<SEC-DOCUMENT>0000728889-17-002072-index.html : 20190501 <SEC-HEADER>0000728889-17-002072.hdr.sgml : 20190501 <ACCEPTANCE-DATETIME>20171018172420 <PRIVATE-TO-PUBLIC> ACCESSION NUMBER: 0000728889-17-002072 CONFORMED SUBMISSION TYPE: 485BPOS PUBLIC DOCUMENT COUNT: 21 FILED AS OF DATE: 20171018 DATE AS OF CHANGE: 20171018 EFFECTIVENESS DATE: 20171018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oppenheimer Revenue Weighted ETF Trust CENTRAL INDEX KEY: 0001384032 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1933 Act SEC FILE NUMBER: 333-139501 FILM NUMBER: 171143211 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 212-323-0237 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10281 FORMER COMPANY: FORMER CONFORMED NAME: Oppenheimer Revenue Weighted ETF Trust DATE OF NAME CHANGE: 20151218 FORMER COMPANY: FORMER CONFORMED NAME: RevenueShares ETF Trust DATE OF NAME CHANGE: 20080107 FORMER COMPANY: FORMER CONFORMED NAME: TIGERS Revenue Trust DATE OF NAME CHANGE: 20061219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oppenheimer Revenue Weighted ETF Trust CENTRAL INDEX KEY: 0001384032 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1940 Act SEC FILE NUMBER: 811-21993 FILM NUMBER: 171143212 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 212-323-0237 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10281 FORMER COMPANY: FORMER CONFORMED NAME: Oppenheimer Revenue Weighted ETF Trust DATE OF NAME CHANGE: 20151218 FORMER COMPANY: FORMER CONFORMED NAME: RevenueShares ETF Trust DATE OF NAME CHANGE: 20080107 FORMER COMPANY: FORMER CONFORMED NAME: TIGERS Revenue Trust DATE OF NAME CHANGE: 20061219 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0001384032 <SERIES-ID>S000058916 <SERIES-NAME>Oppenheimer Russell 1000 Dynamic Multifactor ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000193163 <CLASS-CONTRACT-NAME>Oppenheimer Russell 1000 Dynamic Multifactor ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001384032 <SERIES-ID>S000058917 <SERIES-NAME>Oppenheimer Russell 2000 Dynamic Multifactor ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000193164 <CLASS-CONTRACT-NAME>Oppenheimer Russell 2000 Dynamic Multifactor ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001384032 <SERIES-ID>S000059185 <SERIES-NAME>Oppenheimer Russell 1000 Low Volatility Factor ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000193931 <CLASS-CONTRACT-NAME>Oppenheimer Russell 1000 Low Volatility Factor ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001384032 <SERIES-ID>S000059186 <SERIES-NAME>Oppenheimer Russell 1000 Momentum Factor ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000193932 <CLASS-CONTRACT-NAME>Oppenheimer Russell 1000 Momentum Factor ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001384032 <SERIES-ID>S000059187 <SERIES-NAME>Oppenheimer Russell 1000 Quality Factor ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000193933 <CLASS-CONTRACT-NAME>Oppenheimer Russell 1000 Quality Factor ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001384032 <SERIES-ID>S000059188 <SERIES-NAME>Oppenheimer Russell 1000 Size Factor ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000193934 <CLASS-CONTRACT-NAME>Oppenheimer Russell 1000 Size Factor ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001384032 <SERIES-ID>S000059189 <SERIES-NAME>Oppenheimer Russell 1000 Value Factor ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000193935 <CLASS-CONTRACT-NAME>Oppenheimer Russell 1000 Value Factor ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001384032 <SERIES-ID>S000059190 <SERIES-NAME>Oppenheimer Russell 1000 Yield Factor ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000193936 <CLASS-CONTRACT-NAME>Oppenheimer Russell 1000 Yield Factor ETF </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>485BPOS <SEQUENCE>1 <FILENAME>bodyetf485b.htm <DESCRIPTION>FACING PAGE, TWO PROSPECTUSES, TWO SAIS, PART C <TEXT> Document 1 - file: bodyetf485b.