10.42
2019-03-14
4
M
0
13500
0.00
D
2023-06-12
Class B Common Stock
13500
65500
D
Class B Common Stock
2019-03-14
4
M
0
13500
10.42
A
Class A Common Stock
13500
337334
D
Class B Common Stock
2019-03-14
4
C
0
13500
0.00
D
Class A Common Stock
13500
323834
D
Class B Common Stock
Class A Common Stock
12500
12500
I
By Trust
Class B Common Stock
Class A Common Stock
12500
12500
I
By Trust
Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.96 to $105.95, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (6) to this Form 4.
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $105.96 to $106.91, inclusive.
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $106.10 to $107.09, inclusive.
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $107.10 to $108.07, inclusive.
Options were fully vested and exercisable.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.
Shares held in a trust for the benefit of the Reporting Person's children. The Reporting Person and his spouse are co-trustees of this trust.
/s/ Bruce Johnson as Attorney-in-fact for John Marlow
2019-03-14