X0306 4 2019-02-28 0001559909 Harvest Capital Credit Corp HCAP 0001302350 JMP GROUP LLC 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 1 0001383803 JMP Group Inc. 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 1 0000831726 JMP SECURITIES LLC 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 1 0001631416 JMP Holding LLC 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 1 0001631823 JMP Investment Holdings LLC 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 1 Common Stock 2019-02-28 4 J 0 990861 10.04 A 990861 D JMP Securities LLC purchased 990,861 shares of the Issuer's Common Stock from JMP Investment Holdings LLC on February 28, 2019 through a series of transactions. JMP Investment Holdings LLC is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities. These securities are owned directly by JMP Securities LLC, which is a wholly owned subsidiary of JMP Holding LLC, which is a wholly owned subsidiary of JMP Group Inc., which is a wholly owned subsidiary of JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities. /s/ Walter Conroy, Authorized Person of JMP Group LLC 2019-03-21 /s/ Walter Conroy, Authorized Person of JMP Group Inc. 2019-03-21 /s/ Walter Conroy, Authorized Person of JMP Holding LLC 2019-03-21 /s/ Walter Conroy, Authorized Person of JMP Investment Holdings LLC 2019-03-21 /s/ Walter Conroy, Authorized Person of JMP Securities LLC 2019-03-21