0001209191-13-022073.txt : 20130419 0001209191-13-022073.hdr.sgml : 20130419 20130419194605 ACCESSION NUMBER: 0001209191-13-022073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130418 FILED AS OF DATE: 20130419 DATE AS OF CHANGE: 20130419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Lance L. CENTRAL INDEX KEY: 0001521978 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35188 FILM NUMBER: 13772548 MAIL ADDRESS: STREET 1: C/O FUSION-IO, INC. STREET 2: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUSION-IO, INC. CENTRAL INDEX KEY: 0001383729 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 204232255 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 BUSINESS PHONE: 801-424-5500 MAIL ADDRESS: STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 FORMER COMPANY: FORMER CONFORMED NAME: FUSION MULTISYSTEMS INC DATE OF NAME CHANGE: 20061214 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-04-18 0 0001383729 FUSION-IO, INC. FIO 0001521978 Smith Lance L. C/O FUSION-IO, INC. 2855 E. COTTONWOOD PKWY, SUITE 100 SALT LAKE CITY UT 84121 0 1 0 0 Chief Operating Officer Common Stock 2013-04-18 4 M 0 13333 0.65 A 13333 D Common Stock 2013-04-18 4 M 0 6250 1.96 A 19583 D Common Stock 2013-04-18 4 S 0 19583 15.1084 D 0 D Employee stock option (right to buy) 0.65 2013-04-18 4 M 0 11249 0.00 D 2019-06-01 Common Stock 11249 22501 D Employee stock option (right to buy) 0.65 2013-04-18 4 M 0 2084 0.00 D 2019-09-21 Common Stock 2084 12500 D Employee stock option (right to buy) 1.96 2013-04-18 4 M 0 6250 0.00 D 2020-09-11 Common Stock 6250 106250 D Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $15.00 per share to $15.31 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. The option becomes exercisable as to 1/48th of the shares subject to the option each month after June 2, 2009. The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 22, 2009. The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 12, 2010. /s/ Jonathan D. Golightly, Attorney-in-fact 2013-04-19