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.A CHARTER <SEQUENCE>5 <FILENAME>ameneschaof3rdadot.htm <DESCRIPTION>AMENDMENT TO SCHEDULE A OF THIRD AMENDED AND RESTATED AGREEMENT AND DOT <TEXT> Document 5 - file: ameneschaof3rdadot.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.D ADVSR CONTR <SEQUENCE>6 <FILENAME>invadvisoryagree.htm <DESCRIPTION>AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT <TEXT> Document 6 - file: invadvisoryagree.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.E UNDR CONTR <SEQUENCE>7 <FILENAME>exhibitagendistagreement.htm <DESCRIPTION>AMENDED EXHIBIT A TO THE GENERAL DISTRIBUTOR'S AGREEMENT <TEXT> Document 7 - file: exhibitagendistagreement.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.H OTH MAT CONT <SEQUENCE>8 <FILENAME>amendadminacctagree.htm <DESCRIPTION>AMENDMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENT <TEXT> Document 8 - file: amendadminacctagree.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.H OTH MAT CONT <SEQUENCE>9 <FILENAME>amendsecuritylendingagree.htm <DESCRIPTION>AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT <TEXT> Document 9 - file: amendsecuritylendingagree.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.G CUST AGREEMT <SEQUENCE>10 <FILENAME>amendcustagree.htm <DESCRIPTION>AMENDMENT TO CUSTODY AGREEMENT <TEXT> Document 10 - file: amendcustagree.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.H OTH MAT CONT <SEQUENCE>11 <FILENAME>amendtaandsagree.htm <DESCRIPTION>AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT <TEXT> Document 11 - file: amendtaandsagree.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.I LEGAL OPININ <SEQUENCE>12 <FILENAME>opinionropesgraymulti.htm <DESCRIPTION>LEGAL OPINION OF ROPES & GRAY LLP MULTIFACTOR <TEXT> Document 12 - file: opinionropesgraymulti.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.I ADMIN CONTRT <SEQUENCE>13 <FILENAME>opinionropesgraysingle.htm <DESCRIPTION>LEGAL OPINION ROPES & GRAY LLP SINGLE FACFTOR <TEXT> Document 13 - file: opinionropesgraysingle.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.I LEGAL OPININ <SEQUENCE>14 <FILENAME>opinionmorrismultifactor.htm <DESCRIPTION>LEGAL OPINION MORRIS, NICHOLS, ARSHT & TUNNELL MULTI-FACTOR <TEXT> Document 14 - file: opinionmorrismultifactor.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.I LEGAL OPININ <SEQUENCE>15 <FILENAME>opinionmorissinglefactor.htm <DESCRIPTION>LEGALOPINION OF MORRIS, NICHOLS, ARSHT & TUNNELL LLP SINGLE FFACTOR <TEXT> Document 15 - file: opinionmorissinglefactor.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.J OTHER OPININ <SEQUENCE>16 <FILENAME>consentmultifactor.htm <DESCRIPTION>CONSENT OF INDEPENDENT AUDITOR <TEXT> Document 16 - file: consentmultifactor.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.I ADMIN CONTRT <SEQUENCE>17 <FILENAME>consentsinglefactor.htm <DESCRIPTION>CONSENT OF INDEPENDENT AUDITOR SINGLE FACTOR <TEXT> Document 17 - file: consentsinglefactor.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>image_008.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 18 - file: image_008.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>image_008.gif <DESCRIPTION>GRAPHIC <TEXT> Document 19 - file: image_008.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>image_009.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 20 - file: image_009.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>image_009.gif <DESCRIPTION>GRAPHIC <TEXT> Document 21 - file: image_009.gif
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.M CALCULATION <SEQUENCE>22 <FILENAME>aandrscheduleidistandserv.htm <DESCRIPTION>AMENDED AND RESTATED SCHEDULE I TO THE AMENDED DISTRIBUTION AND SERVICE PLAN <TEXT> Document 22 - file: aandrscheduleidistandserv.htm
</DOCUMENT> <DOCUMENT> <TYPE>CORRESP <SEQUENCE>23 <FILENAME>filename23.htm <TEXT> Document 23 - file: filename23.htm
</DOCUMENT> <DOCUMENT> <TYPE>CORRESP <SEQUENCE>24 <FILENAME>filename24.htm <TEXT> Document 24 - file: filename24.htm
</DOCUMENT> </SEC-DOCUMENT>