0001185185-18-001137.txt : 20180618 0001185185-18-001137.hdr.sgml : 20180618 20180618115522 ACCESSION NUMBER: 0001185185-18-001137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180614 FILED AS OF DATE: 20180618 DATE AS OF CHANGE: 20180618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zhang Jimin CENTRAL INDEX KEY: 0001719097 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34246 FILM NUMBER: 18903991 MAIL ADDRESS: STREET 1: 33 DENG SHI DOU STREET CITY: BEJING STATE: F4 ZIP: 100006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTHEAT INC. CENTRAL INDEX KEY: 0001384135 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 980514768 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: A-1, 10 STREET 7 STREET 2: SHENYANG ECONOMIC & TECH DEV ZONE CITY: SHENYANG STATE: F4 ZIP: 110141 BUSINESS PHONE: 86-24-2519-7699 MAIL ADDRESS: STREET 1: A-1, 10 STREET 7 STREET 2: SHENYANG ECONOMIC & TECH DEV ZONE CITY: SHENYANG STATE: F4 ZIP: 110141 FORMER COMPANY: FORMER CONFORMED NAME: Pacific Goldrim Resources, Inc. DATE OF NAME CHANGE: 20061219 4 1 form4-zhang061818.xml OWNERSHIP DOCUMENT X0306 4 2018-06-14 0 0001384135 SMARTHEAT INC. HEAT 0001719097 Zhang Jimin 83 GOU ZHONG SHANG YE BUILDING, 33 DENG SHI DOU STREET, BEJING F4 100006 CHINA 0 0 1 0 Common Stock, par value $0.001 2018-06-14 4 A 0 71283000 0.065 A 76206445 I By Corporation On June 14, 2018, the Issuer entered into the Sixth Amendment to the Credit Facility dated July 27, 2012, as amended (the "Credit Facility"). The Issuer issued restricted shares of the Issuer's common stock to the Reporting Person in payment of all outstanding interest and principal due under the Credit Facility as of June 14, 2018. Mr Zhang directly owns 923,435 shares of aggregate amount of 76,206,445 held directly and indirectly. /s/ Robert Newman Attorney-In-Fact for Jimin Zhang 2018-06-15