0001209191-19-019577.txt : 20190314 0001209191-19-019577.hdr.sgml : 20190314 20190314214431 ACCESSION NUMBER: 0001209191-19-019577 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190313 FILED AS OF DATE: 20190314 DATE AS OF CHANGE: 20190314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marlow John H CENTRAL INDEX KEY: 0001586695 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 19682754 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RingCentral Inc CENTRAL INDEX KEY: 0001384905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-13 0 0001384905 RingCentral Inc RNG 0001586695 Marlow John H C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 1 0 0 SVP, CAO & General Counsel Class A Common Stock 2019-03-13 4 C 0 13500 0.00 A 114959 D Class A Common Stock 2019-03-13 4 S 0 4348 105.74 D 110611 D Class A Common Stock 2019-03-13 4 S 0 10418 106.43 D 100193 D Class A Common Stock 2019-03-13 4 S 0 400 107.00 D 99793 D Class A Common Stock 2019-03-14 4 C 0 13500 0.00 A 113293 D Class A Common Stock 2019-03-14 4 S 0 10062 106.55 D 103231 D Class A Common Stock 2019-03-14 4 S 0 5104 107.50 D 98127 D Stock Options (right to buy) 2.73 2019-03-13 4 M 0 12500 0.00 D 2022-03-02 Class B Common Stock 12500 100399 D Class B Common Stock 2019-03-13 4 M 0 12500 2.73 A Class A Common Stock 12500 336334 D Stock Options (right to buy) 10.42 2019-03-13 4 M 0 1000 0.00 D 2023-06-12 Class B Common Stock 1000 79000 D Class B Common Stock 2019-03-13 4 M 0 1000 10.42 A Class A Common Stock 1000 337334 D Class B Common Stock 2019-03-13 4 C 0 13500 0.00 D Class A Common Stock 13500 323834 D Stock Options (right to buy) 10.42 2019-03-14 4 M 0 13500 0.00 D 2023-06-12 Class B Common Stock 13500 65500 D Class B Common Stock 2019-03-14 4 M 0 13500 10.42 A Class A Common Stock 13500 337334 D Class B Common Stock 2019-03-14 4 C 0 13500 0.00 D Class A Common Stock 13500 323834 D Class B Common Stock Class A Common Stock 12500 12500 I By Trust Class B Common Stock Class A Common Stock 12500 12500 I By Trust Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.96 to $105.95, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (6) to this Form 4. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $105.96 to $106.91, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $106.10 to $107.09, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $107.10 to $108.07, inclusive. Options were fully vested and exercisable. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation. Shares held in a trust for the benefit of the Reporting Person's children. The Reporting Person and his spouse are co-trustees of this trust. /s/ Bruce Johnson as Attorney-in-fact for John Marlow 2019-03-14